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<front>
<journal-meta>
<journal-id journal-id-type="publisher-id">Front. Microbiol.</journal-id>
<journal-title>Frontiers in Microbiology</journal-title>
<abbrev-journal-title abbrev-type="pubmed">Front. Microbiol.</abbrev-journal-title>
<issn pub-type="epub">1664-302X</issn>
<publisher>
<publisher-name>Frontiers Media S.A.</publisher-name>
</publisher>
</journal-meta>
<article-meta>
<article-id pub-id-type="doi">10.3389/fmicb.2021.729952</article-id>
<article-categories>
<subj-group subj-group-type="heading">
<subject>Microbiology</subject>
<subj-group>
<subject>Original Research</subject>
</subj-group>
</subj-group>
</article-categories>
<title-group>
<article-title>Genetic Diversity and Characteristics of <italic>bla</italic><sub>NDM</sub>-Positive Plasmids in <italic>Escherichia coli</italic></article-title>
</title-group>
<contrib-group>
<contrib contrib-type="author">
<name><surname>Zhang</surname> <given-names>Zhiren</given-names></name>
<xref ref-type="aff" rid="aff1"><sup>1</sup></xref>
<xref ref-type="author-notes" rid="fn002"><sup>&#x2020;</sup></xref>
</contrib>
<contrib contrib-type="author">
<name><surname>Guo</surname> <given-names>Hengzhao</given-names></name>
<xref ref-type="aff" rid="aff2"><sup>2</sup></xref>
<xref ref-type="author-notes" rid="fn002"><sup>&#x2020;</sup></xref>
<uri xlink:href="http://loop.frontiersin.org/people/1522613/overview"/>
</contrib>
<contrib contrib-type="author">
<name><surname>Li</surname> <given-names>Xiaodong</given-names></name>
<xref ref-type="aff" rid="aff3"><sup>3</sup></xref>
<xref ref-type="author-notes" rid="fn002"><sup>&#x2020;</sup></xref>
<uri xlink:href="http://loop.frontiersin.org/people/1522633/overview"/>
</contrib>
<contrib contrib-type="author">
<name><surname>Li</surname> <given-names>Wenting</given-names></name>
<xref ref-type="aff" rid="aff1"><sup>1</sup></xref>
</contrib>
<contrib contrib-type="author">
<name><surname>Yang</surname> <given-names>Guang</given-names></name>
<xref ref-type="aff" rid="aff1"><sup>1</sup></xref>
</contrib>
<contrib contrib-type="author">
<name><surname>Ni</surname> <given-names>Wenjun</given-names></name>
<xref ref-type="aff" rid="aff4"><sup>4</sup></xref>
</contrib>
<contrib contrib-type="author">
<name><surname>Zhan</surname> <given-names>Meixiao</given-names></name>
<xref ref-type="aff" rid="aff1"><sup>1</sup></xref>
<xref ref-type="aff" rid="aff5"><sup>5</sup></xref>
<uri xlink:href="http://loop.frontiersin.org/people/485301/overview"/>
</contrib>
<contrib contrib-type="author">
<name><surname>Lu</surname> <given-names>Ligong</given-names></name>
<xref ref-type="aff" rid="aff1"><sup>1</sup></xref>
<xref ref-type="aff" rid="aff5"><sup>5</sup></xref>
<uri xlink:href="http://loop.frontiersin.org/people/1408958/overview"/>
</contrib>
<contrib contrib-type="author" corresp="yes">
<name><surname>Zhang</surname> <given-names>Zhenlin</given-names></name>
<xref ref-type="aff" rid="aff6"><sup>6</sup></xref>
<xref ref-type="corresp" rid="c001"><sup>&#x002A;</sup></xref>
</contrib>
<contrib contrib-type="author" corresp="yes">
<name><surname>Li</surname> <given-names>Xiaobin</given-names></name>
<xref ref-type="aff" rid="aff1"><sup>1</sup></xref>
<xref ref-type="corresp" rid="c002"><sup>&#x002A;</sup></xref>
<uri xlink:href="http://loop.frontiersin.org/people/201291/overview"/>
</contrib>
<contrib contrib-type="author" corresp="yes">
<name><surname>Zhou</surname> <given-names>Zhiling</given-names></name>
<xref ref-type="aff" rid="aff7"><sup>7</sup></xref>
<xref ref-type="corresp" rid="c003"><sup>&#x002A;</sup></xref>
</contrib>
</contrib-group>
<aff id="aff1"><sup>1</sup><institution>Zhuhai Precision Medical Center, Zhuhai People&#x2019;s Hospital (Zhuhai Hospital Affiliated With Jinan University)</institution>, <addr-line>Zhuhai</addr-line>, <country>China</country></aff>
<aff id="aff2"><sup>2</sup><institution>Department of Radiation Oncology, Zhuhai People&#x2019;s Hospital (Zhuhai Hospital Affiliated With Jinan University)</institution>, <addr-line>Zhuhai</addr-line>, <country>China</country></aff>
<aff id="aff3"><sup>3</sup><institution>Department of Spine and Osteology, Zhuhai People&#x2019;s Hospital (Zhuhai Hospital Affiliated With Jinan University)</institution>, <addr-line>Zhuhai</addr-line>, <country>China</country></aff>
<aff id="aff4"><sup>4</sup><institution>Department of Urology, Zhuhai People&#x2019;s Hospital (Zhuhai Hospital Affiliated With Jinan University)</institution>, <addr-line>Zhuhai</addr-line>, <country>China</country></aff>
<aff id="aff5"><sup>5</sup><institution>Zhuhai Interventional Medical Center, Zhuhai People&#x2019;s Hospital (Zhuhai Hospital Affiliated With Jinan University)</institution>, <addr-line>Zhuhai</addr-line>, <country>China</country></aff>
<aff id="aff6"><sup>6</sup><institution>Department of Clinical Laboratory, Zhuhai People&#x2019;s Hospital (Zhuhai Hospital Affiliated With Jinan University)</institution>, <addr-line>Zhuhai</addr-line>, <country>China</country></aff>
<aff id="aff7"><sup>7</sup><institution>Department of Pharmacy, Zhuhai People&#x2019;s Hospital (Zhuhai Hospital Affiliated With Jinan University)</institution>, <addr-line>Zhuhai</addr-line>, <country>China</country></aff>
<author-notes>
<fn fn-type="edited-by"><p>Edited by: Ziad Daoud, Central Michigan University, United States</p></fn>
<fn fn-type="edited-by"><p>Reviewed by: Haiquan Kang, Affiliated Hospital of Xuzhou Medical University, China; Hua Zhou, Zhejiang University, China; Jun Sung Hong, Yonsei University College of Medicine, South Korea; Zhihai Liu, Qingdao Agricultural University, China; Bahareh Hajikhani, Shahid Beheshti University of Medical Sciences, Iran</p></fn>
<corresp id="c001">&#x002A;Correspondence: Zhenlin Zhang, <email>jnudoctor@163.com</email></corresp>
<corresp id="c002">Xiaobin Li, <email>xiaobinli@sjtu.edu.cn</email></corresp>
<corresp id="c003">Zhiling Zhou, <email>zhouzl@aliyun.com</email></corresp>
<fn fn-type="equal" id="fn002"><p><sup>&#x2020;</sup>These authors have contributed equally to this work</p></fn>
<fn fn-type="other" id="fn004"><p>This article was submitted to Antimicrobials, Resistance and Chemotherapy, a section of the journal Frontiers in Microbiology</p></fn>
</author-notes>
<pub-date pub-type="epub">
<day>16</day>
<month>11</month>
<year>2021</year>
</pub-date>
<pub-date pub-type="collection">
<year>2021</year>
</pub-date>
<volume>12</volume>
<elocation-id>729952</elocation-id>
<history>
<date date-type="received">
<day>24</day>
<month>06</month>
<year>2021</year>
</date>
<date date-type="accepted">
<day>11</day>
<month>10</month>
<year>2021</year>
</date>
</history>
<permissions>
<copyright-statement>Copyright &#x00A9; 2021 Zhang, Guo, Li, Li, Yang, Ni, Zhan, Lu, Zhang, Li and Zhou.</copyright-statement>
<copyright-year>2021</copyright-year>
<copyright-holder>Zhang, Guo, Li, Li, Yang, Ni, Zhan, Lu, Zhang, Li and Zhou</copyright-holder>
<license xlink:href="http://creativecommons.org/licenses/by/4.0/"><p>This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.</p></license>
</permissions>
<abstract>
<p>New Delhi metallo-&#x03B2;-lactamases (NDMs), including at least 28 variants, are a rapidly emerging family of &#x03B2;-lactamases worldwide, with a variety of infections caused by NDM-positive strains usually associated with very poor prognosis and high mortality. NDMs are the most prevalent carbapenemases in <italic>Escherichia coli</italic> (<italic>E. coli</italic>) worldwide, especially in China. The vast majority of <italic>bla</italic><sub>NDM</sub> cases occur on plasmids, which play a vital role in the dissemination of <italic>bla</italic><sub>NDM</sub>. To systematically explore the relationships between plasmids and <italic>bla</italic><sub>NDM</sub> genes in <italic>E. coli</italic> and obtain an overall picture of the conjugative and mobilizable <italic>bla</italic><sub>NDM</sub>-positive plasmids, we analyzed the variants of <italic>bla</italic><sub>NDM</sub>, replicon types, phylogenetic patterns, conjugative transfer modules, host STs, and geographical distributions of 114 <italic>bla</italic><sub>NDM</sub>-positive plasmids, which were selected from 3786 plasmids from 1346 complete whole genomes of <italic>E. coli</italic> from the GenBank database. We also established links among the characteristics of <italic>bla</italic><sub>NDM</sub>-positive plasmids in <italic>E. coli</italic>. Eight variants of <italic>bla</italic><sub>NDM</sub> were found among the 114 <italic>bla</italic><sub>NDM</sub>-positive plasmids, with <italic>bla</italic><sub>NDM</sub><sub>&#x2013;</sub><sub>5</sub> (74 <italic>bla</italic><sub>NDM</sub><sub>&#x2013;</sub><sub>5</sub> genes in 73 plasmids), and <italic>bla</italic><sub>NDM</sub><sub>&#x2013;</sub><sub>1</sub> (31 <italic>bla</italic><sub>NDM</sub><sub>&#x2013;</sub><sub>1</sub> genes in 28 plasmids) being the most dominant. The variant <italic>bla</italic><sub>NDM</sub><sub>&#x2013;</sub><sub>5</sub> was mainly carried by the IncX3 plasmids and IncF plasmids in <italic>E. coli</italic>, the former were mainly geographically distributed in East Asia (especially in China) and the United States, and the latter were widely distributed worldwide. IncC plasmids were observed to be the predominant carriers of <italic>bla</italic><sub>NDM</sub><sub>&#x2013;</sub><sub>1</sub> genes in <italic>E. coli</italic>, which were mainly geographically distributed in the United States and China. Other <italic>bla</italic><sub>NDM</sub><sub>&#x2013;</sub><sub>1</sub>-carrying plasmids also included IncM2, IncN2, and IncHI1. Moreover, the overall picture of the conjugative and mobilizable <italic>bla</italic><sub>NDM</sub>-positive plasmids in <italic>E. coli</italic> was described in our study. Our findings enhance our understanding of the genetic diversity and characteristics of <italic>bla</italic><sub>NDM</sub>-positive plasmids in in <italic>E. coli</italic>.</p>
</abstract>
<kwd-group>
<kwd><italic>Escherichia coli</italic></kwd>
<kwd>New Delhi metallo-&#x03B2;-lactamase</kwd>
<kwd>plasmid</kwd>
<kwd>conjugative</kwd>
<kwd>mobilizable</kwd>
</kwd-group>
<counts>
<fig-count count="5"/>
<table-count count="0"/>
<equation-count count="0"/>
<ref-count count="32"/>
<page-count count="12"/>
<word-count count="0"/>
</counts>
</article-meta>
</front>
<body>
<sec sec-type="intro" id="S1">
<title>Introduction</title>
<p>New Delhi metallo-&#x03B2;-lactamase (NDM) is a metallo-&#x03B2;-lactamase that can hydrolyze almost all &#x03B2;-lactam antibiotics, including carbapenems (<xref ref-type="bibr" rid="B21">Nordmann et al., 2011</xref>). NDM-1 was first identified in a <italic>Klebsiella pneumoniae</italic> strain isolated from a Swedish patient who had been hospitalized in New Delhi, India in 2008 (<xref ref-type="bibr" rid="B32">Yong et al., 2009</xref>). So far, 28 variants of NDM have been reported (<xref ref-type="bibr" rid="B10">Farhat and Khan, 2020</xref>). A variety of infections caused by NDM-positive strains are reportedly associated with very poor prognosis and high mortality, especially in neonates and high-risk immunocompromised patients (<xref ref-type="bibr" rid="B12">Guducuoglu et al., 2018</xref>). NDM-positive strains have been found worldwide, with the highest prevalence in the Indian subcontinent, the Middle East, and the Balkans (<xref ref-type="bibr" rid="B1">Albiger et al., 2015</xref>; <xref ref-type="bibr" rid="B31">Wu and Feng, 2019</xref>). According to the Study for Monitoring Antimicrobial Resistance Trends (SMART) global surveillance program, <italic>bla</italic><sub>NDM</sub> is the third most common carbapenemase-encoding gene and accounts for 19.42% of carbapenemase positivity after <italic>bla</italic><sub>KPC</sub> (53.18%) and the <italic>bla</italic><sub>OXA</sub><sub>&#x2013;</sub><sub>48</sub>-like gene (20.09%) (<xref ref-type="bibr" rid="B16">Karlowsky et al., 2017</xref>). In China, the presence of <italic>bla</italic><sub>KPC</sub> (51.6%) and <italic>bla</italic><sub>NDM</sub> (35.7%) is responsible for phenotypic resistance in most carbapenem-resistant Enterobacteriaceae (CRE) strains (<xref ref-type="bibr" rid="B13">Han et al., 2020</xref>), according to data from the China Antimicrobial Surveillance Network (CHINET) in 2018. Furthermore, data from SMART and CHINET2018 demonstrated that NDM was the most prevalent carbapenemase in <italic>E. coli</italic>, especially in China; <italic>bla</italic><sub>NDM</sub> accounted for 93.0 and 97.2% of carbapenem-resistant <italic>E. coli</italic> isolates from adults and children, respectively (<xref ref-type="bibr" rid="B13">Han et al., 2020</xref>).</p>
<p>Antimicrobial resistance (AMR) in CRE isolates is frequently mediated by plasmid-borne genes, in addition to chromosomal determinants (<xref ref-type="bibr" rid="B27">Rozwandowicz et al., 2018</xref>). Plasmids remain important microbial components that mediate horizontal gene transfer (HGT) and play a vital role in the dissemination of AMR (<xref ref-type="bibr" rid="B15">Jiang et al., 2020</xref>). <italic>bla</italic><sub>NDM</sub> has been reported to be carried on plasmids with a variety of replicon types, most of which belong to limited replicon types (IncX3, IncFII, or IncC) (<xref ref-type="bibr" rid="B31">Wu and Feng, 2019</xref>). For CRE isolates, conjugative plasmids have been highlighted as important vehicles for the dissemination of AMR (<xref ref-type="bibr" rid="B28">Smillie et al., 2010</xref>; <xref ref-type="bibr" rid="B26">Ravi et al., 2018</xref>). The conjugative transfer regions of the conjugative plasmids typically consist of four modules: an origin of transfer (<italic>oriT</italic>) region, relaxase gene, type IV coupling protein (T4CP) gene, and gene cluster for the bacterial type IV secretion system (T4SS) apparatus (<xref ref-type="bibr" rid="B8">de la Cruz et al., 2010</xref>). In addition, mobilizable plasmids are also contributors to AMR, typically carrying the indispensable <italic>oriT</italic> sites and a limited number of <italic>mob</italic> genes for their own DNA processing in conjugation, which can be mobilized by conjugative elements (<xref ref-type="bibr" rid="B25">Ramsay and Firth, 2017</xref>). Currently, studies on the distribution of conjugative and mobilizable <italic>bla</italic><sub>NDM</sub>-positive carbapenem-resistant plasmids in <italic>E. coli</italic> are rare. With the increase in the amount of whole-genome/plasmid sequencing data, there is a need for large-scale plasmid analysis of <italic>bla</italic><sub>NDM</sub>-positive plasmids of <italic>E. coli</italic>.</p>
<p>In this study, we performed <italic>in silico</italic> typing and comparative analysis of <italic>bla</italic><sub>NDM</sub>-positive plasmids of <italic>E. coli</italic> using the bacterial genome and plasmid sequences available in the NCBI database. We analyzed the geographical distribution of <italic>bla</italic><sub>NDM</sub>-positive plasmids and compared the replicon types, conjugative transfer modules, and profiles of resistance determinants among <italic>bla</italic><sub>NDM</sub>-positive plasmids of <italic>E. coli</italic>. This study provides important insights into the phylogeny and evolution of <italic>bla</italic><sub>NDM</sub>-positive <italic>E. coli</italic> plasmids and further addresses their role in the acquisition and spread of resistance genes.</p>
</sec>
<sec id="S2" sec-type="materials|methods">
<title>Materials and Methods</title>
<p>For this study, the data collection and analysis are shown in <xref ref-type="supplementary-material" rid="DS1">Supplementary Figure 1</xref>.</p>
<sec id="S2.SS1">
<title>Plasmid Genomic Sequences</title>
<p>A total of 1346 complete whole genomes of <italic>E. coli</italic>, including the genomes marked by &#x201C;Chromosome&#x201D; and &#x201C;Complete&#x201D; in assembly level, were downloaded from the GenBank (<xref ref-type="bibr" rid="B3">Benson et al., 2018</xref>) Genome database.<sup><xref ref-type="fn" rid="footnote1">1</xref></sup> The download date was April 15, 2021. We extracted 3786 plasmid genomic sequences without duplicates (<xref ref-type="supplementary-material" rid="TS1">Supplementary Table 1</xref>) from the 1346 complete whole genomes of <italic>E. coli.</italic> In addition, a total of 35150 bacterial plasmid genomic sequences were downloaded from the NCBI RefSeq database (<xref ref-type="bibr" rid="B22">O&#x2019;Leary et al., 2016</xref>),<sup><xref ref-type="fn" rid="footnote2">2</xref></sup> including 6054 plasmids from <italic>E. coli</italic> (<xref ref-type="supplementary-material" rid="TS2">Supplementary Table 2</xref>), with the download date as July 14, 2021. The genome data (FASTA DNA format) were downloaded in bulk into a DELL PowerEdge R930 server with a Linux-CentOS7 operating system, using two Bioperl modules (Bio:DB:GenBank and Bio:SeqIO). Perl v5.16.3 was installed in the Linux platform.</p>
</sec>
<sec id="S2.SS2">
<title>Determination of <italic>bla</italic><sub>NDM</sub>-Positive Plasmids of <italic>E. coli</italic></title>
<p>The potential &#x03B2;-lactamase genes of plasmids in FASTA DNA format were determined using the ResFinder software version 4.1<sup><xref ref-type="fn" rid="footnote3">3</xref></sup> (<xref ref-type="bibr" rid="B5">Bortolaia et al., 2020</xref>) installed in our server, with a minimum coverage of 60%, minimum identity of 90%, and species of &#x201C;<italic>Escherichia coli.</italic>&#x201D; The term &#x201C;<italic>bla</italic><sub>NDM</sub>&#x201D; was used to search in the &#x201C;Resistance gene&#x201D; list within the ResFinder results to determine the <italic>bla</italic><sub>NDM</sub>-positive plasmids of <italic>E. coli</italic>.</p>
</sec>
<sec id="S2.SS3">
<title>Replicon Sequence Analysis of the <italic>bla</italic><sub>NDM</sub>-Positive Plasmids of <italic>E. coli</italic></title>
<p>Plasmid replicon typing was performed using the PlasmidFinder software<sup><xref ref-type="fn" rid="footnote4">4</xref></sup> (<xref ref-type="bibr" rid="B7">Carattoli and Hasman, 2020</xref>). Selecting the database &#x201C;Enterobacteriaceae,&#x201D; the DNA files in FASTA format were analyzed in bulk using the PlasmidFinder software version 2.0.1 installed in the Linux platform, with the minimum coverage of 60% and minimum identity of 95%.</p>
</sec>
<sec id="S2.SS4">
<title>Phylogenetic Analyses of the <italic>bla</italic><sub>NDM</sub>-Positive Plasmids of <italic>E. coli</italic></title>
<p>The files in GenBank format of the <italic>bla</italic><sub>NDM</sub>-positive plasmids of <italic>E. coli</italic> were downloaded in bulk using the Bio:DB:GenBank and Bio:SeqIO modules. Files containing protein sequences were extracted from the files in GenBank format using the Bioperl/Bio:SeqIO module. Phylogenetic patterns based on the presence/absence of orthologous gene families of all <italic>bla</italic><sub>NDM</sub>-positive plasmids of <italic>E. coli</italic> were analyzed in this study. A binary protein presence/absence matrix was created using OrthoFinder<sup><xref ref-type="fn" rid="footnote5">5</xref></sup> (<xref ref-type="bibr" rid="B9">Emms and Kelly, 2019</xref>) with DIAMOND for sequence similarity searches, and then a hierarchical cluster result was shown by iTOL<sup><xref ref-type="fn" rid="footnote6">6</xref></sup> (<xref ref-type="bibr" rid="B18">Letunic and Bork, 2016</xref>).</p>
</sec>
<sec id="S2.SS5">
<title>Characterization of the Conjugative Modules of <italic>bla</italic><sub>NDM</sub>-Positive Plasmids</title>
<p>The files in GenBank format of the <italic>bla</italic><sub>NDM</sub>-positive plasmids of <italic>E. coli</italic> were analyzed in bulk using the software oriTfinder<sup><xref ref-type="fn" rid="footnote7">7</xref></sup> (<xref ref-type="bibr" rid="B19">Li et al., 2018</xref>) (local version) to determine the presence/absence of <italic>oriT</italic>s, relaxase genes, T4CP genes, and gene cluster for T4SS. Furthermore, the types of <italic>oriT</italic>s, relaxase genes, T4CP genes, and gene cluster for T4SS toward the plasmids were identified based on the exhibition of oriTDB database<sup><xref ref-type="fn" rid="footnote8">8</xref></sup> (<xref ref-type="bibr" rid="B19">Li et al., 2018</xref>).</p>
</sec>
<sec id="S2.SS6">
<title>Multilocus Sequence Typing of <italic>E. coli</italic> Strains Bearing <italic>bla</italic><sub>NDM</sub>-Positive Plasmids</title>
<p>The <italic>bla</italic><sub>NDM</sub>-positive plasmid-matched host <italic>E. coli</italic> strains were collected, and their DNA fasta sequences were downloaded in bulk using the Bio:DB:GenBank and Bio:SeqIO modules. The MLST software (<xref ref-type="bibr" rid="B17">Larsen et al., 2012</xref>) version 2.0.4 was downloaded from the website<sup><xref ref-type="fn" rid="footnote9">9</xref></sup> and installed on the Linux platform. The genomes of <italic>E. coli</italic> strains were analyzed in bulk using MLST software. The &#x201C;<italic>Escherichia_coli#1</italic>&#x201D; dataset containing the seven housekeeping genes (<italic>adk</italic>, <italic>fumC</italic>, <italic>gyrB</italic>, <italic>icd</italic>, <italic>mdh</italic>, <italic>purA</italic>, and <italic>recA</italic>) (<xref ref-type="bibr" rid="B30">Wirth et al., 2006</xref>) was selected.</p>
</sec>
</sec>
<sec sec-type="results" id="S3">
<title>Results</title>
<sec id="S3.SS1">
<title>General Characteristics of <italic>bla</italic><sub>NDM</sub>-Positive Plasmids of <italic>E. coli</italic></title>
<p>Using ResFinder, 1001 (26.4%) plasmids bearing &#x03B2;-lactamase genes were identified from the 3786 plasmids, which were included in the 1346 complete whole genomes of <italic>E. coli</italic>. Among the 1001 plasmids containing &#x03B2;-lactamase genes, 114 (11.6%) were further identified as <italic>bla</italic><sub>NDM</sub>-positive plasmids, which were distributed in 113 strains of <italic>E. coli</italic>.</p>
<p>We analyzed and compared the genome sizes of the <italic>bla</italic><sub>NDM</sub>-positive plasmids, plasmids containing &#x03B2;-lactamase genes, and all 3786 plasmids of <italic>E. coli.</italic> Among the 113 fully sequenced <italic>E. coli</italic> strains, the genome sizes of 114 <italic>bla</italic><sub>NDM</sub>-positive plasmids varied from 10.49 to 248.8 kb, with the 25% percentile, median, and 75% percentile were 46.16, 75.6, and 128.8 kb, respectively (<xref ref-type="fig" rid="F1">Figure 1A</xref>). For the &#x03B2;-lactamase gene-positive plasmids and all 3786 plasmids of <italic>E. coli</italic>, their genome sizes varied greatly. Genome sizes of the former ranged from 4.49 to 369.3 kb and those of the latter ranged from 0.3 to 404.2 kb (<xref ref-type="fig" rid="F1">Figure 1A</xref>).</p>
<fig id="F1" position="float">
<label>FIGURE 1</label>
<caption><p>Characteristics of the 114 <italic>bla</italic><sub>NDM</sub>-positive plasmids from 113 completely sequenced <italic>E. coli</italic> genomes. <bold>(A)</bold> Box plot of the length distribution of the 114 <italic>bla</italic><sub>NDM</sub>-positive plasmids, the 1001 plasmids carrying &#x03B2;-lactamase genes, and all 3786 plasmids of <italic>E. coli</italic>. <bold>(B)</bold> Box plot of the GC content distribution of the 114 <italic>bla</italic><sub>NDM</sub>-positive plasmids, the 1001 plasmids carrying &#x03B2;-lactamase genes, and all 3786 plasmids of <italic>E. coli</italic>. <bold>(C)</bold> Histogram of number of variants of <italic>bla</italic><sub>NDM</sub> genes among the 114 <italic>bla</italic><sub>NDM</sub>-positive plasmids. <bold>(D)</bold> Histogram of number of replicons per plasmid for the 114 <italic>bla</italic><sub>NDM</sub>-positive plasmids. <bold>(E)</bold> Histogram of number of combination modes of different replicons among the 114 <italic>bla</italic><sub>NDM</sub>-positive plasmids.</p></caption>
<graphic mimetype="image" mime-subtype="tiff" xlink:href="fmicb-12-729952-g001.tif"/>
</fig>
<p>We calculated the GC contents of the <italic>bla</italic><sub>NDM</sub>-positive plasmids, plasmids containing &#x03B2;-lactamase genes, and all 3786 plasmids of <italic>E. coli.</italic> The GC content of the 114 <italic>bla</italic><sub>NDM</sub>-positive plasmids ranged from 46.5 to 56.4%, with a median GC content of 50.8% (25% percentile = 46.7%; 75% percentile = 52.2%) (<xref ref-type="fig" rid="F1">Figure 1B</xref>). For the plasmids containing &#x03B2;-lactamase genes and all 3786 plasmids of <italic>E. coli</italic>, the range of GC contents varied greatly. The GC content of the former ranged from 9.6 to 59.3%, and those of the latter ranged from 9.6 to 63.5% (<xref ref-type="fig" rid="F1">Figure 1B</xref>).</p>
</sec>
<sec id="S3.SS2">
<title>Variants of <italic>bla</italic><sub>NDM</sub> Genes in the <italic>bla</italic><sub>NDM</sub>-Positive Plasmids of <italic>E. coli</italic></title>
<p>Among the 114 <italic>bla</italic><sub>NDM</sub>-positive plasmids, 124 <italic>bla</italic><sub>NDM</sub> genes belonging to eight kinds of variants of <italic>bla</italic><sub>NDM</sub>, including <italic>bla</italic><sub>NDM</sub><sub>&#x2013;</sub><sub>1</sub>, <italic>bla</italic><sub>NDM</sub><sub>&#x2013;</sub><sub>4</sub>, <italic>bla</italic><sub>NDM</sub><sub>&#x2013;</sub><sub>5</sub>, <italic>bla</italic><sub>NDM</sub><sub>&#x2013;</sub><sub>6</sub>, <italic>bla</italic><sub>NDM</sub><sub>&#x2013;</sub><sub>7</sub>, <italic>bla</italic><sub>NDM</sub><sub>&#x2013;</sub><sub>9</sub>, <italic>bla</italic><sub>NDM</sub><sub>&#x2013;</sub><sub>15</sub>, and <italic>bla</italic><sub>NDM</sub><sub>&#x2013;</sub><sub>21</sub>, were identified. Among the eight variants of <italic>bla</italic><sub>NDM</sub>, <italic>bla</italic><sub>NDM</sub><sub>&#x2013;</sub><sub>5</sub> was found to be the most dominant variant (74 <italic>bla</italic><sub>NDM</sub><sub>&#x2013;</sub><sub>5</sub> genes in 73 plasmids), followed by <italic>bla</italic><sub>NDM</sub><sub>&#x2013;</sub><sub>1</sub> (31 <italic>bla</italic><sub>NDM</sub><sub>&#x2013;</sub><sub>1</sub> genes in 28 plasmids), and <italic>bla</italic><sub>NDM</sub><sub>&#x2013;</sub><sub>7</sub> (7 <italic>bla</italic><sub>NDM</sub><sub>&#x2013;</sub><sub>7</sub> genes in seven plasmids) (<xref ref-type="fig" rid="F1">Figure 1C</xref>).</p>
</sec>
<sec id="S3.SS3">
<title>Replicon Types of Plasmids Carrying <italic>bla</italic><sub>NDM</sub> of <italic>E. coli</italic></title>
<p>Replicon typing of the 114 <italic>bla</italic><sub>NDM</sub>-positive plasmids was performed using PlasmidFinder. Among the 114 plasmids, 112 successfully identified their replicon types, including 83 single-replicon plasmids and 29 multi-replicon plasmids (13 plasmids with two replicons, 3 plasmids with three replicons, and 13 plasmids with four replicons) (<xref ref-type="fig" rid="F1">Figure 1D</xref>). For the 83 single-replicon plasmids, plasmids with an IncX3 replicon were found to be the most dominant single-replicon plasmids (47 plasmids), followed by plasmids with an IncFII replicon (13 plasmids) and those with an IncC replicon (12 plasmids) (<xref ref-type="fig" rid="F1">Figure 1E</xref>). Interestingly, the multi-replicon plasmids were mainly classified into IncF plasmids (<xref ref-type="fig" rid="F1">Figure 1E</xref>). In summary, all 114 <italic>bla</italic><sub>NDM</sub>-positive plasmids were mainly classified into IncX3, IncF, and IncC plasmids (<xref ref-type="supplementary-material" rid="DS1">Supplementary Figure 2</xref>).</p>
</sec>
<sec id="S3.SS4">
<title>Genetic Diversity of the <italic>bla</italic><sub>NDM</sub>-Positive Plasmids of <italic>E. coli</italic></title>
<p>To obtain a comprehensive overview of <italic>bla</italic><sub>NDM</sub>-positive plasmids, we constructed phylogenetic trees of all 114 <italic>bla</italic><sub>NDM</sub>-positive plasmids (<xref ref-type="fig" rid="F2">Figure 2</xref>). Based on the phylogenetic patterns of plasmids, combined with the plasmid types and conjugative transfer modules, 109 of the 114 <italic>bla</italic><sub>NDM</sub>-positive plasmids were classified into eight main clades (Clade I&#x2014;Clade VIII), representing eight representative plasmid patterns carrying <italic>bla</italic><sub>NDM</sub> genes in <italic>E. coli</italic>. We also investigated the geographical distribution of the eight clades from <italic>bla</italic><sub>NDM</sub>-positive <italic>E. coli</italic> plasmids.</p>
<fig id="F2" position="float">
<label>FIGURE 2</label>
<caption><p>Details of variants of <italic>bla</italic><sub>NDM</sub> genes, replicon types of plasmids, and the conjugative transfer modules of the 114 <italic>bla</italic><sub>NDM</sub>-positive plasmids in <italic>E. coli</italic>. The five categories of information present in this figure include the phylogenetic tree of 114 <italic>bla</italic><sub>NDM</sub>-positive plasmids, variants of <italic>bla</italic><sub>NDM</sub> genes, replicon types, conjugative transfer modules, and STs of host strains. The gradient of color of each heatmap (variants of <italic>bla</italic><sub>NDM</sub> genes, replicon types, phylogenetic patterns, conjugative transfer modules including <italic>oriT</italic>, relaxase, T4CP, and T4SS) represents the variable numbers of genes or gene clusters.</p></caption>
<graphic mimetype="image" mime-subtype="tiff" xlink:href="fmicb-12-729952-g002.tif"/>
</fig>
<p>Clade I: A total of 47 plasmids were identified in the Clade I cluster, accounting for approximately 41.2% of all 114 <italic>bla</italic><sub>NDM</sub>-positive plasmids, which is the clade with the largest number among all the eights clades (<xref ref-type="fig" rid="F2">Figure 2</xref>). Most (76.6%) of the plasmids classified into Clade I carried <italic>bla</italic><sub>NDM</sub><sub>&#x2013;</sub><sub>5</sub> gene. All plasmids below Clade I were single-replicon plasmids with an IncX3 replicon, and most were 46-kb plasmids. For the conjugative transfer modules, almost all the plasmids belonging to Clade I carried relaxases of the MOB<sub>P</sub> family and T4CPs of the VirD4/TraG subfamily. All 47 Clade I plasmids carrying <italic>bla</italic><sub>NDM</sub> were found to contain VirB-type T4SS gene clusters (<xref ref-type="fig" rid="F3">Figure 3A</xref>). The current version of oriTfinder could not identify the <italic>oriT</italic> sites of the Clade I plasmids, while 354-bp intergenic sequences flanking the relaxase genes were <italic>oriT</italic>&#x2013;like regions, with the inverted repeat (IR) sequence (TAACTA.TAGTTA) (<xref ref-type="fig" rid="F2">Figures 2</xref>, <xref ref-type="fig" rid="F3">3A</xref>). The STs of <italic>E. coli</italic> host strains containing all Clade I plasmids were distributed in ST167, ST410, ST48, etc. For the clade with the largest number, Clade I, its plasmids were mainly distributed in East Asia (especially in China) and the United States (<xref ref-type="fig" rid="F4">Figure 4</xref>). Most of the Clade I plasmids were the human origin, some were animal origin (mainly in China) and environment origin (both in Japan and China) (<xref ref-type="supplementary-material" rid="TS3">Supplementary Table 3</xref>).</p>
<fig id="F3" position="float">
<label>FIGURE 3</label>
<caption><p>Conjugative transfer modules including <italic>oriT</italic>, relaxase, T4CP, and T4SS of the representative plasmids from Clade I <bold>(A)</bold> and Clade VIII <bold>(B)</bold>, respectively.</p></caption>
<graphic mimetype="image" mime-subtype="tiff" xlink:href="fmicb-12-729952-g003.tif"/>
</fig>
<fig id="F4" position="float">
<label>FIGURE 4</label>
<caption><p>Worldwide distribution of <italic>bla</italic><sub>NDM</sub>-positive plasmids of <italic>E. coli</italic>. The geographical distribution of the eight clades (Clade I&#x2013;Clade VIII) from the <italic>bla</italic><sub>NDM</sub>-positive plasmids of <italic>E. coli</italic> was calculated and displayed by pie chart.</p></caption>
<graphic mimetype="image" mime-subtype="tiff" xlink:href="fmicb-12-729952-g004.tif"/>
</fig>
<p>Clade II: Two <italic>bla</italic><sub>NDM</sub><sub>&#x2013;</sub><sub>1</sub>-positive IncN2 plasmids of <italic>E. coli</italic> ST448 were clustered into Clade II (<xref ref-type="fig" rid="F2">Figure 2</xref>). They both carried the N-type <italic>oriT</italic>s, relaxases of MOB<sub><italic>F</italic></sub> family, T4CPs of TrwB/TraD subfamily, and Trw type of T4SS gene clusters (<xref ref-type="fig" rid="F2">Figure 2</xref> and <xref ref-type="supplementary-material" rid="DS1">Supplementary Figure 3</xref>). Clade II, containing two <italic>bla</italic><sub>NDM</sub><sub>&#x2013;</sub><sub>1</sub>-positive IncN2 plasmids, was found to be distributed only in Thailand (human origin) (<xref ref-type="fig" rid="F4">Figure 4</xref> and <xref ref-type="supplementary-material" rid="TS3">Supplementary Table 3</xref>).</p>
<p>Clade III: Three <italic>bla</italic><sub>NDM</sub><sub>&#x2013;</sub><sub>4</sub>-positive IncF plasmids with IncFIA(HI1) replicon of <italic>E. coli</italic> ST405 were clustered into Clade III (<xref ref-type="fig" rid="F2">Figure 2</xref>). They were all found to carry only one conjugative transfer module: N-type <italic>oriT</italic>s, but no relaxases, T4CPs, or T4SS gene clusters were found, indicating that they should be mobilizable plasmids (<xref ref-type="supplementary-material" rid="DS1">Supplementary Figure 4</xref>). All three members of Clade III, inferred as mobilizable plasmids, were only found to be geographically distributed in China (all human origin) (<xref ref-type="fig" rid="F4">Figure 4</xref> and <xref ref-type="supplementary-material" rid="TS3">Supplementary Table 3</xref>).</p>
<p>Clade IV: Four <italic>bla</italic><sub>NDM</sub><sub>&#x2013;</sub><sub>1</sub>-positive single-replicon plasmids were classified into Clade IV, including three IncM2 plasmids and one IncFII(pKPX1) plasmid (<xref ref-type="fig" rid="F2">Figure 2</xref>). For the conjugative transfer modules of the four Clade IV plasmids, they all carry the L/M-type <italic>oriT</italic>s, relaxases of MOB<sub>P</sub> family, T4CPs of TrwB/TraD subfamily, and Tra_I type of T4SS gene clusters (<xref ref-type="fig" rid="F2">Figure 2</xref> and <xref ref-type="supplementary-material" rid="DS1">Supplementary Figure 5</xref>). <italic>E. coli</italic> host strains containing all four Clade IV plasmids were distributed into four different STs. Members of Clade IV were mainly geographically distributed in the United Kingdom (three plasmids, all human origin) (<xref ref-type="fig" rid="F4">Figure 4</xref> and <xref ref-type="supplementary-material" rid="TS3">Supplementary Table 3</xref>).</p>
<p>Clade V: Two <italic>bla</italic><sub>NDM</sub><sub>&#x2013;</sub><sub>1</sub>-positive multi-replicon plasmids, both containing IncHI1A and IncHI1B(R27) replicons, were grouped into the clade V cluster (<xref ref-type="fig" rid="F2">Figure 2</xref>). They both carried the P-type <italic>oriT</italic>s, T4CPs of the TrwB/TraD subfamily, and Tra_F type of T4SS gene clusters (<xref ref-type="fig" rid="F2">Figure 2</xref> and <xref ref-type="supplementary-material" rid="DS1">Supplementary Figure 6</xref>). One plasmid of <italic>E. coli</italic> ST7505 was found to carry a relaxase of the MOB<sub>H</sub> family; the other plasmid of <italic>E. coli</italic> ST410 was not able to identify the relaxase gene in the genome of the plasmid. The two members of Clade V were geographically distributed in Ghana and New Zealand, respectively (both human origin) (<xref ref-type="fig" rid="F4">Figure 4</xref> and <xref ref-type="supplementary-material" rid="TS2">Supplementary Table 3</xref>).</p>
<p>Clade VI: All 13 plasmids grouped into the clade VI cluster of the phylogenetic tree were found to carry <italic>bla</italic><sub>NDM</sub><sub>&#x2013;</sub><sub>1</sub> gene (<xref ref-type="fig" rid="F2">Figure 2</xref>). All plasmids belonging to Clade VI were identified as IncC plasmids, including 12 single-replicon plasmids with IncC replicon and one multi-replicon plasmid with four replicons (IncC, IncFIA, IncFIB(AP001918), and IncFII). For the conjugative transfer modules, most of the plasmids belonging to Clade VI carry the A/C-type <italic>oriT</italic>s, relaxases of MOB<sub>H</sub> family and T4CPs of VirD4/TraG subfamily. All 13 clade VI plasmids carrying <italic>bla</italic><sub>NDM</sub><sub>&#x2013;</sub><sub>1</sub> were found to have Tra_F type T4SS gene clusters (<xref ref-type="fig" rid="F2">Figures 2</xref>, <xref ref-type="fig" rid="F5">5</xref>). No prevalent STs of <italic>E. coli</italic> host strains containing all Clade VI plasmids were found. The members of Clade VI were mainly geographically distributed in the United States and China (human origin) (<xref ref-type="fig" rid="F4">Figure 4</xref> and <xref ref-type="supplementary-material" rid="TS3">Supplementary Table 3</xref>).</p>
<fig id="F5" position="float">
<label>FIGURE 5</label>
<caption><p>Conjugative transfer modules of 13 <italic>bla</italic><sub>NDM</sub><sub>&#x2013;</sub><sub>1</sub>-positive IncC plasmids grouped into the clade VI and the sequence logos of the flanking conserved regions of the <italic>nic</italic> sites of A/C-type <italic>oriT</italic> regions.</p></caption>
<graphic mimetype="image" mime-subtype="tiff" xlink:href="fmicb-12-729952-g005.tif"/>
</fig>
<p>Clade VII: Nine <italic>bla</italic><sub>NDM</sub><sub>&#x2013;</sub><sub>5</sub>-positive IncF plasmids were classified into clade VII (<xref ref-type="fig" rid="F2">Figure 2</xref>). All the plasmids belonging to Clade VII were found to contain both replicon IncFIA and replicon IncFIB(AP001918), including two main kinds of replication combination modes: four plasmids with replicons IncFIA + IncFIB(AP001918) + IncFII + IncFII and four plasmids with replicons IncFIA + IncFIB(AP001918) + IncFII(pAMA1167-NDM-5) + IncQ1. Moreover, no conjugative transfer modules were found in the nine plasmids belonging to Clade VII, indicating that the nine plasmids should be non-transferable plasmids. The STs of <italic>E. coli</italic> host strains containing Clade VII plasmids were distributed into ST167 and ST410. The members of clade VII were mainly geographically distributed in Switzerland (<xref ref-type="fig" rid="F4">Figure 4</xref>). In addition, clade VII members were also sporadically discovered in Myanmar, Korea, and Denmark. Clade VII plasmids included the human and animal origin (<xref ref-type="supplementary-material" rid="TS3">Supplementary Table 3</xref>).</p>
<p>Clade VIII: A total of 29 plasmids were identified in the Clade VIII cluster, accounting for approximately 25.4% of all 114 <italic>bla</italic><sub>NDM</sub>-positive plasmids, which is the clade with the second largest number among all eights clades (<xref ref-type="fig" rid="F2">Figure 2</xref>). Most (86.2%) of the plasmids grouped into clade VIII were found to carry <italic>bla</italic><sub>NDM</sub><sub>&#x2013;</sub><sub>5</sub> gene. All plasmids below Clade VIII were IncF plasmids, with replicon IncFII as the most common replicons. For the conjugative transfer modules, all the plasmids belonging to Clade VIII carry the F-type <italic>oriT</italic>s and Tra_F type of T4SS gene clusters (<xref ref-type="fig" rid="F2">Figures 2</xref>, <xref ref-type="fig" rid="F3">3B</xref>). Almost all the plasmids of Clade VIII had relaxases of the MOB<sub>F</sub> family and T4CPs of the VirD4/TraG subfamily. The STs of <italic>E. coli</italic> host strains containing all Clade VIII plasmids were distributed in ST167, ST101, ST44, ST410 etc. For the clade with the second largest number, Clade VIII, its members were widely distributed all over the world, including East Asia, India, the United States, and some European countries (e.g., Germany, Switzerland, and the Czech Republic) (<xref ref-type="fig" rid="F4">Figure 4</xref>). Most of the Clade VIII plasmids were the human origin, few were animal and environment origin (<xref ref-type="supplementary-material" rid="TS3">Supplementary Table 3</xref>).</p>
<p>We also analyzed the 6054 plasmids of <italic>E. coli</italic> downloaded from the NCBI RefSeq database, both with and without host strains. The results indicated that 301 <italic>bla</italic><sub>NDM</sub>-positive plasmids were identified from the 6054 plasmids of <italic>E. coli</italic> (<xref ref-type="supplementary-material" rid="DS1">Supplementary Figure 7</xref>). We explored the distribution of the above eight representative plasmid patterns carrying <italic>bla</italic><sub>NDM</sub> genes of <italic>E. coli</italic> in the 301 <italic>bla</italic><sub>NDM</sub>-positive plasmids. For the <italic>bla</italic><sub>NDM</sub><sub>&#x2013;</sub><sub>5</sub> gene, it was mainly carried by the IncX3 plasmids (Clade I pattern) and IncF plasmids (Clade VII and Clade VIII patterns), consistent with the results based on the 114 <italic>bla</italic><sub>NDM</sub>-positive plasmids with hosts. The IncN plasmids (including IncN2 and IncN replicons) were found to mainly carry the <italic>bla</italic><sub>NDM</sub><sub>&#x2013;</sub><sub>1</sub> gene (Clade II pattern) in the 301 <italic>bla</italic><sub>NDM</sub>-positive plasmids, consistent with the results from the 114 <italic>bla</italic><sub>NDM</sub>-positive plasmids with hosts. The <italic>bla</italic><sub>NDM</sub><sub>&#x2013;</sub><sub>4</sub> gene was carried sporadically by IncF, IncX, and IncR plasmids, not limited to the Clade III pattern from the 114 <italic>bla</italic><sub>NDM</sub>-positive plasmids with hosts. The IncM2 plasmids were found to carry the <italic>bla</italic><sub>NDM</sub><sub>&#x2013;</sub><sub>1</sub> gene (Clade IV pattern) in the 301 <italic>bla</italic><sub>NDM</sub>-positive plasmids, consistent with the results of <italic>bla</italic><sub>NDM</sub>-positive plasmids with hosts. For the IncHI1 and IncHI2 from the 301 <italic>bla</italic><sub>NDM</sub>-positive plasmids, they were found to carry not only the <italic>bla</italic><sub>NDM</sub><sub>&#x2013;</sub><sub>1</sub> (Clade V pattern) but also the <italic>bla</italic><sub>NDM</sub><sub>&#x2013;</sub><sub>5</sub> gene. The IncC plasmids were found to carry the <italic>bla</italic><sub>NDM</sub><sub>&#x2013;</sub><sub>1</sub> gene (Clade VI pattern) in the 301 <italic>bla</italic><sub>NDM</sub>-positive plasmids, consistent with the conclusion from <italic>bla</italic><sub>NDM</sub>-positive plasmids with hosts.</p>
</sec>
</sec>
<sec sec-type="discussion" id="S4">
<title>Discussion</title>
<p>NDM carbapenemases are a rapidly emerging and troublesome family of &#x03B2;-lactamases (<xref ref-type="bibr" rid="B24">P&#x00E9;rez-V&#x00E1;zquez et al., 2019</xref>; <xref ref-type="bibr" rid="B29">Sugawara et al., 2019</xref>; <xref ref-type="bibr" rid="B13">Han et al., 2020</xref>). To explore the relationships among plasmids, <italic>bla</italic><sub>NDM</sub> genes, and hosts in <italic>E. coli</italic>, we systematically analyzed the profiles of resistance determinants, replicon typing, and comparative analysis of 3786 plasmids from 1346 complete whole genomes of <italic>E. coli</italic> from the GenBank database. Overall, 114 <italic>bla</italic><sub>NDM</sub>-positive plasmids from 113 <italic>E. coli</italic> strains were identified.</p>
<p>Variants of <italic>bla</italic><sub>NDM</sub> included in the 114 <italic>bla</italic><sub>NDM</sub>-positive plasmids in our study were classified into eight types. The <italic>bla</italic><sub>NDM</sub><sub>&#x2013;</sub><sub>5</sub>-carrying plasmids were the most common <italic>bla</italic><sub>NDM</sub>-positive plasmids and accounted for 64.0% of the 114 <italic>bla</italic><sub>NDM</sub>-positive plasmids, followed by <italic>bla</italic><sub>NDM</sub><sub>&#x2013;</sub><sub>1</sub>-positive plasmids (24.6%) and <italic>bla</italic><sub>NDM</sub><sub>&#x2013;</sub><sub>7</sub>-positive plasmids (6.1%). <italic>bla</italic><sub>NDM</sub><sub>&#x2013;</sub><sub>1</sub> was first identified on a 180-kb plasmid of <italic>K. pneumoniae</italic> strain 05-506 and on a 140-kb plasmid carried by <italic>E. coli</italic> strain NF-NDM-1, both isolated from a Swedish patient who had been hospitalized in New Delhi, India, in 2008 (<xref ref-type="bibr" rid="B32">Yong et al., 2009</xref>). The variant NDM-5 was first detected in a strain of <italic>E. coli</italic> EC405 belonging to ST648, isolated from a 41-year-old patient in the United Kingdom with a history of travel to the Indian subcontinent, and <italic>bla</italic><sub>NDM</sub><sub>&#x2013;</sub><sub>5</sub> was localized to an IncF plasmid with a length &#x003E; 100 kb (<xref ref-type="bibr" rid="B14">Hornsey et al., 2011</xref>). The variant NDM-7 was first detected in a strain of <italic>E. coli</italic> ST599, isolated from the rectum, throat, and infected wounds of a Yemeni patient admitted to the Frankfurt University Hospital of Germany, and <italic>bla</italic><sub>NDM</sub><sub>&#x2013;</sub><sub>7</sub> was localized on a self-transferable IncX3 plasmid of 60 kb (<xref ref-type="bibr" rid="B11">G&#x00F6;ttig et al., 2013</xref>).</p>
<p>Among the 114 <italic>bla</italic><sub>NDM</sub>-positive plasmids in <italic>E. coli</italic>, 112 were successfully identified by their replicon types, and mainly classified into IncX3, IncF, and IncC plasmids. Our results also indicated that the 112 <italic>bla</italic><sub>NDM</sub>-positive plasmids contained 83 single-replicon plasmids and 29 multi-replicon plasmids.</p>
<p>IncX3 plasmids have been reported to carry various carbapenemase genes in CRE worldwide (<xref ref-type="bibr" rid="B20">Mouftah et al., 2019</xref>). Herein, our work indicated that the IncX3 plasmids were the most prevalent single-replicon plasmids among the 114 <italic>bla</italic><sub>NDM</sub>-positive plasmids in <italic>E. coli</italic>, which were observed to be the predominant carriers of <italic>bla</italic><sub>NDM</sub><sub>&#x2013;</sub><sub>5</sub> genes, distributed in Clade I of the phylogenetic profiles constructed by the 114 <italic>bla</italic><sub>NDM</sub>-positive plasmids of <italic>E. coli</italic>. Common types of <italic>E. coli</italic> strains containing <italic>bla</italic><sub>NDM</sub><sub>&#x2013;</sub><sub>5</sub>-positive IncX3 plasmids were ST167, ST410, and ST48, located in East Asia (especially China) and the United States.</p>
<p>In our study, multi-replicon IncF plasmids, especially the plasmids with IncFII replicon, were another common carrier of <italic>bla</italic><sub>NDM</sub><sub>&#x2013;</sub><sub>5</sub> genes, which were distributed in Clade VII and Clade VIII of the phylogenetic profiles of the 114 <italic>bla</italic><sub>NDM</sub>-positive plasmids of <italic>E. coli</italic>, members of the former were identified as the non-transferable plasmids and those of the latter were identified as the conjugative plasmids. The IncF plasmids, widely distributed in Enterobacteriaceae, are known as conjugative plasmids that contribute to the carriage and spread of AMR genes (<xref ref-type="bibr" rid="B6">Carattoli, 2011</xref>), similar to Clade VIII of the phylogenetic profiles of the 114 <italic>bla</italic><sub>NDM</sub>-positive plasmids of <italic>E. coli</italic> in our own study. However, in our study, we also found nine <italic>bla</italic><sub>NDM</sub><sub>&#x2013;</sub><sub>5</sub>-positive IncF plasmids without any classical conjugative transfer modules, classified into Clade VII of the phylogenetic patterns of the 114 <italic>bla</italic><sub>NDM</sub>-positive plasmids of <italic>E. coli</italic>, which were identified as non-transferable plasmids. The nine non-transferable IncF plasmids of Clade VII were distributed in the <italic>E. coli</italic> strains of ST167 (four plasmids) and ST410 (five plasmids), mainly located in Switzerland. The <italic>bla</italic><sub>NDM</sub>-positive IncF plasmids in <italic>E. coli</italic> grouped into Clade VIII, which were the classical conjugative plasmids, mainly distributed in the <italic>E. coli</italic> strains of ST167 and geographically distributed worldwide (East Asia, India, the United States, and some European countries).</p>
<p>IncC plasmids, almost all single-replicon plasmids, were observed to be the predominant carriers of <italic>bla</italic><sub>NDM</sub><sub>&#x2013;</sub><sub>1</sub> genes in <italic>E. coli</italic>, which were grouped into Clade VI of the phylogenetic profiles constructed by the 114 <italic>bla</italic><sub>NDM</sub>-positive plasmids of <italic>E. coli</italic> in this study. <italic>E. coli</italic> strains containing <italic>bla</italic><sub>NDM</sub><sub>&#x2013;</sub><sub>1</sub>-positive IncC plasmids belonged to a variety of STs, and no predominant STs were found, which were mainly geographically distributed in the United States and China. Other types of <italic>bla</italic><sub>NDM</sub><sub>&#x2013;</sub><sub>1</sub>-carrying plasmids included IncM2, IncN2, IncHI1, IncX3, and IncF. The large, broad host range IncC plasmids are important contributors to the spread of key antibiotic resistance genes, and over 200 complete sequences of IncC plasmids have been reported (<xref ref-type="bibr" rid="B2">Ambrose et al., 2018</xref>).</p>
<p>Bacterial mobile genetic elements, such as conjugative plasmids and transposons, have been highlighted as important vehicles for the dissemination of AMR, which play a central role in facilitating horizontal genetic exchange and therefore promoting the acquisition and spread of resistance genes (<xref ref-type="bibr" rid="B23">Partridge et al., 2018</xref>; <xref ref-type="bibr" rid="B15">Jiang et al., 2020</xref>). Currently, the genetic context of <italic>bla</italic><sub>NDM</sub> is mainly focused on the insertion sequences and transposons, for example, IS<italic>Aba125</italic>, IS<italic>26</italic>, and the composite transposon Tn<italic>125</italic> (<xref ref-type="bibr" rid="B32">Yong et al., 2009</xref>; <xref ref-type="bibr" rid="B11">G&#x00F6;ttig et al., 2013</xref>; <xref ref-type="bibr" rid="B23">Partridge et al., 2018</xref>; <xref ref-type="bibr" rid="B31">Wu and Feng, 2019</xref>). In fact, conjugation is a dominant mechanism of HGT, and bacterial genome comparisons highlight conjugative and mobilizable elements as vehicles for dissemination of pathogenesis and AMR determinants (<xref ref-type="bibr" rid="B25">Ramsay and Firth, 2017</xref>). Reports on the distribution of various conjugative and mobilizable <italic>bla</italic><sub>NDM</sub>-positive carbapenem-resistant plasmids in <italic>E. coli</italic> and their conjugative transfer modules are currently scarce. Herein, we performed a comprehensive analysis and comparison of the conjugative transfer modules located on the 114 <italic>bla</italic><sub>NDM</sub>-positive plasmids using the software oriTfinder (<xref ref-type="bibr" rid="B19">Li et al., 2018</xref>), the database oriTDB (<xref ref-type="bibr" rid="B19">Li et al., 2018</xref>) and the database SecReT4 (<xref ref-type="bibr" rid="B4">Bi et al., 2013</xref>). The oriTDB database recorded nine types of plasmid-borne <italic>oriT</italic><sup><xref ref-type="fn" rid="footnote10">10</xref></sup> (<xref ref-type="bibr" rid="B19">Li et al., 2018</xref>). In our study, five types of <italic>oriT</italic> regions were identified, including A/C-type <italic>oriT</italic>s in conjugative IncC plasmids carrying <italic>bla</italic><sub>NDM</sub><sub>&#x2013;</sub><sub>1</sub> genes, F-type <italic>oriT</italic>s in conjugative IncF plasmids bearing <italic>bla</italic><sub>NDM</sub><sub>&#x2013;</sub><sub>5</sub> genes, L/M-type <italic>oriT</italic>s in mostly <italic>bla</italic><sub>NDM</sub><sub>&#x2013;</sub><sub>1</sub>-positive conjugative IncM2 plasmids, N-type <italic>oriT</italic>s in both <italic>bla</italic><sub>NDM</sub><sub>&#x2013;</sub><sub>1</sub>-positive conjugative IncN2 plasmids and <italic>bla</italic><sub>NDM</sub><sub>&#x2013;</sub><sub>4</sub>-positive mobilizable plasmids with IncFIA(HI1) replicon, as well as P-type <italic>oriT</italic>s in <italic>bla</italic><sub>NDM</sub><sub>&#x2013;</sub><sub>1</sub>-positive conjugative IncHI1 plasmids. The oriTDB database recorded eight main relaxase families<sup><xref ref-type="fn" rid="footnote11">11</xref></sup> (<xref ref-type="bibr" rid="B19">Li et al., 2018</xref>), and four relaxase families were found in our study. Relaxases belonging to the MOB<sub>P</sub> family were found in conjugative IncX3 plasmids and most of the conjugative IncM2 plasmids; Relaxases of MOB<sub>F</sub> family were found in conjugative IncF plasmids and IncN2 conjugative plasmids; MOB<sub>F</sub> relaxases were mostly found in conjugative IncC plasmids; the only one relaxase belonging to MOB<sub>C</sub> was found in one conjugative IncF plasmid. The oriTDB database recorded two main subfamilies of T4CPs<sup><xref ref-type="fn" rid="footnote12">12</xref></sup> (<xref ref-type="bibr" rid="B19">Li et al., 2018</xref>). In our study, most T4CPs of conjugative IncX3, IncC, and IncF plasmids belong to the VirD4/TraG subfamily, while the T4CPs of conjugative IncN2, IncM2, and IncHI1 plasmids belong to the TrwB/TraD subfamily. The database SecReT4 collected the five main types of T4SS gene clusters, including 18 kinds of systems<sup><xref ref-type="fn" rid="footnote13">13</xref></sup> (<xref ref-type="bibr" rid="B4">Bi et al., 2013</xref>). Our study demonstrated that four kinds of T4SS gene clusters were found in the <italic>bla</italic><sub>NDM</sub>-positive plasmids of <italic>E. coli</italic>, including the Tra_F-type of T4SS distributed in the conjugative IncF, IncC, and IncHI1 plasmids, VirB-type T4SS distributed in the conjugative IncX3 plasmids, Tra_I-type of T4SS mostly in conjugative IncM2 plasmids, Trw-type of T4SS in conjugative IncN2 plasmids.</p>
</sec>
<sec sec-type="conclusion" id="S5">
<title>Conclusion</title>
<p>In this study, we analyzed the variants of <italic>bla</italic><sub>NDM</sub>, replicon types, phylogenetic patterns, conjugative transfer modules, host STs, and geographical distributions of the 114 <italic>bla</italic><sub>NDM</sub>-positive plasmids, from 3786 plasmids within 1346 complete whole genomes of <italic>E. coli</italic> from the GenBank database. Eight variants of <italic>bla</italic><sub>NDM</sub> were found among the 114 <italic>bla</italic><sub>NDM</sub>-positive plasmids, with <italic>bla</italic><sub>NDM</sub><sub>&#x2013;</sub><sub>5</sub> and <italic>bla</italic><sub>NDM</sub><sub>&#x2013;</sub><sub>1</sub> as the most dominant. The variant <italic>bla</italic><sub>NDM</sub><sub>&#x2013;</sub><sub>5</sub> was mainly carried by the IncX3 plasmids and IncF plasmids in <italic>E. coli</italic>, the former were mainly geographically distributed in East Asia (especially in China) and the United States, and the latter were widely distributed all over the world, including East Asia, Southeast Asia, India, the United States, and some European countries. IncC plasmids were observed to be the predominant carriers of <italic>bla</italic><sub>NDM</sub><sub>&#x2013;</sub><sub>1</sub> genes in <italic>E. coli</italic>, which were mainly geographically distributed in the United States and China. Other <italic>bla</italic><sub>NDM</sub><sub>&#x2013;</sub><sub>1</sub>-carrying plasmids also included IncM2 (mainly geographically distributed in the United Kingdom), IncN2 (distributed in Thailand), and IncHI1 (in Ghana and New Zealand). In addition, the overall picture of the conjugative and mobilizable <italic>bla</italic><sub>NDM</sub>-positive plasmids in <italic>E. coli</italic> was described in our study. The eight representative plasmid patterns carrying <italic>bla</italic><sub>NDM</sub> genes of <italic>E. coli</italic> was also validated with a larger data set (6054 plasmids of <italic>E. coli</italic> downloaded from the NCBI RefSeq database). This study provides important insights into the phylogeny and evolution of <italic>bla</italic><sub>NDM</sub>-positive <italic>E. coli</italic> plasmids and further addresses their role in the acquisition and spread of resistance genes. However, the genetic diversity and characteristics of <italic>bla</italic><sub>NDM</sub> -positive plasmids in other Enterobacteriaceae species need further study in the future.</p>
</sec>
<sec sec-type="data-availability" id="S6">
<title>Data Availability Statement</title>
<p>The original contributions presented in the study are included in the article/<xref ref-type="supplementary-material" rid="DS1">Supplementary Material</xref>, further inquiries can be directed to the corresponding author/s.</p>
</sec>
<sec id="S7">
<title>Author Contributions</title>
<p>ZLZ and ZLZ conceived the project. ZRZ and XBL analyzed all the data and wrote the manuscript. WL, GY, and WN performed data acquisition. MZ and LL provided some suggestions for manuscript writing. HG and XDL reviewed and edited the manuscript. All authors read and approved the final manuscript.</p>
</sec>
<sec sec-type="COI-statement" id="conf1">
<title>Conflict of Interest</title>
<p>The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.</p>
</sec>
<sec sec-type="disclaimer" id="s10">
<title>Publisher&#x2019;s Note</title>
<p>All claims expressed in this article are solely those of the authors and do not necessarily represent those of their affiliated organizations, or those of the publisher, the editors and the reviewers. Any product that may be evaluated in this article, or claim that may be made by its manufacturer, is not guaranteed or endorsed by the publisher.</p>
</sec>
</body>
<back>
<sec sec-type="funding-information" id="S8">
<title>Funding</title>
<p>This work was supported financially by the grants from the State Key Development Program for Basic Research of China (Grant No. 2017YFA0205200), the National Natural Science Foundation of China (Grant Nos. 81901857 and 82002170), the Xiangshan Talent Project of Zhuhai People&#x2019;s Hospital (Grant No. 2020XSYC-02), and the Natural Science Foundation of Guangdong Province of China (Grant No. 2021A1515010697).</p>
</sec>
<sec id="S9" sec-type="supplementary-material">
<title>Supplementary Material</title>
<p>The Supplementary Material for this article can be found online at: <ext-link ext-link-type="uri" xlink:href="https://www.frontiersin.org/articles/10.3389/fmicb.2021.729952/full#supplementary-material">https://www.frontiersin.org/articles/10.3389/fmicb.2021.729952/full#supplementary-material</ext-link></p>
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<supplementary-material xlink:href="Data_Sheet_2.PDF" id="DS2" mimetype="application/pdf" xmlns:xlink="http://www.w3.org/1999/xlink"/>
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