Abstract
Background:
Neoantigens, mutated tumour-specific antigens, are key targets of anti-tumour immunity during checkpoint inhibitor (CPI) treatment. Their identification is fundamental to designing neoantigen-directed therapy. Non-canonical neoantigens arising from the untranslated regions (UTR) of the genome are an overlooked source of immunogenic neoantigens. Here, we describe the landscape of UTR-derived neoantigens and release a computational tool, PrimeCUTR, to predict UTR neoantigens generated by start-gain and stop-loss mutations.
Methods:
We applied PrimeCUTR to a whole genome sequencing dataset of pre-treatment tumour samples from CPI-treated patients (n = 341). Cancer immunopeptidomic datasets were interrogated to identify MHC class I presentation of UTR neoantigens.
Results:
Start-gain neoantigens were predicted in 72.7% of patients, while stop-loss mutations were found in 19.3% of patients. While UTR neoantigens only accounted 2.6% of total predicted neoantigen burden, they contributed 12.4% of neoantigens with high dissimilarity to self-proteome. More start-gain neoantigens were found in CPI responders, but this relationship was not significant when correcting for tumour mutational burden. While most UTR neoantigens are private, we identified two recurrent start-gain mutations in melanoma. Using immunopeptidomic datasets, we identify two distinct MHC class I-presented UTR neoantigens: one from a recurrent start-gain mutation in melanoma, and one private to Jurkat cells.
Conclusion:
PrimeCUTR is a novel tool which complements existing neoantigen discovery approaches and has potential to increase the detection yield of neoantigens in personalised therapeutics, particularly for neoantigens with high dissimilarity to self. Further studies are warranted to confirm the expression and immunogenicity of UTR neoantigens.
1 Introduction
Neoantigens arise from mutated proteins which can be processed and expressed on the surface of cancer cells, forming key targets in anti-tumour immunity. The success of checkpoint inhibitor (CPI) immunotherapy, particularly in tumours with a high mutational burden (as a proxy of neoantigen load), has spurred interest in the identification of the underlying neoantigens (, ). Early studies found neoantigens predicted from somatic mutations could stimulate patient-derived CD8+ T-cells, and were associated with response to CPI treatment (–). Furthermore, small studies demonstrating the ability of neoantigen-specific T cells to induce tumour regression hinted at the promise of neoantigen-directed therapy (–). More recently, neoantigen vaccine trials have demonstrated vaccine-induced T cell expansion, and evidence of durable disease response in some patients (–). Thus, these cancer-specific antigens represent an important target in development of personalised immunotherapy.
Traditional approaches to neoantigen identification have typically involved sequencing the protein-coding regions of the cancer genome for missense or insertion-deletion mutations, followed by HLA-binding prediction and neoantigen prioritisation (). This may yield hundreds to thousands of putative neoantigens, but only a small fraction appear to contribute to immune responses (, , ). In a combined effort, the Tumour Neoantigen Selection Alliance (TESLA) global consortium identified 608 top-ranked neoantigens in 6 solid cancer samples, of which only 37 (6%) could be recognised by matched patient T cells (). Likewise, approaches to identify predicted neoantigens in cancer immunopeptidomes have had limited yield (, ). Additionally, certain tumour types such as neuroblastoma and pancreatic adenocarcinoma bear an inherently low mutational burden, reducing the pool of candidate neoantigens (). Further obstacles to immune recognition include immune-exclusion, immunosuppressive microenvironment, variable gene expression, mRNA quality control pathways (e.g. nonsense-mediated decay), and intra-tumoural heterogeneity (, ). To date, no personalised neoantigen-directed therapies have emulated the clinical response rates or widespread regulatory approval of CPI treatment.
Given the attrition of candidate neoantigens through the discovery process, expanded neoantigen search strategies are essential to capture the breadth of neoantigens to direct therapeutic design. Various studies have demonstrated the presentation on MHC class I of non-canonical/cryptic peptides arising from ostensibly non-coding regions or alternative reading frames (–). The majority of these studies focus on non-mutated peptides which are not necessarily cancer-specific, increasing the likelihood self-tolerance. In this study, we present a novel R package, PrimeCUTR, which identifies candidate neopeptides in the 5’ and 3’ untranslated region (UTR) of genes generated by premature start-gain and stop-loss mutations respectively. Start-gain mutations create novel open reading frames (neoORFs) through the generation of novel upstream start-codons (uAUG) within the 5’UTR region of an mRNA transcript (Figure 1A). Meanwhile, stop-loss mutations which convert the stop codon into a sense codon, theoretically result in read-through of the 3’UTR following the canonical peptide sequence. We describe how these neoantigens contribute to the immune landscape of cancer. To our knowledge, this is the first publicly available tool to predict these UTR neoantigens.
Figure 1
2 Methods
2.1 Cohort
355 patients with metastatic cancer who received CPI treatment were selected from the Hartwig Medical Cohort for analysis of pre-treatment somatic tumour mutation calls in conjunction with clinical response data. Of these, 341 patients had HLA typing data available and were included in this study. This cohort consisted of patients with melanoma (n = 153), lung cancer (n = 69), bladder cancer (n = 58), renal cancer (n = 20) and other cancers (n = 41). Corresponding whole genome sequencing (WGS) somatic mutation data was obtained in Variant Call Format (VCF) via Hartwig Medical Foundation data access request (license agreement DR-087). These VCFs files were generated by the Hartwig Medical Foundation and received aligned to GRCh37 (
2.2 Identifying start-gain and stop-loss neoantigens
Start-gain mutations were defined as any single-nucleotide variant (SNV) or short insertion-deletion which resulted in a new ATG codon in the upstream 5’UTR region of a transcript (uAUG). All uAUG-forming mutations in 5’UTR sequences from all Ensembl-annotated protein coding transcripts were included in the neoantigen prediction. The relevant reference genome (GRCh37 or GRCh38) was used depending on the prior alignment of the somatic mutation calls. Reading 5’ to 3’, in silico translation of the cDNA sequence, beginning from the uAUG was performed until a stop codon (TAA, TAG or TGA) was reached. Stop-loss mutations were defined as any SNV which altered the annotated stop codon of a transcript into a sense codon. In this case, in silico translation is continued from the new sense codon until a stop codon is reached. Open reading frames from insertion-deletion mutations were obtained similarly according to the preceding reading frame. In rare cases where no stop codon is reached within the transcript, the alternate reading frame (from a start-gain, stop-loss or insertion-deletion mutation) is read through to the mRNA poly-A tail, resulting in a poly-lysine sequence (
All neopeptides were processed using a sliding window to generate 9-, 10- and 11-mers which included at least one mutated/frameshifted residue (Figure 1A). These peptides were then assessed for predicted MHC class I binding strength, using the pVACtools suite (version 3.1.1) to run pVACbind with the netMHCpan algorithm (
2.3 Neoantigen dissimilarity
Neoantigen dissimilarity from the self-proteome (dissimilarity score) and neoantigen homology to known immunogenic epitopes from Immune Epitope Database (foreignness score) were calculated using the foreignness_score and dissimilarity_score functions in antigen.garnish 2 (https://github.com/andrewrech/antigen.garnish accessed 16th October 2023, (
2.4 Mutational signature extraction
Mutational signatures were extracted for each tumour sample using DeconstructSigs (
2.5 Mass spectrometry (MS) validation
We identified 13 cell lines with whole exome sequencing (WES) data in the Cancer Cell Line Encyclopedia (CCLE, https://depmap.org/portal/download/all/ accessed 24th May 2023) which had paired immunopeptidomic sequencing (Supplementary Table 1A). CCLE somatic mutations were downloaded aligned to GRCh38. Somatic mutation calls, aligned to GRCh37, from 4 melanoma patient samples were obtained from Bassani-Sternberg et al. (
2.6 Translation initiation site prediction
Web-based TIS prediction algorithms, TISRover (
3 Results
3.1 Inferring UTR neoantigens from cancer mutation data
PrimeCUTR accepts somatic mutation VCF data annotated by Ensembl Variant Effects Predictor (VEP) (
3.2 Incidence of UTR neoantigens
We applied PrimeCUTR and netMHCpan to pre-treatment cancer WGS samples from the Hartwig Medical Foundation to identify the contribution of the different mutation classes to the neoantigen landscape in patients who received CPI treatment (n = 341) (Figure 1B). Across the cancer types, the majority of predicted neoantigens with MHC binding (IC50 < 500 nM) arose from missense mutations (SNVs, DNVs, in-frame indels, total 177670, 88.8%), while frameshift, start-gain and stop loss mutations contributed 17254 (8.6%), 4701 (2.3%) and 563 (0.3%) respectively (Table 1). Among cancer types, lung cancer had the highest burden of mutations and neoantigens in all mutation classes (Figure 2A). Start-gain neoantigens were predicted in 72.7% of patients across cancer types, with a median of 5 unique neoantigens per patient (range 0-237) while stop-loss neoantigens were predicted in only 19.3% of patients (Figure 2B). By comparison, frameshift mutations were predicted in 88.9% of patients. Overall, frameshift, start-gain and stop-loss mutations generated neoORFs of similar lengths (median: 19 versus 20 versus 17 amino acid residues respectively). Although rarer, start-gain mutations generated significantly more neoantigens per mutation than missense mutations (median: 3 versus 2, mean: 6.09 versus 2.76, adjusted p-value < 2×10-16) (Table 1 and Figure 2C).
Table 1
| Class | Mutations (n) | Neoantigens (n) | Neoantigens per mutation | High foreignness neoantigens (n)* | High dissimilarity neoantigens (n)* |
|---|---|---|---|---|---|
| Missense | 64424 | 177670 | 2.76 | 16438 (9.3%) | 1137 (0.6%) |
| Frameshift | 2694 | 17254 | 6.40 | 2155 (12.5%) | 1302 (7.5%) |
| Start-gain | 772 | 4701 | 6.09 | 542 (11.5%) | 310 (6.6%) |
| Stop-loss | 95 | 563 | 5.93 | 56 (10.0%) | 34 (6.0%) |
Predicted neoantigens by mutation class.
*Percentages expressed as a proportion of total neoantigens in each given mutation class.
Figure 2

Incidence of neoantigens by class and cancer type. (A) Predicted frameshift, start-gain and stop-loss neoantigen count by cancer type. (B) Relative incidence of neoantigens across the patient cohort binned by neoantigen count. Values in the middle of each bar represent the median neoantigen count per patient. (C) Number of neoantigens generated per mutation segregated by class. Diamonds indicate mean values. (D) Proportion of UTR neoantigens by cancer type with pairwise comparison using Wilcoxon Rank Sum tests with Benjamini-Hochberg correction. Only significant values are indicated in plots (C, D). ****, p ≤ 0.0001.
Given the translation of neoORFs, we hypothesised start-gain and stop-loss mutations would be more distinct from the self-proteome. Previously, Richman et al. (
Most UTR neoORFs were private: Only 2 start-gain mutations and no stop-loss mutations were shared by 3 or more patients. The two recurrent start-gain mutations occurred exclusively in melanoma samples: RPL8; ENST00000262584:c.-94G>A (7 patients, 4.6%) and DCAF7; ENST00000310827:c.-207G>A (3 patients, 2.0%). They respectively produced neoORFs 54 and 58 amino acid residues long, and were predicted to generate multiple patient-specific HLA binding neoantigens (Supplementary Tables 2A–C). These recurrent mutations were identified in an independent melanoma WGS cohort (
3.3 Start-gain incidence by mutational signature
All neoantigen classes were correlated with TMB (Supplementary Figure 2A). Interestingly, despite having a median TMB comparable to lung cancer (16.2 versus 16.4 mut/MB, Supplementary Figure 2B), melanoma showed significantly lower relative UTR neoantigen burden (0.8%) compared to lung (3.5%; corrected p-value = 4.9×10-8) and bladder (3.2%, corrected p-value = 4.8×10-6) malignancies (Figure 2D). This primarily reflected the lower relative incidence of start-gain mutations in melanoma.
Given the majority of start-gain mutations arose from SNVs generating a new AUG codon in the 5’UTR, we hypothesised that the underlying single base substitution (SBS) mutational signature could explain the differences in relative start-gain mutation frequency between cancer types. We aggregated the probabilities of uAUG formation in all unique 5’UTR sequences of the human genome for every given 96 SBS mutational signature (COSMIC v1,
Figure 3

(A) Probability of start-gain formation based on COSMIC v1 mutational signature. The red dashed line indicates the probability of start-gain formation given a neutral mutational signature. (B) Heatmap of relative composition of mutations attributable to a given mutational signature averaged within each cancer group. Proposed aetiologies for the mutational signatures include: aging (1A/B), smoking (4), DNA mismatch repair (6, 14, 15, 20, 21), POLE mutation (10,14) and UV (7) (
3.4 Response to checkpoint inhibitor immunotherapy
As described above, UTR neoantigens generate proportionally more neoantigens with a high dissimilarity from the self-proteome and thus may be a more potent immune target. We therefore assessed whether UTR neoantigen load was associated with response to CPI treatment. In univariate analysis, CPI responders had significantly higher missense and start-gain neoantigens (Supplementary Figure 3). Missense mutations are closely linked to TMB, an established marker of CPI response (
3.5 Immunopeptidomic discovery
In order to demonstrate the expression of UTR neoantigens on MHC class I, we screened the UTR neopeptides against COD-dipp, a database of MS-identified canonical and non-canonical MHC class I antigens (
Figure 4

Immunopeptidomic discovery of a start-gain neoantigen. (A) Representative MS2 spectrum of ILLNFSTTTK. (B) Representation of codons in the mutated 5’UTR sequence in transcript ENST00000539214 containing the start-gain c.-61C>T (red), as well as the predicted neopeptide (second row). A wild-type uAUG is also highlighted (yellow). (C) Visualisation of TISRover output from the 5’UTR section in which each bar represents a TISRover score for a uAUG.
Separately, we searched for the presence of the recurrent start-gain neoORFs RPL8; ENST00000262584:c.-94G>A and DCAF7; ENST00000310827:c.-207G>A within melanoma immunopeptidome datasets in the COD-dipp database. This identified peptide SAALVNRTR, which matched the RPL8; ENST00000262584:c.-94G>A neoORF, exclusively in the immunopeptidome of one patient-derived melanoma within all three replicate samples. SAALVNRTR was found to have strong patient-specific HLA binding to HLA-A*68:01 (Supplementary Table 2D). No peptides corresponding to RPL8; ENST00000262584:c.-94G>A were found in 10 healthy skin immunopeptidome datasets. SAALVNRTR had also been predicted from genomic data in our primary patient cohort (Supplementary Table 2B). In contrast to ILLNFSTTTK, this neoORF had no overlap with wild-type uORFs or coding regions. TISRover and TIS Transformer both verified the mutant uORF as a viable translation initiation site (Supplementary Tables 2E, F).
Taken together, this evidence supports the translation and expression of the start-gain neoORFs in a tumour-specific manner.
4 Discussion
In this study, we present PrimeCUTR, an open-source R package to identify UTR start-gain and stop-loss neopeptides from tumour somatic mutation calls. PrimeCUTR is applicable to WGS data as well as WES data (albeit limited by UTR coverage). PrimeCUTR is easily incorporated into any bioinformatic neoantigen discovery workflow and is scalable to the processing of large datasets via a high-performance computing cluster.
Using PrimeCUTR, we show that UTR neoORFs occur frequently across different subtypes of cancer, yielding a previously overlooked source of neoantigens. Like frameshift mutations, when compared to missense mutations, start-gain and stop-loss mutations yield more than double the neoantigens per given mutation. We show that start-gain mutation frequency is influenced by background mutational signature, being favoured in MMR deficiency (Signatures 6, 14, 15, 20 and 21) or POLE mutations (Signatures 10 and 14) which can be found in colorectal and endometrial cancers, as well as age (Signature 1A/B) and tobacco smoking (Signature 4) (
Previous studies have demonstrated that neoantigen dissimilarity from the self-proteome is an important predictor of immunogenicity and immunoediting (
Studying 17 cell lines with paired somatic mutation and immunopeptidomic data, we identified one MHC class I-presented UTR neoantigen, ILLNFSTTTK, which matched a predicted private start-gain neoORF (OAT; ENST00000539214:c.-61C>T) in the Jurkat cell line. This peptide, along with its associated start-gain mutation was exclusive to Jurkat cells. This paired-discovery approach was limited by the fact that the cell line mutation data was derived from WES. Commonly used WES kits only cover up to 20% of UTR bases (47). Taking a more general approach, we searched for expression of recurrent UTR neoantigens within large immunopeptidomic datasets. From our primary WGS patient cohort, we identified a recurrent start-gain neoORF (RPL8; ENST00000262584:c.-94G>A) in 7 patients with melanoma, which was validated in 6 patient samples from an independent melanoma WGS cohort (
Current MS approaches detect only a small fraction of expressed peptides, compounding our limited identification of UTR neoantigens. Cuevas et al. (48) found that only 0.44% of non-canonical translation events (including uORFs within the 5’UTR) were detected by MS. Nevertheless, this is, to our knowledge, the first immunopeptidomic discovery of start-gain UTR neoantigens.
In the patient cohort, we found that UTR neoantigen burden was not significantly associated with CPI response when correcting for TMB. However, the significant disparity between predicted neoantigens and those able to elicit immune responses (
Statements
Data availability statement
The data analysed in this study is subject to the following licenses/restrictions: Patient level data from the Hartwig Medical Foundation is considered private identifiable information and therefore access-controlled. Requests to access these datasets should be directed to https://www.hartwigmedicalfoundation.nl/en/data/data-access-request/.
Ethics statement
Ethical approval was not required for the study involving humans in accordance with the local legislation and institutional requirements. Written informed consent to participate in this study was not required from the participants or the participants’ legal guardians/next of kin in accordance with the national legislation and the institutional requirements. All patients provided explicit consent to the Hartwig Medical Foundation for data sharing for cancer research in accordance with the license agreement.
Author contributions
CS: Conceptualization, Data curation, Formal analysis, Investigation, Methodology, Project administration, Software, Validation, Visualization, Writing – original draft, Writing – review & editing. AK: Conceptualization, Formal analysis, Investigation, Methodology, Software, Writing – review & editing, Visualization. BS: Conceptualization, Formal analysis, Investigation, Methodology, Software, Writing – review & editing, Data curation, Writing – original draft. GB: Conceptualization, Formal analysis, Investigation, Methodology, Software, Visualization, Writing – review & editing. JA: Conceptualization, Resources, Supervision, Writing – review & editing. KL: Conceptualization, Funding acquisition, Methodology, Project administration, Resources, Supervision, Writing – review & editing.
Funding
The author(s) declare that financial support was received for the research, authorship, and/or publication of this article. CS is funded by a National Institute for Health and Care Research (NIHR) Academic Clinical Fellowship. KL is funded by the UK Medical Research Council (MR/P014712/1 and MR/V033077/1), the Rosetrees Trust and Cotswold Trust (A2437), and CRUK (C69256/A30194). This work was also supported by the "International Centre for Cancer Vaccine Science" project (MAB/2017/3) carried out within the International Research Agendas programme of the Foundation for Polish Science co-financed by the European Union under the European Regional Development Fund. The work was also supported by the KATY project that has received funding from the European Union’s Horizon 2020 research and innovation programme (grant agreement number 101017453).
Acknowledgments
The authors would like to thank Krupa Thakkar, Hongui Cha, Alexander Coulton and Maria Litovchenko for their thoughtful review and advice on code used in analyses, and Fong Chun Chan, Emilia Lim and Ashley Wong for help with testing PrimeCUTR. We thank CI-TASK, Gdansk, and the PLGrid Infrastructure, Poland (grant numbers: PLG/2023/016653 and PLG/2023/016406) for providing their hardware and software resources. This publication and the underlying study have been made possible partly based on data that Hartwig Medical Foundation has made available to the study through the Hartwig Medical Database. We also thank Joris van der Haar for assistance with HLA and clinical data. Finally, we thank the patients and families who have contributed to this study.
Conflict of interest
KL reports personal fees from Kynos Therapeutics, Monopteros Therapeutics, Ellipses Pharma, Tempus Labs and Roche Tissue Diagnostics, and grants from Genesis Therapeutics and Cancer Research UK/Ono Pharmaceutical Co., Ltd./LifeArc IO Alliance, and is an employee of Isomorphic Labs, all outside the submitted work. BS is an employee of DIOSynVax Ltd.
The remaining authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
Publisher’s note
All claims expressed in this article are solely those of the authors and do not necessarily represent those of their affiliated organizations, or those of the publisher, the editors and the reviewers. Any product that may be evaluated in this article, or claim that may be made by its manufacturer, is not guaranteed or endorsed by the publisher.
Supplementary material
The Supplementary Material for this article can be found online at: https://www.frontiersin.org/articles/10.3389/fimmu.2024.1347542/full#supplementary-material
Supplementary Figure 1(A) Proportion of neoantigens originating from different mutation classes, stratified by neoantigen quality metrics. High binding neoantigens were those with predicted IC50 <50nM. Histogram of (B) foreignness scores and (C) dissimilarity scores for all neoantigens. High foreignness (>0.75) and high dissimilarity thresholds (>0.7) indicated by red bars.
Supplementary Figure 2(A) Correlation matrix of neoantigen count and tumour mutational burden (TMB). (B) TMB values by cancer type.
Supplementary Figure 3Univariate analysis of CPI response based on (A) missense, (B) frameshift, (C) start-gain or (D) stop-loss neoantigen count.
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Summary
Keywords
UTR, untranslated region, neoantigen, checkpoint inhibitor, personalised vaccine, PrimeCUTR, immunopeptidomics
Citation
Sng CCT, Kallor AA, Simpson BS, Bedran G, Alfaro J and Litchfield K (2024) Untranslated regions (UTRs) are a potential novel source of neoantigens for personalised immunotherapy. Front. Immunol. 15:1347542. doi: 10.3389/fimmu.2024.1347542
Received
01 December 2023
Accepted
19 February 2024
Published
15 March 2024
Volume
15 - 2024
Edited by
Hang Xu, Genentech Inc., United States
Reviewed by
Susan Klaeger, Genentech Inc., United States
Michael Volkmar, German Cancer Research Center (DKFZ), Germany
Ruping Sun, University of Minnesota Twin Cities, United States
Updates

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Copyright
© 2024 Sng, Kallor, Simpson, Bedran, Alfaro and Litchfield.
This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.
*Correspondence: Kevin Litchfield, k.litchfield@ucl.ac.uk
Disclaimer
All claims expressed in this article are solely those of the authors and do not necessarily represent those of their affiliated organizations, or those of the publisher, the editors and the reviewers. Any product that may be evaluated in this article or claim that may be made by its manufacturer is not guaranteed or endorsed by the publisher.