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<journal-id journal-id-type="publisher-id">Front. Public Health</journal-id>
<journal-title>Frontiers in Public Health</journal-title>
<abbrev-journal-title abbrev-type="pubmed">Front. Public Health</abbrev-journal-title>
<issn pub-type="epub">2296-2565</issn>
<publisher>
<publisher-name>Frontiers Media S.A.</publisher-name>
</publisher>
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<article-meta>
<article-id pub-id-type="doi">10.3389/fpubh.2021.675171</article-id>
<article-categories>
<subj-group subj-group-type="heading">
<subject>Public Health</subject>
<subj-group>
<subject>Review</subject>
</subj-group>
</subj-group>
</article-categories>
<title-group>
<article-title>The Building Blocks of Implementation Frameworks and Models in Primary Care: A Narrative Review</article-title>
</title-group>
<contrib-group>
<contrib contrib-type="author" corresp="yes">
<name><surname>Huybrechts</surname> <given-names>Ine</given-names></name>
<xref ref-type="aff" rid="aff1"><sup>1</sup></xref>
<xref ref-type="aff" rid="aff2"><sup>2</sup></xref>
<xref ref-type="corresp" rid="c001"><sup>&#x0002A;</sup></xref>
<uri xlink:href="http://loop.frontiersin.org/people/1252812/overview"/>
</contrib>
<contrib contrib-type="author">
<name><surname>Declercq</surname> <given-names>Anja</given-names></name>
<xref ref-type="aff" rid="aff3"><sup>3</sup></xref>
<uri xlink:href="http://loop.frontiersin.org/people/1207668/overview"/>
</contrib>
<contrib contrib-type="author">
<name><surname>Vert&#x000E9;</surname> <given-names>Emily</given-names></name>
<xref ref-type="aff" rid="aff1"><sup>1</sup></xref>
<xref ref-type="aff" rid="aff2"><sup>2</sup></xref>
<uri xlink:href="http://loop.frontiersin.org/people/1410054/overview"/>
</contrib>
<contrib contrib-type="author">
<name><surname>Raeymaeckers</surname> <given-names>Peter</given-names></name>
<xref ref-type="aff" rid="aff1"><sup>1</sup></xref>
<xref ref-type="author-notes" rid="fn002"><sup>&#x02020;</sup></xref>
<uri xlink:href="http://loop.frontiersin.org/people/1409749/overview"/>
</contrib>
<contrib contrib-type="author">
<name><surname>Anthierens</surname> <given-names>Sibyl</given-names></name>
<xref ref-type="aff" rid="aff1"><sup>1</sup></xref>
<xref ref-type="author-notes" rid="fn002"><sup>&#x02020;</sup></xref>
<uri xlink:href="http://loop.frontiersin.org/people/1364283/overview"/>
</contrib>
<on-behalf-of>the Primary Care Academy</on-behalf-of>
</contrib-group>
<aff id="aff1"><sup>1</sup><institution>Department of Family Medicine and Population Health, University of Antwerp</institution>, <addr-line>Antwerp</addr-line>, <country>Belgium</country></aff>
<aff id="aff2"><sup>2</sup><institution>Department of Family Medicine and Chronic Care, Free University of Brussels</institution>, <addr-line>Brussels</addr-line>, <country>Belgium</country></aff>
<aff id="aff3"><sup>3</sup><institution>LUCAS &#x02013; Centre for Care Research and Consultancy &#x00026; CESO &#x02013; Centre for Sociological Research, Catholic University of Leuven</institution>, <addr-line>Leuven</addr-line>, <country>Belgium</country></aff>
<author-notes>
<fn fn-type="edited-by"><p>Edited by: Michele Mario Ciulla, University of Milan, Italy</p></fn>
<fn fn-type="edited-by"><p>Reviewed by: Innocent Besigye, Makerere University, Uganda; Christopher M. Westgard, University of North Carolina at Chapel Hill, United States</p></fn>
<corresp id="c001">&#x0002A;Correspondence: Ine Huybrechts <email>ine.huybrechts&#x00040;uantwerpen.be</email></corresp>
<fn fn-type="other" id="fn001"><p>This article was submitted to Family Medicine and Primary Care, a section of the journal Frontiers in Public Health</p></fn>
<fn fn-type="other" id="fn002"><p>&#x02020;These authors have contributed equally to this work and share last and senior authorship</p></fn></author-notes>
<pub-date pub-type="epub">
<day>03</day>
<month>08</month>
<year>2021</year>
</pub-date>
<pub-date pub-type="collection">
<year>2021</year>
</pub-date>
<volume>9</volume>
<elocation-id>675171</elocation-id>
<history>
<date date-type="received">
<day>02</day>
<month>03</month>
<year>2021</year>
</date>
<date date-type="accepted">
<day>08</day>
<month>07</month>
<year>2021</year>
</date>
</history>
<permissions>
<copyright-statement>Copyright &#x000A9; 2021 Huybrechts, Declercq, Vert&#x000E9;, Raeymaeckers and Anthierens.</copyright-statement>
<copyright-year>2021</copyright-year>
<copyright-holder>Huybrechts, Declercq, Vert&#x000E9;, Raeymaeckers and Anthierens</copyright-holder>
<license xlink:href="http://creativecommons.org/licenses/by/4.0/"><p>This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.</p></license>
</permissions>
<abstract><p><bold>Background:</bold> Our aim is to identify the core building blocks of existing implementation frameworks and models, which can be used as a basis to further develop a framework for the implementation of complex interventions within primary care practices. Within the field of implementation science, various frameworks, and models exist to support the uptake of research findings and evidence-based practices. However, these frameworks and models often are not sufficiently actionable or targeted for use by intervention designers. The objective of this research is to map the similarities and differences of various frameworks and models, in order to find key constructs that form the foundation of an implementation framework or model that is to be developed.</p>
<p><bold>Methods:</bold> A narrative review was conducted, searching for papers that describe a framework or model for implementation by means of various search terms, and a snowball approach. The core phases, components, or other elements of each framework or model are extracted and listed. We analyze the similarities and differences between the frameworks and models and elaborate on their core building blocks. These core building blocks form the basis of an overarching model that we will develop based upon this review and put into practice.</p>
<p><bold>Results:</bold> A total of 28 implementation frameworks and models are included in our analysis. Throughout 15 process models, a total of 67 phases, steps or requirements are extracted and throughout 17 determinant frameworks a total of 90 components, constructs, or elements are extracted and listed into an Excel file. They are bundled and categorized using NVivo 12&#x000A9; and synthesized into three core phases and three core components of an implementation process as common elements of most implementation frameworks or models. The core phases are a development phase, a translation phase, and a sustainment phase. The core components are the intended change, the context, and implementation strategies.</p>
<p><bold>Discussion:</bold> We have identified the core building blocks of an implementation framework or model, which can be synthesized in three core phases and three core components. These will be the foundation for further research that aims to develop a new model that will guide and support intervention designers to develop and implement complex interventions, while taking account contextual factors.</p></abstract>
<kwd-group>
<kwd>primary care interventions</kwd>
<kwd>implementation</kwd>
<kwd>implementation frameworks</kwd>
<kwd>implementation models</kwd>
<kwd>implementation process</kwd>
<kwd>implementation science</kwd>
</kwd-group>
<contract-sponsor id="cn001">Koning Boudewijnstichting<named-content content-type="fundref-id">10.13039/501100006282</named-content></contract-sponsor>
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<fig-count count="0"/>
<table-count count="7"/>
<equation-count count="0"/>
<ref-count count="67"/>
<page-count count="16"/>
<word-count count="11701"/>
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</front>
<body>
<sec sec-type="intro" id="s1">
<title>Introduction</title>
<p>Initiating and sustaining change within primary care is challenging (<xref ref-type="bibr" rid="B1">1</xref>). Most change that is introduced in primary care takes the form of a complex intervention, meaning that it involves concepts that are rather difficult to measure and its components are often interconnected (<xref ref-type="bibr" rid="B2">2</xref>, <xref ref-type="bibr" rid="B3">3</xref>). Nowadays, there are increased efforts to shift toward a more patient-centered approach (<xref ref-type="bibr" rid="B1">1</xref>), as this proves to improve disease outcomes and quality of life (<xref ref-type="bibr" rid="B4">4</xref>). However, such a shift highly challenges current primary care practices and there is therefore no consensus on how to best implement it (<xref ref-type="bibr" rid="B5">5</xref>). This indicates a gap between scientific evidence and actual practice: an evidence-to-practice gap (<xref ref-type="bibr" rid="B3">3</xref>). This can also be referred to as &#x0201C;<italic>the black box of knowledge translation&#x0201D;</italic> (<xref ref-type="bibr" rid="B6">6</xref>), meaning that much uncertainty exists about understanding why evidence-based practices do not find their way into real world settings and investigating how such complexities can best be approached.</p>
<p>Concrete initiatives and strategies for implementation often do not match with targeted problems (<xref ref-type="bibr" rid="B7">7</xref>). In the end, too much is expected from practitioners&#x00027; ability and goodwill to consult, interpret, and adapt their practices in line with best evidence of research findings (<xref ref-type="bibr" rid="B8">8</xref>). The World Health Report 2008<xref ref-type="fn" rid="fn0001"><sup>1</sup></xref> stated that &#x0201C;<italic>providing a sense of direction to health systems requires a set of specific and context-sensitive reforms that respond to the health challenges of today and prepare for those of tomorrow</italic>.&#x0201D; It is thus key to carefully define specific interventions that aim to transform current practices, while at the same time tailoring them to local circumstances (<xref ref-type="bibr" rid="B9">9</xref>, <xref ref-type="bibr" rid="B10">10</xref>). To do this, it is essential to gain insight in the process of implementation as well as in potential barriers and facilitators that might hinder or support the implementation process. This is studied in the field of implementation science, which is &#x0201C;<italic>the scientific study of methods to promote the systematic uptake of research findings and other evidence-based practices into routine practice</italic> <italic>(</italic><xref ref-type="bibr" rid="B11"><italic>11</italic></xref><italic>)</italic><italic>.&#x0201D;</italic> The goal of implementation science is to close the gap between evidence-based practices and the extent to which research findings are integrated into real world settings and practices (<xref ref-type="bibr" rid="B3">3</xref>, <xref ref-type="bibr" rid="B12">12</xref>).</p>
<p>Within the field of implementation science, many theories, models and frameworks have been created by various disciplines. Moreover, there is a variety of guidelines and tools aimed at facilitating the integration of knowledge of implementation science into either the development or the initiation of interventions and how to document this process. Examples are the ImpRes tool (<xref ref-type="bibr" rid="B13">13</xref>), NCEC Implementation Guide &#x00026; Toolkit for National Clinical Guidelines (<xref ref-type="bibr" rid="B14">14</xref>), RNAO Toolkit: Implementation of Best Practice Guidelines (2<sup>nd</sup> ed). (<xref ref-type="bibr" rid="B15">15</xref>), STaRi Standards for Reporting Implementation Studies (<xref ref-type="bibr" rid="B16">16</xref>) and Implementation Research Logic Model (<xref ref-type="bibr" rid="B17">17</xref>). However, the landscape of implementation science is rather difficult to navigate, as there is a lack of guidance for selecting theories, frameworks, models, or tools that best fit specific implementation objectives (<xref ref-type="bibr" rid="B18">18</xref>). A first step toward a better comprehension of such guidance on implementation efforts and to focus on concepts that are more meaningful to the actors in the field, is to gain better understanding in the common thread throughout the wide variety of models and frameworks that form the basis of such tools.</p>
<p>Current approaches to guide the implementation process are mainly characterized by a single-discipline, medical perspective in which a limited number and types of barriers are taken into account (<xref ref-type="bibr" rid="B19">19</xref>). This is insufficient to provide a deeper understanding of implementation success or failure or to increase the chance of success of the implementation (<xref ref-type="bibr" rid="B20">20</xref>). Existing frameworks and models tend to incorporate a selection of barriers, but do not allow to give more guidance about their validity or relative importance in specific contexts (<xref ref-type="bibr" rid="B20">20</xref>). Moreover, many frameworks and models remain very abstract and fall short in giving concrete guidance for intervention designers on how to navigate the implementation process (<xref ref-type="bibr" rid="B21">21</xref>). As many of such frameworks or models remain untested, this again questions their operability (<xref ref-type="bibr" rid="B7">7</xref>).</p>
<p>Therefore, an overarching framework is needed that provides both an explanatory approach (<xref ref-type="bibr" rid="B3">3</xref>), but also allows to prioritize those variables that are essential to achieve implementation success (<xref ref-type="bibr" rid="B22">22</xref>). This means that such a framework should provide a pathway that clarifies the core phases and steps throughout an implementation process and that highlight the core constructs that, within each phase, need to be defined, acted upon, and reflected upon. These phases and constructs should be accessible and meaningful to actors that will conduct implementation efforts. It is key for such framework to transcend disciplines and to bundle insights from different approaches (<xref ref-type="bibr" rid="B7">7</xref>).</p>
<p>This research is a first step in the development of a generic framework that incorporates such an approach. We therefore looked into existing theories, models, and frameworks from implementation science and combined insights across various disciplines. The similarities and differences between various frameworks informed us about the main building blocks of such frameworks and about how and why they differ. In doing this, we were guided by a rather broad research question: &#x0201C;<italic>What are the main components of implementation frameworks and models in order to structure and guide implementation processes?&#x0201D;</italic> This resulted into the identification of core building blocks that form a common thread throughout implementation models and frameworks. Such synthesis will in future research help to develop an overarching model that puts forward clear and meaningful constructs for intervention designers, and that provides both a pathway as well as an explanatory structure to define, act, and reflect upon each component of a complex intervention.</p></sec>
<sec sec-type="methods" id="s2">
<title>Methods</title>
<p>To determine the building blocks of an overarching implementation framework, we conducted a literature review. Various disciplines were represented in the included literature, for which the initial search had been conducted by a multi-disciplinary team of medical researchers, sociologists, social work, and agogic sciences. We opted for a narrative review, which can be defined as &#x0201C;<italic>comprehensive narrative syntheses of previously published information</italic> (<xref ref-type="bibr" rid="B23">23</xref>)&#x0201D; and which helps to &#x0201C;<italic>pull many pieces of information together into a readable format</italic> (<xref ref-type="bibr" rid="B23">23</xref>).&#x0201D; This reviewing technique is particularly helpful for grasping a broad perspective on a topic; it enables us to transcend a purely medical view on primary care and incorporate other perspectives such as social welfare. Moreover, since the field of implementation science is rather fragmented and consists of a wide range of sources, it requires a wider scoping (<xref ref-type="bibr" rid="B24">24</xref>). Instead of focusing on a more rigor methodology to answer a very specific, narrowly-focused research question (<xref ref-type="bibr" rid="B24">24</xref>), a narrative review allows for interpretation and critique, aiming to deepen the overall understanding of the subject specifically targeted at our problem (<xref ref-type="bibr" rid="B24">24</xref>). This corresponds to our goal to identify and possibly simplify the complexities of implementing an intervention by extracting the core phases and components that are common in most models. According to Green, Johnson and Adams (<xref ref-type="bibr" rid="B23">23</xref>), a successful narrative review synthesizes available evidence in relation to a topic and present it in a structured way, conveying a clear message. Our aim is thus to provide an overview of existing implementation frameworks and models and to analyze how they are structured and build.</p>
<p>Our initial search started with articles that were key in identifying other models and frameworks: Nilsen (<xref ref-type="bibr" rid="B25">25</xref>) which categorized many frameworks and models and Damschroder et al. (<xref ref-type="bibr" rid="B26">26</xref>) which provided a list of references on which the consolidated framework for advancing implementation science was based. Our search continued with consulting the three databases PubMed, Web of Science, and Google Scholar, which are most commonly used in this type of literature. The key words that were used are listed in <xref ref-type="table" rid="T1">Table 1</xref>. Article titles and abstracts were screened for references about a specific framework, model, or theory for implementation, followed by an additional search for theoretical papers on these frameworks, models, or theories. Subsequently, the search terms were adapted and redefined based upon our findings, thus creating an iterative process that ensures covering literature in a comprehensive way (<xref ref-type="bibr" rid="B27">27</xref>). Also, a snowball approach was used and additional literature was found in the references of the papers.</p>
<table-wrap position="float" id="T1">
<label>Table 1</label>
<caption><p>Overview of the process of searching articles.</p></caption>
<table frame="hsides" rules="groups">
<thead><tr>
<th valign="top" align="left" colspan="3"><bold>1) References in key articles</bold></th>
</tr>
</thead>
<tbody>
<tr style="border-bottom: thin solid #000000;">
<td valign="top" align="left">Nilsen (<xref ref-type="bibr" rid="B25">25</xref>) <break/> Damschroder et al. (<xref ref-type="bibr" rid="B26">26</xref>)</td>
<td valign="top" align="left" colspan="2">Provides a categorization of frameworks and models and gives many examples of each type. <break/>Provides a list of references on which the consolidated framework for advancing implementation science was based.</td>
</tr>
<tr>
<td valign="top" align="left" colspan="3" style="border-bottom: thin solid #000000;"><bold>2) Database search</bold></td>
</tr>
<tr style="border-bottom: thin solid #000000;">
<td valign="top" align="left"><bold>Databases</bold> <break/> <bold>(Between 2000 and May 2020)</bold></td>
<td valign="top" align="left" colspan="2"><bold>List of search terms</bold></td>
</tr>
<tr style="border-bottom: thin solid #000000;">
<td valign="top" align="left">PubMed <break/> Web of Science <break/> Google Scholar</td>
<td valign="top" align="left" colspan="2">&#x0201C;Primary care&#x0201D; or &#x0201C;primary care interventions&#x0201D;<break/> or &#x0201C;health services&#x0201D; AND <break/> &#x0201C;implementation framework&#x0201D; or<break/> &#x0201C;implementation model&#x0201D; or <break/>&#x0201C;implementation science&#x0201D;</td>
</tr>
<tr>
<td valign="top" align="left" colspan="3"><bold>3) Adaptation of search terms based on findings</bold></td>
</tr>
</tbody>
</table>
</table-wrap>
<p>Articles were searched for and consulted between October 2019 and May 2020. They were mostly published between the years 2000 and 2020, but we did include some older source material if a model or framework was considered to be relevant (e.g., the paper was often referred to by other relevant articles). All articles were available as full text in English. We looked for articles which primarily consisted of a theoretical elaboration (and/or application) of a specific framework or model. Frameworks and models that were highly targeted toward a single case or strategy were excluded, as they were difficult to generalize for overall primary care settings.</p>
<p>To compare and analyze the frameworks and models, they were listed and classified according to Nilsen&#x00027;s (<xref ref-type="bibr" rid="B25">25</xref>) categorization (see: <xref ref-type="table" rid="T2">Table 2</xref>). We built our analysis upon process models and determinant frameworks, as they allowed to extract clear steps, actions, barriers, and facilitators that can be transformed into guidance for intervention designers, which was the main aim of our research. For additional understanding of the component evaluation that came up in several models and frameworks, we also looked into three evaluation frameworks. Several classic theories [e.g., Theory of Diffusion (<xref ref-type="bibr" rid="B28">28</xref>)] and implementation theories [e.g., Normalization Process Theory (<xref ref-type="bibr" rid="B29">29</xref>)] were initially identified, but were not included in our analysis as their approach and structure did not match with our goal to extract clear building blocks of an implementation process that could be used to reconstruct a generic framework.</p>
<table-wrap position="float" id="T2">
<label>Table 2</label>
<caption><p>Five categories of theories, models and frameworks used in implementation science.</p></caption>
<table frame="hsides" rules="groups">
<thead><tr>
<th valign="top" align="left"><bold>Category</bold></th>
<th valign="top" align="left"><bold>Description</bold></th>
</tr>
</thead>
<tbody>
<tr>
<td valign="top" align="left">Process models</td>
<td valign="top" align="left">Specify steps (stages, phases) in the process of translating research into practice, including the implementation and use of research. The aim of process models is to describe and/or guide the process of translating research into practice. An action model is a type of process model that provides practical guidance in the planning and execution of implementation endeavors and/or implementation strategies to facilitate implementation.</td>
</tr>
<tr>
<td valign="top" align="left">Determinant frameworks</td>
<td valign="top" align="left">Specify types (also known as classes or domains) of determinants and individual determinants, which act as barriers and enablers (independent variables) that influence implementation outcomes (dependent variables). Some frameworks also specify relationships between some types of determinants. The overarching aim is to understand and/or explain influences on implementation outcomes, e.g., predicting outcomes or interpreting outcomes retrospectively</td>
</tr>
<tr>
<td valign="top" align="left">Classic theories</td>
<td valign="top" align="left">Theories that originate from fields external to implementation science, e.g., psychology, sociology, and organizational theory, which can be applied to provide understanding and/or explanation of aspects of implementation</td>
</tr>
<tr>
<td valign="top" align="left">Implementation theories</td>
<td valign="top" align="left">Theories that have been developed by implementation researchers (from scratch or by adapting existing theories and concepts) to provide understanding and/or explanation of aspects of implementation</td>
</tr>
<tr>
<td valign="top" align="left">Evaluation frameworks</td>
<td valign="top" align="left">Specify aspects of implementation that could be evaluated to determine implementation success</td>
</tr>
</tbody>
</table>
<table-wrap-foot>
<p><italic>Categorization and definitions by Nilsen (<xref ref-type="bibr" rid="B25">25</xref>)</italic>.</p>
</table-wrap-foot>
</table-wrap>
<p>To analyze, all relevant frameworks and models were listed in an Excel file, with an overview of how they were constructed. For process models, their main phases (steps, stages) were listed, together with relevant details or components within the process they described. For determinant frameworks, the main components (constructs, elements) were listed, together with any details or further clarification about each of the components described. The first step to analyze was to bundle each of the phases or components that had a similar approach or meaning. This was done by the main researcher and validated by the three senior researchers. An overarching concept was appointed to each group of concepts. Then, NVivo 12&#x000A9; was used to structure the main themes and concepts and to analyze their similarities and differences. The overarching concepts were entered as the main nodes in NVivo 12&#x000A9;, whereby details or explanation about each concept from the different models and frameworks were again coded when we noticed overlap with approaches from different frameworks or models. By structuring the phases and components this way and by analyzing the details that were given for each component, we could synthesize it into core building blocks.</p></sec>
<sec sec-type="results" id="s3">
<title>Results</title>
<p>Fifteen process models and 17 determinant frameworks were identified. Four models had characteristics of both a process model as well as a determinant framework: the Conceptual Model of Evidence-Based Practice Implementation in Public Service Sectors (<xref ref-type="bibr" rid="B22">22</xref>), the Consolidated Framework for Implementation Research (<xref ref-type="bibr" rid="B26">26</xref>), The Ottawa Model of Health Care Research (<xref ref-type="bibr" rid="B30">30</xref>) and the Generic Implementation Framework (<xref ref-type="bibr" rid="B19">19</xref>). The frameworks or models focus on various domains. They were either developed specifically to apply within a certain research domain or development was based upon a single discipline. <xref ref-type="table" rid="T3">Table 3</xref> gives an overview of the process models and determinant frameworks that were incorporated in our analysis per research domain. As we have only included English literature, this is largely represented in the geographical distribution of the included literature: 18 articles derive from authors affiliated with institutions located in the United States of America, 5 in the United Kingdom, 2 in Canada, 1 in Australia (in collaboration with a Spanish and Portuguese institution), 1 in Ireland, and 1 in Sweden.</p>
<table-wrap position="float" id="T3">
<label>Table 3</label>
<caption><p>Overview of process models and determinant frameworks per domain.</p></caption>
<table frame="hsides" rules="groups">
<thead><tr>
<th valign="top" align="left"><bold>Domain</bold></th>
<th valign="top" align="left"><bold>Process models</bold></th>
<th valign="top" align="left"><bold>Determinant frameworks</bold></th>
</tr>
</thead>
<tbody>
<tr>
<td valign="top" align="left">Implementation science or interdisciplinary</td>
<td valign="top" align="left">Consolidated Framework for Implementation Research (CFIR) (<xref ref-type="bibr" rid="B26">26</xref>), Advancing Understanding of Mechanism of Change in Implementation Science (<xref ref-type="bibr" rid="B31">31</xref>), Quality Implementation Framework (<xref ref-type="bibr" rid="B32">32</xref>), Ottawa Model of Health Care Research (<xref ref-type="bibr" rid="B30">30</xref>), Generic Implementation Framework (GIF) (<xref ref-type="bibr" rid="B19">19</xref>)</td>
<td valign="top" align="left">Consolidated Framework for Implementation Research (CFIR) (<xref ref-type="bibr" rid="B26">26</xref>), Integrated Promoting Action Research in Health Services Framework (i-PARiHS) (<xref ref-type="bibr" rid="B33">33</xref>), Understanding User Context Framework for Knowledge Translation (<xref ref-type="bibr" rid="B34">34</xref>), Interdisciplinary Conceptual Framework of Clinicians&#x00027; Compliance with Evidence-based Guidelines (<xref ref-type="bibr" rid="B35">35</xref>), A Practical, Robust Implementation and Sustainability Model (PRISM) (<xref ref-type="bibr" rid="B36">36</xref>), Determinants and Consequences of Implementation Effectiveness (<xref ref-type="bibr" rid="B37">37</xref>), Conceptual Framework (<xref ref-type="bibr" rid="B3">3</xref>), Generic Implementation Framework (GIF) (<xref ref-type="bibr" rid="B19">19</xref>)</td>
</tr>
<tr>
<td valign="top" align="left">Medical sciences</td>
<td valign="top" align="left">Medical Research Council guidance (<xref ref-type="bibr" rid="B38">38</xref>), A Model for Large Scale Knowledge Translation (<xref ref-type="bibr" rid="B39">39</xref>)</td>
<td valign="top" align="left">Four levels of change for improving quality (<xref ref-type="bibr" rid="B40">40</xref>), Translating Research into Practice (<xref ref-type="bibr" rid="B41">41</xref>), Barrier Assessment (<xref ref-type="bibr" rid="B20">20</xref>)</td>
</tr>
<tr>
<td valign="top" align="left">Nursing</td>
<td valign="top" align="left">IOWA Model (<xref ref-type="bibr" rid="B42">42</xref>), Stetler Model of Research Utilization (<xref ref-type="bibr" rid="B43">43</xref>), ACE Star Model of Knowledge Transformation (<xref ref-type="bibr" rid="B44">44</xref>)</td>
<td/>
</tr>
<tr>
<td valign="top" align="left">Pharmacy</td>
<td valign="top" align="left">Active Implementation Frameworks (<xref ref-type="bibr" rid="B45">45</xref>)</td>
<td/>
</tr>
<tr>
<td valign="top" align="left">Public health or prevention research</td>
<td valign="top" align="left">The NCCDPHP Knowledge to Action Framework for Public Health (<xref ref-type="bibr" rid="B46">46</xref>), Research Utilization Model (modified from Rogers) (<xref ref-type="bibr" rid="B47">47</xref>)</td>
<td valign="top" align="left">Ecological Framework&#x02014;Interactive Systems Framework for Dissemination and Implementation (<xref ref-type="bibr" rid="B48">48</xref>)</td>
</tr>
<tr>
<td valign="top" align="left">Organization research or service innovations</td>
<td valign="top" align="left">Organizational model for transformational change in health care systems (<xref ref-type="bibr" rid="B49">49</xref>)</td>
<td valign="top" align="left">Conceptual Model for Considering the Determinants of Diffusion, Dissemination, and Implementation of Health Service Delivery and Organization (<xref ref-type="bibr" rid="B50">50</xref>)</td>
</tr>
<tr>
<td valign="top" align="left">Social and behavioral sciences</td>
<td/>
<td valign="top" align="left">Theoretical Domains Framework (V2.0) (<xref ref-type="bibr" rid="B51">51</xref>)</td>
</tr>
<tr>
<td valign="top" align="left">Social work</td>
<td valign="top" align="left">Conceptual Model of Evidence-Based Practice Implementation in Public Services Sectors (<xref ref-type="bibr" rid="B22">22</xref>)</td>
<td valign="top" align="left">Conceptual Model of Evidence-Based Practice Implementation in Public Services Sectors (<xref ref-type="bibr" rid="B22">22</xref>), the CAIMeR Theory (<xref ref-type="bibr" rid="B52">52</xref>)</td>
</tr>
</tbody>
</table>
</table-wrap>
<p>Through analysis of both process models and determinant frameworks, we were able to grasp (<xref ref-type="bibr" rid="B1">1</xref>) a logical pathway in which different actions need to be taken in order to successfully implement a complex intervention, and (<xref ref-type="bibr" rid="B2">2</xref>) the main building blocks of which the intervention consists.</p>
<p><xref ref-type="table" rid="T4">Table 4</xref> gives an overview of the 15 process models with the main phases, steps, or requirements we could detract in each model (67 in total) and <xref ref-type="table" rid="T5">Table 5</xref> gives an overview of the 17 determinant frameworks and the main components, constructs, or elements that were put forward in these frameworks (90 in total). This served as a basis on which we detracted the common thread in each of these models and frameworks. We identified three main phases which most models have in common: a development phase, a translation phase, and a sustainment phase. Throughout all process models, 54 phases, steps, or requirements could directly be linked to these three phases. We also identified three main components: the intended change, the context, and the implementation strategies. A total of 67 components, constructs, or elements from all determinant frameworks could be directly linked to these three main components (see: <xref ref-type="table" rid="T5">Table 5</xref>). Thirteen components from 10 different process models could also be linked to these three main components (see: <xref ref-type="table" rid="T4">Table 4</xref>). Additionally, 17 components from 10 different determinant frameworks could indirectly be linked to the three main components as either outcomes, actors or processes (see: <xref ref-type="table" rid="T5">Table 5</xref>), leaving only 6 components that were not linked to the core phases and components we identified.</p>
<table-wrap position="float" id="T4">
<label>Table 4</label>
<caption><p>Overview of process models with their main phases, steps, or requirements.</p></caption>
<table frame="hsides" rules="groups">
<thead><tr>
<th/>
<th valign="top" align="left"><bold>Framework</bold></th>
<th valign="top" align="left"><bold>Phases/steps/requirements</bold></th>
</tr>
</thead>
<tbody>
<tr>
<td valign="top" align="left">Models who distinguish between phases of the implementation process</td>
<td valign="top" align="left">Medical Research Council guidance, Craig et al. (<xref ref-type="bibr" rid="B38">38</xref>)</td>
<td valign="top" align="left"><underline>Development</underline> <break/> <underline>Feasibility and piloting</underline> <break/> <italic>Evaluation</italic> <break/> <underline>Implementation</underline></td>
</tr>
<tr>
<td/>
<td valign="top" align="left">Conceptual Model of Evidence-Based Practice Implementation in Public Service Sectors, Aarons et al. (<xref ref-type="bibr" rid="B22">22</xref>)</td>
<td valign="top" align="left"><underline>Exploration</underline> <break/> <underline>Adoption decision/Preparation</underline> <break/> <underline>Active implementation</underline> <break/> <underline>Sustainment</underline></td>
</tr>
<tr>
<td/>
<td valign="top" align="left">Consolidated Framework for Implementation Research (CFIR), Damschroder et al. (<xref ref-type="bibr" rid="B26">26</xref>)</td>
<td valign="top" align="left"><underline>Planning</underline> <break/> <underline>Engaging</underline> <break/> <underline>Executing</underline> <break/> <italic>Reflecting and evaluating</italic></td>
</tr>
<tr>
<td/>
<td valign="top" align="left">NCCDPHP Knowledge to Action Framework for Public Health, Wilson et al. (<xref ref-type="bibr" rid="B46">46</xref>)</td>
<td valign="top" align="left"><underline>Research phase</underline> <break/> <underline>Translation phase</underline> <break/> <underline>Institutionalization phase</underline></td>
</tr>
<tr>
<td/>
<td valign="top" align="left">Research Utilization Model (modified from Rogers), Davis et al. (<xref ref-type="bibr" rid="B47">47</xref>)</td>
<td valign="top" align="left"><underline>Stage 0. Research Development</underline> <break/> <italic>Stage 1. Dissemination</italic> <break/> <underline>Stage 2. Intent to adopt</underline> <break/> <underline>Stage 3.a Implementation</underline> <break/> <underline>Stage 3.b Adaptation</underline> <break/> <underline>Stage 4. Institutionalization</underline> <break/> <underline>Stage 5. Diffusion and replication</underline></td>
</tr>
<tr>
<td/>
<td valign="top" align="left">Active Implementation Frameworks, Blanchard et al. (<xref ref-type="bibr" rid="B45">45</xref>)</td>
<td valign="top" align="left"><underline>Exploration</underline> <break/> <underline>Installation</underline> <break/> <underline>Initial implementation</underline> <break/> <underline>Full implementation</underline></td>
</tr>
<tr>
<td/>
<td valign="top" align="left">Stetler Model of Research Utilization, Stetler (<xref ref-type="bibr" rid="B43">43</xref>)</td>
<td valign="top" align="left"><underline>Phase 1: Preparation</underline> <break/> <underline>Phase 2: Validation</underline> <break/> <underline>Phase 3: Comparative Evaluation</underline> <break/> <underline>Phase 4: Decision making</underline> <break/> <underline>Phase 5: Translation/application</underline> <break/> Phase 6: Evaluation</td>
</tr>
<tr>
<td/>
<td valign="top" align="left">Generic Implementation Framework (GIF), Moullin et al. (<xref ref-type="bibr" rid="B19">19</xref>)</td>
<td valign="top" align="left"><underline>Pre-implementation</underline> <break/> <underline>Process of implementation</underline> <break/><underline>Post-implementation</underline></td>
</tr>
<tr>
<td valign="top" align="left">Action models with a step-wise approach</td>
<td valign="top" align="left">ACE Star Model of Knowledge Transformation, Stevens (<xref ref-type="bibr" rid="B44">44</xref>)</td>
<td valign="top" align="left"><underline>Discovery Research</underline> <break/> <underline>Evidence Summary</underline> <break/> <underline>Translation to Guidelines</underline> <break/> <underline>Practice Integration</underline> <break/> <italic>Process, Outcome Evaluation</italic></td>
</tr>
<tr>
<td/>
<td valign="top" align="left">A model for large scale knowledge translation, Pronovost et al. (<xref ref-type="bibr" rid="B39">39</xref>)</td>
<td valign="top" align="left"><underline>1. Summarize the evidence</underline><break/><underline><italic>2</italic>. Identify local barriers to implementation</underline><break/><italic>3. Measure performance</italic><break/><underline><italic>4</italic>. Ensure all patients receive the interventions</underline></td>
</tr>
<tr>
<td/>
<td valign="top" align="left">Advancing understanding of mechanism of change in implementation science, Lewis et al. (<xref ref-type="bibr" rid="B31">31</xref>)</td>
<td valign="top" align="left"><italic>Step 1: Specifying implementation strategies</italic> <break/> <italic>Step 2: Generating strategy-mechanism linkages</italic> <break/> <italic>Step 3: Identifying proximal and distal outcomes</italic> <break/> <italic>Step 4: Articulating effect modifiers</italic></td>
</tr>
<tr>
<td/>
<td valign="top" align="left">Organizational model for transformational change in health care systems, Lukas et al. (<xref ref-type="bibr" rid="B49">49</xref>)</td>
<td valign="top" align="left"><underline>Impetus to Transform</underline> <break/> <italic>Leadership</italic> <break/> <underline>Improvement Initiatives</underline> <break/> <underline>Alignment</underline> <break/> <underline>Integration</underline></td>
</tr>
<tr>
<td/>
<td valign="top" align="left">The ottawa model of health care research, Logan et al. (<xref ref-type="bibr" rid="B30">30</xref>)</td>
<td valign="top" align="left"><underline>1. Assess: Practice environment, potential adopters, evidence-based innovation</underline><break/><underline>2. Monitor: Transfer strategies, adoption</underline><break/>3. Evaluate: Outcomes</td>
</tr>
<tr>
<td/>
<td valign="top" align="left">Quality Implementation Framework, Meyers et al. (<xref ref-type="bibr" rid="B32">32</xref>)</td>
<td valign="top" align="left"><underline>1. Initial considerations regarding the host setting</underline><break/><underline><italic>2</italic>. Creating a structure for implementation</underline><break/><underline><italic>3</italic>. Ongoing structure once implementation begins</underline><break/><underline><italic>4</italic>. Improving future applications</underline></td>
</tr>
<tr>
<td/>
<td valign="top" align="left">IOWA Model, Doody and Doody (<xref ref-type="bibr" rid="B42">42</xref>)</td>
<td valign="top" align="left"><underline>1. Selection of a topic</underline><break/><underline><italic>2</italic>. Forming a team</underline><break/><underline><italic>3</italic>. Evidence retrieval</underline><break/><underline><italic>4</italic>. Grading the evidence</underline><break/><underline><italic>5</italic>. Developing an EBP Standard</underline><break/><underline><italic>6</italic>. Implement the EBP</underline><break/><italic>7. Evaluation</italic></td>
</tr>
</tbody>
</table>
<table-wrap-foot>
<p><italic>&#x0002A;The underlined phases/steps/requirements are those that are directly incorporated into the three main phases we put forward as common thread in these models</italic>.</p>
<p><italic>&#x0002A;The phases/steps/requirements in italics are linked to the three main components as described in Framework components</italic>.</p>
</table-wrap-foot>
</table-wrap>
<table-wrap position="float" id="T5">
<label>Table 5</label>
<caption><p>Overview of determinant frameworks with their main components, constructs, or elements.</p></caption>
<table frame="hsides" rules="groups">
<thead><tr>
<th valign="top" align="left"><bold>Determinant framework</bold></th>
<th valign="top" align="left"><bold>Components/constructs/elements</bold></th>
</tr>
</thead>
<tbody>
<tr>
<td valign="top" align="left">Consolidated Framework for Implementation Research (CFIR), Damschroder et al. (<xref ref-type="bibr" rid="B26">26</xref>)</td>
<td valign="top" align="left"><underline>Intervention Characteristics</underline> <break/> <italic>Individuals involved</italic> <break/> <underline>Inner setting</underline> <break/> <underline>Outer setting</underline> <break/><italic>Process</italic></td>
</tr>
<tr>
<td valign="top" align="left">Integrated Promoting Action Research in Health Services Framework (i-PARiHS), Stetler et al. (<xref ref-type="bibr" rid="B33">33</xref>)</td>
<td valign="top" align="left"><underline>Evidence/Evidence and EBP characteristics (revised version)</underline> <break/> <underline>Context/Contextual readiness for targeted EBP implementation (revised version)</underline> <break/> <underline>Facilitation</underline> <break/> <italic>Successful implementation (revised version)</italic></td>
</tr>
<tr>
<td valign="top" align="left">CAIMeR theory, Blom and Mor&#x000E9;n (<xref ref-type="bibr" rid="B52">52</xref>)</td>
<td valign="top" align="left"><underline>Contexts</underline> <break/> <italic>Actors</italic> <break/> <underline>Interventions</underline> <break/> <italic>Mechanisms</italic> <break/> <italic>Results</italic></td>
</tr>
<tr>
<td valign="top" align="left">Barrier assessment, Cochrane et al. (<xref ref-type="bibr" rid="B20">20</xref>)</td>
<td valign="top" align="left"><underline>Cognitive-behavioral barriers</underline> <break/> <underline>Attitudinal or rational-emotional barriers</underline> <break/> <underline>Professional barriers</underline> <break/> <underline>Barriers embedded in the guidelines or evidence</underline> <break/> <underline>Patient barriers</underline> <break/> <underline>Support or resources</underline> <break/> <underline>System and process barriers</underline></td>
</tr>
<tr>
<td valign="top" align="left">Ecological Framework&#x02014;Interactive Systems Framework for Dissemination and Implementation, Durlak and DuPre (<xref ref-type="bibr" rid="B48">48</xref>)</td>
<td valign="top" align="left"><underline>Community level factors</underline> <break/> <underline>Provider characteristics</underline> <break/> <underline>Characteristics of the innovation</underline> <break/> <underline>Factors relevant to the prevention delivery system</underline> <break/> <underline>Organizational capacity</underline> <break/> <underline>Factors related to the prevention support system</underline></td>
</tr>
<tr>
<td valign="top" align="left">Conceptual model for considering the determinants of diffusion, dissemination, and implementation of health service delivery and organization, Greenhalgh et al. (<xref ref-type="bibr" rid="B50">50</xref>)</td>
<td valign="top" align="left"><underline>The innovation</underline> <break/> <underline>System antecedents for innovation</underline> <break/> <underline>System readiness for innovation</underline> <break/> <italic>Adopter</italic> <break/> Assimilation <break/> <italic>Implementation process</italic> <break/> <italic>Linkage</italic> <break/> <underline>Outer context</underline> <break/> <underline>Communication and influence</underline> <break/> <underline>Diffusion and dissemination</underline></td>
</tr>
<tr>
<td valign="top" align="left">Understanding user context framework for knowledge translation, Jacobson et al. (<xref ref-type="bibr" rid="B34">34</xref>)</td>
<td valign="top" align="left"><italic>The user group</italic> <break/> <underline>The issue</underline> <break/> The research <break/> The researcher-user relationship <break/> <underline>Dissemination strategies</underline></td>
</tr>
<tr>
<td valign="top" align="left">The interdisciplinary conceptual framework of clinicians&#x00027; compliance with evidence-based guidelines, Gurses et al. (<xref ref-type="bibr" rid="B35">35</xref>)</td>
<td valign="top" align="left"><underline>System characteristics</underline> <break/> <underline>Provider characteristics</underline> <break/> <underline>Guideline characteristics</underline> <break/> <underline>Implementation characteristics</underline></td>
</tr>
<tr>
<td valign="top" align="left">Four levels of change for improving quality, Ferlie and Shortell (<xref ref-type="bibr" rid="B40">40</xref>)</td>
<td valign="top" align="left"><underline>Individual change</underline> <break/> <underline>Group/team change</underline> <break/> <underline>Organizational change</underline> <break/> <underline>Larger system/environment change</underline></td>
</tr>
<tr>
<td valign="top" align="left">A practical, robust implementation and sustainability model (PRISM), Feldstein and Glasgow (<xref ref-type="bibr" rid="B36">36</xref>)</td>
<td valign="top" align="left"><underline>Program (Interventions)</underline> <break/> <underline>External environment</underline> <break/> <underline>Implementation and sustainability infrastructure</underline> <break/> <italic>Recipients</italic></td>
</tr>
<tr>
<td valign="top" align="left">Translating research into practice, Bradley et al. (<xref ref-type="bibr" rid="B41">41</xref>)</td>
<td valign="top" align="left"><underline>Top-down support</underline> <break/> <underline>Leadership</underline> <break/> <underline>Credibility of evidence-based practice</underline> <break/> <underline>Organizational culture</underline> <break/> <underline>Coordination of different stakeholders</underline> <break/> <underline>Intervention infrastructure</underline> <break/> <underline>Dissemination Diffusion</underline></td>
</tr>
<tr>
<td valign="top" align="left">Determinants and consequences of implementation effectiveness, Klein and Sorra (<xref ref-type="bibr" rid="B37">37</xref>)</td>
<td valign="top" align="left"><underline>Climate for implementation</underline> <break/> <underline>Skills</underline> <break/> <underline>Incentives and disincentives</underline> <break/> <underline>Absence of obstacles</underline> <break/> <underline>Innovation values fit</underline> <break/> Commitment <break/> Strategic accuracy of innovation adoption <break/> <italic>Implementation effectiveness</italic> <break/> <italic>Innovation effectiveness</italic></td>
</tr>
<tr>
<td valign="top" align="left">Conceptual framework, Lau et al. (<xref ref-type="bibr" rid="B3">3</xref>)</td>
<td valign="top" align="left"><underline>External context</underline> <break/> <underline>Organization</underline> <break/> <underline>Professional</underline> <break/><underline>Intervention</underline></td>
</tr>
<tr>
<td valign="top" align="left">Generic Implementation Framework (GIF), Moullin et al. (<xref ref-type="bibr" rid="B19">19</xref>)</td>
<td valign="top" align="left"><underline>Innovation</underline> <break/> <underline>Context domains</underline> <break/> <underline>Strategies</underline> <break/> <underline>Factors</underline> <break/> <italic>Evaluations</italic></td>
</tr>
<tr>
<td valign="top" align="left">The ottawa model of health care research, Logan et al. (<xref ref-type="bibr" rid="B30">30</xref>)</td>
<td valign="top" align="left"><underline>Practice environment</underline> <break/> <italic>Potential adopters</italic> <break/> <underline>Evidence-based innovation</underline> <break/> <underline>Transfer strategies</underline> <break/> Adoption <break/> <italic>Outcomes</italic></td>
</tr>
<tr>
<td valign="top" align="left">Theoretical domains framework (v2.0), Atkins et al. (<xref ref-type="bibr" rid="B51">51</xref>)</td>
<td valign="top" align="left"><underline>Knowledge, skills, social/professional role and identity, beliefs about capabilities</underline>, <underline>optimism, beliefs about consequences, reinforcement, intentions, goals, memory</underline>, <underline>attention and decision processes, environmental context and</underline> <underline>resources, social influences, emotion, behavioral regulation</underline></td>
</tr>
<tr>
<td valign="top" align="left">Conceptual model of evidence-based practice implementation in public service sectors, Aarons et al. (<xref ref-type="bibr" rid="B22">22</xref>)</td>
<td valign="top" align="left"><underline>Outer context</underline> <break/> <underline>Inner context</underline> <break/> <italic>Interconnections</italic></td>
</tr>
</tbody>
</table>
<table-wrap-foot>
<p><italic>&#x0002A;The underlined components/constructs/elements are those that are directly incorporated into the three main components we put forward as common thread in these frameworks</italic>.</p>
<p><italic>&#x0002A;The components/constructs/elements in italics are linked to the three main components in Framework components, as either outcomes or evaluation (linked to intended change), actors (linked to context) or process (linked to strategies)</italic>.</p>
</table-wrap-foot>
</table-wrap>
<p>The three core phases we identified simplify the implementation process and are relevant to distinguish between different actions that need to be taken at different points in the process. The three components we identified are the core building blocks of the intervention: the way these components are approached and interact with each other will determine implementation success. Therefore, intervention designers need to reflect on how to approach each of the components within each of the phases.</p>
<sec>
<title>Phases of an Implementation Process</title>
<p>To examine different phases of an implementation process, we look at process models, as defined by Nilsen (<xref ref-type="bibr" rid="B25">25</xref>). Such models are built to make sense of the different phases or steps of the implementation process of an intervention (<xref ref-type="bibr" rid="B25">25</xref>). The goal is to construct and clarify a &#x0201C;logical pathway&#x0201D; that can give concrete guidance for intervention designers. Many models were designed with the objective of translating research evidence into real world practice (<xref ref-type="bibr" rid="B33">33</xref>, <xref ref-type="bibr" rid="B39">39</xref>, <xref ref-type="bibr" rid="B44">44</xref>, <xref ref-type="bibr" rid="B46">46</xref>) or the so called shift from knowledge to action [cfr. Wilson et al. (<xref ref-type="bibr" rid="B46">46</xref>)]. They tend to depart from an evidence base that needs to be translated into real world settings (<xref ref-type="bibr" rid="B33">33</xref>, <xref ref-type="bibr" rid="B39">39</xref>, <xref ref-type="bibr" rid="B44">44</xref>, <xref ref-type="bibr" rid="B46">46</xref>). Other models incorporate a research development phase (<xref ref-type="bibr" rid="B38">38</xref>, <xref ref-type="bibr" rid="B46">46</xref>, <xref ref-type="bibr" rid="B47">47</xref>) in which best practices are still to be defined.</p>
<p>We find variation among models as to what is viewed as the main process of implementation. In some models such process takes the form of a stepwise approach to ensure successful implementation of an intervention (<xref ref-type="bibr" rid="B30">30</xref>&#x02013;<xref ref-type="bibr" rid="B32">32</xref>, <xref ref-type="bibr" rid="B42">42</xref>, <xref ref-type="bibr" rid="B49">49</xref>, <xref ref-type="bibr" rid="B51">51</xref>). Nilsen (<xref ref-type="bibr" rid="B25">25</xref>) calls these action models. They are built upon critical steps or phases that need to be followed or focused upon in order to reach successful implementation. These main phases or steps can either be aimed at the implementation process itself (<xref ref-type="bibr" rid="B31">31</xref>, <xref ref-type="bibr" rid="B32">32</xref>) or at the process of using research to initiate change (<xref ref-type="bibr" rid="B42">42</xref>, <xref ref-type="bibr" rid="B51">51</xref>). In such models, key drivers or components tend to be highlighted that are necessary for change (<xref ref-type="bibr" rid="B33">33</xref>, <xref ref-type="bibr" rid="B49">49</xref>) and/or they have a thorough focus on those strategies that will lead to sustainable change, which is referred to as general implementation strategies (<xref ref-type="bibr" rid="B31">31</xref>), transfer strategies (<xref ref-type="bibr" rid="B30">30</xref>), capacity-building strategies (<xref ref-type="bibr" rid="B32">32</xref>) et cetera.</p>
<p>Another approach for describing a process is to have models differentiate between the main phases of how implementation efforts takes form, in order to make sense of the implementation process itself (<xref ref-type="bibr" rid="B22">22</xref>, <xref ref-type="bibr" rid="B38">38</xref>, <xref ref-type="bibr" rid="B43">43</xref>, <xref ref-type="bibr" rid="B45">45</xref>&#x02013;<xref ref-type="bibr" rid="B47">47</xref>). These models describe similar phases. They distinguish between either a development (<xref ref-type="bibr" rid="B38">38</xref>, <xref ref-type="bibr" rid="B47">47</xref>), preparation (<xref ref-type="bibr" rid="B43">43</xref>) or exploration phase (<xref ref-type="bibr" rid="B22">22</xref>, <xref ref-type="bibr" rid="B45">45</xref>), a pre-adoption phase [such as piloting (<xref ref-type="bibr" rid="B38">38</xref>), installation (<xref ref-type="bibr" rid="B45">45</xref>), or the intent/decision to adopt (<xref ref-type="bibr" rid="B22">22</xref>, <xref ref-type="bibr" rid="B43">43</xref>, <xref ref-type="bibr" rid="B47">47</xref>)], an actual implementation- (<xref ref-type="bibr" rid="B22">22</xref>, <xref ref-type="bibr" rid="B38">38</xref>, <xref ref-type="bibr" rid="B45">45</xref>, <xref ref-type="bibr" rid="B47">47</xref>) or translation phase (<xref ref-type="bibr" rid="B43">43</xref>, <xref ref-type="bibr" rid="B46">46</xref>) and a sustainment (<xref ref-type="bibr" rid="B22">22</xref>) or institutionalization (<xref ref-type="bibr" rid="B46">46</xref>, <xref ref-type="bibr" rid="B47">47</xref>) phase. We reduce these models to three core phases: a development phase, a translation phase and a sustainment phase&#x02014;as depicted in <xref ref-type="table" rid="T6">Table 6</xref>. This is a simplification that is relevant for intervention designers and practitioners, as these phases make most sense to them as distinct phases that require other types of action from them.</p>
<table-wrap position="float" id="T6">
<label>Table 6</label>
<caption><p>Overview of process models in relation to a development phase, translation phase and sustainment phase.</p></caption>
<table frame="hsides" rules="groups">
<thead><tr>
<th/>
<th valign="top" align="left"><bold>Framework</bold></th>
<th valign="top" align="left"><bold>Development phase</bold></th>
<th valign="top" align="left"><bold>Translation phase</bold></th>
<th valign="top" align="left"><bold>Sustainment phase</bold></th>
</tr>
</thead>
<tbody>
<tr>
<td valign="top" align="left">Models who distinguish between phases of the implementation process</td>
<td valign="top" align="left">Medical research council guidance, Craig et al. (<xref ref-type="bibr" rid="B38">38</xref>)</td>
<td valign="top" align="left">Development</td>
<td valign="top" align="left">Feasibility and piloting <break/> Implementation</td>
<td valign="top" align="left">&#x02013;</td>
</tr>
<tr>
<td/>
<td valign="top" align="left">Conceptual model of evidence-based practice implementation in public service sectors, Aarons et al. (<xref ref-type="bibr" rid="B22">22</xref>)</td>
<td valign="top" align="left">Exploration <break/> Adoption Decision/Preparation</td>
<td valign="top" align="left">Active implementation</td>
<td valign="top" align="left">Sustainment</td>
</tr>
<tr>
<td/>
<td valign="top" align="left">Consolidated Framework for Implementation Research (CFIR), Damschroder et al. (<xref ref-type="bibr" rid="B26">26</xref>)</td>
<td valign="top" align="left">Planning <break/> Engaging</td>
<td valign="top" align="left">Executing</td>
<td valign="top" align="left">&#x02013;</td>
</tr>
<tr>
<td/>
<td valign="top" align="left">NCCDPHP knowledge to action framework for public health, Wilson et al. (<xref ref-type="bibr" rid="B46">46</xref>)</td>
<td valign="top" align="left">Research phase</td>
<td valign="top" align="left">Translation phase</td>
<td valign="top" align="left">Institutionalization phase</td>
</tr>
<tr>
<td/>
<td valign="top" align="left">Research utilization model (modified from Rogers), Davis et al. (<xref ref-type="bibr" rid="B47">47</xref>)</td>
<td valign="top" align="left">Research Development <break/> Intent to adopt</td>
<td valign="top" align="left">Implementation <break/> Adaptation</td>
<td valign="top" align="left">Institutionalization <break/> Diffusion and replication</td>
</tr>
<tr>
<td/>
<td valign="top" align="left">Active implementation frameworks, Blanchard et al. (<xref ref-type="bibr" rid="B45">45</xref>)</td>
<td valign="top" align="left">Exploration</td>
<td valign="top" align="left">Installation <break/> Initial implementation</td>
<td valign="top" align="left">Full implementation</td>
</tr>
<tr>
<td/>
<td valign="top" align="left">Stetler model of research utilization, Stetler (<xref ref-type="bibr" rid="B43">43</xref>)</td>
<td valign="top" align="left">Preparation validation comparative evaluation decision making</td>
<td valign="top" align="left">Translation/application</td>
<td valign="top" align="left">&#x02013;</td>
</tr>
<tr>
<td/>
<td valign="top" align="left">Generic Implementation Framework (GIF), Moullin et al. (<xref ref-type="bibr" rid="B19">19</xref>)</td>
<td valign="top" align="left">Pre-implementation</td>
<td valign="top" align="left">Process of implementation</td>
<td valign="top" align="left">Post-implementation</td>
</tr>
<tr>
<td/>
<td valign="top" align="left">ACE star model of knowledge transformation, Stevens (<xref ref-type="bibr" rid="B44">44</xref>)</td>
<td valign="top" align="left">Discovery Research <break/> Evidence Summary <break/> Translation into guidelines</td>
<td valign="top" align="left">Practice integration</td>
<td valign="top" align="left">&#x02013;</td>
</tr>
<tr>
<td/>
<td valign="top" align="left">A model for large scale knowledge translation, Pronovost et al. (<xref ref-type="bibr" rid="B39">39</xref>)</td>
<td valign="top" align="left">Summarize the evidence <break/> Identify local barriers to implementation</td>
<td valign="top" align="left">&#x02013;</td>
<td valign="top" align="left">Ensure all patients receive the interventions</td>
</tr>
<tr>
<td valign="top" align="left">Action models with a step-wise approach</td>
<td valign="top" align="left">Advancing understanding of mechanism of change in implementation science, Lewis et al. (<xref ref-type="bibr" rid="B31">31</xref>)</td>
<td valign="top" align="left">&#x02013;</td>
<td valign="top" align="left">&#x02013;</td>
<td valign="top" align="left">&#x02013;</td>
</tr>
<tr>
<td/>
<td valign="top" align="left">Organizational model for transformational change in health care systems, Lukas et al. (<xref ref-type="bibr" rid="B49">49</xref>)</td>
<td valign="top" align="left">Impetus to Transform</td>
<td valign="top" align="left">Improvement Initiatives <break/> Alignment</td>
<td valign="top" align="left">Integration</td>
</tr>
<tr>
<td/>
<td valign="top" align="left">The ottawa model of health care research, Logan et al. (<xref ref-type="bibr" rid="B30">30</xref>)</td>
<td valign="top" align="left">Assess (practice environment, potential adopters, evidence-based innovation)</td>
<td valign="top" align="left">Monitor (transfer strategies, adoption)</td>
<td valign="top" align="left">-</td>
</tr>
<tr>
<td/>
<td valign="top" align="left">Quality implementation framework, Meyers et al. (<xref ref-type="bibr" rid="B32">32</xref>)</td>
<td valign="top" align="left">Initial considerations regarding the host setting <break/> Creating a structure for implementation</td>
<td valign="top" align="left">Ongoing structure once implementation begins</td>
<td valign="top" align="left">Improving future applications</td>
</tr>
<tr>
<td/>
<td valign="top" align="left">IOWA model, Doody and Doody (<xref ref-type="bibr" rid="B42">42</xref>)</td>
<td valign="top" align="left">Selection of a topic <break/> Forming a team <break/> Evidence retrieval <break/> Grading the evidence <break/> Developing an EBP standard</td>
<td valign="top" align="left">Implement the EBP</td>
<td valign="top" align="left">&#x02013;</td>
</tr>
</tbody>
</table>
</table-wrap>
<sec>
<title>Development Phase</title>
<p>The development phase is the initial phase in which preparatory activities are conducted in order to successfully introduce the intervention. In the different models, various elements are considered to be relevant in this initial phase, which leads to a variety of actions that can be taken to prepare for and develop an intervention. Overall, the development phase comprises:</p>
<list list-type="order">
<list-item><p>Synthesizing or collecting research evidence on which an intervention can be based;</p></list-item>
<list-item><p>Exploring the host setting;</p></list-item>
<list-item><p>Considering the overall fit of an intervention within a particular setting;</p></list-item>
<list-item><p>Ensuring readiness and intend to adopt the intervention.</p></list-item>
</list>
<p>Most models require that intervention designers synthesize existing evidence (<xref ref-type="bibr" rid="B38">38</xref>, <xref ref-type="bibr" rid="B39">39</xref>, <xref ref-type="bibr" rid="B42">42</xref>, <xref ref-type="bibr" rid="B44">44</xref>), or that they conduct their own (discovery) research (<xref ref-type="bibr" rid="B44">44</xref>, <xref ref-type="bibr" rid="B46">46</xref>). This will lead to either a theory (<xref ref-type="bibr" rid="B38">38</xref>), approach or practice (<xref ref-type="bibr" rid="B46">46</xref>), or research findings that can be translated into an evidence based practice (EBP) standard (<xref ref-type="bibr" rid="B42">42</xref>) or guidelines (<xref ref-type="bibr" rid="B44">44</xref>). Other models have a different focus and depart from the idea of planning (<xref ref-type="bibr" rid="B26">26</xref>) for an intervention or a more general exploration phase (<xref ref-type="bibr" rid="B22">22</xref>, <xref ref-type="bibr" rid="B45">45</xref>). This is less focused on research translation and more intended to gain awareness of an issue (<xref ref-type="bibr" rid="B22">22</xref>), and to explore practices and implementation strategies that might respond to this issue (<xref ref-type="bibr" rid="B22">22</xref>). Exploration could also refer to assessing the feasibility of implementation intentions or examining the readiness of the setting in which an intervention should take place (<xref ref-type="bibr" rid="B45">45</xref>). This is in line with Meyers, Durlak and Wandersman (<xref ref-type="bibr" rid="B32">32</xref>) who mention the importance of &#x0201C;<italic>initial considerations regarding the host setting</italic>,&#x0201D; which refers to exploring whether there is a fit between an intervention and the host setting.</p>
<p>The fit between an intervention and the host setting (<xref ref-type="bibr" rid="B32">32</xref>, <xref ref-type="bibr" rid="B45">45</xref>) can be linked to the need to asses contextual factors in this initial development phase (<xref ref-type="bibr" rid="B10">10</xref>, <xref ref-type="bibr" rid="B53">53</xref>). The Ottawa Model of Health Care Research refers to &#x0201C;<italic>assess&#x0201D;</italic> as a first step, which means that the implementation environment, potential adopters, and the evidence-based innovation itself have to be examined (<xref ref-type="bibr" rid="B30">30</xref>). This is relevant when trying to assess the feasibility and compatibility of the intervention within a specific context. Pronovost et al. (<xref ref-type="bibr" rid="B39">39</xref>) mention a barrier assessment, which is a similar approach as the Conceptual Model of Evidence-Based Practice Implementation in which much emphasis is placed on mapping various hindering and promoting context variables in order to increase implementation success (<xref ref-type="bibr" rid="B22">22</xref>). These models recognize the importance of scanning contextual variables to identify barriers and facilitators that will affect implementation efforts.</p>
<p>Lastly, some models incorporate the decision or intend to adopt as a key element of the initial phase (<xref ref-type="bibr" rid="B22">22</xref>, <xref ref-type="bibr" rid="B30">30</xref>, <xref ref-type="bibr" rid="B43">43</xref>, <xref ref-type="bibr" rid="B47">47</xref>). Lukas et al. (<xref ref-type="bibr" rid="B49">49</xref>) refer to this as the &#x0201C;<italic>impetus to transform,&#x0201D;</italic> which indicates that the decision to adopt a certain intervention is affected by various elements (<xref ref-type="bibr" rid="B22">22</xref>). This relates back to overall practitioner readiness (<xref ref-type="bibr" rid="B45">45</xref>), and the fit between the intervention and the setting in which it will be implemented (<xref ref-type="bibr" rid="B32">32</xref>, <xref ref-type="bibr" rid="B43">43</xref>). According to the Quality Implementation Framework, a key step in the initial phase is also to create a structure for implementation (<xref ref-type="bibr" rid="B32">32</xref>). This can mean having a plan for implementation (<xref ref-type="bibr" rid="B32">32</xref>), but also to form a team that is dedicated to ensure implementation of an intervention (<xref ref-type="bibr" rid="B32">32</xref>, <xref ref-type="bibr" rid="B42">42</xref>). The CFIR also recognizes the importance of engaging different actors that are involved in the intervention and views it as one of the core activities in the first phases of developing an intervention (<xref ref-type="bibr" rid="B26">26</xref>).</p></sec>
<sec>
<title>Translation Phase</title>
<p>Many frameworks refer to an implementation phase (<xref ref-type="bibr" rid="B22">22</xref>, <xref ref-type="bibr" rid="B38">38</xref>, <xref ref-type="bibr" rid="B42">42</xref>, <xref ref-type="bibr" rid="B45">45</xref>, <xref ref-type="bibr" rid="B47">47</xref>). It can also be called executing (<xref ref-type="bibr" rid="B26">26</xref>), adoption (<xref ref-type="bibr" rid="B30">30</xref>), improvement initiatives (<xref ref-type="bibr" rid="B49">49</xref>), or practice integration (<xref ref-type="bibr" rid="B44">44</xref>). Following the definition of Blanchard et al. (<xref ref-type="bibr" rid="B45">45</xref>), the core of this phase is to integrate the intervention into everyday practice, relying on the preparatory work started in the initial phase. We decided to follow the approach of the NCCDPHP Knowledge to Action Framework for Public Health (<xref ref-type="bibr" rid="B46">46</xref>) and the Stetler Model of Research Utilization (<xref ref-type="bibr" rid="B43">43</xref>) in which this phase is called the translation phase. They view the implementation process as translating research into practice. The core of these phases is however similar: it refers to the entire process of putting research into practice (<xref ref-type="bibr" rid="B46">46</xref>), thus implementing change into real world settings. In short, the actions that are key within the translation phase are:</p>
<list list-type="order">
<list-item><p>Introducing the intervention by applying the strategies as defined in the development phase;</p></list-item>
<list-item><p>Monitoring how different components interact with each other to ensure continuous improvement.</p></list-item>
</list>
<p>All models with a translation phase will agree that key activities within this phase are applying those strategies (<xref ref-type="bibr" rid="B30">30</xref>, <xref ref-type="bibr" rid="B45">45</xref>) or types of support (<xref ref-type="bibr" rid="B42">42</xref>, <xref ref-type="bibr" rid="B46">46</xref>) that have been defined in the development phase, in order to introduce the intervention. For example, training or coaching is organized (<xref ref-type="bibr" rid="B45">45</xref>, <xref ref-type="bibr" rid="B46">46</xref>), leadership- or communication structures are put in place (<xref ref-type="bibr" rid="B42">42</xref>, <xref ref-type="bibr" rid="B49">49</xref>), technical assistance is provided or financial resources are made available (<xref ref-type="bibr" rid="B46">46</xref>). The Ottawa Model of Health Care Research (<xref ref-type="bibr" rid="B30">30</xref>) sees this as a monitoring phase, which means that strategies for introducing and implementing the intervention are to be observed and adjusted if necessary. Within the Research Utilization Model (<xref ref-type="bibr" rid="B47">47</xref>), the term &#x0201C;adaptation&#x0201D; is introduced, which means that &#x0201C;<italic>over time, an innovation, the social system into which it is introduced, or both, may change or be modified to facilitate use of the innovation.&#x0201D;</italic> This suggests that interaction is expected between the intervention, the strategies used and the context or setting in which the intervention takes place.</p></sec>
<sec>
<title>Sustainment Phase</title>
<p>Seven process models that we included in our analysis mention some form of sustainment phase. Aarons et al. (<xref ref-type="bibr" rid="B22">22</xref>) directly incorporate a sustainment phase and define it as &#x0201C;<italic>the continued use of an innovation in practice</italic>.&#x0201D; This corresponds with what is named the &#x0201C;institutionalization phase&#x0201D; in the NCCDPHP Knowledge to Action Framework for Public Health (<xref ref-type="bibr" rid="B46">46</xref>) and the Research Utilization Model (<xref ref-type="bibr" rid="B47">47</xref>). Institutionalization of an intervention means that the intended change within an intervention becomes an established activity or norm within the setting it is implemented (<xref ref-type="bibr" rid="B46">46</xref>). It becomes integrated into the routines and practices of this setting (<xref ref-type="bibr" rid="B47">47</xref>), and it should be ensured that the intervention is applied to all of whom it is aimed (<xref ref-type="bibr" rid="B39">39</xref>). Central in the sustainment phase is:</p>
<list list-type="order">
<list-item><p>Applying the strategies as defined in the development phase to help sustain the intervention;</p></list-item>
<list-item><p>Reflecting upon the actions taken and ensuring continuous improvement.</p></list-item>
</list>
<p>Indeed, the aim of the sustainment phase of an intervention is that the intended change is maintained and becomes part of the daily routines and practices. This goes beyond a mere adoption of an intervention. The Organizational model for transformational change in health care systems (<xref ref-type="bibr" rid="B49">49</xref>) incorporates a similar idea, which is referred to as integration. Blanchard et al. (<xref ref-type="bibr" rid="B45">45</xref>) also <sup>&#x0002A;</sup>speak of integration of new learnings into practice, which they call full implementation. All of these imply that an intended change is adopted and in time harmonizes with, or replaces previously existing practices and activities.</p>
<p>A sustainment phase is also the phase in which continuous improvements ensure a fit between the intervention and the setting in which it is implemented. The Quality Implementation Framework (<xref ref-type="bibr" rid="B32">32</xref>) sees the improvement of future applications as the core of this final phase. This is learning from experience. Through reflection and feedback from the setting in which the intervention is introduced, strengths, and weaknesses of the intervention can be detected and acted upon (<xref ref-type="bibr" rid="B32">32</xref>). For Blanchard et al. (<xref ref-type="bibr" rid="B45">45</xref>) this implies achieving fidelity and improving outcomes. This phase can directly be linked to evaluation, which four process models include as a separate phase.</p>
<p>This notion of continuous improvement can be linked to reflection and evaluation as a part of the process. Several process models include evaluation or measuring performance and outcomes as a phase of the implementation process, for example in the Medical Research Council guidance (<xref ref-type="bibr" rid="B38">38</xref>), the CFIR (<xref ref-type="bibr" rid="B26">26</xref>), the Ottawa Model of Health Care Research (<xref ref-type="bibr" rid="B30">30</xref>), the IOWA model (<xref ref-type="bibr" rid="B42">42</xref>), the ACE Star Model of Knowledge Transformation (<xref ref-type="bibr" rid="B44">44</xref>), the Stetler Model of Research Utilization (<xref ref-type="bibr" rid="B43">43</xref>) and Advancing Understanding of Mechanism of Change in Implementation Science (<xref ref-type="bibr" rid="B31">31</xref>), and the model for large scale knowledge translation (<xref ref-type="bibr" rid="B39">39</xref>). These frameworks or models generally include minor guidance about how to assess success or failure. There are however also frameworks that are designed specifically to guide the evaluation process, examples of which are the RE-AIM framework (<xref ref-type="bibr" rid="B54">54</xref>), the PRECEDE-PROCEED model (<xref ref-type="bibr" rid="B55">55</xref>) and the Implementation Outcomes Framework (IOF) (<xref ref-type="bibr" rid="B56">56</xref>).</p></sec></sec>
<sec>
<title>Framework Components</title>
<p>Throughout the three phases of the implementation process, we distinguish components that have to be taken into account within each phase. Therefore, we looked into what Nilsen (<xref ref-type="bibr" rid="B25">25</xref>) calls determinant frameworks. These are designed with the intent to understand and explain what influences implementation outcomes, and thus provide information on which components to focus for implementation success. Some frameworks tend to mainly focus on enlisting relevant context variables [e.g., Theoretical Domains Framework 2.0 (<xref ref-type="bibr" rid="B51">51</xref>)], while others also specify the relationships and interactions between types of determinants (<xref ref-type="bibr" rid="B25">25</xref>). These frameworks provide valuable input when describing different types of context variables that might hinder or facilitate intervention efforts.</p>
<p><xref ref-type="table" rid="T7">Table 7</xref> gives an overview of how various determinant frameworks refer to the three components that we have extracted: intended change, context and/or strategies. They will provide further guidance on how to understand and work with these elements and how they can affect implementation outcomes.</p>
<table-wrap position="float" id="T7">
<label>Table 7</label>
<caption><p>Overview of determinant frameworks that incorporate intended change, context, and strategies as components.</p></caption>
<table frame="hsides" rules="groups">
<thead><tr>
<th valign="top" align="left"><bold>Determinant framework</bold></th>
<th valign="top" align="left"><bold>Intended change</bold></th>
<th valign="top" align="left"><bold>Context</bold></th>
<th valign="top" align="left"><bold>Strategies</bold></th>
</tr>
</thead>
<tbody>
<tr>
<td valign="top" align="left">Consolidated Framework for Implementation Research (CFIR), Damschroder et al. (<xref ref-type="bibr" rid="B26">26</xref>)</td>
<td valign="top" align="left">Intervention characteristics</td>
<td valign="top" align="left">Inner setting <break/> Outer setting</td>
<td valign="top" align="left">-</td>
</tr>
<tr>
<td valign="top" align="left">Integrated Promoting Action Research in Health Services Framework (i-PARiHS), Stetler et al. (<xref ref-type="bibr" rid="B33">33</xref>)</td>
<td valign="top" align="left">Evidence/Evidence and EBP characteristics</td>
<td valign="top" align="left">Context/Contextual readiness for targeted EBP implementation</td>
<td valign="top" align="left">Facilitation</td>
</tr>
<tr>
<td valign="top" align="left">CAIMeR theory, Blom amd Mor&#x000E9;n (<xref ref-type="bibr" rid="B52">52</xref>)</td>
<td valign="top" align="left">Interventions</td>
<td valign="top" align="left">Contexts</td>
<td valign="top" align="left">&#x02013;</td>
</tr>
<tr>
<td valign="top" align="left">Barrier assessment, Cochrane et al. (<xref ref-type="bibr" rid="B20">20</xref>)</td>
<td valign="top" align="left"><italic>Barriers embedded in the guidelines or evidence</italic></td>
<td valign="top" align="left">Cognitive-behavioral barriers <break/> Attitudinal or rational-emotional barriers <break/> Professional barriers <break/> Patient barriers <break/> System and process barriers</td>
<td valign="top" align="left">Support or resources</td>
</tr>
<tr>
<td valign="top" align="left">Ecological framework&#x02014;interactive systems framework for dissemination and implementation, Durlak and DuPre (<xref ref-type="bibr" rid="B48">48</xref>)</td>
<td valign="top" align="left">Characteristics of the innovation</td>
<td valign="top" align="left">Community level factors <break/> Provider characteristics <break/> Factors relevant to the prevention delivery system: organizational capacity</td>
<td valign="top" align="left">Factors related to the prevention support system</td>
</tr>
<tr>
<td valign="top" align="left">Conceptual model for considering the determinants of diffusion, dissemination, and implementation of health service delivery and organization, Greenhalgh et al. (<xref ref-type="bibr" rid="B50">50</xref>)</td>
<td valign="top" align="left">The innovation</td>
<td valign="top" align="left">System antecedents for innovation <break/> System readiness for innovation <break/> Outer context</td>
<td valign="top" align="left">Communication and influence <break/> Diffusion and dissemination</td>
</tr>
<tr>
<td valign="top" align="left">Understanding user context framework for knowledge translation, Jacobson et al. (<xref ref-type="bibr" rid="B34">34</xref>)</td>
<td valign="top" align="left">The issue</td>
<td valign="top" align="left">&#x02013;</td>
<td valign="top" align="left">Dissemination strategies</td>
</tr>
<tr>
<td valign="top" align="left">The interdisciplinary conceptual framework of clinicians&#x00027; compliance with evidence-based guidelines, Gurses et al. (<xref ref-type="bibr" rid="B35">35</xref>)</td>
<td valign="top" align="left">Guideline characteristics</td>
<td valign="top" align="left">System characteristics <break/> Provider characteristics</td>
<td valign="top" align="left">Implementation characteristics</td>
</tr>
<tr>
<td valign="top" align="left">Four levels of change for improving quality, Ferlie and Shortell (<xref ref-type="bibr" rid="B40">40</xref>)</td>
<td valign="top" align="left">Individual change <break/> Group/team change <break/> Organizational change <break/> Larger system/environment change</td>
<td valign="top" align="left">&#x02013;</td>
<td valign="top" align="left">&#x02013;</td>
</tr>
<tr>
<td valign="top" align="left">A practical, robust implementation and sustainability model (PRISM), Feldstein and Glasgow (<xref ref-type="bibr" rid="B36">36</xref>)</td>
<td valign="top" align="left">Program (interventions)</td>
<td valign="top" align="left">External environment <break/> Implementation and sustainability infrastructure</td>
<td valign="top" align="left">-</td>
</tr>
<tr>
<td valign="top" align="left">Translating research into practice, Bradley et al. (<xref ref-type="bibr" rid="B41">41</xref>)</td>
<td valign="top" align="left">Credibility of evidence-based practice</td>
<td valign="top" align="left">Top-down support <break/> Leadership <break/> Organizational culture <break/> Intervention infrastructure</td>
<td valign="top" align="left">Coordination of different stakeholders <break/> Dissemination <break/> Diffusion</td>
</tr>
<tr>
<td valign="top" align="left">Determinants and consequences of implementation effectiveness, Klein and Sorra (<xref ref-type="bibr" rid="B37">37</xref>)</td>
<td valign="top" align="left">&#x02013;</td>
<td valign="top" align="left">Climate for Implementation <break/> Innovation values fit</td>
<td valign="top" align="left">Skills/Incentives and disincentives/Absence of obstacles</td>
</tr>
<tr>
<td valign="top" align="left">Conceptual framework, Lau et al. (<xref ref-type="bibr" rid="B3">3</xref>)</td>
<td valign="top" align="left">Intervention</td>
<td valign="top" align="left">External context <break/> Organization <break/> Professional</td>
<td valign="top" align="left">-</td>
</tr>
<tr>
<td valign="top" align="left">Generic Implementation Framework (GIF), Moullin et al. (<xref ref-type="bibr" rid="B19">19</xref>)</td>
<td valign="top" align="left">Innovation</td>
<td valign="top" align="left">Context domains <break/> Factors</td>
<td valign="top" align="left">Strategies</td>
</tr>
<tr>
<td valign="top" align="left">The ottawa model of health care research, Logan et al. (<xref ref-type="bibr" rid="B30">30</xref>)</td>
<td valign="top" align="left">Evidence-based innovation</td>
<td valign="top" align="left">Practice environment</td>
<td valign="top" align="left">Transfer strategies</td>
</tr>
<tr>
<td valign="top" align="left">Theoretical domains framework (v2.0), Atkins et al. (<xref ref-type="bibr" rid="B51">51</xref>)</td>
<td valign="top" align="left">&#x02013;</td>
<td valign="top" align="left"><italic>Provides a list of domains that can be incorporated as context variables</italic>.</td>
<td valign="top" align="left">&#x02013;</td>
</tr>
<tr>
<td valign="top" align="left">Conceptual model of evidence-based practice implementation in public service sectors, Aarons et al. (<xref ref-type="bibr" rid="B22">22</xref>)</td>
<td valign="top" align="left">&#x02013;</td>
<td valign="top" align="left">Outer context <break/> Inner context</td>
<td valign="top" align="left">&#x02013;</td>
</tr>
</tbody>
</table>
</table-wrap>
<sec>
<title>Intended Change</title>
<p>The intended change deals with any conscious change into current practices of primary care providers or any actions that actors undertake (<xref ref-type="bibr" rid="B57">57</xref>), which are expected to solve a care or quality gap (<xref ref-type="bibr" rid="B58">58</xref>). This can take the form of a task-oriented change in practice (<xref ref-type="bibr" rid="B33">33</xref>), require behavioral change (<xref ref-type="bibr" rid="B59">59</xref>) either at individual or group/team level (<xref ref-type="bibr" rid="B40">40</xref>) and/or have a broader organizational impact whereby a more complex transformational change is initiated (<xref ref-type="bibr" rid="B33">33</xref>). The intended change derives from the objectives of the intervention, with the assumption that the initiated change will contribute to realizing these objectives (<xref ref-type="bibr" rid="B58">58</xref>).</p>
<p>Twelve of the determinant frameworks mention a component similar to the intended change as part of the implementation process. This is referred to as (characteristics of) an intervention (<xref ref-type="bibr" rid="B3">3</xref>, <xref ref-type="bibr" rid="B26">26</xref>, <xref ref-type="bibr" rid="B52">52</xref>), innovation (<xref ref-type="bibr" rid="B19">19</xref>, <xref ref-type="bibr" rid="B30">30</xref>, <xref ref-type="bibr" rid="B48">48</xref>, <xref ref-type="bibr" rid="B60">60</xref>), change (<xref ref-type="bibr" rid="B40">40</xref>), program (<xref ref-type="bibr" rid="B36">36</xref>) or issue (<xref ref-type="bibr" rid="B34">34</xref>), or involves an evidence based practice (<xref ref-type="bibr" rid="B20">20</xref>, <xref ref-type="bibr" rid="B30">30</xref>, <xref ref-type="bibr" rid="B33">33</xref>, <xref ref-type="bibr" rid="B41">41</xref>) or guidelines (<xref ref-type="bibr" rid="B20">20</xref>, <xref ref-type="bibr" rid="B35">35</xref>). Determinant frameworks that do not mention the intervention as a separate component either focus on context variables (<xref ref-type="bibr" rid="B40">40</xref>), domains (<xref ref-type="bibr" rid="B51">51</xref>) or barriers (<xref ref-type="bibr" rid="B20">20</xref>), or incorporate intervention aspects in general implementation characteristics (<xref ref-type="bibr" rid="B35">35</xref>, <xref ref-type="bibr" rid="B37">37</xref>).</p>
<p>The CFIR (<xref ref-type="bibr" rid="B26">26</xref>), the Interactive Systems Framework for Dissemination and Implementation (<xref ref-type="bibr" rid="B48">48</xref>) and i-PARiHS specifically zoom in on the characteristics of such an intended change (in these models referred to as intervention, innovation, or evidence-based practice). This indicates that an intervention or intended change is complex, multi-faceted, and different components will be interacting with each other (<xref ref-type="bibr" rid="B26">26</xref>). Characteristics that are mentioned are among others compatibility (<xref ref-type="bibr" rid="B33">33</xref>, <xref ref-type="bibr" rid="B35">35</xref>, <xref ref-type="bibr" rid="B48">48</xref>), adaptability (<xref ref-type="bibr" rid="B36">36</xref>, <xref ref-type="bibr" rid="B48">48</xref>), complexity (<xref ref-type="bibr" rid="B26">26</xref>, <xref ref-type="bibr" rid="B33">33</xref>, <xref ref-type="bibr" rid="B35">35</xref>, <xref ref-type="bibr" rid="B36">36</xref>), and/or relative advantage (<xref ref-type="bibr" rid="B33">33</xref>, <xref ref-type="bibr" rid="B35">35</xref>). Such inherent characteristics of the intervention will have an impact on its overall implementation success.</p>
<p>As the intended change is expected to contribute to realizing the objectives of the intervention, it is important to define what outcomes are expected from the intended change. Four determinant frameworks incorporate <italic>results</italic> (<xref ref-type="bibr" rid="B52">52</xref>), <italic>output</italic> (<xref ref-type="bibr" rid="B52">52</xref>), <italic>outcomes</italic> (<xref ref-type="bibr" rid="B30">30</xref>), (implementation or innovation) <italic>effectiveness</italic> (<xref ref-type="bibr" rid="B37">37</xref>), or <italic>successful implementation</italic> (<xref ref-type="bibr" rid="B33">33</xref>) as separate components. This helps focusing on the objectives that are set when defining an intervention and the benefits that arise when implementation is successful (<xref ref-type="bibr" rid="B37">37</xref>). The time frame in which results can be observed, can differ majorly. Certain results are obtained early on, while others only exist in the long-term even after the intervention is finished (<xref ref-type="bibr" rid="B52">52</xref>). When defining the intended change, it is thus key to not only define the behavioral or organizational change that is expected, but also the expected results and how this can be evaluated.</p></sec>
<sec>
<title>Context</title>
<p>Context variables can be defined as &#x0201C;<italic>the set of circumstances or unique factors that surround a particular implementation effort</italic> (<xref ref-type="bibr" rid="B26">26</xref>).&#x0201D; They are dynamic factors that interact, influence, modify, and facilitate or constraint intervention and implementation efforts (<xref ref-type="bibr" rid="B53">53</xref>). Context variables are most prominent in what Nilsen (<xref ref-type="bibr" rid="B25">25</xref>) defines as determinant frameworks, in which the main objective is to gain insight in those barriers and facilitators that impact implementation outcomes (<xref ref-type="bibr" rid="B25">25</xref>). Some are built with the interaction of context variables (<xref ref-type="bibr" rid="B40">40</xref>), context domains (<xref ref-type="bibr" rid="B51">51</xref>), or barriers (<xref ref-type="bibr" rid="B20">20</xref>) as a main focus. Most frameworks indeed incorporate some form of context variables as an essential part of the implementation process. i-PARiHS (<xref ref-type="bibr" rid="B33">33</xref>), the Conceptual Model of Evidence-Based Practice Implementation in Public Service Sectors (<xref ref-type="bibr" rid="B22">22</xref>), the CFIR (<xref ref-type="bibr" rid="B26">26</xref>), the CAIMeR theory (<xref ref-type="bibr" rid="B52">52</xref>), and the GIF (<xref ref-type="bibr" rid="B19">19</xref>) directly incorporate context, contextual readiness, inner and outer context, context domains, setting, or factors as a component of the framework. A distinction is sometimes made between inner- and outer context or setting (<xref ref-type="bibr" rid="B22">22</xref>, <xref ref-type="bibr" rid="B26">26</xref>), which mentions inner context variables as being specific to a person, team our organization (on micro and meso level), while outer context variables are broader in nature such as socio-economic or policy variables (on macro level).</p>
<p>When referring to context, some frameworks only incorporate context variables on the macro level. They zoom in on the so called outer context (<xref ref-type="bibr" rid="B50">50</xref>), external context (<xref ref-type="bibr" rid="B3">3</xref>), or external environment (<xref ref-type="bibr" rid="B36">36</xref>). Elements on an organizational or individual-adopter level are then incorporated under a different name. For example, organizational aspects can also be referred to as system characteristics (<xref ref-type="bibr" rid="B35">35</xref>), system antecedents or system readiness for innovation (<xref ref-type="bibr" rid="B50">50</xref>), practice environment (<xref ref-type="bibr" rid="B30">30</xref>), system and process barriers (<xref ref-type="bibr" rid="B20">20</xref>), implementation and sustainability infrastructure (<xref ref-type="bibr" rid="B36">36</xref>), organizational culture (<xref ref-type="bibr" rid="B41">41</xref>) or climate for implementation (<xref ref-type="bibr" rid="B37">37</xref>), intervention infrastructure (<xref ref-type="bibr" rid="B41">41</xref>), or factors relevant to the prevention delivery system (<xref ref-type="bibr" rid="B48">48</xref>).</p>
<p>When it comes to the micro context, individual adopter characteristics are mentioned by fewer frameworks. They are referred to as professional (<xref ref-type="bibr" rid="B3">3</xref>), or provider characteristics (<xref ref-type="bibr" rid="B35">35</xref>, <xref ref-type="bibr" rid="B48">48</xref>), or more specifically as cognitive-behavioral barriers, attitudinal, or rational-emotional barriers or professional barriers (<xref ref-type="bibr" rid="B20">20</xref>), which indicates that individual adopter characteristics can cover a wide range of micro level aspects. This is also noticeable in the Theoretical Domains Framework (<xref ref-type="bibr" rid="B51">51</xref>), in which a wide variety of &#x0201C;domains&#x0201D; is mentioned, many of which are individual adopter characteristics such as professional role, beliefs about capabilities, etc.</p>
<p>On the micro level, context variables highly relate to the actors to which the intended change concerns. Greenhalgh et al. (<xref ref-type="bibr" rid="B50">50</xref>) state that &#x0201C;<italic>people are not passive recipients of innovations</italic>.&#x0201D; The dynamic interplay of how individuals relate to the organization in which they work (<xref ref-type="bibr" rid="B26">26</xref>) and their general assumptions about people, society and their profession (<xref ref-type="bibr" rid="B52">52</xref>) influences their perception and the way in which they make sense of an intended change. Six determinant frameworks include <italic>actor</italic>s (<xref ref-type="bibr" rid="B52">52</xref>), <italic>individuals involved</italic> (<xref ref-type="bibr" rid="B26">26</xref>), <italic>potential adopters</italic> (<xref ref-type="bibr" rid="B30">30</xref>, <xref ref-type="bibr" rid="B50">50</xref>), <italic>recipients</italic> (<xref ref-type="bibr" rid="B36">36</xref>), or <italic>the user group</italic> (<xref ref-type="bibr" rid="B34">34</xref>) as a core component. Incorporate actors as one of the components strengthens the view that actors have an impact on the way an intervention is realized. In five determinant frameworks, the influence actors have on implementation success is recognized by including individual attitudes, cognitions, or professional characteristics as a context variable (<xref ref-type="bibr" rid="B3">3</xref>, <xref ref-type="bibr" rid="B20">20</xref>, <xref ref-type="bibr" rid="B35">35</xref>, <xref ref-type="bibr" rid="B48">48</xref>, <xref ref-type="bibr" rid="B51">51</xref>). The component actors can thus be incorporated as a separate component of an implementation model, but it can also be included as a micro level context variable.</p>
<p>Overall, there is a wide belief that the context in which a primary care intervention takes place highly determines implementation success (<xref ref-type="bibr" rid="B10">10</xref>). This makes scanning and taking into account the context key for each phase of the implementation process. When determining implementation strategies, context variables must be taken into account in order for strategies to be tailored and fit local circumstances (<xref ref-type="bibr" rid="B10">10</xref>). This is in line with realist evaluation, whereby the general aim is to find out &#x0201C;<italic>what works, for whom, and under what conditions?&#x0201D;</italic> (<xref ref-type="bibr" rid="B6">6</xref>). In this approach, context variables are the conditions in which an intervention takes place.</p></sec>
<sec>
<title>Strategies</title>
<p>Implementation strategies can be defined as the approach(es) and means that are used to ensure or enhance the adoption of the target behaviors and other requirements of the primary care intervention by the targeted actors (<xref ref-type="bibr" rid="B10">10</xref>, <xref ref-type="bibr" rid="B61">61</xref>). Whereas, the intended change refers to <italic>what</italic> is to be implemented, the strategies refer to <italic>how</italic> they are to be implemented and is linked to the process or mechanism that intervention designers want to trigger in order to accomplish implementation.</p>
<p>Implementation strategies are directly referred to in few process models, such as Advancing Understanding of Mechanism of Change in Implementation Science (<xref ref-type="bibr" rid="B31">31</xref>), whereby a first step to implementation is to specify the implementation strategies; the Ottawa Model of Health Care Research (<xref ref-type="bibr" rid="B30">30</xref>) in which transferring strategies is a part of monitoring the uptake of the intervention and in the GIF (<xref ref-type="bibr" rid="B19">19</xref>), in which the strategies are viewed as the approaches to respond to barriers and facilitators. Throughout other determinant frameworks, a component similar to implementation strategies is included in eight of the models we included in our analysis, either in the form of facilitation (<xref ref-type="bibr" rid="B33">33</xref>), support (e.g., training, assistance) (<xref ref-type="bibr" rid="B20">20</xref>, <xref ref-type="bibr" rid="B48">48</xref>), implementation characteristics (<xref ref-type="bibr" rid="B35">35</xref>) and dissemination and/or diffusion of strategies (<xref ref-type="bibr" rid="B34">34</xref>, <xref ref-type="bibr" rid="B41">41</xref>, <xref ref-type="bibr" rid="B50">50</xref>). Frameworks also tend to incorporate those elements that are considered to be most decisive as strategies, such as communicational aspects (<xref ref-type="bibr" rid="B50">50</xref>), coordination of different stakeholders (<xref ref-type="bibr" rid="B41">41</xref>), or the use of incentives and disincentives (<xref ref-type="bibr" rid="B37">37</xref>).</p>
<p>Implementation strategies are discussed more in-depth in the Expert Recommendations for Implementing Change (ERIC) study, in which a compilation of 73 implementation strategies was made (<xref ref-type="bibr" rid="B62">62</xref>, <xref ref-type="bibr" rid="B63">63</xref>). This can serve as a guide for when the most fitting implementation strategies have to be selected for the implementation of a certain intervention. To make more sense of the wide diversity of implementation strategies, they often are categorized. For example, Powell et al. (<xref ref-type="bibr" rid="B64">64</xref>) distinguishes between strategies that are related to either planning, educating, financing, restructuring, managing quality, and/or attending to policy context. Another categorization can be found in Charif et al. (<xref ref-type="bibr" rid="B65">65</xref>), who differentiate strategies that are related to either the health infrastructure, policy and regulation, financing, human resource, or patients (<xref ref-type="bibr" rid="B65">65</xref>).</p>
<p>Implementation strategies can be very different depending on the type of change that is initiated, and should ideally be tailored to fit the inner and outer context (<xref ref-type="bibr" rid="B10">10</xref>, <xref ref-type="bibr" rid="B66">66</xref>), making use of the facilitators or barriers that are observed in order to ensure a fit between the intervention and its context (<xref ref-type="bibr" rid="B3">3</xref>). When defining implementation strategies to implement one&#x00027;s intervention, Proctor et al. (<xref ref-type="bibr" rid="B67">67</xref>) have set up guiding principles to name, define, and operationalize implementation strategies by firstly specifying the following elements: (<xref ref-type="bibr" rid="B1">1</xref>) actor, (<xref ref-type="bibr" rid="B2">2</xref>) action, (<xref ref-type="bibr" rid="B3">3</xref>) action target, (<xref ref-type="bibr" rid="B4">4</xref>) temporality, (<xref ref-type="bibr" rid="B5">5</xref>) dose, (<xref ref-type="bibr" rid="B6">6</xref>) implementation outcome affected, and (<xref ref-type="bibr" rid="B7">7</xref>) justification. These can support intervention designers in defining implementation strategies.</p>
<p>In short, implementation strategies are expected to lead to an intended change in a given context. This means that there is an underlying process that will bring about this change. Three determinant frameworks include this <italic>(implementation) process</italic> (<xref ref-type="bibr" rid="B26">26</xref>, <xref ref-type="bibr" rid="B60">60</xref>) or <italic>mechanism</italic> (<xref ref-type="bibr" rid="B52">52</xref>) as one of the core components. These frameworks have a more explanatory approach and put more emphasis on understanding the process of change. For complex interventions, this consists of many interdependent sub-processes that may or may not follow a clear path to success (<xref ref-type="bibr" rid="B26">26</xref>). The process involves decision making activities, the use of resources, communication, and collaboration (<xref ref-type="bibr" rid="B50">50</xref>). Blom and Mor&#x000E9;n (<xref ref-type="bibr" rid="B52">52</xref>) view this as an either social, socio-psychological, or psychological mechanism that is at the base of change. Greenhalgh et al. (<xref ref-type="bibr" rid="B50">50</xref>) and Lewis et al. (<xref ref-type="bibr" rid="B31">31</xref>) also refer to <italic>linkages</italic> or <italic>effect modifiers</italic> and Aarons et al. (<xref ref-type="bibr" rid="B22">22</xref>) speak about <italic>interconnections</italic>, referring to the fit between an innovation and a system or organization that comes into play when introducing a change. These frameworks thus incorporate the process or mechanism of change as a core element that needs to be understood in order to fully know how to target certain interventions in specific settings. When choosing implementation strategies, it is thus recommended to make explicit the assumptions of how a certain strategy will lead to the intended change in a given context.</p></sec></sec></sec>
<sec sec-type="discussion" id="s4">
<title>Discussion</title>
<p>We have identified the core building blocks of an overarching implementation framework for complex interventions in primary care services. Throughout our narrative review, three core phases are detracted that describe the process of implementation in relation to three core components. This process can roughly be divided in a development phase, a translation phase, and a sustainment phase. For each phase, three main components are essential to define, tailor, and manage to successfully implement an intervention in a specific setting. These are the intended change, the context, and the implementation strategies. Other related components that are closely linked to these three components may still be relevant, such as actors, the process or mechanism, and the outcomes and evaluation of the intervention.</p>
<p>An overarching implementation framework is needed to transcend the solely theoretical models and to aim for a model that is both explanatory as well as actionable. Context variables should be given a prominent place in this, as tailoring interventions to local circumstances is considered key for reaching implementation success (<xref ref-type="bibr" rid="B9">9</xref>, <xref ref-type="bibr" rid="B10">10</xref>). By focusing on the core components intended change, context, and strategies we propose meaningful concepts to intervention designers and practitioners for reflecting upon the interactions of these components. The next step is synthesizing these core building blocks into a framework that consists of a clear and actionable pathway for intervention designers, and which enables them to prioritize and reflect upon those actions that need to be taken for the implementation of complex interventions.</p>
<p>Our research is part of a larger project that intends to make progress in three main research areas: to improve goal oriented care, self-management, and inter-professional collaboration. In each of the three areas, one or more interventions will be used for developing and evaluating the implementation of interventions in these three areas. The model that we will further develop will allow to develop and implement interventions with broad consideration of the setting or context in which they will be introduced, and how this interacts with the intended change and the implementation strategies that are used.</p>
<p>A limitation of our review is that we did not gather and include our sources in a systematic way. We used a more intuitive approach whereby sources were gathered mainly through expertise from our research team, by database searches with a set of different key words and by further use of a snowball approach that lead to the most prominent frameworks and models that exist. Furthermore, as we have only included English literature, there seems to be a slight overrepresentation of literature deriving from native English authors and/or institutions. Moreover, we have no view on gray literature or literature written in foreign languages, which might further limit our scope.</p>
<p>Although there is no assurance that we have covered all relevant literature, the methodology of a narrative review allowed us to explore the broad range of implementation literature and interpret various approaches in the light of interventions that aim toward pro-active, person-centered primary care. This way, we could harmonize literature into insightful constructs and phases which are to be made concrete when further applying them in the defining and execution of interventions.</p></sec>
<sec sec-type="conclusions" id="s5">
<title>Conclusion</title>
<p>An overarching implementation model is needed to bridge the gap between scientific evidence and actual practice in primary care. Through a narrative review, we have identified the core building blocks that form the common thread of existing implementation frameworks or models and we synthesized it in three core phases (a development phase, a translation phase and a sustainment phase) and three core components (the intended change, the context and the implementation strategies). These core building blocks can be used to develop an overarching implementation model that is both explanatory, as well as actionable. The main phases and components are the basis on which further guidance for intervention designers will be elaborated. A strength of the model that we will develop based upon this research is that it will be further developed and refined in collaboration with three research teams that will actively use the model to develop and introduce one or more interventions in primary care. This allows for direct feedback on its applicability and therefore ensures its actionability.</p></sec>
<sec id="s6">
<title>Author Contributions</title>
<p>IH wrote the main manuscript text. AD, EV, PR, and SA contributed to the different steps of the making of this manuscript. All authors reviewed the manuscript.</p></sec>
<sec sec-type="COI-statement" id="conf1">
<title>Conflict of Interest</title>
<p>The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.</p></sec>
<sec sec-type="disclaimer" id="s7">
<title>Publisher&#x00027;s Note</title>
<p>All claims expressed in this article are solely those of the authors and do not necessarily represent those of their affiliated organizations, or those of the publisher, the editors and the reviewers. Any product that may be evaluated in this article, or claim that may be made by its manufacturer, is not guaranteed or endorsed by the publisher.</p></sec>
</body>
<back>
<ack><p>This article was written on behalf of the Primary Care Academy.</p>
</ack>
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<fn fn-type="financial-disclosure"><p><bold>Funding.</bold> IH and EV received funding from the Koning Boudewijnstichting.</p>
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