Abstract
Recent climate change has induced widespread soil thawing and permafrost degradation in the Tibetan Plateau. Significant advances have been made in better characterizing Tibetan Plateau soil freeze/thaw dynamics, and their interaction with local-scale ecohydrological processes. However, factors such as sparse networks of in-situ sites and short observational period still limit our understanding of the Tibetan Plateau permafrost. Satellite-based optical and infrared remote sensing can provide information on land surface conditions at high spatial resolution, allowing for better representation of spatial heterogeneity in the Tibetan Plateau and further infer the related permafrost states. Being able to operate at “all-weather” conditions, microwave remote sensing has been widely used to retrieve surface soil moisture, freeze/thaw state, and surface deformation, that are critical to understand the Tibetan Plateau permafrost state and changes. However, coarse resolution (>10 km) of current passive microwave sensors can add large uncertainties to the above retrievals in the Tibetan Plateau area with high topographic relief. In addition, current microwave remote sensing methods are limited to detections in the upper soil layer within a few centimetres. On the other hand, algorithms that can link surface properties and soil freeze/thaw indices to permafrost properties at regional scale still need improvements. For example, most methods using InSAR (interferometric synthetic aperture radar) derived surface deformation to estimate active layer thickness either ignore the effects of vertical variability of soil water content and soil properties, or use site-specific soil moisture profiles. This can introduce non-negligible errors when upscaled to the broader Tibetan Plateau area. Integrating satellite remote sensing retrievals with process models will allow for more accurate representation of Tibetan Plateau permafrost conditions. However, such applications are still limiting due to a number of factors, including large uncertainties in current satellite products in the Tibetan Plateau area, and mismatch between model input data needs and information provided by current satellite sensors. Novel approaches to combine diverse datasets with models through model initialization, parameterization and data assimilation are needed to address the above challenges. Finally, we call for expansion of local-scale observational network, to obtain more information on deep soil temperature and moisture, soil organic carbon content, and ground ice content.
Introduction
The Tibetan Plateau has an average elevation of 4,000 m and encompasses an area of approximately 2.5 × 106 km2 (Figure 1). It is the home to ∼100,000 km2 of glaciers (Yao et al., 2012) and possesses the largest alpine permafrost area in the world (Ran et al., 2018; ). The Tibetan Plateau is also the headwater of many major Asian rivers including the Yangtze, Yellow, Mekong, Indus, and Ganges (). Due to its vast domain and high elevation, the Tibetan Plateau is extremely sensitive to climate change and has a profound influence on the regional climate ().
FIGURE 1
Long-term in-situ surface meteorology measurements show that the Tibetan Plateau has been experiencing a significant warming trend since 1960s, with an average rate of 0.3–0.4°C per decade, which exceeds the global average during the same period (
Frozen ground occupies the most area of the Tibetan Plateau (Figure 1), with approximately 40% coverage of permafrost and 55% coverage of seasonally frozen ground (Zou et al., 2017). Since the 1970s, several in-situ observation networks have been established to monitor the thermal state of Tibetan Plateau frozen ground (Yang et al., 2010). These in-situ soil temperature records have demonstrated substantial changes occurred in Tibetan Plateau frozen ground including permafrost degradation over the past few decades. For example, the in-situ observations in the Beiluhe region indicated that the active layer thickness has increased at a rate of ∼4.26 cm yr−1 from 2002 to 2012 while the permafrost temperatures at 10 m depth have increased by ∼0.14°C during the same period (Wu et al., 2015). In the inner Tibetan plateau, maximum frozen depth decreased at a rate of 0.71 cm yr−1 during the period 1967–1997 (Zhao et al., 2004), and reduction in the maximum frozen depth has accelerated since 2000 (Peng et al., 2017). Previous study also revealed that a distinct talik layer separating the permafrost from overlying active layer has already formed along the Qinghai-Tibet Highway (
Previous studies based on the in-situ observations provided detailed assessments of permafrost thermal state at local scales. However, extrapolating site-level observations across the Tibetan Plateau is likely to entail large uncertainties, due to the sparse in-situ stations, shallow observation depth at most sites, inconsistency in the measurement methods and data gaps. Most in-situ observations and boreholes (up to 10 m) were established along the Qinghai-Tibet Railway/Highway to meet the engineering demand (Wu and Zhang, 2008;
Satellite or airborne remote sensing can provide information on environmental conditions and freeze/thaw state related to underlying permafrost properties with improved sensitivity to subsurface soil properties (
The paper is structured as follows: we first discuss the unique characteristics of Tibetan Plateau permafrost environment (Environmental Controls on Tibetan Plateau Permafrost Distribution and Soil Freeze/Thaw Dynamics), and then summarize the recent advances in regional Tibetan Plateau permafrost studies using various remote sensing technologies, and through combination of remote sensing with modeling approaches (Regional Monitoring Approaches and Associated Challenges). We also discuss the unique challenges in Tibetan Plateau permafrost monitoring, the potential of geophysical measurements and other methods to characterize subsurface variability and spatial heterogeneity in permafrost areas (Discussion). We conclude by addressing research priorities and future studies needed to accurately simulate the evolution of Tibetan Plateau permafrost and eco-hydrology (Research Priorities and Recommendations).
Environmental Controls on Tibetan Plateau Permafrost Distribution and Soil Freeze/Thaw Dynamics
The Tibetan Plateau is characterized by relatively thin and warm permafrost with low ice content, potentially more vulnerable to ongoing and future warming due to the unique environmental conditions, arid climate, high elevation and steep geothermal gradient (Wang and French, 1995; Yang et al., 2010; Zhao et al., 2010;
FIGURE 2

Interaction among different environmental factors and soil freeze/thaw (F/T) dynamics in the Tibetan Plateau region. Solid and dash arrows indicate the influences and feedbacks respectively. ALT and MFD represent active layer thickness (defined for permafrost area) and maximum frozen depth (defined for seasonally frozen ground) respectively.
Permafrost distribution in the Tibetan Plateau is controlled by the high elevation and complex topography, and has characteristics different from permafrost in other regions (Wang and French, 1995). Topographic factors such as elevation affect regional climate through the effects on precipitation, temperature lapse rates and solar radiation loading (
Soil conditions also have a significant influence on permafrost thermal state. Soil texture is one of the major factors determining soil thermal conductivity, heat capacity, and hydraulic conductivity (
In addition, surface conditions, such as vegetation cover and snow cover, act as important environmental controls on soil freeze/thaw dynamics and permafrost distribution. Vegetation cover affects the partition among the sensible, latent and soil heat fluxes, and therefore plays an important role in surface water and energy balances (Li et al., 2015a). Although most Tibetan Plateau permafrost region is dominated by alpine meadows or grasslands with sparse vegetation, Wang et al. (2012a) still found that decrease of alpine meadow and alpine swamps in the Tibetan Plateau were related to the increasing sensitivity of soil to climate changes and the greater shifts in soil temperature and water dynamics. Furthermore, different types of vegetation cover may exert different impacts on soil thawing (Wang et al., 2012b). Winter snow cover also has an important effect on soil freeze/thaw dynamics and permafrost temperature (Zhang, 2005; Yi et al., 2015). Snow cover plays an important role in determining how soil responds to surface warming due to its strong insulation effects and impact on surface energy balance associated with changes in surface albedo and snow water phase change (Zhang, 2005). Different from the overall thicker snow cover in the northern high latitude region, snow in the Tibetan Plateau often melts quickly due to strong solar radiation, and snow cover is generally shallow and ephemeral, with overall low albedo of fresh snow and limited insulation effects (Wang et al., 2020; Zheng et al., 2020). Therefore, snow cover in the Tibetan Plateau may have a cooling effect on underlying soil temperature due to the dissipated latent heat resulted from frequent snow melting or sublimation (Zhu et al., 2017). Moreover, snow meltwater that infiltrates into the soil could result in additional soil temperature fluctuations due to soil heat transport through convection and soil water phase change (Scherler et al., 2010; Luo et al., 2014).
Regional Monitoring Approaches and Associated Challenges
Remote Sensing of Tibetan Plateau Permafrost
Current Progress
The sparse distribution of in-situ observation sites over the Tibetan Plateau (Figure 1) highlights the potential of satellite remote sensing to significantly improve regional permafrost monitoring across Tibetan Plateau. Remote sensing technology, including optical, near- and thermal-infrared, passive and active microwave remote sensing, has been used to directly or indirectly monitor the near-surface soil freeze/thaw and permafrost state in the Tibetan Plateau. The wavelength ranges from 0.4–0.7, 0.7–3.0, and 3.0–100 μm for optical, near- and thermal-infrared remote sensing, respectively; microwave remote sensing covers the spectrum from 1 mm to ∼1 m in wavelength and has a much deeper penetration depth (Ulaby et al., 1982). Optical and near-infrared remote sensing are often used to detect the vegetation canopy and land surface properties, while microwave sensors can provide information on land surface moisture and temperature variations due to strong sensitivity to changes in land surface dielectric properties and emissivity. The applications of remote sensing in permafrost can be largely grouped into two categories: 1) identifying and mapping surface features and objects typical for permafrost areas; and 2) retrieving physical variables directly or indirectly relevant to subsurface thermal conditions (Tedesco, 2014). The first category was dominated by the application of high spatial-resolution optical and near-infrared images, while the second category covers a wider range of remote sensing systems from optical to microwave sensors as discussed below.
Permafrost Monitoring Using Optical and Infrared Remote Sensing
Optical and near-infrared remote sensing with high spatial resolutions (<100 m) has been widely used to identify geological structures and landscapes associated with permafrost, e.g., hummock, thermokarst lakes, freeze/thaw boils, and surface classification, which can be used to infer the presence of underlying permafrost (Panda et al., 2010; Wang et al., 2014; Niu et al., 2018; Ran et al., 2018;
Optical and thermal infrared imaging methods provide valuable regional datasets; however, permafrost is essentially a subsurface phenomenon and these methods are limited to imaging the land surface. Permafrost monitoring requires knowledge of soil temperature and heat transfer at deep layers; therefore, statistical or empirical models have been developed to utilize surface parameters derived from optical and infrared remote sensing to map permafrost extent and distribution (Zou et al., 2017;
Permafrost Monitoring Using Microwave Remote Sensing
Microwave remote sensing shows strong sensitivity to soil dielectric changes induced by landscape and particularly soil freeze/thaw state, and can operate under all-weather conditions (Ulaby et al., 2014); therefore, it has been widely used to map surface soil freeze/thaw status and permafrost changes in both high latitude and high elevation regions (e.g.,, Li et al., 2012a; Li et al., 2013; Park et al., 2016).
Brightness temperature (Tb) measured by passive microwave remote sensing is associated with changes in surface emissivity and temperature conditions, both of which are closely associated with soil freeze/thaw status. Depending on the frequency and its penetration ability, relatively higher frequency (e.g., Ka-band, ∼27–40 GHz) is commonly used to detect the freeze/thaw state of landscape surface elements, while lower frequencies such as L-band (∼1–2 GHz) and P-band (∼250–500 MHz) provide enhanced sensitivity to soil surface and profile freeze/thaw conditions (
Despite with high revisit frequency (less than a few days), current passive microwave sensors have the spatial resolutions on the order of 10–50 km, which can add large uncertainties to freeze/thaw classifications in an area with high topographic relief like the Tibetan Plateau (Li et al., 2013). Alternatively, space-borne synthetic aperture radar (SAR) sensors provide measurements of radar backscatter at much finer scales (∼10–100 m) but have a much longer temporal revisit (>10 days). SAR signals share similar frequency-dependent responses to vegetation canopy and surface soil dielectric changes as microwave emission techniques, and radar backscatter at different frequencies (eg C-band, ∼4–8 GHz; Ku-band, ∼12–18 GHz) can be potentially used to characterize surface freeze/thaw and soil moisture status in the Tibetan Plateau (Van der Velde and Su, 2009;
More recently, interferometric synthetic aperture radar (InSAR) has shown great potential for regional mapping of active layer thickness. InSAR works by detecting surface deformation resulting from soil freezing induced uplift and thawing induced subsidence through measuring the phase shifts between repeat pass SAR images acquired at different times (Liu et al., 2012; Li et al., 2015b;
Challenges
Currently, there are no direct remote sensing methods to detect deeper soil freeze/thaw and thermal conditions. Most satellite detection of soil freeze/thaw is generally limited to upper soil layer within a few centimeters of the surface. A potential approach to overcome this limitation is to introduce lower frequency sensors such as P-band SAR for soil profile characterization (
Current satellite sensors still cannot provide measurements with sufficient spatial and temporal resolution to meet requirements for regional soil freeze/thaw and permafrost monitoring in the Tibetan Plateau. Satellite passive microwave remote sensing measurements are available at 10–50 km resolutions, which may not accurately represent the surface and subsurface conditions for each resolution element, especially in the heterogeneous mountain regions (Li et al., 2014). In addition, ambiguity often exists in the remote sensing retrievals using a single frequency due to its sensitivity to multiple land surface properties. More comprehensive evaluations on the accuracy of current satellite measurements or retrievals should be conducted through integrating point-scale in-situ measurements, multi-resolution satellite observations and forward radiative transfer model simulations (
Process-Based Modeling of Tibetan Plateau Permafrost
As mentioned above, current satellite remote sensing is largely restricted to the measurements of near-surface soils and their properties, while subsurface properties are more relevant to permafrost conditions. Many studies have combined satellite remote sensing data with empirical or statistical models to estimate the presence of permafrost as discussed above. However, these models usually oversimplify or overlook key processes controlling soil freeze/thaw and permafrost dynamics (Zheng et al., 2019b). Additionally, simple models also generally assume that the frozen subsurface is in equilibrium with the current climate, which may not capture the transient changes in frozen ground (Zhao et al., 2017a). Process-based models can better represent the underlying processes with the potential to provide more reliable estimates of regional permafrost distribution and changes.
Current Progress
Frozen soil parameterizations in early process models was implemented using analytic or approximate solution of Stefan problem due to computational limitations (Li and Koike, 2003). With increased computational power, numerical models with high precision have been widely used in Tibetan Plateau. Most numerical models simulate the soil temperature in one dimension by employing a finite-difference or finite-element form of heat transfer equation, while many of them also consider other processes such as soil water migration, and link soil freeze/thaw process with hydrological process (Riseborough et al., 2008). A range of models have been used to model Tibetan Plateau permafrost distribution and changes, including soil process model GIPL2.0, land surface model CoupModel, CLM, and some hydrological models incorporating soil freeze/thaw scheme into water transfer process like VIC and GBEHM (Geomorphology-Based Eco-Hydrological Model) (
Earlier permafrost models like GIPL 2.0 (Qin et al., 2017) do not simulate surface energy balance, and usually directly set land/ground surface temperature as the upper boundary condition for soil heat transfer. These models are able to simulate soil temperature for deep layers which could be used to identify the presence of permafrost, while other processes like surface energy balance, snow melting are generally not included (Qin et al., 2017; Sun et al., 2019). These models have relatively lower requirements on climatic forcing data and usually use land/ground surface temperature and external soil moisture data as inputs. Despite the simplified heat-water transfer processes, it can reduce the uncertainties that may be introduced by external inputs such as highly uncertain precipitation data in the Tibetan Plateau. Nevertheless, current soil moisture products available from global satellite remote sensing and land model data assimilation system also show large uncertainties in the Tibetan Plateau region (Yang et al., 2013a; Zhao et al., 2014;
A number of regional and global land hydrological models are also adapted for permafrost simulation in the Tibetan Plateau region (Table 1). Some hydrological models link the soil freeze/thaw scheme with hydrological-related process. For example, GBEHM model is developed from a hillslope-based hydrology model (GBHM) (Yang et al., 2015; Zheng et al., 2019b). Land models describe the complex land system, and therefore often include many processes related to soil freeze/thaw, such as surface energy balance processes, snow melting and infiltration process, soil water migration, and variability in soil thermal properties due to soil organic content changes etc. In addition to traditional numerical solution used in most models, there are also some variations in the model concepts and solution in recent models. For example, there is a new solution of 1-D heat transfer based on enthalpy in a land surface model HydroSiB2, showing good performance in soil freeze/thaw modeling in the Tibetan Plateau (
TABLE 1
| Time step | Forcing data | Soil water transfer | Surface energy balance | Snow | Soil organic | Soil column depth | Lower boundary condition | Reference | |
|---|---|---|---|---|---|---|---|---|---|
| SHAW | 1 h/daily | Tair, prec, W, SW, Q | ✔ | ✔ | ✔ | — | User defined | User defined model-estimated Tg | Liu et al. (2013) |
| CoupModel | 10 min/1 h/daily | Tair, prec, W, SW, Q… | ✔ | ✔ | ✔ | ✔ | User defined | User defined model-estimated Tg | Zhou et al. (2013) |
| GBEHM | Daily | Tair, prec, CF, Q, pres, land surface temperature | ✔ | ✔ | — | — | User defined | Assigned geothermal flux | Yang et al. (2015) |
| GIPL2.0 | Daily | Tg0a | No | No | No | No | User defined | Assigned geothermal flux | Qin et al. (2017) |
| CLM | 3 h/daily | Tair, prec, W, SW, LW, Q, pres | ✔ | ✔ | ✔ | ✔ | 45.1 m | g = 0 | |
| Noah | 30 min/3 h | Tair, prec, W, SW, LW, Q, pres | ✔ | ✔ | ✔ | ✔ | 40 m | Estimated Tg at 40 m | Wu et al. (2018) |
| VIC | 1 h/3 h/daily | Tair, prec, W, SW, LW, Q, pres | ✔ | ✔ | ✔ | ✔ | 50 m | g = 0 |
Comparisons of models used for Tibetan Plateau permafrost simulation. All models include soil heat transfer process, which is not included here.
Note: Tair, air temperature; Prec, precipitation; W, near surface wind speed; SW, downward shortwave radiation; LW, downward longwave radiation; Q, specific humidity; Pres, air pressure; CF, cloud fraction; Tg, soil temperature; g, soil thermal gradient.
The required parameter is not listed in the table.
The parametrizations or representations of hydrological and thermal processes are different among different land hydrological models, such as the soil column depth and lower boundary conditions (Table 1), resulting in varying model performance. For example, SHAW model assumes that the soil thermal conductivity is a weighting average of various components in the soil, while CoupModel calculate the soil thermal conductivity based on three soil freeze/thaw state (i.e., unfrozen, frozen and partially frozen). Yang et al. (2013b) compared the simulation results from CoupModel and SHAW model at northern Tibetan Plateau sites, and found that soil heat transfer scheme used in CoupModel showed a better performance than SHAW model. Usually, these models require meteorological forcing including air temperature, wind speed, precipitation and radiation to solve the surface energy and water balance. It is generally difficult to directly use satellite data (such as land surface temperature) to drive these land models, which imposes additional difficulties for high-resolution (∼≤1 km) simulations as high-resolution surface meteorology datasets are not readily available in the Tibetan Plateau. Moreover, most land surface models are originally developed for surficial soil layers with a focus on the energy and mass exchange between the surface and the atmosphere, and therefore generally have simplified representation of the soil properties and thermal processes in deep soil layers (Sun et al., 2019).
Challenges
Large uncertainties exist in the reanalysis data, surface meteorology, surface and soil datasets in the Tibetan Plateau region, which are required for model inputs and parameterization, limiting a comprehensive evaluation of model processes and structure across the region (
Process representation in current models also needs improvement. A large gradient can exist in the surface air-ground temperature in the Tibetan Plateau region due to arid climate and high solar radiation (Wang and French, 1995). Without accounting for this temperature gradient, large biases can exist in the model simulated soil temperatures. Soil properties in global land models are generally derived from agriculture soil samples, while the physical properties of gravel soils in Tibetan Plateau are less considered (Yi et al., 2018a). Although most models have coupled soil heat transfer with soil water movement, the soil moisture profile is not generally well represented, partly due the complex interactions between topography, soil organic carbon content, vegetation distribution and their coupled effects on the dynamics of soil moisture (Wang et al., 2012a). Some key factors affecting the soil heat transfer unique to the mountain areas are also not adequately represented in current models (Zhou et al., 2013). For example, lateral water flow is generally ignored in most models, which may be of particular importance in the mountain areas (Zheng et al., 2019b). Simulating ground ice content in the Tibetan Plateau permafrost is also a challenge. Accurate representation of ground ice content especially near the permafrost table will have a large impact on projecting future permafrost dynamics due to potentially large latent heat release and thermokarst activity as a result of thawing ground ice (
Integrate Remote Sensing Data With Process-Based Models to Improve Tibetan Plateau Permafrost Monitoring
Remote sensing can provide spatially continuous landscape and climatic forcing data across large scale, which is especially useful for regional modeling in a heterogeneous terrain like the Tibetan Plateau. Here we summarize recent efforts that use multi-source remote sensing datasets to improve regional modeling of Tibetan Plateau permafrost or closely related environmental parameters, through model initialization, parameterization and data assimilation.
Climatic factors (such as air temperature and precipitation) in the Tibetan Plateau area show evident elevation dependence. In many process-based simulations, the SRTM (Shuttle Radar Topographic Mission) DEM (Digital Elevation Model) is used as a basis to extrapolate the in-situ meteorology observations to regional scale and generate model forcing data (e.g.,
In addition to producing regional climatic forcing data, satellite remote sensing data has been also directly used as model parameters, such as vegetation coverage, slope and aspect, to improve regional simulations of Tibetan Plateau frozen ground. For example, based on the SRTM DEM, Zhang et al. (2018) quantified the topographic effects of solar radiation on permafrost distribution in the northeast Tibetan Plateau and the simulated permafrost coverage increased by 8% when accounting for the impact of topographic shadows on surface energy budget. Li et al. (2019) found that introducing MODIS-based vegetation coverage data into the CoLM can reduce the warming biases in land surface temperature and surface soil temperature by ∼10°C in sparse vegetated areas in the Tibetan Plateau.
A process-based model fully driven by satellite observations would bridge the data gap in data-scarce region such as the Tibetan Plateau with the potential to improve regional permafrost simulation. As discussed above, most process-based models heavily rely on surface meteorological forcing data (Zheng et al., 2019b;
FIGURE 3

Mean spatial patterns of permafrost distribution (A) and active layer thickness (B) over the Tibetan Plateau during the period of 2002–2016, simulated using a remote sensing driven hydrology model (Zheng et al., 2019b; Zheng et al., 2020). The satellite-based permafrost map indicates that permafrost and seasonally frozen ground account for ∼37% and ∼56% of the Tibetan Plateau respectively, with an overall accuracy of 79.3–90.7% in identifying permafrost boreholes and 76.5–86.4% in identifying seasonally frozen ground boreholes. The accuracy is generally higher than permafrost maps generated using ground-stations, which demonstrates the advantage of satellite remote sensing-based methods in simulating frozen soils in data-scarce regions.
Although currently there are very limited studies using satellite data to directly improve model performance in simulating Tibetan Plateau permafrost through data assimilation, many efforts have been devoted to improving the simulation of variables closely related to the permafrost thermal state, such as soil moisture (Zhao et al., 2014; Yang et al., 2020), snow cover and snow depth (Zhang et al., 2014; Wang et al., 2020), and other key environmental variables including air temperature and net radiation (Li et al., 2012b; Lin et al., 2016). Through assimilating the satellite-based microwave brightness temperature at 6.9 and 18.7 GHz, Yang et al. (2007a) found the accuracy of simulated surface energy budget was improved. Lin et al. (2016) found that assimilating MODIS snow cover would be especially important in reducing uncertainties in air temperature predictions in the Tibetan Plateau. Those results could potentially improve the model simulated soil thermal regime and thus permafrost distribution. Despite its potential advantages in improving frozen soil simulation, the application of data assimilation is greatly limited due to large uncertainties in current satellite products and retrieval algorithms in the Tibetan Plateau (
Discussion
Unique Challenges in Tibetan Plateau Permafrost Monitoring
Unique environmental conditions in the Tibetan Plateau result in permafrost characteristics different from that in the northern high latitudes or other alpine environments as discussed above. The topography in the Tibetan Plateau is complex and characterized by strong heterogeneity at small spatial scales, exerting strong control on local permafrost distribution (Luo et al., 2012), while most satellite data or models have relatively coarse resolutions (>1 km) and cannot well represent such local-scale variability (Yang et al., 2010). Moreover, the complex topography in the Tibetan Plateau can result in strong spatial heterogeneity in local-scale snow cover and land surface temperature conditions, which adds additional uncertainties to satellite-based freeze/thaw detection (Zhao et al., 2017b;
Other surface or subsurface conditions affecting the Tibetan Plateau permafrost are also different from those in the high-latitude regions. The Arctic is mostly underlain by continuous permafrost (
Potential of Geophysical Measurements in Regional Permafrost Studies
Current satellite remote sensing cannot directly detect deep soils and the permafrost, while geophysical techniques have been proven to be useful for subsurface soil characterization and permafrost detection in a minimally invasive manner. Examples of geophysical approaches include thermistors and dielectric sensors, ground penetrating radar, and electromagnetic methods (
The geophysical measurements in combination with other datasets have shown great potential to improve model representation of subsurface properties in permafrost region. For example,
Improving Model Representation of Spatial Heterogeneity
An important feature of permafrost affected landscapes is the large spatial heterogeneity in soil active layer conditions, which are generally poorly represented in global land models (Muster et al., 2012; Mishra et al., 2017). Information on active layer soil conditions at landscape scales is needed to better represent the spatial heterogeneity and scaling functions in global models and reconcile coarser model simulations with more extreme local heterogeneity in active layer and permafrost conditions. Many studies have combined in-situ measurements, satellite remote sensing and models to address this problem. However, most studies focus on the high-latitude permafrost landscapes while Tibetan Plateau permafrost studies represent a relatively new research topic. Therefore, we summarize relevant studies in the high-latitudes, and hope to provide some insights for similar applications to the Tibetan Plateau region.
Local to landscape scale variations in active layer conditions can be effectively monitored using in-situ ground measurements (
The above spatial analysis and datasets provide critically needed information on permafrost distribution for global model parameterization and validation (Mishra et al., 2017). Previous studies have demonstrated the importance of considering sub-grid scale variability in land cover and surface properties in large-scale global models to accurately simulate water, energy and carbon exchange in permafrost landscapes (Liston, 2004;
Research Priorities and Recommendations
We have reviewed the state of knowledge for Tibetan Plateau permafrost, soil freeze/thaw state, and summarized recent progress in using satellite remote sensing data and models to monitor Tibetan Plateau permafrost. This exercise has revealed important gaps in capabilities for monitoring and modeling the current state of Tibetan Plateau permafrost as well as projecting its future trajectory. Here we recommend the following research priorities to address these gaps.
Satellite-based optical and infrared remote sensing provide high spatial resolution land surface conditions. These techniques have great potential for producing Tibetan Plateau classification maps and determining correlations between these classifications and permafrost distributions, especially in regional-scale applications. Particularly, high-resolution imagery (<10 m scale) can be used to capture the high degree of spatial heterogeneity in the Tibetan Plateau and further infer the related permafrost states, such as using high-resolution imaging of swamps, wetlands and small watersheds to monitor changes in the hydrologic state that may be coupled with local permafrost degradation.
Microwave remote sensing has shown great potential in surface freeze/thaw and permafrost monitoring due to its strong sensitivity to soil water content and phase changes, its ability to penetrate clouds, and providing all-weather monitoring of the land surface. However, current microwave remote sensing methods are limited to detections in the upper soil layer within a few centimeters of the surface. Deeper soil remote sensing requires lower frequency surveys (such as P-band SAR) and multi-frequency observations (such as joint L- and P-band SAR) to enable soil vertical profile retrievals. These sensors and corresponding algorithms should be developed. InSAR have been widely used to map regional subsidence and active layer thickness in the Tibetan Plateau, but more systematic subsidence mapping is still needed, with particular emphasis on the permafrost transition zone that is vulnerable to abrupt thaw and degradation. Improved approaches and regional data such as accurate DEM and soil moisture information are also needed to support InSAR active layer retrieval.
The apparent scarcity of local-scale observations greatly limits our process understanding in the Tibetan Plateau permafrost area. Therefore, we also call for the expansion of the in-situ sampling network, particularly in the western Tibetan Plateau, along the transition zones between discontinuous and sporadic permafrost zones, and along elevation gradients (Figure 1). Additional information on deep soil temperature, ground ice content, more consistent soil moisture and dielectric profiles, improved mapping of soil texture and soil organic content are required for improving remote sensing algorithms and regional models. Geophysical measurements especially airborne electromagnetic method can obtain information on deep ground structure and unfrozen water content, and provide more spatially extensive measurements than point-scale observations, and should be considered when expanding the local-scale observational network in the Tibetan Plateau.
Integrating local-scale observations, remote sensing data with process-based models will be an effective way to monitor regional permafrost and project its future state. However, a number of factors limit such applications in Tibetan Plateau permafrost research, including but not limiting to large uncertainties in current satellite products for the Tibetan Plateau area, mismatch between model input data needs and information provided by current satellite sensors, insufficient accounting for spatial heterogeneity impact on permafrost distribution. Better approaches to combine diverse datasets at different spatial and temporal scales with models are needed to address the above challenges, and should be developed. In addition, current model scheme and parameterization also require improvements to better reproduce the unique soil freeze/thaw characteristics in the Tibetan Plateau region.
Funding
YY acknowledges support by the NASA Terrestrial Ecology program under the Arctic Boreal Vulnerability Experiment (ABoVE, NNH18ZDA001N-TE). It was also supported by the Strategic Priority Research Program of Chinese Academy of Sciences (Grant No. XDA20060401), National Natural Science Foundation of China (41771112), and the Swedish Research Council (VR 2014–5320). A portion of this research was carried out at the Jet Propulsion Laboratory, California Institute of Technology, under contract with NASA. ©2020. All rights reserved.
Statements
Author contributions
YY initiated the study. HJ, GZ, and YY wrote the paper. Other co-authors contributed to the discussion and provided feedback.
Conflict of interest
The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
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Summary
Keywords
process models, satellite remote sensing, freeze/thaw, permafrost, Tibetan plateau
Citation
Jiang H, Zheng G, Yi Y, Chen D, Zhang W, Yang K and Miller CE (2020) Progress and Challenges in Studying Regional Permafrost in the Tibetan Plateau Using Satellite Remote Sensing and Models. Front. Earth Sci. 8:560403. doi: 10.3389/feart.2020.560403
Received
08 May 2020
Accepted
28 October 2020
Published
04 December 2020
Volume
8 - 2020
Edited by
Tobias Conradt, Potsdam Institute for Climate Impact Research (PIK), Germany
Reviewed by
Dongliang Luo, Chinese Academy of Sciences (CAS), China
Guo Donglin, Institute of Atmospheric Physics (CAS), China
Rinat Manasypov, Tomsk State University, Russia
Susan Hubbard, Lawrence Berkeley National Laboratory, United States
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© 2020 Jiang, Zheng, Yi, Chen, Zhang, Yang and Miller.
This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.
*Correspondence: Yonghong Yi, yonghong.yi@jpl.nasa.gov
This article was submitted to Cryospheric Sciences, a section of the journal Frontiers in Earth Science
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