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<front>
<journal-meta>
<journal-id journal-id-type="publisher-id">Front. Clim.</journal-id>
<journal-title>Frontiers in Climate</journal-title>
<abbrev-journal-title abbrev-type="pubmed">Front. Clim.</abbrev-journal-title>
<issn pub-type="epub">2624-9553</issn>
<publisher>
<publisher-name>Frontiers Media S.A.</publisher-name>
</publisher>
</journal-meta>
<article-meta>
<article-id pub-id-type="doi">10.3389/fclim.2021.692114</article-id>
<article-categories>
<subj-group subj-group-type="heading">
<subject>Climate</subject>
<subj-group>
<subject>Review</subject>
</subj-group>
</subj-group>
</article-categories>
<title-group>
<article-title>Deciphering Impacts and Human Responses to a Changing Climate in East Africa</article-title>
</title-group>
<contrib-group>
<contrib contrib-type="author" corresp="yes">
<name><surname>Thalheimer</surname> <given-names>Lisa</given-names></name>
<xref ref-type="aff" rid="aff1"><sup>1</sup></xref>
<xref ref-type="aff" rid="aff2"><sup>2</sup></xref>
<xref ref-type="corresp" rid="c001"><sup>&#x0002A;</sup></xref>
<uri xlink:href="http://loop.frontiersin.org/people/1278971/overview"/>
</contrib>
<contrib contrib-type="author">
<name><surname>Otto</surname> <given-names>Friederike</given-names></name>
<xref ref-type="aff" rid="aff1"><sup>1</sup></xref>
</contrib>
<contrib contrib-type="author">
<name><surname>Abele</surname> <given-names>Simon</given-names></name>
<xref ref-type="aff" rid="aff3"><sup>3</sup></xref>
<xref ref-type="author-notes" rid="fn002"><sup>&#x02020;</sup></xref>
</contrib>
</contrib-group>
<aff id="aff1"><sup>1</sup><institution>School of Geography and the Environment, University of Oxford</institution>, <addr-line>Oxford</addr-line>, <country>United Kingdom</country></aff>
<aff id="aff2"><sup>2</sup><institution>Social Sciences Division, Oxford Martin School, Institute for New Economic Thinking, University of Oxford</institution>, <addr-line>Oxford</addr-line>, <country>United Kingdom</country></aff>
<aff id="aff3"><sup>3</sup><institution>Social Sciences Division, School of Geography and the Environment, University of Oxford</institution>, <addr-line>Oxford</addr-line>, <country>United Kingdom</country></aff>
<author-notes>
<fn fn-type="edited-by"><p>Edited by: Deepti Singh, Washington State University Vancouver, United States</p></fn>
<fn fn-type="edited-by"><p>Reviewed by: Juliana Anochi, National Institute of Space Research (INPE), Brazil; Subimal Ghosh, Indian Institute of Technology Bombay, India</p></fn>
<corresp id="c001">&#x0002A;Correspondence: Lisa Thalheimer <email>lisa.thalheimer&#x00040;chch.ox.ac.uk</email></corresp>
<fn fn-type="other" id="fn001"><p>This article was submitted to Predictions and Projections, a section of the journal Frontiers in Climate</p></fn>
<fn fn-type="other" id="fn002"><p>&#x02020;Deceased</p></fn></author-notes>
<pub-date pub-type="epub">
<day>03</day>
<month>08</month>
<year>2021</year>
</pub-date>
<pub-date pub-type="collection">
<year>2021</year>
</pub-date>
<volume>3</volume>
<elocation-id>692114</elocation-id>
<history>
<date date-type="received">
<day>07</day>
<month>04</month>
<year>2021</year>
</date>
<date date-type="accepted">
<day>08</day>
<month>07</month>
<year>2021</year>
</date>
</history>
<permissions>
<copyright-statement>Copyright &#x000A9; 2021 Thalheimer, Otto and Abele.</copyright-statement>
<copyright-year>2021</copyright-year>
<copyright-holder>Thalheimer, Otto and Abele</copyright-holder>
<license xlink:href="http://creativecommons.org/licenses/by/4.0/"><p>This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.</p></license>
</permissions>
<abstract><p>Climate-related human mobility (climate mobilities) is often portrayed as a key impact of human-induced climate change. Yet, causal, quantitative evidence on this link remains limited and suffers from disciplinary hurdles. One reason for this is that existing case studies do not incorporate insights from climate science methods and pay little attention to contextual factors in climate mobilities. We use a dual-method approach to categorise and classify. By combining a qualitative case study analysis with statistical approaches from topic modelling in an innovative dual-method framework, we show current empirical evidence on weather and climate-related impacts and human mobility in East Africa, an alleged hot-spot of climate change. We find that although climate change is referred to, implicitly and explicitly, as a tipping point for human mobility, studies imply a causal link between human mobility and climate change while under or misrepresenting evidence in climate science. A map of evidence allows studies to be matched with human mobility types and contextual factors influencing such mobilities in a changing climate with a novel and more ambitious form of synthesis, carving out the multi-causal nature of human mobility. Our findings show that climatic influences on human mobility are not independent. Rather, climate factors influencing human mobility are closely connected with contextual factors such as social norms, economic opportunities, and conflict. The findings suggest that there is currently low confidence in a climate change-human mobility nexus for East Africa. As a way forward, we propose emerging methods to systematically research causal links between climate mobilities and anthropogenic climate change globally.</p></abstract>
<kwd-group>
<kwd>extreme weather and climate</kwd>
<kwd>human mobility and migration</kwd>
<kwd>topic model analysis</kwd>
<kwd>case study analysis</kwd>
<kwd>compound extreme events</kwd>
</kwd-group>
<contract-sponsor id="cn001">Robertson Foundation<named-content content-type="fundref-id">10.13039/100013961</named-content></contract-sponsor>
<counts>
<fig-count count="3"/>
<table-count count="2"/>
<equation-count count="0"/>
<ref-count count="66"/>
<page-count count="11"/>
<word-count count="7480"/>
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</front>
<body>
<sec sec-type="intro" id="s1">
<title>Introduction</title>
<p>Throughout history, environmental and climatic changes have played a role in human mobility, but decisions to stay or move are multi-faceted; if any, climate and weather have been factors among many (Piguet, <xref ref-type="bibr" rid="B54">2010</xref>; Black et al., <xref ref-type="bibr" rid="B11">2011</xref>; Hoffmann et al., <xref ref-type="bibr" rid="B36">2020</xref>). With growing concerns about the impacts of anthropogenic climate change, such factors are expected to grow in importance (Kelley et al., <xref ref-type="bibr" rid="B43">2015</xref>; Lugli et al., <xref ref-type="bibr" rid="B47">2019</xref>). Despite recent advancements, empirical evidence on the proportional impacts of a changing climate on human mobility is scant and currently thin on quantitative assessment (Abel et al., <xref ref-type="bibr" rid="B1">2019</xref>; Cattaneo et al., <xref ref-type="bibr" rid="B16">2019</xref>; Groth et al., <xref ref-type="bibr" rid="B28">2020</xref>). Crucially, comprehensive evidence is missing for places vulnerable to a changing climate and potentially hot-spots of increasing hazards such as East Africa (Otto et al., <xref ref-type="bibr" rid="B52">2020</xref>).</p>
<sec>
<title>The Climate Change and Human Mobility Debate</title>
<p>Observed climatic change, independent of the cause of such change, human-induced climate change, and various forms of human mobility such as migration are discussed widely, and connect discussants from the public, policymakers, and academic researchers across disciplines (Gray and Mueller, <xref ref-type="bibr" rid="B25">2012</xref>; Randall, <xref ref-type="bibr" rid="B55">2015</xref>). Leading, in part, to a perceived causal chain between anthropogenic climate change, extreme events&#x02014;often labelled as &#x0201C;climate change event,&#x0201D; and associated mobility suggested in the migration literature portray an over-simplified picture of climate-related human mobility (Hastrup and Olwig, <xref ref-type="bibr" rid="B33">2012</xref>; Hoffmann et al., <xref ref-type="bibr" rid="B36">2020</xref>). Most of the debate, or at least a noisy part, has been framed by apocalyptic thinking or anti-immigrant sentiments (Haas, <xref ref-type="bibr" rid="B30">2008</xref>; White et al., <xref ref-type="bibr" rid="B65">2011</xref>), which construe particularly migration as a problem that needs to be solved. International organisations outline that migration will increase in so-called climate change hot-spots, or places where communities are already vulnerable to the physical and ecological effects of climate change (Rigaud et al., <xref ref-type="bibr" rid="B56">2018</xref>). Despite their prevalence in climate migration rhetoric, such perceptions that problematise climate change-induced human mobility have been criticised for their insufficient scientific robustness, for example, in the context of conflict research (Abel et al., <xref ref-type="bibr" rid="B1">2019</xref>; Ide et al., <xref ref-type="bibr" rid="B38">2020</xref>). The migration-development literature provides a more nuanced understanding of human mobility (Klepp, <xref ref-type="bibr" rid="B45">2017</xref>). Scholars in social science and development studies (e.g., Bakewell, <xref ref-type="bibr" rid="B7">2008</xref>, <xref ref-type="bibr" rid="B8">2010</xref>; Haas, <xref ref-type="bibr" rid="B30">2008</xref>, <xref ref-type="bibr" rid="B31">2010</xref>; Flahaux and De Haas, <xref ref-type="bibr" rid="B22">2016</xref>) break down and clarify the often-misunderstood debate on migration and development: because human mobility requires financial capital, poverty reduces out-migration; and in turn, economic development and increased financial means lead to <italic>more</italic> migration (Bastia and Skeldon, <xref ref-type="bibr" rid="B9">2020</xref>). With currently little consensus on appropriate research methods to identify whether and to what extent climate change affect human mobility, it is not clear what role human induced climate change plays in this nexus at present and in the future. Research that attempts to juxtapose the vast heterogeneity of topical perspectives have resulted in different concepts and terminologies (Piguet, <xref ref-type="bibr" rid="B54">2010</xref>; Borderon et al., <xref ref-type="bibr" rid="B13">2019</xref>; Hoffmann et al., <xref ref-type="bibr" rid="B36">2020</xref>).</p>
</sec>
<sec>
<title>Review Approach and Contributions</title>
<p>This Review is guided by the question: How sound are the lines of evidence for a causal link between human-mobility and a changing climate in East Africa? Here, we provide a dual-method evidence approach, consisting of a qualitative case study analysis and a quantitative topic model that are set to disentangle the complex drivers of climate-related human mobility. Through the dual-method, we can reveal connexions between climate mobilities and contextual factors (e.g., food security and livelihoods) which a single-method approach would have otherwise masked.</p>
<p>To this aim, we systematically review the literature and explore the lines of evidence on the link between weather and climate-related events and human mobility (climate mobilities). We focus on the methodological compatibility (or lack thereof) from climate mobilities research stemming from different disciplinary spheres in a potential climate change hot-spot region (Byers et al., <xref ref-type="bibr" rid="B14">2018</xref>). We show that climate data finds little application in existing climate mobilities literature in East Africa. This might lead to an oversimplified picture of human responses to weather and climate-related events. From the analysis, we can infer there is not yet a framework that allows for a disentangling of weather and climate-related human mobility drivers from non-climatic, contextual drivers, assessing the probability of climate change impacts, and outcomes. Our key takeaway is that the problematic use of climate and weather data is not limited to East Africa, but points to a wider problem in this field of climate change impact research which requires truly interdisciplinary research. Therefore, we outline the applicability of quantitative methods from econometrics and extreme event attribution to support the development of a more comprehensive understanding on human responses to weather and climate-related events and attributable links to climate change in future research. This analysis contributes to the ongoing effort of assessing the probability of climate change impacts and human responses to a warming climate.</p>
</sec>
</sec>
<sec sec-type="methods" id="s2">
<title>Methods</title>
<sec>
<title>Study Area</title>
<p>East Africa (<xref ref-type="fig" rid="F1">Figure 1</xref>) is vulnerable to climate change and variability and the impacts from extreme weather and compound events (Marthews et al., <xref ref-type="bibr" rid="B49">2019</xref>). The region is characterised by a traditionally mobile population, consisting of pastoralists and herders. Human mobility is part of many livelihoods across East Africa (Collier et al., <xref ref-type="bibr" rid="B17">2008</xref>; Shongwe et al., <xref ref-type="bibr" rid="B57">2011</xref>; Uhe et al., <xref ref-type="bibr" rid="B61">2018</xref>; Funk, <xref ref-type="bibr" rid="B23">2020</xref>). In recent years, a number of extreme weather events have had significant social and economic impacts, including displacement, food insecurity and conflict. To illustrate, the 2015 drought in Ethiopia put an estimated 22 million people in need of food aid (Philip et al., <xref ref-type="bibr" rid="B53">2017</xref>). In Somalia, 26 different flood, drought, and storm events have been recorded between 2010 and 2020 by the disaster database Em-DAT (Guha-Sapir et al., <xref ref-type="bibr" rid="B29">2016</xref>).</p>
<fig id="F1" position="float">
<label>Figure 1</label>
<caption><p>Map of case study locations across East Africa. Dark grey indicates country case studies included in the review.</p></caption>
<graphic xlink:href="fclim-03-692114-g0002.tif"/>
</fig>
</sec>
<sec>
<title>Analytical Framework</title>
<p>The analytical framework consists of three elements: a systematic literature review, a resulting case study analysis and a topic model evaluation (<xref ref-type="fig" rid="F2">Figure 2</xref>). While setting out to qualitatively analyse the case studies, we use a topic modelling approach to augment the understanding on the range and significance of contextual and climatic influences on human mobility in the study region. This dual-method approach allows us to synthesise and quantify the current evidence in the field.</p>
<fig id="F2" position="float">
<label>Figure 2</label>
<caption><p>Conceptual framework of the dual-method framework.</p></caption>
<graphic xlink:href="fclim-03-692114-g0001.tif"/>
</fig>
</sec>
<sec>
<title>Case Study Approach</title>
<p>In a broad and systematic search of the literature (see <xref ref-type="supplementary-material" rid="SM1">Supplementary Section A</xref> for a detailed description of the systemic literature review), we identified qualitative and quantitative studies that investigate the link between a variety of climatic change factors and human mobility in East Africa. Applying the inclusion-exclusion criteria, the systematic literature review yields in 14 case studies published between 2000 and 2019 (see <xref ref-type="supplementary-material" rid="SM1">Supplementary Figure 1</xref>). For the analysis, we focus on country studies to cover large geographical areas in East Africa (<xref ref-type="supplementary-material" rid="SM1">Supplementary Table 1</xref>).</p>
<p>We apply a set of categories to the selected case studies, well-established in climate mobility research to systematically categorise the studies (Piguet, <xref ref-type="bibr" rid="B54">2010</xref>). We synthesised evidence on socio-economic and political drivers which we hereafter refer to as contextual drivers as well as weather and climate-related drivers of human mobility (section Result). We then categorised the case studies according to the type of weather and climate-related event studied. To better understand the spatio-temporal dynamics of human mobility, we separately list the departure and arrival regions, and the analytical time horizon covered in the case studies. We also separately marked case studies which refer to multi-causality as a theoretical concept of human mobility (<xref ref-type="supplementary-material" rid="SM1">Supplementary Table 2</xref>).</p>
</sec>
<sec>
<title>Topic Model Approach</title>
<p>In a second analytical step, we apply a topic model approach on the selected case studies to classify them according to their key topics and word frequencies. The systematic literature review serves as statistical base for our model. Topic models are unsupervised machine learning techniques aiming at exploring text collections thematically. Our approach allows to generate topics through a set of statistical models that depict common occurrences of words within and across the case studies. From the systematic literature review, we gather that all selected case studies are broadly about the topic of climate mobilities. Using the topic model approach, it is generally assumed that a text collection consists of different topics with a topic being understood to be a cluster of words; in this case words such as &#x0201C;climate,&#x0201D; &#x0201C;migration,&#x0201D; and &#x0201C;household&#x0201D; frequently occur together. Broadly, a topic can be regarded as a statistical phenomenon and therefore some correspondence, but not exactly the same as a (content-defined) theme. However, topic modelling methods are typically used to analyse large text collections (<xref ref-type="supplementary-material" rid="SM1">Supplementary Section C</xref>). We overcome the challenge of working with a smaller sample size by using contextual clues to connect words with similar meanings and distinguish between uses of words with multiple meanings. Topic models are therefore well-suited to explore the thematic contexts of a smaller sample size (Griffiths and Steyvers, <xref ref-type="bibr" rid="B27">2004</xref>). Expanding on the results from the case study approach, topic models can help to discover hidden topical patterns that may be present across the case studies and might have been hidden otherwise. Hidden topical patterns can be revealed by annotating documents according to key topics; results of which we show in <xref ref-type="fig" rid="F3">Figure 3</xref>. Using these annotations, topic modelling helps to organise, search and summarise the case studies. The method illustrates both the quantity and relevance of key terms. Thus, it is a well-suited approach to expand our understanding on the vast parameters contributing to climate mobilities.</p>
<fig id="F3" position="float">
<label>Figure 3</label>
<caption><p>Heatmap of word frequency illustrates the distribution of mobility types, climate, and contextual factors across the selected case studies. Contextual factors include four topics: conflict, economy, food security, and social norms. Each topic consists of five to eight keywords derived from a list of the 100 most frequent words.</p></caption>
<graphic xlink:href="fclim-03-692114-g0003.tif"/>
</fig>
</sec>
</sec>
<sec sec-type="results" id="s3">
<title>Results</title>
<p>Here, we use a dual-method evidence approach to investigate the drivers of human mobility, the role of climate data used, which could allow for any attributable links between extreme weather, human mobility, and anthropogenic climate change. Employing a diverse range of qualitative and quantitative methods, the case studies frame the influence of extreme weather on human mobility through basic plausible assumptions of push-pull factors: climatic stress conditions typify a push factor, and better economic opportunities a pull factor, for example. Showing multiple spatial and temporal dimensions of human mobility, these studies provide currently the best evidence on whether anthropogenic climate change and natural variability are currently influencing human mobility in East Africa.</p>
<sec>
<title>Drivers of Human Mobility</title>
<p>As a region, East Africa is considered a hot-spot of compound events due to increased population exposure resulting from extreme weather and population growth (Weber et al., <xref ref-type="bibr" rid="B64">2020</xref>). Although parts of the region are well-represented in the literature, the evidence on drivers of climate-related human mobility beyond voluntary migration, direct and indirect factors, and their interlinkages remain inconclusive and context-specific (van der Land et al., <xref ref-type="bibr" rid="B63">2018</xref>; Groth et al., <xref ref-type="bibr" rid="B28">2020</xref>).</p>
<p>Apart from the very diverse temporal (including permanent migration) and geographical scales on which human mobility takes place, there are different forms human mobility can take. We find that the case studies distinguish between voluntary forms of mobility (i) migration and (ii) pastoralism, and involuntary mobility (iii) displacement and iv) refugees, (v) asylum seekers and (vi) resettlement (<xref ref-type="table" rid="T1">Table 1</xref>).</p>
<table-wrap position="float" id="T1">
<label>Table 1</label>
<caption><p>Topic map showing the distribution of mobility types and contextual factors across countries.</p></caption>
<table frame="hsides" rules="groups">
<thead>
<tr>
<th/>
<th valign="top" align="left"><bold>Ethiopia</bold></th>
<th valign="top" align="left"><bold>Kenya</bold></th>
<th valign="top" align="left"><bold>Mozambique</bold></th>
<th valign="top" align="left"><bold>Somalia</bold></th>
<th valign="top" align="left"><bold>Tanzania</bold></th>
<th valign="top" align="left"><bold>Uganda</bold></th>
</tr>
</thead>
<tbody>
<tr>
<td valign="top" align="left">Contextual topics by country</td>
<td valign="top" align="left">Drought, climate, household</td>
<td valign="top" align="left">Environment, land, development</td>
<td valign="top" align="left">Environment, climate, land</td>
<td valign="top" align="left">Climate, drought, risk</td>
<td valign="top" align="left">Environment, conflict, rural</td>
<td valign="top" align="left">Climate, climate change, environment</td>
</tr>
<tr>
<td valign="top" align="left">Mobility types by country</td>
<td valign="top" align="left">Migration</td>
<td valign="top" align="left">Migration</td>
<td valign="top" align="left">Migration</td>
<td valign="top" align="left">Displacement</td>
<td valign="top" align="left">Migration</td>
<td valign="top" align="left">Refugees</td>
</tr>
</tbody>
</table>
<table-wrap-foot>
<p><italic>For each country, the mobility types identified from the literature are summed up and the most frequent types are shown</italic>.</p>
</table-wrap-foot>
</table-wrap>
<p>Conversely, we find large differences on how studies analyse and describe a country or regional context (macro-level studies), e.g., employing models to control for specific socio-economic and contextual political variables to isolate the specific impact of climate on migration or investigating climate change perceptions of affected populations on the move through interviews. GM12 for example, investigates drought effects on local populations in Ethiopia through multivariate regressions (Gray and Mueller, <xref ref-type="bibr" rid="B25">2012</xref>). AG12 (Afifi et al., <xref ref-type="bibr" rid="B3">2012</xref>) provides evidence on climate change perceptions and vulnerability from the perspective of refugees based in camps in Ethiopia and Uganda.</p>
<p>Our topic model allows to disentangle weather and climate-related drivers in human mobility from contextual drivers. By adding this approach, we can further infer that the studies document and discuss various types, drivers and impacts (sub-themes) of human mobility in the study region (<xref ref-type="fig" rid="F3">Figure 3</xref>, <xref ref-type="supplementary-material" rid="SM1">Supplementary Figure 2</xref>). The topic model reveals structures highlighting that a range of contextual factors regarding food security, economy, conflict, and social norms influence human mobility in addition to climate factors. Within these contextual factors, armed conflict, social norms, and livelihoods, e.g., pastoralism, and community stand out across all case studies (<xref ref-type="fig" rid="F3">Figure 3</xref>).</p>
<p>Interestingly, the studies OP13 (Opondo, <xref ref-type="bibr" rid="B51">2013</xref>), ST11 (Stal, <xref ref-type="bibr" rid="B58">2011</xref>), AB17 (Alemayehu and Bewket, <xref ref-type="bibr" rid="B6">2017</xref>) focus on a single factor influencing human mobility, whereas the other case studies use a framework proposed by Black et al. (<xref ref-type="bibr" rid="B11">2011</xref>), acknowledging the multi-causality in human mobility drivers. A multi-causal framework proves to be well-suited to conceptualise different geographical and temporal dimension of direct and indirect factors influencing human mobility (Groth et al., <xref ref-type="bibr" rid="B28">2020</xref>). Several case studies used the framework as theoretical baseline to study the links between human mobility and weather and climate-related events, often in the context of loss and damages or economic vulnerability, e.g., EK01 (Ezra and Kiros, <xref ref-type="bibr" rid="B20">2001</xref>), TA11 (Tacoli, <xref ref-type="bibr" rid="B60">2011</xref>), and HG19 (Hermans and Garbe, <xref ref-type="bibr" rid="B35">2019</xref>).</p>
</sec>
<sec>
<title>The Role of Climate Data</title>
<p>In light of limitations on human mobility data (Hauer et al., <xref ref-type="bibr" rid="B34">2020</xref>), widely-available climate data takes a profound role in drawing conclusion on the effects of weather and climate-related events on human mobility and the potential links to anthropogenic climate change.</p>
<p>We find that at minimum, if at all, studies only use basic climate indicators to investigate climatic determinants of mobility. For example, publications around the Same-Kilimanjaro region in Tanzania (Afifi et al., <xref ref-type="bibr" rid="B4">2014</xref>: AL14) or in (Nyaoro et al., <xref ref-type="bibr" rid="B50">2016</xref>: NS16) use annual rainfall trends but forego to take the complexity of seasonality into account. One third of the case studies include climate data in their analysis or rely on previous publications of climate data assessments in the region, for example GF14 (Ginnetti and Franck, <xref ref-type="bibr" rid="B24">2014</xref>), AG12 (Afifi et al., <xref ref-type="bibr" rid="B3">2012</xref>), and AB17 (see <xref ref-type="table" rid="T2">Table 2</xref>). Of those, several use a single aspect of climatic change, such as rainfall anomalies (e.g., HG19) or temperature change (e.g., AB17) while others use historical precipitation data on different temporal scales such as monthly rainfall or minimum and maximum temperature (e.g., AB17, data from 1981&#x02013;2013).</p>
<table-wrap position="float" id="T2">
<label>Table 2</label>
<caption><p>Climate data used in case studies.</p></caption>
<table frame="hsides" rules="groups">
<thead>
<tr>
<th valign="top" align="left"><bold>Reference</bold></th>
<th valign="top" align="left"><bold>Climate data used</bold></th>
<th valign="top" align="left"><bold>Time series</bold></th>
<th valign="top" align="left"><bold>Type of extreme weather event</bold></th>
<th valign="top" align="left"><bold>Dataset source</bold></th>
</tr>
</thead>
<tbody>
<tr>
<td valign="top" align="left">HG19</td>
<td valign="top" align="left">Daily precipitation data</td>
<td valign="top" align="left">1985&#x02013;2015 (excluding 2014)</td>
<td valign="top" align="left">2015 Ethiopian drought</td>
<td valign="top" align="left">East Amhara Meteorology Service Center</td>
</tr>
<tr style="border-top: thin solid #000000;">
<td valign="top" align="left">GW16</td>
<td valign="top" align="left">Gridded climate data products from weather stations and reanalysis data<break/>(a) Climatic Research Unit (CRU) time series 3.21 for monthly rainfall and temperature data<break/>(b) Modern Era-Retrospective Analysis for Research and Applications (MERRA) for monthly mean land surface temperature and total surface precipitation</td>
<td valign="top" align="left">2009&#x02013;2014 (Base period 1981&#x02013;2010)</td>
<td valign="top" align="left">Climate variability</td>
<td valign="top" align="left">(a) UEACRU<break/>(b) NASA</td>
</tr>
<tr style="border-top: thin solid #000000;">
<td valign="top" align="left">GM12</td>
<td valign="top" align="left">Global daily precipitation from Prediction of Worldwide Energy Resources (POWER) data</td>
<td valign="top" align="left">1997&#x02013;2009</td>
<td valign="top" align="left">2002 &#x0002B; 2008 Ethiopian drought</td>
<td valign="top" align="left">NASA</td>
</tr>
<tr style="border-top: thin solid #000000;">
<td valign="top" align="left">AL14</td>
<td valign="top" align="left">- Mean monthly absolute rainfall values and anomalies<break/>- Number of rain days per annum for the Same district.</td>
<td valign="top" align="left">&#x02212;1950&#x02013;2010<break/>- 1950&#x02013;2000</td>
<td valign="top" align="left">Climate variability</td>
<td valign="top" align="left">Tanzania Meteorological Agency</td>
</tr>
<tr style="border-top: thin solid #000000;">
<td valign="top" align="left">OP13</td>
<td valign="top" align="center" colspan="4">N/S</td>
</tr>
<tr style="border-top: thin solid #000000;">
<td valign="top" align="left">ST11</td>
<td valign="top" align="center" colspan="4">N/S</td>
</tr>
<tr style="border-top: thin solid #000000;">
<td valign="top" align="left">AB17</td>
<td valign="top" align="left">- Monthly, seasonal, and annual rainfall totals<break/>- temperature (maximum and minimum)</td>
<td valign="top" align="left">&#x02212;1983&#x02013;2013<break/>- 1981&#x02013;2011</td>
<td/>
<td valign="top" align="left">Weather stations and meteorological satellite observations</td>
</tr>
<tr style="border-top: thin solid #000000;">
<td valign="top" align="left">JA17</td>
<td valign="top" align="center" colspan="4">N/S</td>
</tr>
<tr style="border-top: thin solid #000000;">
<td valign="top" align="left">EK01</td>
<td valign="top" align="center" colspan="4">N/S</td>
</tr>
<tr style="border-top: thin solid #000000;">
<td valign="top" align="left">GF14</td>
<td valign="top" align="left">- Monthly rainfall</td>
<td valign="top" align="left">2008&#x02013;2013</td>
<td valign="top" align="left">Drought</td>
<td valign="top" align="left">N/S</td>
</tr>
<tr style="border-top: thin solid #000000;">
<td valign="top" align="left">NS16</td>
<td valign="top" align="left">- N/S</td>
<td/>
<td/>
<td/>
</tr>
<tr style="border-top: thin solid #000000;">
<td valign="top" align="left">AG12</td>
<td valign="top" align="left">Annual absolute, max and min temperature</td>
<td valign="top" align="left">1992&#x02013;2011</td>
<td valign="top" align="left">Drought</td>
<td valign="top" align="left">Weather stations:<break/>- Ethiopia: Addis Ababa Bole weather station<break/>- Uganda: Entebbe Airport</td>
</tr>
<tr style="border-top: thin solid #000000;">
<td valign="top" align="left">AL12</td>
<td valign="top" align="center" colspan="4">N/S</td>
</tr>
<tr style="border-top: thin solid #000000;">
<td valign="top" align="left">TA11</td>
<td valign="top" align="center" colspan="4">N/S</td>
</tr>
</tbody>
</table>
<table-wrap-foot>
<p><italic>N/S indicates that no climate data is used for the analysis</italic>.</p>
</table-wrap-foot>
</table-wrap>
<p>One case, Afifi et al. (AL14), uses monthly mean precipitation observations from the Tanzania Meteorological Agency (TMA) to describe changes in climate variability. They refer to annual mean temperature of 1992&#x02013;2011 as a drought indicator of the 2011 East African drought. Alemayehu and Bewket (AB17) describe rainfall and temperature variability observations with results from their previous study that analysed average annual maximum and minimum temperatures from 1981 to 2013 (Alemayehu and Bewket, <xref ref-type="bibr" rid="B5">2016</xref>). Interestingly, neither of these publications justify how temperature anomalies are linked to the occurrence of drought in the area. Instead, by analysing temperatures, the studies seem to imply that changing temperatures are a defining factor of drought. Yet, in an arid region it is usually rainfall that determines drought (Manning et al., <xref ref-type="bibr" rid="B48">2018</xref>; Coughlan de Perez et al., <xref ref-type="bibr" rid="B18">2019</xref>). Recent scientific studies suggest that temperature changes play a negligible role compared to other drivers of drought in East Africa (Philip et al., <xref ref-type="bibr" rid="B53">2017</xref>; Kew et al., <xref ref-type="bibr" rid="B44">2021</xref>).</p>
<p>Instead of analysing climate data, three studies use country-level records from the disaster statistics database EM-DAT (Guha-Sapir et al., <xref ref-type="bibr" rid="B29">2016</xref>) to define an extreme weather event, for example, the 2002 and 2008 Ethiopian drought (GM12). Based on these records, NS16 lists the impacts of drought and flood disasters on affected populations from 1964 to 2015, whereas Stal (ST11) uses the database to define the two flood events investigated in the Zambezi River Valley. By incorporating satellite imagery of the 2001 flood and a risk assessment map for the 2007 flood, ST11 supports the characterisation of the event through physical characteristics of an extreme weather event (Stal, <xref ref-type="bibr" rid="B58">2011</xref>).</p>
<p>Hermans and Garbe (HG19) investigate direct livelihood strategies, migration experiences and perceptions of the 2015 Ethiopian drought with household-level and individual information from a household survey and focus group discussions in early 2016, shortly after the drought ended. Despite framing the start and end of the drought by using a time series of 30-year daily rainfall observations (a triplet of 10-year blocks from 1985 to 1994, 1995 to 2004, and 2005 to 2014), the authors use the rainfall data to illustrate an increasingly variable start of the Belg rainy season across the time series through basic descriptive statistics.</p>
<p>Gridded climate datasets are used by a single case study of our document corpus. Gray and Wise (GW16) use observed monthly temperature and rainfall data from the Climatic Research Unit (CRU) in combination with NASA&#x00027;s MERRA reanalysis data on land surface temperature to address limitations identified in previous studies (see <xref ref-type="table" rid="T2">Table 2</xref>). They criticise the usage of a single climate dataset to explore links between climate variability and human migration (Gray and Wise, <xref ref-type="bibr" rid="B26">2016</xref>).</p>
<p>All case studies focus on historical weather and human mobility; only GF14 also models future displacement with a systems dynamics model that aims to improve the understanding of root causes of lost livelihoods. Along livestock and displacement statistics, Ginnetti and Franck (GF14) compare 2008 to 2013 mean annual rainfall over Somalia, Kenya and Ethiopia with anecdotal, national-level monthly displacement records. This data serves as a proxy for drought and is mapped with socio-economic data such as agriculture productivity. On this basis, the resulting model produces estimates of drought-related displacement by 2040 that can be compared to empirical evidence of past displacement due to drought. In terms of extreme event definition, the study relies on existing reports for defining drought impacts on livestock during 1991 to 2010 rather than using drought indicators. However, it remains unclear why such data was chosen instead of metrics such as the Standartized Precipitation Evaporation Index (SPEI) or precipitation anomalies for which the Climate Hazards Group InfraRed Precipitation with Station (CHIRPS) dataset is well-suited (Dinku et al., <xref ref-type="bibr" rid="B19">2018</xref>).</p>
</sec>
<sec>
<title>Human Mobility Data</title>
<p>All studies use a single mobility dataset for their analysis (<xref ref-type="supplementary-material" rid="SM1">Supplementary Table 2</xref>). A fact primarily resulting from the very limited availability of datasets on combined mobility types or simply due to time and budget constraints (e.g., ST11, EK01, AG12). Ezra and Kiros for example, list a range of data limitations to their household survey implementation, such as spatial and temporal elements of their survey design (EK01).</p>
<p>In terms of data sources, the four grey literature studies rely on locally collected mobility data over the span of a few weeks. NS16 use UNHCR-collected country-level data from 2016 on refugees from various East African countries, most of them originating from Somalia (71%) and South Sudan (16%). Similarly, Jayawardhan (JA17) uses the same data source for annual displacement from 2009 to 2012 to show a peak in drought-related displacement during the 2011 drought in Somalia (Jayawardhan, <xref ref-type="bibr" rid="B41">2017</xref>). Ten case studies collected empirical mobility data through household surveys and interviews with government officials and population affected by extreme weather using common combinations of sample surveys and qualitative research methods (<xref ref-type="supplementary-material" rid="SM1">Supplementary Table 2</xref>) at either the source or destination area (e.g., OP13, AG12, AL14, and GM12). Only Tacoli (TA11) interviewed Maasai men, an increasingly mobile group, in both the origin (rural) and destination (urban) across Tanzania. AL14 uses a combination of empirical data that includes a survey of 165 households, expert interviews and focus group discussions. Herman and Garbe (HG19) differentiate between participants who return after a month or longer (temporary migrants), and those unlikely to return (permanent migrants) in their dataset and contextualises migration decisions of male household heads with focus group discussions of farmers in northern Ethiopia. The empirical studies use a combination of complementing methodologies to support the time frame of the analysis. The combination of sample surveys and qualitative research methods is common. AG12 use a mixed-method approach of expert interviews, household survey together with six participatory research methods to understand the interrelation between rainfall and mobility. Among affected populations, reported perceptions of climate stressors are fundamental for the definition and scope of extreme weather and help understand climate impacts experienced. These qualitative studies do not incorporate observational or reanalysis climate data, solely relying on perceived, and self-reported observations on climatic changes (see <xref ref-type="table" rid="T2">Table 2</xref>). This use of complimentary datasets on human mobility in AG12 is unique and sets apart the analytical validation. In contrast, three papers solely rely on secondary statistics from international organisations or non-governmental organisations such as UNHCR or FEWS Net (JA17, NS16, Achour and Lacan, <xref ref-type="bibr" rid="B2">2012</xref>: AL12).</p>
</sec>
<sec>
<title>Implication of Anthropogenic Climate Change</title>
<p>To some extent, the studies base their analyses on the assumption that human-induced climate change has already affected mobility patterns in case study locations. It remains unclear whether case studies refer to human-induced climate change by defined by the UNFCCC (<xref ref-type="bibr" rid="B62">1992</xref>), or the evolution of local climate independent drivers which represents the Intergovernmental Panel on Climate Change IPCC usage of the term <xref ref-type="bibr" rid="B40">2018</xref>. Climate change is often discussed in the context of drought (e.g., JA17, AG12, and NS16). In particular, grey literature contextualises adverse impacts of climate change on sectors such as forestry (for example, ST11), agriculture, and livelihoods, like JA17 (<xref ref-type="fig" rid="F3">Figure 3</xref>).</p>
<p>From a theoretical standpoint, the studies refer to indirect and direct drivers of human mobility as suggested by Black et al. (<xref ref-type="bibr" rid="B11">2011</xref>) in the context of climate change (<xref ref-type="supplementary-material" rid="SM1">Supplementary Table 2</xref>; <xref ref-type="fig" rid="F3">Figure 3</xref>). For example, GF14 uses intervening facilitators for drought-related displacement in a dynamic model of livestock and market trends and estimates future dynamics of such displacement under climate change. AG12 specifically add the climate change component to migration in the initial data collection by including climate change perceptions across different groups of interviewees to understand its (perceived) role in out-migration. They find that refugees affected by climate variability directly link changes in climate to increases in political conflict and violence occurrences. GF14 make it clear that the study only links to trends in the climate independent of the cause by defining the term according to the definition provided by the IPCC. Synthesising the results of their systems dynamics model, emphasis is put on the multi-causality of human mobility drivers, particularly that drought and climate change (and/or variability) are not the only drivers of displacement.</p>
</sec>
</sec>
<sec id="s4">
<title>Discussion and Conclusions</title>
<p>Our dual-method Review aimed at identifying whether the existing academic literature provides causal evidence for linking human mobility in East Africa with anthropogenic climate change. Our analysis consisting of a classical review of the existing literature and a topic model approach to further analyse published case studies leads us to the conclusion that this is not the case.</p>
<p>There are several reasons for this conclusion. To assess the existing literature, it is important to highlight that those contextual factors affecting human mobility are not evenly distributed across the study region but primarily exist in areas that experience drought and conflict; often reflecting the prominence of such reporting by humanitarian agencies: 75% of new displacements in 2019 are associated with weather and climate-related events and 25% with conflict and violence. Regionally, Sub-Saharan Africa tends to experience more conflict-related displacement than displacement triggered by extreme weather events (Internal Displacement Monitoring Centre, <xref ref-type="bibr" rid="B39">2020</xref>). This further shows that the links between weather and climate-related events, contextual factors and human mobility are complex, defying simplistic reasoning according to which climate change would &#x0201C;lead&#x0201D; to human mobility. In fact, depending on the circumstances, climatic variability or extreme weather can lead to more, or less human mobility (Wiederkehr et al., <xref ref-type="bibr" rid="B66">2018</xref>).</p>
<p>Furthermore, in many cases, regardless of the exact location investigated, the fact that human mobility is part of societies is not mentioned in the reviewed analyses. As such, displacement is discussed in conflict-affected Somalia, a country consisting of circa 60% pastoralists, a traditionally mobile part of the population that has long used migration as a coping mechanism in times of water scarcity or prolonged heat (Kassahun et al., <xref ref-type="bibr" rid="B42">2008</xref>; Leal Filho et al., <xref ref-type="bibr" rid="B46">2020</xref>). We find that the case studies are based on the implicit assumption that, generally, most people in a given location would prefer to stay where they live, as long as they have sufficient freedoms, are safe, and have economic opportunities. The results from the topic model emphasise that factors other than climate and weather, such as conflict, land use practises, and social norms, are believed to be important factors which contribute to forced migration flows in East Africa. Social science data, such as household surveys, are frequently used to support these claims. Despite nods to multi-causality, data on contextual drivers of human mobility are not further analysed. This lack of contextual data suggests an oversimplified conclusion on climate mobilities, an aspect that has also been identified in a review on environment-related migration in West Africa (van der Land et al., <xref ref-type="bibr" rid="B63">2018</xref>).</p>
<p>Crucially, we find that the use of climate data in all studies is inconsistent if data is used at all. Those case studies that employ climate data use a diverse set of spatial and temporal variables motivated more by availability and ease of use than by the significance in defining the weather and climate-related events affecting the region. No climate data assessment in the reviewed studies provides causal evidence for a link between observed events and human-induced climate change.</p>
<p>Collectively, our results are consistent with evidence on contextual factors contributing to environment-related migration (Groth et al., <xref ref-type="bibr" rid="B28">2020</xref>; Hoffmann et al., <xref ref-type="bibr" rid="B36">2020</xref>) and expand the scope of findings by investigating links to anthropogenic climate change. While the lack of contextual data is often driven by availability, such limitations also exist for climate data (Otto et al., <xref ref-type="bibr" rid="B52">2020</xref>). However, the relatively random or even unjustified choice of climate and weather data used in the reviewed case studies is still to question.</p>
<p>Our results shows that none of the ways this climate and human mobility data has been used allows to single out or disentangle anthropogenic drivers of changes in the data. Thus, there is not yet a basis to causally link anthropogenic climate change to human mobility in this region. However, all case studies published after 2010 (13 out of 14) mention or refer to human-induced climate change in a way that is very ambiguous and tends to imply a causal connexion. The grey literature studies depict (Achour and Lacan, <xref ref-type="bibr" rid="B2">2012</xref>; Nyaoro et al., <xref ref-type="bibr" rid="B50">2016</xref>) climate change as a tipping point for forced migration and conflict but uses inadequate methods and data to support such claims. Conversely, this suggests there is currently no evidence for a causal link between extreme events motivating human mobility in East Africa and anthropogenic climate change.</p>
<p>We acknowledge the geographical limitation of our results. Even though East Africa is vulnerable to the effects of future climate changes and also population developments, it has remained notoriously understudied (Harrington and Otto, <xref ref-type="bibr" rid="B32">2020</xref>). Even with the results of the dual-method analysis in hand, the reviewed studies are also limited in scope and data used, often relying on secondary data.</p>
<p>What this review shows is that the evidence for East Africa is unfit to attribute human mobility to anthropogenic climate change. We do not show that such evidence is principally impossible to obtain, but highlight that a comprehensive understanding of the contribution of climatic factors influencing human mobility can only be achieved through a broad range of different, complimentary data. In turn, we argue, these data can only be understood and integrated by combining knowledge from very different disciplines. Whereas, we acknowledge the restrictions in human mobility data available, we propose to expand the integration of climate data in future studies on climate mobilities to capture impacts and human responses to weather and climate-related events.</p>
<p>Thus, to better understand the extent to which anthropogenic climate change plays a role in existing population movements in East Africa and globally, a new framework of interdisciplinary research is needed, which integrates diverse data into models that simulate how human mobility is impacted by contextual and climate change-related factors. From other parts of the world examples exist how climate and mobility data can be jointly assessed, using e.g., econometric methods to quantify the probability of climate change impacts (Castle and Hendry, <xref ref-type="bibr" rid="B15">2020</xref>), outmigration as a result of disasters in multiple regions (Feng et al., <xref ref-type="bibr" rid="B21">2010</xref>; Bohra-Mishra et al., <xref ref-type="bibr" rid="B12">2014</xref>) or even to explore the climate-conflict-migration (Abel et al., <xref ref-type="bibr" rid="B1">2019</xref>). Descriptive statistical methods allow for quantifying the link between past extreme weather events and human mobility. However, the second step, to identify whether and to what extent anthropogenic climate change was a driver of the extreme is missing across all studies and world regions (Beine and Jeusette, <xref ref-type="bibr" rid="B10">2018</xref>). One promising way towards such a framework could be to combine the statistical methods to link weather and climate-related events and human mobility with extreme event attribution (EEA) (Horton et al., <xref ref-type="bibr" rid="B37">2021</xref>). EEA comprises methodologies to understand whether and by how much anthropogenic climate change has contributed to the intensity and likelihood of extreme events (Stott et al., <xref ref-type="bibr" rid="B59">2016</xref>). With extreme event attribution and econometric methods in hand, the ensuing decade is likely to bring new insights and further changes to our understanding on complex causalities and paradigms of human mobility and for the first-time causal evidence for the link between anthropogenic climate change and human mobility.</p>
</sec>
<sec id="s5">
<title>Author Contributions</title>
<p>LT conducted all of the analysis and writing for this paper. SA and FO edited the manuscript. All authors discussed the methodology, results, and structure of the paper.</p>
</sec>
<sec sec-type="COI-statement" id="conf1">
<title>Conflict of Interest</title>
<p>The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.</p>
</sec>
<sec sec-type="disclaimer" id="s6">
<title>Publisher&#x00027;s Note</title>
<p>All claims expressed in this article are solely those of the authors and do not necessarily represent those of their affiliated organizations, or those of the publisher, the editors and the reviewers. Any product that may be evaluated in this article, or claim that may be made by its manufacturer, is not guaranteed or endorsed by the publisher.</p>
</sec>
</body>
<back>
<sec sec-type="supplementary-material" id="s7">
<title>Supplementary Material</title>
<p>The Supplementary Material for this article can be found online at: <ext-link ext-link-type="uri" xlink:href="https://www.frontiersin.org/articles/10.3389/fclim.2021.692114/full#supplementary-material">https://www.frontiersin.org/articles/10.3389/fclim.2021.692114/full#supplementary-material</ext-link></p>
<supplementary-material xlink:href="Data_Sheet_1.docx" id="SM1" mimetype="application/vnd.openxmlformats-officedocument.wordprocessingml.document" xmlns:xlink="http://www.w3.org/1999/xlink"/>
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<fn-group>
<fn fn-type="financial-disclosure"><p><bold>Funding.</bold> We are grateful to Sophia Rhee and David Crowhurst for insightful comments and suggestions. This research has received funding from the German Federal Ministry of Education and Research (BMBF) and the Robertson Foundation (Award 9907422).</p>
</fn>
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</article>