Abstract
The southeastern Tibetan Plateau, which includes the Tibetan Plateau, Yangtze Block, and Cathaysia Block, is geotectonically situated in the compound part of the Tethys-Himalayan tectonic domain and the Peninsular Pacific tectonic domain. It is one of the critical regions for studying the scientific problems of plateau material lateral escape, lithosphere deformation, geotectonic properties of blocks, and deep dynamics. In this study, we use ambient noise data recorded by 401 broadband stations to obtain high-resolution short-period (T = 4–32 s) Rayleigh wave azimuthally anisotropic phase velocity maps. These could provide fresh clues for an in-depth understanding of the crust-mantle velocity structure, deformation mechanism, and geotectonic evolution in the southeastern Tibetan Plateau. Within the Simao block, the strikes of the faults and the orientations of the principal compressive stress of the stress field both generally coincide with the fast-wave polarization direction (FPD). The FPD near the Lancangjiang fault zone in the west is in the NE-SW direction, near the Wuliangshan fault zone in the center is near the NS direction, and near the Red River fault zone in the east is the NW-SE direction. We estimate that the compressive stress in the southwest direction of the Tibetan Plateau material has a controlling effect on the crustal deformation of the Simao block, which is likewise blocked by the Lincang granite belt, resulting in strong tectonic deformation. The FPD of the crust in the middle Red River fault zone is NS direction, significantly different from the fault strike. Combining with the seismic activity and GPS results, the depth of 8 km below the surface of the middle Red River fault is completely locked, and we conclude that the anisotropy of the upper crust of the middle part of the Red River fault zone is related to the action of the regional tectonic stress field. Taking into account geochemical and thermochemical results, we speculate that the complex tectonic stress at the junction of the blocks leads to prominent regional characteristics of the FPDs of azimuthal anisotropy in the crust, suggesting that the Shizong-Mile fault zone may be the western boundary between the Yangtze block and the Cathaysia block.
1 Introduction
The southeastern Tibetan Plateau (TP) is the Frontier zone and the deep material escape zone for the NE collision and extrusion of the Indian plate and the Eurasian continent (Figure 1A). There are the Tengchong block (TCB), Baoshan block (BSB), Simao block (SMB), Chuanxibei block (CXB), Dianzhong block (DZB) and other tectonic units in the area. Since the Cenozoic, it has experienced intense tectonic deformation and frequent seismic activities (), making it an ideal place to study the interaction among blocks and deep tectonic deformation.
FIGURE 1
Seismic anisotropy is one of the effective methods to study the deformation of the crust and upper mantle. The upper crustal anisotropy is related to the shape-preferred orientation of microstructures such as lamellae, joints, and fractures in the rock. Furthermore, the anisotropy of the mid-to-lower crust and upper mantle is related to the lattice-preferred orientation of anisotropic minerals such as amphibole, mica, and peridotite. We study seismic anisotropy to understand the relationship between medium and anisotropy, anisotropy and strain, and the relationship between strain and crustal movement. These help us infer the tectonic activities that might have operated in the past and those working at present. Some scholars have studied the SKS-wave splitting measurement in the southeastern TP and believe that, unlike the vertically coherent deformation of the crust and mantle inside the TP, the crust-mantle deformation in the southeastern TP is decoupled (
By using the seismic surface wave and ambient noise data, some researchers illustrate the azimuthal anisotropy of the TP and its vicinities (Yao et al., 2010;
In our study, we collect the continuous waveform data recording by dense seismic arrays of the permanent China National-backbone stations and mobile broadband stations (Figure1B). We adopt ambient noise tomography to acquire high-resolution Rayleigh wave phase velocity azimuthal anisotropy in this area. It provides new evidence for the tectonic evolution and dynamic process of the crust and upper mantle in the southeastern TP.
2 Data and methods
2.1 Data acquisition and processing
In this study, we collected the continuous waveform data recorded by three temporal seismic arrays: 195 stations of the ChinArray (X1) between October 2011 and October 2012, 114 stations of the Chuanxi array (CX) between October 2006 and July 2009 (
The data processing technique for ambient noise tomography is currently in a relatively advanced stage. It mainly includes single station data preprocessing, empirical Green’s function extraction, phase velocity dispersion measurement, phase velocity tomography, and surface wave azimuthal anisotropy inversion. Empirical Green’s functions (EGFs) are derived from the cross-correlation functions between each station pair using the vertical component of continuous waveform following the method of Bensen et al. (2007) and
FIGURE 2

Example of Z-Z CCFs between stations randomly selected from XJ array. The CCFs are filtered at 5–40 s period band.
FIGURE 3

Example of dispersion measurement. (A) The 4-month cross-correlation obtained between stations XJ03 and XJ42 using vertical recordings. (B) FTAN diagram obtained after multiple filter analysis. The abscissa is represented with periods, and the ordinate is represented with phase velocity.
2.2 Surface wave tomography inversion
In the case of weak anisotropic medium and ignoring terms, Rayleigh wave phase velocity at an arbitrary point M for each angular frequency and azimuth can be expressed as (
The inversion for is controlled by three parameters: the standard error of phase velocity measurements, δd, the a priori parameter error, δp (which constrains the anomaly amplitude), and the correlation length Lc (which constrains the smoothness of the resulting model). In our inversion, following Yao et al. (2010), we set δd to 2% for all measurements. For a given α0, δp is set to be twice that of the standard deviation (in percent) of all observed phase velocities at each period with a minimum value of 0.15 km/s. For α1 and α2, δp is set to be 1.5% of the average phase velocity at each period. In this study, we focus on short and intermediate period surface wave. It may result in artificial velocity anomaly if the correlation length Lc is too small. So we set the correlation length Liso=max (30 km, C0*T/2) for the isotropic term, where C0 is the average phase velocity at a certain period, T. The correlation length for the azimuthally anisotropic parameters is set to be 2*Liso at the corresponding period.
2.3 Resolution tests
The knowledge of the resolution is vital in the interpretation of the tomography results. Artificial values may be introduced in inversion due to insufficient data and poor ray path coverage. Following
FIGURE 4

Checkerboard tests of azimuthal anisotropy with 1°×1° grid. (A) Input model; (B), (C), (D) are output model after inversion.
The checkerboard tests indicate that for the azimuthal anisotropy parameters, the 1°×1° patterns are well recovered throughout our study area (Figures 4B–D). The azimuthal anisotropy is not well recovered in the margin due to relatively poor azimuthal path coverage. Generally, checkerboard tests provide qualitative information about spatial resolution. However, we must remember that the checkerboard test differs from the inversion of actual data due to its inherent limitations, as pointed out by previous studies (e.g.,
FIGURE 5

posterior errors (in percent) of (right) the magnitude of azimuthal anisotropy at T = 6, 10, and 20 s.
3 Results
The Rayleigh surface wave phase velocity and azimuthal anisotropy are obtained by inversion according to the mixed path dispersion curve. The different periods reflect the structural differences in different depth ranges. Compared with the S-wave velocity inverted by a single node, the reliability of the phase velocity at different periods is higher. We select six periods for discussion according to the phase velocity characteristics at each period. Figures 6A–F show isotropic phase velocity and azimuthal anisotropy maps at six periods. Moreover, the background is the absolute value of the isotropic phase velocity. The length and azimuth of the short black bars indicate the magnitude of the azimuthal anisotropy and the FPD, respectively.
FIGURE 6

Variation of absolute Rayleigh phase velocities (color image) and azimuthal anisotropy (short black bars) in the crust and uppermost mantle beneath southeastern Tibetan Plateau at different periods (A-F). The color bars show the color scale of phase velocities (km/s). The short brown bars are the P-axis directions of the principal stress based on the focal mechanism solution (
At short periods (4–10 s), the phase velocity mainly reflects the characteristics of the upper crustal structure. The phase velocity distribution is consistent with the surface geological structure. The SMB exhibits low velocity, associated with thick sedimentary layers in this area, consistent with the S-wave velocity results of
At intermediate periods (14–20 s), the phase velocity mainly reflects the mid-crustal structure, and its sensitivity range is about 10–25 km. The area near PZH and east of the SZMLF still exhibits high-velocity anomalies. Still, the area of high-velocity anomalies near the PZH area has begun to decrease. After 20 s period, high-velocity anomalies began to appear on the west side of the SMB. The azimuthal anisotropic characteristics at intermediate periods are similar to the short periods. The FPDs to the northeastern SZMLF changed from NW-SE to N-S direction. Furthermore, the FPDs to the south of the eastern RRF zone are nearly E-W direction, and the magnitude of azimuthal anisotropy is relatively strong.
At long periods (>20 s), the phase velocity is sensitive to the structures in the mid-to-lower crust. For example, the SZMLF is the boundary between the YZB and CYB. The high-velocity anomaly on the east side is parallel to the strike of the SZMLF. As the period increases, the area of high-velocity anomalies near the PZH area continues to decrease. After 30 s period, this high-velocity anomaly almost disappeared. The azimuthal anisotropic characteristics seem to be those at 12–20 s periods. The FPDs in the DZB and SMB are still in a close N-S direction. After 24 s, the FPDs in the northern CYB changed from NW-SE and nearly NS to NE-SW. The FPDs to the south of the eastern RRF zone are still near the E-W direction.
4 Discussion
4.1 Crustal deformation mechanism of simao block and its surrounding areas
The SMB has frequent seismic activities, dominantly about magnitude 6.0, showing the characteristics of stronger and less large earthquakes. The present crustal deformation and intense earthquake activities in this area are closely related to the collision of the Indian plate and the Eurasian plate and the lateral extrusion of the TP. Therefore, understanding the velocity structure and anisotropy characteristics will help us further understand the dynamic relationship between the present crustal deformation process and the material extrusion in the southeastern TP.
The velocity anomaly in the SMB is heterogeneous. At 14–32 s periods, it is mainly sensitive to the S-wave velocity structure in the depth range of 20–45 km (Figure 7). The area near the Wuliangshan fault zone (WLSF) continues to exhibit low-velocity anomalies, and the other areas show relatively high-velocity anomalies relative to short periods. Regarding azimuthal anisotropy (Figures 8A, B), the FPDs in the SMB show noticeable regional variance. In the central, the FPDs are generally similar to the fault strikes and the orientation of the principal compressive stress (
FIGURE 7

Sensitivity kernels of Rayleigh wave phase velocity at different periods.
FIGURE 8

Absolute isotropic phase velocities across the four profiles shown in Figure 8D (black lines). The red bars indicate that the fast-wave polarization direction (FPD) of azimuthal anisotropy shows a regional variation. the FPD near the LCJF in the west is NE-SW direction, the FPD near the WLSF zone in the middle is near the N-S direction, and the FPS near the RRF zone in the east is NW-SE direction. The depth corresponding to each period is calculated in terms of the sensitive kernel in Figure 7. Topography is depicted above each profile as the black fonts and the red fonts above it, marking the location of major faults along each profile. The red bars denote the tendency of anisotropic direction. The abbreviations for fault names (red) are the same as in Figure 1. The tectonic units are shown as the black fonts on each topographic area.
FIGURE 9

Comparison of the previous seismic anisotropy results and our azimuthal anisotropy at different periods. (A) Azimuthal anisotropy of Rayleigh wave at period 8 s vs. the Local Seismic Anisotropy (LSA) (
Previous studies have shown that the RRF experienced a left-lateral strike-slip movement at 32–17 Ma and transformed into a right-lateral strike-slip movement at about 5 Ma (
Therefore, when subjected to compressive stress in the southwest direction of the Chuandian diamond block, the crust of the eastern SMB underwent shear deformation, forming crustal anisotropy parallel to the strike of the RRF. Meanwhile, the crust of the western SMB was blocked by the Lincang granite belt and strongly deformed, forming crustal anisotropy parallel to the strikes of the Lincang granite belt and the LCJF. Likewise, the central is in the transition zone of differential deformation on both sides, forming near N-S trending crustal anisotropy, which is almost consistent with the extensive development of folds and thrust structures in the Mesozoic-Cenozoic strata in the block (
The SMB has undergone 50°–70° clockwise rotational deformation under the combined action of the Chuandian diamond block since the Pliocene (
FIGURE 10

A cartoon summarizing the deformation pattern of the crust in the southeastern Tibetan Plateau. We estimate that the compressive stress in the southwest direction of the Tibetan Plateau material has a controlling effect on the crustal deformation of the Simao block, which likewise blocked by the Lincang granite belt, resulting in strong tectonic deformation. The anisotropy of the upper crust of the middle Red River fault zone is related to the regional tectonic stress field. And the Shizong-Mile fault zone may be the western boundary between the Yangtze block and the Cathaysia block. The red ellipses denote the FPD of the Rayleigh-wave phase velocity in the crust. The black arrow denotes the movement direction of the Dianzhong block relative to the South China block (Wang et al., 2020). The black lines denotes the faults.
In the middle RRF and its vicinity, the anisotropic FPD at 4–24 s periods (corresponding to the crustal depth range, Figure 7) is near the N-S direction (Figure 5), showing a large angle with the fault strike. The azimuthal anisotropy of the surface wave group velocity, Pms anisotropy, and S-wave azimuthal anisotropy (Figure 9B) also show almost the same characteristics (
4.2 Constraints on the western boundary between Yangtze Block and Cathaysia Block
At 4–32 s periods, the Rayleigh surface wave phase velocities in the eastern and western sides of the SZMLF have noticeable velocity differences (Figures 8A, B, D), which correspond well with the S-wave and P-wave velocity variations (Wu et al., 2013; Yang et al., 2020). Unlike the velocities on the west side of the fault zone with the periods changing, the east side of the fault zone continues to show relatively high phase velocity anomalies. The apparent velocity differences may reflect the inhomogeneity of the crustal structures and lithologies on both sides. The receiver function showed the crustal thickness on both sides of the SZMLF differs up to 10 km (Wang et al., 2017) (Figure 8D). The geochemical study of the volcanic rocks in the northern SZMLF zone shows that it is mainly alkaline basalt, characterized by low TiO2 and high Al2O3, which is different from the Emeishan continental overflow basalt with high TiO2 and low Al2O3 characteristics (
The SCB located at the northwest of the YZB. In the northeastern study area, the crustal anisotropy of the southern SCB at 4–20 s periods is dominated by NE-SW and NEE-SWW trends (Figure 8C), which is consistent with the NE-SW trend of the surface eastern Sichuan fold belt (
4.3 Crustal structure characteristics and deformation mechanism of the dianzhong block
At the period of 4–30 s, the area near PZH exhibits high phase velocity anomaly (Figure 8C), which is in good agreement with the characteristics of high Poisson’s ratio, high wave velocity, high resistivity, high density, positive magnetic anomaly, and low terrestrial heat flow (Chen et al., 2015; Wang et al., 2017; Wu et al., 2013;
Geochemical and regional geological studies (Xu and Zhong, 2001) indicated that during the period of 263-251Ma in the Late Permian, a famous tectonic activity occurred in the western YZB, the magmatic activity of the Emeishan great igneous rock province (Xu and Chung, 2001), whose dynamic mechanism may be related to mantle plume activity. Both sources of intracrustal magmatic intrusions and eruptive basalts come from the deep mantle. According to the dome structure and basalt thickness, the active center of the mantle plume is located near PZH (
The XJHF, as the western boundary of the Yangtze block, obliquely cuts the Chuandian diamond block into two sub-blocks in CXB and DZB (Xiang et al., 2002; Xu et al., 2003). The topographic differences between the two sides of the XJHF fault zone are significant. To the north of the fault zone, many peaks with altitudes of 4500–6500 m, and the average altitude exceeds 3500 m. While the average altitude to the south of the fault zone rapidly drops to about 2000 m.
Geological investigations have shown that differential movements on both sides of the fault zone are apparent. The horizontal slip rate values of the sub-block in CXB toward SE are 2 mm/a higher than those of the DZB. Since the Late Quaternary, the average differential upward and downward movement rates have reached 1.0–1.3 mm/a (
5 Conclusion
We present an azimuthally anisotropic phase velocity model of the crust and uppermost mantle beneath the southeastern TP from surface wave dispersion. A summary of our major findings and the structural features revealed by the azimuthally anisotropic model is as follows.
1. The azimuthal anisotropy and phase velocity in the SMB show noticeable regional variance. Subject to compressive stress in the southwest direction of the Chuandian diamond block, the crust of the eastern SMB underwent shear deformation, forming crustal anisotropy parallel to the strike of the RRF. Meanwhile, the crust of the western Simao block was blocked by the Lincang granite belt and strongly deformed, forming crustal anisotropy parallel to the strikes of the Lincang granite belt and the LCJF. Likewise, the central is in the transition zone of differential deformation on both sides, forming near N-S trending crustal anisotropy, which is almost consistent with the extensive development of folds and thrust structures in the Mesozoic-Cenozoic strata in the block. We infer that the compressive stress in the southwest direction of the Chuandian diamond block has a controlling effect on the crustal deformation of the SMB, and the west was blocked by the Lincang granite belt and experienced strong tectonic deformation.
2. In the middle RRF and its vicinity, the anisotropic FPD at 4–24 s periods is near N—S direction, showing a large angle with the fault strike. The anisotropic material in the upper crust of the middle RRF zone may not have a dominant arrangement along the fault strike but is related to the action of the regional tectonic stress field.
3. At 4–32 s periods, the Rayleigh surface wave phase velocities in the eastern and western sides of the SZMLF have noticeable velocity differences, which correspond well with the S-wave and P-wave velocity variations. Coupled with the complex tectonic stress at the junction of the blocks leading to prominent regional characteristics of the FPDs, we infer that the SZMLF zone may be the western boundary between the Yangtze and Cathaysia blocks in the crust.
4. Azimuthal anisotropy and Rayleigh surface-wave phase velocity show a pronounced lower crustal flow in the Chuanxibei sub-block, and the flow direction is consistent with the extrusion direction of the block to the south. The southward extrusion of the Tibetan Plateau material is blocked by the hard intracrustal masses with Panzhihua as the core, resulting in a rapid uplift of the northern topography.
Statements
Data availability statement
Publicly available datasets were analyzed in this study. This data can be found here: the China Seismic Array Data Management Center at the Institute of Geophysics, China Earthquake Administration.
Author contributions
JL and LF designed the method and programmed the codes; all authors participated in writing, revising, and approving the final manuscript.
Funding
This work was supported by grants 42204070, U2039204 and U2139205 from the National Natural Science Foundation of China, 2021M702988 from the China Postdoctoral Science Foundation, and 2020-S-39 from guiding science and technology projects in Sanming City.
Acknowledgments
Thanks to the China Seismic Array Data Management Center at the Institute of Geophysics, China Earthquake Administration for preparing the waveform data. We are also grateful to the editor and two reviewers for their comments.
Conflict of interest
The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
Publisher’s note
All claims expressed in this article are solely those of the authors and do not necessarily represent those of their affiliated organizations, or those of the publisher, the editors and the reviewers. Any product that may be evaluated in this article, or claim that may be made by its manufacturer, is not guaranteed or endorsed by the publisher.
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Summary
Keywords
azimuthal anisotropy, ambient noise tomography (ANT), Tibetan plateau (TP), simao block, yangtze block, cathaysian block
Citation
Liu J, Wu J, Fang L, Chang K, Yang T, Wang C, Wang H and Wang S (2023) Characteristics of azimuthal anisotropy in SE Tibetan plateau and its relationship with the background of block structure. Front. Earth Sci. 11:1065911. doi: 10.3389/feart.2023.1065911
Received
10 October 2022
Accepted
08 February 2023
Published
20 February 2023
Volume
11 - 2023
Edited by
Weijia Sun, Institute of Geology and Geophysics (CAS), China
Reviewed by
Weijuan Meng, Tsinghua University, China
Mikhail Rodkin, Institute of Earthquake Prediction Theory and Mathematical Geophysics (RAS), Russia
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© 2023 Liu, Wu, Fang, Chang, Yang, Wang, Wang and Wang.
This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.
*Correspondence: Jianping Wu, wjpwu@cea-igp.ac.cn; Lihua Fang, flh@cea-igp.ac.cn
This article was submitted to Solid Earth Geophysics, a section of the journal Frontiers in Earth Science
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