Abstract
Building resilience in coastal resources and related communities is improved by a holistic ecosystem research approach for integrating socioecological system components; a key challenge in this process is capturing dynamic interactions between components. We present an application of ecosystem oceanography to address goals of marine conservation and management, including climate readiness and supporting a blue economy. Treating the ecosystem as the sample unit is fundamental to our research program. Specifically, spatiotemporal structure of relationships among taxa themselves is the study subject, not the individual members. Our approach outlines four steps toward successful implementation: 1) Build a conceptual ecosystem-oceanography model informed by previous science and human dimensions research to test hypotheses and identify gaps in our understanding; 2) Design survey and adaptive monitoring efforts, including data sharing protocols, to capture the spatiotemporal processes of ecosystem structure; 3) Use diet data and spatiotemporal variability in trophic interactions to quantify processes influencing ecosystem function, including persistent hotspots of abundance, biodiversity, and trophic transfer; 4) Link empirically-determined processes to improve parameterization of biophysical models to enable evaluation of ecosystem structure and functionality retrospectively and prospectively. Accomplishing these objectives requires a transdisciplinary team and will enable evaluation of specific management goals, develop indicators for tracking progress towards meeting them, and carry out scenario evaluation under near-term and long-term scenarios that explore key uncertainties (e.g., future climate and policy directions). We apply this four-step approach to identify key drivers for recent ecosystem and fishery surprises in the California Current Ecosystem. We propose this approach offers a means for anticipating future ecosystem states and increasing preparedness and capacity to overcome fishery surprises, and in doing so supporting the development of management approaches that are robust to uncertainty.
A role for ecosystem oceanography
Reductionist approaches commonly used in fishery and biological oceanography often fall short in providing management advice leading to robust actions for dealing with novel or surprising ecosystem change. Despite decades of researching the dynamics and behavior of marine ecosystems, there is a lack of demonstrated skill in fishery and ecosystem-level forecasting. Such a short-fall is apparent in the presence of increasing challenges brought on by climate change, successful predator recovery efforts, and additional anthropogenic pressures (e.g., fisheries, shipping, offshore wind development) (). Namely, predicting contemporary dynamics is underprepared for overcoming increasing risk and challenges to mitigating and adapting to adverse and interactive effects of climate change and human resource demand on ecosystem services. A holistic ecosystem oceanography approach to research that focuses on identifying complex and varying processes and mechanisms can provide context for quantifying the embedded and interactive effects of ecosystem components. This improves the evaluation and implementation of dynamic ocean management approaches that are robust to ‘ecological surprises’ (here defined as ecosystem behavior and events that deviate from our expectation) and better situates researchers and managers to proactively adapt to or mitigate pending conditions (; Moore and Schindler, 2022).
The discipline of ecosystem oceanography provides a framework for achieving system-level understanding and parameterization of models for developing well-founded risk assessments and management strategies for contemporary and novel ecosystem issues. Ecosystem oceanography was first referenced by and an initial framework for the approach was presented in incorporating empirical and numerical analyses to quantify ecosystem dynamics including influences of spatiotemporal variability in bottom-up, top-down, and middle-out control of the system. Our goal is to provide context and tractable advice on developing an ecosystem oceanography program: a discipline for elucidating variability in trophic structure related to climate change and human-related impacts. In building a transdisciplinary research program, we have found it essential to integrate personnel with skills pertaining to physical and biological oceanography, ecosystem modeling, and fisheries biology and management as components of an ecosystem oceanography approach (e.g., Wells et al., 2020; Santora et al., 2021a; Tommasi et al., 2021). Doing so permits diagnosing previous ecological conditions and anticipating looming changes in the ecosystem to optimize solutions for maintaining healthy socio-ecological systems.
As a discipline, several ecosystem oceanography stylized approaches have been successfully implemented globally, regardless of whether they have followed similar steps that we outline. All of these approaches have readily applied the use of a conceptual model for describing how ecosystem components interact and how they are scaled relative to biophysical drivers. The importance of the Stommel Diagram approach, which examines scales of spatiotemporal variability of biological and physical oceanography, is now a ubiquitous feature of biological, fisheries and ecosystem oceanography (Stommel, 1963; ; Levin, 1992; Schwing, 2023). This cornerstone approach to conceptualizing oceanographic variability extends to development of research programs invested in understanding the causal and ultimate drivers of marine ecosystem dynamics worldwide by pairing empirical and numerical modeling research priorities (e.g., Wells et al., 2020). For example, the Global Ocean Ecosystem Dynamics program invested in developing indicators and models to benefit fishery and ecosystem management (Turner et al., 2013). Further, in the Southern Ocean, fishery and ecosystem management involving Antarctic krill (Euphausia superba) and dependent predators (finfish, penguins, pinnipeds), relies upon ecosystem monitoring data that is explicitly connected to dynamical ecosystem models that are used to ensure overfishing of krill does not impact sensitive predator populations (Watters et al., 2013). In the North Sea, the sprat (Sprattus sprattus L.) fishery applies a coupled ocean ecosystem and individual-based model to assess fish survival () and similar models have been developed for Atlantic cod (Gadus morhua) (). In the Baltic Sea, well-parameterized biophysical models are considered assets in the development of ecosystem-level management tactics and strategies for sprat, Atlantic cod, and herring (Clupea harengus) to ensure fisheries are sustainable (Möllmann et al., 2014). Although there are many examples of studies that develop ecological and oceanographic indicators from observations, and use numerical models to predict species patterns and response of fishery practices, we argue that implementing a well-defined and transferable ecosystem oceanography approach is more relevant than ever due to increasing climate change and variability effects on marine ecosystems.
Our ecosystem oceanography approach applied to the California Current Ecosystem has been of increasing importance as variability in trophic structure (i.e., variability of food web linkages between zooplankton and secondary consumers) linked to variability of environmental conditions result in consequential ecosystem-level impacts (). Successful conservation of seabirds and marine mammals has resulted in many once-depleted populations recovering, a situation prompting resource managers to consider strategies that better balance the trade-off between the forage needs of predators and the impacts of human fisheries and removals (; Samhouri et al., 2017; ). The concomitant effect of varying and less persistent environment and forage populations with increasing consumptive demands of recovering predators (e.g., seabirds and marine mammals) has been linked to observed shifts of trophodynamics (Wells et al., 2008a; Mills et al., 2013; McClatchie et al., 2015; ). The cost of ecological surprises to coastal human communities has been great and future costs may be greater as unanticipated ecosystem states continue to develop (Lam et al., 2016). Costs directly realized have included closures to fisheries due to recruitment failures (e.g., Chinook salmon (Oncorhynchus tshawytscha); Lindley et al., 2009; McCabe et al. 2016), domoic acid events (Holland and Leonard, 2020; Trainer et al., 2020), and mitigating risk of whale entanglement in fixed-gear fisheries (Santora et al., 2020). There have been monetary losses connected to droughts, fires and increasing river temperatures which directly relate to salmon adult abundance and the fishery (Lindley et al., 2009), and losses due to whale entanglement mitigation and the Dungeness crab (Metacarcinus magister) fishery (Seary et al., 2022). As current climate trends continue, we can expect occurrences of ecological surprises to increase and the development of chronically-unfavorable conditions that could be irreversible (e.g., freshwater habitat degradation, compression of coastal habitat, reduced productivity at trophic hotspots; Solomon et al., 2009; Santora et al., 2017; Schroeder et al., 2022).
Two events in the California Current Ecosystem demonstrate complicated consequences of spatiotemporal variability in ecosystem function, resulting in surprises that impacted socio-economic systems, and demonstrate the need for an ecosystem-oceanographic approach. These examples include different time periods, yet similar underlying unexpected ecosystem shifts: 1) the failure of the 2005 California Fall-run Chinook salmon cohort that led to a years-long collapse of a salmon fishery (Lindley et al., 2009); and 2) increased whale entanglements in fixed-gear fisheries during the Large Marine Heat Wave of 2014-2016 (Santora et al., 2020). In both cases, there were warm winter conditions in the Northeast Pacific Ocean basin and increased coastal stratification, consequences of reduced late-winter upwelling. This preconditioned the California Current Ecosystem for poor primary productivity, reduced production of euphausiids (hereafter krill) at persistent hotspots, and a switch by predators from typically well dispersed juvenile forage fishes associated with productive conditions (e.g., rockfishes, spp. Sebastes) and krill to adult Northern anchovy (Engraulis mordax) which are restricted nearshore in a narrow band of upwelled water (i.e., habitat compression) (Wells et al., 2017; Santora et al., 2020). As a result, seabirds aggregated nearshore to feed on the available Northern anchovy, but in doing so, increased incidental predation on emigrating Chinook salmon which typically only make up a nominal amount of their diet (Wells et al., 2017). Similarly, humpback whales (Megaptera novaeangliae) that typically feed on krill in more offshore locations (outer continental slope), foraged nearshore on Northern anchovy where the incidence of their entanglement with fixed fishing gears increased dramatically. Currently, in 2023 the Chinook salmon fishery for much of the US West Coast is closed for the second time in 15 years, resulting in another significant economic loss for coastal fishing communities. We refer back to these examples throughout to highlight how an integrative ecosystem oceanographic approach can inform and mitigate such surprises.
We contend that diagnosing and adapting to future ecosystem change, through use of single-species, multi-species or aggregated approaches (i.e., constructing ecosystem structure and process from disaggregated studies) are insufficient at capturing the variability in ecosystem structure and functionality, especially in cases where spatiotemporal variability in the trophic interactions is a dominant characteristic. What makes the ecosystem oceanographic approach novel is consideration of the underlying structure of the full system and building a study design accommodating this system and its varying structure with an eye toward modeling the variability in the interactions and functionality of ecosystem components and, ultimately, the consequences to fish, fisheries and protected resources. We advocate for a holistic and adaptive research and survey program that could allow for building capacity and preparedness for overcoming novel contemporary ecosystem management issues and unanticipated logistical constraints (e.g., coronavirus, reduced funding, ship malfunctions; Santora et al., 2021b). We provide a conceptual overview of our streamlined process to facilitate an effective approach to ecosystem-based management that we refer to throughout this perspective piece (Figure 1). Linking ecosystem services to data inputs, empirical analyses, coupling empirical results to biophysical models is integral to an ecosystem oceanographic approach. This is especially critical as the frequency of negative, novel conditions is greater than the evolution of the science needed to diagnose related impacts, develop decision tools, and resolve contemporary and future solutions.
Figure 1
Although the California Current is particularly data rich, many similar observational and modeling data sets exist within large marine ecosystems worldwide and are increasingly accessible to researchers. We have access to several long-term data sets including physical and biological series, and fishery assessments, across trophic levels, from which to develop an integrative ecosystem observing and modeling approach. By treating the ecosystem as the sample unit and by evaluating these data series synthetically we achieve an ecosystem oceanography research effort. This underlying approach considers the spatiotemporal relationships between ecosystem components as the study subject. The implication of this assertion is that spatiotemporal variability in ecosystem function is best evaluated synthetically. Otherwise, constructing conceptual understandings and management options by reanimating previously disconnected research efforts would provide a false comfort in solving issues as idiosyncratic problems to be diagnosed and dealt with individually. Rather, we should build general approaches and solutions founded on researching underlying processes governing ecosystem structure, treating the ecosystem itself as the unit of study. If not, resulting cascades, synergistic outcomes and latent interactions may be unanticipated when the ecosystem is pushed in novel ways by environmental, internal, and human pressures. Therefore, a first step in an ecosystem-level approach is to define the ecosystem, including its community structure, the environmental drivers that impact trophic interactions, and the impacts to and resulting from humans (e.g., Figure 2).
Figure 2

Our general conceptual model of the California Current Ecosystem as it currently stands relative to a number of recent and current ecological outcomes. Fonts are colored to match ecological outcomes and the various studies with which we refined the conceptual model: a growing suite of components and interactions were examined to elucidate the outcomes at hand. Numbers associated with components are referenced as specific studies in the text. Literature cited in “Ecological and societal outcomes”: a) Wells et al., 2012, b) Woodson et al., 2013b, c) Wells et al., 2017, d) Miller et al., 2019, e) Wells et al., 2008a, f) McClatchie et al., 2015, g) Wells et al., 2023, h) Santora et al., 2011, i) Santora et al., 2018, j) Santora et al., 2017, k) Santora et al., 2020 and l) Seary et al., 2022. From upper left to lower right the scale of processes declines from basin-scale to meso-scale. Also shown are two roughly organized trophic structures of central California sentinel species discussed here related to cool, productive conditions (blue arrows) and less productive, warmer conditions (orange arrows) during spring and summer.
An ecosystem oceanography effort is improved by integrating research goals and human dimensions directly. Sole consideration to natural resource variability marginalizes and impacts stakeholders and reduces effective participation in implementation of management decisions that aim for resilient fisheries and communities (
As we consider a holistic program, we recognize
To build and implement an ecosystem model, assessment or management strategy evaluation properly, requires an integrative observing and modeling process for parametrization and evaluation (e.g., from samples of fish in trawls and observations of predators and sea state to parameterizing an individual-based model for juvenile salmonids). While already existing ecosystem models may be capable of accommodating our approach, they typically do not follow the sequence of steps outlined in this conceptual review. We provide a path with four guideposts for accomplishing an ecosystem oceanography research effort and applying its results based on decades of research in the California Current Ecosystem (Figure 1). This perspective targets and may benefit existing research programs with intermediate (e.g., 10-20 years) or mature time series, yet with limited integration between them (
Develop conceptual models of the marine ecosystem structure and processes
We see a first step in problem solving requiring the development of conceptual models of presumed ecosystem structure and processes relative to the hypothesis for the ecosystem dynamics at hand. The clarity of these models makes complicated objectives appear more manageable, solutions more probable, and increases the motivation to work on the issues collaboratively (
Importantly, the model we present is general and serves as a guide for framing hypotheses and facilitating initial diagnosis of ecological surprises and changes in ecosystem state (Figure 2). The realism and successful inclusion of conceptual models in a long-term ecosystem study program is dependent on combining process studies and lab experiments with observations and numerical modeling. Such a model acts as an evolving starting point in diagnosing and modeling drivers and consequences of novel conditions and has been demonstrably capable of providing context for a number of such surprises (Figure 2). Generally,
To explore processes related to salmon growth, we developed simplified conceptual models for hypothesized regional ecosystem function of the system and tested that structure with path analysis. For example, Wells et al. (2008b), linked Chinook salmon growth patterns to variability in basin-scale (e.g., Aleutian Low Pressure Index), regional- scale (i.e., wind stress, turbulence, upwelling, sea surface temperature), and local-scale (i.e., freshwater plumes) environmental influences. Cool basin conditions, increased regional upwelling (Figure 2, Boxes 1, 2), and a reduced plume size were related to increased salmon growth. The structured equation methodology, which arranges variables in a manner representing their sequential role in ecosystem structure, inherently required a hypothesized conceptual model and, when complete, provided context for the factors determining growth and the relative interactions and sensitivities of each factor and spatial scale affecting salmon.
We extended the structured equation approach to relate variability in forage fish recruitment (e.g., pelagic juvenile rockfishes; Sebastes spp.), seabird productivity and trophic dynamics in central California (Wells et al., 2008b). Namely, we developed a conceptual model of the system and tested hypotheses pertaining to effects of regional winds that determine local upwelling (Figure 2, Box 3), sea surface temperature and offshore advection (Figure 2, Boxes 4, 5) and examined the variability in the interacting dynamics between zooplankton, forage fish and seabird productivity. Path analysis allows us to quantify the relative roles of each environmental and biological ecosystem component on one another. As expected, cool conditions and increased upwelling increased prey resources and local seabird reproductive success. Our conceptual model indicated that certain ecosystem components were insignificant contributors to the trophic dynamics we examined, including wind speed (turbulence) and coastal sea level height (as an indicator of geostrophic flow and meridional transport). Importantly, variables, when examined individually (as bivariate relationships) to biological times series can often be significant due to correlations with other variables. Our approach, embedding them as components driving and being driven by additional variables, provided process-oriented context. We paired this analysis with Partial Least Squares regression to develop predictive models of ecosystem function and resultant biological variability (
At the midpoint of our program, we focused on research and spearheaded efforts that evaluated the ecosystem structure as a consequence of current conditions. We knew then that the forage availability observed today results from previous spawning (Figure 2, Boxes 6, 7), nutrient (Figure 2, Box 8), and transport conditions (Figure 2, Boxes 9, 10). Schroeder et al. (2009; Schroeder et al., 2013) provides an excellent, and still standing example, of estimating local ecosystem productivity in spring and summer (including seabirds and forage fishes) by its relationship to the size and location of the North Pacific High pressure system in late winter (Figure 2, Box 1). Schroeder et al. (2013) demonstrated that a larger, more inshore North Pacific High-pressure cell in February and March results in increased upwelling and reduced coastal stratification in winter (Figure 2, Box 2) and, hence, increased nutrient introduction at the same time local forage fish are spawned (Figure 2, Boxes 6, 7) and seabirds prepare for the breeding season.
Upwelling phenology is a critical driver of California Current Ecosystem structure and function including associated stratification, nutrient input, and later productivity in the summer (
Develop an integrated survey plan that can document spatiotemporal variability of trophic levels and their interactions
Surveys are critical to evaluate the spatiotemporal dynamics of the ecosystem (Figure 1C). For illustrative purposes we can consider three types of surveys: stock assessment, environmentally-coupled, and integrative. Stock assessment surveys typically support estimation of abundance, demographic structure and distribution of individual or a suite of managed taxa. Such surveys can also provide guidance on population dynamics including distribution, growth, maturation, age-structure and diet. These surveys are generally designed to match the management-relevant spatial organization (e.g., management regions) and range of the taxa of interest which may not be the scale at which the ecosystem processes of interest are occurring (e.g., mesoscale). Coupled surveys, often arise from a modest alteration of a single-taxon survey in an attempt to address a specific question or concern (e.g., include environmental data collected synoptically with taxa of interest). Such a pairing allows researchers to explore bivariate functional responses of population dynamics and the proximate environment as well as provide physical indicators relevant to the taxa of biological interest as covariates in statistical or assessment models (e.g., species distribution models) (Figures 1A, B) (Schroeder et al., 2019; Malick et al., 2020; Muhling et al. 2020).
A more integrative, synthetic, spatiotemporally-appropriate survey design is required to examine the bottom-up, top-down, and middle-out aspects of the ecosystem and switches between the relative importance of processes (Figure 3). The California Current Ecosystem is one of the best surveyed systems worldwide with a number of large-scale, regional-scale, and small-scale surveys collecting predator data (e.g., distribution, diet), fishery data (e.g., distribution of Pacific hake (Merluccius productus), coastal pelagic species), as well as oceanographic data (McClatchie, 2016, Figures 3A, B). We rely a great deal on two surveys along the California Current Ecosystem that sample the ecosystem as a sample unit: Rockfish Recruitment and Ecosystem Assessment Survey (RREAS) in coastal California (Sakuma et al., 2016; Santora et al., 2021a), and the Pre-recruit survey in Oregon and Washington (
Figure 3

(A) A non-exhaustive accounting of the spatial scale of surveys and geographic prominences along the California Current Ecosystem. In addition to the surveys shown are the spatially-adaptive coastal pelagic survey (CPS) and Pacific hake acoustic surveys that encompass nearly the full California Current. As well, a number of uncrewed and mooring systems are implemented along the California Current. RREAS is Rockfish Recruitment and Ecosystem Assessment Survey, JSOES is Juvenile Salmon Ocean and Ecosystem Survey, CalCOFI is the California Cooperative Oceanic Fisheries Investigations Survey, NHL and THL are the Newport and Trinidad Hydrographic Lines. ROMS is Regional Ocean Modeling System. (B) Approximation of the spatiotemporal coverage of these data series. (C) An example of the spatiotemporal (e.g., phenological) dynamics of a subset of the ecosystem. This is, ultimately, a component of the general conceptual model (Figure 2) paired with data streams to demonstrate the importance of integration across surveys to address ecosystem-level questions and goals. NPH is the North Pacific High pressure system: modulates coastal upwelling. (D) An example of the development of select ecological surprises overlaying the survey and data streams available informing the sea-state and risk of these ecological outcomes. UME is Unusual Mortality Events of seabirds and mammals. Altered emigration dynamics can include timing, size, or condition of the salmon. Whale entanglements can occur at any time of the crab fishery (November – July) but we focus here on spring.
Survey designs need to accommodate various approaches and integrate with resources that provide greater spatiotemporal coverage than at-sea surveys alone can provide such as remote sensing, numerical models and an extensive uncrewed network beyond and deeper within the bounds of the ecosystem of direct interest. The RREAS and Pre-recruit efforts occur at a particularly important period in the evolution of the ecosystem, when a synoptic survey is critical (Figure 3C). To explore the evolution of the ecosystem we rely on other platforms collecting data on ecosystem components that are critical to the evolution of the California Current leading up to the spring and following it (e.g., satellite observations, moorings and data-assimilative ocean models)(Figure 3C). Autonomous vehicles (e.g., gliders) have provided context for the spatiotemporal oceanography within and without the boundaries of our ecosystem surveys. It is also important to consider means to include collection of data, when possible, on trophic levels that are underrepresented. For example, the inclusion of predator observers, diet data, acoustics and eDNA are simple cost-effective additions to surveys that provide greater context to the data collected from the individual survey and aids in filling spatiotemporal gaps in observations currently existing between surveys (
We examine spatiotemporal scales relevant to ecosystem dynamics across the survey efforts to inform the dynamics underpinning observed ecosystem states. In doing so, we inform the functional relationships with the over-arching conceptual model and provide spatiotemporal context for our observations (Figures 3C, D). A fundamental dynamic modulating ecosystem functioning along the California Current is the productivity and distribution of krill availability to foraging seabirds, whales and mesopredators such as Pacific hake and Chinook salmon. Santora et al. (2012; Santora et al., 2018) used data from the RREAS to demonstrate that krill productivity and distribution is largely determined by bathymetry, including canyon heads and additional areas where nutrient rich, cool water is persistently upwelled. Similarly,
Quantify spatiotemporal variability of trophic interactions and processes
Over the past few decades, researchers and the managers they inform have focused on indicators of ocean climate state with the assumption that these metrics (e.g., sea surface temperature, sea level height) are indicators of ecosystem function (Williams et al., 2021), but they could also be simply a constellation of values providing presumed structure but isolated from any interactivity. Beyond a simple concern of unstable correlations, they can fail to capture the process and, hence, the bottom-up, middle out- and top-down consequences within the seascape on spatiotemporal variability in forage assemblages (Myers, 1998). Such improved understanding of functional relationships from basin-scale conditions to fine-scale reactions, as contextualized within ecosystem processes, allows the estimation of spatiotemporal ecosystem responses to variability of a3subsets of ecosystem components (Figures 1A, B, 3C, D). Hence, we promote quantification of functional responses linking spatiotemporal drivers and ecological impacts for the evaluation and parameterization of mechanistic ecosystem models. At the core of this assertion is that a driver of ecosystem state and resulting trophic structure acts at multiple scales and is not in isolation of additional drivers. For example, we have quantified the effects of size and strength of North Pacific High in winter on coastal and community productivity (Schroeder et al., 2009;
With an increased understanding of the environmental determinants of species abundance and distribution, including forage and predators, we explore spatiotemporal variability in trophic structure (e.g., Figure 2 ‘Trophic structure’). As forage availability and assemblages vary dependent on the environment, we have diagnosed how this covaries with salmon growth and survival, predator behaviors and human consequences, and we parameterize biophysical models with this observed environmentally-dependent variability (e.g.,
The starting point for exploring the ecosystem and trophic structural variability is developing an understanding of the determinants of distribution, abundance and assemblages of forage species at regional (~100-1000 km) and mesoscales (~10-100 km). Along the California Current, variability in forage fish assemblages is coherent at the scale of bioregions defined by oceanographic processes dominated by coastal promontories that shape the size and intensity of upwelling habitats (
We develop climatologies of species distribution and develop an improved understanding of trophic hotspots where, by definition, trophic interactions are greatest. Quantifying the scale at which ecosystem processes occur is an important component of this understanding and management application (Figures 1A, B, D). Persistence, in a combined spatiotemporal way, indicates areas of trophic importance based on the recurrence of biophysical properties influencing species relative abundance patterns and their interactions. With access to at least 5-10 years of survey data with repeated coverage, we can determine where mesoscale trophic hotspots (~10-100 km) are likely to form and persist, which can better inform ecosystem monitoring and modeling studies (Santora et al., 2011; Santora et al., 2013; Santora et al., 2017). There exist a number of persistent hotspots within the California Current Ecosystem that, except under the most anomalous conditions (especially those related to excessive transport and turbulence), have a consistent supply of nutrient-rich deep and retained waters and relatively greater concentrations of forage fishes and krill (
The ability for trophic hotspots to persist in the face of increased climate variability associated with climate change (e.g., stronger and longer marine heat waves, increased intensity and variability in upwelling) should be specifically considered. Important to having defined hotspots is quantifying the processes determining them and using numerical models to assess their spatiotemporal variability retrospectively and prospectively (
Link empirically-determined processes to biophysical models
A critical link between biophysical modeling, empirical studies, and management application is to first structure a biophysical model with the conceptual model and then parameterize its embedded functional relationships with empirical data (Figures 1A, B, D, E) (
With increasing complexity and variability of ecosystem interactions in the face of climate change, a combined approach of observational data and models allows us to evaluate out-of-sample states and build informed, process-oriented conceptual models and hypotheses (Seidl, 2017; Wells et al., 2020). Given the importance of examining the spatiotemporal aspects of an ecosystem and the impossibility of covering it entirely with empirical observations, numerical models provide a potential avenue for filling in the gaps. Comparing model output and observational data, where available, we evaluate models for structural realism of modeled trophic interactions at the correct spatiotemporal scale (
As a specific example, we use biophysical models to predict and measure uncertainty of spatiotemporal variability of Chinook salmon growth and survival. We applied, with the inclusion of empirical study results, an individual-based model for Chinook salmon coupled to a dynamic energy budget model in which modeled salmon used a restricted search pattern for modeled krill (
Example applications
A key objective of this ecosystem oceanography program is to inform management, reduce conflict with and among invested stakeholders (
With a trusted conceptual model evaluated through extensive empirical observations and process studies, we have parameterized coupled ocean-ecosystem and biophysical models, permitting the exploration of ecosystem processes across multiple trophic levels. These biophysical models are tools that provide efficiency for estimation of spatial and temporal structure of the ecosystem that are now used to inform the productivity and distribution of krill and the potential of increased predation of salmon at sea. This information is used by the California Current Integrated Ecosystem Assessment to provide advice to the regional management council for risk assessments for survival of salmon in their first year at sea. Using these biophysical models, within-year risk assessments of potential whale entanglements are provided and used by California Department of Fish and Wildlife to develop spatial and temporal rules for fixed-gear fisheries. Finally, while still in development, these models are being expanded, with success, to provide a test bed for evaluating retrospective and prospective management strategies. Namely, our current objective is to evaluate the role of freshwater conditions on out-migration demographics (i.e., carry-over effects;
The path to application
Our specific applications are the result of what can be considered a general approach to applying ecosystem oceanography to management. Survey observations, lab experiments, uncrewed systems (e.g., gliders), numerical modeling output and suites of additional research endeavors are at the foundation of useful and applicable outcomes (Figures 1C, 3). As we inform the individual elements in the conceptual model through survey efforts and retrospective and near-real time biophysical model output, we provide early, non-integrative indications of ecosystem state alluded to through the conditions of each ecosystem component (Figures 1A–C, 2). As more data is accumulated and the components of the conceptual framework is fleshed out through the year, individual components and interactions can be contextualized and provide a system-level perspective of risk (Figure 3D). Examples of this approach along the California Current include observations of larval fish assemblages in winter to indicate future forage conditions faced by emigrating juvenile salmon (
Ultimately, by understanding the ecosystem’s phenology and response to climate perturbations (e.g., expected outcomes from El Niño), we no longer need to treat each anomalous ecological event linked to Large Marine Heat Waves, El Niño, or poor upwelling conditions as an idiosyncratic outcome. In doing so, we can be ahead of issues even if the specifics of the issues themselves may be unique (e.g., dynamic ocean management; Lewison et al., 2015;
We can use the example ecosystem benefits flow diagram (Figure 1), informed by the conceptual model and empirical results, to illustrate the path between sampling, research and model development to provide advice on the risk of ecosystem shifts. This approach also provides realistic parameterization of ecosystem conditions for examining management strategies (Figures 1B, D). We can refine conceptual models and parameterize biophysical models with a number of years of observations, and use these models to evaluate the probable success of different management strategies retrospectively and prospectively. Such an approach provides potential paths forward to reduce socio-economic impacts resulting from recognized general ecosystem realizations. A management scenario evaluation can be in two phases: 1) retrospective analysis to develop an understanding of past conditions and processes and the development of strategies that had the potential of mitigating past ecological surprises and 2) a prospective analysis and strategy evaluation inclusive of ecosystem change scenario modeling informed by the results of the retrospective analysis. Critical to this approach is having as complete as possible understanding of spatiotemporal ecosystem-level processes. The inclusion of demonstrable mechanisms, considered in the context of a variable ecosystem structure, improves the realism of emergent properties from the future scenarios. However, more complexity in a modeling approach can reduce bias but uncertainty in output increases as a result of parameter uncertainty (
Conclusion
It has been our goal to provide context, based on California Current Ecosystem examples, of how to accomplish an ecosystem oceanography research approach and a programmatic effort that can provide general solutions and risk assessments for unique ecological conditions. We recognize that there are complex non-linearities within an ecosystem that make prediction, especially outside of observed conditions, imperfect. However, without an approach built on empirical observations and biophysical models capable of representing emergent qualities of the ecosystem we would be left in a considerably worse position when novel conditions arise from any such undiagnosed non-linearities. Namely, while ecosystem shifts and novel fishery management challenges themselves may be idiosyncratic, they are embedded in a generally understood ecosystem that can be observed as it evolves to diagnose issues in environmental and biological conditions from the basin- to meso-scales. It should be clear that as we developed this program, we did not have a straight-line path between our goals and the synthetic approach; much of our perspective was the result of dead ends and missteps and re-envisioning of conceptual models and hypothesis testing. Our perspective extends the
Statements
Author contributions
BW and JS contributed equally to the conception and writing of the manuscript. All authors contributed to the article and approved the submitted version.
Funding
JS acknowledges support by NASA US MBON 80NSSC20M0001.
Acknowledgments
As we have noted, this work is the result of many hands and collaborations. We thank D. Ainley, S. Bograd, R. Brodeur, F. Chavez, M. Cimino, J. Fiechter, J. Field, W. Friedman, K. Forney, E. Hazen, D. Huff, N. Mantua, M. Messié, W. Peterson, K. Richerson, I. Schroeder, and W. Sydeman.
Conflict of interest
The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
Publisher’s note
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Summary
Keywords
ecosystem monitoring and management, salmon, whale entanglement, food webs, biophysical models
Citation
Wells BK and Santora JA (2023) Implementing an ecosystem oceanography program to increase capacity and preparedness for dynamic ocean management and fishery challenges. Front. Mar. Sci. 10:1192052. doi: 10.3389/fmars.2023.1192052
Received
22 March 2023
Accepted
31 July 2023
Published
17 August 2023
Volume
10 - 2023
Edited by
Stelios Katsanevakis, University of the Aegean, Greece
Reviewed by
Jacqueline Mary Grebmeier, University of Maryland, College Park, United States; Ursula Scharler, University of KwaZulu-Natal, South Africa
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Copyright
© 2023 Wells and Santora.
This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.
*Correspondence: Brian K. Wells, brian.wells@noaa.gov; Jarrod A. Santora, jarrod.santora@noaa.gov
†These authors have contributed equally to this work and share senior authorship
Disclaimer
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