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<journal-meta>
<journal-id journal-id-type="publisher-id">Front. Med.</journal-id>
<journal-title>Frontiers in Medicine</journal-title>
<abbrev-journal-title abbrev-type="pubmed">Front. Med.</abbrev-journal-title>
<issn pub-type="epub">2296-858X</issn>
<publisher>
<publisher-name>Frontiers Media S.A.</publisher-name>
</publisher>
</journal-meta>
<article-meta>
<article-id pub-id-type="doi">10.3389/fmed.2020.610257</article-id>
<article-categories>
<subj-group subj-group-type="heading">
<subject>Medicine</subject>
<subj-group>
<subject>Mini Review</subject>
</subj-group>
</subj-group>
</article-categories>
<title-group>
<article-title>Lupus and the Lungs: The Assessment and Management of Pulmonary Manifestations of Systemic Lupus Erythematosus</article-title>
</title-group>
<contrib-group>
<contrib contrib-type="author">
<name><surname>Amarnani</surname> <given-names>Raj</given-names></name>
<xref ref-type="aff" rid="aff1"><sup>1</sup></xref>
<uri xlink:href="http://loop.frontiersin.org/people/1164753/overview"/>
</contrib>
<contrib contrib-type="author">
<name><surname>Yeoh</surname> <given-names>Su-Ann</given-names></name>
<xref ref-type="aff" rid="aff1"><sup>1</sup></xref>
<xref ref-type="aff" rid="aff2"><sup>2</sup></xref>
<uri xlink:href="http://loop.frontiersin.org/people/1116775/overview"/>
</contrib>
<contrib contrib-type="author">
<name><surname>Denneny</surname> <given-names>Emma K.</given-names></name>
<xref ref-type="aff" rid="aff3"><sup>3</sup></xref>
<xref ref-type="aff" rid="aff4"><sup>4</sup></xref>
<uri xlink:href="http://loop.frontiersin.org/people/1117530/overview"/>
</contrib>
<contrib contrib-type="author" corresp="yes">
<name><surname>Wincup</surname> <given-names>Chris</given-names></name>
<xref ref-type="aff" rid="aff1"><sup>1</sup></xref>
<xref ref-type="aff" rid="aff2"><sup>2</sup></xref>
<xref ref-type="corresp" rid="c001"><sup>&#x0002A;</sup></xref>
<uri xlink:href="http://loop.frontiersin.org/people/564204/overview"/>
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<aff id="aff1"><sup>1</sup><institution>Department of Rheumatology, University College London Hospital</institution>, <addr-line>London</addr-line>, <country>United Kingdom</country></aff>
<aff id="aff2"><sup>2</sup><institution>Division of Medicine, Department of Rheumatology, University College London</institution>, <addr-line>London</addr-line>, <country>United Kingdom</country></aff>
<aff id="aff3"><sup>3</sup><institution>Department of Respiratory Medicine, University College London Hospital</institution>, <addr-line>London</addr-line>, <country>United Kingdom</country></aff>
<aff id="aff4"><sup>4</sup><institution>Leukocyte Trafficking Laboratory, Centre for Inflammation and Tissue Repair, UCL Respiratory, University College London</institution>, <addr-line>London</addr-line>, <country>United Kingdom</country></aff>
<author-notes>
<fn fn-type="edited-by"><p>Edited by: Peter Korsten, University Medical Center G&#x000F6;ttingen, Germany</p></fn>
<fn fn-type="edited-by"><p>Reviewed by: Javier Merayo-Chalico, Instituto Nacional de Ciencias M&#x000E9;dicas y Nutrici&#x000F3;n Salvador Zubir&#x000E1;n (INCMNSZ), Mexico; Silvia Piantoni, University of Brescia, Italy</p></fn>
<corresp id="c001">&#x0002A;Correspondence: Chris Wincup <email>c.wincup&#x00040;ucl.ac.uk</email></corresp>
<fn fn-type="other" id="fn001"><p>This article was submitted to Rheumatology, a section of the journal Frontiers in Medicine</p></fn></author-notes>
<pub-date pub-type="epub">
<day>18</day>
<month>01</month>
<year>2021</year>
</pub-date>
<pub-date pub-type="collection">
<year>2020</year>
</pub-date>
<volume>7</volume>
<elocation-id>610257</elocation-id>
<history>
<date date-type="received">
<day>25</day>
<month>09</month>
<year>2020</year>
</date>
<date date-type="accepted">
<day>07</day>
<month>12</month>
<year>2020</year>
</date>
</history>
<permissions>
<copyright-statement>Copyright &#x000A9; 2021 Amarnani, Yeoh, Denneny and Wincup.</copyright-statement>
<copyright-year>2021</copyright-year>
<copyright-holder>Amarnani, Yeoh, Denneny and Wincup</copyright-holder>
<license xlink:href="http://creativecommons.org/licenses/by/4.0/"><p>This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.</p></license>
</permissions>
<abstract><p>Pulmonary manifestations of systemic lupus erythematosus (SLE) are wide-ranging and debilitating in nature. Previous studies suggest that anywhere between 20 and 90% of patients with SLE will be troubled by some form of respiratory involvement throughout the course of their disease. This can include disorders of the lung parenchyma (such as interstitial lung disease and acute pneumonitis), pleura (resulting in pleurisy and pleural effusion), and pulmonary vasculature [including pulmonary arterial hypertension (PAH), pulmonary embolic disease, and pulmonary vasculitis], whilst shrinking lung syndrome is a rare complication of the disease. Furthermore, the risks of respiratory infection (which often mimic acute pulmonary manifestations of SLE) are increased by the immunosuppressive treatment that is routinely used in the management of lupus. Although these conditions commonly present with a combination of dyspnea, cough and chest pain, it is important to consider that some patients may be asymptomatic with the only suggestion of the respiratory disorder being found incidentally on thoracic imaging or pulmonary function tests. Treatment decisions are often based upon evidence from case reports or small cases series given the paucity of clinical trial data specifically focused on pulmonary manifestations of SLE. Many therapeutic options are often initiated based on studies in severe manifestations of SLE affecting other organ systems or from experience drawn from the use of these therapeutics in the pulmonary manifestations of other systemic autoimmune rheumatic diseases. In this review, we describe the key features of the pulmonary manifestations of SLE and approaches to investigation and management in clinical practice.</p></abstract>
<kwd-group>
<kwd>systemic lupus erythematosus (SLE)</kwd>
<kwd>interstitial lung disease (ILD)</kwd>
<kwd>pleurisy</kwd>
<kwd>pleural effusion</kwd>
<kwd>shrinking lung syndrome</kwd>
<kwd>pulmonary arterial hypertension</kwd>
<kwd>acute lupus pneumonitis</kwd>
<kwd>pulmonary vasculitis</kwd>
</kwd-group>
<contract-sponsor id="cn001">Versus Arthritis<named-content content-type="fundref-id">10.13039/501100012041</named-content></contract-sponsor>
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<table-count count="1"/>
<equation-count count="0"/>
<ref-count count="108"/>
<page-count count="9"/>
<word-count count="7790"/>
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</article-meta>
</front>
<body>
<sec sec-type="intro" id="s1">
<title>Introduction</title>
<p>Systemic lupus erythematosus (SLE) is a chronic, autoimmune disorder that can present with a wide array of clinical and immunological abnormalities (<xref ref-type="bibr" rid="B1">1</xref>). Pulmonary manifestations of the disease include disorders of the lung parenchyma, pleura, and pulmonary vasculature. Furthermore, some SLE therapies predispose to an increased risk of respiratory infections (<xref ref-type="bibr" rid="B2">2</xref>).</p>
<p>Clinical assessment of patients with SLE should routinely consider careful evaluation for respiratory involvement. Symptoms including dyspnea, pleuritic chest pain, reduced exercise tolerance, cough, and hemoptysis should prompt investigation for potential underlying lung disease (<xref ref-type="bibr" rid="B3">3</xref>, <xref ref-type="bibr" rid="B4">4</xref>). However, it is important to consider that some asymptomatic patients may also present with incidental findings of abnormal chest imaging or lung function tests in the absence of overt respiratory symptoms (<xref ref-type="bibr" rid="B5">5</xref>). It is also important to consider whether these symptoms are occurring in the context of active SLE involving other organ systems. Serological evidence of increased disease activity including elevated erythrocyte sedimentation rate (ESR), low complement, and increased double-stranded DNA (dsDNA) antibody titers should also prompt the clinician to consider whether new respiratory symptoms are directly attributed to lupus.</p>
<p>The exact prevalence of SLE-related lung disease is unknown and previous studies have varied widely in their estimates. Most report that between 20 and 90% of SLE patients will experience some form of lung involvement during the course of their disease (<xref ref-type="bibr" rid="B6">6</xref>, <xref ref-type="bibr" rid="B7">7</xref>). However, more recently it has been suggested that this figure lies between the range of 50&#x02013;70% (<xref ref-type="bibr" rid="B8">8</xref>). Predictors for progression to earlier permanent lung damage, include older age and those positive for anti-RNP antibodies (<xref ref-type="bibr" rid="B9">9</xref>). Pulmonary manifestations of SLE are associated with a higher mortality rate (<xref ref-type="bibr" rid="B10">10</xref>) and this varies depending upon the exact type and extent of lung involvement seen. More chronic forms of lung disease relating to SLE can have a significant negative affect on patient wellbeing, physical performance status, and are detrimental to quality of life (<xref ref-type="bibr" rid="B11">11</xref>).</p>
<p>In this review, we discuss the latest understanding on the ways in which lupus can affect the respiratory system, highlight how these patients may present clinically, and outline current approaches for investigation and management.</p></sec>
<sec id="s2">
<title>Diseases of the Lung Parenchyma</title>
<sec>
<title>Interstitial Lung Disease (ILD)</title>
<p>The estimated prevalence of SLE-associated interstitial lung diseases (ILD) is suggested to be between 3 and 9% (<xref ref-type="bibr" rid="B12">12</xref>, <xref ref-type="bibr" rid="B13">13</xref>). Although ILD is highly prevalent in rheumatoid arthritis and other systemic autoimmune rheumatic diseases (such as scleroderma and anti-synthetase syndrome), it is relatively uncommon in SLE (<xref ref-type="bibr" rid="B8">8</xref>). A small study previously reported that clinical progression of ILD in SLE is slow and often stabilizes over time (<xref ref-type="bibr" rid="B12">12</xref>). Risk factors for developing SLE-associated ILD include longstanding disease, older age and overlapping clinical features with scleroderma such as Raynaud&#x00027;s phenomenon and sclerodactyly (<xref ref-type="bibr" rid="B14">14</xref>&#x02013;<xref ref-type="bibr" rid="B17">17</xref>). Various forms of ILD have been described in SLE including non-specific interstitial pneumonia (NSIP), organizing pneumonia, lymphocytic interstitial pneumonia, follicular bronchitis, and usual interstitial pneumonia (<xref ref-type="bibr" rid="B18">18</xref>&#x02013;<xref ref-type="bibr" rid="B21">21</xref>). Bronchiolitis obliterans has also been reported as an initial manifestation of SLE (<xref ref-type="bibr" rid="B19">19</xref>).</p>
<p>Patients present similarly in most types of ILD with symptoms such as cough and dyspnea although it is important to consider that some may be asymptomatic (<xref ref-type="bibr" rid="B22">22</xref>). Diagnosis of SLE-associated ILD can be made with high resolution computed tomography (HRCT) and excluding other potential causes of ILD (such as screening for overlap disorders by measuring rheumatoid factor, serum muscle enzymes, an extended myositis panel and anti-centromere autoantibodies) (<xref ref-type="bibr" rid="B23">23</xref>). Checking extractable nuclear antigens (ENA) should also be considered as previous studies have demonstrated that patients with anti-La, anti-Scl-70 and anti-U1RNP antibodies were more likely to develop ILD. Interestingly, anti-dsDNA antibody titer do no associate with the development of ILD (<xref ref-type="bibr" rid="B24">24</xref>). Lung function tests may show a restrictive pattern of disease and a decrease in diffusing capacity for carbon monoxide (DLCO) (<xref ref-type="bibr" rid="B8">8</xref>). Histological studies have reported the presence of lymphocytic and mononuclear interstitial and peribronchiolar infiltrates in biopsies taken from those with SLE-related NSIP (<xref ref-type="bibr" rid="B25">25</xref>).</p>
<p>There are a lack of clinical trials assessing the treatment of SLE-related ILD and in particular there are no head-to-head studies. Therefore, recommendations are predominantly based on case reports, small case series, physician expertise, and by applying findings from studies of ILD in other autoimmune rheumatic diseases. Intravenous cyclophosphamide was reported to show significant improvement vital capacity in two SLE patients with ILD in which both patients presented with pleuritic chest pain in the context of active SLE (<xref ref-type="bibr" rid="B26">26</xref>). Another case report noted that oral methotrexate resulted in a marked improvement in lung function in a patient with SLE-related ILD (<xref ref-type="bibr" rid="B27">27</xref>). An observational study of 14 patients with SLE-associated ILD reported that three patients showed significant improvement with high dose oral steroids (60 mg prednisolone daily for a minimum of 4 weeks). Six of the 14 patients had an improvement in respiratory symptoms and all were treated with systemic steroids (<xref ref-type="bibr" rid="B18">18</xref>). Three patients within the cohort died, two of pulmonary fibrosis, and one from infection thus highlighting the clinical challenge posed by immunosuppressive therapy in the context of SLE-related ILD. It is important to consider that this study was published in 1990 and thus predates a number of the newer treatments available for the management of SLE, such as mycophenolate mofetil (MMF), rituximab and belimumab.</p>
<p>Current treatment often includes the use of high dose corticosteroids along with agents such as cyclophosphamide and rituximab in severe cases (<xref ref-type="bibr" rid="B28">28</xref>, <xref ref-type="bibr" rid="B29">29</xref>) to induce remission. Steroid-sparing agents such as MMF and azathioprine may be used in milder cases or in maintaining long-term control of the disease (<xref ref-type="bibr" rid="B30">30</xref>, <xref ref-type="bibr" rid="B31">31</xref>).</p></sec>
<sec>
<title>Acute Lupus Pneumonitis</title>
<p>In some cases, chronic ILD may be the long-term sequelae of an acute process, for example acute lupus pneumonitis. This is a rare manifestation of SLE that has been reported to occur in 1&#x02013;4% of patients (<xref ref-type="bibr" rid="B32">32</xref>). Clinically, acute lupus pneumonitis presents in the context of a systemic flare of SLE in addition to dyspnea, cough (including hemoptysis) and pleuritic chest pain. Fever is commonly associated with the acute presentation, thus making it a clinical challenge to differentiate from infection. There is limited data on lung histology in acute lupus pneumonitis, although reports of lymphocytic infiltrates and alveolar damage with associated interstitial edema have been reported in both lung biopsy samples and at post-mortem assessment (<xref ref-type="bibr" rid="B24">24</xref>).</p>
<p>Acute lupus pneumonitis may also be the initial presenting symptom of SLE. A case series of five patients in which acute lupus pneumonitis was the first feature of SLE reported that all five were female, aged 14&#x02013;26 years old. They were all ANA positive, whilst three were also positive for anti-dsDNA antibodies. Fever was present in all cases with cough as a presenting symptom in four of the five patients, with hypoxia noted in three. All patients received corticosteroids and four patients were treated with cyclophosphamide either as monotherapy or in combination with intravenous immunoglobulins (IVIg). The one patient who did not receive cyclophosphamide was treated with azathioprine. Three patients survived but two died as a result of infection (<xref ref-type="bibr" rid="B33">33</xref>). Others have also reported the use of IVIg in acute lupus pneumonitis (<xref ref-type="bibr" rid="B34">34</xref>, <xref ref-type="bibr" rid="B35">35</xref>). Given that the differential diagnosis in this presentation often includes bacterial pneumonia, and as infection can commonly co-exist with acute lupus pneumonitis, IVIg represents a useful option as it does not convey the high risk of immunosuppression associated with other agents. It is also important to consider using broad spectrum antibiotics (in particular directed against encapsulated organisms) if there are concerns about intercurrent infection. Further, prompt initiation of systemic glucocorticoid therapy has been reported to be of benefit in reducing mortality rates. Additional treatments that have been used in the management of acute lupus pneumonitis are similar to those used in SLE-related ILD, such as high dose glucocorticoids in combination with either MMF, azathioprine, rituximab, or cyclophosphamide. However, in spite of this the outcomes are often poor with associated high mortality rates (<xref ref-type="bibr" rid="B33">33</xref>, <xref ref-type="bibr" rid="B36">36</xref>).</p></sec></sec>
<sec id="s3">
<title>Pleural Disease</title>
<p>Pleural involvement is the most common SLE-related lung disease (<xref ref-type="bibr" rid="B37">37</xref>). Clinically, patients often present with pleuritic chest pain, cough and dyspnea due to inflammation of the pleura (<xref ref-type="bibr" rid="B38">38</xref>). Patients may have an associated pleural effusion which is often bilateral and exudative in nature (<xref ref-type="bibr" rid="B39">39</xref>, <xref ref-type="bibr" rid="B40">40</xref>). Estimates suggest that between 30 and 50% of SLE patients will develop a pleural effusion at some point during their disease course, although often these are small and may not result in obvious symptoms (<xref ref-type="bibr" rid="B39">39</xref>, <xref ref-type="bibr" rid="B41">41</xref>).</p>
<p>Diagnosis of pleural involvement in SLE is usually clinical with typical features in the patient history. It is however important to exclude other causes of pleural inflammation that can occur in SLE including infection, pulmonary embolism, malignancy, congestive cardiac failure (<xref ref-type="bibr" rid="B37">37</xref>), or pericarditis, which may present in a similar manner. Drug-induced pleuritis from agents such as hydralazine, procainamide and anti-tumor necrosis factor-alpha medications should also be considered (<xref ref-type="bibr" rid="B42">42</xref>&#x02013;<xref ref-type="bibr" rid="B44">44</xref>). In such cases, drug cessation is often sufficient to resolve symptoms.</p>
<p>Although not necessary for diagnosis, if there is clinical uncertainty as to the cause of a pleural effusion, aspiration can be performed. Pleural fluid in patients with SLE classically show elevated levels of protein, lactate dehydrogenase (LDH), leukocytes, and in some cases ANA positivity (<xref ref-type="bibr" rid="B37">37</xref>, <xref ref-type="bibr" rid="B39">39</xref>).</p>
<p>The mainstay treatment of pleurisy in SLE has traditionally been non-steroidal anti-inflammatory drugs (NSAIDs) with some patients requiring corticosteroids (<xref ref-type="bibr" rid="B38">38</xref>). Rarely, other steroid-sparing agents such as azathioprine, methotrexate, cyclosporine, and cyclophosphamide may be indicated (<xref ref-type="bibr" rid="B37">37</xref>). In refractory disease, there have been cases showing effective use of pleurodesis (<xref ref-type="bibr" rid="B45">45</xref>, <xref ref-type="bibr" rid="B46">46</xref>).</p></sec>
<sec id="s4">
<title>Disorders of the Pulmonary Vasculature</title>
<sec>
<title>Pulmonary Arterial Hypertension (PAH)</title>
<p>Pulmonary arterial hypertension (PAH) is a progressive disorder characterized by a resting mean pulmonary artery pressure above 25 mmHg and a pulmonary wedge pressure below 15 mmHg (<xref ref-type="bibr" rid="B47">47</xref>). There are a number of possible underlying causes that may result in PAH in SLE, including left ventricular dysfunction or congestive cardiac failure that may be a result of the increased risk of atherosclerosis associated with SLE. It may also be a manifestation of the long-term sequelae of parenchymal lung diseases (such as ILD) or chronic thromboembolic disease (<xref ref-type="bibr" rid="B48">48</xref>). Studies estimate the prevalence of PAH in SLE to be in the range of 1&#x02013;43% depending on the cohort (<xref ref-type="bibr" rid="B49">49</xref>&#x02013;<xref ref-type="bibr" rid="B54">54</xref>). A recent comprehensive meta-analysis assessing the prevalence of PAH found an estimated pooled prevalence of 8% (<xref ref-type="bibr" rid="B55">55</xref>). Despite this, severe PAH is thought to be a rare manifestation in SLE and is not included in the Systemic Lupus Erythematosus Disease Activity Index 2000 (SLEDAI-2K) disease activity score (<xref ref-type="bibr" rid="B56">56</xref>).</p>
<p>Clinical symptoms of PAH in SLE are often non-specific and range from generalized fatigue and weakness to chest pain and dyspnea at rest (<xref ref-type="bibr" rid="B48">48</xref>). Initial investigations often include an electrocardiogram that may show right ventricular hypertrophy and right axis deviation. Radiographic imaging with computerized tomography may be used to exclude other diseases such as ILD and will often show enlarged pulmonary vessels (<xref ref-type="bibr" rid="B57">57</xref>). Echocardiography can estimate systolic pulmonary artery pressure and is therefore a vital non-invasive tool to assist in making a diagnosis. However, even with a suggestive echocardiogram result and high clinical suspicion, right heart catheterization remains the &#x0201C;gold standard&#x0201D; test to confirm the diagnosis (<xref ref-type="bibr" rid="B58">58</xref>).</p>
<p>Management of PAH in SLE is similar to that of idiopathic PAH. However, most randomized controlled trials that have specifically analyzed the management of PAH associated with connective tissue diseases often have not included a subgroup analysis of SLE patients (<xref ref-type="bibr" rid="B48">48</xref>). Drugs such as phosphodiesterase-5 inhibitors, endothelin receptor antagonists and prostacyclin pathway agonists have all shown to be effective in SLE associated PAH to varying degrees (<xref ref-type="bibr" rid="B59">59</xref>&#x02013;<xref ref-type="bibr" rid="B64">64</xref>). More recently, the guanylate cyclase stimulator riociguat has shown to be effective in a small number of SLE-associated PAH cases (<xref ref-type="bibr" rid="B65">65</xref>, <xref ref-type="bibr" rid="B66">66</xref>).</p>
<p>Numerous observational cohort studies have also noted benefit with corticosteroids and immunosuppressive therapy including cyclophosphamide, cyclosporine and MMF (<xref ref-type="bibr" rid="B67">67</xref>&#x02013;<xref ref-type="bibr" rid="B70">70</xref>). One case report has also described effective use of rituximab in refractory SLE-associated PAH (<xref ref-type="bibr" rid="B71">71</xref>). Overall, it is generally thought that a combination of both immunosuppression and traditional PAH treatment should be used together to enhance long-term outcomes (<xref ref-type="bibr" rid="B68">68</xref>).</p></sec>
<sec>
<title>Pulmonary Embolic Disease</title>
<p>Pulmonary embolism (PE) also needs to be considered in the acute setting in any patient with SLE who presents with pleuritic chest pain (especially if associated with acute hypoxia). In the more chronic setting, chronic pulmonary embolic disease can also lead to pulmonary hypertension (chronic thromboembolic pulmonary hypertension). It is particularly important to consider embolic disease in those patients who have secondary anti-phospholipid syndrome (APS), given the obvious increased risk of thrombosis associated with the disease. Previous studies have reported that one-third of patients with SLE will have positive anti-phospholipid antibodies and those with a positive lupus anticoagulant have previously been shown to have a six-fold increased risk of venous thrombosis. In comparison, a positive anti-cardiolipin antibody carried twice the risk when compared with SLE patients without positive anti-cardiolipin antibodies (<xref ref-type="bibr" rid="B72">72</xref>). Previous studies have also reported that patients with SLE, even in the absence of APS, are at an increased risk of unprovoked PE when compared with the general population and therefore the absence of positive anti-phospholipid serology should not be falsely reassuring.</p>
<p>The &#x0201C;gold standard&#x0201D; investigation for PE is computed topography pulmonary angiogram (CTPA), which can identify the presence of thrombosis within the pulmonary vasculature. However, it is important to consider that SLE patients presenting with pleuritic chest pain and hypoxia may instead be suffering from pleurisy (as described above). Results from the Michigan Lupus Cohort assessed the outcomes of 182 patients with SLE who had previously undergone a total of 357 CTPA scans. The authors found a significant decrease in the likelihood of confirming PE in patients who had previously had three or more scans, thus suggesting that repeated scanning of patients without a previously proven PE is unlikely to confirm a new diagnosis (<xref ref-type="bibr" rid="B73">73</xref>).</p>
<p>In the context of PE associated with APS, lifelong anticoagulation is likely to be recommended. Recent studies investigating direct oral anticoagulants have recommended against their use in arterial thrombosis, such as PE (<xref ref-type="bibr" rid="B74">74</xref>).</p></sec>
<sec>
<title>Pulmonary Vasculitis and Pulmonary Hemorrhage</title>
<p>Pulmonary vasculitis, or diffuse alveolar hemorrhage (DAH), is a rare but severe manifestation of SLE that is associated with a high mortality rate of up to 90% (<xref ref-type="bibr" rid="B75">75</xref>). This has been reported to affect &#x0003C;5% of patients with SLE and is more commonly seen concurrently in the context of active lupus nephritis (<xref ref-type="bibr" rid="B76">76</xref>). In addition, this manifestation has been reported to be the initial presentation of SLE in &#x0007E;20% of all cases, which means that it is important to consider lupus in any new case of pulmonary hemorrhage in which an alternate underlying cause is not present (<xref ref-type="bibr" rid="B77">77</xref>). It has also been reported that patients with secondary APS may be at increased risk of DAH and that this may also occur <italic>de novo</italic> in patients with SLE who are have anti-phospholipid antibodies without previous thrombotic events. This suggests that this is not entirely the result of anticoagulant therapy and may represent an as yet unclassified mechanism for pulmonary vasculitis (<xref ref-type="bibr" rid="B78">78</xref>). As with other acute pulmonary manifestations of SLE, the symptoms can often mimic infection thus making the diagnosis a challenge.</p>
<p>Findings from small cases series and cohort studies have highlighted that dyspnea and pulmonary infiltrates on thoracic imaging are almost universally in seen. Fever is reported in the majority of cases although occult hemoptysis is only seen in just over half of patients at presentation (<xref ref-type="bibr" rid="B79">79</xref>). Many patients will also present with extrapulmonary manifestations of SLE to suggest a generalized systemic flare of the disease. More subtle signs that suggest DAH include pleural effusions and anemia is seen in nearly all cases, and may be present before signs such as hemoptysis are observed (<xref ref-type="bibr" rid="B75">75</xref>, <xref ref-type="bibr" rid="B80">80</xref>). Imaging studies often describe classical bilateral alveolar interstitial infiltrates. Many patients are deemed clinically unstable for further dedicated investigation however those that proceed to bronchoscopy are usually found to have high neutrophil count, low lymphocyte count and hemosiderin-laden macrophages within the lavage and occult blood often seen (<xref ref-type="bibr" rid="B79">79</xref>, <xref ref-type="bibr" rid="B81">81</xref>). If the patient is able to tolerate pulmonary function tests then an elevated DLCO is usually indicative of alveolar hemorrhage.</p>
<p>Given a lack of clinical trial data from DAH in SLE, treatment recommendations are usually based upon other autoimmune conditions associated with pulmonary hemorrhage (such as ANCA-associated vasculitis) and often include pulsed intravenous steroids in combination with cyclophosphamide (<xref ref-type="bibr" rid="B79">79</xref>), rituximab, plasmapheresis, and IVIg (<xref ref-type="bibr" rid="B81">81</xref>, <xref ref-type="bibr" rid="B82">82</xref>).</p></sec></sec>
<sec id="s5">
<title>Shrinking Lung Syndrome (SLS)</title>
<p>Shrinking lung syndrome (SLS) is an uncommon manifestation of SLE with an estimated prevalence of &#x0007E;1&#x02013;2% (<xref ref-type="bibr" rid="B9">9</xref>, <xref ref-type="bibr" rid="B83">83</xref>, <xref ref-type="bibr" rid="B84">84</xref>). The exact cause of SLS is unclear, however it is believed to involve abnormal diaphragmatic strength and may be related to due to impaired phrenic nerve signaling (<xref ref-type="bibr" rid="B85">85</xref>).</p>
<p>Patients with SLS often present with symptoms of pleuritic chest pain and progressive dyspnea (<xref ref-type="bibr" rid="B86">86</xref>). Due to its rarity, there is no diagnostic criteria for SLS. Lung function tests often show a restrictive defect with a reduction in lung volume and DLCO (<xref ref-type="bibr" rid="B84">84</xref>). Radiographic imaging in SLS is often non-specific with occasional elevation of the diaphragm and basal atelectasis with usually no evidence of interstitial lung or pleural disease (<xref ref-type="bibr" rid="B87">87</xref>). It is also important to consider other conditions before a diagnosis of SLS is made including central nervous system disorders and diaphragmatic palsies (<xref ref-type="bibr" rid="B88">88</xref>).</p>
<p>Evidence for the optimal management of SLS is limited. Corticosteroids and immunosuppressive agents including azathioprine, MMF and rituximab have been used to varying degrees of efficacy (<xref ref-type="bibr" rid="B86">86</xref>, <xref ref-type="bibr" rid="B89">89</xref>&#x02013;<xref ref-type="bibr" rid="B92">92</xref>). Some have suggested the use of hematopoietic cell transplantation (<xref ref-type="bibr" rid="B93">93</xref>) and beta agonist therapy (<xref ref-type="bibr" rid="B94">94</xref>) in SLS. Others have reported some benefit in the use of theophylline thought to be helpful by improving diaphragmatic strength (<xref ref-type="bibr" rid="B87">87</xref>, <xref ref-type="bibr" rid="B95">95</xref>). Comprehensive studies have generally shown a good prognosis with treatment in most SLS patients (<xref ref-type="bibr" rid="B87">87</xref>, <xref ref-type="bibr" rid="B88">88</xref>).</p></sec>
<sec sec-type="conclusions" id="s6">
<title>Conclusions</title>
<p>Pulmonary manifestations of SLE can present with a wide array of symptoms and can often be difficult to differentiate from other conditions, most notably infection. The key differences between these disorders are summarized in <xref ref-type="table" rid="T1">Table 1</xref>.</p>
<table-wrap position="float" id="T1">
<label>Table 1</label>
<caption><p>A summary of the way in which pulmonary manifestations of systemic lupus erythematosus (SLE) may present in clinical practice, the underlying pathogenesis and relevant treatment options.</p></caption>
<table frame="hsides" rules="groups">
<thead>
<tr>
<th valign="top" align="left"><bold>Diagnosis</bold></th>
<th valign="top" align="left"><bold>Presentation</bold></th>
<th valign="top" align="left"><bold>Pathogenesis</bold></th>
<th valign="top" align="left"><bold>Relevant investigation findings</bold></th>
<th valign="top" align="left"><bold>Histological features</bold></th>
<th valign="top" align="left"><bold>Treatment</bold></th>
</tr>
</thead>
<tbody>
<tr>
<td valign="top" align="left">Interstitial lung disease</td>
<td valign="top" align="left">Chronic, often progressive dyspnea <break/> Cough (often non-productive) <break/> Possible evidence of scleroderma, anti-synthetase syndrome, or rheumatoid arthritis <break/> May be asymptomatic</td>
<td valign="top" align="left">Poorly understood/unclear <break/> Likely a result of the aberrant inflammatory response due to imbalance of pro- and anti-inflammatory cytokine release (<xref ref-type="bibr" rid="B96">96</xref>) <break/> Possibly the result of repeated alveolar injury resulting in a combination of both impaired apoptosis and abnormal fibroblast proliferation</td>
<td valign="top" align="left">Infiltrative changes on CXR or HRCT chest <break/> Restrictive pattern on pulmonary function tests with reduced DLCO <break/> Test for auto-antibodies suggestive of overlap disorder (e.g., RhF, anti-CCP, anti-centromere, anti-Scl-70, anti-RNP) and muscle enzymes (CK, LDH)</td>
<td valign="top" align="left">Mononuclear or lymphoplasmacytic interstitial and peribronchiolar infiltrates (particularly in NSIP pattern disease)<break/> Interstitial fibrosis present. Deposits of IgG, IgM, C1q, and C3 within alveolar septae previously reported (<xref ref-type="bibr" rid="B14">14</xref>)</td>
<td valign="top" align="left">Depends upon severity <break/> <italic>Severe or rapidly progressive</italic> <break/> Oral/IV corticosteroids followed by either Cyclophosphamide, Rituximab, MMF, Azathioprine</td>
</tr>
<tr>
<td valign="top" align="left">Acute lupus pneumonitis</td>
<td valign="top" align="left">Acute dyspnea <break/> Fever <break/> Cough (usually non-productive but occasional hemoptysis) <break/> Features of extrapulmonary SLE disease activity</td>
<td valign="top" align="left">Rapid systemic inflammatory response resulting in acute damage to the lung parenchyma. Alveolar injury resulting from direct immune-mediated inflammation</td>
<td valign="top" align="left">CXR &#x02013; diffuse bilateral alveolar infiltrates<break/> CT thorax &#x02013; previous reports of ground-glass changes<break/> Serological evidence of lupus activity (low complement and elevated anti-dsDNA antibody titers)</td>
<td valign="top" align="left">Often non-specific<break/> Features can include alveolar wall damage, necrosis, inflammatory infiltrate, oedema, hemorrhage, hyaline membranes (<xref ref-type="bibr" rid="B97">97</xref>)<break/> Capillary microangiitis, fibrin thrombi and necrotic neutrophils have also been described (<xref ref-type="bibr" rid="B98">98</xref>)</td>
<td valign="top" align="left">Systemic corticosteroids (either high dose oral or pulsed IV) plus either Cyclophosphamide, Rituximab, MMF, Azathioprine<break/> Possibly IVIg</td>
</tr>
<tr>
<td valign="top" align="left">Pleurisy</td>
<td valign="top" align="left">Chest pain (often pleuritic in nature) <break/> Cough <break/> Dyspnea <break/> Physical signs such as pleural rub may be present</td>
<td valign="top" align="left">Inflammatory infiltration into the pleura</td>
<td valign="top" align="left">Raised CRP<break/> Imaging usually normal<break/> CXR &#x000B1; CT thorax or CTPA helpful to rule out other causes</td>
<td valign="top" align="left">Non-specific inflammatory changes associated with fibrin deposition along with pleural fibrosis (<xref ref-type="bibr" rid="B99">99</xref>)</td>
<td valign="top" align="left"><italic>Mild</italic><break/> Oral NSAIDs<break/> <italic>Moderate</italic><break/> Oral corticosteroids<break/> <italic>Severe (rarely required)</italic><break/> IV corticosteroids, Azathioprine, Cyclophosphamide, Rituximab, MMF</td>
</tr>
<tr>
<td valign="top" align="left">Pleural effusion</td>
<td valign="top" align="left">Dyspnea <break/> Chest pain, usually associated with pleurisy <break/> May be asymptomatic <break/> Physical signs including reduce basal air entry and decreased resonance</td>
<td valign="top" align="left"><italic>As per &#x0201C;Pleurisy&#x0201D;</italic> <break/> Excessive inflammation results in exudative fluid secretion between pleural lining resulting in effusion</td>
<td valign="top" align="left">Effusion(s), usually bilateral, present on CXR or CT thorax<break/> Aspirate (if underlying diagnosis in doubt) &#x02013; elevated protein, LDH, leukocytes, ANA positive in some cases</td>
<td valign="top" align="left">Predominantly based on cytological features<break/> Pleural fluid may show characteristic lupus erythematosus (LE) cells, e.g., neutrophils or macrophages containing intracellular evidence of phagocytosed lymphocyte nuclei (<xref ref-type="bibr" rid="B100">100</xref>)</td>
<td valign="top" align="left">Corticosteroids<break/> Drainage if large<break/> Pleurodesis in recurrent or refractory cases<break/> Cessation of any potential drug causes</td>
</tr>
<tr>
<td valign="top" align="left">Pulmonary arterial hypertension</td>
<td valign="top" align="left">Can be non-specific (such as fatigue and weakness) <break/> Progressive dyspnea <break/> Occasional chest pain <break/> Physical signs may show right ventricular heave</td>
<td valign="top" align="left"><italic>Dependent upon underlying cause</italic> <break/> Left ventricular dysfunction/congestive cardiac failure may result from direct myocardial inflammation from SLE (e.g., myocarditis) or as a result of enhanced atherosclerosis<break/> Chronic thromboembolic disease may result from pro-coagulant factors such as aPl antibodies <break/> Lung parenchymal disease as the result of direct inflammatory response in lung tissue<break/> Dysregulation between vasoconstrictive and vasodilatory mediators</td>
<td valign="top" align="left">EKG &#x02013; RVH and right axis deviation<break/> Echocardiogram &#x02013; elevated PASP, TR<break/> Right heart catheterization &#x02013; mean arterial pressure &#x02265;25 mm Hg confirms diagnosis<break/> CT thorax &#x02013; useful to exclude other secondary causes<break/> CTPA &#x02013; useful to rule out chronic embolic disease as a cause<break/> Check anti-centromere, anti-Scl-70, anti-U1RNP (to rule out scleroderma and other overlap syndromes)</td>
<td valign="top" align="left">Limited data<break/> Vascular lesions including eccentric and concentric intimal fibrosis and thrombotic lesions<break/> Venous occlusive lesions have been reported with pulmonary veins/venules<break/> Capillary congestion (<xref ref-type="bibr" rid="B101">101</xref>)</td>
<td valign="top" align="left">Phosphodiesterase-5 inhibitors<break/> Endothelin receptor antagonists<break/> Prostacyclin agonists<break/> Role for immunosuppression not clear</td>
</tr>
<tr>
<td valign="top" align="left">Pulmonary embolic disease</td>
<td valign="top" align="left">Usually acute onset <break/> Dyspnea <break/> Chest pain (often pleuritic) <break/> Hypoxia <break/> Occasionally hemoptysis</td>
<td valign="top" align="left">Thromboembolic disease usually as a result of pro-coagulant state <break/> This could include secondary antiphospholipid syndrome <break/> Severe proteinuria from lupus nephritis may result in anti-thrombin deficiency</td>
<td valign="top" align="left">Check aPl antibodies (LAC, aCL, anti-B2GPI)<break/> Elevated D-dimer<break/> CXR usually normal aside from potential wedge infarct<break/> CTPA</td>
<td valign="top" align="left">Evidence of thrombus within pulmonary arterial system</td>
<td valign="top" align="left">Anti-coagulation (low molecular weight heparin, oral vitamin K antagonist)</td>
</tr>
<tr>
<td valign="top" align="left">Pulmonary vasculitis</td>
<td valign="top" align="left">Acute dyspnea <break/> Commonly associated with fever and active extrapulmonary manifestations of SLE <break/> Hemoptysis <break/> May be initial presentation of SLE</td>
<td valign="top" align="left">Direct immune-mediated inflammatory response of the small vessels of the alveola resulting in increased permeability and eventually structural damage resulting in hemorrhage</td>
<td valign="top" align="left">CXR &#x02013; bilateral alveolar interstitial infiltrates<break/> Pulmonary function tests &#x02013; elevated DLCO<break/> Drop in Hb<break/> Important to check ANCA and urine dip for proteinuria/hematuria (to rule out intercurrent ANCA-associated vasculitis or pulmonary-renal syndrome)</td>
<td valign="top" align="left">Numerous intra-alveolar or interstitial aggregates that comprise of hemosiderin-laden macrophages<break/> Fresh hemorrhagic changes may be present in the context of DAH<break/> Capillaritis may be present (<xref ref-type="bibr" rid="B26">26</xref>)</td>
<td valign="top" align="left">IV corticosteroids<break/> Cyclophosphamide<break/> Rituximab<break/> IVIg<break/> Plasmapheresis<break/> May require mechanical ventilation</td>
</tr>
<tr>
<td valign="top" align="left">Shrinking lung syndrome</td>
<td valign="top" align="left">Progressive dyspnea <break/> Occasional pleuritic chest pain</td>
<td valign="top" align="left">Poorly understood <break/> Felt to be the result of marked diaphragmatic weakness or immobility. Possibly as a result of pleural adhesions <break/> Phrenic neuropathy also previously proposed as a possible mechanism</td>
<td valign="top" align="left">CXR &#x02013; often non-specific, elevation of diaphragm and basal atelectasis may be seen Pulmonary function tests &#x02013; restrictive pattern with reduced lung volume and DLCO</td>
<td valign="top" align="left">Extremely limited data from lung biopsy with features reported as alveolar microatelectasia and hyaline membrane formation (<xref ref-type="bibr" rid="B102">102</xref>)<break/> Post-mortem diaphragmatic tissue showing muscle atrophy (<xref ref-type="bibr" rid="B85">85</xref>)</td>
<td valign="top" align="left">Little evidence currently available to support treatment decisions<break/> Corticosteroids, Azathioprine, MMF, and Rituximab used with variable success in case reports</td>
</tr>
</tbody>
</table>
<table-wrap-foot>
<p><italic>CXR, chest x-ray; HRCT, high resolution computerized tomography; NSIP, non-specific interstitial pneumonia; DLCO, diffusing capacity for carbon monoxide; RhF, rheumatoid factor; CCP, cyclic citrullinated peptide; RNP, ribonuclear protein; CK, creatinine kinase; LDH, lactate dehydrogenase; aPl, antiphospholipid; IV, intravenous; MMF, mycophenolate mofetil; CT, computerized tomography; IVIg, intravenous immunoglobulin; CRP, c-reactive protein; CTPA, computerized tomography pulmonary angiogram; NSAIDs, non-steroidal anti-inflammatory drugs; ANA, anti-nuclear antibody; EKG, electrocardiogram; RVH, right ventricular hypertrophy; PASP, pulmonary artery systolic pressure; TR, tricuspid regurgitation; LAC, lupus anticoagulant; aCL, anti-cardiolipin; B2GPI, beta-2-glyoprotein-I; Hb, hemoglobin; ANCA, anti-neutrophil cytoplasm antibody; DAH, diffuse alveolar hemorrhage</italic>.</p>
</table-wrap-foot>
</table-wrap>
<p>It is important to consider that SLE-related lung disorders are likely to be under-represented due to the fact that respiratory involvement may be asymptomatic. Furthermore, serositis (pleurisy/pleural effusion) is the only respiratory symptom included in the revised 1997 American College of Rheumatology (ACR) criteria for SLE (<xref ref-type="bibr" rid="B103">103</xref>) and no additional respiratory manifestations were included in the 2019 combined ACR/EULAR criteria (<xref ref-type="bibr" rid="B104">104</xref>). In terms of measuring disease activity from pulmonary manifestations of SLE, the British Isles Lupus Assessment Group (BILAG) index includes a subsection on (cardio)respiratory features of the disease, which considers pleurisy, pleural effusion, pulmonary hemorrhage/vasculitis, interstitial lung disease, and shrinking lung syndrome as possible pulmonary manifestations of the disease (<xref ref-type="bibr" rid="B105">105</xref>). In comparison, the SLEDAI-2K only accounts for pleurisy as a scorable item of lupus activity involving the lungs (<xref ref-type="bibr" rid="B106">106</xref>). In turn, this may result in a number of patients with respiratory complications of SLE (particularly those symptoms considered more mild) to be falsely considered as either in remission or a low disease activity state (<xref ref-type="bibr" rid="B107">107</xref>). In comparison, the Systemic Lupus International Collaborating Clinics (SLICC)/ACR Damage Index for SLE does include a wide array of pulmonary manifestations although these are typically irreversible and thus may not be a useful measure in preventative studies (<xref ref-type="bibr" rid="B108">108</xref>). This has important implications for clinical trial design, which may exclude patients who have predominantly respiratory symptoms. As a result, evidence supporting therapeutic options in SLE-related lung disease are often extrapolated from other severe manifestations of the disease. Dedicated studies in the management of pulmonary disorders in SLE are greatly needed and represent a major unmet need.</p></sec>
<sec id="s7">
<title>Author Contributions</title>
<p>RA conducted a literature review of relevant respiratory disorders. SAY, EKD, and CW expanded upon this. All authors agreed to the finalized version of this manuscript prior to submission.</p>
</sec>
<sec sec-type="COI-statement" id="conf1">
<title>Conflict of Interest</title>
<p>The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.</p></sec>
</body>
<back>
<ack><p>CW would like to acknowledge the support he receives from Versus Arthritis and LUPUS UK.</p>
</ack>
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<fn fn-type="financial-disclosure"><p><bold>Funding.</bold> SAY was funded by the Royal College of Physicians, Rosetrees Trust, NIHR University College London Hospitals Biomedical Research Centre and UCLH Charities. EKD was funded by the Breathing Matters Charity and the NIHR University College London Hospital Biomedical Research Centre. CW was funded by Versus Arthritis (ref 21992).</p>
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