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<journal-meta>
<journal-id journal-id-type="publisher-id">Front. Energy Res.</journal-id>
<journal-title>Frontiers in Energy Research</journal-title>
<abbrev-journal-title abbrev-type="pubmed">Front. Energy Res.</abbrev-journal-title>
<issn pub-type="epub">2296-598X</issn>
<publisher>
<publisher-name>Frontiers Media S.A.</publisher-name>
</publisher>
</journal-meta>
<article-meta>
<article-id pub-id-type="publisher-id">1423695</article-id>
<article-id pub-id-type="doi">10.3389/fenrg.2024.1423695</article-id>
<article-categories>
<subj-group subj-group-type="heading">
<subject>Energy Research</subject>
<subj-group>
<subject>Original Research</subject>
</subj-group>
</subj-group>
</article-categories>
<title-group>
<article-title>Artificial neural networks for predicting the performance of heat pumps with horizontal ground heat exchangers</article-title>
<alt-title alt-title-type="left-running-head">Zhou et al.</alt-title>
<alt-title alt-title-type="right-running-head">
<ext-link ext-link-type="uri" xlink:href="https://doi.org/10.3389/fenrg.2024.1423695">10.3389/fenrg.2024.1423695</ext-link>
</alt-title>
</title-group>
<contrib-group>
<contrib contrib-type="author">
<name>
<surname>Zhou</surname>
<given-names>Yu</given-names>
</name>
<xref ref-type="aff" rid="aff1">
<sup>1</sup>
</xref>
<xref ref-type="aff" rid="aff2">
<sup>2</sup>
</xref>
<xref ref-type="aff" rid="aff3">
<sup>3</sup>
</xref>
<uri xlink:href="https://loop.frontiersin.org/people/2725964/overview"/>
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<role content-type="https://credit.niso.org/contributor-roles/Writing - review &#x26; editing/"/>
</contrib>
<contrib contrib-type="author" corresp="yes">
<name>
<surname>Narsilio</surname>
<given-names>Guillermo</given-names>
</name>
<xref ref-type="aff" rid="aff3">
<sup>3</sup>
</xref>
<xref ref-type="corresp" rid="c001">&#x2a;</xref>
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<contrib contrib-type="author">
<name>
<surname>Makasis</surname>
<given-names>Nikolas</given-names>
</name>
<xref ref-type="aff" rid="aff3">
<sup>3</sup>
</xref>
<xref ref-type="aff" rid="aff4">
<sup>4</sup>
</xref>
<xref ref-type="aff" rid="aff5">
<sup>5</sup>
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<contrib contrib-type="author">
<name>
<surname>Soga</surname>
<given-names>Kenichi</given-names>
</name>
<xref ref-type="aff" rid="aff6">
<sup>6</sup>
</xref>
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<contrib contrib-type="author">
<name>
<surname>Chen</surname>
<given-names>Peng</given-names>
</name>
<xref ref-type="aff" rid="aff2">
<sup>2</sup>
</xref>
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<contrib contrib-type="author">
<name>
<surname>Aye</surname>
<given-names>Lu</given-names>
</name>
<xref ref-type="aff" rid="aff3">
<sup>3</sup>
</xref>
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<aff id="aff1">
<sup>1</sup>
<institution>Peking University HSBC Business School</institution>, <institution>University Town Peking Campus Lishui Rd</institution>, <addr-line>Shenzhen</addr-line>, <country>China</country>
</aff>
<aff id="aff2">
<sup>2</sup>
<institution>Shenzhen Greater Bay Financial Institute</institution>, <addr-line>Shenzhen</addr-line>, <country>China</country>
</aff>
<aff id="aff3">
<sup>3</sup>
<institution>Department of Infrastructure Engineering</institution>, <institution>Melbourne School of Engineering and Information Technology</institution>, <institution>The University of Melbourne</institution>, <addr-line>Parkville</addr-line>, <addr-line>VIC</addr-line>, <country>Australia</country>
</aff>
<aff id="aff4">
<sup>4</sup>
<institution>School of Sustainability</institution>, <institution>Civil and Environmental Engineering</institution>, <institution>University of Surrey</institution>, <addr-line>Guildford</addr-line>, <country>United Kingdom</country>
</aff>
<aff id="aff5">
<sup>5</sup>
<institution>Department of Engineering</institution>, <institution>University of Cambridge</institution>, <addr-line>Cambridge</addr-line>, <country>United Kingdom</country>
</aff>
<aff id="aff6">
<sup>6</sup>
<institution>Department of Civil and Environmental Engineering</institution>, <institution>University of California-Berkeley</institution>, <addr-line>Berkeley</addr-line>, <addr-line>CA</addr-line>, <country>United States</country>
</aff>
<author-notes>
<fn fn-type="edited-by">
<p>
<bold>Edited by:</bold> <ext-link ext-link-type="uri" xlink:href="https://loop.frontiersin.org/people/2686597/overview">Shaohua Wu</ext-link>, Dalian University of Technology, China</p>
</fn>
<fn fn-type="edited-by">
<p>
<bold>Reviewed by:</bold> <ext-link ext-link-type="uri" xlink:href="https://loop.frontiersin.org/people/2727289/overview">Hao Zheng</ext-link>, Harbin Institute of Technology, China</p>
<p>
<ext-link ext-link-type="uri" xlink:href="https://loop.frontiersin.org/people/2697651/overview">Xu Han</ext-link>, University of Illinois Chicago, United States</p>
<p>
<ext-link ext-link-type="uri" xlink:href="https://loop.frontiersin.org/people/1435086/overview">Jin Luo</ext-link>, China University of Geosciences Wuhan, China</p>
</fn>
<corresp id="c001">&#x2a;Correspondence: Guillermo Narsilio, <email>narsilio@unimelb.edu.au</email>
</corresp>
</author-notes>
<pub-date pub-type="epub">
<day>12</day>
<month>06</month>
<year>2024</year>
</pub-date>
<pub-date pub-type="collection">
<year>2024</year>
</pub-date>
<volume>12</volume>
<elocation-id>1423695</elocation-id>
<history>
<date date-type="received">
<day>26</day>
<month>04</month>
<year>2024</year>
</date>
<date date-type="accepted">
<day>22</day>
<month>05</month>
<year>2024</year>
</date>
</history>
<permissions>
<copyright-statement>Copyright &#xa9; 2024 Zhou, Narsilio, Makasis, Soga, Chen and Aye.</copyright-statement>
<copyright-year>2024</copyright-year>
<copyright-holder>Zhou, Narsilio, Makasis, Soga, Chen and Aye</copyright-holder>
<license xlink:href="http://creativecommons.org/licenses/by/4.0/">
<p>This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.</p>
</license>
</permissions>
<abstract>
<p>A Ground Coupled Heat Pump (GCHP) is a highly energy efficient heating, ventilation, and air conditioning (HVAC) system that utilises the ground as the heat source when heating and as the heat sink when cooling. This paper investigates GCHP systems with horizontal Ground Heat Exchangers (GHEs) in the rural industry, exemplifying the technology for poultry (chicken) sheds in Australia. This investigation aims to provide an Artificial Neural Network (ANN) model that can be used for GCHP design at various locations with different climates. To this extent, a Transient System Simulation Tool (TRNSYS) model for a typical horizontal GHE applied in a rural farm was first verified. Using this model, over 700,000 hourly performance data items were obtained, covering over 80 different yearly loading patterns under three different climate conditions. The simulated performance data was then used to train the ANN. As a result, the trained ANN can predict the performance of GCHP systems with identical (multiple) GHEs even under climatic conditions (and locations) that have not been specifically trained for. Unlike other works, the newly introduced ANN model is accurate even with limited types of input data, with high accuracy (less than 5% error in most cases tested). This ANN model is 100 times computationally faster than TRNSYS simulations and 10,000 times faster than finite element models.</p>
</abstract>
<kwd-group>
<kwd>artificial neural networks</kwd>
<kwd>ground-source heat pumps</kwd>
<kwd>horizontal ground heat exchangers</kwd>
<kwd>TRNSYS simulation</kwd>
<kwd>mechine learning</kwd>
</kwd-group>
<custom-meta-wrap>
<custom-meta>
<meta-name>section-at-acceptance</meta-name>
<meta-value>Sustainable Energy Systems</meta-value>
</custom-meta>
</custom-meta-wrap>
</article-meta>
</front>
<body>
<sec id="s1">
<title>Highlights</title>
<p>
<list list-type="simple">
<list-item>
<p>&#x2022; ANNs are used to predict the COP and GHE inlet and outlet temperatures.</p>
</list-item>
<list-item>
<p>&#x2022; With only three types of input data, the error is less than 10% in most cases tested.</p>
</list-item>
<list-item>
<p>&#x2022; The ANNs can be 100 times faster than TRNSYS and 10,000 times faster than FEM models.</p>
</list-item>
<list-item>
<p>&#x2022; The ANNs models can be applied to similar cases for various locations.</p>
</list-item>
</list>
</p>
</sec>
<sec id="s2">
<title>1 Introduction</title>
<p>Ground Coupled Heat Pump (GCHP) systems are renewable technologies and highly energy efficient Heating Ventilation and Air Conditioning (HVAC) systems that utilise the ground as a heat source or sink. The ground acts as the heat source when delivering heating and as a heat sink when providing space cooling. Recent years have witnessed an increase in applications of GCHP systems in the United States, Europe, Canada, China, Korea, and Australia (<xref ref-type="bibr" rid="B70">Omer, 2008</xref>; <xref ref-type="bibr" rid="B91">Yi et al., 2008</xref>; <xref ref-type="bibr" rid="B77">Self et al., 2013</xref>; <xref ref-type="bibr" rid="B41">Han and Yu, 2016</xref>; <xref ref-type="bibr" rid="B58">Lund and Boyd, 2016</xref>; <xref ref-type="bibr" rid="B74">Rees, 2016</xref>; <xref ref-type="bibr" rid="B98">Zhou et al., 2016</xref>; <xref ref-type="bibr" rid="B57">Lu et al., 2017</xref>). Ground Heat Exchangers (GHEs) are typically used to exchange heat with the ground. These are composed of high-density polyethylene (HDPE) pipes with a heat transfer (or carrier) fluid. GHEs can take numerous forms, including vertical boreholes, horizontal trenches, energy piles, energy retaining walls, and energy tunnels (<xref ref-type="bibr" rid="B67">Narsilio and Aye, 2018</xref>). Among them, vertical boreholes and horizontal trenches are the two most commonly utilised GHEs. While vertical boreholes can be installed under almost any ground and site conditions, horizontal trenches are typically used in suburban and rural areas at a depth of 1&#x2013;2&#xa0;m below the surface, as they usually require a large field of land to install them, but the capital cost is typically lower than that for drilling vertical boreholes. Since the heat exchangers are close to the ground surface, their thermal performances can be impacted by the daily and seasonal variation of the air temperature (<xref ref-type="bibr" rid="B18">Bidarmaghz et al., 2016a</xref>; <xref ref-type="bibr" rid="B43">Jensen-Page et al., 2018</xref>) and soil moisture content, the latter affecting the thermal conductivity of the ground (<xref ref-type="bibr" rid="B27">Demir et al., 2009</xref>; <xref ref-type="bibr" rid="B14">Beier and Holloway, 2015</xref>). A well-designed GCHP system with horizontal GHEs can typically operate at a coefficient of performance (COP) between 3 and 5 (<xref ref-type="bibr" rid="B26">Colangelo et al., 2005</xref>; <xref ref-type="bibr" rid="B31">Esen et al., 2007</xref>; <xref ref-type="bibr" rid="B81">Tarnawski et al., 2009</xref>; <xref ref-type="bibr" rid="B44">Johnston et al., 2011</xref>; <xref ref-type="bibr" rid="B69">Norway et al., 2012</xref>; <xref ref-type="bibr" rid="B38">Go et al., 2016</xref>; <xref ref-type="bibr" rid="B97">Zhou et al., 2018</xref>). The COP is defined as the ratio of heating (or cooling) supplied to the energy required to operate the GCHP. This means that for 3 to 5&#xa0;kWh of energy removed/injected into the ground, only 1&#xa0;kWh energy of electricity is consumed by the GCHP. Limitations of GCHP systems include high upfront construction costs mainly by the GHE installation (drilling/earthworks), as well as the embodied energy and associated greenhouse gas (GHG) emissions, odours and volatile compounds (e.g., ammonia gas, hydrogen sulphide, and mercaptans). However, these can be reduced by coupling GCHPs with other energy sources to form a hybrid system (<xref ref-type="bibr" rid="B49">Kjellsson et al., 2010</xref>; <xref ref-type="bibr" rid="B34">Eslami-Nejad and Bernier, 2011</xref>; <xref ref-type="bibr" rid="B1">Aditya et al., 2018</xref>). Previous studies indicated that a hybrid GCHP system is not only financially attractive but also helps to balance the thermal loads in the ground (<xref ref-type="bibr" rid="B91">Yi et al., 2008</xref>; <xref ref-type="bibr" rid="B61">Man et al., 2010</xref>; <xref ref-type="bibr" rid="B52">Kuzmic et al., 2016</xref>).</p>
<p>Current applications of GCHP systems span a wide range of end uses, including commercial office buildings, residential buildings, schools, hospitals, and underground metro stations (<xref ref-type="bibr" rid="B70">Omer, 2008</xref>; <xref ref-type="bibr" rid="B91">Yi et al., 2008</xref>; <xref ref-type="bibr" rid="B77">Self et al., 2013</xref>; <xref ref-type="bibr" rid="B41">Han and Yu, 2016</xref>; <xref ref-type="bibr" rid="B58">Lund and Boyd, 2016</xref>; <xref ref-type="bibr" rid="B74">Rees, 2016</xref>; <xref ref-type="bibr" rid="B98">Zhou et al., 2016</xref>; <xref ref-type="bibr" rid="B57">Lu et al., 2017</xref>). However, there is very limited focus on applying this relatively new technology in the rural industry, which could potentially be largely beneficial. For example, agriculture and its related processing industry in Australia, contributes to 12% of the national Gross Domestic Product (<xref ref-type="bibr" rid="B68">National Famer&#x2019;s Federation, 2016</xref>). Within the Australian agriculture sector, this paper will primarily focus on the poultry industry, with over 600 million chickens raised yearly (<xref ref-type="bibr" rid="B9">Australian Bureau of Statistics, 2016</xref>). One of the major costs for poultry farmers and to the environment is the energy required to heat and cool large poultry breeding houses (estimated at A$80 million per year) (<xref ref-type="bibr" rid="B96">Zhou et al., 2017</xref>). The uniqueness of the heating and cooling load profiles of chicken broiler houses (a.k.a. sheds), together with the high risk of storing a high volume of combustible gas and the lack of access to (cheap) natural gas in rural areas where these houses are located, make the GCHP or shallow geothermal alternative a very attractive option. Its adoption can transform the poultry farming industry by significantly reducing energy consumption (and energy bills to farmers), GHG emissions, and chicken mortality (<xref ref-type="bibr" rid="B24">Choi et al., 2012</xref>), thus notably impacting the economics and environmental performance of the Australian poultry industry. As the rural industries&#x2019; unique loading patterns can be highly different from those of residential, commercial, and public buildings, detailed analyses are required to achieve an appropriate design of GCHP systems specifically for the rural industry.</p>
<p>In engineering practice, commercial software packages, including Ground Loop Design (GLD) and GLHEPRO (stands for ground loop heat exchanger) have been widely used in the analysis and design of GCHP systems (Q. <xref ref-type="bibr" rid="B56">Lu, 2018</xref>). Understanding the hourly performance of GCHP systems is important when detailed design or analysis are required. While hourly performance calculations are available for GCHP systems with vertical boreholes in both GLD and GLHE Pro, such a function is only just becoming available for GCHP systems with horizontal GHEs (only annual averages are outputted). One possible explanation for this limitation is that commercial software packages normally use simpler analytical models (for vertical GHEs) to provide quick calculations. While infinite line source, infinite cylindrical source, and finite line source models are popular in modelling vertical GHEs, these models cannot be directly used for horizontal GHEs. Hence, the applications of such similar sophisticated analytical methods in horizontal GHEs are currently limited and can be more difficult to be applied in commercial software (<xref ref-type="bibr" rid="B93">Zeng et al., 2002</xref>; <xref ref-type="bibr" rid="B12">Bandos et al., 2009</xref>; <xref ref-type="bibr" rid="B72">Philippe et al., 2009</xref>). This is mainly because the performance of the horizontal GHEs is highly affected by the configuration of the pipes and climate and geological conditions, which are difficult to cover in a generalised analytical model (<xref ref-type="bibr" rid="B92">Yuan et al., 2012</xref>).</p>
<p>When a detailed analysis is required, researchers have developed numerical simulation models to analyse GCHP systems with horizontal GHEs. As an example, Transient System Simulation Tool (TRNSYS) simulations are widely used in various types of building energy simulations (<xref ref-type="bibr" rid="B59">Magnier and Haghighat, 2010</xref>; <xref ref-type="bibr" rid="B87">Webb et al., 2018</xref>) and to predict the performance of GCHPs and GHEs (<xref ref-type="bibr" rid="B75">Safa et al., 2015</xref>). By using full implicit finite difference methods to solve three-dimensional meshed soil and GHE models, this approach can be implemented in the common practice of GCHPs with vertical or horizontal GHEs and can be modified to simulate complex GCHP applications such as GCHPs with dual sources or solar-assisted GCHPs (<xref ref-type="bibr" rid="B83">Trillat-Berdal et al., 2007</xref>; <xref ref-type="bibr" rid="B23">Chargui et al., 2012</xref>; <xref ref-type="bibr" rid="B22">Chargui and Sammouda, 2014</xref>; <xref ref-type="bibr" rid="B88">Weeratunge et al., 2018</xref>). Apart from TRNSYS, researchers have also developed other numerical simulation models and approaches, including Finite Element Modelling and Computational Fluid Dynamics (<xref ref-type="bibr" rid="B80">Tarnawski and Leong, 1993</xref>; <xref ref-type="bibr" rid="B26">Colangelo et al., 2005</xref>; <xref ref-type="bibr" rid="B81">Tarnawski et al., 2009</xref>; <xref ref-type="bibr" rid="B89">Wu et al., 2010</xref>; <xref ref-type="bibr" rid="B69">Norway et al., 2012</xref>; <xref ref-type="bibr" rid="B25">Chong et al., 2013</xref>; <xref ref-type="bibr" rid="B38">Go et al., 2016</xref>; <xref ref-type="bibr" rid="B29">Esen et al., 2017</xref>). Numerical simulation results can be in good agreement with the respective experiments and hence contribute to the optimum design of horizontal GHEs. However, current numerical simulation models, including TRNSYS simulations, are usually time-consuming, resource-demanding, and case-specific, which could limit their application in engineering practice.</p>
<p>Statistical and machine learning models represent potential approaches to accelerate simulations and ultimately design, with only a marginal compromise on accuracy.Recent years have witnessed substantial advancements in the field of artificial intelligence (AI)(<xref ref-type="bibr" rid="B4">Ahmad et al., 2021</xref>; <xref ref-type="bibr" rid="B16">Benzidia et al., 2021</xref>; <xref ref-type="bibr" rid="B54">Li and Li, 2023</xref>), especially in deep learning and natural language processing, showcasing notable progress across various academic and industrial spheres. In energy industry, attentions have been drawn to the application of machine learning technologies into energy production forecast, energy consumption forecast and energy consumption optimisation (<xref ref-type="bibr" rid="B66">Narciso and Martins, 2020</xref>). As summarised in <xref ref-type="table" rid="T1">Table 1</xref>, a wide range of applications of statistical and machine learning models have been adopted in energy systems, specifically Artificial Neural Networks (ANNs) (<xref ref-type="bibr" rid="B45">Kalogirou, 2000</xref>; <xref ref-type="bibr" rid="B33">Esen et al., 2008b</xref>; <xref ref-type="bibr" rid="B30">Esen and Inalli, 2009</xref>; <xref ref-type="bibr" rid="B20">Cai et al., 2014</xref>; <xref ref-type="bibr" rid="B2">Afram et al., 2017</xref>; <xref ref-type="bibr" rid="B39">Guo et al., 2018</xref>; <xref ref-type="bibr" rid="B60">Makasis et al., 2018</xref>; <xref ref-type="bibr" rid="B86">Wang et al., 2018</xref>). Well-designed and properly trained ANNs can provide reasonably accurate results almost instantly when applied in GCHP systems. As shown in <xref ref-type="table" rid="T1">Table 1</xref>, different types of neural networks and machine learning tools have been tested on GCHP systems, including Feedforward Neuron Networks (FFNN), Adaptive Neuro Fuzzy Inference Systems (ANFIS), Nonlinear Autoregressive Exogenous models (NARX), and Extreme Learning Machines. While FFNN has been identified as the best-performing tool for the performance prediction of GCHPs, NARX is very good in time-series predictions, including prediction of temperature and load series. However, there is very limited research currently available regarding the application of ANNs in GCHP systems with horizontal GHEs, with none found that consider rural industries&#x2019; unique loading conditions. Moreover, current ANN applications in GCHP systems are mostly based on case-specific studies, meaning they cannot be generalised and applied to different cases than those for which they were created.</p>
<table-wrap id="T1" position="float">
<label>TABLE 1</label>
<caption>
<p>Summary of published research regarding ANN for GCHP systems.</p>
</caption>
<table>
<thead valign="top">
<tr>
<th align="center">System type</th>
<th align="left">Reference</th>
<th align="left">Notes</th>
<th align="center">Usage</th>
<th align="center">Best performing tool</th>
</tr>
</thead>
<tbody valign="top">
<tr>
<td rowspan="5" align="left">Geothermal district heating system</td>
<td align="left">
<xref ref-type="bibr" rid="B47">Ke&#xe7;eba&#x15f; and Yabanova, 2012</xref>; (<xref ref-type="bibr" rid="B47">Ke&#xe7;eba&#x15f; and Yabanova, 2012</xref>)</td>
<td align="left">6 plate heat exchangers</td>
<td align="left">Energy and exergy efficiencies and exergy destructions for thermal optimization</td>
<td align="left">FFNN</td>
</tr>
<tr>
<td align="left">
<xref ref-type="bibr" rid="B76">&#x15e;ahin and Yaz&#x131;c&#x131;, 2012</xref>; (<xref ref-type="bibr" rid="B76">&#x15e;ahin and Yaz&#x131;c&#x131;, 2012</xref>)</td>
<td align="left">6 plate heat exchangers</td>
<td align="left">Energy and exergy analysis</td>
<td align="left">FFNN</td>
</tr>
<tr>
<td align="left">
<xref ref-type="bibr" rid="B48">Ke&#xe7;eba&#x15f; et al., 2012</xref>; (<xref ref-type="bibr" rid="B48">Ke&#xe7;eba&#x15f; et al., 2012</xref>)</td>
<td align="left">Geothermal well</td>
<td align="left">Exergy prediction</td>
<td align="left">FFNN</td>
</tr>
<tr>
<td align="left">
<xref ref-type="bibr" rid="B46">Ke&#xe7;eba&#x15f; et al., 2013</xref>; (<xref ref-type="bibr" rid="B46">Ke&#xe7;eba&#x15f; et al., 2013</xref>)</td>
<td align="left">6 plate heat exchangers</td>
<td align="left">Energy analysis</td>
<td align="left">FFNN</td>
</tr>
<tr>
<td align="left">
<xref ref-type="bibr" rid="B7">Arat and Arslan, 2017</xref>; (<xref ref-type="bibr" rid="B7">Arat and Arslan, 2017</xref>)</td>
<td align="left">Aided by a geothermal heat pump</td>
<td align="left">Prediction and optimization</td>
<td align="left">FFNN</td>
</tr>
<tr>
<td rowspan="10" align="left">Ground source heat pump</td>
<td align="left">
<xref ref-type="bibr" rid="B32">Esen et al., 2008a</xref>; (<xref ref-type="bibr" rid="B33">Esen et al., 2008b</xref>)</td>
<td align="left">
<italic>Horizontal GHEs</italic>
</td>
<td align="left">Performance prediction</td>
<td align="left">ANFIS</td>
</tr>
<tr>
<td align="left">
<xref ref-type="bibr" rid="B90">Xie et al., 2008</xref>; (<xref ref-type="bibr" rid="B90">Xie et al., 2008</xref>)</td>
<td align="left">Groundwater heat pump</td>
<td align="left">Performance prediction</td>
<td align="left">FFNN</td>
</tr>
<tr>
<td align="left">
<xref ref-type="bibr" rid="B30">Esen and Inalli, 2009</xref>; (<xref ref-type="bibr" rid="B30">Esen and Inalli, 2009</xref>)</td>
<td align="left">Vertical GHE (30&#xa0;m&#x2013;90&#xa0;m deep)</td>
<td align="left">Performance prediction</td>
<td align="left">ANFIS</td>
</tr>
<tr>
<td align="left">
<xref ref-type="bibr" rid="B84">Wang, 2013</xref>; (<xref ref-type="bibr" rid="B84">Wang et al., 2013</xref>)</td>
<td align="left">Ground-coupled heat pump</td>
<td align="left">Performance prediction</td>
<td align="left">ANN based on improved Radical Basis Function</td>
</tr>
<tr>
<td align="left">
<xref ref-type="bibr" rid="B35">Fannou et al., 2014</xref>; (<xref ref-type="bibr" rid="B35">Fannou et al., 2014</xref>)</td>
<td align="left">Direct expansion geothermal heat pump</td>
<td align="left">Performance prediction</td>
<td align="left">FFNN</td>
</tr>
<tr>
<td align="left">
<xref ref-type="bibr" rid="B79">Sun et al., 2015</xref>; (<xref ref-type="bibr" rid="B79">Sun et al., 2015</xref>)</td>
<td align="left">Geothermal well (54&#xa0;m deep)</td>
<td align="left">Performance prediction</td>
<td align="left">ANFIS</td>
</tr>
<tr>
<td align="left">
<xref ref-type="bibr" rid="B15">Benli, 2016</xref>; (<xref ref-type="bibr" rid="B15">Benli, 2016</xref>)</td>
<td align="left">Vertical GHE (60&#xa0;m deep), <italic>horizontal GHE (</italic>246 m <italic>long)</italic>
</td>
<td align="left">Performance prediction</td>
<td align="left">FFNN</td>
</tr>
<tr>
<td align="left">
<xref ref-type="bibr" rid="B60">Makasis et al., 2018</xref>; (<xref ref-type="bibr" rid="B60">Makasis et al., 2018</xref>)</td>
<td align="left">Energy pile design</td>
<td align="left">Exergy prediction</td>
<td align="left">Multiple linear regression</td>
</tr>
<tr>
<td align="left">
<xref ref-type="bibr" rid="B71">Park et al., 2018</xref>; (<xref ref-type="bibr" rid="B71">Park et al., 2018</xref>)</td>
<td align="left">Vertical GHE (200&#xa0;m deep)</td>
<td align="left">Performance prediction</td>
<td align="left">Multiple linear regression</td>
</tr>
<tr>
<td align="left">
<xref ref-type="bibr" rid="B94">Zhang et al., 2018</xref>; (<xref ref-type="bibr" rid="B94">Zhang et al., 2018</xref>)</td>
<td align="left">Distributed thermal response test, vertical GHE</td>
<td align="left">Thermal conductivity prediction</td>
<td align="left">FFNN</td>
</tr>
<tr>
<td rowspan="3" align="left">Hybrid ground source heat pump</td>
<td align="left">
<xref ref-type="bibr" rid="B36">Gang and Wang, 2013</xref>; (<xref ref-type="bibr" rid="B36">Gang and Wang, 2013</xref>)</td>
<td align="left">Cooling tower, vertical GHE (60&#xa0;m deep)</td>
<td align="left">Temperature prediction</td>
<td align="left">FFNN</td>
</tr>
<tr>
<td align="left">
<xref ref-type="bibr" rid="B37">Gang et al., 2014</xref>; (<xref ref-type="bibr" rid="B37">Gang et al., 2014</xref>)</td>
<td align="left">Cooling tower, vertical GHE (60&#xa0;m deep)</td>
<td align="left">Performance prediction</td>
<td align="left">FFNN</td>
</tr>
<tr>
<td align="left">
<xref ref-type="bibr" rid="B29">Esen et al., 2017</xref>; (<xref ref-type="bibr" rid="B29">Esen et al., 2017</xref>)</td>
<td align="left">
<italic>Horizontal</italic> and vertical slinky GHE, solar-assisted</td>
<td align="left">Performance prediction</td>
<td align="left">ANFIS</td>
</tr>
<tr>
<td rowspan="11" align="left">Other systems</td>
<td align="left">
<xref ref-type="bibr" rid="B13">Bassam et al., 2010</xref>; (<xref ref-type="bibr" rid="B13">Bassam et al., 2010</xref>)</td>
<td align="left">Geothermal borehole</td>
<td align="left">Temperature prediction</td>
<td align="left">FFNN</td>
</tr>
<tr>
<td align="left">
<xref ref-type="bibr" rid="B8">Arslan, 2011</xref>; (<xref ref-type="bibr" rid="B8">Arslan, 2011</xref>)</td>
<td align="left">Kalina cycle system for geothermal fields of low and medium enthalpy</td>
<td align="left">Pump power prediction</td>
<td align="left">FFNN</td>
</tr>
<tr>
<td align="left">
<xref ref-type="bibr" rid="B65">Morales et al., 2015</xref>; (<xref ref-type="bibr" rid="B65">Morales et al., 2015</xref>)</td>
<td align="left">Absorption heat transformer</td>
<td align="left">Prediction and optimization</td>
<td align="left">FFNN</td>
</tr>
<tr>
<td align="left">
<xref ref-type="bibr" rid="B40">Hamdan et al., 2016</xref>; (<xref ref-type="bibr" rid="B40">Hamdan et al., 2014</xref>)</td>
<td align="left">Flat-plate solar air collector</td>
<td align="left">Temperature prediction</td>
<td align="left">NARX</td>
</tr>
<tr>
<td align="left">
<xref ref-type="bibr" rid="B73">Qi et al., 2016</xref>; (<xref ref-type="bibr" rid="B73">Qi et al., 2016</xref>)</td>
<td align="left">Shower cooling tower</td>
<td align="left">Performance prediction</td>
<td align="left">Wavelet neural network</td>
</tr>
<tr>
<td align="left">
<xref ref-type="bibr" rid="B78">Shojaeefard et al., 2017</xref>; (<xref ref-type="bibr" rid="B78">Shojaeefard et al., 2017</xref>)</td>
<td align="left">Compact heat exchanger</td>
<td align="left">Performance prediction</td>
<td align="left">Recurrent neural network</td>
</tr>
<tr>
<td align="left">
<xref ref-type="bibr" rid="B42">Islam and Morimoto, 2017</xref>; (<xref ref-type="bibr" rid="B42">Islam and Morimoto, 2017</xref>)</td>
<td align="left">Pillar cooler system</td>
<td align="left">Inside air temperature prediction</td>
<td align="left">FFNN</td>
</tr>
<tr>
<td align="left">
<xref ref-type="bibr" rid="B6">Alhamid and Saito, 2018</xref>; (<xref ref-type="bibr" rid="B6">Alhamid and Saito, 2018</xref>)</td>
<td align="left">Absorption chiller</td>
<td align="left">Performance prediction</td>
<td align="left">FFNN</td>
</tr>
<tr>
<td align="left">
<xref ref-type="bibr" rid="B39">Guo et al., 2018</xref>; (<xref ref-type="bibr" rid="B39">Guo et al., 2018</xref>)</td>
<td align="left">Building heating system</td>
<td align="left">Energy demand prediction</td>
<td align="left">Extreme learning machine</td>
</tr>
<tr>
<td align="left">
<xref ref-type="bibr" rid="B3">Aghadavoodi and Shahgholian, 2018</xref>; (<xref ref-type="bibr" rid="B3">Aghadavoodi and Shahgholian, 2018</xref>)</td>
<td align="left">Combustion loop control system</td>
<td align="left">Closed loop identification</td>
<td align="left">NARX</td>
</tr>
<tr>
<td align="left">
<xref ref-type="bibr" rid="B50">Koschwitz et al., 2018</xref>; (<xref ref-type="bibr" rid="B50">Koschwitz et al., 2018</xref>)</td>
<td align="left">Nonresidential building</td>
<td align="left">Load prediction</td>
<td align="left">NARX</td>
</tr>
</tbody>
</table>
</table-wrap>
<p>Within the handful of pioneering ANN studies dealing with horizontal GHEs currently available in the literature, Esen et al. and Benli&#x2019;s ANN models are the only ones that can predict the COP of water-to-air GCHPs with horizontal GHEs using pre-processed input data (<xref ref-type="bibr" rid="B32">Esen et al., 2008a</xref>; <xref ref-type="bibr" rid="B15">Benli, 2016</xref>; <xref ref-type="bibr" rid="B29">Esen et al., 2017</xref>). Their results show the ANN can predict the COP well when enough input data are given. Their methodologies require three to five types of input data, including, at a minimum, the inlet air, outlet air, and ground temperatures. In their most recent work, Esen and coworkers (<xref ref-type="bibr" rid="B29">Esen et al., 2017</xref>) utilised ground temperatures at seven different depths, inlet air, outlet air, ambient air, tank water, inlet water, and outlet temperatures as inputs to the predictive model. However, these input data cannot be acquired easily, and more importantly, it would be arguably simpler and faster to find the COP via the heat pump specifications if these data are accessible. Moreover, the input data required by current ANNs can typically be part of the output needed for GCHP system design, making these works, while insightful, of limited use in practice. Last, the ANNs found in the literature have limited applicability for broader utilisation, as their validity is mostly shown for the case with which they were studied/trained.</p>
<p>This study aims to provide an ANN methodology that can predict and tremendously accelerate the design of GCHPs with horizontal GHEs (using numerical simulations) under loading conditions in rural industries and with limited input data types. A Transient System Simulation Tool (TRNSYS) model for a typical horizontal GHE field arrangement (details in <xref ref-type="sec" rid="s4-1">Section 3.1</xref>) is developed and verified, and the resulting simulated performance data are used to train the ANNs. The trained ANNs are then used to predict the performance of GCHPs with identical GHEs but varying the number of GHEs in other locations that are not in the training dataset to showcase its applicability for broader utilisation.</p>
</sec>
<sec id="s3">
<title>2 Rural industries&#x2019; heating loads patterns and locations</title>
<p>As mentioned in the Introduction, since the rural industries&#x2019; thermal loading patterns can be substantially different from those of commercial and residential building applications, the GCHP design requires careful and detailed analysis. As an example of these unique loading patterns and to exemplify the study for temperate climate regions, in this investigation, a chicken shed building in Peats Ridge, New South Wales (NSW), Australia, is adopted. The schematic of the typical test broiler house (or shed) with a hybrid GCHP system is depicted in <xref ref-type="fig" rid="F1">Figure 1</xref>. The system consists of several identical single-speed GCHPs with a 20&#xa0;kW heating capacity are utilised to provide the required thermal energy. Each heat pump has a fixed ground heat exchanger field configuration formed by four horizontal trenches. The length for each trench is 75&#xa0;m, rendering a pipe length of about 300&#xa0;m per trench. The details of the system are further illustrated in <xref ref-type="sec" rid="s4-1">Section 3.1</xref>.</p>
<fig id="F1" position="float">
<label>FIGURE 1</label>
<caption>
<p>Diagram of hybrid geothermal systems for poultry shed. Each trench is 75&#xa0;m long and contains 300&#xa0;m of HDPE pipe (highlighted in red).</p>
</caption>
<graphic xlink:href="fenrg-12-1423695-g001.tif"/>
</fig>
<p>A building energy simulation model was developed for the shed using a transient system simulation software TRNSYS 18, which simulates the heating and cooling loads for the shed. The location and parameters used for the simulation are summarised in <xref ref-type="table" rid="T2">Table 2</xref>. For this study, the shed is used for six chicken-raising cycles per year (from chicks to chicken for meat) as per typical broiler house operation, with the first raising cycle for the chickens assumed to start on the 1st of January. Each cycle is assumed to last 7&#xa0;weeks, with a 2-week break time between batches (<xref ref-type="bibr" rid="B97">Zhou et al., 2018</xref>).</p>
<table-wrap id="T2" position="float">
<label>TABLE 2</label>
<caption>
<p>Typical broiler house dimensions and temperate climate case-study location.</p>
</caption>
<table>
<thead valign="top">
<tr>
<th align="left">Dimensions</th>
<th align="left">Width: 18.3 <inline-formula id="inf1">
<mml:math id="m1">
<mml:mrow>
<mml:mi mathvariant="normal">m</mml:mi>
</mml:mrow>
</mml:math>
</inline-formula>, length: 138.7 <inline-formula id="inf2">
<mml:math id="m2">
<mml:mrow>
<mml:mi mathvariant="normal">m</mml:mi>
</mml:mrow>
</mml:math>
</inline-formula>, Height: 2.7 to 4.3 <inline-formula id="inf3">
<mml:math id="m3">
<mml:mrow>
<mml:mi mathvariant="normal">m</mml:mi>
</mml:mrow>
</mml:math>
</inline-formula>
</th>
</tr>
</thead>
<tbody valign="top">
<tr>
<td rowspan="2" align="left">
<bold>Wall/Roof Material</bold>
</td>
<td align="left">No windows; Insulation with thin layers of metal cladding</td>
</tr>
<tr>
<td align="left">Insulation thickness: 0.075 <inline-formula id="inf4">
<mml:math id="m4">
<mml:mrow>
<mml:mi mathvariant="normal">m</mml:mi>
</mml:mrow>
</mml:math>
</inline-formula>, thermal conductivity: 0.039 <inline-formula id="inf5">
<mml:math id="m5">
<mml:mrow>
<mml:mi>W</mml:mi>
<mml:msup>
<mml:mi>m</mml:mi>
<mml:mrow>
<mml:mo>&#x2212;</mml:mo>
<mml:mn>1</mml:mn>
</mml:mrow>
</mml:msup>
<mml:msup>
<mml:mi>K</mml:mi>
<mml:mrow>
<mml:mo>&#x2212;</mml:mo>
<mml:mn>1</mml:mn>
</mml:mrow>
</mml:msup>
</mml:mrow>
</mml:math>
</inline-formula>, density: 16 <inline-formula id="inf6">
<mml:math id="m6">
<mml:mrow>
<mml:mi>k</mml:mi>
<mml:mi>g</mml:mi>
<mml:mtext>&#x2009;</mml:mtext>
<mml:msup>
<mml:mi>m</mml:mi>
<mml:mrow>
<mml:mo>&#x2212;</mml:mo>
<mml:mn>3</mml:mn>
</mml:mrow>
</mml:msup>
</mml:mrow>
</mml:math>
</inline-formula>, specific heat: 340 <inline-formula id="inf7">
<mml:math id="m7">
<mml:mrow>
<mml:mi>J</mml:mi>
<mml:msup>
<mml:mrow>
<mml:mi>k</mml:mi>
<mml:mi>g</mml:mi>
</mml:mrow>
<mml:mrow>
<mml:mo>&#x2212;</mml:mo>
<mml:mn>1</mml:mn>
</mml:mrow>
</mml:msup>
<mml:msup>
<mml:mi>K</mml:mi>
<mml:mrow>
<mml:mo>&#x2212;</mml:mo>
<mml:mn>1</mml:mn>
</mml:mrow>
</mml:msup>
</mml:mrow>
</mml:math>
</inline-formula>
</td>
</tr>
<tr>
<td align="left">
<bold>Orientation</bold>
</td>
<td align="left">Long axis (Length) across North-South</td>
</tr>
<tr>
<td align="left">
<bold>Location</bold>
</td>
<td align="left">Peats Ridge, NSW, Australia (33&#xb0;23&#x2032;49&#x2033;S, 150&#xb0;24&#x2032;09&#x2033;E)</td>
</tr>
<tr>
<td align="left">
<bold>Climate Data</bold>
</td>
<td align="left">Typical Meteorological Year (TMY) data (<xref ref-type="bibr" rid="B63">Meteotest, 2016</xref>)</td>
</tr>
</tbody>
</table>
</table-wrap>
<p>A previous study identified that although there is a high cooling demand, cooling can be economically provided via evaporative coolers (<xref ref-type="bibr" rid="B96">Zhou et al., 2017</xref>). Hence, the primary focus of this work is to provide heating via a hybrid geothermal-gas system. <xref ref-type="fig" rid="F2">Figure 2</xref> shows the simulated <italic>heating</italic> power demand of the shed based on the building energy consumption model developed. It was estimated that the annual heating energy of the shed is 58,477&#xa0;kWh with a peak heating power demand of 208&#xa0;kW. During each heating cycle, the heating demand is usually at its maximum at the start of each cycle when the least metabolic heat is generated by chickens and, the required indoor temperature is at its maximum (typically 31&#xb0;C). The heating demand decreases later in each cycle owing to the increase in metabolic heat generated by chickens and the lower indoor temperature requirement corresponding to the age of the cycle (typically to a minimum of 19&#xb0;C within 21&#xa0;days of the start of the cycle).</p>
<fig id="F2" position="float">
<label>FIGURE 2</label>
<caption>
<p>Hourly heating demand of chicken shed: <bold>(A)</bold> yearly loading pattern showing six batches <bold>(B)</bold> detail of these six heating cycles over 1 year, starting week 1, 10, 19, 28, 37, and 46 respectively.</p>
</caption>
<graphic xlink:href="fenrg-12-1423695-g002.tif"/>
</fig>
<p>To provide the heating load demand for the building, a hybrid GCHP system with horizontal GHEs is employed. As the initial installation cost of GHEs can be relatively high, the chosen hybrid geothermal-gas system help to reduce the capital cost while maintaining most benefits of the geothermal (GCHP) technology. In this hybrid system, the heating is delivered by several identical GCHPs connected in parallel to a main header pipe. Each GCHP is coupled to several GHEs connected in parallel as well. The LPG gas burners installed in the shed can top up the heating when needed. A &#x201c;shave factor&#x201d; S is used to describe the capacity portion of the GCHP in the hybrid system. It is defined as the ratio of the installed capacity of the GCHP of the system to the peak heating demand of the load to be satisfied by the hybrid system (<xref ref-type="bibr" rid="B5">Alavy et al., 2013</xref>; <xref ref-type="bibr" rid="B64">Mikhaylova et al., 2016</xref>):<disp-formula id="e1">
<mml:math id="m8">
<mml:mrow>
<mml:mi>S</mml:mi>
<mml:mo>&#x3d;</mml:mo>
<mml:mfrac>
<mml:mrow>
<mml:mtext>Installed</mml:mtext>
<mml:mtext>&#x2009;</mml:mtext>
<mml:mtext>capacity</mml:mtext>
<mml:mtext>&#x2009;</mml:mtext>
<mml:mtext>of</mml:mtext>
<mml:mtext>&#x2009;</mml:mtext>
<mml:mtext>GCHP</mml:mtext>
</mml:mrow>
<mml:mrow>
<mml:mtext>Peak</mml:mtext>
<mml:mtext>&#x2009;</mml:mtext>
<mml:mtext>heating</mml:mtext>
<mml:mtext>&#x2009;</mml:mtext>
<mml:mtext>load</mml:mtext>
</mml:mrow>
</mml:mfrac>
<mml:mo>&#xd7;</mml:mo>
<mml:mn>100</mml:mn>
<mml:mo>%</mml:mo>
</mml:mrow>
</mml:math>
<label>(1)</label>
</disp-formula>
</p>
<p>In this study, a 0% shave factor represents a full gas system and 100%, a full GCHP system. A shave factor of 40% in this GCHP-gas hybrid system of 208&#xa0;kW peak load means that the installed capacity of the GCHPs is <inline-formula id="inf8">
<mml:math id="m9">
<mml:mrow>
<mml:mn>83</mml:mn>
<mml:mtext>&#x2009;kW</mml:mtext>
</mml:mrow>
</mml:math>
</inline-formula>, and the installed capacity of a gas burners will be the difference between the peak heating load and the GCHP installed capacity, that is, 125&#xa0;kW, which is only operational when the demand exceeds <inline-formula id="inf9">
<mml:math id="m10">
<mml:mrow>
<mml:mn>83</mml:mn>
<mml:mtext>&#x2009;kW</mml:mtext>
</mml:mrow>
</mml:math>
</inline-formula>.</p>
<p>To further investigate this hybrid system, other locations across Australia under different climate conditions are analysed following similar approaches. These places are significant due to their prominence in the poultry industry. Together with the one mentioned above, these three locations represent conditions in Queensland (QLD), New South Wales (NSW), and Victoria (VIC) (<xref ref-type="fig" rid="F3">Figure 3</xref>). The three states analysed in this study are known for housing a significant portion of Australia&#x2019;s poultry farms and production facilities, accounting for 74.4% of Australia&#x2019;s overall broiler production with different climate conditions (<xref ref-type="bibr" rid="B10">Australian Chicken Meat Federation ACMF Inc, 2016</xref>; <xref ref-type="bibr" rid="B82">The Bureau of Meteorology &#x26; CSIRO, 2016</xref>). The peak heating loads and annual energy demand are 228&#xa0;kW and 73,456&#xa0;kWh for Mornington Peninsula, VIC, and 164&#xa0;kW and 34,149&#xa0;kWh for sunshine Coast, QLD.</p>
<fig id="F3" position="float">
<label>FIGURE 3</label>
<caption>
<p>Chicken industry profile in Australia (<xref ref-type="bibr" rid="B10">Australian Chicken Meat Federation ACMF Inc, 2016</xref>).</p>
</caption>
<graphic xlink:href="fenrg-12-1423695-g003.tif"/>
</fig>
<p>The latest average annual temperatures (maximum, minimum, and average) are summarised in <xref ref-type="table" rid="T3">Table 3</xref>. For the building side, all other factors besides the climatic conditions associated with the different locations, such as the shed envelope, orientation, and ventilation conditions, are kept constant in this study to ensure a representative comparison between them.</p>
<table-wrap id="T3" position="float">
<label>TABLE 3</label>
<caption>
<p>Simulation locations and key climate data (<xref ref-type="bibr" rid="B28">DOM, 2018</xref>).</p>
</caption>
<table>
<thead valign="top">
<tr>
<th align="left">Location</th>
<th align="left">Coordinates</th>
<th align="left">Annual mean maximum temperature (&#xb0;C)</th>
<th align="left">Annual mean minimum temperature (&#xb0;C)</th>
<th align="left">Undisturbed ground temperature (&#xb0;C)</th>
</tr>
</thead>
<tbody valign="top">
<tr>
<td align="left">Central Coast, NSW</td>
<td align="left">33&#xb0;23&#x2032;49&#x2033;S 150&#xb0;24&#x2032;09&#x2033;E</td>
<td align="center">21.9</td>
<td align="center">11.6</td>
<td align="left">16.1</td>
</tr>
<tr>
<td align="left">Mornington Peninsula, VIC</td>
<td align="left">38&#xb0;17&#x2032;7&#x2033;S 145&#xb0;5&#x2032;36&#x2033;E</td>
<td align="center">18.9</td>
<td align="center">10.1</td>
<td align="left">14.4</td>
</tr>
<tr>
<td align="left">Sunshine Coast, QLD</td>
<td align="left">26&#xb0;51&#x2032;36&#x2033;S 152&#xb0;57&#x2032;36&#x2033;E</td>
<td align="center">25.3</td>
<td align="center">17.0</td>
<td align="left">19.9</td>
</tr>
<tr>
<td align="left">Warracknabeal, VIC (Test case)</td>
<td align="left">36&#xb0; 6&#x2032; 7&#x2033; S 142&#xb0; 40&#x2032; 12&#x2033; E</td>
<td align="center">22.4</td>
<td align="center">8.7</td>
<td align="left">14.5</td>
</tr>
<tr>
<td align="left">Murray Ridge, SA (Test case)</td>
<td align="left">35&#xb0; 7&#x2032; 1.2&#x2033; S 139&#xb0; 16&#x2032; 1.2&#x2033; E</td>
<td align="center">23.0</td>
<td align="center">9.9</td>
<td align="left">15.8</td>
</tr>
<tr>
<td align="left">Gaborone, Botswana (Test case)</td>
<td align="left">24&#xb0; 39&#x2032; 29&#x2033; S 25&#xb0; 54&#x2032; 44&#x2033; E</td>
<td align="center">29.0</td>
<td align="center">13.4</td>
<td align="left">20.6</td>
</tr>
</tbody>
</table>
</table-wrap>
<p>Besides the three discussed locations for training (and testing), three additional test cases, one in Warracknabeal (Victoria), one in Murray Ridge (South Australia), and an extra one in Gaborone (Botswana, annual average temperature 20.6&#xb0;C) were adopted to further check the accuracy of the ANN model results and flexibility to accommodate different site conditions. The data relating to these test cases are not part of the training dataset (<xref ref-type="table" rid="T3">Table 3</xref>) and can therefore be used to evaluate the accuracy of the prediction ANN model after it has been trained.</p>
</sec>
<sec id="s4">
<title>3 TRNSYS simulations</title>
<p>In this study, a TRNSYS simulation model is developed for the poultry industry and is utilised to simulate over 700,000 hourly performance data items covering over 80 different yearly thermal loading patterns (by varying the shave factors) under three different climate conditions. The simulation data from the completed TRNSYS models are then used to train the ANNs.</p>
<sec id="s4-1">
<title>3.1 TRNSYS simulation model</title>
<p>To generate data to train the ANN, a typical poultry shed in Australia equipped with a hybrid GCHP system to provide the required heating is utilised (<xref ref-type="bibr" rid="B97">Zhou et al., 2018</xref>). As mentioned in <xref ref-type="sec" rid="s2">Section 2</xref>, the hybrid system comprises several identical GCHPs with horizontal GHEs and gas burners. The sizing and configuration of the GCHPs and the gas burners within the hybrid system vary based on the thermal demand and the different shave factors determining it. The TRNSYS model is used to evaluate the hourly performance of the GCHPs for each of these cases of different thermal load and configurations. A Typical Meteorological Year (TMY) dataset was used as the boundary condition of the soil surface. The soil is meshed three-dimensionally, and a fully implicit finite difference method is utilised in the modelling. For all the models, a sandy clay soil is assumed with an average thermal conductivity of about 2 <inline-formula id="inf10">
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<p>In the modelled systems, several identical single-speed GCHPs with a 20&#xa0;kW heating capacity are utilised to provide the required thermal energy. Each heat pump has a fixed ground heat exchanger field configuration formed by four horizontal trenches. Each trench is dug at a depth of 1.5&#xa0;m below the ground surface, and there are four straight pipes in each trench with a 300-mm separation between each pipe. The length for each trench is 75&#xa0;m, rendering a pipe length of about 300&#xa0;m per trench. As an example of an overall system, to provide 208&#xa0;kW of peak heating in total at a shave factor of 38% (therefore requiring 80&#xa0;kW), four 20&#xa0;kW heat pumps are installed, each with its own ground heat exchanger field in four trenches (i.e., 16 trenches in total). For simplicity, the thermal conductivity of the soil was assumed the same for different locations; however, the ground temperature reflects that of each site (see <xref ref-type="table" rid="T3">Table 3</xref>). It is also assumed that all trenches are placed sufficiently apart from each other to minimise any thermal interference between them.</p>
<p>The operation of the heat pumps is controlled by the hourly loading demand. When the operation of a new heat pump is required, the one with the lowest accumulated hours of operation will start. For example, in the 208&#xa0;kW total capacity case above (with 80&#xa0;kW provided by the GCHPs, i.e., S &#x3d; 38%), when the loads increase from 19&#xa0;kW to 35&#xa0;kW, the operation of a second 20&#xa0;kW heat pump is required. At this time, the system will compare the accumulated hours of operation from the three heat pumps that are not operating and turn on the one with the lowest accumulated hours of operation. In this way, the loads can be relatively evenly divided amongst all the heat pumps throughout the life of the system. For heating demands over 80&#xa0;kW, all four GCHPs will be in operation, and the gas burners will provide the balance of the required load.</p>
<p>
<xref ref-type="fig" rid="F4">Figure 4</xref> shows the configuration of the TRNSYS model for each GCHP. This model simulates one water-to-water GCHP (Type 927) with a short-distance (5&#xa0;m) buried head pipe (Type 951) and a horizontal ground heat exchanger (Type 997) composed of the four 75-m long trenches (recall <xref ref-type="fig" rid="F1">Figure 1</xref>). In the TRNSYS simulation, horizontal ground heat exchanger are governed by a fully 3-D rectangular conduction model of the ground, which considers the insulation and the impact of energy storage in the ground.The thermal loads generated from TRNSYS are imported to the water heat exchanger (Type 682) to simulate the loading from the building. A control unit (Type 1502) together with the Typical Meteorological Year TMY weather data (Type 15&#x2013;6) generated from Meteonorm, a widely used weather analysis software package, complete the TRNSYS model of the smallest GCHP component (20&#xa0;kW) of the hybrid system. Further details of the physics, including governing pheonomena can be found in TRNSYS manual, availble online on TRNSYS website support page.</p>
<fig id="F4" position="float">
<label>FIGURE 4</label>
<caption>
<p>Schematic of the TRNSYS model.</p>
</caption>
<graphic xlink:href="fenrg-12-1423695-g004.tif"/>
</fig>
<p>In this TRNSYS model, only one heat pump is simulated with a fixed load input (heating loads are inputted from outside files with data generated). However, for one particular scenario, each of the GCHPs involved receives a unique loading pattern based on the system&#x2019;s operation. For example, when the shave factor is 100% in the NSW training case, 208&#xa0;kW peak loads need to be covered by 11 GCHPs (of 20&#xa0;kW capacity each).</p>
<p>Accordingly, 80 different loading patterns for the GCHP are generated as inputs, depending on when each heat pump needs to be turned on or off. Therefore, considering that simulations have been conducted for different shave factors and locations and for each shaved factor multiple GCHPs might be needed with different loading patterns, over 30 simulations are considered for the training case in NSW and 25 for each of the training cases in VIC and QLD. Therefore more than 80 simulations (each with unique loading patterns/conditions) and over 700,000&#xa0;h of simulation data are generated and will be used to train the ANNs, as explained in <xref ref-type="sec" rid="s4">Section 4</xref>.</p>
</sec>
<sec id="s4-2">
<title>3.2 Simulation results from TRNSYS</title>
<p>Following the discussion on the methodology and data mentioned in previous section, this section presents the simulation results from TRNSYS. These results are used in the prediction model both as inputs as well as outputs (to train the prediction model as well as compare the results to evaluate its accuracy). These include a loading pattern as an example for the inputs and the simulated hourly COP and inlet and outlet temperatures of the GHEs as examples for the outputs.</p>
<p>As an example, <xref ref-type="fig" rid="F5">Figure 5</xref> shows one of the 80 loading patterns used for the simulation of one GCHP (connected to a set of four trenches, the GHE field) in a hybrid GCHP-gas system in NSW with a shave factor of 25% (or 52&#xa0;kW of GCHP capacity for a total peak demand of the entire system at 208&#xa0;kW; see <xref ref-type="sec" rid="s2">Section 2</xref>).</p>
<fig id="F5" position="float">
<label>FIGURE 5</label>
<caption>
<p>Hourly heating load pattern example for 20&#xa0;kW capacity GCHP: <bold>(A)</bold> overall yearly load, and <bold>(B)</bold> detail of lowest (Batch 1, January, in blue) and highest (Batch 4, July, in red) GCHP run fraction batch loads.</p>
</caption>
<graphic xlink:href="fenrg-12-1423695-g005.tif"/>
</fig>
<p>
<xref ref-type="fig" rid="F6">Figure 6</xref> shows the results of the simulation based on the loading pattern in <xref ref-type="fig" rid="F5">Figure 5</xref> and weather in Peats Ridge, NSW. As seen, the GHE inlet and outlet temperatures (or LWT and EWT<xref ref-type="fn" rid="fn1">
<sup>1</sup>
</xref>, respectively) vary with the loading and seasons as expected. The maximum is about 20.3&#xb0;C, and the minimum is about 5.8&#xb0;C. When there is loading, the GHE outlet temperature is higher than the GHE inlet temperature by 1&#xb0;C&#x2013;2&#xb0;C. The resulting <inline-formula id="inf11">
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</inline-formula> to about 2, which is expected.</p>
<fig id="F6" position="float">
<label>FIGURE 6</label>
<caption>
<p>Typical TRNSYS simulation results: <bold>(A)</bold> hourly COP of an individual heat pump <inline-formula id="inf13">
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</inline-formula>, <bold>(B)</bold> GHE inlet and outlet temperatures, <bold>(C)</bold> detail of temperatures from the start of the third batch.</p>
</caption>
<graphic xlink:href="fenrg-12-1423695-g006.tif"/>
</fig>
<p>The simulations used within this work model 1&#xa0;year of operation of the system using the TMY data. In order, however, to test that the tools and insights from this work are also representative of a long-term performance analysis, a longer 10-year simulation was also undertaken using annually repeating TMY data. The results show that the <inline-formula id="inf14">
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</inline-formula> and the GHE inlet and outlet temperature profiles are identical for each year of simulation (<xref ref-type="fig" rid="F7">Figure 7</xref>). Therefore, 1-year simulation results are used throughout this study and are considered representative of the long-term system performance. These results differ from typical vertical systems, as imbalanced loads will have long-term accumulated effects on the ground, which could impact the performance of GCHP systems with vertical GHEs. A more thorough discussion of this observation is provided in <xref ref-type="sec" rid="s5">Section 5</xref>.</p>
<fig id="F7" position="float">
<label>FIGURE 7</label>
<caption>
<p>Correlations between a 2<sup>nd</sup> year and 10th year <inline-formula id="inf15">
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</caption>
<graphic xlink:href="fenrg-12-1423695-g007.tif"/>
</fig>
<p>The next section presents the ANN models (which use the above results from TRNSYS for training, validation, and testing) and their simulation results, including: <inline-formula id="inf16">
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</inline-formula> and the inlet and outlet temperature for the GHEs.</p>
</sec>
</sec>
<sec id="s5">
<title>4 ANN models of GCHPs and GHEs</title>
<p>An artificial neural network (ANN) is a mathematical approach that simulates a network of artificial neurons to mimic the human brain. With a well-trained ANN, a computer can be taught to solve problems, including generalisation, classification, forecasting, and even decision-making [83]. In this study, two ANN models are developed and implemented using MATLAB: 1) a feedforward artificial neural network (FFNN) is used to predict the performance of the GCHPs in terms of <inline-formula id="inf17">
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</inline-formula>, and 2) a nonlinear autoregressive network with exogenous inputs (NARX) network is used to predict the inlet and outlet temperatures of the horizontal GHEs. In this study, the term ANN is used as a general description of this method, and FFNN/NARX refers to the specific model, which is replaceable in most cases. The training input data include only three types of input: the loads, accumulated loads, and the outdoor temperature. Yet, the trained ANN can still predict the performance of the GCHPs and horizontal GHEs reasonably well, which can significantly reduce the need for time-consuming numerical simulations. Details of these models are included next.</p>
<sec id="s5-1">
<title>4.1 Modelling of GCHPs with FFNN</title>
<p>The FFNN statistical model, also referred to as a multilayer perceptron (MLP) or simply artificial neural network (ANN) in some studies, is by far the most popular machine learning tool used in energy-related fields. It is versatile and may model complex systems with great accuracy, including but not limited to geothermal district heating systems (<xref ref-type="bibr" rid="B47">Ke&#xe7;eba&#x15f; and Yabanova, 2012</xref>; <xref ref-type="bibr" rid="B46">Ke&#xe7;eba&#x15f; et al., 2013</xref>; <xref ref-type="bibr" rid="B7">Arat and Arslan, 2017</xref>), geothermal walls (<xref ref-type="bibr" rid="B13">Bassam et al., 2010</xref>), and GCHP or hybrid GCHP systems (<xref ref-type="bibr" rid="B15">Benli, 2016</xref>). In this work, an FFNN is developed to predict the COP of the GCHPs (<inline-formula id="inf18">
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<sec id="s5-1-1">
<title>4.1.1 Input layer (feature variables)</title>
<p>Although various types of datasets can be set as feature variables, such as the inlet air, outlet air (on the building side of the GCHP), ground, and the inlet and outlet GHE water temperatures (on the ground side of the GCHP), the complexity of acquiring them may make the FFNN not feasible in engineering practice. Instead, in this study, the input layer comprises three neurons which represent the three easy-to-acquire influencing factors for the performance of the GCHPs: the hourly loads (which are typically known), the hourly accumulated loads, and the moving average monthly outdoor temperature [which can be readily obtained from the Typical Meteorological Year (TMY, Meteonorm) when designing a system or via weather stations or sensors when optimising scheduling of the system dynamically].</p>
<p>Hourly heating loads: The simulated hourly heating loads that will be delivered by the GCHPs to the building. As explained in <xref ref-type="sec" rid="s2">Section 2</xref> and <xref ref-type="sec" rid="s3">Section 3</xref>, these hourly loads between GCHPs vary based on the control strategy, the shave factor adopted, and the operating conditions of each GCHP.</p>
<p>Adjusted accumulated heating loads: Since the continuing heating operation of the heat pumps can impact the performance, the hourly loads, showing the demand at a specific point in time, are not sufficient to fully capture the problem and train the network. Thus, the accumulated thermal loads are introduced to represent the short-term effects of heating the ground and its recovery. In this study, this value is estimated based on the hourly heating loads and the ground conductive heat flux (<xref ref-type="bibr" rid="B21">Carslaw and Jaeger, 1959</xref>; <xref ref-type="bibr" rid="B85">Wang and Bras, 1999</xref>; <xref ref-type="bibr" rid="B53">Larwa, 2018</xref>). As the GHE pipes are buried 1.5&#xa0;m deep, the conductive heat flux is the primary heat flux at this depth and can range from 6 to 14&#xa0;W/m<sup>2</sup> depending on the moisture content of the soil (<xref ref-type="bibr" rid="B53">Larwa, 2018</xref>). In this study, the ground heat flux <italic>f</italic>
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<mml:mi>i</mml:mi>
</mml:msub>
</mml:mrow>
</mml:math>
</inline-formula> is the heating load in the <italic>i</italic>
<sup>th</sup> hour.</p>
<p>Outdoor ambient air temperature: This input represents the variation introduced to the performance of the heat pumps owing to the seasonality. The air temperature can be used with some delay to represent the ground temperature (and therefore the neutral ground condition) (<xref ref-type="bibr" rid="B51">Kusuda and Achenbach, 1965</xref>; <xref ref-type="bibr" rid="B11">Baggs, 1983</xref>). In this work, a <italic>moving average monthly</italic> outdoor temperature is introduced to simply but effectively represent the effects of the daily and seasonal variation. By applying a 2-week delay, the moving average monthly outdoor temperature showed a reasonably good correlation to the TRNSYS simulated ground temperature at 1.5&#xa0;m deep.</p>
</sec>
<sec id="s5-1-2">
<title>4.1.2 Hidden layer</title>
<p>The hidden layer is used as an intermediary between the input and output to enable the predictions and transformation of the input to output. In this study, the hidden layer comprises 1 layer of 10 neurons of a feedforward network. The transfer functions in the hidden layer are sigmoid functions, which are most commonly utilised throughout the literature and make it possible to solve nonlinear problems. As shown in <xref ref-type="sec" rid="s5-4">Section 4.4</xref>, 10 is found to be the optimum number for the neurons in the hidden layer.</p>
</sec>
<sec id="s5-1-3">
<title>4.1.3 Output layer</title>
<p>The aim of the FFNN is to predict the performance of each GCHP. In this case, the output layer has only one neuron, which carries the hourly COP of the modelled GCHP (<inline-formula id="inf21">
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</inline-formula>) (<xref ref-type="fig" rid="F8">Figure 8</xref>). This output is important for the design assessment and optimisation of GCHP systems.</p>
<fig id="F8" position="float">
<label>FIGURE 8</label>
<caption>
<p>Structure of a FFNN model to calculate the COP of 20&#xa0;kW GCHP.</p>
</caption>
<graphic xlink:href="fenrg-12-1423695-g008.tif"/>
</fig>
</sec>
</sec>
<sec id="s5-2">
<title>4.2 Modelling of horizontal GHEs with NARX</title>
<p>The NARX architecture is well-suited for circumstances with the presence of long-term dependencies, outperforming certain variations of recurrent neural networks (<xref ref-type="bibr" rid="B55">Lin et al., 1996</xref>), which can be advantageous in many time-series prediction problems. As a result, NARX networks work well in prediction problems in which temporal patterns may be present and negatively influence some of the other models.</p>
<sec id="s5-2-1">
<title>4.2.1 Input layers</title>
<p>The initial input variables are the same as the input variables in the NARX for GCHPs as in the FFNN section. To establish a continuous time series analysis, the output inlet and outlet temperatures of the model from the previous time step serves as the new input for the current time step.</p>
</sec>
<sec id="s5-2-2">
<title>4.2.2 Hidden layer</title>
<p>The hidden layer comprises 1 layer of 10 neurons of a NARX network. As the base architecture of the NARX network is a feedforward network, this layer also follows the same reasoning as that of the FFNN model of <xref ref-type="sec" rid="s5-1">Section 5.1</xref>, also with 10 neurons and sigmoid transfer functions.</p>
</sec>
<sec id="s5-2-3">
<title>4.2.3 Output layer</title>
<p>The aim of the NARX network is to predict the inlet and outlet temperatures of the GHEs. In this case, the output layer has two neurons representing the hourly inlet and outlet temperatures of the GHEs (<xref ref-type="fig" rid="F9">Figure 9</xref>). The values of these parameters are used in each following iteration of the NARX calculations for the time series (i.e., the temperatures for time <italic>t</italic> are used to compute the temperatures for time <italic>t</italic> &#x2b; 1). These results are important when evaluating the design length of GHEs and can directly impact the COP of GCHPs.</p>
<fig id="F9" position="float">
<label>FIGURE 9</label>
<caption>
<p>Structure of the NARX model for GHE.</p>
</caption>
<graphic xlink:href="fenrg-12-1423695-g009.tif"/>
</fig>
</sec>
</sec>
<sec id="s5-3">
<title>4.3 Learning algorithm, training and testing samples</title>
<p>There are different learning algorithms to train and test the FFNN and NARX, including Levenberg-Marquardt and BFGS Quasi-Newton (<xref ref-type="bibr" rid="B62">Martinez and Martinez, 2015</xref>). In this study, the Levenberg-Marquardt method is selected owing to its popularity and high speed. The simulated data from the TRNSYS simulation are used to train and test both the FFNN and NARX models. As explained in <xref ref-type="sec" rid="s3">Section 3</xref>, there are different thermal loading conditions for heat pumps under different shave factors and climate conditions. This covers in total over 80 different operational conditions across three locations in Australia (<xref ref-type="table" rid="T3">Table 3</xref>). The trained FFNN and NARX models are then tested by several operational conditions in other three locations (<xref ref-type="table" rid="T3">Table 3</xref>). The Root Mean Square Error (RMSE) and Absolute Square Error (MAE) are used to quantify the performance of these models.</p>
</sec>
<sec id="s5-4">
<title>4.4 Prediction results from ANNs</title>
<p>Based on the models and algorithm mentioned above, this section presents the prediction results from the two ANN networks. The first FFNN model predicts the <inline-formula id="inf22">
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</inline-formula> and the second NARX model the hourly inlet and outlet temperature of the corresponding horizontal GHEs (GHE inlet and GHE outlet) in many other untrained test locations (<xref ref-type="table" rid="T3">Table 3</xref>).</p>
<sec id="s5-4-1">
<title>4.4.1 COP prediction from FFNN</title>
<p>This section presents the results comparing the FFNN predictions with the respective time-consuming TRNSYS simulations. As an example, <xref ref-type="fig" rid="F10">Figure 10</xref> shows this comparison for the test case in VIC and 100% shave factor (Case 4 in <xref ref-type="table" rid="T4">Table 4</xref>). The results from the FFNN prediction of the <inline-formula id="inf23">
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</mml:mrow>
</mml:msub>
</mml:mrow>
</mml:math>
</inline-formula> compare reasonably well with the simulation results from TRNSYS. Apart from the data points when the heat pump is not in operation (when <inline-formula id="inf24">
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</inline-formula> is zero), 84% of the data points fall within the &#xb1;10% error band. These results suggest that the FFNN model may not be able to understand the impact of weather conditions on <inline-formula id="inf25">
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</inline-formula> extremely well at this stage.</p>
<fig id="F10" position="float">
<label>FIGURE 10</label>
<caption>
<p>Hourly COP from TRNSYS simulation vs. ANN prediction (100% shave factor test case in VIC).</p>
</caption>
<graphic xlink:href="fenrg-12-1423695-g010.tif"/>
</fig>
<table-wrap id="T4" position="float">
<label>TABLE 4</label>
<caption>
<p>RMSE and MAE for test cases.</p>
</caption>
<table>
<thead valign="top">
<tr>
<th colspan="3" align="left">Test cases</th>
<th colspan="2" align="left">
<inline-formula id="inf26">
<mml:math id="m28">
<mml:mrow>
<mml:msub>
<mml:mrow>
<mml:mi>C</mml:mi>
<mml:mi>O</mml:mi>
<mml:mi>P</mml:mi>
</mml:mrow>
<mml:mrow>
<mml:mi>G</mml:mi>
<mml:mi>S</mml:mi>
<mml:mi>H</mml:mi>
<mml:msub>
<mml:mi>P</mml:mi>
<mml:mrow>
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</mml:mrow>
</mml:msub>
</mml:mrow>
</mml:msub>
</mml:mrow>
</mml:math>
</inline-formula>
</th>
<th colspan="2" align="left">GHE inlet</th>
<th colspan="2" align="left">GHE outlet</th>
</tr>
<tr>
<td align="center">No.</td>
<td align="center">Location</td>
<td align="center">Shave Factor</td>
<td align="center">RMSE (&#x2212;)</td>
<td align="center">MAE (&#x2212;)</td>
<td align="center">RMSE (&#xb0;C)</td>
<td align="center">MAE (&#xb0;C)</td>
<td align="center">RMSE (&#xb0;C)</td>
<td align="center">MAE (&#xb0;C)</td>
</tr>
</thead>
<tbody valign="top">
<tr>
<td align="center">1</td>
<td rowspan="4" align="center">Victoria</td>
<td align="center">25%</td>
<td align="center">0.085</td>
<td align="center">0.061</td>
<td align="center">0.287</td>
<td align="center">0.069</td>
<td align="center">0.150</td>
<td align="center">0.038</td>
</tr>
<tr>
<td align="center">2</td>
<td align="center">50%</td>
<td align="center">0.112</td>
<td align="center">0.080</td>
<td align="center">0.359</td>
<td align="center">0.097</td>
<td align="center">0.184</td>
<td align="center">0.050</td>
</tr>
<tr>
<td align="center">3</td>
<td align="center">75%</td>
<td align="center">0.072</td>
<td align="center">0.056</td>
<td align="center">0.411</td>
<td align="center">0.116</td>
<td align="center">0.210</td>
<td align="center">0.058</td>
</tr>
<tr>
<td align="center">4</td>
<td align="center">100%</td>
<td align="center">0.069</td>
<td align="center">0.053</td>
<td align="center">0.437</td>
<td align="center">0.124</td>
<td align="center">0.224</td>
<td align="center">0.061</td>
</tr>
<tr>
<td align="center">5</td>
<td rowspan="4" align="center">South Australia</td>
<td align="center">25%</td>
<td align="center">0.107</td>
<td align="center">0.076</td>
<td align="center">0.279</td>
<td align="center">0.064</td>
<td align="center">0.146</td>
<td align="center">0.036</td>
</tr>
<tr>
<td align="center">6</td>
<td align="center">50%</td>
<td align="center">0.086</td>
<td align="center">0.066</td>
<td align="center">0.344</td>
<td align="center">0.087</td>
<td align="center">0.177</td>
<td align="center">0.044</td>
</tr>
<tr>
<td align="center">7</td>
<td align="center">75%</td>
<td align="center">0.078</td>
<td align="center">0.062</td>
<td align="center">0.391</td>
<td align="center">0.102</td>
<td align="center">0.201</td>
<td align="center">0.051</td>
</tr>
<tr>
<td align="center">8</td>
<td align="center">100%</td>
<td align="center">0.076</td>
<td align="center">0.061</td>
<td align="center">0.483</td>
<td align="center">0.120</td>
<td align="center">0.256</td>
<td align="center">0.058</td>
</tr>
<tr>
<td align="center">9</td>
<td rowspan="4" align="center">Botswana</td>
<td align="center">25%</td>
<td align="center">0.079</td>
<td align="center">0.054</td>
<td align="center">0.298</td>
<td align="center">0.061</td>
<td align="center">0.155</td>
<td align="center">0.031</td>
</tr>
<tr>
<td align="center">10</td>
<td align="center">50%</td>
<td align="center">0.091</td>
<td align="center">0.070</td>
<td align="center">0.339</td>
<td align="center">0.076</td>
<td align="center">0.176</td>
<td align="center">0.038</td>
</tr>
<tr>
<td align="center">11</td>
<td align="center">75%</td>
<td align="center">0.079</td>
<td align="center">0.063</td>
<td align="center">0.362</td>
<td align="center">0.082</td>
<td align="center">0.188</td>
<td align="center">0.040</td>
</tr>
<tr>
<td align="center">12</td>
<td align="center">100%</td>
<td align="center">0.074</td>
<td align="center">0.058</td>
<td align="center">0.372</td>
<td align="center">0.084</td>
<td align="center">0.192</td>
<td align="center">0.040</td>
</tr>
<tr>
<td colspan="3" align="center">Average</td>
<td align="center">0.084</td>
<td align="center">0.063</td>
<td align="center">0.364</td>
<td align="center">0.090</td>
<td align="center">0.188</td>
<td align="center">0.045</td>
</tr>
</tbody>
</table>
</table-wrap>
<p>A more holistic view of the testing results considering 11 other cases (and including both FFNN and NARX results discussed later) can be seen in <xref ref-type="table" rid="T4">Table 4</xref>, showing the RMSE and Mean Absolute Square Error (MAE). The results are reasonably consistent in all the test cases. Moreover, <xref ref-type="fig" rid="F11">Figure 11A</xref> shows the <inline-formula id="inf27">
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</mml:mrow>
</mml:math>
</inline-formula> distribution of all the variations (changes in <italic>S</italic>) for the three testing locations. Similar to Case 4, the results are in a reasonable agreement with TRNSYS simulation, with about 80% of the data having an error less than &#xb1;10%.</p>
<fig id="F11" position="float">
<label>FIGURE 11</label>
<caption>
<p>Error distribution for all testing cases: <bold>(A)</bold> <inline-formula id="inf28">
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<mml:mrow>
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</inline-formula>, <bold>(B)</bold> GHE inlet temperature, <bold>(C)</bold> GHE outlet temperature.</p>
</caption>
<graphic xlink:href="fenrg-12-1423695-g011.tif"/>
</fig>
<p>All the results presented here are based on having 10 neurons in the hidden layer. <xref ref-type="fig" rid="F12">Figure 12</xref> shows the RMSE with the number of neurons in the hidden layer for all cases, showing that the optimum number of neurons that minimises the error is about 10.</p>
<fig id="F12" position="float">
<label>FIGURE 12</label>
<caption>
<p>RMSE for different numbers of neurons in hidden layer.</p>
</caption>
<graphic xlink:href="fenrg-12-1423695-g012.tif"/>
</fig>
</sec>
<sec id="s5-4-2">
<title>4.4.2 Temperature predictions from NARX</title>
<p>The results for the temperature predictions using NARX are overall very promising. As shown in <xref ref-type="fig" rid="F13">Figure 13A</xref> (Case 5, with a 25% shave factor test case in SA), the prediction results for the GHE inlet temperature from the NARX models compares well with the simulation results from the TRNSYS simulations for the test farm in VIC. The results are in a reasonable agreement with the TRNSYS simulation, with about 95% of the data having an error of less than &#xb1; 5%. Moreover, when considering all the testing cases, 98% of the results have an error of less than 1&#xb0;C, and 96.3% of the data points fall into the &#xb1;5% error range as depicted in <xref ref-type="fig" rid="F11">Figure 11B</xref>, which shows the GHE inlet error distribution of all testing cases. The results also show a reasonable consistency in all the test cases, with a slightly lower error when the shave factor is low (<xref ref-type="table" rid="T4">Table 4</xref>).</p>
<fig id="F13" position="float">
<label>FIGURE 13</label>
<caption>
<p>Hourly GHE temperatures from TRNSYS simulation and ANN: <bold>(A)</bold> GHE inlet, <bold>(B)</bold> GHE outlet.</p>
</caption>
<graphic xlink:href="fenrg-12-1423695-g013.tif"/>
</fig>
<p>
<xref ref-type="fig" rid="F13">Figure 13B</xref> presents the analogous results for the GHE outlet temperature (Case 5, with a 25% shave factor test case in SA), showing that the prediction results of the from the NARX prediction compare very well with those obtained via the TRNSYS simulation. Approximately 99% of the results have an error of less than 1&#xb0;C, and approximately 98% of the data points fall into the &#xb1; 5% error range. When considering the overall analysis and all other testing cases (<xref ref-type="table" rid="T4">Table 4</xref>), the results also show reasonable consistency, with a slightly lower error when the shave factor is low. <xref ref-type="fig" rid="F11">Figure 11C</xref> shows the GHE outlet error distribution of all 12 testing cases.</p>
</sec>
</sec>
</sec>
<sec sec-type="discussion" id="s6">
<title>5 Discussions</title>
<p>Following the results presented above, this section further discusses the key findings, limitations, and highlights of this study.</p>
<sec id="s6-1">
<title>5.1 Highlights of this study</title>
<p>Our approach champions the principle of Occam&#x2019;s Razor, which advocates for using the simplest tool to solve complex problems. In this context, our expertise in mechanical and geotechnical engineering has led us to employ the NARX model with inputs that physically linked with the phenomena we are investigating, which has proven to yield accurate predictions.</p>
<p>The two ANN prediction models can obtain the COP (FFNN model) and the GHE inlet and outlet temperatures (NARX model) of hybrid GCHP systems with horizontal GHEs in rural industries. The models only require three input parameters and have been shown to perform reasonably well.While the architecture of our Artificial Neural Network (ANN) model is simple, it is the training with dataset that physically linked with the phenomena of the NARX model within this framework that sets our approach apart. By leveraging our expert knowledge and experience, we have designed a straightforward set of inputs that effectively captures the intricacies of GCHP performance in various locations. This ultimately enhances the capability of our approach to accurately predict GCHP performance in these settings.</p>
<p>Looking at the results closely, an interesting observation is that there seems to be a trend for the FFNN to underestimate the COP during the peak of winter when the heat pump is under full loading. This is possibly caused by the limited sets of feature variables. As the performance of GCHPs is determined by the inlet and outlet temperatures of the building side and the ground side, the feature variables may not contain enough information for a perfect prediction. If the inlet and outlet temperatures are used as inputs, the prediction of the performance of the GCHPs could be improved. However, this will make the FFNN less practical as the GHE inlet and outlet temperatures are normally difficult to obtain.</p>
<p>Another highlight of this work is that the ANNs have been tested with a broad selection of cases. Trained with the simulated dataset in three locations from TRNSYS, the ANNs can predict the performance of the GCHPs and the horizontal GHEs in other untrained locations reasonably well. This suggests a generalisation ability for the ANN model that can potentially be widely used in prediction, optimisation, and control problems. Even though one limitation is that the ANN is only for a 75-m-long trench with 300&#xa0;m of pipes, it can still benefit the designers as a comparison metric or by comprising the loops for one heat pump by a combination of several 75-m trenches. Since hourly simulation data for horizontal GHES are not available in any commercial software at this stage, the results from this ANN can provide the designers with some confidence.</p>
<p>Finally, a comparison between the computational time of the ANN, TRNSYS simulation and finite element simulation are shown in <xref ref-type="table" rid="T5">Table 5</xref>. This table summarised the computational time of 1-year simulation (time step in 1&#xa0;hour) for the inlet and outlet temperature of horizontal GHEs. A typical personal computer was used to run these simulations (Windows 7, i7-5600U CPU, 16&#xa0;GB of RAM), for a fair comparison and to showcase the methodology&#x2019;s accessibility. The ANN and TRNSYS model were as described previously in this paper.</p>
<table-wrap id="T5" position="float">
<label>TABLE 5</label>
<caption>
<p>Computational time comparison for ANN, TRNSYS, and FEM simulation.</p>
</caption>
<table>
<thead valign="top">
<tr>
<th align="left">One year simulation</th>
<th align="left">Computational time (mins)</th>
</tr>
</thead>
<tbody valign="top">
<tr>
<td align="center">ANN</td>
<td align="center">0.5 to 1</td>
</tr>
<tr>
<td align="center">TRNSYS</td>
<td align="center">80 to 100</td>
</tr>
<tr>
<td align="center">FEM in COMSOL Multiphysics</td>
<td align="center">8,000 to 10,000 (estimated)</td>
</tr>
</tbody>
</table>
</table-wrap>
<p>The Finite Element Modelling (FEM) model was developed in COMSOL Multiphysics (<xref ref-type="bibr" rid="B17">Bidarmaghz, 2015</xref>) and is based on the coupling of the governing equations of heat transfer (energy balance) and fluid flow (momentum and continuity) similarly as in (<xref ref-type="bibr" rid="B19">Bidarmaghz et al., 2016b</xref>; <xref ref-type="bibr" rid="B43">Jensen-Page et al., 2018</xref>) but with horizontal GHEs. The heat transfer mechanism in this model is primarily the heat conduction in the soil, the pipe walls, and partly in the carrying fluid and the heat convection in the carrying fluid. The FEM model is solved with similar boundary conditions as the TRNSYS model (i.e., adiabatic conditions on four sides of the field, The outdoor temperature on the top and the undisturbed ground temperature at the bottom). The details of the FEM model can be found in the recent research (<xref ref-type="bibr" rid="B95">Zhou et al., 2021</xref>).</p>
<p>In terms of a direct comparison with other approaches, we must emphasize the limitations of commercial software in predicting hourly temperature for horizontal GHEs. Additionally, widely-used simulation software such as COMSOL and TRNSYS require significantly longer time (up to 10,000 times more) and input-intensive processes, making them less practical for predicting GCHP performance.</p>
<p>We firmly believe that our approach, with its successful implementation of the NARX model and focused inputs, offers a more capable solution for accurately predicting GCHP performance in various locations.</p>
</sec>
<sec id="s6-2">
<title>5.2 Limitations and recommendations for future studies</title>
<p>Even though the <inline-formula id="inf29">
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</mml:mrow>
</mml:math>
</inline-formula> can possibly be estimated from the GCHP technical specification sheets based on the temperature returning to the heat pump (outlet), these specifications are estimates and overly simplified, and can suffer from compounding errors (i.e., carrying forward errors in estimating the outlet temperature). Given the reason above, the use of two different ANN models, the first one for the prediction of <inline-formula id="inf30">
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</mml:math>
</inline-formula> and the second one for the temperatures, seems to be a better alternative.</p>
<p>This investigation proposed a NARX model that can predict the inlet and outlet temperatures, and from a statistical perspective, the results can be considered reasonably good as 99% of the results have an error less than 1&#xb0;C. However, since the temperature difference (&#x394;&#x3a4;) between inlet and outlet is an important parameter for the performance of the system and &#x394;T for these systems is typically in the range of 1&#xb0;C&#x2013;5&#xb0;C, errors from the NARX predictions can be propagated in the &#x394;&#x3a4; calculations and be significant. However, it is worth noting that the error of 1&#xb0;C of the NARX predictions for the inlet temperature and outlet temperature of GHEs does not necessarily represent a high error in the temperature difference, as both inlet and outlet temperatures can be equally over- or under-predicted.</p>
<p>To further enhance the applicability and validity of using machine learning approaches with horizontal geothermal systems, future work aims to incorporate more complex (deep) neural network architectures as well as other predictive models. This work focused on relatively simple ANN architectures, as more complex models can be more time-demanding, harder to adopt by engineers, scientists, and practitioners, and often too specific for a wider adoption. However, these models can also significantly increase accuracy and therefore a comprehensive comparison can be beneficial. Another potential avenue for expansion is implementing on-line training, which can be relevant in a context of a system controller.</p>
<p>Additionally, future studies can investigate the impact of temperature difference on the accuracy of the predictions. This will help to provide a more comprehensive understanding of the analysis of GCHP and GHE systems. Furthermore, studies can be extended with consideration of thermal conductivity, initial ground temperature as well as trench distance, as these parameters directly affect the performance of the GHEs.</p>
</sec>
</sec>
<sec sec-type="conclusion" id="s7">
<title>6 Conclusion</title>
<p>This article presented an investigation of the applicability of a hybrid GCHP system with horizontal GHEs in the poultry industry with unique heating dominant thermal load requirements. A TRNSYS simulation model for the performance of the system was developed and utilised to generate data for the ANN model. Statistical machine learning approaches (Artificial Neural Networks ANN) were adopted and fine-tuned to accelerate computational times.</p>
<p>In horizontal GCHP systems, no annual cumulative effects were observed since the natural thermal recharge of the horizontal GHEs is sufficient to restore the ground to its initial state, even under extremely imbalanced load conditions. This allows for the simulation of only 1&#xa0;year of operation to provide insight into long-term system performance. It was also observed that there is a decreasing trend in the performance of the GCHP system when the shave factor is increasing. This may be counterintuitive, but it has been proven to be the effect of the partial load on the heat pump. This observation also suggests that, when designing a hybrid geothermal system, the sizing of the GCHP needs to be analysed in detail.</p>
<p>Since hourly simulation data for horizontal GHEs are not available in commercial software at this stage and numerical approaches, including TRNSYS simulations or FEM, can be computationally expensive, two different ANNs for the prediction of the performance of GCHPs and horizontal GHEs were developed and introduced. Trained with the simulated dataset from the TRNSYS results for three different locations, the ANNs can predict the performance of the GCHPs in other untrained (previously unseen) locations reasonably well (less than 5% error in COP for most cases) and the performance of horizontal GHEs reasonably well (less than 3% error in GHE water temperature error for most cases). This suggests that the ANN models developed here can potentially be widely used in prediction, optimisation, and control problems for similar sites and conditions.</p>
<p>A computational time comparison of the ANN predictions and TRNSYS and FEM simulations was presented. The results showed ANNs can predict reasonably well and 100 times faster than TRNSYS simulations and approximately 10,000 times faster than FEM simulations. Overall, it is believed that this work will contribute to the wider application of ANNs in GCHP systems.</p>
</sec>
</body>
<back>
<sec sec-type="data-availability" id="s8">
<title>Data availability statement</title>
<p>The raw data supporting the conclusion of this article will be made available by the authors, without undue reservation.</p>
</sec>
<sec id="s9">
<title>Author contributions</title>
<p>YZ: Data curation, Investigation, Methodology, Validation, Visualization, Writing&#x2013;original draft, Writing&#x2013;review and editing. GN: Funding acquisition, Project administration, Supervision, Writing&#x2013;original draft, Writing&#x2013;review and editing. NM: Methodology, Writing&#x2013;original draft, Writing&#x2013;review and editing. KS: Methodology, Writing&#x2013;original draft, Writing&#x2013;review and editing. PC: Funding acquisition, Writing&#x2013;original draft, Writing&#x2013;review and editing. LA: Methodology, Project administration, Software, Supervision, Writing&#x2013;original draft, Writing&#x2013;review and editing.</p>
</sec>
<sec sec-type="funding-information" id="s10">
<title>Funding</title>
<p>The author(s) declare that financial support was received for the research, authorship, and/or publication of this article. The authors would like to thank the Australian Research Council for funding Linkage Projects LP160100070 and FT140100227, and follow up ARENA Grant 2021-ARP009.</p>
</sec>
<ack>
<p>The authors would also like to acknowledge the effort that Ms. Yuqi Kuai made during her final-year research project.</p>
</ack>
<sec sec-type="COI-statement" id="s11">
<title>Conflict of interest</title>
<p>The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.</p>
</sec>
<sec sec-type="disclaimer" id="s12">
<title>Publisher&#x2019;s note</title>
<p>All claims expressed in this article are solely those of the authors and do not necessarily represent those of their affiliated organizations, or those of the publisher, the editors and the reviewers. Any product that may be evaluated in this article, or claim that may be made by its manufacturer, is not guaranteed or endorsed by the publisher.</p>
</sec>
<fn-group>
<fn id="fn1">
<label>1</label>
<p>EWT &#x3d; entering water temperature (into the GCHP from the GHEs); LWT &#x3d; leaving water temperature (out of the GCHP and to the GHEs).</p>
</fn>
</fn-group>
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