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<front>
<journal-meta>
<journal-id journal-id-type="publisher-id">Front. Pediatr.</journal-id>
<journal-title>Frontiers in Pediatrics</journal-title>
<abbrev-journal-title abbrev-type="pubmed">Front. Pediatr.</abbrev-journal-title>
<issn pub-type="epub">2296-2360</issn>
<publisher>
<publisher-name>Frontiers Media S.A.</publisher-name>
</publisher>
</journal-meta>
<article-meta>
<article-id pub-id-type="doi">10.3389/fped.2014.00069</article-id>
<article-categories>
<subj-group subj-group-type="heading">
<subject>Pediatrics</subject>
<subj-group>
<subject>Perspective Article</subject>
</subj-group>
</subj-group>
</article-categories>
<title-group>
<article-title>Potential Therapeutic Use of the Ketogenic Diet in Autism Spectrum Disorders</article-title>
</title-group>
<contrib-group>
<contrib contrib-type="author" corresp="yes">
<name><surname>Napoli</surname> <given-names>Eleonora</given-names></name>
<xref ref-type="aff" rid="aff1"><sup>1</sup></xref>
<xref ref-type="corresp" rid="cor1">&#x0002A;</xref>
<uri xlink:href="http://frontiersin.org/people/u/115841"/>
</contrib>
<contrib contrib-type="author">
<name><surname>Due&#x000F1;as</surname> <given-names>Nadia</given-names></name>
<xref ref-type="aff" rid="aff1"><sup>1</sup></xref>
<uri xlink:href="http://frontiersin.org/people/u/163412"/>
</contrib>
<contrib contrib-type="author">
<name><surname>Giulivi</surname> <given-names>Cecilia</given-names></name>
<xref ref-type="aff" rid="aff1"><sup>1</sup></xref>
<xref ref-type="aff" rid="aff2"><sup>2</sup></xref>
<uri xlink:href="http://frontiersin.org/people/u/77782"/>
</contrib>
</contrib-group>
<aff id="aff1"><sup>1</sup><institution>Department of Molecular Biosciences, University of California Davis</institution>, <addr-line>Davis, CA</addr-line>, <country>USA</country></aff>
<aff id="aff2"><sup>2</sup><institution>Medical Investigations of Neurodevelopmental Disorders (M. I. N. D.) Institute</institution>, <addr-line>Sacramento, CA</addr-line>, <country>USA</country></aff>
<author-notes>
<fn fn-type="edited-by"><p>Edited by: Roberto Canitano, University Hospital of Siena, Italy</p></fn>
<fn fn-type="edited-by"><p>Reviewed by: Richard Eugene Frye, Children&#x02019;s Hospital Boston/Harvard University, USA; Daniel Rossignol, Rossignol Medical Center, USA</p></fn>
<corresp content-type="corresp" id="cor1">&#x0002A;Correspondence: Eleonora Napoli, Department of Molecular Biosciences, University of California Davis, One Shields Avenue, Davis, CA 95616, USA e-mail: <email>enapoli&#x00040;ucdavis.edu</email></corresp>
<fn fn-type="other" id="fn001"><p>This article was submitted to Child and Neurodevelopmental Psychiatry, a section of the journal Frontiers in Pediatrics.</p></fn>
</author-notes>
<pub-date pub-type="epub">
<day>30</day>
<month>06</month>
<year>2014</year>
</pub-date>
<pub-date pub-type="collection">
<year>2014</year>
</pub-date><volume>2</volume>
<elocation-id>69</elocation-id>
<history>
<date date-type="received">
<day>30</day>
<month>05</month>
<year>2014</year>
</date>
<date date-type="accepted">
<day>17</day>
<month>06</month>
<year>2014</year>
</date>
</history>
<permissions>
<copyright-statement>Copyright &#x000A9; 2014 Napoli, Due&#x000F1;as and Giulivi.</copyright-statement>
<copyright-year>2014</copyright-year>
<license license-type="open-access" xlink:href="http://creativecommons.org/licenses/by/3.0/"><p>This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) or licensor are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.</p></license>
</permissions>
<abstract>
<p>The ketogenic diet (KGD) has been recognized as an effective treatment for individuals with glucose transporter 1 (GLUT1) and pyruvate dehydrogenase (PDH) deficiencies as well as with epilepsy. More recently, its use has been advocated in a number of neurological disorders prompting a newfound interest in its possible therapeutic use in autism spectrum disorders (ASD). One study and one case report indicated that children with ASD treated with a KGD showed decreased seizure frequencies and exhibited behavioral improvements (i.e., improved learning abilities and social skills). The KGD could benefit individuals with ASD affected with epileptic episodes as well as those with either PDH or mild respiratory chain (RC) complex deficiencies. Given that the mechanism of action of the KGD is not fully understood, caution should be exercised in ASD cases lacking a careful biochemical and metabolic characterization to avoid deleterious side effects or refractory outcomes.</p>
</abstract>
<kwd-group>
<kwd>epilepsy</kwd>
<kwd>autism spectrum disorders</kwd>
<kwd>dietary intervention</kwd>
<kwd>mitochondria</kwd>
<kwd>bioenergetics</kwd>
<kwd>ketogenic diet</kwd>
<kwd>oxidative stress</kwd>
</kwd-group>
<counts>
<fig-count count="1"/>
<table-count count="1"/>
<equation-count count="0"/>
<ref-count count="136"/>
<page-count count="9"/>
<word-count count="8252"/>
</counts>
</article-meta>
</front>
<body>
<sec id="S1">
<title>Biochemistry of the KGD</title>
<p>The ketogenic diet (KGD) is a nutritional approach constituted by high-fat content with adequate protein amount for growth but insufficient levels of carbohydrates for metabolic needs (<xref ref-type="bibr" rid="B1">1</xref>), thus forcing the body to primarily use fat as a fuel source. The original KGD was designed as 4:1 lipid:non-lipid (carbohydrate plus protein) ratio with 80% fat, 15% protein, and 5% carbohydrate. Most of the fat is provided as long-chain triglycerides, composing &#x0007E;80% of the estimated caloric dietary requirement (<xref ref-type="bibr" rid="B2">2</xref>). To date, several modifications to the original KGD have been introduced such as lowering the lipid:non-lipid ratio (<xref ref-type="bibr" rid="B3">3</xref>) and decreasing the caloric intake from fat (&#x0007E;60&#x02013;70%) with either no restriction in calorie amount with unlimited protein and fat intake (modified Atkins diet) (<xref ref-type="bibr" rid="B4">4</xref>, <xref ref-type="bibr" rid="B5">5</xref>), or with fat provided as triglycerides esterified with medium-chain fatty acids (FA) (to overcome deficits in carnitine metabolism; medium-chain triglyceride diet) (<xref ref-type="bibr" rid="B6">6</xref>).</p>
<p>The hormonal changes associated with a KGD include changes in circulating insulin (due to insulin reduction in response to decreasing plasma glucose) and/or leptin (<xref ref-type="bibr" rid="B7">7</xref>&#x02013;<xref ref-type="bibr" rid="B9">9</xref>), thus limiting glucose utilization. Under normal conditions, FA mobilized from adipose tissue are catabolized to acetyl coenzyme A (CoA) via &#x003B2;-oxidation, and then oxidized to CO<sub>2</sub> and H<sub>2</sub>O in the Krebs&#x02019; cycle. However, when an imbalance is created between the rate of FA mobilization and the capacity of the Krebs&#x02019; cycle to process acetylCoA (e.g., low-carbohydrate and/or protein diet), the liver converts the excess of acetylCoA into ketone bodies (KB), namely acetoacetate (ACA) and <sc>d</sc>-&#x003B2;-hydroxybutyrate (BHB). A significant fraction of acetone (&#x0007E;30%), the product of the spontaneous decarboxylation of ACA, is found in urine, sweat, and breath (<xref ref-type="bibr" rid="B10">10</xref>, <xref ref-type="bibr" rid="B11">11</xref>). KB are utilized as fuel by peripheral tissues sparing glucose and muscle wasting. They generate a comparable amount of energy to protein or carbohydrates (2.7 vs. 4&#x02009;kcal/g) and, unlike FA, KB can cross the blood&#x02013;brain barrier (<xref ref-type="bibr" rid="B12">12</xref>) constituting the main fuel sources for the brain during fasting periods (<xref ref-type="bibr" rid="B13">13</xref>). Most ATP from BHB is via Complex I (70&#x02013;80%), with the rest via Complex II (<xref ref-type="bibr" rid="B14">14</xref>). The low-carbohydrate intake forces the body to sustain systemic glycemia by hepatic gluconeogenesis from non-carbohydrate precursors (e.g., lactate, glucogenic amino acids, and glycerol).</p>
<p>At the center of intermediary metabolism reside mitochondria. These dynamic organelles whose morphology, composition, and function adapt to changes in response to pathological and physiological signals respond to nutritional variations such as those introduced by KGD. Several reports in the literature document changes in mitochondrial number or function in a variety of biological systems, from <italic>in vitro</italic> to <italic>in vivo</italic>, when exposed to KGD or KGD-mimetics (Table <xref ref-type="table" rid="T1">1</xref>).</p>
<table-wrap position="float" id="T1">
<label>Table 1</label>
<caption>
<p><bold>Examples extracted from the literature on effects of KGD on mitochondrial function with the potential to benefit ASD symptoms</bold>.</p></caption>
<table frame="hsides" rules="groups">
<thead>
<tr>
<th align="left">Experimental model</th>
<th align="left">Diet/treatment</th>
<th align="left">KGD-dependent effects</th>
<th align="left">Source</th>
</tr>
</thead>
<tbody>
<tr>
<td align="left" colspan="4" style="background-color:DarkGray;"><bold>OUTCOMES RELATED TO ENERGY RESERVES AND/OR ENERGY-SENSING PATHWAYS</bold></td>
</tr>
<tr>
<td align="left">Rat hippocampus</td>
<td align="left">Young rats fed KGD for 9&#x02009;weeks</td>
<td align="left">Increased gene expression of mt genes; 46% increase in mitochondria number with no changes in citrate synthase or any other mt enzymatic activity; [PCr]/[Cr] higher (due to lower [Cr])</td>
<td align="left">Bough et al. (<xref ref-type="bibr" rid="B15">15</xref>)</td>
</tr>
<tr>
<td align="left">Rat hippocampus</td>
<td align="left">Young rats fed KGD for 1&#x02009;month</td>
<td align="left">Decreased (&#x02212;30%) body weight than controls; few mt genes overexpressed</td>
<td align="left">Noh et al. (<xref ref-type="bibr" rid="B16">16</xref>)</td>
</tr>
<tr>
<td align="left">Rat brain</td>
<td align="left">Fed HFD for 3&#x02009;weeks</td>
<td align="left">[ATP]/[ADP] increased by 12%; lower [Cr] with no changes in [PCr]; lower [cAMP] and [cGMP]</td>
<td align="left">DeVivo et al. (<xref ref-type="bibr" rid="B17">17</xref>)</td>
</tr>
<tr>
<td align="left">Rat hippocampus</td>
<td align="left">Slices from rat hippocampus (4&#x02013;7&#x02009;weeks) with BHB and ACA each at 0.5 or 1&#x02009;mM</td>
<td align="left">KB prevented rotenone- and 3NP-dependent decrease in ATP and decreased 3NP-dependent ROS production</td>
<td align="left">Kim do et al. (<xref ref-type="bibr" rid="B18">18</xref>)</td>
</tr>
<tr>
<td align="left">Mouse brain</td>
<td align="left">Mice (8&#x02013;10&#x02009;weeks) treated with <sc>d</sc>-BHB or <sc>l</sc>-BHB via pumps</td>
<td align="left">BHB restored NADH-supported O<sub>2</sub> consumption inhibited by MPP<sup>&#x0002B;</sup>, partly the one inhibited by rotenone; BHB increased mtROS. 70&#x02013;80% ATP from BHB produced via Complex I, the remaining via Complex II</td>
<td align="left">Tieu et al. (<xref ref-type="bibr" rid="B19">19</xref>)</td>
</tr>
<tr>
<td align="left">Rats</td>
<td align="left">CR-KGD for 7&#x02009;days</td>
<td align="left">Body weight loss, increased brain expression of IGFR and GLUT3</td>
<td align="left">Cheng et al. (<xref ref-type="bibr" rid="B14">14</xref>)</td>
</tr>
<tr>
<td align="left">Neuronal human SH&#x02013;SY5Y cell line</td>
<td align="left">FA (C8 or C10) treatment for 1&#x02013;6&#x02009;days</td>
<td align="left">Increased citrate synthase and Complex I activities</td>
<td align="left">Hughes et al. (<xref ref-type="bibr" rid="B20">20</xref>)</td>
</tr>
<tr>
<td align="left">Rat hippocampus and liver</td>
<td align="left">Rats fed with a 6:1 lipid:non-lipid KGD</td>
<td align="left">Delayed occurrence of epileptic episodes via mTOR inhibition</td>
<td align="left">McDaniel et al. (<xref ref-type="bibr" rid="B21">21</xref>)</td>
</tr>
<tr>
<td align="left" colspan="4" style="background-color:DarkGray;"><bold>OUTCOMES RELATED TO NEUROLOGICAL SYMPTOMS/BEHAVIOR WITH RC COMPLEX AND/OR PDH DEFICIENCIES</bold></td>
</tr>
<tr>
<td align="left">Child with Leigh syndrome</td>
<td align="left">KGD</td>
<td align="left">Improvement of cerebral lesions by brain MRI</td>
<td align="left">Wijburg et al. (<xref ref-type="bibr" rid="B22">22</xref>)</td>
</tr>
<tr>
<td align="left">Individuals with PDH deficiency (PDHA1 an PDHX mutations)</td>
<td align="left">KGD (lipid:non-lipid 3:1)</td>
<td align="left">KGD improved only paroxysmal dysfunction</td>
<td align="left">Barnerias et al. (<xref ref-type="bibr" rid="B23">23</xref>)</td>
</tr>
<tr>
<td align="left">Child, idiopathic PDH deficiency</td>
<td align="left">KGD for &#x0007E;3&#x02009;years (lipid:non-lipid 3:1 later switched to 2:1)</td>
<td align="left">Seizure free; improvement in hypotonia, motor development, relationship with environment; poor weight gain, high ketonemia</td>
<td align="left">Di Pisa et al. (<xref ref-type="bibr" rid="B24">24</xref>)</td>
</tr>
<tr>
<td align="left">Children with PDHE1 mutations</td>
<td align="left">KGD (varied degrees of carbohydrate restriction)</td>
<td align="left">Improved longevity and mental development</td>
<td align="left">Wexler et al. (<xref ref-type="bibr" rid="B25">25</xref>)</td>
</tr>
<tr>
<td align="left">Child with PHDX</td>
<td align="left">KGD (lipid:non-lipid 4:1, later switched to 3:1 plus MCT oil)</td>
<td align="left">Weight gain, decreased seizure episodes, improved sociability and activity</td>
<td align="left">El-Gharbawy et al. (<xref ref-type="bibr" rid="B26">26</xref>)</td>
</tr>
<tr>
<td align="left">Children with intractable epilepsy with ETC defects</td>
<td align="left">Age (mean) 45&#x02009;months, KGD (4:1 lipid:non-lipid) for (mean) 18&#x02009;months</td>
<td align="left">Eleven of 14 patients decreased seizure frequency by 50&#x02013;90%; 8 ceased or lowered antiepileptic medications; 8 showed improved cognitive and behavioral functions</td>
<td align="left">Kang et al. (<xref ref-type="bibr" rid="B27">27</xref>)</td>
</tr>
<tr>
<td align="left" colspan="4" style="background-color:DarkGray;"><bold>OUTCOMES RELATED TO MITOCHONDRIAL ANTIOXIDANT DEFENSES AND ROS</bold></td>
</tr>
<tr>
<td align="left">Mouse hippocampus</td>
<td align="left">Young mice fed a 6:1 lipid:non-lipid KGD for 10&#x02013;12 d</td>
<td align="left">Decreased mtROS; increases in UCP expression</td>
<td align="left">Sullivan et al. (<xref ref-type="bibr" rid="B28">28</xref>)</td>
</tr>
<tr>
<td align="left">Rat hippocampus</td>
<td align="left">Adolescent rats, KGD (78% lipid, 0.76% carbs) for 1, 3&#x02009;days or 1, 3&#x02009;weeks</td>
<td align="left">KGD-induced initial mild oxidative stress, activation of Nrf2 pathway</td>
<td align="left">Milder et al. (<xref ref-type="bibr" rid="B29">29</xref>)</td>
</tr>
<tr>
<td align="left">Rat cortex, cerebellum, and hippocampus</td>
<td align="left">Adolescent rats fed with KGD or BHB for 3&#x02009;weeks</td>
<td align="left">Increased GPX activity and [GSH]</td>
<td align="left">Ziegler et al. (<xref ref-type="bibr" rid="B30">30</xref>), Jarrett et al. (<xref ref-type="bibr" rid="B31">31</xref>)</td>
</tr>
<tr>
<td align="left">Rat neocortical neurons</td>
<td align="left">Neurons exposed to BHB <italic>in vitro</italic></td>
<td align="left">Decreased Glu-mediated excitotoxicity mtROS production via increased NADH oxidation</td>
<td align="left">Maalouf et al. (<xref ref-type="bibr" rid="B32">32</xref>)</td>
</tr>
<tr>
<td align="left" colspan="4" style="background-color:DarkGray;"><bold>OUTCOMES RELATED TO MITOCHONDRIA-DERIVED NEUROTRANSMITTER METABOLISM</bold></td>
</tr>
<tr>
<td align="left">Mouse forebrain</td>
<td align="left">Ketotic mice fed KGD (50% lipids) for 3&#x02009;days</td>
<td align="left">Increased GABA and Gln production</td>
<td align="left">Yudkoff et al. (<xref ref-type="bibr" rid="B33">33</xref>)</td>
</tr>
<tr>
<td align="left">Cerebrospinal fluid</td>
<td align="left">26 children with refractory epilepsy fed KGD for 6&#x02009;months</td>
<td align="left">Increased [GABA], [taurine], [Ser], and [Gly]. Higher [GABA] ( &#x0003E;50&#x02013;90% seizure reduction)</td>
<td align="left">Dahlin et al. (<xref ref-type="bibr" rid="B34">34</xref>)</td>
</tr>
<tr>
<td align="left">Zebrafish with PDHE1 mutation, lower acetylcholine in inner retina</td>
<td align="left">Larvae fed a mix of lauric/myristic/palmitic acid, and phosphatidyl choline</td>
<td align="left">KGD rescued vision and prolong survival</td>
<td align="left">Maurer et al. (<xref ref-type="bibr" rid="B35">35</xref>)</td>
</tr>
<tr>
<td align="left">SSDAH mouse model</td>
<td align="left">At PND 12 were fed KGD for 20&#x02013;30&#x02009;days</td>
<td align="left">Increased mitochondrial number and size; increased (ATP), no changes in lifespan or neurological outcomes</td>
<td align="left">Nylen et al. (<xref ref-type="bibr" rid="B36">36</xref>)</td>
</tr>
</tbody>
</table>
<table-wrap-foot>
<p><italic>3-NP, 3-nitropropionic acid; AHA, acetoacetate; BHB, &#x003B2;-hydroxybutyrate; CR-KGD, calorie-restricted ketogenic diet; Cr, creatine; Gln, glutamine; Glu, glutamate; Gly, glycine; GPX, glutathione peroxidase; FA, fatty acids; HFD, high-fat diet; IGFR, insulin-like growth factor receptor; Mt, mitochondrial; MCT, medium-chain triglycerides; Nrf2, Nuclear factor-like 2; PCr, phospho-creatine; PND, post-natal day; Ser, serine</italic>.</p>
</table-wrap-foot>
</table-wrap>
</sec>
<sec id="S2">
<title>Therapeutic Use of the Ketogenic Diet in Human Diseases</title>
<p>By providing alternative sources of acetylCoA, KGD is the dietary intervention for inborn genetic disorders in pyruvate dehydrogenase (PDH) and glucose transporter 1 (GLUT1) (Table <xref ref-type="table" rid="T1">1</xref>), proven effective also in other metabolic conditions, including phosphofructokinase deficiency and glycogenosis type V (McArdle disease) (<xref ref-type="bibr" rid="B37">37</xref>). The KGD has also been investigated for the management of neurological disorders such as Alzheimer&#x02019;s and Parkinson&#x02019;s diseases (<xref ref-type="bibr" rid="B38">38</xref>).</p>
<p>Ketogenic diet has been utilized for &#x0003E;80&#x02009;years in epilepsy treatment (<xref ref-type="bibr" rid="B39">39</xref>, <xref ref-type="bibr" rid="B40">40</xref>) especially in children and adolescents (<xref ref-type="bibr" rid="B1">1</xref>, <xref ref-type="bibr" rid="B41">41</xref>) with reduction in seizure frequencies (<xref ref-type="bibr" rid="B2">2</xref>, <xref ref-type="bibr" rid="B42">42</xref>) and improvements in developmental progress (<xref ref-type="bibr" rid="B26">26</xref>).</p>
<p>Evidence supporting the use of the KGD for patients with intractable epilepsy and respiratory chain (RC) complex defects has been reported in which the majority of patients responded with decreased seizure frequencies, regardless of the RC complex defect or magnitude of deficit (<xref ref-type="bibr" rid="B27">27</xref>). The administration of KGD to epileptic patients (<xref ref-type="bibr" rid="B37">37</xref>, <xref ref-type="bibr" rid="B39">39</xref>) has been based on the assumption that KB replace glucose as the major metabolic fuel to the brain, although the precise molecular steps still remain obscure. It has been proposed that KB metabolism is not the primary mechanism of this diet, but rather an outcome of the metabolic shifts that occur with this treatment (<xref ref-type="bibr" rid="B43">43</xref>) and that the anticonvulsant effects of the KGD could result from an altered gene expression profile accompanied by cellular adaptation mechanisms (<xref ref-type="bibr" rid="B15">15</xref>) needed to modify the brain to utilize KB over glucose over time (<xref ref-type="bibr" rid="B39">39</xref>).</p>
</sec>
<sec id="S3">
<title>Therapeutic Use of KGD in ASD</title>
<p>Autism spectrum disorders (ASD) include a complex neurodevelopmental condition characterized by abnormal social interaction, verbal and non-verbal communication, and limited interest in the surrounding environment associated with stereotyped and repetitive behaviors (<xref ref-type="bibr" rid="B44">44</xref>). Limited scientific advances have been made regarding the causes of ASD, with general agreement that both genetic and environmental factors contribute to this disorder (<xref ref-type="bibr" rid="B44">44</xref>&#x02013;<xref ref-type="bibr" rid="B47">47</xref>). ASD has been associated to metabolic dysfunction (<xref ref-type="bibr" rid="B44">44</xref>, <xref ref-type="bibr" rid="B48">48</xref>) and autism is a common trait of epilepsy-associated diseases (<xref ref-type="bibr" rid="B49">49</xref>), and syndromes like Landau&#x02013;Kleffner, Dravet (<xref ref-type="bibr" rid="B50">50</xref>, <xref ref-type="bibr" rid="B51">51</xref>), and Rett (<xref ref-type="bibr" rid="B52">52</xref>, <xref ref-type="bibr" rid="B53">53</xref>). Thus, given the beneficial effects of KGD on epilepsy and increased mitochondrial function, its use has the potential to ameliorate some of the ASD-associated symptoms.</p>
<p>Beneficial effects of KGD in children with ASD symptoms have been reported in two independent studies (<xref ref-type="bibr" rid="B54">54</xref>, <xref ref-type="bibr" rid="B55">55</xref>). The first study evaluated the role of KGD on 30 ASD children (<xref ref-type="bibr" rid="B54">54</xref>). The John Radcliffe diet (a modified medium-chain triglyceride diet with a caloric distribution of 30% in medium-chain triglyceride oil, 30% fresh cream, 11% saturated fat, 19% carbohydrates, and 10% proteins) was administered for 6&#x02009;months, with intervals of 4&#x02009;weeks interrupted by two diet-free weeks. Of the 30 children, 40% did not comply or did not tolerate the diet. From the rest, the two children with the milder autistic behaviors showed the most improvement (as judged by total Childhood Autism Rating Scale score, concentration and learning abilities, and social behavior and interactions), while the rest displayed mild to moderate improvements. Interestingly, the beneficial effects of KGD persisted even after termination of the trial. Six of the children enrolled in this study had a higher baseline ketonemia with no apparent PDH and/or RC deficiencies; but it is not clear if any of the other patients underwent this screening, before and/or after the administration of the diet in addition to the lack of the inclusion of a control diet before administering the KGD to the ASD group or during the trial.</p>
<p>The other study (<xref ref-type="bibr" rid="B55">55</xref>) reports the administration of a gluten-free casein-free modified KGD (1.5:1 lipid:non-lipid ratio; medium-chain and polyunsaturated FA) for 14-months to a 12-year-old child with ASD and seizures with substantial medical comorbidities associated with a family history of metabolic and immune disturbances. Due to the improvements in seizure activity, improved electroencephalogram, cognitive and social skills, language function, and complete resolution of stereotypies, anticonvulsant medication doses were reduced without worsening of seizures. Of note, the administration of the diet was accompanied by a wealth of medications, a significant weight loss, and transitioning to puberty, so it is difficult to assess the sole role of the diet with this clinical background.</p>
<p>In mouse models of ASD [i.e., Rett syndrome (<xref ref-type="bibr" rid="B56">56</xref>), BTBR model (<xref ref-type="bibr" rid="B57">57</xref>), and succinate semialdehyde dehydrogenase (SSADH) deficiency (<xref ref-type="bibr" rid="B36">36</xref>)], the use of the KGD has improved behavioral abnormalities (increased sociability and decreased self-directed repetitive behavior) and/or decreased the number of seizures, normalized ataxia, and increased lifespan of mutant mice. However, while the KGD was originally designed to be administered under controlled caloric intake (<xref ref-type="bibr" rid="B38">38</xref>), most of the mouse studies have been performed under <italic>ad libitum</italic> conditions and/or for a relatively short period [see Ref. (<xref ref-type="bibr" rid="B57">57</xref>)]. Moreover, a ketogenic low-carbohydrate diet does not have a significant metabolic advantage over a non-ketogenic low-carbohydrate diet as judged by equal effects in body weight reduction and decreased insulin resistance; however, the former one was associated with higher inflammatory risk and increased perception of fatigue (<xref ref-type="bibr" rid="B58">58</xref>).</p>
<p>Although the exact molecular mechanisms underlying the effect of the KGD are still under investigation, several scenarios are reported below to explore the potential therapeutic effects of the KGD in ASD.</p>
<sec id="S3-1">
<title>KGD in PDH deficiency</title>
<p>Peripheral blood mononucleated cell (PBMC) from children with high severity scores for ASD has shown impaired PDH activity (<xref ref-type="bibr" rid="B44">44</xref>). The KGD is recommended as an alternative source of the acetylCoA in patients (<xref ref-type="bibr" rid="B37">37</xref>) with pathogenic mutations in PDH- or GLUT1-encoding genes (<xref ref-type="bibr" rid="B22">22</xref>, <xref ref-type="bibr" rid="B25">25</xref>) leading to amelioration of some symptoms (<xref ref-type="bibr" rid="B59">59</xref>, <xref ref-type="bibr" rid="B60">60</xref>) especially in those with milder phenotypes (<xref ref-type="bibr" rid="B25">25</xref>, <xref ref-type="bibr" rid="B61">61</xref>). Thus, the use of the KGD in ASD with PDH deficiencies might prove to be beneficial.</p>
</sec>
<sec id="S3-2">
<title>KGD in &#x003B2;-oxidation defects</title>
<p>Some patients with ASD have been reported to have defects in fatty acid &#x003B2;-oxidation evidenced as long-chain acyl dehydrogenase deficiency (<xref ref-type="bibr" rid="B62">62</xref>) and high concentrations of short or long acyl-carnitines in plasma (<xref ref-type="bibr" rid="B63">63</xref>). Carnitine biosynthesis has been recently identified as a risk factor for ASD (<xref ref-type="bibr" rid="B64">64</xref>). Thus in these cases, it is advisable to limit the use of a high-fat diet or improve its safety by switching to short or medium-chain FA, which do not utilize the carnitine system.</p>
</sec>
<sec id="S3-3">
<title>KGD in mitochondrial biogenesis</title>
<p>The KGD might improve mitochondrial function by enhancing mitochondrial biogenesis in murine models (<xref ref-type="bibr" rid="B15">15</xref>, <xref ref-type="bibr" rid="B65">65</xref>). The medium-chain triglyceride diet (<xref ref-type="bibr" rid="B6">6</xref>) has been shown to produce significant increases in citrate synthase and Complex I activity in SH&#x02013;SY5Y neurons (<xref ref-type="bibr" rid="B20">20</xref>). However, the increases in mitochondrial mass would need to result in an OXPHOS outcome of &#x02265;30% [30% as the limit for minor diagnostic criteria of mitochondrial RC disorder (<xref ref-type="bibr" rid="B66">66</xref>)] for that particular tissue, given that each tissue has a different ATP threshold (<xref ref-type="bibr" rid="B67">67</xref>). Otherwise the increases in mass might not be sufficient to rescue the already impaired ATP production in ASD individuals. Moreover, given the presence of mitochondrial DNA (mtDNA) deletions in PBMC from ASD (<xref ref-type="bibr" rid="B44">44</xref>, <xref ref-type="bibr" rid="B68">68</xref>, <xref ref-type="bibr" rid="B69">69</xref>), the KGD-driven mitochondrial biogenesis may result in an enrichment of defective mitochondria due to the proliferating advantage of damaged or deleted mtDNA over wild-type (<xref ref-type="bibr" rid="B70">70</xref>, <xref ref-type="bibr" rid="B71">71</xref>). Conversely, treatment of cells containing large-scale mtDNA deletions from a patient with Kearns&#x02013;Sayre syndrome with KB shifted the heteroplasmy between and within cells (<xref ref-type="bibr" rid="B72">72</xref>). The observation that KB can distinguish between normal and respiration-compromised cells suggests that the KB may be useful in treating patients with heteroplasmic mtDNA disorders (<xref ref-type="bibr" rid="B72">72</xref>).</p>
</sec>
<sec id="S3-4">
<title>Role of the KGD in RC complex deficits</title>
<p>Children with ASD display an array of mitochondrial dysfunction (MD) of differing severity (<xref ref-type="bibr" rid="B44">44</xref>, <xref ref-type="bibr" rid="B73">73</xref>&#x02013;<xref ref-type="bibr" rid="B75">75</xref>). Electron transport chain (ETC) deficiencies have been reported in ASD, primarily in Complex I and IV, but also affecting others such as Complex II, III, and IV (<xref ref-type="bibr" rid="B44">44</xref>, <xref ref-type="bibr" rid="B73">73</xref>, <xref ref-type="bibr" rid="B74">74</xref>, <xref ref-type="bibr" rid="B76">76</xref>). The prevalence of seizures (41%) has been observed to be significantly higher in individuals with ASD and MD than in the general ASD population (11%) (<xref ref-type="bibr" rid="B74">74</xref>), raising the possibility that epileptic episodes observed in ASD might have a mitochondrial origin. Indeed, epilepsy is a recurrent feature of many inherited &#x0201C;classic&#x0201D; mitochondrial disorders, like myoclonic epilepsy with ragged red fibers, mitochondrial encephalopathy with lactic acidosis, and stroke-like episodes (<xref ref-type="bibr" rid="B77">77</xref>), and Leigh syndrome (<xref ref-type="bibr" rid="B78">78</xref>). In a small study on children with ETC defects (Table <xref ref-type="table" rid="T1">1</xref>), the KGD has been proven to reduce epileptic attacks, with far better prognosis among children with Complex I deficits than Complex IV (<xref ref-type="bibr" rid="B27">27</xref>). These results are not surprising given that KGD generates more NADH/FADH<sub>2</sub> than glucose (2 vs. 5).</p>
</sec>
<sec id="S3-5">
<title>Effect of KGD on energy-sensing pathways alterations</title>
<p>Recently, KGD-fed rats showed increased brain expression of insulin-like growth factor receptor (ILGFR) and neuronal GLUT3 (<xref ref-type="bibr" rid="B14">14</xref>). The KGD might have a beneficial effect in some ASD cases considering that IGFR is important for brain health throughout life (<xref ref-type="bibr" rid="B79">79</xref>&#x02013;<xref ref-type="bibr" rid="B81">81</xref>), and that IGFR and GLUT3 have both been implicated in ASD (<xref ref-type="bibr" rid="B82">82</xref>, <xref ref-type="bibr" rid="B83">83</xref>).</p>
<p>Some energy-sensing molecules and metabolism regulators (including the mammalian target of rapamycin, mTOR) have been recently indicated as possible downstream targets of KGD and may be involved in neuroprotective effects associated to the diet (<xref ref-type="bibr" rid="B84">84</xref>). Defects in the mTOR pathway have been linked to ASD (<xref ref-type="bibr" rid="B85">85</xref>&#x02013;<xref ref-type="bibr" rid="B87">87</xref>). Failure to inhibit mTOR pathway could lead to MD due to decreased mitophagy (<xref ref-type="bibr" rid="B88">88</xref>) resulting in an accumulation of dysfunctional mitochondria as observed in a mouse model of ASD with phosphatase and tensin homolog on chromosome ten (<italic>Pten</italic>) gene haploinsuffciency (<xref ref-type="bibr" rid="B89">89</xref>). Indeed, inhibition of mTOR has been linked to a delay in the occurrence of the epileptic episodes (<xref ref-type="bibr" rid="B90">90</xref>) and KGD-fed rats showed inhibition of the activation of the mTOR pathway in brain (<xref ref-type="bibr" rid="B21">21</xref>), thus representing an appropriate treatment to control seizures while enhancing the clearance of defective/damaged mitochondria.</p>
</sec>
<sec id="S3-6">
<title>Antioxidant and neuroprotective role of the KGD</title>
<p>Ketone bodies (without glucose and at concentrations 10-times higher than physiological ones) inhibit mitochondrial reactive oxygen species (ROS) production in rat neurocortical neurons by increasing NADH oxidation following glutamate (Glu) excitotoxicity (<xref ref-type="bibr" rid="B32">32</xref>). It has been suggested that the production of NADPH via oxidation of succinate semialdehyde (SSA) into succinate in the Glu decarboxylase (GAD)/&#x003B3;-aminobutyric acid (GABA) pathway may buffer the redox changes likely to occur in stressful conditions (<xref ref-type="bibr" rid="B91">91</xref>&#x02013;<xref ref-type="bibr" rid="B93">93</xref>). However, other mitochondrial NADPH sources are quantitatively more important than SSADH and fatty acid oxidation produces more mitochondrial ROS than pyruvate oxidation (<xref ref-type="bibr" rid="B94">94</xref>).</p>
<p>Thus, the use of KGD could be beneficial in ASD given that higher rates of mitochondrial ROS production and compromised cellular antioxidant status (<xref ref-type="bibr" rid="B69">69</xref>, <xref ref-type="bibr" rid="B95">95</xref>, <xref ref-type="bibr" rid="B96">96</xref>) have been reported in peripheral cells from children with ASD (<xref ref-type="bibr" rid="B44">44</xref>, <xref ref-type="bibr" rid="B68">68</xref>, <xref ref-type="bibr" rid="B69">69</xref>).</p>
</sec>
<sec id="S3-7">
<title>Effect of the KGD on GABAergic and cholinergic systems disturbances</title>
<p>The GABA shunt bypasses two steps of the tricarboxylic acid cycle &#x02013; the &#x003B1;-ketoglutarate (KG) dehydrogenase complex and the succinylCoA synthase &#x02013; for the conversion of KG into succinate (Figure <xref ref-type="fig" rid="F1">1</xref>). It involves three enzymes: a GAD, catalyzing the Glu decarboxylation to GABA, a GABA transaminase, converting GABA to SSA, and an SSADH, catalyzing the oxidation of SSA to succinate (<xref ref-type="bibr" rid="B97">97</xref>). This metabolic route (the GAD/GABA pathway) is conserved from bacteria, through yeast and plants, to vertebrates. In higher eukaryotes, SSA can be reduced to &#x003B3;-hydroxybutyric acid (GHB) by an alternative reaction catalyzed by a GHB dehydrogenase (<xref ref-type="bibr" rid="B98">98</xref>&#x02013;<xref ref-type="bibr" rid="B100">100</xref>). It has been proposed that KGD may limit the availability of oxaloacetate to aspartate aminotransferase, an enzyme involved in brain Glu metabolism, resulting in increased Glu or Gln availability to produce GABA (<xref ref-type="bibr" rid="B101">101</xref>). The increased conversion of Glu to GABA would be potentially beneficial in ASD (<xref ref-type="bibr" rid="B102">102</xref>&#x02013;<xref ref-type="bibr" rid="B105">105</xref>) (Figure <xref ref-type="fig" rid="F1">1</xref>).</p>
<fig position="float" id="F1">
<label>Figure 1</label>
<caption>
<p><bold>&#x003B2;-hydroxybutyrate and ACA are utilized as fuel molecules in all mitochondria-containing tissues (except liver)</bold>. BHB is oxidized to ACA by &#x003B2;-hydroxybutyrate dehydrogenase at the inner mitochondrial membrane (arrow 1). ACA acquires the CoA moiety from succinylCoA resulting in succinate and acetoacetylCoA (ACACoA; arrow 2). ACACoA releases acetylCoA catalyzed by ACACoA thiolase (arrow 3). AcetylCoA generated from &#x003B2;-oxidation of fatty acids from the diet and acetylCoA generated by the catabolism of KB is condensed into citrate in the Krebs cycle. The increased flux in the right part of this cycle, increases the concentration of &#x003B1;-ketoglutarate (KG) resulting in increases in the production of Glu via glutamate dehydrogenase (arrow 5) or a transaminase (not shown). Glu from these reactions in addition to that formed from the deamination of glutamine (Gln) via glutaminase (arrow 6) result in the generation of &#x003B3;-aminobutyric acid (GABA). The GABA shunt bypasses two steps of the Krebs cycle &#x02013; the KG dehydrogenase complex and the succinyl coenzyme A (CoA) synthase &#x02013; for the conversion of KG into succinate. It involves three enzymes: a Glu decarboxylase (GAD; arrow 7), which catalyzes the decarboxylation of glutamate to GABA, a GABA transaminase (arrow 8), which converts GABA to succinate semialdehyde (SSA), and an SSA dehydrogenase (arrow 11), which catalyzes the oxidation of SSA to succinate. SSA can be reduced to &#x003B3;-hydroxybutyric acid (GHB) by an alternative reaction catalyzed by either a hydroxyacid&#x02013;oxoacid transhydrogenase or SSA reductase (arrows 9, 10).</p></caption>
<graphic xlink:href="fped-02-00069-g001.tif"/>
</fig>
<p>Changes in GABA neurotransmission by KGD might explain the decrease in seizure frequencies and improved behavior observed in Rett syndrome (<xref ref-type="bibr" rid="B106">106</xref>). Studies in patients with ASD strongly suggest a dysfunction in the GABAergic system (<xref ref-type="bibr" rid="B107">107</xref>&#x02013;<xref ref-type="bibr" rid="B109">109</xref>). However, changes in other components (including Gly, taurine, and GABA) cannot be excluded (<xref ref-type="bibr" rid="B34">34</xref>). In the case of SSADH deficiency (SSADH), the KGD may work through restitution of GABAergic neurotransmission (<xref ref-type="bibr" rid="B36">36</xref>), although the use of KGD in SSADHD has been strongly argued until more research is performed to test its potential detrimental effects in humans (<xref ref-type="bibr" rid="B110">110</xref>). Conversely, ketotic rodents fed on KGD showed no changes in whole brain (GABA) [between brackets&#x02009;&#x0003D;&#x02009;concentrations; (<xref ref-type="bibr" rid="B33">33</xref>, <xref ref-type="bibr" rid="B111">111</xref>)]; however, regional (GABA) changes cannot be ruled out (<xref ref-type="bibr" rid="B112">112</xref>), in addition to species-specific differences in the expression of GABA receptors subtypes (<xref ref-type="bibr" rid="B113">113</xref>, <xref ref-type="bibr" rid="B114">114</xref>). Considering that cerebrospinal fluid from children treated with KGD showed higher (GABA) (<xref ref-type="bibr" rid="B34">34</xref>), it would be of interest to evaluate GABA and amino acid concentrations in different brain areas in animal models of ASD fed KGD.</p>
<p>Dysfunction in the cholinergic system has been observed when PDH deficits are present (<xref ref-type="bibr" rid="B115">115</xref>) because a block in this enzyme decreases (citrate), the precursor of acetylcholine via citrate lyase (<xref ref-type="bibr" rid="B116">116</xref>). Studies in humans and animal models of ASD suggested that dysfunction of the cholinergic system underlies ASD-related behavioral symptoms (<xref ref-type="bibr" rid="B117">117</xref>&#x02013;<xref ref-type="bibr" rid="B119">119</xref>). Trials conducted on ASD individuals have shown beneficial effects of galantamine (an acetylcholinesterase inhibitor) in the management of aberrant behaviors in children and adolescents with ASD (<xref ref-type="bibr" rid="B120">120</xref>&#x02013;<xref ref-type="bibr" rid="B122">122</xref>). Treatment of BTBR mice with the acetylcholinesterase inhibitor donepezil hydrochloride improved social preference, social interaction and decreased cognitive rigidity (<xref ref-type="bibr" rid="B123">123</xref>). Thus, a KGD has the potential to exhibit beneficial effects in individuals with both ASD and PDH deficiency because the metabolism of KB overcomes the decrease in (citrate) (<xref ref-type="bibr" rid="B124">124</xref>) and that of (acetylcholine).</p>
</sec>
</sec>
<sec id="S4">
<title>Potential Side Effects of KGD in ASD</title>
<p>Several side effects of KGD have been reported, among them: (a) limitation in protein, carbohydrate, and other nutrients intake can result in a lack of weight gain and growth inhibition (<xref ref-type="bibr" rid="B42">42</xref>), which could be detrimental in ASD because of a predisposition for being underweight (<xref ref-type="bibr" rid="B125">125</xref>) and the presence of eating disorders (<xref ref-type="bibr" rid="B126">126</xref>). Thiamine, lipoic acid, and <sc>l</sc>-carnitine supplementation have been helpful in selected cases (<xref ref-type="bibr" rid="B25">25</xref>). (b) Dyslipidemia from KGD (<xref ref-type="bibr" rid="B127">127</xref>, <xref ref-type="bibr" rid="B128">128</xref>) would need to be supervised in ASD patients with &#x003B2;-oxidation deficits, including carnitine deficiency (<xref ref-type="bibr" rid="B64">64</xref>, <xref ref-type="bibr" rid="B129">129</xref>) and, for older patients, the additional increased risk in heart disease and atherosclerosis (<xref ref-type="bibr" rid="B130">130</xref>). These patients should limit their fat intake or a modified KGD possibly with carnitine and/or coenzyme Q10 supplementation (<xref ref-type="bibr" rid="B131">131</xref>), should be used (<xref ref-type="bibr" rid="B132">132</xref>). (c) KGD has an increased risk of systemic ketosis, which may result in lower affinity of hemoglobin for oxygen, resulting in severe outcomes (e.g., coma and death) especially in anemic ASD patients (<xref ref-type="bibr" rid="B133">133</xref>). (d) Adverse events experienced by patients with RC complex deficits and epilepsy, which could be extrapolated to those with ASD, included symptomatic persistent hypoglycemia, persistent metabolic acidosis, aspiration pneumonia, and pneumonia followed by respiratory failure (<xref ref-type="bibr" rid="B27">27</xref>). (e) Initial fasting and prolonged caloric restriction can cause acute metabolic decompensation in ASD patients with metabolic disorders (<xref ref-type="bibr" rid="B134">134</xref>). To reduce the adverse effects of fasting, some studies have omitted the initial fasting period and substituted it with a gradual increase in calories (<xref ref-type="bibr" rid="B135">135</xref>). (g) Other side effects include constipation, slower growth, kidney stones, and gastroesophageal reflux (<xref ref-type="bibr" rid="B136">136</xref>), although most of them are treatable and/or preventable.</p>
</sec>
<sec id="S5">
<title>Concluding Remarks</title>
<p>More research is necessary to understand the potential therapeutic use of KGD in ASD as discussed at length for SSADHD (<xref ref-type="bibr" rid="B110">110</xref>). More specifically, how this diet may improve mitochondrial function in ASD and how this putative improvement derived from a better energy and/or neurotransmitter management may influence behavioral symptoms. There are concerns about utilizing KGD in patients with metabolic encephalopathies, with specific contraindications in pyruvate carboxylase deficiency, fatty acid oxidation disorders, and Krebs cycle disorders. Thus, given that the mechanism of action of KGD has not been yet fully understood, even in cases of improved behavioral symptoms, KGD in ASD might need to be prescribed on a case-by-case basis, upon careful biochemical characterization and metabolic profiling.</p>
</sec>
<sec id="S6">
<title>Author Contributions</title>
<p>All authors contributed to the design of the work and interpretation of the literature, drafted the work, and gave final approval of the version to be published. All authors agree to be accountable for all aspects of the work in ensuring that questions related to the accuracy or integrity of any part of the work are appropriately investigated and resolved.</p>
</sec>
<sec id="S7">
<title>Conflict of Interest Statement</title>
<p>The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.</p>
</sec>
</body>
<back>
<ack>
<p>This work was supported by Simons Foundation (SFARI &#x00023;271406 to Cecilia Giulivi), R01-ES011269, R01-ES015359, and R01-ES020392.</p>
</ack>
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