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<front>
<journal-meta>
<journal-id journal-id-type="publisher-id">Front. Earth Sci.</journal-id>
<journal-title>Frontiers in Earth Science</journal-title>
<abbrev-journal-title abbrev-type="pubmed">Front. Earth Sci.</abbrev-journal-title>
<issn pub-type="epub">2296-6463</issn>
<publisher>
<publisher-name>Frontiers Media S.A.</publisher-name>
</publisher>
</journal-meta>
<article-meta>
<article-id pub-id-type="publisher-id">799061</article-id>
<article-id pub-id-type="doi">10.3389/feart.2021.799061</article-id>
<article-categories>
<subj-group subj-group-type="heading">
<subject>Earth Science</subject>
<subj-group>
<subject>Original Research</subject>
</subj-group>
</subj-group>
</article-categories>
<title-group>
<article-title>Study on Dynamic Characteristics of Drill String Considering Rock-Breaking Process</article-title>
<alt-title alt-title-type="left-running-head">Liang et&#x20;al.</alt-title>
<alt-title alt-title-type="right-running-head">Dynamic Characteristics of Drill String</alt-title>
</title-group>
<contrib-group>
<contrib contrib-type="author">
<name>
<surname>Liang</surname>
<given-names>Deyang</given-names>
</name>
<xref ref-type="aff" rid="aff1">
<sup>1</sup>
</xref>
<xref ref-type="aff" rid="aff2">
<sup>2</sup>
</xref>
<xref ref-type="aff" rid="aff3">
<sup>3</sup>
</xref>
</contrib>
<contrib contrib-type="author" corresp="yes">
<name>
<surname>Guan</surname>
<given-names>Zhichuan</given-names>
</name>
<xref ref-type="aff" rid="aff1">
<sup>1</sup>
</xref>
<xref ref-type="aff" rid="aff2">
<sup>2</sup>
</xref>
<xref ref-type="aff" rid="aff3">
<sup>3</sup>
</xref>
<xref ref-type="corresp" rid="c001">&#x2a;</xref>
<uri xlink:href="https://loop.frontiersin.org/people/1522620/overview"/>
</contrib>
<contrib contrib-type="author">
<name>
<surname>Xu</surname>
<given-names>Yuqiang</given-names>
</name>
<xref ref-type="aff" rid="aff1">
<sup>1</sup>
</xref>
<xref ref-type="aff" rid="aff2">
<sup>2</sup>
</xref>
<xref ref-type="aff" rid="aff3">
<sup>3</sup>
</xref>
</contrib>
<contrib contrib-type="author">
<name>
<surname>Liu</surname>
<given-names>Yongwang</given-names>
</name>
<xref ref-type="aff" rid="aff1">
<sup>1</sup>
</xref>
<xref ref-type="aff" rid="aff2">
<sup>2</sup>
</xref>
<xref ref-type="aff" rid="aff3">
<sup>3</sup>
</xref>
</contrib>
</contrib-group>
<aff id="aff1">
<label>
<sup>1</sup>
</label>School of Petroleum Engineering, China University of Petroleum (East China), <addr-line>Qingdao</addr-line>, <country>China</country>
</aff>
<aff id="aff2">
<label>
<sup>2</sup>
</label>Key Laboratory of Unconventional Oil and Gas Development, Ministry of Education, China University of Petroleum (East China), <addr-line>Qingdao</addr-line>, <country>China</country>
</aff>
<aff id="aff3">
<label>
<sup>3</sup>
</label>Shandong Ultra-Deep Drilling Process Control Tech R&#x26;D Center, <addr-line>Qingdao</addr-line>, <country>China</country>
</aff>
<author-notes>
<fn fn-type="edited-by">
<p>
<bold>Edited by:</bold> <ext-link ext-link-type="uri" xlink:href="https://loop.frontiersin.org/people/1403674/overview">Meng Meng</ext-link>, Los Alamos National Laboratory (DOE), United&#x20;States</p>
</fn>
<fn fn-type="edited-by">
<p>
<bold>Reviewed by:</bold> <ext-link ext-link-type="uri" xlink:href="https://loop.frontiersin.org/people/1529765/overview">Weicheng Zhang</ext-link>, Missouri University of Science and Technology, United&#x20;States</p>
<p>
<ext-link ext-link-type="uri" xlink:href="https://loop.frontiersin.org/people/1529926/overview">Yanan Ding</ext-link>, University of Regina, Canada</p>
</fn>
<corresp id="c001">&#x2a;Correspondence: Zhichuan Guan, <email>guanzhch@upc.edu.cn</email>
</corresp>
<fn fn-type="other">
<p>This article was submitted to Economic Geology, a section of the journal Frontiers in Earth Science</p>
</fn>
</author-notes>
<pub-date pub-type="epub">
<day>29</day>
<month>11</month>
<year>2021</year>
</pub-date>
<pub-date pub-type="collection">
<year>2021</year>
</pub-date>
<volume>9</volume>
<elocation-id>799061</elocation-id>
<history>
<date date-type="received">
<day>21</day>
<month>10</month>
<year>2021</year>
</date>
<date date-type="accepted">
<day>09</day>
<month>11</month>
<year>2021</year>
</date>
</history>
<permissions>
<copyright-statement>Copyright &#xa9; 2021 Liang, Guan, Xu and Liu.</copyright-statement>
<copyright-year>2021</copyright-year>
<copyright-holder>Liang, Guan, Xu and Liu</copyright-holder>
<license xlink:href="http://creativecommons.org/licenses/by/4.0/">
<p>This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these&#x20;terms.</p>
</license>
</permissions>
<abstract>
<p>Using various tools to obtain downhole data to reach a precise pore pressure model is an important means to predict overpressure. Most downhole tools are connected to the lower end of drill string and move with it. It is necessary to understand the motion state and dynamic characteristics of drill string, which will affect the use of downhole tools. In this paper, a drilling process considering rock-breaking process in vertical wells is simulated using finite element method. In the simulation, gravity is applied to the whole drill string. The contact force between PDC bit and formation is the weight on bit (WOB). And a rotation speed is applied to the upper end of drill string. Analysis of the results shows that the vibration amplitude of bottom hole WOB (contact force between PDC bit and formation, which is the real WOB in drilling process) is bigger than the amplitude of wellhead WOB (acquired through conversion using Hook load, which is on behalf of the WOB obtained on drilling site). Both wellhead WOB and bottom hole WOB decline with a fluctuation in drilling process. In small initial WOB and low rotation speed conditions, the fluctuation of wellhead WOB focuses on low frequency, the fluctuation of bottom hole WOB focus on high frequency, and the phase of them are not identical. In large initial WOB and high rotation speed conditions, the fluctuation of wellhead WOB and bottom hole WOB both become more irregular. As for wellhead torque and bottom hole torque, the fluctuation of them mainly focuses on low frequency. And in high rotation speed conditions, wellhead torque may become negative. The research results are beneficial to the usage of downhole&#x20;tools.</p>
</abstract>
<kwd-group>
<kwd>pore pressure</kwd>
<kwd>vertical well</kwd>
<kwd>drill string vibration</kwd>
<kwd>finite element method</kwd>
<kwd>rock-breaking process</kwd>
</kwd-group>
</article-meta>
</front>
<body>
<sec id="s1">
<title>Introduction</title>
<p>Overpressure may cause various downhole accidents in oil industry. The precise pore pressure model can be obtained through the downhole data measured by various tools to predict overpressure. Most downhole tools are connected to the lower end of drill string and move with it. So understanding the movement and dynamic characteristics of drill string is necessary. The essence of drill string vibration is a structural dynamics problem under prescribed boundary conditions and exterior excitations when the whole drill string is regarded as the study object. A great number of theoretical and experimental studies have been done by many researchers (<xref ref-type="bibr" rid="B16">Guan et&#x20;al., 2003</xref>; <xref ref-type="bibr" rid="B24">Li et&#x20;al., 2004</xref>; <xref ref-type="bibr" rid="B12">Fan et&#x20;al., 2013</xref>). In terms of the complexity of the model, most of the early models are uncoupled vibration models, like axial (<xref ref-type="bibr" rid="B28">Lubinski, 1988</xref>; <xref ref-type="bibr" rid="B11">Elsayed and Phung, 2005</xref>; <xref ref-type="bibr" rid="B25">Li et&#x20;al., 2007</xref>), lateral (<xref ref-type="bibr" rid="B2">Beck and da Silva, 2010</xref>; <xref ref-type="bibr" rid="B14">Ghasemloonia et&#x20;al., 2012</xref>) and torsional (<xref ref-type="bibr" rid="B5">Challamel et&#x20;al., 2000</xref>; <xref ref-type="bibr" rid="B3">Besselink et&#x20;al., 2011</xref>; <xref ref-type="bibr" rid="B1">Arjun Patil and Teodoriu, 2013a</xref>, <xref ref-type="bibr" rid="B30">Arjun Patil and Teodoriu, 2013b</xref>) vibration models. These simplified models allow researchers to understand how the single external excitations influence the vibration of drill string. And on this basis, more coupled vibration models, including coupled axial-torsional (<xref ref-type="bibr" rid="B34">Voronov et&#x20;al., 2007</xref>; <xref ref-type="bibr" rid="B13">Germay et&#x20;al., 2009</xref>), bending-torsional (<xref ref-type="bibr" rid="B39">Yigit and Christotorou, 1998</xref>, <xref ref-type="bibr" rid="B38">Yigit and Christotorou, 2000</xref>; <xref ref-type="bibr" rid="B29">Melakhessou et&#x20;al., 2003</xref>; <xref ref-type="bibr" rid="B31">Richard et&#x20;al., 2007</xref>; <xref ref-type="bibr" rid="B26">Liao et&#x20;al., 2011</xref>), axial-lateral (<xref ref-type="bibr" rid="B37">Yigit and Christoforou, 1996</xref>; <xref ref-type="bibr" rid="B17">Hakimi and Moradi, 2009</xref>; <xref ref-type="bibr" rid="B32">Sahebkar et&#x20;al., 2011</xref>; <xref ref-type="bibr" rid="B15">Ghasemloonia et&#x20;al., 2013</xref>) and fully coupled (<xref ref-type="bibr" rid="B20">Khulief and Al-Naser, 2005</xref>; <xref ref-type="bibr" rid="B21">Khulief et&#x20;al., 2008</xref>; <xref ref-type="bibr" rid="B22">Khulief and Al-Sulaiman, 2009</xref>; <xref ref-type="bibr" rid="B33">Tian et&#x20;al., 2016</xref>) vibration models, are established. In most of the theoretical studies, the boundary condition at the lower end of drill string is hypothetical time-varying excitation force or displacement (<xref ref-type="bibr" rid="B8">Di et&#x20;al., 2010</xref>; <xref ref-type="bibr" rid="B36">Wu and Ma, 2000</xref>; <xref ref-type="bibr" rid="B35">Wang et&#x20;al., 2018</xref>). Sine excitation force, random excitation force, or excitation conditions established by separate models are mostly used (<xref ref-type="bibr" rid="B27">Liu et&#x20;al., 2013</xref>; <xref ref-type="bibr" rid="B40">Zhu and Hu, 2013</xref>). In this way, the response of drill string, such as the force, torque, displacement, and angle can be obtained. Then the motion law and dynamic characteristics of drill string can be studied. In this respect, the theoretical research method of drill string vibration problem is mature, and a lot of meaningful results have been achieved.</p>
<p>In fact, during the drilling process, it is a discontinuous contact condition between the bit and the formation. There is a very complicated interaction between the bit and the formation. The vibration of drill string will affect the rock-breaking process, and the rock-breaking process will react to the bit and become a boundary condition of the vibration of drill string, thus affecting the vibration of drill string. Many scholars have done a lot of research on rock-breaking process of drill bit. The rock-breaking simulation (with single-tooth and drill bit) and experiment (with drill bit) (<xref ref-type="bibr" rid="B23">Kuang et&#x20;al., 2015</xref>; <xref ref-type="bibr" rid="B41">Zhu and Li, 2015</xref>; <xref ref-type="bibr" rid="B7">Deng et&#x20;al., 2014</xref>) have been carried&#x20;out.</p>
<p>On the basis of the studies of drill string vibration and rock-breaking process, some researchers successfully combine the two to study the application of downhole tools and bottom hole assembly (BHA) (<xref ref-type="bibr" rid="B9">Dong and Chen, 2018a</xref>; <xref ref-type="bibr" rid="B6">Chen, et&#x20;al., 2018</xref>). In these studies, the weight on bit (WOB) is applied to the upper end of drill string or the drill bit using an axial force, and the results are more interpretable.</p>
<p>However, some of the models above did not take into account the bit-formation interaction (<xref ref-type="bibr" rid="B8">Di et&#x20;al., 2010</xref>; <xref ref-type="bibr" rid="B36">Wu and Ma, 2000</xref>; <xref ref-type="bibr" rid="B27">Liu et&#x20;al., 2013</xref>), some models just used a section of drill string containing the bottom hole assembly (BHA) (<xref ref-type="bibr" rid="B10">Dong and Chen, 2018b</xref>; <xref ref-type="bibr" rid="B6">Chen, et&#x20;al., 2018</xref>), and the WOB is usually applied with an axial force on the upper end of drill string or the bit. In fact, the drill string is a whole, and the motion between each section affects each other. Moreover, the drill string is subjected to gravity and hook load, so the axial force in different parts of drill string is different. All of these factors will affect the overall motion state of drill string.</p>
<p>In this paper, the nonlinear finite element software Abaqus is used to study the vibration problem of drill string. The WOB is exerted by applying gravity to the whole drill string, and the contact force between drill bit and formation is the real WOB. The rock-breaking process of drill bit is regarded as the bottom boundary condition of drill string. A three-dimensional PDC bit is connected to the lower end of drill string, and the entire drill string is located in the wellbore with a formation below the drill bit. During the simulation, gravity is applied to the drill string to bring the drill bit into contact with the formation, and the weight on bit is applied. Then, the rotation speed is applied to the upper end of drill string to drive the drill string, and the PDC bit is rotated to break the rock. The model transforms the drill string vibration from the response problem of a single drill string under external excitation to the discontinuous contact problem between drill string, wellbore, and formation, making the simulation results more interpretable.</p>
</sec>
<sec sec-type="methods" id="s2">
<title>Methods</title>
<sec id="s2-1">
<title>Governing Equations</title>
<sec id="s2-1-1">
<title>Equation of Motion</title>
<p>The movement of drill string and formation is a dynamic problem. The deformation of drill string and formation in the model satisfy the Lagrange equation:<disp-formula id="e1">
<mml:math id="m1">
<mml:mrow>
<mml:mfrac>
<mml:mi>d</mml:mi>
<mml:mrow>
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<mml:mrow>
<mml:mo>[</mml:mo>
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<mml:mrow>
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<mml:mrow>
<mml:mo>&#x2202;</mml:mo>
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<mml:mo>&#x2b;</mml:mo>
<mml:mfrac>
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<mml:mo>&#x2202;</mml:mo>
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<mml:mrow>
<mml:mo>&#x2202;</mml:mo>
<mml:mrow>
<mml:mover accent="true">
<mml:mi>u</mml:mi>
<mml:mo>&#x2d9;</mml:mo>
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<mml:mo>&#x3d;</mml:mo>
<mml:mn>0</mml:mn>
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<label>(1)</label>
</disp-formula>where <inline-formula id="inf1">
<mml:math id="m2">
<mml:mrow>
<mml:mi>L</mml:mi>
<mml:mo>&#x3d;</mml:mo>
<mml:mi>T</mml:mi>
<mml:mo>&#x2212;</mml:mo>
<mml:mi>U</mml:mi>
<mml:mo>&#x2b;</mml:mo>
<mml:mi>W</mml:mi>
</mml:mrow>
</mml:math>
</inline-formula> is the Lagrange function, <inline-formula id="inf2">
<mml:math id="m3">
<mml:mi>T</mml:mi>
</mml:math>
</inline-formula> is the kinetic energy, <inline-formula id="inf3">
<mml:math id="m4">
<mml:mi>U</mml:mi>
</mml:math>
</inline-formula> is the strain energy, <inline-formula id="inf4">
<mml:math id="m5">
<mml:mi>W</mml:mi>
</mml:math>
</inline-formula> is the work of external force, <inline-formula id="inf5">
<mml:math id="m6">
<mml:mrow>
<mml:msub>
<mml:mi>F</mml:mi>
<mml:mi>c</mml:mi>
</mml:msub>
</mml:mrow>
</mml:math>
</inline-formula> is the dissipative function, <inline-formula id="inf6">
<mml:math id="m7">
<mml:mi>u</mml:mi>
</mml:math>
</inline-formula> is the displacement vector, <inline-formula id="inf7">
<mml:math id="m8">
<mml:mrow>
<mml:mover accent="true">
<mml:mi>u</mml:mi>
<mml:mo>&#x2d9;</mml:mo>
</mml:mover>
</mml:mrow>
</mml:math>
</inline-formula> is the velocity vector.</p>
<p>Every element of the deformable body satisfies the Lagrange <xref ref-type="disp-formula" rid="e1">Eq. 1</xref> in the finite element method. The element motion equation can be obtained by substituting the element node displacement vector into the Lagrange equation. And the whole motion equations of deformable body can be obtained through combing the motion equation of each element:<disp-formula id="e2">
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<mml:mrow>
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<label>(2)</label>
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<mml:math id="m10">
<mml:mi>M</mml:mi>
</mml:math>
</inline-formula> is the mass matrix, <inline-formula id="inf9">
<mml:math id="m11">
<mml:mi>C</mml:mi>
</mml:math>
</inline-formula> is the damping matrix, <inline-formula id="inf10">
<mml:math id="m12">
<mml:mi>K</mml:mi>
</mml:math>
</inline-formula> is the stiffness matrix, <inline-formula id="inf11">
<mml:math id="m13">
<mml:mi>P</mml:mi>
</mml:math>
</inline-formula> is the integral node load vector, <inline-formula id="inf12">
<mml:math id="m14">
<mml:mi>u</mml:mi>
</mml:math>
</inline-formula> is the displacement vector, <inline-formula id="inf13">
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</inline-formula> is the velocity vector, <inline-formula id="inf14">
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</mml:math>
</inline-formula> is the acceleration vector.</p>
<p>The equations are ordinary differential equations. In this paper, the central difference method is employed to solve the equations. The central difference method is an explicit algorithm, which solves the motion equations in the way of stress wave propagation. In the algorithm, node velocity vector and acceleration vector are respectively expressed as:<disp-formula id="e3">
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</mml:mrow>
</mml:msub>
<mml:mo>&#x2212;</mml:mo>
<mml:mn>2</mml:mn>
<mml:msub>
<mml:mi>u</mml:mi>
<mml:mi>t</mml:mi>
</mml:msub>
<mml:mo>&#x2b;</mml:mo>
<mml:msub>
<mml:mi>u</mml:mi>
<mml:mrow>
<mml:mi>t</mml:mi>
<mml:mo>&#x2b;</mml:mo>
<mml:mi>&#x394;</mml:mi>
<mml:mi>t</mml:mi>
</mml:mrow>
</mml:msub>
</mml:mrow>
<mml:mo>)</mml:mo>
</mml:mrow>
</mml:mrow>
</mml:math>
<label>(4)</label>
</disp-formula>
</p>
</sec>
<sec id="s2-1-2">
<title>Contact Algorithm</title>
<p>In the model, there are contact and collisions between drill string and wellbore, the drill bit and the formation. Therefore, contact algorithm in the simulation is required. In this paper, the penalty function method is employed in the simulation.</p>
<p>In the penalty contact algorithm, the normal contact force acted by the spring element on the slave node is:<disp-formula id="e5">
<mml:math id="m19">
<mml:mrow>
<mml:mi mathvariant="italic">f</mml:mi>
<mml:mo>&#x3d;</mml:mo>
<mml:mo>&#x2212;</mml:mo>
<mml:mi>l</mml:mi>
<mml:msub>
<mml:mi>k</mml:mi>
<mml:mtext>s</mml:mtext>
</mml:msub>
<mml:mi mathvariant="italic">n</mml:mi>
</mml:mrow>
</mml:math>
<label>(5)</label>
</disp-formula>where <inline-formula id="inf15">
<mml:math id="m20">
<mml:mi mathvariant="normal">f</mml:mi>
</mml:math>
</inline-formula> is the normal contact force at the contact point, <inline-formula id="inf16">
<mml:math id="m21">
<mml:mi>l</mml:mi>
</mml:math>
</inline-formula> is the distance between the slave node and the master plane, <inline-formula id="inf17">
<mml:math id="m22">
<mml:mrow>
<mml:msub>
<mml:mi>k</mml:mi>
<mml:mi>s</mml:mi>
</mml:msub>
</mml:mrow>
</mml:math>
</inline-formula> is the stiffness of spring, <inline-formula id="inf18">
<mml:math id="m23">
<mml:mi>n</mml:mi>
</mml:math>
</inline-formula> is the normal unit vector at the contact&#x20;point.</p>
</sec>
<sec id="s2-1-3">
<title>Rock Constitutive Model</title>
<p>Drucker-Prager model is an ideal elastoplastic model used in conjunction with linear elastic model and extended Drucker-Prager failure criterion. The model is widely used in numerical calculation of geotechnical mechanics. It is usually more accurate than Mohr-Coulomb model because it considers the intermediate principal stress and the hydrostatic pressure (<xref ref-type="bibr" rid="B4">Cai et&#x20;al., 2013</xref>). Therefore, in this paper, Drucker-Prager model is used as the constitutive model of formation:<disp-formula id="e6">
<mml:math id="m24">
<mml:mrow>
<mml:mi>f</mml:mi>
<mml:mo>&#x3d;</mml:mo>
<mml:mi>&#x3b1;</mml:mi>
<mml:msub>
<mml:mi>I</mml:mi>
<mml:mn>1</mml:mn>
</mml:msub>
<mml:mo>&#x2b;</mml:mo>
<mml:msqrt>
<mml:mrow>
<mml:msub>
<mml:mi>J</mml:mi>
<mml:mn>2</mml:mn>
</mml:msub>
</mml:mrow>
</mml:msqrt>
<mml:mo>&#x2212;</mml:mo>
<mml:mi>k</mml:mi>
<mml:mo>&#x3d;</mml:mo>
<mml:mn>0</mml:mn>
</mml:mrow>
</mml:math>
<label>(6)</label>
</disp-formula>
<disp-formula id="e7">
<mml:math id="m25">
<mml:mrow>
<mml:msub>
<mml:mi>I</mml:mi>
<mml:mn>1</mml:mn>
</mml:msub>
<mml:mo>&#x3d;</mml:mo>
<mml:msub>
<mml:mi>&#x3c3;</mml:mi>
<mml:mn>1</mml:mn>
</mml:msub>
<mml:mo>&#x2b;</mml:mo>
<mml:msub>
<mml:mi>&#x3c3;</mml:mi>
<mml:mn>2</mml:mn>
</mml:msub>
<mml:mo>&#x2b;</mml:mo>
<mml:msub>
<mml:mi>&#x3c3;</mml:mi>
<mml:mn>3</mml:mn>
</mml:msub>
</mml:mrow>
</mml:math>
<label>(7)</label>
</disp-formula>
<disp-formula id="e8">
<mml:math id="m26">
<mml:mrow>
<mml:msub>
<mml:mi>J</mml:mi>
<mml:mn>2</mml:mn>
</mml:msub>
<mml:mo>&#x3d;</mml:mo>
<mml:mfrac>
<mml:mn>1</mml:mn>
<mml:mn>6</mml:mn>
</mml:mfrac>
<mml:mrow>
<mml:mo>[</mml:mo>
<mml:mrow>
<mml:msup>
<mml:mrow>
<mml:mrow>
<mml:mo>(</mml:mo>
<mml:mrow>
<mml:msub>
<mml:mi>&#x3c3;</mml:mi>
<mml:mn>1</mml:mn>
</mml:msub>
<mml:mo>&#x2212;</mml:mo>
<mml:msub>
<mml:mi>&#x3c3;</mml:mi>
<mml:mn>2</mml:mn>
</mml:msub>
</mml:mrow>
<mml:mo>)</mml:mo>
</mml:mrow>
</mml:mrow>
<mml:mn>2</mml:mn>
</mml:msup>
<mml:mo>&#x2b;</mml:mo>
<mml:msup>
<mml:mrow>
<mml:mrow>
<mml:mo>(</mml:mo>
<mml:mrow>
<mml:msub>
<mml:mi>&#x3c3;</mml:mi>
<mml:mn>2</mml:mn>
</mml:msub>
<mml:mo>&#x2212;</mml:mo>
<mml:msub>
<mml:mi>&#x3c3;</mml:mi>
<mml:mn>3</mml:mn>
</mml:msub>
</mml:mrow>
<mml:mo>)</mml:mo>
</mml:mrow>
</mml:mrow>
<mml:mn>2</mml:mn>
</mml:msup>
<mml:mo>&#x2b;</mml:mo>
<mml:msup>
<mml:mrow>
<mml:mrow>
<mml:mo>(</mml:mo>
<mml:mrow>
<mml:msub>
<mml:mi>&#x3c3;</mml:mi>
<mml:mn>3</mml:mn>
</mml:msub>
<mml:mo>&#x2212;</mml:mo>
<mml:msub>
<mml:mi>&#x3c3;</mml:mi>
<mml:mn>1</mml:mn>
</mml:msub>
</mml:mrow>
<mml:mo>)</mml:mo>
</mml:mrow>
</mml:mrow>
<mml:mn>2</mml:mn>
</mml:msup>
</mml:mrow>
<mml:mo>]</mml:mo>
</mml:mrow>
</mml:mrow>
</mml:math>
<label>(8)</label>
</disp-formula>
<disp-formula id="e9">
<mml:math id="m27">
<mml:mrow>
<mml:mi>&#x3b1;</mml:mi>
<mml:mo>&#x3d;</mml:mo>
<mml:mfrac>
<mml:mrow>
<mml:mn>2</mml:mn>
<mml:mo>&#x2061;</mml:mo>
<mml:mi>sin</mml:mi>
<mml:mo>&#x2061;</mml:mo>
<mml:mi>&#x3c6;</mml:mi>
</mml:mrow>
<mml:mrow>
<mml:msqrt>
<mml:mn>3</mml:mn>
</mml:msqrt>
<mml:mrow>
<mml:mo>(</mml:mo>
<mml:mrow>
<mml:mn>3</mml:mn>
<mml:mo>&#x2212;</mml:mo>
<mml:mi>sin</mml:mi>
<mml:mo>&#x2061;</mml:mo>
<mml:mi>&#x3c6;</mml:mi>
</mml:mrow>
<mml:mo>)</mml:mo>
</mml:mrow>
</mml:mrow>
</mml:mfrac>
</mml:mrow>
</mml:math>
<label>(9)</label>
</disp-formula>
<disp-formula id="e10">
<mml:math id="m28">
<mml:mrow>
<mml:mi>k</mml:mi>
<mml:mo>&#x3d;</mml:mo>
<mml:mfrac>
<mml:mrow>
<mml:mn>6</mml:mn>
<mml:mi>c</mml:mi>
<mml:mo>&#x2061;</mml:mo>
<mml:mi>cos</mml:mi>
<mml:mo>&#x2061;</mml:mo>
<mml:mi>&#x3c6;</mml:mi>
</mml:mrow>
<mml:mrow>
<mml:msqrt>
<mml:mn>3</mml:mn>
</mml:msqrt>
<mml:mrow>
<mml:mo>(</mml:mo>
<mml:mrow>
<mml:mn>3</mml:mn>
<mml:mo>&#x2212;</mml:mo>
<mml:mi>sin</mml:mi>
<mml:mo>&#x2061;</mml:mo>
<mml:mi>&#x3c6;</mml:mi>
</mml:mrow>
<mml:mo>)</mml:mo>
</mml:mrow>
</mml:mrow>
</mml:mfrac>
</mml:mrow>
</mml:math>
<label>(10)</label>
</disp-formula>where <inline-formula id="inf19">
<mml:math id="m29">
<mml:mrow>
<mml:msub>
<mml:mi>I</mml:mi>
<mml:mn>1</mml:mn>
</mml:msub>
</mml:mrow>
</mml:math>
</inline-formula> is the first invariant of stress, <inline-formula id="inf20">
<mml:math id="m30">
<mml:mrow>
<mml:msub>
<mml:mi>J</mml:mi>
<mml:mn>2</mml:mn>
</mml:msub>
</mml:mrow>
</mml:math>
</inline-formula> is the second invariant of stress deviator, <inline-formula id="inf21">
<mml:math id="m31">
<mml:mi>&#x3b1;</mml:mi>
</mml:math>
</inline-formula> and <inline-formula id="inf22">
<mml:math id="m32">
<mml:mi>k</mml:mi>
</mml:math>
</inline-formula> are the material parameters related to friction angle <inline-formula id="inf23">
<mml:math id="m33">
<mml:mi>&#x3c6;</mml:mi>
</mml:math>
</inline-formula> and cohesive force <inline-formula id="inf24">
<mml:math id="m34">
<mml:mi>c</mml:mi>
</mml:math>
</inline-formula>. <inline-formula id="inf25">
<mml:math id="m35">
<mml:mrow>
<mml:msub>
<mml:mi>&#x3c3;</mml:mi>
<mml:mn>1</mml:mn>
</mml:msub>
</mml:mrow>
</mml:math>
</inline-formula>, <inline-formula id="inf26">
<mml:math id="m36">
<mml:mrow>
<mml:msub>
<mml:mi>&#x3c3;</mml:mi>
<mml:mn>2</mml:mn>
</mml:msub>
</mml:mrow>
</mml:math>
</inline-formula>, and <inline-formula id="inf27">
<mml:math id="m37">
<mml:mrow>
<mml:msub>
<mml:mi>&#x3c3;</mml:mi>
<mml:mn>3</mml:mn>
</mml:msub>
</mml:mrow>
</mml:math>
</inline-formula> are the principle stress.</p>
<p>The cohesive force and friction angle of rock are the parameters of Mohr-Coulomb criterion. The model parameters of Drucker-Prager used in the simulation are converted by Mohr-Coulomb criterion. The conversion formulas are as follows:<disp-formula id="e11">
<mml:math id="m38">
<mml:mrow>
<mml:mi>tan</mml:mi>
<mml:mo>&#x2061;</mml:mo>
<mml:mi>&#x3b2;</mml:mi>
<mml:mo>&#x3d;</mml:mo>
<mml:mfrac>
<mml:mrow>
<mml:mn>6</mml:mn>
<mml:mo>&#x2061;</mml:mo>
<mml:mi>sin</mml:mi>
<mml:mo>&#x2061;</mml:mo>
<mml:mi>&#x3c6;</mml:mi>
</mml:mrow>
<mml:mrow>
<mml:mn>3</mml:mn>
<mml:mo>&#x2212;</mml:mo>
<mml:mi>sin</mml:mi>
<mml:mo>&#x2061;</mml:mo>
<mml:mi>&#x3c6;</mml:mi>
</mml:mrow>
</mml:mfrac>
</mml:mrow>
</mml:math>
<label>(11)</label>
</disp-formula>
<disp-formula id="e12">
<mml:math id="m39">
<mml:mrow>
<mml:mi>K</mml:mi>
<mml:mo>&#x3d;</mml:mo>
<mml:mfrac>
<mml:mrow>
<mml:mn>3</mml:mn>
<mml:mo>&#x2212;</mml:mo>
<mml:mi>sin</mml:mi>
<mml:mo>&#x2061;</mml:mo>
<mml:mi>&#x3c6;</mml:mi>
</mml:mrow>
<mml:mrow>
<mml:mn>3</mml:mn>
<mml:mo>&#x2b;</mml:mo>
<mml:mi>sin</mml:mi>
<mml:mo>&#x2061;</mml:mo>
<mml:mi>&#x3c6;</mml:mi>
</mml:mrow>
</mml:mfrac>
</mml:mrow>
</mml:math>
<label>(12)</label>
</disp-formula>
<disp-formula id="e13">
<mml:math id="m40">
<mml:mrow>
<mml:msub>
<mml:mi>&#x3c3;</mml:mi>
<mml:mi>c</mml:mi>
</mml:msub>
<mml:mo>&#x3d;</mml:mo>
<mml:mn>2</mml:mn>
<mml:mi>c</mml:mi>
<mml:mfrac>
<mml:mrow>
<mml:mi>cos</mml:mi>
<mml:mo>&#x2061;</mml:mo>
<mml:mi>&#x3c6;</mml:mi>
</mml:mrow>
<mml:mrow>
<mml:mn>1</mml:mn>
<mml:mo>&#x2212;</mml:mo>
<mml:mi>sin</mml:mi>
<mml:mo>&#x2061;</mml:mo>
<mml:mi>&#x3c6;</mml:mi>
</mml:mrow>
</mml:mfrac>
</mml:mrow>
</mml:math>
<label>(13)</label>
</disp-formula>
<disp-formula id="e14">
<mml:math id="m41">
<mml:mrow>
<mml:mi>&#x3c8;</mml:mi>
<mml:mo>&#x3d;</mml:mo>
<mml:mi>&#x3b2;</mml:mi>
</mml:mrow>
</mml:math>
<label>(14)</label>
</disp-formula>where <inline-formula id="inf28">
<mml:math id="m42">
<mml:mi>c</mml:mi>
</mml:math>
</inline-formula> is the cohesive force, <inline-formula id="inf29">
<mml:math id="m43">
<mml:mi>&#x3c6;</mml:mi>
</mml:math>
</inline-formula> is the friction angle of Mohr-Coulomb criterion, <inline-formula id="inf30">
<mml:math id="m44">
<mml:mi>&#x3b2;</mml:mi>
</mml:math>
</inline-formula> is the friction angle of Drucker-Prager criterion, <inline-formula id="inf31">
<mml:math id="m45">
<mml:mi>K</mml:mi>
</mml:math>
</inline-formula> is the flow stress ratio, <inline-formula id="inf32">
<mml:math id="m46">
<mml:mi>&#x3c8;</mml:mi>
</mml:math>
</inline-formula> is the dilation angle, <inline-formula id="inf33">
<mml:math id="m47">
<mml:mrow>
<mml:msub>
<mml:mi>&#x3c3;</mml:mi>
<mml:mi>c</mml:mi>
</mml:msub>
</mml:mrow>
</mml:math>
</inline-formula> is the uniaxial compression yield stress.</p>
</sec>
<sec id="s2-1-4">
<title>Damage Initiation Criterion</title>
<p>Shear criterion is employed as the damage initiation criterion in this paper. The criterion is a phenomenological model for predicting the onset of damage due to shear localization. The model assumes that the equivalent plastic strain at the onset of damage, <inline-formula id="inf34">
<mml:math id="m48">
<mml:mrow>
<mml:msubsup>
<mml:mrow>
<mml:mover accent="true">
<mml:mi>&#x3b5;</mml:mi>
<mml:mo>&#xaf;</mml:mo>
</mml:mover>
</mml:mrow>
<mml:mtext>S</mml:mtext>
<mml:mrow>
<mml:mi>p</mml:mi>
<mml:mi>l</mml:mi>
</mml:mrow>
</mml:msubsup>
</mml:mrow>
</mml:math>
</inline-formula>, is a function of the shear stress ratio and strain rate (<xref ref-type="bibr" rid="B19">Hooputra et&#x20;al., 2004</xref>):<disp-formula id="e15">
<mml:math id="m49">
<mml:mrow>
<mml:msubsup>
<mml:mrow>
<mml:mover accent="true">
<mml:mi>&#x3b5;</mml:mi>
<mml:mo>&#xaf;</mml:mo>
</mml:mover>
</mml:mrow>
<mml:mtext>S</mml:mtext>
<mml:mrow>
<mml:mi>p</mml:mi>
<mml:mi>l</mml:mi>
</mml:mrow>
</mml:msubsup>
<mml:mrow>
<mml:mo>(</mml:mo>
<mml:mrow>
<mml:msub>
<mml:mi>&#x3b8;</mml:mi>
<mml:mi>s</mml:mi>
</mml:msub>
<mml:mo>,</mml:mo>
<mml:msup>
<mml:mrow>
<mml:mover accent="true">
<mml:mrow>
<mml:mover accent="true">
<mml:mi>&#x3b5;</mml:mi>
<mml:mo>&#xaf;</mml:mo>
</mml:mover>
</mml:mrow>
<mml:mo>&#x2d9;</mml:mo>
</mml:mover>
</mml:mrow>
<mml:mrow>
<mml:mi>p</mml:mi>
<mml:mi>l</mml:mi>
</mml:mrow>
</mml:msup>
</mml:mrow>
<mml:mo>)</mml:mo>
</mml:mrow>
</mml:mrow>
</mml:math>
<label>(15)</label>
</disp-formula>where <inline-formula id="inf35">
<mml:math id="m50">
<mml:mrow>
<mml:msub>
<mml:mi>&#x3b8;</mml:mi>
<mml:mtext>S</mml:mtext>
</mml:msub>
<mml:mo>&#x3d;</mml:mo>
<mml:mrow>
<mml:mo>(</mml:mo>
<mml:mrow>
<mml:mi>q</mml:mi>
<mml:mo>&#x2b;</mml:mo>
<mml:msub>
<mml:mi>k</mml:mi>
<mml:mi>s</mml:mi>
</mml:msub>
<mml:mi>p</mml:mi>
</mml:mrow>
<mml:mo>)</mml:mo>
</mml:mrow>
<mml:mo>/</mml:mo>
<mml:msub>
<mml:mi>&#x3c4;</mml:mi>
<mml:mrow>
<mml:mi>max</mml:mi>
</mml:mrow>
</mml:msub>
</mml:mrow>
</mml:math>
</inline-formula> is the shear ratio, <inline-formula id="inf36">
<mml:math id="m51">
<mml:mrow>
<mml:msub>
<mml:mi>&#x3c4;</mml:mi>
<mml:mrow>
<mml:mi>max</mml:mi>
</mml:mrow>
</mml:msub>
</mml:mrow>
</mml:math>
</inline-formula> is the maximum shear stress, <inline-formula id="inf37">
<mml:math id="m52">
<mml:mi>q</mml:mi>
</mml:math>
</inline-formula> is the Mises equivalent stress, <inline-formula id="inf38">
<mml:math id="m53">
<mml:mi>p</mml:mi>
</mml:math>
</inline-formula> is the pressure stress, <inline-formula id="inf39">
<mml:math id="m54">
<mml:mrow>
<mml:msub>
<mml:mi>k</mml:mi>
<mml:mi>s</mml:mi>
</mml:msub>
</mml:mrow>
</mml:math>
</inline-formula> is a material parameter, and <inline-formula id="inf40">
<mml:math id="m55">
<mml:mrow>
<mml:msup>
<mml:mrow>
<mml:mover accent="true">
<mml:mrow>
<mml:mover accent="true">
<mml:mi>&#x3b5;</mml:mi>
<mml:mo>&#xaf;</mml:mo>
</mml:mover>
</mml:mrow>
<mml:mo>&#x2d9;</mml:mo>
</mml:mover>
</mml:mrow>
<mml:mrow>
<mml:mi>p</mml:mi>
<mml:mi>l</mml:mi>
</mml:mrow>
</mml:msup>
</mml:mrow>
</mml:math>
</inline-formula> is the equivalent plastic strain rate. The criterion for damage initiation is met when the following condition is satisfied:<disp-formula id="e16">
<mml:math id="m56">
<mml:mrow>
<mml:msub>
<mml:mi>&#x3c9;</mml:mi>
<mml:mi>S</mml:mi>
</mml:msub>
<mml:mo>&#x3d;</mml:mo>
<mml:mstyle displaystyle="true">
<mml:mrow>
<mml:mo>&#x222b;</mml:mo>
<mml:mrow>
<mml:mfrac>
<mml:mrow>
<mml:mtext>d</mml:mtext>
<mml:msup>
<mml:mrow>
<mml:mover accent="true">
<mml:mi>&#x3b5;</mml:mi>
<mml:mo>&#xaf;</mml:mo>
</mml:mover>
</mml:mrow>
<mml:mrow>
<mml:mi>p</mml:mi>
<mml:mi>l</mml:mi>
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</mml:math>
<label>(16)</label>
</disp-formula>
</p>
</sec>
<sec id="s2-1-5">
<title>Damage Evolution Criterion</title>
<p>
<xref ref-type="fig" rid="F1">Figure&#x20;1</xref> illustrates the characteristic stress-strain behavior of a material undergoing damage. In the context of an elastic-plastic material with isotropic hardening, the damage manifests itself in two forms: softening of the yield stress and degradation of the elasticity. The solid curve in the figure represents the damaged stress-strain response, while the dashed curve is the response in the absence of damage.</p>
<fig id="F1" position="float">
<label>FIGURE 1</label>
<caption>
<p>Stress-strain curve with progressive damage degradation.</p>
</caption>
<graphic xlink:href="feart-09-799061-g001.tif"/>
</fig>
<p>In the figure <inline-formula id="inf41">
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</mml:math>
</inline-formula> and <inline-formula id="inf42">
<mml:math id="m58">
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</inline-formula> are the yield stress and equivalent plastic strain at the onset of damage, when the damage factor <inline-formula id="inf43">
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<mml:mi>D</mml:mi>
<mml:mo>&#x3d;</mml:mo>
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</mml:math>
</inline-formula>. And <inline-formula id="inf44">
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<mml:mrow>
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</inline-formula> is the equivalent plastic strain at failure (<xref ref-type="bibr" rid="B18">Hillerborg and Modeer, 1976</xref>); that is, when the overall damage variable reaches the value <inline-formula id="inf45">
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</inline-formula>.</p>
</sec>
</sec>
<sec id="s2-2">
<title>Establishment of Finite Element Model</title>
<sec id="s2-2-1">
<title>The Composition of Geometric Model</title>
<p>As shown in <xref ref-type="fig" rid="F2">Figure&#x20;2</xref>, the model consists of drill string, drill bit, wellbore, and a section of formation. The dimensions of each part of the model are as follows:<list list-type="simple">
<list-item>
<p>1) The outer diameter of the PDC bit is 0.2159&#xa0;m.</p>
</list-item>
<list-item>
<p>2) The length of the drill string is 2000&#xa0;m. The length of the drill pipe is 1800&#xa0;m, and the outer diameter is 0.127&#xa0;m. The length of the drill collar is 200&#xa0;m, and the outer diameter is 0.1778&#xa0;m.</p>
</list-item>
<list-item>
<p>3) The length of the wellbore is 2000.5&#xa0;m, and the inner diameter is 0.216&#xa0;m.</p>
</list-item>
<list-item>
<p>4) The thickness of the formation is 0.4&#xa0;m, and the diameter is 2&#xa0;m.</p>
</list-item>
</list>
</p>
<fig id="F2" position="float">
<label>FIGURE 2</label>
<caption>
<p>Geometric model of FEM.</p>
</caption>
<graphic xlink:href="feart-09-799061-g002.tif"/>
</fig>
<p>In the model, some assumptions are as follows:<list list-type="simple">
<list-item>
<p>1) The axis of drill string coincides with the centerline of wellbore;</p>
</list-item>
<list-item>
<p>2) The drill string is linearly elastic, ignoring the influence of joints;</p>
</list-item>
<list-item>
<p>3) The effect of drilling fluid and the temperature and pressure in wellbore is not considered;</p>
</list-item>
<list-item>
<p>4) The wellbore and drill bit do not deform during the simulation.</p>
</list-item>
</list>
</p>
</sec>
<sec id="s2-2-2">
<title>Model Material Parameter Settings</title>
<p>The basic parameter settings of various materials in the model are shown in <xref ref-type="table" rid="T1">Table&#x20;1</xref>.</p>
<table-wrap id="T1" position="float">
<label>TABLE 1</label>
<caption>
<p>Parameters of model materials.</p>
</caption>
<table>
<thead valign="top">
<tr>
<th align="left">Model material</th>
<th align="center">Density/(kg/m<sup>3</sup>)</th>
<th align="center">Elastic modulus/MPa</th>
<th align="center">Poisson&#x2019;s ratio (no dimension)</th>
<th align="center">Cohesion/MPa</th>
<th align="center">Friction angle/(&#xb0;)</th>
<th align="center">Expansion angle/(&#xb0;)</th>
</tr>
</thead>
<tbody valign="top">
<tr>
<td align="left">Sandstone</td>
<td align="char" char=".">2400</td>
<td align="char" char=".">20000</td>
<td align="char" char=".">0.3</td>
<td align="center">10</td>
<td align="center">30</td>
<td align="center">30</td>
</tr>
<tr>
<td align="left">Drill string</td>
<td align="char" char=".">7850</td>
<td align="char" char=".">210000</td>
<td align="char" char=".">0.3</td>
<td align="center">&#x2014;</td>
<td align="center">&#x2014;</td>
<td align="center">&#x2014;</td>
</tr>
<tr>
<td align="left">Drill bit</td>
<td align="char" char=".">7850</td>
<td align="char" char=".">210000</td>
<td align="char" char=".">0.3</td>
<td align="center">&#x2014;</td>
<td align="center">&#x2014;</td>
<td align="center">&#x2014;</td>
</tr>
</tbody>
</table>
</table-wrap>
</sec>
<sec id="s2-2-3">
<title>Mesh Division</title>
<p>In the model, the wellbore is set to an analytical rigid body. The drill string, drill bit, and formation are meshed using three-dimensional first-order Timoshenko beam unit B31, four-node reduction integral shell unit S4R, and three-dimensional eight-node reduction integral solid unit C3D8R respectively. And hourglass control technique is performed on C3D8R element. The mesh division is shown in <xref ref-type="fig" rid="F3">Figure&#x20;3</xref>.</p>
<fig id="F3" position="float">
<label>FIGURE 3</label>
<caption>
<p>Mesh division of formation and PDC&#x20;bit.</p>
</caption>
<graphic xlink:href="feart-09-799061-g003.tif"/>
</fig>
</sec>
<sec id="s2-2-4">
<title>Analysis Steps, Boundary Conditions, and Contact Settings</title>
<p>This model simulates a drilling process between two bit-feed operations. It contains two explicit dynamic analysis steps. In the first step, the gravity is applied to the drill string. The interaction force between drill bit and formation at the end of the analysis step is just the initial WOB. This process is a quasi-static process, and the time length of the first analysis step is 23&#xa0;s. In the second step, a constant rotation speed is applied to the upper end of drill string to drive the entire drill string to rotate, simulating the rotary drilling process. The time length of the second analysis step is 5&#xa0;s.</p>
<p>Before the analysis begins, the freedom of the wellbore is completely constrained. The upper end of drill string constrains all the degrees of freedom except the axial rotation degree of freedom. A rigid body constraint is applied to the bit. The reference point and the lower end of the drill string are connected. The side face of the formation constrains the translational degree of freedom. The bottom face of the formation constrains the longitudinal degree of freedom.</p>
<p>A surface-to-surface contact is applied between the bit and formation. And a general contact is applied in the whole model so the drill string can collide with the well wall. The friction coefficient is&#x20;0.4.</p>
</sec>
</sec>
</sec>
<sec sec-type="results|discussion" id="s3">
<title>Results and Discussion</title>
<sec id="s3-1">
<title>Drill String&#x2019;s Law of Motion</title>
<p>In the simulation, different initial WOB(60&#xa0;kN, 80&#xa0;kN, 100&#xa0;kN, 120&#xa0;kN) and rotation speed (60,90, 120&#xa0;rpm) are applied.</p>
<p>The deformed shapes of the model in different analysis stages are shown in <xref ref-type="fig" rid="F4">Figure&#x20;4</xref>. As can be seen from the figure, at the end of the first analysis step, the bit has penetrated the formation due to the WOB; at the end of the second analysis step, some drilling footage appears.</p>
<fig id="F4" position="float">
<label>FIGURE 4</label>
<caption>
<p>Deformed shapes in different stages.</p>
</caption>
<graphic xlink:href="feart-09-799061-g004.tif"/>
</fig>
<p>The rotation speed at the upper end and the lower end of drill string during rotating drilling period while the initial WOB is 80&#xa0;kN and the rotation speed is 90&#xa0;rpm is shown in <xref ref-type="fig" rid="F5">Figure&#x20;5</xref>. At the beginning of the simulation, the rotation speed at the upper end of drill string increases from 0 to 90&#xa0;rpm, and then remains unchanged for the rest of the&#x20;time.</p>
<fig id="F5" position="float">
<label>FIGURE 5</label>
<caption>
<p>Rotation speed at the upper end and the lower end of drill string when the initial WOB is 80&#xa0;kN and the Rotation speed at upper end is 90&#xa0;rpm.</p>
</caption>
<graphic xlink:href="feart-09-799061-g005.tif"/>
</fig>
<p>Through the <xref ref-type="disp-formula" rid="e12">Eq. 12</xref> the shear modulus of drill string can be calculated to be 80&#xa0;GPa.<disp-formula id="equ1">
<mml:math id="m62">
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</mml:mrow>
</mml:mrow>
</mml:mfrac>
</mml:mrow>
</mml:math>
</disp-formula>
</p>
<p>The propagation velocity of torsional wave in the drill string is <inline-formula id="inf46">
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</mml:math>
</inline-formula> due to the one-dimension wave <xref ref-type="disp-formula" rid="e13">Eq. 13</xref>.<disp-formula id="equ2">
<mml:math id="m64">
<mml:mrow>
<mml:mfrac>
<mml:mrow>
<mml:msup>
<mml:mo>&#x2202;</mml:mo>
<mml:mn>2</mml:mn>
</mml:msup>
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<mml:mo>&#x2202;</mml:mo>
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</disp-formula>
</p>
<p>Then the time it takes for the torsional wave to propagate from the upper end of drill string to the lower end is about 0.63&#xa0;s. The lower end of drill string will not rotate at first when the torsional wave propagates to the lower end due to the resistance of the formation.</p>
<p>
<xref ref-type="fig" rid="F5">Figure&#x20;5</xref> shows that the lower end of drill string begins to rotate at about 23.9&#xa0;s. The rock-breaking process doesn&#x2019;t begin in the first 1&#xa0;s, so only the 4&#xa0;s behind are selected to be analyzed in the following analysis process.</p>
<sec id="s3-1-1">
<title>Rotation Speed Analysis</title>
<sec id="s3-1-1-1">
<title>Time Domain Analysis of Rotation Speed</title>
<p>
<xref ref-type="fig" rid="F6">Figure&#x20;6</xref> shows the rotation speed at the upper end and lower end of drill string under different drilling parameters.</p>
<fig id="F6" position="float">
<label>FIGURE 6</label>
<caption>
<p>Rotation speed at the upper end and lower end of drill string in drilling process. <bold>(A)</bold> WOB 60&#xa0;kN <bold>(B)</bold> WOB 80&#xa0;kN <bold>(C)</bold> WOB 100&#xa0;kN <bold>(D)</bold> WOB 120&#xa0;kN.</p>
</caption>
<graphic xlink:href="feart-09-799061-g006.tif"/>
</fig>
<p>When the initial WOB is 60&#xa0;kN and the rotation speed at upper end is 60&#xa0;rpm, as shown in <xref ref-type="fig" rid="F6">Figure&#x20;6A</xref>, the rotation speed at the lower end of drill string increases at first and then decreases, proving that there is torsional vibration in drill string. The maximum rotation speed at the lower end can reach 117.8&#xa0;rpm, which is 1.96&#x20;times of the rotation speed at the upper end, and the minimum rotation speed is &#x2212;14.0&#xa0;rpm, indicating that the stick-slip phenomenon occurs.</p>
<p>As can be seen from <xref ref-type="fig" rid="F6">Figure&#x20;6A</xref>, the rotation speed at the lower end of drill string fluctuates around the rotation speed at the upper end all the time no matter how fast the upper end rotates. But the minimum rotation speed at the lower end no longer reduces to zero with the increase of rotation speed at the upper&#x20;end.</p>
<p>In <xref ref-type="fig" rid="F7">Figure&#x20;7</xref>, the blue bar shows the maximum rotation speed at the lower end of drill string, and the red bar shows the ratio of maximum rotation speed at the lower end to the rotation speed at the upper&#x20;end.</p>
<fig id="F7" position="float">
<label>FIGURE 7</label>
<caption>
<p>Maximum rotation speed at lower end of drill string and the ratio of maximum rotation speed at lower end and rotation speed at upper&#x20;end.</p>
</caption>
<graphic xlink:href="feart-09-799061-g007.tif"/>
</fig>
<p>It can be seen from the figure that the maximum rotation speed at the lower end of drill string increases obviously when the rotation speed at the upper end increases under the same initial WOB. And the maximum rotation speed at the lower end of drill string also increases in most cases when the initial WOB increases under the same rotation speed at the upper end. No matter how the initial WOB and rotation speed at the upper end change, the ratio of maximum rotation speed at the lower end to the rotation speed at the upper end does not change too much, it&#x2019;s about&#x20;2.</p>
</sec>
<sec id="s3-1-1-2">
<title>Frequency Domain Analysis of Rotation Speed</title>
<p>Under the certain initial WOB and rotation speed at the upper end of drill string, the rotation speed at the lower end of drill string fluctuates around the rotation speed at the upper end, so there are constant term and trend term in the signal of rotation speed at the lower end, as the blue curve shown in <xref ref-type="fig" rid="F8">Figure&#x20;8</xref>. Therefore, the constant item and trend item need to be eliminated before the frequency domain analysis.</p>
<fig id="F8" position="float">
<label>FIGURE 8</label>
<caption>
<p>Original signal and signal without trend item of rotation speed at the lower end of drill string.</p>
</caption>
<graphic xlink:href="feart-09-799061-g008.tif"/>
</fig>
<p>
<xref ref-type="fig" rid="F8">Figure&#x20;8</xref> shows the original signal and signal without trend item of rotation speed at the lower end of drill string while the initial WOB is 60&#xa0;kN and the rotation speed at the upper end is 60&#xa0;rpm. It can be seen that the equilibrium point becomes zero after the constant item and trend item are eliminated, and no trend exists.</p>
<p>A fast Fourier transform (FFT) is performed on the signal without trend item of rotation speed at the lower end of drill string, and the frequency spectrums are extracted, as shown in <xref ref-type="fig" rid="F9">Figure&#x20;9</xref>.</p>
<fig id="F9" position="float">
<label>FIGURE 9</label>
<caption>
<p>Frequency spectrums of rotation speed at the lower end of drill string.</p>
</caption>
<graphic xlink:href="feart-09-799061-g009.tif"/>
</fig>
<p>It can be seen from <xref ref-type="fig" rid="F9">Figure&#x20;9</xref> that the low-frequency components are dominant in comparison with the high-frequency components, especially in high rotation speed conditions. This is because torsional vibration exists in the drill string, and low frequency is a typical feature of torsional vibration.</p>
</sec>
</sec>
<sec id="s3-1-2">
<title>Rotation Angle Analysis</title>
<p>
<xref ref-type="fig" rid="F10">Figure&#x20;10</xref> shows the rotation angle at the upper end and the lower end of drill string. As can be seen from the figure, the rotation angle at the upper end of drill string increases linearly with time due to the constant rotation speed at the upper end, but the rotation angle at the lower end of drill string increases nonlinearly because the rotation speed at the lower end of drill string is not constant.</p>
<fig id="F10" position="float">
<label>FIGURE 10</label>
<caption>
<p>Rotation angle at the upper end and the lower end of drill string. <bold>(A)</bold> WOB 60&#xa0;kN <bold>(B)</bold> WOB 80&#xa0;kN <bold>(C)</bold> WOB 100&#xa0;kN <bold>(D)</bold> WOB 120&#xa0;kN.</p>
</caption>
<graphic xlink:href="feart-09-799061-g010.tif"/>
</fig>
<p>Since the rotation of the lower end has a delay of nearly 1&#xa0;s compared with the upper end, the rotation angle at the lower end is less than the rotation angle at the upper end at the beginning. As time goes on, the rotation angle of the lower end is always smaller than the rotation angle at the upper end, as shown in <xref ref-type="fig" rid="F10">Figure&#x20;10A</xref>. However, in the case of large initial WOB and high rotation speed at the upper end, the rotation angle at the lower end may exceed the rotation angle at the upper end sometimes, as shown in <xref ref-type="fig" rid="F10">Figure&#x20;10D</xref>.</p>
</sec>
<sec id="s3-1-3">
<title>Longitudinal Displacement (Drill Footage) Analysis of Bit</title>
<p>
<xref ref-type="fig" rid="F11">Figure&#x20;11</xref> shows the drilling footage of bit with&#x20;time.</p>
<fig id="F11" position="float">
<label>FIGURE 11</label>
<caption>
<p>Drilling footage of drill&#x20;bit.</p>
</caption>
<graphic xlink:href="feart-09-799061-g011.tif"/>
</fig>
<p>It can be seen from the figure that in the 4&#xa0;s time of drilling, the drilling footage increases with the increase of rotation speed under the same initial WOB, and the drilling footage increases with the increase of initial WOB under the same rotation speed. Moreover, under certain initial WOB and rotation speed, the drilling footage growth rate increases first and then decreases during the drilling process. The drilling footage is accompanied by a small fluctuation in the increase process, and this fluctuation becomes smaller in large initial WOB conditions.</p>
</sec>
</sec>
<sec id="s3-2">
<title>Dynamic Characteristics of Drill String</title>
<sec id="s3-2-1">
<title>WOB Analysis</title>
<sec id="s3-2-1-1">
<title>Time Domain Analysis of WOB</title>
<p>In fact, in the oilfield drilling process, the time-varying contact force between drill bit and formation (hereinafter referred to as bottom hole WOB) is difficult to obtain directly. It is usually obtained by subtracting the hook load from the hanging weight at the wellhead (hereinafter referred to as wellhead WOB). However, both of the two WOB can be easily obtained in the simulation.</p>
<p>
<xref ref-type="fig" rid="F12">Figure&#x20;12</xref> shows the variation of wellhead WOB and bottom hole WOB with&#x20;time.</p>
<fig id="F12" position="float">
<label>FIGURE 12</label>
<caption>
<p>Wellhead WOB and bottom hole WOB.</p>
</caption>
<graphic xlink:href="feart-09-799061-g012.tif"/>
</fig>
<p>The hanging weight can be obtained by performing a static analysis on the drill string separately. And the wellhead WOB is the difference between the hanging weight and the axial tension at the upper end of drill string.</p>
<p>It can be seen from the figure that during the drilling process between two bit-feed operations, both of the bottom hole WOB and the wellhead WOB become smaller with a fluctuation, and they don&#x2019;t always fluctuate around an equilibrium point. This is because the upper end of drill string is axially fixed, and as the rock-breaking process proceeds, the axial displacement at the lower end gradually increases, so the contact force between drill bit and formation will gradually become smaller. This can also explain why the growth rate of drilling footage decreases later, as shown in <xref ref-type="fig" rid="F11">Figure&#x20;11</xref>.</p>
<p>Moreover, <xref ref-type="fig" rid="F12">Figure&#x20;12</xref> shows that the bottom hole WOB fluctuates more severely than the wellhead WOB. While the initial WOB is 60&#xa0;kN and the rotation speed at the upper end is 60&#xa0;rpm, the maximum value of wellhead WOB is 98.4&#xa0;kN, but the maximum value of bottom hole WOB is 146.4&#xa0;kN. And the fluctuation of the two WOB is not completely synchronous. Sometimes the phases are the same, and sometimes the phases are opposite.</p>
<p>It can be seen from the trend line of each WOB that the wellhead WOB and bottom hole WOB decrease faster with the increase of the rotation speed under the same initial WOB, and they also decrease faster with the increase of initial WOB under the same rotation&#x20;speed.</p>
<p>
<xref ref-type="fig" rid="F13">Figure&#x20;13</xref> is a box diagram of wellhead WOB and bottom hole WOB while the initial WOB is 60&#xa0;kN, 80&#xa0;kN, 100&#xa0;kN, 120&#xa0;kN, and the rotation speed at upper end of drill string is 60, 90, 120&#xa0;rpm.</p>
<fig id="F13" position="float">
<label>FIGURE 13</label>
<caption>
<p>Distribution of wellhead WOB and bottom hole WOB.</p>
</caption>
<graphic xlink:href="feart-09-799061-g013.tif"/>
</fig>
<p>Comparing the wellhead WOB and bottom hole WOB under the same initial WOB and rotation speed, it can be seen that the wellhead WOB distribution is more concentrated than the bottom hole WOB distribution, proving that the bottom hole WOB fluctuates more severely than the wellhead WOB. Moreover, the wellhead WOB tends to have an abnormal small value, but the bottom hole WOB tends to have an abnormal large value. And the abnormal large value of bottom hole WOB increases with the increase of initial&#x20;WOB.</p>
<p>The analysis of <xref ref-type="fig" rid="F12">Figures 12</xref>, <xref ref-type="fig" rid="F13">13</xref> indicates that the wellhead WOB data can&#x2019;t fully reflect the bottom hole WOB data. It is difficult to detect the abnormal large value of bottom hole WOB at the wellhead. The phase of the wellhead WOB and bottom hole WOB are not identical, and the increase and decrease of the two WOB are not completely synchronized.</p>
</sec>
<sec id="s3-2-1-2">
<title>Frequency Domain Analysis of WOB</title>
<p>
<xref ref-type="fig" rid="F14">Figure&#x20;14</xref> shows the original signal and the signal without trend item and constant item of wellhead WOB and bottom hole WOB while the initial WOB is 60&#xa0;kN and the rotation speed at upper end is 60&#xa0;rpm. After the trend item is removed, the equilibrium point becomes 0, and there is no tendency to increase and decrease.</p>
<fig id="F14" position="float">
<label>FIGURE 14</label>
<caption>
<p>Original signal and signal without trend item of wellhead WOB and bottom hole WOB.</p>
</caption>
<graphic xlink:href="feart-09-799061-g014.tif"/>
</fig>
<p>A fast Fourier transform is performed on the wellhead WOB without trend item and bottom bole WOB without trend item, and the spectrums of the WOB are extracted, as shown in <xref ref-type="fig" rid="F15">Figure&#x20;15</xref>.</p>
<fig id="F15" position="float">
<label>FIGURE 15</label>
<caption>
<p>Frequency spectrums of wellhead WOB and bottom hole WOB. <bold>(A)</bold> 60&#xa0;kN&#x2013;60&#xa0;rpm <bold>(B)</bold> 120&#xa0;kN&#x2013;60&#xa0;rpm <bold>(C)</bold> 60&#xa0;kN&#x2013;120&#xa0;rpm <bold>(D)</bold> 120&#xa0;kN&#x2013;120&#xa0;rpm.</p>
</caption>
<graphic xlink:href="feart-09-799061-g015.tif"/>
</fig>
<p>As can be seen from <xref ref-type="fig" rid="F15">Figure&#x20;15A</xref> that while the initial WOB is 60&#xa0;kN and the rotation speed at upper end is 60&#xa0;rpm, the wellhead WOB has a dominant frequency of 1.4&#xa0;Hz. In addition to the frequency of 1.4&#xa0;Hz, the bottom hole WOB also contains many high-frequency components with larger amplitudes such as 3.4, 5.3, 6.1, and 7.5&#xa0;Hz, etc. It indicates that in small initial WOB and low rotation speed conditions, the fluctuation of wellhead WOB focuses on low frequency, and the fluctuation of the bottom hole WOB focuses on high frequency. During the drilling process, the vibration of drill string is greatly attenuated from the bottom of the well to the wellhead due to the material damping of drill string and the frictional collision between drill string and the wellbore, etc. This relationship between wellhead WOB and bottom hole WOB also exists in the other three conditions in <xref ref-type="fig" rid="F15">Figures 15B&#x2013;D</xref>.</p>
<p>For the wellhead WOB, <xref ref-type="fig" rid="F15">Figure&#x20;15</xref> shows that when the initial WOB or rotation speed increases, the various frequencies tend to be even, and no frequency has an absolute advantage, indicating that the fluctuation of wellhead WOB becomes more irregular with the increase of initial WOB and rotation&#x20;speed.</p>
<p>For the bottom hole WOB, <xref ref-type="fig" rid="F15">Figure&#x20;15</xref> shows that when the initial WOB or rotation speed increases, the signal still contains various frequencies, and no one frequency has an absolute advantage, indicating that the fluctuation of bottom hole WOB is very complicated regardless of the initial WOB and rotation&#x20;speed.</p>
</sec>
</sec>
<sec id="s3-2-2">
<title>Torque Analysis</title>
<sec id="s3-2-2-1">
<title>Time Domain Analysis of Torque</title>
<p>
<xref ref-type="fig" rid="F16">Figure&#x20;16</xref> shows the torque at the upper end of drill string (hereinafter referred to as wellhead torque) and at the lower end of drill string (hereinafter referred to as bottom hole torque).</p>
<fig id="F16" position="float">
<label>FIGURE 16</label>
<caption>
<p>Wellhead torque and bottom hole torque. <bold>(A)</bold> 60&#xa0;kN&#x2013;60&#xa0;rpm <bold>(B)</bold> 120&#xa0;kN&#x2013;60&#xa0;rpm <bold>(C)</bold> 60&#xa0;kN&#x2013;120&#xa0;rpm <bold>(D)</bold> 120&#xa0;kN&#x2013;120&#xa0;rpm.</p>
</caption>
<graphic xlink:href="feart-09-799061-g016.tif"/>
</fig>
<p>The average value of wellhead torque in the four conditions are 4.1, 5.7, 5.2, and 4.8&#xa0;kNm. The average value of bottom hole torque in the four conditions are 3.7, 4.6, 3.8, and 3.3&#xa0;kNm. It proves that the average value of bottom hole torque is smaller than that of wellhead torque. <xref ref-type="fig" rid="F16">Figures 16A,B</xref> show that when the rotation speed at upper end is low, the fluctuation range of bottom hole torque is larger than that of wellhead torque. <xref ref-type="fig" rid="F16">Figures 16C,D</xref> show that when the rotation speed at upper end is high, the fluctuation range of bottom hole torque is smaller than that of wellhead torque. In the condition of large initial WOB and high rotation speed, wellhead torque and bottom hole torque can become negative, as shown in <xref ref-type="fig" rid="F16">Figure&#x20;16D</xref>.</p>
</sec>
<sec id="s3-2-2-2">
<title>Frequency Domain Analysis of Torque</title>
<p>
<xref ref-type="fig" rid="F17">Figure&#x20;17</xref> shows the variation of the original signal and the signal without trend item of wellhead torque and bottom hole torque with time while the initial WOB is 60&#xa0;kN and the rotation speed at upper end is 60&#xa0;rpm. The equilibrium point of torque becomes zero after the trend item is removed, and no trend of increase and decrease exists.</p>
<fig id="F17" position="float">
<label>FIGURE 17</label>
<caption>
<p>Original signal and signal without trend item of wellhead torque and bottom hole torque.</p>
</caption>
<graphic xlink:href="feart-09-799061-g017.tif"/>
</fig>
<p>A fast Fourier transform is performed on the signal without trend item of wellhead torque and bottom bole torque signal, and the spectrums of the torque are extracted, as shown in <xref ref-type="fig" rid="F18">Figure&#x20;18</xref>.</p>
<fig id="F18" position="float">
<label>FIGURE 18</label>
<caption>
<p>Frequency spectrums of torque.</p>
</caption>
<graphic xlink:href="feart-09-799061-g018.tif"/>
</fig>
<p>
<xref ref-type="fig" rid="F18">Figure&#x20;18</xref> shows that the fluctuation of wellhead torque and bottom hole torque mainly focus on low frequency. The low-frequency component of wellhead torque is dominant, but the bottom hole torque contains more high-frequency component, indicating that the fluctuation of bottom hole torque is more complex.</p>
</sec>
</sec>
</sec>
</sec>
<sec sec-type="conclusion" id="s4">
<title>Conclusion</title>
<p>
<list list-type="simple">
<list-item>
<p>1) During the drilling process, the torsional vibration of drill string exists. The rotation speed at the lower end of drill string fluctuates around the rotation speed at the upper end, and the maximum rotation speed at the lower end of drill string is&#x20;about twice the rotation speed at the upper end. The torsional vibration of drill string is mainly low-frequency vibration.</p>
</list-item>
<list-item>
<p>2) Since the rotation speed at the lower end of drill string is not constant, the rotation angle at the lower end of drill string does not increase linearly with time. When the rotation speed at the upper end is low, the rotation angle at the lower end is always smaller than the rotation angle at the upper end. When the rotation speed at the upper end is large, the rotation angle at the lower end sometimes exceeds the rotation angle at the upper&#x20;end.</p>
</list-item>
<list-item>
<p>3) The wellhead WOB and bottom hole WOB both decrease with a fluctuation, but their phases are not completely synchronized. The bottom hole WOB fluctuates more severely than the wellhead WOB, contains more high-frequency components, and has a larger fluctuation amplitude range. The wellhead WOB becomes more irregular with the increase of WOB and rotation speed, but the fluctuation of bottom hole WOB is very complicated no matter how large the WOB and rotation speed&#x20;are.</p>
</list-item>
<list-item>
<p>4) The average value of bottom hole torque is smaller than the average value of wellhead torque. When the rotation speed at upper end is low, the fluctuation range of bottom hole torque is larger than that of wellhead torque. When the rotation speed at upper end is high, the fluctuation range of bottom hole torque is smaller than that of wellhead torque. In the condition of large WOB and high rotation speed, wellhead torque and bottom hole torque can become negative, so this condition needs to be avoided. Both wellhead torque and bottom hole torque are dominated by low-frequency components, but the amplitude of high-frequency components of bottom hole torque is larger than the wellhead torque.</p>
</list-item>
<list-item>
<p>5) During the drilling process, the movement of the lower end of drill string is much more complicated than that observed at the wellhead. The data obtained at the wellhead does not fully reflect the situation at the bottom hole. The simulation results are helpful for understanding the real situation of the bottom hole during the drilling process.</p>
</list-item>
</list>
</p>
</sec>
</body>
<back>
<sec id="s5">
<title>Data Availability Statement</title>
<p>The raw data supporting the conclusion of this article will be made available by the authors, without undue reservation.</p>
</sec>
<sec id="s6">
<title>Author Contributions</title>
<p>DL performed the data analyses and wrote the manuscript; ZG contributed to the conception of the study; YX and YL helped perform the analysis with constructive discussions.</p>
</sec>
<sec id="s7">
<title>Funding</title>
<p>This paper is supported by the Major Science and Technology Project of CNPC &#x201c;Research on Efficient Exploration and Development Theory and Key Technologies of Deep Oil and Gas in Tarim Basin&#x201d; (No. ZD2019-183-005).</p>
</sec>
<sec sec-type="COI-statement" id="s8">
<title>Conflict of Interest</title>
<p>The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.</p>
</sec>
<sec sec-type="disclaimer" id="s9">
<title>Publisher&#x2019;s Note</title>
<p>All claims expressed in this article are solely those of the authors and do not necessarily represent those of their affiliated organizations, or those of the publisher, the editors and the reviewers. Any product that may be evaluated in this article, or claim that may be made by its manufacturer, is not guaranteed or endorsed by the publisher.</p>
</sec>
<ack>
<p>The authors would like to acknowledge the academic and technical support of China University of Petroleum (East China).</p>
</ack>
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<sec id="s10">
<title>Nomenclature</title>
<def-list>
<def-item>
<term id="G1-feart.2021.799061">
<inline-formula id="inf47">
<mml:math id="m65">
<mml:mi>L</mml:mi>
</mml:math>
</inline-formula>
</term>
<def>
<p>Lagrange function&#x20;-</p>
</def>
</def-item>
<def-item>
<term id="G2-feart.2021.799061">
<inline-formula id="inf48">
<mml:math id="m66">
<mml:mi>T</mml:mi>
</mml:math>
</inline-formula>
</term>
<def>
<p>kinetic energy J</p>
</def>
</def-item>
<def-item>
<term id="G3-feart.2021.799061">
<inline-formula id="inf49">
<mml:math id="m67">
<mml:mi>U</mml:mi>
</mml:math>
</inline-formula>
</term>
<def>
<p>strain energy J</p>
</def>
</def-item>
<def-item>
<term id="G4-feart.2021.799061">
<inline-formula id="inf50">
<mml:math id="m68">
<mml:mi>W</mml:mi>
</mml:math>
</inline-formula>
</term>
<def>
<p>work of external force&#x20;J</p>
</def>
</def-item>
<def-item>
<term id="G5-feart.2021.799061">
<inline-formula id="inf51">
<mml:math id="m69">
<mml:mrow>
<mml:msub>
<mml:mi>F</mml:mi>
<mml:mi>c</mml:mi>
</mml:msub>
</mml:mrow>
</mml:math>
</inline-formula>
</term>
<def>
<p>dissipative function -</p>
</def>
</def-item>
<def-item>
<term id="G6-feart.2021.799061">
<inline-formula id="inf52">
<mml:math id="m70">
<mml:mi>u</mml:mi>
</mml:math>
</inline-formula>
</term>
<def>
<p>displacement vector m</p>
</def>
</def-item>
<def-item>
<term id="G7-feart.2021.799061">
<inline-formula id="inf53">
<mml:math id="m71">
<mml:mrow>
<mml:mover accent="true">
<mml:mi>u</mml:mi>
<mml:mo>&#x2d9;</mml:mo>
</mml:mover>
</mml:mrow>
</mml:math>
</inline-formula>
</term>
<def>
<p>velocity vector m/s</p>
</def>
</def-item>
<def-item>
<term id="G8-feart.2021.799061">
<inline-formula id="inf54">
<mml:math id="m72">
<mml:mrow>
<mml:mover accent="true">
<mml:mi>u</mml:mi>
<mml:mo>&#xa8;</mml:mo>
</mml:mover>
</mml:mrow>
</mml:math>
</inline-formula>
</term>
<def>
<p>acceleration vector m/s<sup>2</sup>
</p>
</def>
</def-item>
<def-item>
<term id="G9-feart.2021.799061">
<inline-formula id="inf55">
<mml:math id="m73">
<mml:mi>M</mml:mi>
</mml:math>
</inline-formula>
</term>
<def>
<p>mass matrix -</p>
</def>
</def-item>
<def-item>
<term id="G10-feart.2021.799061">
<inline-formula id="inf56">
<mml:math id="m74">
<mml:mi>C</mml:mi>
</mml:math>
</inline-formula>
</term>
<def>
<p>damping matrix -</p>
</def>
</def-item>
<def-item>
<term id="G11-feart.2021.799061">
<inline-formula id="inf57">
<mml:math id="m75">
<mml:mi>K</mml:mi>
</mml:math>
</inline-formula>
</term>
<def>
<p>stiffness matrix -</p>
</def>
<def>
<p>flow stress ratio&#x20;-</p>
</def>
</def-item>
<def-item>
<term id="G12-feart.2021.799061">
<inline-formula id="inf58">
<mml:math id="m76">
<mml:mi>P</mml:mi>
</mml:math>
</inline-formula>
</term>
<def>
<p>integral node load vector&#x20;-</p>
</def>
</def-item>
<def-item>
<term id="G13-feart.2021.799061">
<inline-formula id="inf59">
<mml:math id="m77">
<mml:mi>f</mml:mi>
</mml:math>
</inline-formula>
</term>
<def>
<p>normal contact force at the contact point&#x20;N</p>
</def>
</def-item>
<def-item>
<term id="G14-feart.2021.799061">
<inline-formula id="inf60">
<mml:math id="m78">
<mml:mi>l</mml:mi>
</mml:math>
</inline-formula>
</term>
<def>
<p>distance between the slave node and the master plane&#x20;m</p>
</def>
</def-item>
<def-item>
<term id="G15-feart.2021.799061">
<inline-formula id="inf61">
<mml:math id="m79">
<mml:mrow>
<mml:msub>
<mml:mi>k</mml:mi>
<mml:mi>s</mml:mi>
</mml:msub>
</mml:mrow>
</mml:math>
</inline-formula>
</term>
<def>
<p>stiffness of spring N/m</p>
</def>
<def>
<p>material parameter -</p>
</def>
</def-item>
<def-item>
<term id="G16-feart.2021.799061">
<inline-formula id="inf62">
<mml:math id="m80">
<mml:mi>n</mml:mi>
</mml:math>
</inline-formula>
</term>
<def>
<p>normal unit vector at the contact point&#x20;-</p>
</def>
</def-item>
<def-item>
<term id="G17-feart.2021.799061">
<inline-formula id="inf63">
<mml:math id="m81">
<mml:mrow>
<mml:msub>
<mml:mi>I</mml:mi>
<mml:mn>1</mml:mn>
</mml:msub>
</mml:mrow>
</mml:math>
</inline-formula>
</term>
<def>
<p>first invariant of stress&#x20;-</p>
</def>
</def-item>
<def-item>
<term id="G18-feart.2021.799061">
<inline-formula id="inf64">
<mml:math id="m82">
<mml:mrow>
<mml:msub>
<mml:mi>J</mml:mi>
<mml:mn>2</mml:mn>
</mml:msub>
</mml:mrow>
</mml:math>
</inline-formula>
</term>
<def>
<p>second invariant of stress deviator&#x20;-</p>
</def>
</def-item>
<def-item>
<term id="G19-feart.2021.799061">
<inline-formula id="inf65">
<mml:math id="m83">
<mml:mi>&#x3c6;</mml:mi>
</mml:math>
</inline-formula>
</term>
<def>
<p>friction angle of Mohr-Coulomb criterion &#xb0;</p>
</def>
</def-item>
<def-item>
<term id="G20-feart.2021.799061">
<inline-formula id="inf66">
<mml:math id="m84">
<mml:mi>c</mml:mi>
</mml:math>
</inline-formula>
</term>
<def>
<p>cohesive force MPa</p>
</def>
</def-item>
<def-item>
<term id="G21-feart.2021.799061">
<inline-formula id="inf67">
<mml:math id="m85">
<mml:mrow>
<mml:msub>
<mml:mi>&#x3c3;</mml:mi>
<mml:mn>1</mml:mn>
</mml:msub>
</mml:mrow>
</mml:math>
</inline-formula>
</term>
<def>
<p>first principle stress&#x20;MPa</p>
</def>
</def-item>
<def-item>
<term id="G22-feart.2021.799061">
<inline-formula id="inf68">
<mml:math id="m86">
<mml:mrow>
<mml:msub>
<mml:mi>&#x3c3;</mml:mi>
<mml:mn>2</mml:mn>
</mml:msub>
</mml:mrow>
</mml:math>
</inline-formula>
</term>
<def>
<p>second principle stress&#x20;MPa</p>
</def>
</def-item>
<def-item>
<term id="G23-feart.2021.799061">
<inline-formula id="inf69">
<mml:math id="m87">
<mml:mrow>
<mml:msub>
<mml:mi>&#x3c3;</mml:mi>
<mml:mn>3</mml:mn>
</mml:msub>
</mml:mrow>
</mml:math>
</inline-formula>
</term>
<def>
<p>third principle stress&#x20;MPa</p>
</def>
</def-item>
<def-item>
<term id="G24-feart.2021.799061">
<inline-formula id="inf70">
<mml:math id="m88">
<mml:mi>&#x3b2;</mml:mi>
</mml:math>
</inline-formula>
</term>
<def>
<p>friction angle of Drucker-Prager criterion &#xb0;</p>
</def>
</def-item>
<def-item>
<term id="G25-feart.2021.799061">
<inline-formula id="inf71">
<mml:math id="m89">
<mml:mi>K</mml:mi>
</mml:math>
</inline-formula>
</term>
<def>
<p>stiffness matrix -</p>
</def>
<def>
<p>flow stress ratio&#x20;-</p>
</def>
</def-item>
<def-item>
<term id="G26-feart.2021.799061">
<inline-formula id="inf72">
<mml:math id="m90">
<mml:mi>&#x3c8;</mml:mi>
</mml:math>
</inline-formula>
</term>
<def>
<p>dilation angle &#xb0;</p>
</def>
</def-item>
<def-item>
<term id="G27-feart.2021.799061">
<inline-formula id="inf73">
<mml:math id="m91">
<mml:mrow>
<mml:msub>
<mml:mi>&#x3c3;</mml:mi>
<mml:mi>c</mml:mi>
</mml:msub>
</mml:mrow>
</mml:math>
</inline-formula>
</term>
<def>
<p>uniaxial compression yield stress&#x20;MPa</p>
</def>
</def-item>
<def-item>
<term id="G28-feart.2021.799061">
<inline-formula id="inf74">
<mml:math id="m92">
<mml:mrow>
<mml:msubsup>
<mml:mrow>
<mml:mover accent="true">
<mml:mi>&#x3b5;</mml:mi>
<mml:mo>&#xaf;</mml:mo>
</mml:mover>
</mml:mrow>
<mml:mtext>S</mml:mtext>
<mml:mrow>
<mml:mi>p</mml:mi>
<mml:mi>l</mml:mi>
</mml:mrow>
</mml:msubsup>
</mml:mrow>
</mml:math>
</inline-formula>
</term>
<def>
<p>equivalent plastic strain at the onset of damage&#x20;-</p>
</def>
</def-item>
<def-item>
<term id="G29-feart.2021.799061">
<inline-formula id="inf75">
<mml:math id="m93">
<mml:mrow>
<mml:msub>
<mml:mi>&#x3b8;</mml:mi>
<mml:mtext>S</mml:mtext>
</mml:msub>
</mml:mrow>
</mml:math>
</inline-formula>
</term>
<def>
<p>shear ratio -</p>
</def>
</def-item>
<def-item>
<term id="G30-feart.2021.799061">
<inline-formula id="inf76">
<mml:math id="m94">
<mml:mrow>
<mml:msub>
<mml:mi>&#x3c4;</mml:mi>
<mml:mrow>
<mml:mi>max</mml:mi>
</mml:mrow>
</mml:msub>
</mml:mrow>
</mml:math>
</inline-formula>
</term>
<def>
<p>maximum shear stress&#x20;MPa</p>
</def>
</def-item>
<def-item>
<term id="G31-feart.2021.799061">
<inline-formula id="inf77">
<mml:math id="m95">
<mml:mi>q</mml:mi>
</mml:math>
</inline-formula>
</term>
<def>
<p>Mises equivalent stress&#x20;MPa</p>
</def>
</def-item>
<def-item>
<term id="G32-feart.2021.799061">
<inline-formula id="inf78">
<mml:math id="m96">
<mml:mi>p</mml:mi>
</mml:math>
</inline-formula>
</term>
<def>
<p>pressure stress MPa</p>
</def>
</def-item>
<def-item>
<term id="G33-feart.2021.799061">
<inline-formula id="inf79">
<mml:math id="m97">
<mml:mrow>
<mml:msub>
<mml:mi>k</mml:mi>
<mml:mi>s</mml:mi>
</mml:msub>
</mml:mrow>
</mml:math>
</inline-formula>
</term>
<def>
<p>stiffness of spring N/m</p>
</def>
<def>
<p>material parameter -</p>
</def>
</def-item>
<def-item>
<term id="G34-feart.2021.799061">
<inline-formula id="inf80">
<mml:math id="m98">
<mml:mrow>
<mml:msup>
<mml:mrow>
<mml:mover accent="true">
<mml:mrow>
<mml:mover accent="true">
<mml:mi>&#x3b5;</mml:mi>
<mml:mo>&#xaf;</mml:mo>
</mml:mover>
</mml:mrow>
<mml:mo>&#x2d9;</mml:mo>
</mml:mover>
</mml:mrow>
<mml:mrow>
<mml:mi>p</mml:mi>
<mml:mi>l</mml:mi>
</mml:mrow>
</mml:msup>
</mml:mrow>
</mml:math>
</inline-formula>
</term>
<def>
<p>equivalent plastic strain rate&#x20;-</p>
</def>
</def-item>
<def-item>
<term id="G35-feart.2021.799061">
<inline-formula id="inf81">
<mml:math id="m99">
<mml:mrow>
<mml:msub>
<mml:mi>&#x3c9;</mml:mi>
<mml:mi>S</mml:mi>
</mml:msub>
</mml:mrow>
</mml:math>
</inline-formula>
</term>
<def>
<p>state variable -</p>
</def>
</def-item>
<def-item>
<term id="G36-feart.2021.799061">
<inline-formula id="inf82">
<mml:math id="m100">
<mml:mrow>
<mml:msub>
<mml:mi>&#x3c3;</mml:mi>
<mml:mrow>
<mml:mi>y</mml:mi>
<mml:mn>0</mml:mn>
</mml:mrow>
</mml:msub>
</mml:mrow>
</mml:math>
</inline-formula>
</term>
<def>
<p>yield stress at the onset of damage&#x20;MPa</p>
</def>
</def-item>
<def-item>
<term id="G37-feart.2021.799061">
<inline-formula id="inf83">
<mml:math id="m101">
<mml:mrow>
<mml:msubsup>
<mml:mrow>
<mml:mover accent="true">
<mml:mi>&#x3b5;</mml:mi>
<mml:mo>&#xaf;</mml:mo>
</mml:mover>
</mml:mrow>
<mml:mn>0</mml:mn>
<mml:mrow>
<mml:mi>p</mml:mi>
<mml:mi>l</mml:mi>
</mml:mrow>
</mml:msubsup>
</mml:mrow>
</mml:math>
</inline-formula>
</term>
<def>
<p>equivalent plastic strain at the onset of damage&#x20;-</p>
</def>
</def-item>
<def-item>
<term id="G38-feart.2021.799061">
<inline-formula id="inf84">
<mml:math id="m102">
<mml:mi>D</mml:mi>
</mml:math>
</inline-formula>
</term>
<def>
<p>damage factor -</p>
</def>
</def-item>
<def-item>
<term id="G39-feart.2021.799061">
<inline-formula id="inf85">
<mml:math id="m103">
<mml:mrow>
<mml:msubsup>
<mml:mrow>
<mml:mover accent="true">
<mml:mi>&#x3b5;</mml:mi>
<mml:mo>&#xaf;</mml:mo>
</mml:mover>
</mml:mrow>
<mml:mi>f</mml:mi>
<mml:mrow>
<mml:mi>p</mml:mi>
<mml:mi>l</mml:mi>
</mml:mrow>
</mml:msubsup>
</mml:mrow>
</mml:math>
</inline-formula>
</term>
<def>
<p>equivalent plastic strain at failure&#x20;-</p>
</def>
</def-item>
<def-item>
<term id="G40-feart.2021.799061">
<inline-formula id="inf86">
<mml:math id="m104">
<mml:mi>G</mml:mi>
</mml:math>
</inline-formula>
</term>
<def>
<p>shear modulus MPa</p>
</def>
</def-item>
<def-item>
<term id="G41-feart.2021.799061">
<inline-formula id="inf87">
<mml:math id="m105">
<mml:mi>E</mml:mi>
</mml:math>
</inline-formula>
</term>
<def>
<p>Young&#x2019;s modulus MPa</p>
</def>
</def-item>
<def-item>
<term id="G42-feart.2021.799061">
<inline-formula id="inf88">
<mml:math id="m106">
<mml:mi>&#x3bc;</mml:mi>
</mml:math>
</inline-formula>
</term>
<def>
<p>Poisson&#x2019;s ratio -</p>
</def>
</def-item>
<def-item>
<term id="G43-feart.2021.799061">
<inline-formula id="inf89">
<mml:math id="m107">
<mml:mi>a</mml:mi>
</mml:math>
</inline-formula>
</term>
<def>
<p>velocity of torsional wave m/s</p>
</def>
</def-item>
<def-item>
<term id="G44-feart.2021.799061">
<inline-formula id="inf90">
<mml:math id="m108">
<mml:mi>&#x3c1;</mml:mi>
</mml:math>
</inline-formula>
</term>
<def>
<p>density kg/m<sup>3</sup>
</p>
</def>
</def-item>
</def-list>
</sec>
</back>
</article>