Abstract
To increase the understanding of the relationship between structure and function in individuals with damage to the brain from different stages of maturation of the visual system, we examined 16 teenagers and young adults. We used diffusion-weighted magnetic resonance imaging (MRI) and fiber tractography of the optic radiation (OR) and optical coherence tomography (OCT) of the peripapillary retinal nerve fiber layer (pRNFL) and the ganglion cell layer + inner plexiform layer (GC+IPL) in the macula. Visual field (VF) function was assessed with the Humphrey Field Analyzer (HFA). Injuries to the immature OR were associated with thinning of the pRNFL and GC+IPL, and corresponding VF defects irrespectively of timing of the lesion. However, in cases with bilateral white-matter damage of immaturity (WMDI) we noticed a well preserved central VF despite a very thin GC+IPL. We speculate that this is due to plasticity in the immature visual system. Similar results were not noticed among cases with unilateral damage, acquired pre- or postnatally, in which the central VF was affected in most cases. OCT has proved to be a valuable targeted tool in children with damage to the retro-geniculate visual pathways, and that focal thinning of the GC+IPL predicts VF defects. This brief research report includes a review of four previously published papers. In addition, we present one new case and apply a recently developed classification system for CVI. The classification was applied on cases with bilateral WMDI to investigate its relation to retinal structure.
Introduction
The increased survival rate of infants with critical illness prenatally or in the neonatal period, prematurely born or born at term, and of children with later acquired brain injury, has led to an increase in the prevalence of cerebral visual impairment (CVI) in children (; ). Early identification of children with CVI is the prerequisite for early intervention (). The development of protocols to assess visual function early in life, of methods to document visual attention based on eye tracking tasks (), and of structured history inventories are essential in the identification of children with CVI (; ). recently presented a classification system, grading perception, visuomotor, and visual acuity dysfunction, in CVI. A similar severity gradient was shown in co-occurring cognitive and neurodevelopmental deficits. The primary cause of CVI in children is damage affecting the retro-geniculate visual system (pathways and processing structures). Large cupping of normal-sized optic disks associated to white-matter damage of immaturity (WMDI) was described in the 1990’s. Retrograde trans-synaptic degeneration (RTSD) of ganglion cell axons was suggested as the cause of this ocular sign of interruption of the optic radiation (OR) (). Not only WMDI, a pattern of lesion arising in the early third trimester, but also brain malformations from the first or second trimester, and focal infarcts and hypoxic-ischemic encephalopathy from term age and later acquired lesions of multiple etiologies, may cause CVI.
New imaging techniques to map the primary injury and its relation to the retro-geniculate visual pathways and the possibility to document thinning of the macular ganglion cell layer caused by RTSD are tools that may facilitate identification of children with injuries to the retro-geniculate visual system. Structural evidence of injury to the visual pathways and secondary retinal degeneration may predict visual field (VF) defects and pose a high risk of visual dysfunction within the spectrum of CVI. However, secondary loss of ganglion cells may not be present in individuals diagnosed with CVI because of visual cognitive-perceptual dysfunction only, presenting with normal visual acuity and normal VF function.
Evaluation of the Visual Structure and Function With Magnetic Resonance Imaging and Optical Coherence Tomography
Contrary to cerebral palsy (CP), correlations between findings on magnetic resonance imaging (MRI) and visual dysfunction has not been investigated extensively in CVI caused by early brain injuries. Injuries to the retro-geniculate visual pathways can be evaluated on MRI and include lesions in the OR or the visual cortex. Injuries to the immature OR are commonly caused by WMDI (), focal infarcts () or watershed infarcts. Brain malformations can also involve the OR (). However, the full extent of lesion involvement is difficult to judge on conventional MRI but can be improved with diffusion-MRI fiber tractography (, ; ). With streamline fiber tractography, the OR can be generated by seeding streamlines in the lateral geniculate nucleus (LGN) and using ipsilateral targets in the medial occipital lobe (, ). The OR-tract can be evaluated by comparison to the expected anatomy of the geniculo-striate projections. Quantitative parameters of the OR-tract can be analyzed, e.g., to infer on the mechanisms of injuries. Associated lesions to primary injuries in the immature retro-geniculate visual pathways include injuries in the basal ganglia and thalamus, most notably the LGN (), and are primary or secondary, depending on the etiology of the early brain lesion. However, involvement of these structures correlates strongly with visual impairment (). Thinning of the optic nerves, the optic chiasm and optic tracts indicate secondary neurodegenerative injuries.
Optical coherence tomography (OCT) is a relatively new technique but has been heavily implemented in ophthalmology due to the valuable information it provides. Scanning of the retinal structures only takes seconds and is non-invasive. Minor participation from the patient is required. The patient needs to sit in a head-and-chin rest and keep fixation stable during the measurement. The measurement gives 3-dimensional information of the retinal structures and layer thicknesses and volume parameters with a resolution of 3–5 μm. Several studies have shown that brain injuries affecting the visual pathways cause ganglion cell + inner plexiform layer (GC+IPL) and peripapillary retinal nerve fiber layer (pRNFL) thinning and that the pattern of the GC+IPL correlates well with the location and extent of the brain injury and predicts the pattern of the VF defects (; ). Despite this, OCT is not well explored in pediatric neuro-ophthalmology. Instead, the clinicians often need to rely on other ophthalmic examinations and MRI. One important tool is VF examination, but to achieve a reliable result when examining children or individuals with cognitive and physical difficulties can be challenging. The examination is time-consuming and demanding. Which method to choose needs to be adapted in relation to age and ability to co-operate. The level of participation can influence the result and lead to a high test-retest variability. An objective measure with high repeatability, like OCT, that strongly correlates with VF function is therefore valuable.
Aim
To increase the understanding of the relationship between structure and function in individuals who present with visual impairment, caused by damage to the brain from different stages of maturation of the visual system, we examined teenagers and young adults with pre- or perinatal brain damage. We also examined a few individuals with brain damage acquired later in childhood. This text is a review of four published studies (, ; , ) in which we analyzed VF function in relation to GC+IPL topography. In addition, we looked at the relation between the severity of CVI and the secondary retinal degeneration presented under “Additional analysis and one additional case.” We aim at highlighting OCT as a tool to identify children at risk for VF defects, and for CVI, early in life to make adequate habilitation possible.
Review of Methods
Study I–IV
The basis for our investigations has been the structuro-functional organization of the visual system, specifically the retinotopic organization of retino-striate visual pathways (). This has made it possible to link primary retrogeniculate injuries with secondary retinal structural changes, and their resulting VF deficits.
Diffusion-weighted MRI (dMRI) and fiber tractography was used to investigate the OR and to assess lesion involvement to the tract (studies I–IV) (, ; , ). In study II, our investigations were refined by inclusion of retinotopic functional MRI (fMRI) mapping. This made it possible to map the location of the cortical visual areas and separate OR into its ventral and dorsal parts of connections to the upper and lower VFs, respectively (Figure 1).
FIGURE 1
TABLE 1
| CASE ID | Previously | Gestational | Lesion | No/unilateral/ | BCVA RE/LE | Mean GC+IPL | GC+IPL | VFI% | CVI |
| published | age at lesion | pattern on | bilateral CP | μmRE/LE | asymmetry m | RE/LE | grading | ||
| (weeks) | MRI (side/s) | (GMFCS I-V) | μm RE/LE | ||||||
| 1 | S3 (Figure 1 Case A)S4 (Figure 1 Case 1) | =20 GWa | MD (R) | U CP (I) | 1.25/1.25 | 83/82 | 28/31 | 84CD/90 | NA |
| 2 | S1 (Figure 7)S2 (Figure 2 Case C)S4 (Figure 2 Case 9) | 26-28 GWb | WMDI (B, R>L) | U CP (I) | 1.0/1.25 | 79/78 | 5/4 | 99/99 | A1 |
| 3 | S1 (Figure 4)S2 (Table 2 Case D)S4 (Figure 2 Case 3) | 26-28 GWb | WMDI (B) | U CP (II) | 1.0/0.63 | 71/67 | 14/12 | 92/91 | A2 |
| 4 | S1 (Figure 6)S2 (Figure 1)S4 (Figure 2 Case 10) | 26-28 GWb | WMDI (L) | B CP (I) | 0.63/1.0 | 80/84 | 5/5 | 100/100 | A1 |
| 5 | No | 28-32 GWb | WMDI (B)* | U CP (I) | 0.2/0.25 | 52/50 | 11/9 | 38CD/45CD | B |
| 6 | S4 (Figure 2 Case 7) | 28-32 GWb | WMDI (L) | U CP (I) | 1.0/1.0 | 67/70 | 3/5 | 98/98 | No CVI |
| 7 | S1 (Figure 3)S2 (Figure 2 Case B) | 32-34 GWb | WMDI (B) | no CP | 0.65/0.32 | 65/65 | 10/11 | 81/88 | A2 |
| 8 | S1 (Figure 2)S2 (Figure 2 Case A)S4 (Figure 2 Case 4) | 32-34 GWb | WMDI (B) | B CP (III) | 0.4/0.65 | 68/72 | 13/11 | 88/81 | A2 |
| 9 | S1 (Figure 1)S2 (Table 2 Case A)S4 (Figure 2 Case 5) | 32-34 GWb | WMDI (B) | B CP (II) | 1.0/1.0 | 58/58 | 15/12 | 77/74 | A2 |
| 10 | S1 (Figure 5)S2 (Table 2 Case E) | 26-28 GWa | WMDI (B) | no CP | 1.0/0.8 | 67/64 | 6/3 | 98/97 | A2 |
| 11 | S3 (Figure 1 Case B)S4 (Figure 2 Case 2) | 26-28 GWa | WMDI (R) | U CP (I) | 0.63/0.63 | 67/69 | 35/31 | 54CD/55CD | NA |
| 12 | S4 (Figure 2 Case 8) | >34 GWb | MCA infarct (L) | U CP (I) | 1.0/0.5 | 86/87 | 5/5 | 97/98 | NA |
| 13 | S3 (Figure 1 Case C) | >34 GWa | Watershed infarcts (B, L>R) | no CP | 0.9/0.8 | 76/77 | 9/8 | 69CD/64CD | NA |
| 14 | S3 (Figure 1 Case D)S4 (Figure 2 Case 6) | 1.5 years | PCA infarcts (B, R>L) | U CP (I) | 1.25/1.0 | 73/68 | 22/32 | 23CD/27 CD | NA |
| 15 | S3 (Figure 1 Case E) | 4 years | Hemorrahgic AVM (L) | no CP | 1.25/1.6 | 88/89 | 11/10 | 83/77 | NA |
| 16 | S3 (Figure 1 Case F) | 13 years | Traumatic (L) | no CP | 1.25/1.25 | 88/89 | 10/11 | 86CD/86CD | NA |
Cases in the current studies are indexed 1–16.
Previous studies are marked, Study 1 = S1 (
*No MRI was available for Case 5, but neonatal ultrasound showed bilateral intraventricular hemorrhage, a salient finding of WMDI. The lesion pattern can estimate the gestational age at lesion which then indicates, in each individual, if the injury is aprenatal or bperinatal. In cases with CP, this is noted with unilateral/bilateral and the GMFCS I-V. Visual acuity, OCT measurements of the GC+IPL, and VFI are reported. The GC+IPL asymmetry refers to the difference between the thickest and thinnest GC+IPL sector. For comparison, the mean GC+IPL thickness ranged between 77–94 μm and the asymmetry ranged between 2–7 μm in the control group.
CDFocal VF defects within the 4 central test locations, as examined with HFA 24-2, are marked in the column reporting VFI. CVI grading is done according to
GW, gestational week; MD, malformations of cortical development; WMDI, white-matter damage of immaturity; M/PCA, middle/posterior cerebral artery; AVM, arterio-venous malformations; R/L, right/left; B, bilateral; U, unilateral; CP, cerebral palsy; GMFCS, Gross Motor Function Classification System; NA, not applicable; BCVA, best corrected visual acuity (decimals); RE/LE, right/left eye; GC+IPL, ganglion cell + inner plexiform layer; VFI, visual field index; OCT, optical coherence tomography; CVI, cerebral visual impairment; HFA, Humphrey Field Analyzer.
Optical coherence tomography (OCT) was used to measure the pRNFL (study I) and GC+IPL in the macula (studies II–IV). Visual field function was assessed with the Humphrey Field Analyzer (HFA) (studies I–IV) using Sita Fast 24-2 (testing 24° temporally and 30° nasally) and Goldmann perimetry (study I). The result from the functional and structural examinations has been mapped for each subject in order to study how the pattern of VF defects associates with the GC+IPL topography.
Review of Results
Study I
In our first study (
Study II
In the second study (
Study III
Having identified the mechanism of RTSD in CVI caused by WMDI, we proceeded to investigate injuries with different timings. In a smaller case-study, study III (
Study IV
The convincing results, i.e., that OCT can detect focal retinal RTSD, made us consider its use as a targeting tool to identify individuals with CVI causing VF defects. We addressed this in our study IV (
Based on these results from studies I–IV, we suggested that children presenting with symptoms of brain damage should generously be examined with OCT early in life. As reliable perimetry is extremely difficult to achieve in pre-school aged children, OCT could serve as a targeted test to identify VF defects in young children (3–4 years of age) making early identification of children with CVI possible.
Additional Analysis and One Additional Case
The material included in this additional analysis is presented in Table 1 and all subjects are linked to previous studies.
We applied the recently developed scale for subgrouping of individuals with CVI suggested by
To increase the understanding of the relationship between structure and function we have added one new individual (Case 5 in Table 1) with bilateral WMDI and more severe visual impairment than the 15 individuals included in the four published studies. The findings are demonstrated in Figure 1C, and are further elucidated in the discussion. Results are summarized in Table 1 and the participation of each case, in more than one study, is stated.
Results
According to the CVI-classification by
FIGURE 2

(A) A strong association was seen between retinal structure and function in patients with WMDI. In relation to the range of controls, one WMDI without CVI showed a thin GC+IPL, all grouped as A1 had normal GC+IPL. All subjects in A2 had a thin GC+IPL. Among the three subjects with acquired CVI, one subjects had a thin GC+IPL. (B) All subjects with GC+IPL asymmetry had reduced VF sensitivity. CVI subgroups A1 was separated from A2 and B by GC+IPL asymmetry in all but one case graded with A2 who did not have any VF defect or GC+IPL asymmetry. WMDI, white matter damage of immaturity; CVI, cerebral visual impairment; CVI A1, A2, and B are subgroups of CVI severity according to
Thereafter, correlations between retinal structure and function were plotted with respect to the CVI subgrouping, see Figure 2. For comparison, a reference group of 12 healthy young adults was included in the plot. They had all been part of previous studies from our research group (
As shown in our previous studies, there is a strong correlation between average GC+IPL thickness and VFI in the WMDI group (Figure 2A). Two subjects in the WMDI group had a GC+IPL thickness within the range of controls and seven had a thinner. Out of these seven, two subjects had a thin GC+IPL layer, but no asymmetry and no focal VF defects.
In the three individuals with injuries acquired later in life, the average GC+IPL was close to, or within the range of controls, in two subjects. However, all three showed a GC+IPL asymmetry outside the range of controls and they all had focal VF defects (Figures 2A,B).
In WMDIs with no or CVI grade A1, focal VF defects were absent and no GC+IPL asymmetry was noticed although, one subject had generally thin GC+IPL (Figures 2A,B). Among those with CVI grade A2 and B, all subjects had reduced GC+IPL thickness. All but one had GC+IPL asymmetry, this individual has a VF defect only in the periphery, in opposite to the others. The CVI classification separated the subgroups and A2 and B showed to be related to increased GC+IPL asymmetry and focal VF loss (Figure 2B).
Discussion
We have, in a series of studies, shown that primary injuries in the OR cause secondary degeneration in the retina, and associated VF defects. The topographically correlating injuries in the retino-striate system are evidence of RTSD and occur irrespectively of the timing of the injuries. Conversely, OCT of the GC+IPL can predict injuries to the OR and should be considered as an early targeted investigation in individuals with CVI, or risk of CVI.
Although retinal RTSD was seen in all individuals with damage to the OR, regardless of timing, there were some differences between groups (Figures 2A,B). All bilateral WMDIs had their best-preserved vision in the central VF (
One subject with bilateral WMDI and CVI grade B had a very thin GC+IPL and severe VF loss without any pronounced GC+IPL asymmetry, most likely due to the “floor effect”. This effect is a limitation in measurements of the GC+IPL and pRNFL thickness using OCT and can be described as the point when no further structural loss can be detected despite loss of VF function. Attempts to estimate the floor effect has mainly been done in patients with glaucoma.
Key elements for the organization of the visual system are the aggregation of the GC projections into eye-specific layers in the LGN, largely achieved by midgestation (
There is evidence of a better visual recovery after injuries to the immature visual system than after injuries sustained later in life, attributed to its superior potential for plasticity. Our experience is that bilateral WMDIs have spared central VF function within 5° based on perimetry outcome, and spared function within 11° in retinotopic mapping with fMRI (
Altogether, this review includes the results from examination of 15 teenagers/young adults. Only individuals with the intellectual and motor prerequisites to maintain fixation during OCT and capacity to carry out standardized perimetry were invited. One of these 15 did not have CVI. Of the 14 individuals with CVI, three were subtyped as A1 and eight as A2 (
For individuals with signs of more severe brain damage, such as CP Gross Motor Function Classification System (GMFCS) IV and V and inability to maintain fixation during OCT, there is a need for further development of OCT devices to capture reliable measurements of the GC+IPL. In these groups the risk for severe retinal degeneration secondary to damage to the OR, and severe visual impairment may be considerable, however often underestimated.
A limitation of our studies is the low number of included individuals, and that most of them represent individuals with less extensive brain damage. Future studies with handheld OCT may increase the knowledge about the prerequisites to use vision, for example for communication in non-verbal children with severe CP.
In children with brain damage, focal or general thinning of the GC+IPL indicate deficits in VF function, and a high risk of CVI. However, normal GC+IPL does not eliminate the risk for cognitive-perceptual visual impairment, CVI subgroup A1. OCT has proved to be a valuable tool in clinical pediatric ophthalmology, not only in children with diseases affecting the eye and anterior pathways, but also in children with damage to the retro-geniculate visual pathways.
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Statements
Data availability statement
The raw data supporting the conclusions of this article will be made available by the authors, without undue reservation.
Ethics statement
The studies involving human participants were reviewed and approved by the Swedish Ethical Review Authority (Dnr 2020-06677) Regional Ethical Review Authority Stockholm (Dnr 2013/1114-31/2). Written informed consent to participate in this study was provided by the participants’ legal guardian/next of kin.
Author contributions
FL, HMÖ, LJ, and MN contributed to the conception and design of the study, and wrote the sections of the manuscript. FL and MN performed the statistical analysis. LJ wrote the first draft of the manuscript. All authors took part of the data collection and contributed to manuscript revision, read, and approved the submitted version.
Funding
This study was financed by grants from the Swedish state under the agreement between the Swedish government and the county councils, the ALF-agreement (2018-YF0069).
Conflict of interest
The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
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Summary
Keywords
cerebral visual impairment (CVI), optic radiation, retinal degeneration, plasticity, visual system, brain development, optical coherence tomography, visual field defect
Citation
Lennartsson F, Öhnell H, Jacobson L and Nilsson M (2021) Pre- and Postnatal Damage to the Retro-Geniculate Visual Pathways Cause Retinal Degeneration Predictive for Visual Function. Front. Hum. Neurosci. 15:734193. doi: 10.3389/fnhum.2021.734193
Received
30 June 2021
Accepted
23 September 2021
Published
26 October 2021
Volume
15 - 2021
Edited by
Richard John Craig Bowman, Great Ormond Street Hospital for Children NHS Foundation Trust, United Kingdom
Reviewed by
Annegret Dahlmann-Noor, Moorfields Eye Hospital NHS Foundation Trust, United Kingdom; Dorothy Thompson, Great Ormond Street Hospital for Children NHS Foundation Trust, United Kingdom
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Copyright
© 2021 Lennartsson, Öhnell, Jacobson and Nilsson.
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*Correspondence: Finn Lennartsson, finn.lennartsson@med.lu.se
This article was submitted to Sensory Neuroscience, a section of the journal Frontiers in Human Neuroscience
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