Abstract
Higher education is undergoing rapid transformation driven by artificial intelligence (AI), creating significant opportunities for sustainable development alongside complex governance and ethical challenges. Existing scholarship on AI in higher education can be broadly categorized into SDG-aligned frameworks, principle-based governance models, and value-based approaches; however, these strands remain insufficiently integrated at the institutional level and lack operational clarity across the AI lifecycle, particularly in procurement and post-deployment audit stages. This study examines how maqāṣid al-sharīʿah can be systematically operationalized as a framework for sustainable AI governance in Islamic higher education, and how such an approach supports socially sustainable and ethically aligned digital transformation under Saudi Vision 2030. The study adopts a systematic mapping approach with integrative synthesis, analyzing 143 peer-reviewed studies retrieved from Scopus, Web of Science, and ERIC (2015–2026). A combined deductive–inductive coding framework identifies structural gaps between ethical principles and institutional governance practices across four AI lifecycle stages: procurement, design, deployment, and audit. The findings reveal a persistent principle–implementation gap most pronounced in procurement and audit processes. In response, the study develops a maqāṣid-based governance framework that translates core ethical objectives into measurable, sustainability-oriented indicators embedded within lifecycle decision points. The framework is structured as a prototype institutional scorecard enabling university administrators and policymakers to evaluate AI adoption within risk management and decision-making workflows. The proposed model advances social sustainability by promoting accountability, equity, and culturally coherent AI integration, offering a structured pathway for aligning institutional AI practices with the strategic priorities of Saudi Vision 2030.
1 Introduction
Higher education is undergoing rapid transformation driven by advances in digital technologies and artificial intelligence (AI) (), including learning analytics and generative systems that are reshaping teaching, assessment, and institutional decision-making (; ). These developments position AI as both a catalyst for educational innovation and a source of complex ethical, social, and governance challenges that require systematic institutional responses. In parallel, global policy agendas—most notably the United Nations Sustainable Development Goals (SDGs)—emphasize the role of higher education in advancing inclusive and sustainable societies, with AI frequently framed as a strategic enabler of quality education, innovation, and institutional effectiveness (; ). Governance, in this context, functions as a foundational pillar of institutional sustainability (), ensuring that rapid digital transformation does not compromise ethical integrity, social equity, or long-term institutional resilience.
Figure 1
Despite growing recognition of AI's transformative potential, the literature on AI governance in higher education remains fragmented across three distinct analytical levels: SDG-oriented institutional frameworks, principle-based ethical and governance models, and value-based approaches rooted in religious or philosophical traditions (; ; ). While each of these streams offers important contributions, they are often developed and applied in isolation, with limited translation of ethical principles into institution-level processes for procurement, deployment oversight, and audit. This fragmentation is particularly evident in the disconnect between high-level normative commitments and practical implementation guidance. As synthesized in recent reviews, operational governance remains uneven across AI lifecycle stages, reflecting a persistent “principle–implementation gap” in higher education AI governance (; ; ). While global frameworks define what constitutes ethical AI, they rarely provide actionable pathways for embedding governance mechanisms within institutional decision processes, particularly in procurement and post-deployment audit stages.
Global initiatives such as UNESCO's principle-based guidelines and NIST-informed risk governance approaches offer important normative and technical foundations; however, they provide limited institution-specific guidance for operationalizing ethical criteria across end-to-end AI lifecycle processes in higher education (e.g., procurement thresholds, design constraints, deployment monitoring, and post-implementation auditing) (; ). Conversely, institution-specific models tend to offer contextually grounded procedures but remain limited in transferability beyond their immediate institutional environments (). Consequently, the field lacks integrated governance frameworks that combine normative grounding, operational specificity, and contextual adaptability across institutions with comparable value commitments.
Within this gap, value-based approaches grounded in Islamic intellectual traditions—particularly maqāṣid al-sharīʿah (the higher objectives of Islamic law)—offer a potentially systematic ethical framework for AI governance. Centered on the preservation of religion, life, intellect, lineage, and property, the maqāṣid framework provides a teleological structure oriented toward benefit (maṣlaḥah) and harm prevention (mafsadah). Recent studies have explored conceptual alignments between maqāṣid principles and contemporary AI ethics frameworks and have proposed preliminary mappings to governance models; however, these efforts remain largely theoretical and lack systematic operationalization at the institutional level (; ; ; ; ; ). This study addresses this conceptual limitation by advancing a structured approach to translating maqāṣid principles into measurable governance indicators applicable to AI systems in higher education contexts.
This gap is not confined to a single intellectual tradition. Both Western and Islamic AI governance models tend to articulate ethical commitments at a normative level without systematically embedding them into institutional processes, thereby reinforcing the need for operationally grounded frameworks.
In this study, “Islamic universities” refers to higher education institutions whose institutional mission, governance mandates, or curricula are explicitly informed by Islamic ethical and epistemic frameworks, regardless of geographic location. This definition emphasizes institutional orientation rather than geography, thereby enabling the framework's applicability across diverse contexts that share similar value-based commitments.
The need for an operationally grounded governance framework is particularly salient in the context of Saudi Arabia, where Vision 2030 articulates an ambitious agenda for digital transformation, human capital development, and educational excellence. The Vision's emphasis on building a “vibrant society” and a “thriving economy” through technological innovation—while preserving cultural identity—creates both opportunities and imperatives for developing culturally grounded approaches to AI governance in higher education (). In practice, however, technological adoption and ethical governance are often treated as parallel rather than integrated processes, limiting their collective contribution to sustainable development.
Against this backdrop, this study addresses the following research question: How can maqāṣid al-sharīʿah be systematically operationalized into measurable governance indicators for sustainable AI deployment in Islamic higher education, and how does such an approach address the principle–implementation gap while supporting the strategic objectives of Saudi Vision 2030?
To address this question, the study employs an integrative literature review using predefined inclusion criteria and thematic content analysis across major academic databases (detailed in the Methods section). This approach enables the synthesis of diverse theoretical, policy, and empirical streams that cannot be adequately captured through strictly systematic review designs. To enhance transparency and analytical rigor, the Results section presents a typology of identified framework families alongside a lifecycle coverage map (procurement–design–deployment–audit), highlighting where operational guidance is concentrated or lacking across the literature.
The study ultimately advances an integrated Maqāṣid al-Sharīʿah-based framework for AI governance, operationalized through a prototype institutional scorecard. The framework is designed to be interoperable with global AI governance standards while translating ethical principles into actionable governance mechanisms. Specifically, it provides (i) lifecycle-based governance checkpoints, (ii) measurable indicators aligned with maqāṣid objectives, and (iii) a structured risk and decision matrix for institutional evaluation. By moving beyond abstract ethical prescriptions toward implementable governance tools, the proposed framework contributes to socially sustainable, ethically coherent, and institutionally resilient AI integration in higher education, in alignment with the strategic priorities of Saudi Vision 2030.
2 Materials and methods
2.1 Research design
This study adopts an integrative literature review methodology to examine how artificial intelligence (AI) governance frameworks in higher education can be operationalized through value-based approaches, with a specific focus on maqāṣid al-sharīʿah. This approach enables the synthesis of conceptual, empirical, and policy-oriented studies to generate new theoretical insights and identify structural gaps in the literature.
The analysis combines thematic content analysis with cross-framework comparative mapping, allowing systematic identification of recurring governance patterns, limitations, and operationalization gaps. The aim of this integrative review is to bridge disparate conceptual, policy, and governance-oriented streams into a unified operational framework for AI governance in higher education.
2.2 Data sources and search strategy
A structured search was conducted across three major academic databases: Scopus, Web of Science, and ERIC. The search covered publications from 2015 to early 2026, including articles published online ahead of print. References dated 2026 in the manuscript reflect studies retrieved as online-ahead-of-print at the time of the search and should not be read as dating errors.
Search queries were constructed using Boolean logic to ensure precision and relevance. Core search strings included:
(“artificial intelligence” OR “AI”) AND (“higher education” OR “universities”)
(“AI governance” OR “ethical AI” OR “responsible AI”) AND (“higher education”)
(“digital transformation” AND “higher education”) AND (“sustainability” OR “SDGs”)
(“Islamic ethics” OR “maqāṣid al-sharīʿah”) AND (“education” OR “higher education”)
This strategy ensured systematic coverage of the three dominant strands identified in the literature—SDG-aligned frameworks, ethical/governance models, and value-based approaches.
2.3 Inclusion and exclusion criteria
Studies were selected based on predefined criteria.
2.3.1 Inclusion criteria
Peer-reviewed journal articles (conceptual and empirical)
Policy frameworks and institutional governance models
Studies addressing AI or digital technologies in higher education
Publications in English or Arabic
Studies engaging with ethics, governance, or sustainability
2.3.2 Grey literature
Selected grey literature—such as institutional reports and intergovernmental policy documents—was included where directly relevant to AI governance in higher education, cited within peer-reviewed scholarship, and attributable to a recognized institutional or intergovernmental source.
2.3.3 Exclusion criteria
Studies outside higher education contexts
Purely technical AI studies without governance or ethical dimensions
Non-analytical opinion pieces
Grey literature from non-authoritative or non-peer-engaged sources
The analysis was conducted in the original languages (English and Arabic) to preserve semantic and conceptual nuances, particularly in value-based and ethical interpretations.
2.4 Study selection process
Records retrieved from the databases were exported to Zotero for management. Duplicates were removed using a combination of automatic detection and manual verification. The study selection followed a structured multi-stage screening process: initial database searches across Scopus, Web of Science, and ERIC yielded 512 records (Scopus: n = 247; Web of Science: n = 198; ERIC: n = 67). After deduplication, 421 records remained. Title and abstract screening retained 236 studies, with 185 records excluded primarily due to absence of a higher education context or lack of governance and ethical dimensions. Full-text assessment excluded a further 93 studies, predominantly due to lack of relevance to governance or higher education contexts. The final corpus comprised 143 peer-reviewed studies, supplemented by selected policy documents.
2.5 Data analysis
The analysis proceeded in two stages.
2.5.1 Thematic content analysis
The unit of analysis was the governance framework or model described in each source. Studies were coded to identify:
Governance principles
Ethical frameworks
Operational mechanisms
Reported limitations
An initial coding scheme was iteratively refined during analysis. The coding process followed a combined deductive–inductive approach. Deductive coding was based on predefined analytical dimensions, including the five
Maqāṣid al-Sharīʿahobjectives (preservation of religion, life, intellect, lineage, and property) and the four AI lifecycle stages (procurement, design, deployment, audit). These lifecycle stages were conceptually synthesized and adapted from established AI governance frameworks, particularly the OECD AI Principles (
) and the NIST AI Risk Management Framework (
), to ensure alignment with internationally recognized standards and interoperability across institutional contexts.
Inductive coding complemented this structure by identifying emergent themes from the literature, particularly recurring operational gaps such as procurement deficiencies, audit limitations, and cognitive dependency risks.
A codebook was developed to structure this process, resulting in a cross-matrix used to systematically map governance coverage across the reviewed corpus. Coding was conducted by the author using a structured single-coder design. To enhance analytical consistency and minimize interpretive drift, three verification procedures were applied: (1) iterative cross-checking of coded items against the codebook definitions at regular intervals; (2) periodic blind re-coding of a randomly selected sample (approximately 10% of the corpus) across separate analytical sessions to assess intra-coder consistency; and (3) a structured audit trail documenting coding decisions and boundary cases. The absence of a second coder represents a methodological limitation; inter-rater reliability testing is recommended in future replications of this framework.
2.5.2 Cross-framework comparative mapping
Frameworks were analyzed comparatively in terms of:
Governance scope
Degree of operationalization
Alignment with sustainability goals
To ensure verifiability, the Results section presents:
A typology of framework families, and
A lifecycle coverage map (procurement–design–deployment–audit)
This mapping identifies where operational guidance is concentrated or absent across the literature. The coding process was conducted using a structured manual coding approach supported by spreadsheet-based data organization, enabling systematic classification and cross-comparison of studies.
2.6 Framework development approach
Based on the analytical synthesis, the study develops a
maqāṣid-based governance framework that:
Maps each maqṣad to measurable governance indicators
Embeds these indicators within the AI lifecycle
Integrates value-based criteria into risk assessment and decision processes
The framework is presented as a prototype operational pathway, rather than a fully validated model, pending further empirical testing. The structural gaps identified across the reviewed corpus—particularly the lack of operational indicators and lifecycle integration—served as primary design requirements for the proposed framework and its associated scorecard model.
2.7 Data availability
All data used in this study are derived from publicly available academic and policy sources, which are fully cited in the manuscript. No new datasets were generated.
2.8 Ethical considerations
This study does not involve human participants or animal subjects and therefore did not require ethical approval.
2.9 Use of generative artificial intelligence
AI-assisted search tools (Elicit) were used to support the systematic database search and initial screening of records. Generative AI tools (Claude, Anthropic) were used for grammar, language editing, and formatting support during manuscript preparation. No AI tools were used to generate scientific conclusions, interpret findings, or produce original analytical content. All conceptual development, analysis, and interpretation remain the sole responsibility of the author, in accordance with journal policies on AI use disclosure.
3 Results
3.1 Overview of analytical findings
The analysis of the final corpus of 143 peer-reviewed studies (2015–2026) reveals a structured yet uneven landscape of AI governance frameworks in higher education. Three dominant framework families emerge:
SDG-aligned institutional frameworks;
Ethical and governance-oriented models;
Value-based approaches rooted in religious or philosophical traditions.
Although these streams address sustainability, governance, and ethics, they remain fragmented across levels of analysis and insufficiently integrated into institution-level operational processes (
;
;
). Consistent with broader synthesis studies, the dominant pattern is characterized by strong normative articulation but weak operational translation and limited empirical validation (
;
;
).
3.2 Typology of AI governance frameworks
3.2.1 Framework families
Table 1 summarizes the three principal families of AI governance frameworks identified across the reviewed literature, together with their core focus, strengths, limitations, and representative studies.
Table 1
| Framework type | Core focus | Strengths | Limitations | Representative studies |
|---|---|---|---|---|
| SDG-aligned frameworks | Alignment with SDGs (e.g., SDG 4, 9, 16) | Strong policy orientation | Limited operational specificity | ; ; |
| Ethical/governance models | Fairness, accountability, transparency | Normative clarity | Weak institutional implementation | ; ; |
| Value-based frameworks | Religious/philosophical ethics (e.g., maqāṣid) | Deep ethical grounding | Limited governance integration | ; ; |
Typology of AI governance frameworks in higher education (n = 143).
Typology and coverage levels are based on frequency patterns identified across the reviewed corpus (n = 143). Representative studies are cited for each category.
3.2.2.1 Cross-framework patterns
Across all framework families, three recurring patterns emerge:
Conceptual dominance: The substantial majority of frameworks remain theoretical, with limited empirical validation (; ; );
Fragmented integration: Sustainability, governance, and ethics are typically addressed in isolation rather than as integrated systems (; ; );
Weak institutional translation: Fewer than one-third of frameworks (est. n < 48; ∼33%) provide explicit guidance for procurement, deployment, or audit workflows (; ; ).
These findings align with comparative synthesis studies indicating that AI governance frameworks in higher education are predominantly conceptual and lack validated institutional application (
;
;
).
3.3 Lifecycle coverage analysis
3.3.1 Distribution across the AI lifecycle
Table 2 presents the distribution of governance coverage across the four stages of the AI lifecycle, highlighting the relative strengths and gaps identified in the reviewed literature.
Table 2
| Lifecycle Stage | Coverage Level | Typical Focus | Observed Gaps | Representative Studies |
|---|---|---|---|---|
| Procurement | Low | |||
| (est. ∼20%–25%; n ≈ 29–36) | Ethical principles | Lack of selection criteria | ; | |
| Design | Moderate | |||
| (est. ∼50%–60%; n ≈ 72–86) | Fairness, transparency | Weak value integration | ; | |
| Deployment | Moderate | |||
| (est. ∼40%–50%; n ≈ 57–72) | Monitoring and use | Limited checkpoints | ; | |
| Audit | Very Low | |||
| (est. ∼10%–15%; n ≈ 14–21) | Compliance review | Absence of structured oversight | ; |
Lifecycle coverage of AI governance frameworks (n = 143).
Coverage levels and associated percentages represent interpretive estimates derived from thematic content analysis of the reviewed corpus (n = 143), based on the presence of substantive operational guidance for each lifecycle stage rather than keyword frequency counts. These figures should be read as indicative rather than definitive, and are subject to coder judgment. The reported percentages represent the proportion of studies that provided explicit implementation mechanisms, not general conceptual references. Exact coded frequencies could not be derived as discrete counts because lifecycle coverage was assessed through holistic thematic judgment rather than keyword-based tallying; a single study may address multiple stages at varying levels of depth. The approximate counts provided (n ≈) represent the author's best estimates based on systematic reading of each study's operational guidance content, and are offered as orientation indicators rather than precise figures.
Bold values indicate the key values highlighted for emphasis.
3.3.2.1 Key observations
The lifecycle analysis highlights three structural gaps:
Front-end governance gap Governance is rarely addressed at the procurement stage, despite its critical role in shaping downstream outcomes (; ; ).
Post-deployment weakness Audit mechanisms are minimally specified, limiting accountability and institutional oversight (; ).
Mid-cycle concentration Governance attention is disproportionately focused on design and deployment stages, with limited end-to-end integration (; ; ; ).
3.4 Operationalization gaps
3.4.1 Principle–implementation Gap
A persistent gap exists between articulated ethical principles and their institutional implementation. Frameworks such as UNESCO's ethical guidelines and similar principle-based models provide strong normative foundations but offer limited higher-education-specific operational guidance, particularly within procurement and audit workflows (; ; ; ).
3.4.2 Sustainability integration gap
Although sustainability is widely referenced:
A majority of frameworks reference SDGs in general terms;
Fewer than one-third explicitly map governance mechanisms to specific SDGs (most commonly SDG 4, followed by SDG 9 and SDG 16) (; ; ; ).
Even value-based approaches rarely translate sustainability into measurable institutional indicators (
). Among the SDGs referenced, SDG 4 (Quality Education), SDG 9 (Industry, Innovation, and Infrastructure), and SDG 16 (Peace, Justice, and Strong Institutions) were most frequently cited; however, explicit linkage to specific targets (e.g., SDG 4.3 on equitable access and SDG 16.6 on effective, accountable institutions) remained limited.
3.4.3 Contextual fragmentation
Frameworks tend to cluster into:
Global normative models (e.g., UNESCO, OECD) — high generalizability, low contextual specificity;
Local/institutional models — high specificity, limited transferability (; ; ).
This produces a structural gap between universality and contextual grounding, with few frameworks effectively bridging both dimensions.
3.5 Synthesis of findings
Within the reviewed corpus (2015–2026), no identified framework simultaneously achieves all four of the following dimensions:
Ethical depth;
Operational clarity;
Full lifecycle coverage;
Cross-context applicability.
Frameworks not captured in this review—or developed after the search cut-off—may partially address these dimensions.
To address these limitations, the literature indicates the need for an integrated governance model that:
Translates ethical principles into measurable indicators;
Embeds governance across the entire AI lifecycle;
Aligns global standards with context-specific value systems;
Provides institution-level decision tools, such as checkpoints and risk matrices (; ; ).
3.6 Summary of key results
The results indicate that AI governance frameworks in higher education remain:
Predominantly conceptual and weakly validated empirically;
Uneven in lifecycle coverage, with critical gaps in procurement and audit;
Insufficiently operationalized at the institutional level;
Strong in normative grounding but limited in governance integration.
Notably, the identified gaps in audit and procurement stages highlight critical deficiencies in institutional accountability, directly aligning with the requirements of SDG 16 (effective, accountable, and transparent institutions) within higher education systems.
3.7 Operationalization of maqāṣid-based governance indicators
To address the identified principle–implementation gap, this study translates the maqāṣid al-sharīʿah framework into a set of measurable governance indicators aligned with key stages of the AI lifecycle. This operationalization aims to bridge the gap between ethical abstraction and institutional decision-making by specifying concrete metrics and evaluative criteria.
Table 3 presents a prototype mapping of maqāṣid objectives to governance indicators, associated metrics, and lifecycle stages. These indicators are designed to be adaptable across institutional contexts while maintaining conceptual alignment with value-based governance principles.
Table 3
| Maqṣad (Objective) | Governance indicator | Operational metric (Measurement Method) | AI lifecycle stage |
|---|---|---|---|
| Ḥifẓ al-Dīn (Preservation of Religion) | Ethical compliance of AI-generated content with institutional Islamic guidelines | Percentage of AI outputs compliant with institutional ethical standards, verified through periodic internal review or independent external audit; documented absence of prohibited content | Design/Deployment |
| Ḥifẓ al-Nafs (Preservation of Life) | Protection of psychological and social well-being in AI-supported learning environments | Student well-being scores measured using validated psychometric scales; frequency of AI-related harm incidents recorded through institutional monitoring systems | Deployment |
| Ḥifẓ al-ʿAql (Preservation of Intellect) | Mitigation of cognitive dependency and promotion of critical thinking | Ratio of AI-assisted to independent student work in assessments; pre/post critical thinking performance using validated evaluation instruments | Deployment |
| Ḥifẓ al-Nasl (Preservation of Lineage/Social Integrity) | Protection of identity, privacy, and social integrity in digital environments | Data privacy compliance rate based on institutional/regulatory standards (e.g., GDPR-like policies); number of identity misuse or deepfake-related incidents detected through audit mechanisms | Design/Audit |
| Ḥifẓ al-Māl (Preservation of Property) | Data governance integrity and economic fairness in AI systems | Algorithmic bias score measured through fairness testing protocols, with a ≤ 10% variance threshold as referenced in IEEE Standard for Algorithmic Bias Considerations () | Design/Procurement |
Maqāṣid-Based governance indicators across the AI lifecycle.
The governance indicators and operational metrics presented in this table represent prototype variables intended to illustrate how maqāṣid objectives may be translated into measurable governance criteria. They do not presuppose a pre-existing institutional rubric; rather, they are offered as a starting point for adaptation by institutional governance committees in accordance with local regulatory, cultural, and technological contexts. Empirical validation of these indicators, including rubric development and reliability testing, is recommended in future research.
This operational mapping demonstrates how value-based principles can be embedded within institutional governance mechanisms through measurable indicators. Rather than treating maqāṣid as abstract ethical ideals, the framework integrates them into decision-making checkpoints across the AI lifecycle. For example, the preservation of intellect (ḥifẓ al-ʿaql) is operationalized through metrics related to cognitive dependency and critical thinking, while the preservation of property (ḥifẓ al-māl) is reflected in data governance and algorithmic fairness measures.
The proposed indicators are not intended as fixed standards but as adaptable benchmarks that institutions may refine according to their regulatory, cultural, and technological contexts. This approach supports both contextual flexibility and cross-institutional comparability, addressing a key limitation identified in existing governance frameworks.
Building on the governance indicators presented in Table 3, Table 4 presents the full Maqāṣid-Based Institutional AI Governance Scorecard, operationalized through a four-point maturity scale, weighted scoring criteria, and a Governance Maturity Index (GMI) with associated decision rules. To illustrate how the scorecard functions in practice, Table 5 provides a hypothetical application to an Islamic university operating within the Saudi Vision 2030 framework. This illustrative case is constructed for demonstration purposes and does not reflect data from any specific institution.
Table 4
| Part A. Four-Point Governance Maturity Scale | |||
|---|---|---|---|
| Score | Maturity Level | Descriptor | Institutional Evidence Required |
| 1 | Absent | No governance mechanism exists for this indicator. | No policy, procedure, or documentation related to this indicator. |
| 2 | Developing | Governance mechanism is under planning or initial development. | Draft policy, working group established, or pilot initiative documented. |
| 3 | Established | Governance mechanism is formally adopted and partially implemented. | Approved policy in place; implementation evidence available for at least 50% of sub-units. |
| 4 | Advanced | Mechanism is fully implemented, monitored, and subject to periodic review. | Full implementation with audit trail; regular review cycle; outcomes reported to governance body. |
| Part B. Governance Scorecard Matrix — Indicators, Weights, and Lifecycle Alignment | ||||||
|---|---|---|---|---|---|---|
| Maqṣad (Objective) | Weight | Governance Indicator | Operational Metric | Lifecycle Stage | Score (1–4) | Weighted Score |
| Ḥifẓ al-Dīn (Preservation of Religion) | 15% | Ethical compliance of AI-generated content with institutional Islamic guidelines | % of AI outputs reviewed; documented absence of prohibited content | Design/Deployment | ___ | ___ |
| Ḥifẓ al-Nafs (Preservation of Life) | 20% | Protection of psychological and social well-being in AI-supported learning | Student well-being scores (validated scales); AI-related harm incident rate | Deployment | ___ | ___ |
| Ḥifẓ al-ʿAql (Preservation of Intellect) | 25% | Mitigation of cognitive dependency; promotion of critical thinking | Ratio of AI-assisted to independent work; pre/post critical thinking scores | Deployment | ___ | ___ |
| Ḥifẓ al-Nasl (Preservation of Lineage/Social Integrity) | 20% | Protection of identity, privacy, and social integrity in digital environments | Data privacy compliance rate; identity misuse/deepfake incidents detected | Design/Audit | ___ | ___ |
| Ḥifẓ al-Māl (Preservation of Property) | 20% | Data governance integrity and economic fairness in AI systems | Algorithmic bias score (≤10% variance); data protection audit; procurement cost-efficiency | Design/Procurement | ___ | ___ |
| TOTAL | 100% | Sum | GMI (0–100) | |||
| Part C. Governance Maturity Index (GMI) — Interpretation and Decision Rules | |||
|---|---|---|---|
| GMI Score | Maturity Level | Institutional Status | Recommended Institutional Action |
| 85–100 | Advanced | Governance mechanisms fully embedded across lifecycle | Sustain and share: Document practices as institutional benchmark; consider participation in cross-institutional knowledge-sharing networks; conduct annual review to maintain alignment with evolving AI standards. |
| 70–84 | Established | Core mechanisms in place; gaps in specific stages | Strengthen and monitor: Identify underperforming indicators; develop targeted improvement plans for stages scoring ≤2; establish quarterly review cycle; assign governance responsibility to a designated unit. |
| 50–69 | Developing | Partial mechanisms; significant lifecycle gaps | Develop and invest: Prioritize procurement and audit stages (typically lowest-scoring); establish interdisciplinary AI governance committee; allocate dedicated resources; set 12-month improvement targets. |
| <50 | Absent | Minimal or no formal AI governance structure | Restructure: Conduct institutional AI governance audit; engage external advisory support; develop comprehensive AI governance policy aligned with UNESCO and NIST frameworks; establish baseline within 6 months. |
Maqāṣid-Based Institutional AI Governance Scorecard.
GMI is calculated as: GMI = Σ (Indicator Score × Maqṣad Weight × 25), yielding a scale of 0–100. Scores reflect self-assessment by institutional governance committees and should be validated through periodic external review. The thresholds presented are prototype benchmarks pending empirical validation.
Bold values indicate the key values highlighted for emphasis.
Table 5
| Maqṣad | Weight | Illustrative Evidence | Score (1–4) | Weighted score | Interpretation |
|---|---|---|---|---|---|
| Ḥifẓ al-Dīn | 15% | AI content policy exists; Sharīʿah review committee established but not yet conducting systematic audits. | 2 | 7.5 | Developing — policy exists; implementation partial |
| Ḥifẓ al-Nafs | 20% | Student well-being surveys conducted annually; no AI-specific harm monitoring protocol yet in place. | 2 | 10.0 | Developing — general monitoring; no AI-specific mechanism |
| Ḥifẓ al-ʿAql | 25% | AI literacy curriculum piloted in 3 colleges; critical thinking assessment integrated in 40% of AI-assisted courses. | 3 | 18.75 | Established — partial implementation; expansion planned |
| Ḥifẓ al-Nasl | 20% | Data privacy policy aligned with national PDPL; deepfake incident response protocol under development. | 3 | 15.0 | Established — privacy policy in place; audit gap remains |
| Ḥifẓ al-Māl | 20% | Procurement criteria include basic ethical checklist; algorithmic bias testing not yet formalized. | 2 | 10.0 | Developing — procurement criteria exist; bias testing absent |
| GMI Total | 100% | Aggregate of all weighted scores across five maqāṣid objectives. | — | 61.25 | Developing (GMI = 61.25) → Develop & invest: Prioritize audit and procurement |
Illustrative application of the scorecard — hypothetical islamic university in the Saudi higher education context.
Weighted Score = Score × Weight × 25. GMI = Σ Weighted Scores (scale: 0–100). In this illustrative example, GMI = 61.25, placing the institution in the “Developing” band. Recommended action: establish interdisciplinary AI governance committee; prioritize ḥifẓ al-dīn audit mechanisms and ḥifẓ al-māl bias testing protocols within a 12-month improvement cycle. All scores are hypothetical and constructed for demonstration purposes only.
The following table presents a hypothetical application of the scorecard to an illustrative Islamic university operating within the Saudi Vision 2030 framework. Scores are constructed for demonstration purposes to show how the GMI is calculated and how decision rules are applied. They do not reflect data from any specific institution.
Bold values indicate the key values highlighted for emphasis.
The scorecard operationalizes the five maqāṣid objectives into measurable governance indicators evaluated across four AI lifecycle stages (procurement, design, deployment, audit). Each indicator is scored on a four-point maturity scale; weighted scores are aggregated into an overall Governance Maturity Index (GMI) enabling institutional benchmarking and decision-making.
4 Discussion
The findings of this study address a persistent issue in the literature on artificial intelligence (AI) in higher education: the gap between ethical principles and their institutional operationalization. While prior research has advanced three major streams—SDG-aligned frameworks, ethical governance models, and value-based approaches—these streams remain insufficiently integrated into institution-level workflows and decision processes (; ; ). Table 3 provides a concrete operational layer that directly addresses the principle–implementation gap identified in prior literature.
4.1 Interpreting the predominance of conceptual frameworks
As demonstrated in Table 3, this study provides an operational layer that directly addresses the principle–implementation gap identified across the reviewed literature. The results indicate that the substantial majority of existing frameworks remain predominantly conceptual, with limited empirical validation and weak mechanisms for institutional implementation. This finding is consistent with comparative syntheses showing that AI governance in higher education is still largely articulated at the level of normative principles rather than operational procedures (; ; ).
This pattern reflects the well-documented principle–implementation gap, whereby ethical commitments—such as fairness, transparency, and accountability—are defined at a high level but are not embedded within institutional decision-making processes, particularly in procurement, deployment, and audit workflows (; ).
Rather than representing a failure, this predominance suggests that the field remains in a normative consolidation phase, where ethical consensus precedes operational maturity.
4.2 Fragmentation across governance levels and lifecycle stages
A key contribution of this study is the identification of fragmentation as a multi-level structural issue. The literature reveals a division across:
Macro level (SDG-aligned frameworks): focused on global sustainability goals;
Meso level (governance models): centered on institutional ethics and accountability;
Micro level (value-based frameworks): grounded in cultural, religious, or philosophical systems.
Although each level contributes meaningfully, they are rarely integrated into cohesive governance architectures (
;
;
).
This fragmentation becomes more pronounced when examined across the AI lifecycle. As synthesized in this review, fewer than one-third of frameworks provide explicit guidance for procurement decisions, while post-deployment audit mechanisms are addressed in an estimated 10%–15% of reviewed frameworks (n ≈ 14–21), representing the most critically underrepresented stage across the entire lifecycle (; ). Deployment-stage guidance, though more frequently present (est. ∼40%–50%; n ≈ 57–72), remains concentrated in general monitoring principles rather than structured implementation checkpoints, limiting end-to-end governance integration.
This uneven distribution indicates that governance is often concentrated in design and deployment stages, while critical decision points—such as system acquisition and long-term evaluation—remain weakly governed.
A critical insight emerging from the literature is that both Western and Islamic AI governance frameworks exhibit a similar structural limitation: the persistence of declarative ethical commitments without sufficient operational embedding. While Western frameworks emphasize principles such as fairness, transparency, and accountability, and Islamic models articulate values such as ʿadl, amānah, and iḥsān, both traditions often lack measurable implementation mechanisms. This convergence suggests that the challenge is not cultural but structural, thereby reinforcing the need for frameworks that translate ethical principles into actionable governance indicators.
4.3 Reassessing global governance frameworks
The findings also offer a more nuanced interpretation of global AI governance models. Frameworks such as UNESCO's ethical guidelines and NIST-informed approaches provide important normative and structural foundations. However, their application in higher education often remains limited at the level of institution-specific processes, particularly in procurement workflows, accountability structures, and lifecycle oversight (; ).
This limitation reflects their cross-sectoral design rather than an inherent deficiency. In practice, their effectiveness depends on their translation into institutional procedures. The challenge, therefore, lies not in the absence of ethical frameworks, but in the absence of mechanisms that embed these frameworks within operational decision architectures.
Table 6 provides a systematic comparison of the proposed Maqāṣid-based framework with four established international AI governance models: the UNESCO Recommendation on the Ethics of Artificial Intelligence (), the NIST AI Risk Management Framework (), the OECD AI Principles (), and the EU AI Act (). The comparison identifies each framework's primary focus, institutional strengths, limitations within Islamic higher education contexts, and the specific contribution of the proposed framework. This mapping demonstrates how the Maqāṣid-based approach extends rather than replaces existing models, by introducing a values-translation layer that operationalizes ethical principles within lifecycle governance structures.
Table 6
| Framework | Primary focus | Key strengths | Limitations in Islamic HE contexts | Contribution of the proposed framework |
|---|---|---|---|---|
| UNESCO Recommendation on the Ethics of AI (2021) | Universal ethical principles: human dignity, inclusion, justice, sustainability | Globally authoritative; covers full ethical spectrum; explicitly links AI to SDGs 4, 10, 13, 16 | Principles-only approach; no institution-specific operational tools for HE procurement, design, or audit workflows; limited value-system specificity | Operationalizes UNESCO's principles (dignity, autonomy, justice) through maqāṣid-mapped indicators; embeds lifecycle checkpoints absent from UNESCO guidance; aligns GMI thresholds with SDG 16 accountability requirements |
| NIST AI Risk Management Framework (AI RMF 1.0, 2023) | Risk-based governance across four functions: GOVERN, MAP, MEASURE, MANAGE | Operationally structured; lifecycle-oriented; widely adopted; maps trustworthiness characteristics (validity, reliability, safety, fairness) | Sector-agnostic design limits HE-specific application; no value-based or cultural grounding; limited guidance on Islamic or faith-based institutional contexts | Maps each maqṣad to NIST functions (e.g., ḥifẓ al-māl → GOVERN/fairness; ḥifẓ al-ʿaql → MEASURE/cognitive risk); adds cultural value layer to risk assessment; provides HE-specific lifecycle checkpoints |
| OECD AI Principles (2019) | Five principles: inclusive growth, human-centred values, transparency, robustness, accountability | Intergovernmental consensus; broad policy influence; links AI to sustainable development and human rights | High-level policy orientation; no lifecycle coverage map; absent procurement and audit guidance; no mechanisms for institutional self-assessment | Extends OECD principles into institutional practice via the GMI scorecard; addresses procurement and audit gaps explicitly; provides measurable indicators aligned with OECD accountability and transparency principles |
| EU AI Act (2024) | Risk-tiered regulatory classification: unacceptable, high, limited, minimal risk | Legally binding; comprehensive risk taxonomy; explicit requirements for high-risk AI in education (Annex III); encourages conformity assessment | Jurisdiction-specific (EU); compliance-oriented rather than values-driven; does not address Islamic ethical frameworks or faith-based governance contexts; limited guidance on cultural adaptation | Complements EU risk classification by adding Islamic values layer to risk assessment; maps maqāṣid objectives to EU high-risk categories (e.g., AI in educational assessment); supports non-EU institutions in adapting risk governance principles to local value systems |
| Proposed Maqāṣid-Based Framework (This Study) | Value-based lifecycle governance: five maqāṣid objectives operationalized across procurement, design, deployment, and audit | Culturally grounded; full lifecycle coverage; measurable indicators; GMI scorecard for institutional benchmarking; interoperable with UNESCO, NIST, OECD, and EU AI Act | Conceptual prototype pending empirical validation; applicability primarily to Islamic HE contexts; requires adaptation for secular or multi-faith settings | — (This is the proposed model; contributions summarized in the column above for comparator frameworks) |
Comparative analysis of the proposed maqāṣid-based framework and established international AI governance models.
HE, higher education; GMI, governance maturity index. The proposed framework is designed to be interoperable with all four comparator models rather than to replace them. Limitations identified for comparator frameworks reflect their application in Islamic higher education contexts specifically, not inherent deficiencies in their original design scope.
As Table 6 illustrates, the proposed framework occupies a complementary rather than competing position within the existing governance landscape. While UNESCO, NIST, OECD, and EU frameworks provide essential normative and risk-based foundations, they share a common structural limitation in the context of Islamic higher education: the absence of mechanisms for translating universal ethical principles into culturally grounded, institution-level governance processes. The Maqāṣid-based framework addresses this gap by introducing a values-translation layer — operationalized through the GMI scorecard (Tables 4, 5) — that maps Islamic ethical objectives to measurable governance indicators across the full AI lifecycle. This interoperability with established international models enhances rather than limits the framework's transferability, enabling institutions to align local governance practices with globally recognized standards while preserving cultural and epistemic coherence.
4.4 Reinterpreting value-based (maqāṣid) approaches
Value-based frameworks—particularly those grounded in maqāṣid al-sharīʿah—offer strong normative depth but remain underdeveloped in terms of institutional implementation (; ; ).
However, the analysis suggests that these approaches possess significant latent operational potential. The
maqāṣidframework provides a teleological structure linking ethical reasoning to human well-being, which can be aligned with governance functions. For example:
The preservation of intellect (ḥifẓ al-ʿaql) may be operationalized through safeguards against cognitive dependency on AI systems;
The preservation of property (ḥifẓ al-māl) may inform data governance and algorithmic fairness protocols (; ).
Emerging literature indicates that such value-based principles can be translated into governance indicators when integrated with procedural frameworks such as risk management and compliance systems (
;
;
;
).
4.5 From principles to institutional mechanisms
Building on these insights, the proposed framework advances the literature by shifting from normative articulation to operational design. It conceptualizes AI governance as a lifecycle-based system in which ethical principles are embedded within decision-making nodes.
In practice, this includes:
embedding ethical review at the procurement stage (e.g., value-based vendor evaluation) (; );
incorporating value-sensitive criteria in system design ();
establishing interdisciplinary governance bodies for deployment decisions;
implementing audit mechanisms for post-deployment accountability.
Effective implementation of the proposed framework further requires deliberate stakeholder engagement at the institutional level. Governance structures should incorporate interdisciplinary oversight committees comprising academic leadership, faculty representatives, student bodies, IT governance units, legal counsel, and — in the Islamic higher education context — Sharīʿah advisory bodies. Each committee should be assigned clearly defined roles across the four lifecycle stages (procurement, design, deployment, and audit), with structured escalation pathways and regular review cycles. Student and faculty participation is particularly critical at the deployment and audit stages, where cognitive dependency risks and data privacy concerns are most directly experienced. Such participatory governance structures not only enhance institutional accountability but also support the framework's contextual transferability, enabling adaptation across diverse higher education settings with comparable value commitments.
Unlike models that treat ethics as a post hoc normative layer, this approach integrates ethical criteria directly into governance processes, thereby enhancing institutional accountability (; ).
It is important to note that the framework is proposed as a prototype operational pathway (scorecard concept) rather than a fully validated model, pending further empirical testing.
4.6 Alignment with Saudi vision 2030 and national AI governance strategies
The findings of this study have direct implications for the strategic objectives of Saudi Vision 2030, particularly in the domains of digital transformation, human capital development, and institutional governance. As Saudi universities increasingly adopt AI technologies, the need for governance models that are both globally interoperable and locally grounded becomes critical.
The proposed Maqāṣid-based framework aligns closely with the Human Capability Development Program (HCDP) (), which emphasizes the development of a globally competitive and ethically grounded workforce. In this context, the preservation of intellect (ḥifẓ al-ʿaql) provides a conceptual and operational basis for promoting critical thinking, reducing cognitive dependency on AI systems, and supporting lifelong learning—key priorities within Vision 2030.
Similarly, the preservation of lineage and social integrity (ḥifẓ al-nasl) aligns with the Vision's emphasis on cultural identity and social cohesion, particularly in the face of rapid digital transformation. By embedding data privacy, identity protection, and safeguards against misuse (e.g., deepfake technologies), the framework contributes to maintaining societal trust and institutional legitimacy.
From a governance perspective, the framework is also consistent with the ethical principles articulated by the Saudi Data and Artificial Intelligence Authority (), particularly in areas such as fairness, accountability, and transparency. The integration of Maqāṣid-based indicators within lifecycle governance processes allows institutions to operationalize these principles in a manner that is both contextually relevant and aligned with international standards such as the NIST AI Risk Management Framework.
Importantly, the proposed scorecard functions as a meso-level governance tool that bridges macro-level policy frameworks (e.g., SDGs, national AI strategies) with micro-level institutional practices. This directly addresses the fragmentation identified in the literature and provides a scalable mechanism for embedding ethical governance within university systems.
In this sense, the framework contributes to social sustainability by ensuring that AI integration in higher education remains culturally coherent, ethically grounded, and institutionally accountable. This is particularly significant in preventing the uncritical adoption of external technological models that may not align with local value systems, thereby supporting a form of sustainable and context-sensitive digital transformation.
4.7 Implications for sustainable higher education
The findings have broader implications for sustainable development in higher education (; ). While many frameworks reference sustainability, the linkage to specific SDGs remains limited or implicit in most cases (; ; ; ).
By integrating lifecycle-based governance with value-based ethics, the proposed approach provides a pathway for aligning AI deployment with sustainability goals, particularly SDG 4 (Quality Education), SDG 9 (Innovation and Infrastructure), and SDG 16 (Institutional Accountability).
For Islamic higher education institutions—defined in this study as institutions whose institutional mission, governance mandates, or curricula are explicitly informed by Islamic ethical and epistemic frameworks, regardless of geographic location—this model supports contextual transferability rather than universal generalization, allowing adaptation across institutions with comparable value commitments.
4.8 Limitations and future research directions
This study has several limitations. First, it is based on an integrative literature review, and its conclusions are constrained by the scope of the reviewed corpus (2015–2026). Second, the proposed framework remains conceptual and requires empirical validation across diverse institutional contexts.
Future research should focus on:
Multi-institutional pilot studies to test lifecycle-based governance models;
Development of quantitative indicators for governance assessment;
Longitudinal studies examining the impact of governance on ethical and educational outcomes;
Comparative analyses across different ethical and cultural frameworks.
5 Conclusions
This integrative review synthesized 143 peer-reviewed studies (2015–early 2026) to examine how existing AI governance frameworks in higher education incorporate value-based and lifecycle-oriented ethical criteria. The findings indicate that dominant approaches—across SDG-aligned (; ; ; ), ethical-governance, and value-based traditions—remain largely conceptual, exhibit limited empirical validation, and provide uneven operational guidance across the AI lifecycle, with the most persistent gaps observed in procurement and post-deployment audit stages.
While global frameworks such as UNESCO's Recommendation on the Ethics of Artificial Intelligence, the NIST AI Risk Management Framework, and the EU AI Act (2024) () provide comprehensive normative and risk-based guidance (; ; ), they offer limited explicit mechanisms for embedding context-specific ethical systems within institutional governance processes, particularly in culturally diverse or faith-based educational settings. In this regard, the proposed Maqāṣid al-Sharīʿah-informed framework aims to extend these approaches by introducing a values-translation layer that integrates ethical criteria into lifecycle-based governance structures across procurement, design, deployment, and audit ().
The framework links the five higher objectives of Islamic ethics—preservation of religion, life, intellect, lineage, and property—to concrete governance functions. It proposes initial categories of measurable indicators, lifecycle checkpoints, and a prototype risk/decision matrix (scorecard) intended to support institutional assessment processes. However, these components are presented as conceptual artifacts pending empirical validation, including pilot implementation, inter-rater reliability testing, and expert-based (Delphi) evaluation.
It is important to distinguish between two types of claims advanced in this study. First, findings derived directly from the integrative literature review (2015–2026): dominant AI governance frameworks in higher education remain predominantly conceptual, exhibit uneven lifecycle coverage with persistent gaps in procurement and audit, and lack institution-specific operational mechanisms. Second, propositions advanced on the basis of these findings but requiring empirical validation: the maqāṣid-based governance indicators, the GMI scorecard, and the comparative framework mapping presented in Tables 3–6 represent prototype artifacts whose practical utility and reliability remain to be tested through pilot studies, Delphi consultation, and expert validation.
This study offers three potential contributions, pending empirical validation. First, it provides a theoretical contribution by operationalizing Maqāṣid al-Sharīʿah within contemporary AI governance discourse. Second, it contributes methodologically through the structured synthesis of interdisciplinary literature, identifying convergent governance patterns. Third, it advances a practical contribution by proposing a lifecycle-based governance model intended to inform institutional policy and practice.
From a policy perspective, the framework aligns with Saudi Vision 2030, particularly the Human Capability Development Program and the National Strategy for Data and AI (; ; ). The principle of ḥifẓ al-ʿaql supports critical thinking and lifelong learning, while ḥifẓ al-māl relates to equitable and responsible access to AI-enabled educational resources. The framework also aligns conceptually with SDAIA AI Ethics Principles and may facilitate interoperability between national regulatory standards and global governance models—for example, by mapping Maqāṣid principles to UNESCO's core values (human dignity, autonomy, justice) and to NIST's trustworthiness characteristics (validity, reliability, safety, fairness).
Despite its contributions, the study has several limitations. Methodologically, the review is restricted to peer-reviewed literature in English and Arabic, potentially excluding relevant scholarship in other languages and gray literature sources. Conceptually, the framework's grounding in Maqāṣid al-Sharīʿah may limit direct applicability in secular or multi-faith institutional contexts without adaptation. Temporally, the rapid evolution of generative AI technologies (2023–2026) introduces a dynamic that may require continuous framework refinement beyond the scope of this review. Most critically, the proposed framework and scorecard have not yet undergone empirical validation, and claims regarding operational effectiveness remain provisional.
Future research should prioritize empirical validation through mixed-methods pilot studies in specific institutional contexts, such as public universities in Saudi Arabia, private higher education institutions in the Gulf region, and Islamic universities in Southeast Asia. Key research questions include: (1) how institutional stakeholders perceive the feasibility and legitimacy of Maqāṣid-informed AI governance; (2) the extent to which the proposed scorecard demonstrates reliability and usability across evaluators; and (3) how the framework compares to established models (e.g., UNESCO Recommendation, NIST AI RMF, and EU AI Act risk classification) in terms of institutional adoption rates, governance maturity indicators, and stakeholder acceptance. Longitudinal studies examining governance evolution in the context of generative AI systems would provide further insights.
In conclusion, the proposed framework represents a shift from reactive, compliance-oriented AI governance toward value-centered and lifecycle-integrated institutional stewardship. While remaining conceptual pending empirical validation, it offers a structured and operationally grounded foundation for aligning technological innovation with sustainable, ethical, and context-sensitive educational objectives in an increasingly AI-driven higher education landscape.
Statements
Data availability statement
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Author contributions
FA: Conceptualization, Formal analysis, Investigation, Methodology, Writing – original draft, Writing – review & editing.
Funding
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Supplementary material
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Summary
Keywords
digital transformation, Islamic higher education, maqāṣid al-Sharīʿah, responsible AI, Saudi vision 2030, social sustainability, sustainable AI governance
Citation
Atallah FA (2026) Sustainable AI governance in Islamic higher education: a maqāṣid-based framework aligning global standards with Saudi vision 2030. Front. Educ. 11:1887316. doi: 10.3389/feduc.2026.1887316
Received
21 May 2026
Revised
21 June 2026
Accepted
22 June 2026
Published
15 July 2026
Volume
11 - 2026
Edited by
Rany Sam, National University of Battambang, Cambodia
Reviewed by
Marco Antonio Nolasco-Mamani, Universidad Privada de Tacna, Peru
Da Vuthea, University of Battambang, Cambodia
Updates
Copyright
© 2026 Atallah.
This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.
*Correspondence: Fouad Ahmed Atallah fatallah@ju.edu.sa
Disclaimer
All claims expressed in this article are solely those of the authors and do not necessarily represent those of their affiliated organizations, or those of the publisher, the editors and the reviewers. Any product that may be evaluated in this article or claim that may be made by its manufacturer is not guaranteed or endorsed by the publisher.