SYSTEMATIC REVIEW article

Front. Immunol., 16 October 2024

Sec. Cancer Immunity and Immunotherapy

Volume 15 - 2024 | https://doi.org/10.3389/fimmu.2024.1454427

Efficacy and safety of natural killer cell therapy in patients with solid tumors: a systematic review and meta-analysis

  • 1. Department of Public Health, The Catholic University of Korea, Seoul, Republic of Korea

  • 2. Medical Library, The Catholic University of Korea, Seoul, Republic of Korea

  • 3. Department of Statistics, Sungkyunkwan University of Korea, Seoul, Republic of Korea

  • 4. Department of Preventive Medicine, College of Medicine, The Catholic University of Korea, Seoul, Republic of Korea

Abstract

Introduction:

In 2020, global cancer statistics reported 19.3 million new cases and 10 million deaths annually, highlighting the urgent need for effective treatments. Current therapies, such as surgery, radiation, and chemotherapy, have limitations in comprehensively addressing solid tumor. Recent advances in cancer biology and immuno-oncology, including CAR-T cell therapy, show promise but face efficacy challenges against solid tumors.

Methods:

This meta-analysis systematically reviewed studies from PubMed, Embase, Cochrane, and ClinicalTrials.gov databases up to May 2024 to evaluate the clinical efficacy and safety of unmodified NK cell therapies in solid tumors. The included trials focused on reporting objective response rates (ORR).

Results:

Thirty-one trials involving 600 patients across various cancers (e.g., NSCLC, HCC, breast, ovarian) were analyzed. NK cell therapies demonstrated promising ORRs, particularly 72.3% in hepatocellular carcinoma, often in combination with local therapies. Safety profiles were favorable, with fatigue being the most common adverse event.

Discussion:

NK cell therapies represent a promising treatment option for solid tumors, offering a viable alternative to genetically modified cell therapies like CAR-T. Further research is needed to optimize the clinical utility of NK cell therapy and integrate it effectively into standard cancer treatment regimens.

Systematic review registration:

https://www.crd.york.ac.uk/prospero/display_record.php?ID=CRD42023438410, identifier CRD42023438410.

Introduction

According to the Global Cancer Statistics of 2020, 19.3 million new cases of cancer are diagnosed annually worldwide, with 10 million individuals succumbing to the disease. The most prevalent cancer types include breast cancer (11.7%), lung cancer (11.4%), prostate cancer (7.3%), skin cancer (6.2%), colorectal cancer (6.0%), stomach cancer (5.6%), and liver cancer (4.7%). Notably, lung cancer (18.0%), liver cancer (8.3%), and stomach cancer (7.7%) emerge as the leading causes of cancer-related mortality ().

Traditional cancer therapies, such as surgery, radiation, and chemotherapy, have been standard treatment options for decades. However, their limitations in addressing the complex nature of cancer are becoming increasingly apparent. Recent advances in cancer molecular biology and immuno-oncology have introduced precision and targeted therapeutics, which aim to selectively eliminate cancer cells while minimizing collateral toxicity and side effects.

One significant advancement is CAR-T cell therapy, where genetically engineered immune cells are designed to recognize and eliminate tumor cells with specific surface antigens. CAR-T therapy has shown remarkable success, especially in managing aggressive B-cell malignancies, offering renewed hope for patients. Nevertheless, this approach faces challenges, including limited efficacy against solid tumors, pronounced toxicities like cytokine release syndrome (CRS), complex manufacturing processes, and high costs ().

In response, alternative strategies such as CAR-NK and CAR-M cells have been developed (). These innovative therapies aim to leverage the potential of Natural Killer (NK) cells, key components of the human immune system known for their role in innate immunity through cell-mediated cytotoxicity and antibody-dependent cellular cytotoxicity ().

Furthermore, NK cells offer several advantages including non-MHC-restricted recognition, the ability to infiltrate tumor microenvironments, potent cytolytic capabilities, and a favorable safety profile with a reduced risk of complications such as CRS, graft-versus- host-disease (GvHD), and immune effector cell-associated neurotoxicity syndrome (ICANS). These attributes make NK cells promising candidates for treating solid tumors ().

Unlike CAR-T cell therapies, NK cell-based therapies can utilize various sources, including peripheral blood (PB) from healthy donors, umbilical cord blood (UCB), induced pluripotent stem cells (iPSCs), or commercially available NK cell lines. This versatility allows for cost-effective mass production and off-the-shelf availability, providing on-demand treatment options (, ).

Given these promising attributes, ongoing research is exploring the potential of NK cells, particularly through the development of CAR-NK cells, marking a new frontier in cancer therapy. This meta-analysis aims to systematically evaluate the clinical efficacy and safety of unmodified NK cells as a treatment modality for solid cancer patients. This meta-analysis represents a critical step toward integrating NK cell-based therapies into clinical practice and facilitating evidence-based decision-making in cancer therapeutics.

Materials and methods

Literature search and screening

We conducted a systematic review and meta-analysis to identify published clinical trials that utilized combination therapies involving natural killer cells, as well as trials did not, with a focus on reporting objective response rates. The PubMed, Embase, Cochrane, and ClinicalTrials.gov databases were searched for papers published from database inception through May 2024, using the terms ‘neoplasms’, ‘hematologic neoplasms’ and ‘killer cells, natural’ (Appendix A). Additionally, we manually examined references from relevant reviews and articles to avoid omitting any pertinent studies.

The PRISMA guidelines were followed during the review process (). A prospective protocol was registered in PROSPERO, CRD42023438410.

Inclusion and exclusion criteria

The selection criteria included: (1) articles reporting prospective clinical trials which were published before the literature review date; (2) participants were diagnosed solid cancer; (3) articles in which participants were treated with natural killer cells; and (4) clinical trials reporting the objective response rate. Studies not matching the selection criteria were excluded. Exclusion criteria were: (1) studies without full-text available; (2) non-interventional studies; (3) studies lacking efficacy assessment parameters; and (4) studies in which participants were treated with agents other than NK cells. HS Park and KR Kim independently conducted the literature search and data extraction. Discrepancies were resolved through discussion with a senior author (HW Yim). For publications reporting duplicate populations, we only included the most recent study or the study reporting the most complete efficacy data.

Data extraction

Data extraction was conducted using standardized, pre-piloted forms for study tabulation and quality assessment. Independent investigators (HS Park and KR Kim) extracted the following information: study characteristics (first author, year of publication, if applicable, country, phase, study design, patient number, age, gender, cancer type, previous treatment history, cell origin, expansion duration, infusion dose, dose schedule, adverse events, and treatment response (complete response, partial response, stable disease, progressive disease, objective response rate [ORR], disease control rate [DCR]), and survival (progression-free survival [PFS], overall survival [OS], 6-month and 1-year survival rates). ORR was defined as the sum of all patients demonstrating complete or partial response divided by the total of evaluable patients, and DCR was defined as the sum of all patients demonstrating complete or partial response or stable disease divided by the total of evaluable patients.

Outcome measurement

The primary outcome was objective response rate (ORR), defined as the sum of all patients demonstrating complete or partial response divided by the total of evaluable patients. The secondary outcome was disease control rate (DCR), defined as the sum of all patients demonstrating complete or partial response or stable disease divided by the total of evaluable patients. Safety endpoint was adverse events of any grade, as reported by the individual trials.

Subgroup analysis

Several subgroup analyses were conducted to examine the impact of various factors on the efficacy of NK cell immunotherapy in solid cancer. The subgroups included cancer type, age, study year, subject number, cell origin, expansion duration, infusion dose, IL-2 administration, lymphodepleting chemotherapy regimen, combination treatment. Subgroups were analyzed if they appeared in at least two studies.

Statistical analysis

We performed a meta-analysis using Comprehensive Meta-analysis 4.0. Event rate (ER) with 95% confidence intervals (CIs) were calculated for each outcome. Pooled ORR and DCR were calculated using fixed- and random-effects models depending on the heterogeneity across the included studies (). The heterogeneity was assessed using I2 values. Generally, I2 values of 25% represent low heterogeneity, and I2 values of 50% and 75% are evidence of moderate and high heterogeneity, respectively. When no statistically significant heterogeneity existed, the analysis was calculated with a fixed-effect model; otherwise, a random-effect model was used. P values of <0.05 were considered statistically significant (). We performed subgroup analysis to assess the efficacy of natural killer cells with different clinical parameters in all available studies.

The analysis of safety data, the secondary evaluative variable, was conducted using R software version 4.3.1 (R Foundation for Statistical Computing, Vienna, Austria). The “epiR” package was employed to calculate the incidence rate and its corresponding 95% confidence interval.

Begg’s and Egger’s tests were used to assess publication bias and a publication bias was indicated by p-value < 0.05 in Begg’s or Egger’s values (, ). Sensitivity analyses were conducted using both fixed and random effects models.

The quality of the included studies was evaluated using the ROBINS-I tool (Risk of Bias in Non-Randomized Studies of Interventions), which assesses the risk of bias across seven domains: confounding, participant selection, intervention classification, deviations from intended interventions, missing data, outcome measurement, and selection of reported results. Each study was categorized as having low, moderate, or high risk of bias. Risk of bias was independently assessed by two reviewers, with disagreements resolved by a third reviewer. To explore the impact of study bias on outcomes, we conducted a separate analysis of studies classified as having low or moderate risk of bias ().

Results

Selection of clinical trials

A total of 3076 publications were retrieved through the initial literature search, and 1905 studies remained after duplications were excluded. After reviewing titles and abstracts, 1774 publications were excluded because the topics were irrelevant, the articles were reviews, the studies were not used NK cells as an intervention, or no usable data were reported. 131 potentially relevant articles were identified for detailed review.

After a full-text review, 100 studies were excluded for the following reasons: 52 lacked full text or relevant information, 37 involved patients with pre-existing partial response (PR) or higher responsiveness, 8 were used cells other than NK cells, 3 were non-intervention studies.

After this process, 31 clinical trials involving 600 patients were identified as eligible to be included in the meta-analysis (Figure 1) ().

Figure 1

Characteristics of the included trials

A total of 600 patients were included in this meta-analysis from 31 selected references. All the studies focused on solid tumor patients, and they were further classified by cancer type, with 7 studies involving Non-Small Cell Lung Cancer (NSCLC), 3 studies on Hepatocellular Carcinoma (HCC), and 2 studies each on Breast and Ovarian Cancer, Pancreatic Cancer, Renal Cell Carcinoma (RCC), Central Nervous System Tumors (CNS tumor), and Digestive System Cancers. One study was centered on Nasopharyngeal Cancer, while 9 studies encompassed all solid tumor types. Regarding the origin of cells, 15 studies used allogeneic cells, 12 used autologous cells, 2 employed cell lines, and 1 study utilized both allogeneic and autologous cells. Additionally, 8 studies incorporated lymphodepleting chemotherapy prior to NK cell infusion, 8 combined NK cell therapy with IL-2, and 19 studies combined NK cell therapy with other anticancer treatments. These characteristics reflect the diversity within the meta-analysis, covering patient demographics, cell sources, cancer types, and the incorporation of various treatment approaches.

All included 31 clinical trials reported the outcomes of NK cell treatment. 15 trials with 218 patients reported the number of therapeutic toxicities of NK cell. The characteristics of all included studies are summarized in Table 1.

Table 1

Study ID (Year)Patient number (*)Age
(years)
Gender
M/(F)
Type of CancerOriginDuration of expansionCytokines for expansionDoseLymphodepleting chemotherapyIL-2
administration
Combination therapyClinical outcomeRef.
Jia, L. 20222049-7117 (3)NSCLCAuto14 daysIL-2, IL-153×10^9 cells every 3 weeksNoNoSintilimabCR1 PR8 SD5 PD6()
Bae, W. K. 20221143-7110 (1)HCCAuto14 daysIL-2, IL-152.5×10^8, 5×10^8, 10×10^8 cells
for 5 consecutive days
Cy + FluNo5-FU + CisCR4 PR3 SD2 PD2()
Otegbeye, F. 2022723-662 (5)CRC (6)
Sarcoma (1)
Allo14~21daysIL-21X10^7/kg, 2.5X10^7/kg, 5X10^7/kgCy + FluNoNoSD2 PD5()
Lim, C. M. 2022745-666 (1)Nasopharyngea ca.Auto10 daysIL-21 × 10^6 cells/kg → 1 × 10^7 cells/kg
3 times a week for 2 weeks
NoYes 1MU/m2CetuximabSD4 PD3()
Kim, E. J. 202214 (12)49-7311 (3)NSCLCAuto17~18 days2×10^9
or 4×10^9 cells every 1 week
NoNoPembrolizumabPR5 SD3 PD4()
Nagai, K. 20201022-614 (6)Mixed
solid cancer
Auto14 daysIL-210^6 cells → 10^7 cells → 10^8 cells
every 2 weeks
NoNoNoPR1 SD3 PD6()
Lee, S. C. 20203132-73Mixed
advanced HER2-positive solid tumors refractory to standard therapy (breast ca. (30), gastric ca. (1))
Allo1X10^6cells/kg,1X10^7 cells/kg, 5X10^7 cells/kg, 1X10^8 cells/kg
X 3~19 infusions
NoYes
1 million IU/m2
Trastuzumab with or without BevacizumabPR1 SD16 PD14()
Khatua, S. 202098-186 (3)CNS ca.
Recurrent pediatric medulloblastoma and ependymoma
Auto1 × 10^6/m2,
1 × 10^7/m2,
X 3 infusions weekly
3 × 10^3/m2 X 1 infusion weekly
NoNoNoSD2 PD7()
Lin, M. 20205556.0-69.034 (21)NSCLCAllo12 daysIL-2NoNoPembrolizumabPR20 SD30 PD5()
Yang, Y. 20191857**11 (7)HCCAllo8~12 daysNoNoNoIRECR3 PR13 SD2()
Ishikawa, T. 20189 (6)34-793 (32)Digestive ca.
gastric ca. (3),
colorectal ca. (6)
Auto18~24 daysIL-20.5 × 10^9,
1.0 × 10^9,
2.0 × 10^9 cells
every 3 weeks
NoNoIgG1 antibody,
Capecitabine or S-1, Cisplatin, Trastuzumab,
Capecitabine or S-1, Oxaliplatin, Cetuximab
SD4 PD2()
Liang, S. 201827around 55 yrs old5 (8)NSCLCAllo12 daysNoNoNoCetuximabPR4 SD17 PD6()
Alnaggar, M. 20182031-7713 (31)HCCAllo12 daysNo8~10X10^9 cells
D 13, 14, 15
NoNoIRECR5 PR8 SD5 PD2()
Liang, S. 20173226-710 (18)Breast ca.Allo12 daysNoNoNoCryoablation with or without Herceptin.CR3 PR12 SD10 PD7()
Federico, S. M. 20171315.96-75.465 (8)CNS ca.
Recurrent/Refractory Neuroblastoma
AlloNo4.7 X 10^6/kg ~ 59.5 X 10^6/kg
D 7 or 8 every 2 cycles
NoYes
No further detail
Cyclophosphamide/Topotecan, Irinotecan/Temozolomide, Ifosfamide/Carboplatin/Etoposide, Hu14.18K322ACR3 PR5 SD5()
Lin, M. 20173757**36 (31)Pancreatic ca.Allo12 daysNo8~10X10^9 cells
D 13, 14, 15 for 2 cycles
NoNoIRECR5 PR12 SD10 PD10()
Lin, M. 20173047**12 (18)NSCLCAllo12 daysNo8~10X10^9 cells
D 13, 14, 15 for 2 cycles
NoNoMixed CryoablationCR7 PR12 SD6 PD5()
Lin, M. 20172057**12 (8)Pancreatic ca.Allo12 daysNo8~10X10^9 cells
D 13, 14, 15 for 2 cycles
NoNoIRECR6 PR10 SD4()
Lin, M. 20173061**18 (12)RCCAllo12 daysNo8~10X10^9 cells
D 13, 14, 15 for 2 cycles
NoNoCryoablationCR7 PR17 SD5 PD1()
Liang, S. 201736around 50 yrs old0 (36)Breast ca.Mixed12 daysNoNoNoNoPR4 SD22 PD10()
Yang, Y. 201620 (15)48-7816 (4)Mixed
advanced, recurrent solid tumors
Allo14 daysIL-21 X 10^6 cells/kg, 1X10^7 cells/kg single infusion,
1X10^6 cells/kg, 3X10^6 cells/kg,
1X10^7 cells/kg, 3X10^7 cells/kg X 1 infusion/week for 3 weeks
NoNoNoSD7 PD8()
Sakamoto, N. 201514 (12)48-7811 (3)Digestive ca.
un-resectable, locally advanced and/or metastatic digestive cancer
Auto21~22 daysIL-20.5 × 10^9,
1.0 × 10^9,
2.0 × 10^9 cells
D 0, 7, 14
NoNoNone or S-1SD5 PD7()
Tonn, T. 2013159-716 (9)Mixed
predominantly end-stage solid tumors
Cell line
NK-92 cells
~12 daysIL-21X10^9,
3X10^9,
1X10^10 cells/m2
2 infusion (2h, 50h)
NoNoNoSD1 PD14()
Yang, Y. J. 20131945-7512 (7)NSCLCAuto14 daysIL-22.0×10^9 cells
D 1, 8 every 3 weeks
NoNoDocetaxelPR2 SD12 PD5()
Parkhurst, M. R. 2011821-564 (4)Mixed
metastatic melanoma (7), renal cell carcinoma (1)
Auto21 daysIL-24.7X10^10 (± 2.1X10^10) cellsCy + FluYes
720,000 IU/kg
NoCR0 PR0 SD- PD-()
Geller, M. A. 20112030-650 (20)Mixed
refractory metastatic breast ca. (6), ovarian ca. (14)
Allo14 daysNo2.16X10^7 cells/kg
(8.33X10^6 – 3.94X10^7)
Cy + FluYes
10 MU
NoPR4 SD12 PD3()
Iliopoulou, E. G. 201016 (15)50-7511 (5)NSCLCAllo21~23 daysIL-150.2 ~ 29 X 10^6/kgNoNoCisplatinum, pPaclitaxel, Docetaxel, Gemcitabine, Pemetrexed, Vinorelbine.PR2 SD6 PD7()
Arai, S. 20081231-748 (4)Mixed
Renal cell cancer (11), malignant melanoma (n=1)
Cell line
NK-92 cells
15~17 daysIL-21X10^8/m2,
3X10^8/m2,
1X10^9/m2
3X10^9/m2
D 1, 3, 5
NoNoNoSD4 PD8()
Miller, J. S. 200543
(23)
Mixed
metastatic melanoma (10), metastatic renal cell carcinoma (13), refractory Hodgkin (1), poor-prognosis AML (19)
AlloIL-2Cy + FluYes
1.75 X 10^6 IU/m2
NoCR0 PR0 SD6 PD-()
Ishikawa, E. 2004923~705 (4)CNS ca.
malignant glioma; anaplastic gliomas (6), glioblastoma (3)
Auto14 daysIL-2injected into tumor cavities (0.4~2.3 x 10^9 cells) combined with intravenous injection (0.2~3.7 x 10^9 cells) weeklyNoYes
less than 100 IU/kg
NoPR2 SD3 PD4()
Hercend, T. 19901225-6811 (1)RCCAuto28~35 daysIL-27~125 X 10^9
every 3 weeks
NoYes
3 X 10^6 U/m2
NoPR3 SD3 PD6()

Basic characteristics of included clinical trials.

* no. of subjects for tumor response evaluation, **median.

ORR and DCR of NK cell treatment outcome

Forest plots showing the best ORR and DCR with 95% CI are presented in Figure 2.

Figure 2

In our meta-analysis of 31 selected studies, we examined both Overall Response Rate (ORR) and Disease Control Rate (DCR), using the event rate as the effect size index. To account for potential study variability, we applied a random-effects model, considering these studies as a random sample from a broader universe of similar research. For ORR, the mean effect size was calculated at 0.282 (95% CI: 0.194 - 0.389), while for DCR, it is determined as 0.632 (95% CI: 0.543 - 0.713). These values represent the response rates across the studies. Heterogeneity analysis indicated significant variability among the included studies for both ORR (I2 = 77%) and DCR (I2 = 68%), with Q-tests for heterogeneity producing highly significant results (p < 0.001) in both cases.

Subgroup analysis based on various clinical factors

Due to a considerable heterogeneity detected in ORR and DCR, we conducted several comprehensive subgroup analyses and metaregressions according to the protocol designed at the beginning of the study. The results of subgroup analyses and metaregressions based on different factors are presented in Table 2, including the number of studies, the number of patients, pooled ORR and DCR with 95% CI, heterogeneity and p-value for metaregression. The random effects model was applied due to significant heterogeneity as shown in Table 2.

Table 2

Clinical factorsStudies numberPatients numberPooled ES (95% CI)HeterogeneityMetaregression
I2 staticP-value (Q statistic)p-value
ORR315910.282 (0.194 - 0.389)77.1920.000
DCR315910.632 (0.543 - 0.713)65.3470.000
Study year-ORR
>2000214530.384(0.268-0.515)78.8950.0000.289(0.204-0.391)
Q-value 9.580, df 1 (p=0.002), I2 78.246
≤20105660.107(0.046-0.227)0.0000.478
Subject number-ORR
>2093010.319(0.177-0.505)85.0930.0000.251(0.175-0.347)
Q-value 7.519, df 2 (p=0.023), I2 77.192
≤20152340.341(0.198-0.520)76.6460.000
≤107560.103(0.045-0.219)0.0000.906
Age-ORR
≥12285460.291(0.199-0.403)77.5570.0000.291(0.200-0.402)
Q-value 0.003, df 1 (p=0.960), I2 76.932
<122220.274(0.014-0.911)79.1540.029
Type of cancer-ORR
HCC3490.723(0.527-0.859)36.0380.2090.357(0.266-0.459)
Q-value 18.898, df 2 (p=0.000), I2 77.192
NSCLC71780.318(0.190-0.481)72.1650.001
Others213640.188(0.103-0.319)77.7690.000
Origin-ORR
Allogeneic163930.396(0.261-0.549)81.4940.0000.248(0.178-0.333)
Q-value 11.860, df 2 (p=0.003), I2 77.192
Autologous121350.217(0.121-0.359)51.0500.021
Others3630.087(0.037-0.333)0.0000.551
Expansion duration-ORR
>2wks7770.164(0.077-0.317)30.7990.1930.306(0.217-0.412)
Q-value 4.791, df 1 (p=0.029), I2 76.692
≤2wks194310.381(0.262-0.516)79.9380.000
Dose-ORR
≥10^9112230.458(0.305-0.620)74.8730.000
<10^96740.157(0.049-0.406)65.2620.0130.353(0.239-0.486)
Q-value 5.807, df 2 (p=0.055), I2 73.610
Mixed5500.167(0.038-0.502)66.8580.017
LD-ORR
Yes5690.157(0.037-0.470)70.5570.0090.285(0.197-0.395)
Q-value 1.023, df 1 (p=0.312), I2 77.192
No265220.303(0.206-0.421)78.2260.000
IL-2-ORR
Yes81230.160(0.066-0.342)63.4830.0080.285(0.198-0.391)
Q-value 2.665, df 1 (p=0.103), I2 77.192
No234680.330(0.223-0.459)78.6340.000
Comb. Therapy-ORR
Local Tx.61550.699(0.555-0.813)64.5760.0150.300(0.236-0.373)
Q-value 49.575, df 2 (p=0.000), I2 77.295
Systemic Tx.122480.295(0.190-0.428)66.4340.001
No121760.124(0.078-0.190)0.0000.594
Risk of bias-ORR
Low194170.420(0.301-0.550)78.2240.0000.276(0.200-0.368)
Q-value 16.718, df 1 (p=0.000), I2 77.192
Moderate121740.103(0.053-0.190)31.7970.136
Study year-DCR
>2010214530.384(0.268-0.515)78.8950.0000.289(0.204-0.391)
Q-value 9.580, df 1 (p=0.002), I2 78.246
≤20105660.107(0.046-0.227)0.0000.473
Subject number- DCR
>2093010.709(0.581-0.810)73.3090.0000.616(0.531-0.693)
Q-value 8.353 df 2 (p=0.015), I2 68.347
≤20152340.657(0.517-0.774)65.2350.000
≤107560.413(0.265-0.578)20.1910.276
Age- DCR
≥12285460.652(0.568-0.727)63.0810.000
<122220.704(0.027-0.995)86.8680.0060.652(0.569-0.727)
Q-value 0.011 df 1 (p=0.917), I2 64.748
Type of cancer- DCR
HCC3490.889(0.749-0.956)0.0000.4260.668(0.595-0.734)
Q-value 17.102 df 2 (p=0.000), I2 68.347
NSCLC71780.760(0.653-0.843)49.1080.067
Others213640.533(0.427-0.637)64.4670.000
Origin- DCR
Allogeneic163930.719(0.603-0.812)73.8610.0000.628(0.544-0.705)
Q-value 5.133 df 2 (p=0.077), I2 68.347
Autologous121350.561(0.442-0.674)36.2530.101
Others3630.355(0.079-0.780)85.4610.001
Expansion duration- DCR
>2wks7770.484(0.353-0.616)18.2840.2900.644(0.567-0.714)
Q-value 8.916 df 1 (p=0.003), I2 62.713
≤2wks194310.723(0.636-0.796)60.5030.000
Dose- DCR
<10^962230.542(0.342-0.729)54.3520.0520.599(0.497-0.693)
Q-value 1.699 df 2 (p=0.428), I2 61.269
≥10^911740.671(0.522-0.792)67.2450.001
Mixed5500.539(0.358-0.709)32.9070.202
LD- DCR
Yes5690.438(0.182-0.731)75.5940.0030.642(0.556-0.720)
Q-value 1.868 df 1 (p=0.172), I2 68.347
No265220.659(0.571-0.738)65.0550.000
IL-2- DCR
Yes81230.522(0.353-0.686)59.4900.0160.628(0.541-0.708)
Q-value 2.090 df 1 (p=0.148), I2 68.347
No234680.665(0.566-0.751)67.8720.000
Comb. Therapy- DCR
Local Tx.61550.819(0.681-0.906)57.2200.0390.664(0.590-0.730)
Q-value 19.352 df 2 (p=0.000), I2 68.526
Systemic Tx.122480.729(0.636-0.806)46.1490.040
No121760.406(0.276-0.550)62.9970.002
Risk of bias-DCR
Low194170.737(0.652-0.807)57.4230.0010.631(0.555-0.700)
Q-value 15.081
df 1 (p=0.000), I2 68.347
Moderate121740.440(0.323-0.565)51.5610.019

Subgroup analyses and metaregressions based on different factors.

Sub-analysis for ORR showed statistically significant results, with a 72.3% (0.527-0.859) ORR in hepatocellular carcinoma patients and 69.9% (0.555-0.813) in patients receiving combination with local treatment, and allogenic NK cells showed better ORR at 39.6% (0.261-0.549) than autologous NK cells. In addition, 38.1% (0.262-0.516) showed a better response rate when the culture period was within 2 weeks, and 45.8% (0.305-0.620) when the number of cells administered was ≥10^9. Contrary to expectations, the use of lymphodepletion or IL-2 administration demonstrated significantly lower ORR, with values of 30.3% (95% CI: 0.206-0.421) and 33.0% (95% CI: 0.223-0.459), respectively.

These results showed a similar trend in the sub-analysis of DCR.

Overall incidence of AEs

The meta-analysis included 15 out of the 31 studies, comprising a total of 218 participants, where adverse events with specified Grades were reported. Among Grade 1-2 adverse events, fatigue was the most common, at 44% (95% CI: 0.34-0.56), followed by nausea at 37% (95% CI: 0.25-0.53) and anemia at 33% (95% CI: 0.22-0.47). Grade 3 or higher adverse reactions included Headache occurred in 25% (95% CI: 0.16-0.37), Anorexia in 8% (95% CI: 0.02-0.20), and neutropenia at 7% (95% CI: 0.03-0.16). Notably, no cases of Cytokine Release Syndrome (CRS) or Graft-versus-Host Disease (GvHD), common side effects of cell therapies like CAR-T, were reported (Figure 3).

Figure 3

Publication bias, sensitivity analysis, and risk of bias

Begg’s rank correlation and Egger’s regression analyses were performed to evaluate publication bias. A publication bias was indicated by p-value < 0.05 in Begg’s or Egger’s tests. Publication bias was detected for ORR. In the sensitivity analysis, a significant difference was observed in the pooled ES for the best ORR and DCR based on the fixed and random effects models (Table 3).

Table 3

Outcome indicatorsPublication biasPooled effect size (95% CI)
p-value (Begg’s test)p-value (Egger’s test)Random effect modelFixed effect model
ORR0.333210.000380.282(0.194-0.389)0.398(0.350-0.449)
DCR0.193020.305730.632(0.543-0.713)0.646(0.600-0.689)

Publication bias and sensitivity analysis.

Sensitivity analyses were performed to assess the stability of the results by sequentially removing each study. The removal of any single study did not change the overall statistical results, indicating that the results of this study were statistically robust (Figure 4).

Figure 4

Using the ROBINS-I tool, we assessed the risk of bias in 19 studies as low and in 12 studies as moderate (Appendix B). This thorough evaluation enabled us to explore the relationship between study quality and reported outcomes, specifically Overall Response Rate (ORR) and Disease Control Rate (DCR). Our analysis revealed a clear pattern: studies with low risk of bias consistently demonstrated more favorable outcomes (Tables 2, 3).

Discussion

In our study, we conducted a meta-analysis and systematic review of 31 studies involving the administration of non-genetically modified natural killer (NK) cells to patients with solid tumors. The objective response rate (ORR), defined as a response of partial response or better, was 28.2% (95% CI: 0.194 - 0.389), and the disease control rate (DCR), defined as stable disease or better, was 63.2% (95% CI: 0.543 - 0.713).

The meta-analysis included studies ranging from the early stages of NK cell research starting in 1999 to advancements in technology up to 2020, without limiting the timeframe. Consequently, the more recent studies from 2011 to 2020 showcased an ORR of 38.4% (95% CI: 0.268-0.515) and a DCR of 72.7% (95% CI: 0.648-0.794), suggesting the possibility that advancements in NK cell manufacturing technology and related developments may contribute to the enhanced efficacy of cell therapy, indicating the potential of NK cells as a new option for solid tumor patients without effective treatments.

Particularly noteworthy were the high ORR of 72.3% (95% CI: 0.527-0.859) and DCR of 88.9% (95% CI: 0.749-0.956) observed in hepatocellular carcinoma. Among the three clinical trials involving liver cancer patients, two included irreversible electroporation (IRE) and one involved a combination with intrahepatic arterial chemotherapy. When NK cells were combined with local therapies, such as IRE, the observed ORR was 69.9% (95% CI: 0.555-0.813), and the DCR was 81.9% (95% CI: 0.681-0.906). Notably, these outcomes exhibited superior efficacy compared to the concomitant use of systemic treatments (ORR 0.295, 95% CI: 0.190-0.428; DCR 0.729, 95% CI: 0.636-0.806) or administration of NK cells alone (ORR 0.124, 95% CI: 0.078-0.190; DCR 0.406, 95% CI: 0.276-0.550). This underscores the heightened effectiveness achieved through the strategic selection of combination therapies, emphasizing their potential in maximizing the therapeutic impact of NK cells. Hence, choosing appropriate combination therapies tailored to each cancer type is crucial to optimizing the therapeutic efficacy of NK cells.

Cytokines such as IL-2 and IL-15 play a role in the development of NK cell cytotoxic function and stimulation of NK cell proliferation when administered during cell culture or in combination with cells (). Among the 31 studies included in the meta-analysis, 16 studies used IL-2, two studies used both IL-2 and IL-15, and one study used IL-15 for NK cell expansion. Additionally, eight studies administered IL-2 to patients. Despite IL-2 being recognized for its critical role in immune system activation and induction of tumor cell death through Fc γ receptor binding, our meta-analysis revealed lower ORR and DCR when combined with IL-2, with respective values of 0.160 (95% CI: 0.066-0.342) and 0.522 (95% CI: 0.353-0.686), compared to non-combined scenarios (ORR 0.330, 95% CI: 0.223-0.459; DCR 0.665, 95% CI: 0.566-0.751) ().

One of the known function of IL-2 is to promote T cell proliferation. However, at low doses, IL-2 selectively stimulates the expansion of regulatory T cells (Tregs). This increase in Tregs can suppress the overall immune response against tumors by inhibiting the activity of cytotoxic T cells and NK cells. Although the exact doses of IL-2 used in the studies were not specified, it is plausible that low-dose IL-2 contributed to reduced NK cell efficacy by promoting Treg expansion. Elevated Treg levels may have suppressed NK cell activity, thereby diminishing the effectiveness of NK cell therapy ().

Similar trends were observed regarding the use of lymphodepleting chemotherapy (LD). Although LD is commonly used in CAR-T cell therapy to enhance therapeutic efficacy, it was performed in five clinical cases in our meta-analysis (). Surprisingly, our meta-analysis found that cases without LD showed higher ORR 30.3% (95% CI: 0.206-0.421) and DCR 66.5% (95% CI: 0.566-0.751) compared to those with LD (ORR 15.7%, 95% CI: 0.037-0.470; DCR 43.8%, 95% CI: 0.182-0.731) ().

Despite potential biases due to limited sample sizes and study numbers, the observed results raise questions about the application of IL-2 and LD in solid tumors, indicating the need for further investigation.

Regarding NK cell sourcing, allogeneic cells demonstrated superior efficacy compared to autologous cells (ORR 39.6%, 95% CI: 0.261-0.549; DCR 71.9%, 95% CI: 0.603-0.812 vs. ORR 21.7%, 95% CI: 0.121-0.359; DCR 56.1%, 95% CI: 0.442-0.674). This enhanced efficacy of allogeneic NK cells can be attributed to the donor-recipient incompatibility in killer cell immunoglobulin-like receptors (KIRs) and major histocompatibility complex (MHC) class I. In allogeneic settings, the mismatch between the KIRs on donor NK cells and the MHC class I molecules on recipient cells disrupts the inhibitory signaling that would normally suppress NK cell activity. This mismatch leads to greater NK cell activation, allowing the allogeneic NK cells to target and destroy tumor cells more effectively. Furthermore, autologous NK cells are often derived from patients who have received extensive prior cancer treatments, like chemotherapy or radiation. These treatments can impair NK cell function by causing exhaustion, altering their phenotype, and reducing their cytotoxic potential. As a result, NK cells from pre-treated patients may be less effective compared to those from healthy donors, further limiting the efficacy of autologous NK cell therapy (, ).

The advantages of allogeneic NK cells, particularly their off-the-shelf potential, were highlighted, considering the lengthy and costly production process of CAR-T cells. Although recent developments aim to simplify the manufacturing process and explore allogeneic CAR-T cells, challenges such as graft-versus-host disease (GvHD) persist. Notably, NK cell characteristics demonstrated higher efficacy without reports of GvHD or cytokine release syndrome (CRS) ().

The most commonly reported adverse event was fatigue, highlighting the safety advantages of NK cells. Through this meta-analysis, we have demonstrated that non-genetically modified NK cells can be an effective and safe option for solid tumors. The diverse results from subgroup analyses provide insights into various considerations for the future development of NK cell therapies.

Our Robins-I analysis revealed a consistent trend of improved ORR and DCR in studies with low risk of bias, emphasizing the importance of reducing bias for reliable outcomes. Both ORR and DCR analyses revealed a significant improvement in studies with low bias, highlighting a stronger treatment effect. This emphasizes the importance of reducing bias for reliable outcomes and underscores the need for rigorous study design and execution when evaluating treatment efficacy.

Strengths and weaknesses

Strengths

Pioneering Exploration in Solid Tumor Patients: This study represents the first meta-analysis to explore the efficacy of NK cells specifically in solid tumor patients. While there have been meta-analyses on NK cell administration in hematologic cancers, this study breaks new ground by focusing on solid tumor patients. Considering the expanding scope of cell therapies, including NK cells, beyond hematologic malignancies, this research is poised to contribute significantly.

Conducting Diverse Subgroup Analyses: To address potential heterogeneity from studies spanning an extended period, this research conducted diverse subgroup analyses. By exploring factors such as study timelines, cell origins, cell culture durations, and cancer types, the study aimed to identify sources of heterogeneity and investigate efficacy outcomes based on various characteristics.

Robustness in Pre-defined Sensitivity Analyses: The key findings demonstrated robustness through pre-defined sensitivity analyses.

No Restriction on Publication Years: By including all research on NK cell therapy up to the present without restricting publication years, the study provides a comprehensive overview of the field.

Weaknesses

Inherent Challenges in Cross-Trial Comparisons: Ensuring comparability across clinical trials conducted over several decades is challenging. Given the diverse solid tumor types included and changes in standard therapies for these cancers over the 20-year period, the study may not be directly applicable to contemporary clinical decision-making.

Confirmed Heterogeneity and Potential Bias in Analyses: Despite using random-effect models to account for heterogeneity, the diversity in concomitant treatment and patient populations may introduce potential biases. Despite conducting various subgroup analyses, differences in study designs might still impact the results.

Conclusion

This meta-analysis confirms the efficacy of NK cell administration in patients with solid tumors, demonstrating a significant increase in Overall Response Rate (ORR) and Disease Control Rate (DCR). Additionally, the safety profile of NK cell therapy is reinforced by the absence of significant adverse events, such as Graft-versus-Host Disease (GvHD) and Cytokine Release Syndrome (CRS).

It is crucial to consider variations in efficacy based on cancer types and combination therapies for informed treatment decisions. Looking ahead, cell-based therapies, particularly those involving advanced genetic manipulation of NK cells, represent a pivotal frontier in drug development. Refining NK cells, especially through the use of allogeneic cells, promises not only enhanced efficacy but also a favorable toxicity profile. This progress is expected to lead to the development of optimized NK cells as off-the-shelf products, ushering in a transformative new era in cell-based therapies. Continued exploration and integration of these advancements are essential for improving patient outcomes and revolutionizing therapeutic strategies.

Statements

Data availability statement

The original contributions presented in the study are included in the article/supplementary material. Further inquiries can be directed to the corresponding author.

Author contributions

HP: Conceptualization, Data curation, Formal analysis, Investigation, Methodology, Project administration, Resources, Software, Supervision, Validation, Visualization, Writing – original draft, Writing – review & editing. GK: Data curation, Validation, Writing – review & editing. NK: Data curation, Investigation, Writing – review & editing. SH: Formal analysis, Writing – review & editing. HY: Conceptualization, Methodology, Supervision, Writing – review & editing.

Funding

The author(s) declare that no financial support was received for the research, authorship, and/or publication of this article.

Conflict of interest

The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.

Publisher’s note

All claims expressed in this article are solely those of the authors and do not necessarily represent those of their affiliated organizations, or those of the publisher, the editors and the reviewers. Any product that may be evaluated in this article, or claim that may be made by its manufacturer, is not guaranteed or endorsed by the publisher.

Supplementary material

The Supplementary Material for this article can be found online at: https://www.frontiersin.org/articles/10.3389/fimmu.2024.1454427/full#supplementary-material

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Summary

Keywords

killer cells, natural, NK cells, neoplasms, review, systematic, meta-analysis

Citation

Park H, Kim G, Kim N, Ha S and Yim H (2024) Efficacy and safety of natural killer cell therapy in patients with solid tumors: a systematic review and meta-analysis. Front. Immunol. 15:1454427. doi: 10.3389/fimmu.2024.1454427

Received

25 June 2024

Accepted

23 September 2024

Published

16 October 2024

Volume

15 - 2024

Edited by

Massimiliano Petrini, Scientific Institute of Romagna for the Study and Treatment of Tumors (IRCCS), Italy

Reviewed by

Yuan Tian, Affiliated Hospital of Shandong University of Traditional Chinese Medicine, China

Hiroshi Terunuma, Biotherapy Institute of Japan, Inc., Japan

Yanlin Yu, National Institutes of Health (NIH), United States

Updates

Copyright

*Correspondence: Hyeonwoo Yim,

Disclaimer

All claims expressed in this article are solely those of the authors and do not necessarily represent those of their affiliated organizations, or those of the publisher, the editors and the reviewers. Any product that may be evaluated in this article or claim that may be made by its manufacturer is not guaranteed or endorsed by the publisher.

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