Abstract
Since the mid 1980’s, the impact of gastrointestinal (GI) microbiome changes during alcohol use disorder has been an area of significant interest. This work has resulted in the identification of specific changes in the abundance of certain members of the GI microbiome and the role these changes play in a variety of alcohol related disorders (i.e. alcoholic liver disease). Interestingly, some findings suggest a possible role for the GI microbiome in alcohol addiction or withdrawal. Unfortunately, there is a significant gap in knowledge in this area. Here we describe differences in the GI microbiome of alcoholic and non-alcoholic individuals and discuss the possible impact of microbes on the gut-brain axis, which could impact alcohol related behaviors (i.e. addiction). Understanding the role of the GI microbiome in alcohol related disorders will potentially lead to the development of successful microbiome-targeted therapeutics to help mitigate these disorders.
Introduction
Alcoholism contributes significantly to global morbidity and mortality as roughly 5.3% of annual deaths result from harmful consumption of alcohol (). In younger age groups, alcohol abuse poses an even greater threat with 13.5% of all deaths of people from ages 20-39 attributed to alcohol use and abuse (). Importantly, the COVID-19 pandemic has significantly contributed to higher relapse rates of alcoholics, a rise in alcoholic liver disease (ALD), and alcoholic deaths (; ). The general decline in mental health, increased rates of addiction in comparison to previous decades, and the rapid escalation during the pandemic warrants a greater understanding of addiction and mental health pathogenesis.
Alcoholism has been studied for many years, with most of the research focusing on its impacts on the brain. A less studied, important area of recent research has been the examination of gastrointestinal (GI) microbiome changes in alcoholic patients. The first observation was made by Bode et al., who reported that jejunal aspirates from alcoholic individuals more commonly contained gram-negative anaerobic bacteria compared to control individuals (). Mutlu and co-workers reported that more than ten weeks of ethanol ingestion in rats led to significant dysbiosis of the colonic microbiome suggesting that the composition of the microbiota may be important in ALD (). In subsequent years, many sequencing studies of the microbiome from rodent models of alcoholism, humans with alcohol use disorder (AUD), as well as non-human primate studies of addiction have been conducted.
More recently, several studies have begun elucidating the possible roles of the microbiota in ALD (; ; ; ; ; ). These studies highlight a role for bacterial and fungal microbiota in the progression of ALD; however, the effects of dysbiosis on other organ systems such as the brain are less understood. Work by Leclercq and co-workers showed that microbiome alterations in alcoholism and decreased intestinal barrier integrity can have profound effects on the central nervous system leading to increases in depression, anxiety, and alcohol craving (). Furthermore, in a subsequent study, Leclercq et al. showed that humans with AUD have changes in serum metabolites from the kynurenine/tryptophan pathway compared to control individuals. Production of neuroprotective kynurenic acid (KYNA) is decreased in humans with AUD and production is shifted to yield an increase in the neurotoxic metabolite quinolinic acid (QUIN), resulting in a decreased ratio of KYNA/QUIN. Moreover, the ratio of KYNA/QUIN positively correlates with fecal abundance of the genus Faecalibacterium. Plasma levels of tryptophan and KYNA were also shown to negatively correlate with depression and alcohol craving, respectively ().
These studies highlight the possibility that the intestinal dysbiosis observed in alcoholics could perpetuate and promote addiction through alterations to metabolism and neuronal pathways. Throughout this review, we will compile findings from studies performed on human GI microbiome samples from alcoholic individuals and highlight patterns of changes seen in these individuals. Moreover, we will examine the work characterizing the involvement of the microbiome in ALD and the brain. Finally, we will discuss promising microbiome-directed therapeutics for the treatment of AUD.
Bacterial Microbiome Changes in the Alcoholic Gastrointestinal Tract
Many of the early studies of the alcoholic microbiome focused on establishing the presence of dysbiosis in the GI tract of alcoholics and a possible association with ALD (; ; ). These studies noted phylum level changes in the alcoholic GI tract, such as increased Firmicutes and decreased Bacteroidetes (; ; ; ; ). However, these types of changes may not be specific to alcoholism as they are also associated with many other conditions such as obesity, consumption of a high-fat diet (; ; ), aging (), poor cardiovascular health (), and treatment of gastroesophageal reflux disease ().
Sub-phylum level comparisons between the intestinal microbiota of non-alcoholic humans and individuals with AUD or varying stages of ALD have provided a clearer picture of alcoholism related changes in GI microbiota. Figure 1 shows a compilation of 10 studies examining the microbiome of alcoholic humans and shows the variability between sub-taxa of a phylum in terms of whether the taxa increase or decrease in alcoholics. It is worth mentioning that some of these studies compare patients with various stages of ALD to control populations that do not abuse alcohol, so some of the changes in these specific studies could be related to liver dysfunction rather than substance abuse. At the phylum level, Firmicutes are notable as these organisms comprise the majority of the microbiome in humans and numerous members of the Firmicutes phylum show changes in abundance between the microbiota of non-alcoholic and alcoholic individuals. Within the Firmicutes phylum, there are noted changes at the genus level such as decreases in anti-inflammatory Faecalibacterium (), decreases in Roseburia which has implications for gastrointestinal barrier integrity (), increases in genera containing opportunistic pathogens such as Streptococcus and Enterococcus, and increases in Lactobacillus (; ; ; ; ). Additionally, there are increases in the Proteobacteria phylum and the class Gammaproteobacteria in alcoholics (; ); many members of this class are enteric pathogens. To our knowledge, it is not known whether alcoholic individuals have more infections originating from the GI tract. This is an important gap in our knowledge that warrants future study.
Figure 1
Family level changes that are seen in alcoholic microbiota include increases in Enterococcaceae, Lactobacillaceae, Streptococcaceae, and Enterobacteriaceae; decreases in Lachnospiraceae and Fusobacteriaceae (Figure 1) (
These changes lead to many questions about how the environment of the alcoholic GI tract differs from that of non-alcoholic individuals and what consequences these changes have to the host. There may be a greater abundance of reactive oxygen species (ROS) in the alcoholic GI tract due to repeated consumption of ethanol and constant metabolism of the alcohol; ethanol metabolism generates ROS through various routes including Cytochrome P450-dependent mechanisms (
Fungal Microbiome Changes in the Alcoholic Gastrointestinal Tract
While bacteria make up most of the GI microbiome, roughly 1011 bacteria per gram of feces (
While there have been many bacterial microbiome studies of alcoholics elucidating phylum through genus level changes spanning the last 15 years, there have only been a few studies investigating mycobiome composition changes. Many of these studies have only examined genus level changes, and thus the mycobiome changes in the alcoholic GI tract are not well understood. However, there are interesting differences in the mycobiome of alcoholics compared to non-alcoholic individuals (Figure 2). Each study has noted an increase in the abundance of Candida species, and two have reported an increase in the genus Pichia (Figure 2). Saccharomyces, Penicillium, Epicoccum have all been reported to decrease in the alcoholic GI tract (
Figure 2

Changes in Fungal Abundance in the Alcoholic GI Tract. Genus-level differences in fungal abundance between the gut mycobiome in patients with alcohol-use disorder or varying stages of alcoholic liver disease relative to non-alcoholic humans from 4 human studies. Green boxes indicate increased abundance in alcoholics and red boxes indicate decreased abundance in alcoholics. Yellow boxes indicate conflicting information between studies. Citations are noted below the fungal name. Taxa with conflicting information have decreased or increased abundance in the alcoholic GI tract noted with a d or i next to the citation, respectively. References: (1)
The mechanisms leading to fungal dysbiosis in the alcoholic GI tract remain unclear. One possibility is that fungi are taking advantage of disruption to normal bacterial homeostasis as fungal blooms have been reported following bacterial dysbiosis (
The Gut-Brain Axis in Alcoholism
Alcoholism and other addictions are extremely complex disorders. Throughout addiction development, individuals acquire a multitude of cognitive changes and dysfunctions characterized by alterations to emotional processing, memory, executive functioning, and goal-oriented behavior (
The GBA is defined as the bidirectional communication of the brain and GI tract, and many recent reports have shown the role that gut microbes can have on the GBA (reviewed in
One noted phenotype that can impact the gut-brain axis in some of these different disorders is increased intestinal permeability (
Escherichia coli has been shown to lead to inflammation and cause anxiety-like phenotypes in mice through NF-κB-dependent pathways and hippocampus involvement (
Bacteria are not the only microbes known to impact the GBA. Colonization by the commensal fungus, Candida albicans has also been shown to cause an anxiety-like phenotype in mice through alterations to lipid metabolism and the endocannabinoid pathway (
Some bacteria have protective effects. For example, Lactobacillus rhamnosus improved anxiety-like and depression-related phenotypes through the vagus nerve (
While there have been many studies describing microbial impacts on the GBA, the microbiota-gut-brain axis in alcoholism has been relatively unexplored. Recently there have been interesting and noteworthy studies describing how the alcoholic microbiome could affect the brain in AUD. A recent study showed that giving mice a fecal microbiota transfer from alcoholic humans led to altered behavior, specifically reduced social behavior, through reductions of β-hydroxybutyrate, and increased depression in mice that received the transplant (
Faecalibacterium prausnitzii is not the only bacterium hypothesized to have a protective role in the alcoholic GI tract. Seo et al. described a role for Roseburia spp. in protecting intestinal barrier integrity in the alcoholic GI tract and maintaining functional glycan metabolism (
Identification of new microbes that impact the GBA in alcoholism is needed to gain a greater understanding of microbial impact on the brain. While there have been few studies examining the effects the microbiome has on the GBA in alcoholism, there have been many studies explaining the impact the GI microbiome has on ALD. The liver represents another player in the GBA in AUD, with its known involvement in neurological diseases and conditions such as hepatic encephalopathy and neuroinflammation (
Impact of Bacterial and Fungal Microbiome Changes on Alcoholic Liver Disease
Effects of the microbiome on ALD have been the topic of many investigations. There are many noted examples of microbes impacting the health and function of the liver such as hepatitis viruses and their contributions to hepatocellular carcinoma (
Many studies identify effects of microbiota on ALD. In 2016, Llopis, et al. studied the composition of the fecal microbiome of patients with alcoholic hepatitis. To test for functional effects of the microbiome, they transplanted microbiota from humans with or without alcoholic hepatitis into germ free mice and observed significant increases in liver weight, leukocyte infiltration, and T-cell infiltration in the livers of the mice that received microbiota from humans with alcoholic hepatitis (
Several studies have focused on studying specific microbial players such as Enterococcus faecalis (
Additionally, other studies indicate a role for commensal fungi in ALD progression. Specifically, Yang et al. have shown that there is fungal dysbiosis in fecal samples of patients with ALD (
Possible Microbiome Directed Therapies
With the noted involvement of the gut microbiome in addiction-related psychological disorders and ALD, it is possible that the alcoholic microbiome could be targeted to improve recovery outcomes in patients with AUD and cirrhosis. In fact, microbiome-directed therapies have been the topic of prior investigation by several labs such as bacteriophage treatment of cytolysin-positive E. faecalis to improve ALD outcomes (
Discussion
There are clear changes to specific bacterial and fungal taxa in the alcoholic GI tract. The studies examined in this review identified consistent changes in the abundance of several taxa in the GI tract. With comparisons between individuals with different stages of ALD, from different areas around the world, and consuming different diets, it was expected that some taxa would show inconsistent, potentially stochastic, differences in abundance. Given these limitations, it is likely that many of the consistent changes in abundance illustrated in Figures 1 and 2 are related to high consumption of alcohol in AUD. Therefore, genera with consistent differences in abundance between alcoholics and non-alcoholics should be considered for future study for a role in AUD-related pathologies and phenotypes. Additionally, future studies should address potential effects on microbiota and AUD due to host factors such as ethnicity and race, to determine the best future individualized microbiome-directed therapies.
Future therapies could include strategies such as improving GI epithelial barrier integrity, increasing intestinal populations of butyrate producing bacteria, or altering kynurenine and tryptophan metabolism. These goals have been addressed by the FMT strategy used by
Figure 3

Alcoholic Microbiome-Related Therapeutic Targets for Future Interventions. This figure illustrates alterations to the GI tract in alcoholism. There are functional changes such as alterations to SCFA (short-chain fatty acid) levels, alterations to tryptophan/kynurenine and 5-HT (serotonin) metabolite levels, increased intestinal permeability resulting in proximal and distal inflammation, and alterations to levels of hormones and neurotransmitters. Therapeutic targets are described in the top box and red arrows show some previously considered targets and speculative therapeutic targets pertaining to the microbiome in alcoholism. Figure created using BioRender.com.
Much of the research to date has examined possible roles these changes have on pathogenesis of ALD. However, there have been noted impacts that the alcoholic microbiome as a whole or certain members have on the GBA. Certain genera with observed changes in the alcoholic GI tract have been implicated in affective disorders such as anxiety and depression. Therefore, additional studies on genera such as Candida, Klebsiella, Escherichia, and others will contribute to a more comprehensive understanding of the GBA in AUD. Further, the constant exposure of microbes to ethanol, its biproducts, and other metabolites in the alcoholic GI tract could drive microbial evolution and select for microbial populations occupying new metabolic niches or altering their interactions with the host. All of these factors are important to consider when studying this complex system to gain a better understanding and select the most efficacious therapeutics. Further research to study the GBA, identify new microbes involved, and extend the promising results obtained with initial FMT studies in alcoholism represent a collective effort to target the microbiome in AUD. Addressing these different areas of research can better target future microbiome directed therapies and improve treatments for AUD.
Funding
AD was supported by training grant T32AI007422 from the National Institutes of Health (to R. Isberg). Research in the Kumamoto lab was supported by grant R01 AI118898 from the National Institutes of Health (to CK).
Publisher’s Note
All claims expressed in this article are solely those of the authors and do not necessarily represent those of their affiliated organizations, or those of the publisher, the editors and the reviewers. Any product that may be evaluated in this article, or claim that may be made by its manufacturer, is not guaranteed or endorsed by the publisher.
Statements
Author contributions
Conceptualization: AD and CK. Preparation of the first draft: AD. Editing of the manuscript: AD and CK.
Acknowledgments
We thank Dr. Jesus Romo for helpful comments and careful review of the manuscript.
Conflict of interest
The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
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Summary
Keywords
microbiome, mycobiome, alcoholism, alcoholic liver disease, gut-brain axis
Citation
Day AW and Kumamoto CA (2022) Gut Microbiome Dysbiosis in Alcoholism: Consequences for Health and Recovery. Front. Cell. Infect. Microbiol. 12:840164. doi: 10.3389/fcimb.2022.840164
Received
20 December 2021
Accepted
09 February 2022
Published
03 March 2022
Volume
12 - 2022
Edited by
Eva Pericolini, University of Modena and Reggio Emilia, Italy
Reviewed by
Selvasankar Murugesan, Sidra Medicine, Qatar; Almagul Kushugulova, Nazarbayev University, Kazakhstan
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© 2022 Day and Kumamoto.
This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.
*Correspondence: Carol A. Kumamoto, carol.kumamoto@tufts.edu
This article was submitted to Fungal Pathogenesis, a section of the journal Frontiers in Cellular and Infection Microbiology
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