<?xml version="1.0" encoding="UTF-8" standalone="no"?>
<!DOCTYPE article PUBLIC "-//NLM//DTD Journal Publishing DTD v2.3 20070202//EN" "journalpublishing.dtd">
<article xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink" article-type="research-article">
<front>
<journal-meta>
<journal-id journal-id-type="publisher-id">Front. Neurol.</journal-id>
<journal-title>Frontiers in Neurology</journal-title>
<abbrev-journal-title abbrev-type="pubmed">Front. Neurol.</abbrev-journal-title>
<issn pub-type="epub">1664-2295</issn>
<publisher>
<publisher-name>Frontiers Media S.A.</publisher-name>
</publisher>
</journal-meta>
<article-meta>
<article-id pub-id-type="doi">10.3389/fneur.2018.00985</article-id>
<article-categories>
<subj-group subj-group-type="heading">
<subject>Neurology</subject>
<subj-group>
<subject>Original Research</subject>
</subj-group>
</subj-group>
</article-categories>
<title-group>
<article-title>A Novel Non-invasive Approach for Measuring Upper Airway Collapsibility in Mice</article-title>
</title-group>
<contrib-group>
<contrib contrib-type="author">
<name><surname>Nishimura</surname> <given-names>Yoichi</given-names></name>
<xref ref-type="aff" rid="aff1"><sup>1</sup></xref>
<xref ref-type="aff" rid="aff2"><sup>2</sup></xref>
<uri xlink:href="http://loop.frontiersin.org/people/623389/overview"/>
</contrib>
<contrib contrib-type="author">
<name><surname>Arias</surname> <given-names>Rafael S.</given-names></name>
<xref ref-type="aff" rid="aff1"><sup>1</sup></xref>
</contrib>
<contrib contrib-type="author">
<name><surname>Pho</surname> <given-names>Huy</given-names></name>
<xref ref-type="aff" rid="aff1"><sup>1</sup></xref>
<uri xlink:href="http://loop.frontiersin.org/people/636904/overview"/>
</contrib>
<contrib contrib-type="author">
<name><surname>Pham</surname> <given-names>Luu Van</given-names></name>
<xref ref-type="aff" rid="aff1"><sup>1</sup></xref>
</contrib>
<contrib contrib-type="author">
<name><surname>Curado</surname> <given-names>Thomaz Fleury</given-names></name>
<xref ref-type="aff" rid="aff1"><sup>1</sup></xref>
</contrib>
<contrib contrib-type="author">
<name><surname>Polotsky</surname> <given-names>Vsevolod Y.</given-names></name>
<xref ref-type="aff" rid="aff1"><sup>1</sup></xref>
<uri xlink:href="http://loop.frontiersin.org/people/23387/overview"/>
</contrib>
<contrib contrib-type="author" corresp="yes">
<name><surname>Schwartz</surname> <given-names>Alan R.</given-names></name>
<xref ref-type="aff" rid="aff1"><sup>1</sup></xref>
<xref ref-type="corresp" rid="c001"><sup>&#x0002A;</sup></xref>
<uri xlink:href="http://loop.frontiersin.org/people/624699/overview"/>
</contrib>
</contrib-group>
<aff id="aff1"><sup>1</sup><institution>Division of Pulmonary and Critical Care Medicine, School of Medicine, Johns Hopkins University</institution>, <addr-line>Baltimore, MD</addr-line>, <country>United States</country></aff>
<aff id="aff2"><sup>2</sup><institution>Department of Otolaryngology, Teikyo University Chiba Medical Center</institution>, <addr-line>Chiba</addr-line>, <country>Japan</country></aff>
<author-notes>
<fn fn-type="edited-by"><p>Edited by: Thomas Penzel, Charit&#x000E9; Universit&#x000E4;tsmedizin Berlin, Germany</p></fn>
<fn fn-type="edited-by"><p>Reviewed by: Ramon Farre, University of Barcelona, Spain; Irma Rukhadze, UCLA David Geffen School of Medicine, United States</p></fn>
<corresp id="c001">&#x0002A;Correspondence: Alan R. Schwartz <email>aschwar2&#x00040;jhmi.edu</email></corresp>
<fn fn-type="other" id="fn001"><p>This article was submitted to Sleep and Chronobiology, a section of the journal Frontiers in Neurology</p></fn></author-notes>
<pub-date pub-type="epub">
<day>20</day>
<month>11</month>
<year>2018</year>
</pub-date>
<pub-date pub-type="collection">
<year>2018</year>
</pub-date>
<volume>9</volume>
<elocation-id>985</elocation-id>
<history>
<date date-type="received">
<day>03</day>
<month>10</month>
<year>2018</year>
</date>
<date date-type="accepted">
<day>31</day>
<month>10</month>
<year>2018</year>
</date>
</history>
<permissions>
<copyright-statement>Copyright &#x000A9; 2018 Nishimura, Arias, Pho, Pham, Curado, Polotsky and Schwartz.</copyright-statement>
<copyright-year>2018</copyright-year>
<copyright-holder>Nishimura, Arias, Pho, Pham, Curado, Polotsky and Schwartz</copyright-holder>
<license xlink:href="http://creativecommons.org/licenses/by/4.0/"><p>This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.</p></license>
</permissions>
<abstract><p><bold>Introduction:</bold> Invasive procedures were previously developed for measuring pharyngeal collapsibility in rodents during expiration, when declining neuromuscular activity makes the airway unstable. We developed a non-invasive approach for streamlining collapsibility measurements by characterizing responses in physiologic markers of dynamic expiratory airflow obstruction to negative nasal pressure challenges.</p>
<p><bold>Methods:</bold> Anesthetized mice were instrumented to monitor upper airway pressure-flow relationships with head-out plethysmography while nasal pressure was ramped down from &#x0007E; &#x0002B;5 to &#x02212;20 cm H<sub>2</sub>O over several breaths. Inspiratory and expiratory flow, volume, and timing characteristics were assessed breath-wise. Pcrit was estimated at transitions in expiratory amplitude and timing parameters, and compared to gold standard P<sub>CRIT</sub> measurements when nasal and tracheal pressures diverged during expiration. Predictions equations were constructed in a development data set (<italic>n</italic> &#x0003D; 8) and applied prospectively to a validation data set (<italic>n</italic> &#x0003D; 16) to estimate gold standard P<sub>CRIT</sub>.</p>
<p><bold>Results:</bold> The development data demonstrated that abrupt reversals in expiratory duration and tidal volume during nasal pressure ramps predicted gold standard P<sub>CRIT</sub> measurements. After applying regression equations from the development to a validation dataset, we found that a combination of expiratory amplitude and timing parameters proved to be robust predictors of gold standard P<sub>CRIT</sub> with minimal bias and narrow confidence intervals.</p>
<p><bold>Conclusions:</bold> Markers of expiratory airflow obstruction can be used to model upper airway collapsibility, and can provide sensitive measures of changes in airway collapsibility in rodents. This approach streamlines repeated non-invasive P<sub>CRIT</sub> measurements, and facilitates studies examining the impact of genetic, environmental, and pharmacologic factors on upper airway control.</p></abstract>
<kwd-group>
<kwd>obstructive sleep apnea</kwd>
<kwd>upper airway collapsibility</kwd>
<kwd>critical pressure</kwd>
<kwd>pharynx</kwd>
<kwd>mice</kwd>
</kwd-group>
<contract-num rid="cn001">HL133100</contract-num>
<contract-num rid="cn001">HL128970</contract-num>
<contract-num rid="cn001">HL144859</contract-num>
<contract-sponsor id="cn001">National Institutes of Health<named-content content-type="fundref-id">10.13039/100000002</named-content></contract-sponsor>
<counts>
<fig-count count="6"/>
<table-count count="3"/>
<equation-count count="0"/>
<ref-count count="33"/>
<page-count count="9"/>
<word-count count="5404"/>
</counts>
</article-meta>
</front>
<body>
<sec sec-type="intro" id="s1">
<title>Introduction</title>
<p>Obstructive sleep apnea is a common disorder with an estimated prevalence of 2 to 4% in the general population (<xref ref-type="bibr" rid="B1">1</xref>, <xref ref-type="bibr" rid="B2">2</xref>). It is characterized primarily by recurrent occlusion of the upper airway during sleep. Ensuing oxyhemoglobin desaturation and periodic arousals account for the major cardiopulmonary and metabolic morbidity of this disorder (<xref ref-type="bibr" rid="B3">3</xref>, <xref ref-type="bibr" rid="B4">4</xref>). Nasal continuous positive airway pressure can treat obstructive sleep apnea by splinting the pharyngeal airway open (<xref ref-type="bibr" rid="B5">5</xref>). Although CPAP remains the mainstay of therapy, its acceptance is beset by low adherence to therapy (<xref ref-type="bibr" rid="B6">6</xref>). Recently, pharmacologic alternatives to CPAP have been piloted for specific patient subgroups (<xref ref-type="bibr" rid="B7">7</xref>&#x02013;<xref ref-type="bibr" rid="B9">9</xref>). Nevertheless, the development of new strategies has been hindered by the lack of easily deployed animal models in which proof of concept studies can be conducted to simulate and treat upper airway obstruction.</p>
<p>Investigators have demonstrated that elevations in pharyngeal collapsibility play a pivotal role in the pathogenesis of obstructive sleep apnea (<xref ref-type="bibr" rid="B10">10</xref>&#x02013;<xref ref-type="bibr" rid="B12">12</xref>), as reflected by increases in critical closing pressures (P<sub>CRIT</sub>). Prior studies in large animals have modeled structural alterations and disturbances in upper airway neuromuscular control (<xref ref-type="bibr" rid="B13">13</xref>&#x02013;<xref ref-type="bibr" rid="B15">15</xref>), both of which can contribute to elevations in P<sub>CRIT</sub>. More recently, investigators have been able to resolve passive structural and active neuromuscular components of airway collapsibility in rodents (<xref ref-type="bibr" rid="B16">16</xref>&#x02013;<xref ref-type="bibr" rid="B18">18</xref>) by characterizing P<sub>CRIT</sub> from variations in airway pressure-flow dynamics across the respiratory cycle (<xref ref-type="bibr" rid="B17">17</xref>&#x02013;<xref ref-type="bibr" rid="B20">20</xref>). In mice, expiratory obstruction develops during ramp decreases in nasal pressure when nasal and tracheal pressures diverge as neuromuscular activity wanes. Investigators have utilized this approach to characterize effects of sleep apnea risk factors (e.g., obesity, central adiposity, and age) (<xref ref-type="bibr" rid="B17">17</xref>, <xref ref-type="bibr" rid="B18">18</xref>), neuromuscular activity (<xref ref-type="bibr" rid="B21">21</xref>) and neurohumoral factors (e.g., leptin) (<xref ref-type="bibr" rid="B18">18</xref>, <xref ref-type="bibr" rid="B22">22</xref>) on airway collapsibility. Nevertheless, monitoring tracheal pressure has posed significant technical challenges and has restricted this approach to non-survival experiments.</p>
<p>The major goal of the current study was to elaborate a streamlined non-invasive method for characterizing airway collapsibility in anesthetized mice during ramp decreases in nasal pressure without monitoring tracheal pressure. We reasoned that negative nasal pressure would obstruct the airway when pharyngeal neuromuscular activity wanes during expiration. Under these circumstances, expiratory obstruction should be characterized by reductions in expiratory airflow, trapped air in the lungs behind the obstruction and a prolongation of expiration. We hypothesized that amplitude and timing indices of expiratory airflow obstruction could be used to estimate gold standard measurements of P<sub>CRIT</sub>, based on tracheal pressure measurements (<xref ref-type="bibr" rid="B7">7</xref>, <xref ref-type="bibr" rid="B18">18</xref>). Our findings offer a novel approach to streamlining measurements of P<sub>CRIT</sub> in both humans and animals.</p>
</sec>
<sec sec-type="methods" id="s2">
<title>Methods</title>
<sec>
<title>Approach</title>
<p>In prior work, an approach was developed for measuring P<sub>CRIT</sub> by lowering the nasal pressure in ramp-like fashion and determining the nasal pressure at which tracheal pressure diverged (<xref ref-type="bibr" rid="B17">17</xref>, <xref ref-type="bibr" rid="B18">18</xref>). When nasal pressure fell below a P<sub>CRIT</sub>, we found that nasal pressure was no longer transmitted to the trachea when the airway became most collapsible during the expiratory phase of the respiratory cycle. During inspiration, nasal and tracheal pressures re-equilibrated, indicating that airway patency was restored with phasic upper airway neuromuscular activity. This technique required placement and maintenance of a high-fidelity tracheal pressure signal via tracheostomy during non-survival surgery, which severely limited its applicability on technical grounds and precluded repeated measurements over time.</p>
<p>To overcome these limitations, we assessed for signs of expiratory airflow obstruction from the tidal airflow signals during negative nasal pressure ramps (Figure <xref ref-type="fig" rid="F1">1</xref>). As before, head-out plethysmography was used to monitor tidal airflow continuously (<xref ref-type="bibr" rid="B17">17</xref>, <xref ref-type="bibr" rid="B18">18</xref>). This signal was used to derive amplitude and timing indices to determine the nasal pressure at which expiratory airflow obstruction developed (the pharynx collapsed). Specifically, we assessed the impact of progressive decreases in nasal pressure on expiratory peak flow and tidal volume, and on the expiratory duration and duty cycle. P<sub>CRIT</sub> was estimated by the level of nasal pressure at which the development of expiratory airflow obstruction could be inferred from transitions in these parameters, and compared to gold standard measurements of P<sub>CRIT</sub>. P<sub>CRIT</sub> estimates were generated from recordings in prior experiments (<xref ref-type="bibr" rid="B17">17</xref>, <xref ref-type="bibr" rid="B18">18</xref>).</p>
<fig id="F1" position="float">
<label>Figure 1</label>
<caption><p>Experimental setup with mouse in head out chamber sealed around neck. Mice were instrumented to monitor upper airway pressure-flow relationships. Sealed snout mask affixed to nostrils with mouth sealed. Nasal and tracheal pressures are monitored, as well as tidal airflow from chamber. A variable pressure source is connected to nose. Inspiratory phasic genioglossus electromyographic activity (EMG<sub>GG</sub>; arbitrary units, au) with cardiac artifact (spikes).</p></caption>
<graphic xlink:href="fneur-09-00985-g0001.tif"/>
</fig>
</sec>
<sec>
<title>Study design</title>
<p>Gold standard and P<sub>CRIT</sub> estimates were measured in two groups of mice. A development group (<italic>n</italic> &#x0003D; 8) was used to model associations between gold standard P<sub>CRIT</sub> and predictive physiologic parameters from a minimum of 3 runs in each mouse. Regression equations from the development data set were then applied to data from a validation group (<italic>n</italic> &#x0003D; 16) to examine their accuracy in predicting P<sub>CRIT</sub>. This study was conducted in accordance with the recommendations and approval of the Johns Hopkins Animal Care and Use Committee.</p>
</sec>
<sec>
<title>Mice</title>
<p>Male C57BL/6J (BL6) mice were obtained from Jackson Laboratory (Bar Harbor, ME), housed in a temperature and humidity-controlled micro-isolation facility, fed regular chow and water <italic>ad libitum</italic>, and studied at &#x0007E;14 weeks of age (Table <xref ref-type="table" rid="T1">1</xref>). The study protocols were approved by the Johns Hopkins Animal Care and Use Committee (JHACUC), and all animal experiments were conducted in accordance with the JHACUC guidelines. Age and weight are reported for male mice from studies in previous experiments on mouse upper airway control (<xref ref-type="bibr" rid="B17">17</xref>, <xref ref-type="bibr" rid="B18">18</xref>).</p>
<table-wrap position="float" id="T1">
<label>Table 1</label>
<caption><p>C57BL/6J Mouse characteristics.</p></caption>
<table frame="hsides" rules="groups">
<thead>
<tr>
<th/>
<th valign="top" align="center"><bold>n</bold></th>
<th valign="top" align="center" colspan="2" style="border-bottom: thin solid #000000;"><bold>Age (week)</bold></th>
<th valign="top" align="center" colspan="2" style="border-bottom: thin solid #000000;"><bold>Weight (g)</bold></th>
</tr>
<tr>
<th/>
<th/>
<th valign="top" align="center"><bold>Mean &#x000B1; SE</bold></th>
<th valign="top" align="center"><bold>Range</bold></th>
<th valign="top" align="center"><bold>Mean &#x000B1; SE</bold></th>
<th valign="top" align="center"><bold>Range</bold></th>
</tr>
</thead>
<tbody>
<tr>
<td valign="top" align="left">Development data set</td>
<td valign="top" align="center">8</td>
<td valign="top" align="center">13.6 &#x000B1; 1.6</td>
<td valign="top" align="center">9.0&#x02013;19.0</td>
<td valign="top" align="center">26.6 &#x000B1; 1.4</td>
<td valign="top" align="center">23.2&#x02013;34.4</td>
</tr>
<tr>
<td valign="top" align="left">Validation data set</td>
<td valign="top" align="center">16</td>
<td valign="top" align="center">14.7 &#x000B1; 1.9</td>
<td valign="top" align="center">9.0&#x02013;29.0</td>
<td valign="top" align="center">29.1 &#x000B1; 1.0</td>
<td valign="top" align="center">24.2&#x02013;34.7</td>
</tr>
</tbody>
</table>
</table-wrap>
</sec>
<sec>
<title>Experimental setup, procedures and protocol</title>
<p>Mice were instrumented and studied experimentally, as previously described (<xref ref-type="bibr" rid="B17">17</xref>, <xref ref-type="bibr" rid="B18">18</xref>). In brief, isoflurane anesthesia was titrated between 0.5 and 1.5% (usually &#x0007E;1%) to target a respiratory rate in the range of 60 to 80 per min. Atropine was injected (0.001 mg I.P.) to minimize airway secretions, and body temperature was maintained at 36.5&#x02013;37.5&#x000B0;C. The trachea was then cannulated with a tapered cannula through a midline incision and the cannula was secured with sutures. Two Teflon coated fine wires were also tunneled subcutaneously and sutured to the ventral surface of the geniohyoid/genioglossus muscle group bilaterally. The mouth was then sealed shut. The mouse was then placed into a head-out plethysmograph in the prone position (<xref ref-type="bibr" rid="B17">17</xref>, <xref ref-type="bibr" rid="B18">18</xref>).</p>
<p>The experimental setup for making pressure-flow recordings consisted of the following. A low-dead space, tight fitting nasal cannula was placed over the snout, and connected to a blow-by breathing circuit through which fresh oxygen and isoflurane were administered. The nasal pressure (P<sub>N</sub>) and tracheal pressure (P<sub>TRACH</sub>) were monitored with differential pressure transducers referenced to atmospheric pressure. A calibrated laminar flow pneumotachometer was mounted onto the plethysmograph and connected to a differential pressure transducer. All pressure and airflow signals were amplified and digitized for real-time display, storage and data analysis. The genioglossus electromyographic activity (EMG<sub>GG</sub>) signal was amplified, band-pass-filtered from 30 to 1,000 Hz, digitized at 1 KHz, rectified and the moving average was computed with a 55 ms time constant.</p>
<p>To determine P<sub>CRIT</sub>, P<sub>N</sub> was lowered in ramp-like fashion from &#x0007E; &#x0002B;5 cmH<sub>2</sub>O to &#x0007E; &#x02212;20 cmH<sub>2</sub>O (Figure <xref ref-type="fig" rid="F2">2</xref>). Before each P<sub>N</sub> ramp, the patency of the tracheostomy tube was assured by flushing the tracheal cannula. At the end of the study, mice were euthanized with an overdose of pentobarbital (60 mg IP).</p>
<fig id="F2" position="float">
<label>Figure 2</label>
<caption><p>Critical pressure (P<sub>CRIT</sub>) determined from ramp decrease in nasal pressure (P<sub>N</sub>) over a series of breaths from approximately &#x0002B;5 to &#x02212;20 cm H<sub>2</sub>O. As P<sub>N</sub> decreased progressively, expiratory P<sub>N</sub> and tracheal pressure (P<sub>TRACH</sub>) tracked one another over the initial series of breaths (to left of vertical dashed line), indicating airway patency. Once nasal pressure fell below P<sub>CRIT</sub> (to right of vertical line), nasal and tracheal pressures diverged during expiration (Expir) but not during inspiration (Insp), indicating expiratory obstruction. Physiologic markers for expiratory airflow obstruction were observed in tidal airflow response to decreasing P<sub>N</sub> including reversals in expiratory peak flow, tidal volume (area under expiratory vs. inspiratory flow trace), and time (T<sub>E</sub>) and duty cycle (T<sub>E</sub>/T<sub>TOT</sub>). At end-expiration, a sudden jet of expiratory flow (see <sup>&#x0002A;</sup>) coincides with onset of phasic genioglossus electromyographic activity (not shown), indicating release of trapped air when the pharynx reopens.</p></caption>
<graphic xlink:href="fneur-09-00985-g0002.tif"/>
</fig>
</sec>
<sec>
<title>Data analysis</title>
<p>Upper airway function was assessed during expiration (<xref ref-type="bibr" rid="B17">17</xref>, <xref ref-type="bibr" rid="B18">18</xref>), when EMG<sub>GG</sub> fell to tonic levels. Gold standard measurements of passive P<sub>CRIT</sub> were defined by the P<sub>N</sub> at which end-expiratory P<sub>TRACH</sub> diverged with further decreases in P<sub>N</sub>. We previously demonstrated that site of expiratory obstruction in this mouse model was located rostral to the palatal rim, and was indistinguishable from P<sub>CRIT</sub> measurements during complete neuromuscular blockade (<xref ref-type="bibr" rid="B17">17</xref>).</p>
<p>Each P<sub>N</sub> ramp (run) was evaluated to determine P<sub>CRIT</sub> as the P<sub>N</sub> at which further decreases in P<sub>N</sub> were no longer transmitted to P<sub>TRACH</sub> at end-expiration, as previously described (<xref ref-type="bibr" rid="B17">17</xref>, <xref ref-type="bibr" rid="B18">18</xref>) (Figure <xref ref-type="fig" rid="F3">3</xref>). To ensure precision in P<sub>CRIT</sub> measurements, a minimum of 5 breaths were required to assess P<sub>CRIT</sub> within a range of P<sub>N</sub> from 0 to &#x02212;10 cmH<sub>2</sub>O, thereby providing sufficient resolution to discern a divergence in P<sub>N</sub> and P<sub>TRACH</sub>. Accurate estimates of P<sub>CRIT</sub> were also ensured by imposing a requirement for an abrupt change or reversal in amplitude and timing parameters over the course of the nasal pressure ramp, as shown in Figure <xref ref-type="fig" rid="F4">4</xref>.</p>
<fig id="F3" position="float">
<label>Figure 3</label>
<caption><p>Method for measuring gold standard critical pressure (P<sub>CRIT</sub>). Expiratory pressure gradient developed between nasal (P<sub>N</sub>) and tracheal (P<sub>TRACH</sub>) pressures during a ramp decrease in P<sub>N</sub> for the recording illustrated in Figure <xref ref-type="fig" rid="F2">2</xref>. P<sub>N</sub> and P<sub>TRACH</sub> diverged, indicating that the airway obstructed when P<sub>N</sub> fell below a critical pressure (P<sub>CRIT</sub> at horizontal dashed line). Data points represent P<sub>N</sub> (diamonds) and P<sub>TRACH</sub> (circles) measurements from each breath in run.</p></caption>
<graphic xlink:href="fneur-09-00985-g0003.tif"/>
</fig>
<fig id="F4" position="float">
<label>Figure 4</label>
<caption><p>Method for estimating gold standard P<sub>CRIT</sub> with physiologic surrogates for expiratory obstruction. Reversals in expiratory duration, expiratory duty cycle, peak expiratory flow, expiratory tidal volume and ratio of expiratory to inspiratory tidal volumes (Tv) occurred at the same breath in negative pressure ramp illustrated in Figure <xref ref-type="fig" rid="F2">2</xref>. Open diamonds highlight the breath at which these transitions occurred, and the corresponding nasal pressure used to estimate the critical pressure. P<sub>CRIT</sub> estimates and gold standard measurements (at thin vertical line in each graph) coincide well.</p></caption>
<graphic xlink:href="fneur-09-00985-g0004.tif"/>
</fig>
<p>Physiologic markers of expiratory obstruction were derived from the tidal airflow signal and plotted against the mean end-expiratory nasal pressure at the start and end of each breath during ramps as follows. <italic>Peak expiratory airflow</italic> was measured directly from the expiratory flow waveform. Inspiratory and expiratory tidal volumes were calculated by integrating airflow signals during each phase of the respiratory cycle. This signal was used to derive the <italic>expiratory tidal volume</italic> and the <italic>ratio of expiratory to inspiratory tidal volume</italic> (referred to subsequently as the <italic>tidal volume ratio</italic>). Respiratory timing indices were also measured including the <italic>expiratory duration</italic> (T<sub>E</sub>) and the <italic>expiratory duty cycle</italic> (T<sub>E</sub>/T<sub>TOT</sub>) where T<sub>TOT</sub> is the period of the entire respiratory cycle. As can be seen in Figure <xref ref-type="fig" rid="F2">2</xref>, the onset of expiratory flow obstruction was also associated with an increased expiratory time constant and a pre-inspiratory jet of expiratory airflow. The latter coincided with the onset of phasic inspiratory activity, and represented the release of trapped air from the lungs when the airway reopened (see below).</p>
<p>Amplitude and timing parameters were then plotted against P<sub>N</sub>. These plots were used to estimate P<sub>CRIT</sub> as the level of P<sub>N</sub> at which breath-wise transitions or reversals in these parameters occurred (Figure <xref ref-type="fig" rid="F4">4)</xref>, consistent with the development of expiratory airflow obstruction. P<sub>CRIT</sub> values were estimated for each index of expiratory airway obstruction and compared to gold standard P<sub>CRIT</sub> measurements.</p>
</sec>
<sec>
<title>Statistical analysis</title>
<p>Our analytic plan was designed (1) to compare physiologic surrogates for expiratory airflow obstruction with gold standard P<sub>CRIT</sub> measurements in a development data set, and to (2) predict P<sub>CRIT</sub> in a validation sample. In the development data set, linear regression was used to model the relationship between gold standard and each P<sub>CRIT</sub> estimate. These predictive equations were then applied to the validation data set to determine how well each P<sub>CRIT</sub> estimate predicted the gold standard P<sub>CRIT</sub>. Bland-Altman analysis was applied to compare differences between physiologic markers and gold standard P<sub>CRIT</sub>, and to determine the bias and confidence intervals for each physiologic surrogate with gold standard P<sub>CRIT</sub>. In each data set, mean values for gold standard and P<sub>CRIT</sub> estimates were used to model these relationships. All analyses were conducted in XLSTAT (Microsoft Inc.). Statistical significance was inferred at a <italic>p</italic> &#x0003C; 0.05 level. Values were expressed as means &#x000B1; SE.</p>
</sec>
</sec>
<sec sec-type="results" id="s3">
<title>Results</title>
<sec>
<title>Illustrative nasal pressure ramp</title>
<p>In Figure <xref ref-type="fig" rid="F4">4</xref>, amplitude and timing parameters are illustrated for each breath in the nasal pressure ramp shown in Figure <xref ref-type="fig" rid="F2">2</xref>. P<sub>CRIT</sub> estimates are illustrated for each parameter at the point that it reverses course (see transition breath at open diamonds, Figure <xref ref-type="fig" rid="F4">4</xref>), and coincide with the gold standard P<sub>CRIT</sub> (see vertical thin lines). In each graph, an abrupt change in slope occurs between non-obstructed breaths at the start of the ramp and obstructed breaths at the end of the ramp. Initial decreases in expiratory duration and duty cycle, and increases in peak expiratory flow, tidal volume and the expiratory to inspiratory tidal volume ratio can be seen as nasal pressure is lowered progressively, consistent with an increased driving pressure to expiratory flow. Further decreases in nasal pressure beyond the gold standard P<sub>CRIT</sub>, however, result in progressive increases in expiratory duration and duty cycle and reductions in expiratory peak flow, tidal volume, and tidal volume ratio. A sudden reversal in each parameter can be attributed to the development of expiratory obstruction, as indicated by a divergence in expiratory nasal and tracheal pressure at the gold standard P<sub>CRIT</sub> (Figures <xref ref-type="fig" rid="F2">2</xref>, <xref ref-type="fig" rid="F3">3</xref>).</p>
</sec>
<sec>
<title>Development data set</title>
<p>In a limited development data set, linear regression models demonstrated that the nasal pressure at which the expiratory duration started to lengthen during nasal pressure ramps was a significant predictor of the gold standard P<sub>CRIT</sub> and accounted for 54% of the variance of this parameter (Table <xref ref-type="table" rid="T2">2</xref>, <italic>p</italic> &#x0003D; 0.038). Similarly, a trend was also detected between the nasal pressure at which expiratory tidal volume began to fall and the gold standard P<sub>CRIT</sub> (Table <xref ref-type="table" rid="T2">2</xref>, <italic>p</italic> &#x0003D; 0.121). Reversals in other amplitude and timing parameters, however, were not associated with gold standard P<sub>CRIT</sub> measurements (Table <xref ref-type="table" rid="T2">2</xref>, <italic>p</italic> &#x0003D; n.s.).</p>
<table-wrap position="float" id="T2">
<label>Table 2</label>
<caption><p>Regression models for gold standard vs. estimated P<sub>CRIT</sub> from timing and amplitude criteria in development data set (<italic>n</italic> &#x0003D; 8).</p></caption>
<table frame="hsides" rules="groups">
<thead>
<tr>
<th valign="top" align="left"><bold>Parameter</bold></th>
<th valign="top" align="center"><bold>&#x003B2;</bold></th>
<th valign="top" align="center"><bold>Constant</bold></th>
<th valign="top" align="left"><bold>R-square</bold></th>
<th valign="top" align="left"><bold><italic>p-</italic>value</bold></th>
</tr>
</thead>
<tbody>
<tr>
<td valign="top" align="left" colspan="5" style="background-color:#bdbec1"><bold>TIMING</bold></td>
</tr>
<tr>
<td valign="top" align="left">Expiratory duration (T<sub>E</sub>)</td>
<td valign="top" align="center">1.68</td>
<td valign="top" align="center">2.21</td>
<td valign="top" align="left">0.54</td>
<td valign="top" align="left">0.038</td>
</tr>
<tr>
<td valign="top" align="left">Expiratory duty cycle (EDC)</td>
<td valign="top" align="center">1.19</td>
<td valign="top" align="center">0.82</td>
<td valign="top" align="left">0.19</td>
<td valign="top" align="left">0.288</td>
</tr>
<tr>
<td valign="top" align="left" colspan="5" style="background-color:#bdbec1"><bold>AMPLITUDE</bold></td>
</tr>
<tr>
<td valign="top" align="left">Peak expiratory flow (P<sub>K</sub>)</td>
<td valign="top" align="center">0.34</td>
<td valign="top" align="center">&#x02212;3.05</td>
<td valign="top" align="left">0.07</td>
<td valign="top" align="left">0.556</td>
</tr>
<tr>
<td valign="top" align="left">Expiratory tidal volume(T<sub>V</sub>)</td>
<td valign="top" align="center">0.64</td>
<td valign="top" align="center">&#x02212;1.56</td>
<td valign="top" align="left">0.35</td>
<td valign="top" align="left">0.121</td>
</tr>
<tr>
<td valign="top" align="left">Expiratory TV/inspiratory T<sub>V</sub>(T<sub>V</sub> ratio)</td>
<td valign="top" align="center">&#x02212;0.26</td>
<td valign="top" align="center">&#x02212;3.70</td>
<td valign="top" align="left">0.03</td>
<td valign="top" align="left">0.711</td>
</tr>
</tbody>
</table>
</table-wrap>
</sec>
<sec>
<title>Validation data set</title>
<p>After applying regression equations generated from the development to the validation data set, we found that the association between the transition in expiratory duration and P<sub>CRIT</sub> persisted (<italic>p</italic> &#x0003D; 0.004, Table <xref ref-type="table" rid="T3">3</xref>). We also found that associations remained significant when the mean of all parameters and when the means of timing and amplitude means were used to predict the gold standard P<sub>CRIT</sub> (Figure <xref ref-type="fig" rid="F5">5</xref>, upper panels). Bland-Altman plots for each set of predictor variables demonstrated little bias in estimates of P<sub>CRIT</sub> (Figure <xref ref-type="fig" rid="F5">5</xref>, lower panels). Nevertheless, substantial reductions in the overall bias and confidence intervals (CI) around P<sub>CRIT</sub> estimates occurred based on the mean of all parameters and on the mean of the means for timing and amplitude parameters (Figure <xref ref-type="fig" rid="F5">5</xref>, lower panels). The latter indicates that mean expiratory timing and amplitude parameters provide robust estimates of P<sub>CRIT</sub> in anesthetized mice.</p>
<table-wrap position="float" id="T3">
<label>Table 3</label>
<caption><p>Regression models for gold standard vs. estimated P<sub>CRIT</sub> from timing and amplitude criteria in validation data set (<italic>n</italic> &#x0003D; 16).</p></caption>
<table frame="hsides" rules="groups">
<thead>
<tr>
<th valign="top" align="left"><bold>Parameter(s)</bold></th>
<th valign="top" align="center"><bold>&#x003B2;</bold></th>
<th valign="top" align="center"><bold>Constant</bold></th>
<th valign="top" align="center"><bold>R-square</bold></th>
<th valign="top" align="center"><bold><italic>p-</italic>value</bold></th>
</tr>
</thead>
<tbody>
<tr>
<td valign="top" align="left">Expiratory duration (T<sub>E</sub>) alone</td>
<td valign="top" align="center">0.34</td>
<td valign="top" align="center">&#x02212;3.14</td>
<td valign="top" align="center">0.47</td>
<td valign="top" align="center">0.004</td>
</tr>
<tr>
<td valign="top" align="left">Mean of all parameters<xref ref-type="table-fn" rid="TN1"><sup>&#x0002A;</sup></xref></td>
<td valign="top" align="center">0.74</td>
<td valign="top" align="center">&#x02212;1.50</td>
<td valign="top" align="center">0.44</td>
<td valign="top" align="center">0.005</td>
</tr>
<tr>
<td valign="top" align="left">Mean of timing and amplitude<xref ref-type="table-fn" rid="TN2"><sup>&#x02020;</sup></xref></td>
<td valign="top" align="center">0.64</td>
<td valign="top" align="center">&#x02212;1.91</td>
<td valign="top" align="center">0.45</td>
<td valign="top" align="center">0.005</td>
</tr>
</tbody>
</table>
<table-wrap-foot>
<fn id="TN1">
<label>&#x0002A;</label>
<p><italic>Mean of all 5 parameters equally weighted</italic>.</p></fn> 
<fn id="TN2">
<label>&#x02020;</label>
<p><italic>Mean of timing and amplitude parameter means</italic>.</p></fn>
</table-wrap-foot>
</table-wrap>
<fig id="F5" position="float">
<label>Figure 5</label>
<caption><p>Line and box plots for Estimated and Gold Standard P<sub>CRIT</sub> in validation group based on Expiratory Duration alone (upper left panel), mean values for all physiologic surrogates (upper middle panel) and mean of timing and amplitude mean surrogates (upper right panel), along with corresponding Bland-Altman plots (lower panels). Bias and confidence intervals (CI) decrease when surrogate means are used to estimate P<sub>CRIT</sub> (middle and right vs. left lower panels).</p></caption>
<graphic xlink:href="fneur-09-00985-g0005.tif"/>
</fig>
</sec>
</sec>
<sec sec-type="discussion" id="s4">
<title>Discussion</title>
<p>Two salient findings emerged from the present study. First, our development data set demonstrate a consistent relationship between gold standard measurements of P<sub>CRIT</sub> and specific markers of expiratory airflow obstruction, viz., expiratory duration and the expiratory tidal volume. Second, after applying regression equations from the development to a validation data set, we found that a combination of expiratory amplitude and timing parameters proved to be robust predictors of gold standard P<sub>CRIT</sub> with minimal bias and narrow confidence intervals. Taken together, our findings suggest that markers of expiratory airflow obstruction can be used to model upper airway collapsibility under passive (hypotonic) conditions, and that these markers can provide sensitive measures of changes in airway collapsibility in rodent models of obstructive sleep apnea. This approach obviates the need for placing a tracheal cannula (as required for making gold standard P<sub>CRIT</sub> measurements), and can thereby facilitate non-invasive repeated P<sub>CRIT</sub> measurements in rodents over time.</p>
<p>Our findings demonstrate marked changes in expiratory pressure-flow dynamics during negative pressure ramps between periods with and without upper airway obstruction. These differences are related to dynamic increases in airway collapsibility during expiration when pharyngeal neuromuscular activity wanes in anesthetized rodents (<xref ref-type="bibr" rid="B16">16</xref>&#x02013;<xref ref-type="bibr" rid="B18">18</xref>). During expiration, pharyngeal collapsibility is largely determined by the mechanical properties of the upper airway, which rises to levels observed during complete neuromuscular blockade (<xref ref-type="bibr" rid="B17">17</xref>, <xref ref-type="bibr" rid="B23">23</xref>). At first, progressive reductions in nasal pressure led to prompt increases in expiratory flow and tidal volumes (Figure <xref ref-type="fig" rid="F6">6</xref>, L vs. middle panel). As long as the airway remained fully patent during inspiration, inspiratory flow and tidal volume were unaffected (Figure <xref ref-type="fig" rid="F6">6</xref>, middle panel). As nasal pressure decreased further, the airway collapsed when pharyngeal neuromuscular activity waned during expiration. Expiratory flow obstruction (Figure <xref ref-type="fig" rid="F6">6</xref>, R panel) resulted in a decrease in peak expiratory flow and tidal volume with trapped air inside the lung. Increases in end-expiratory lung volume activated pulmonary stretch receptors (Herring-Breuer reflex) (<xref ref-type="bibr" rid="B15">15</xref>, <xref ref-type="bibr" rid="B24">24</xref>), which accounts for observed increases in expiratory duration and expiratory duty cycle. In contrast, inspiratory tidal volumes remained well-preserved, since phasic neuromuscular activity restored airway patency during this phase in the respiratory cycle (<xref ref-type="bibr" rid="B13">13</xref>, <xref ref-type="bibr" rid="B14">14</xref>). Thus, abrupt reversals in expiratory duration and duty cycle, and in peak expiratory flow and tidal volume signified the development of dynamic expiratory airway collapse during nasal pressure ramps.</p>
<fig id="F6" position="float">
<label>Figure 6</label>
<caption><p>Modeling the effect of expiratory obstruction on respiratory timing and amplitude indices. When nasal pressure (P<sub>N</sub>) was 0 or positive, inspiration and expiration remained unimpeded (L panel). Initial reductions in P<sub>N</sub> pulled air from the lungs and augmented expiration (middle panel) while inspiration remained unchanged (middle panel). In contrast, further reductions in nasal pressure collapsed the pharynx during expiration (R panel), leading to decreases in expiratory peak flow and tidal volume. Expiratory air trapping activated pulmonary stretch receptors (Herring Breuer reflex), which prolonged expiratory duration and duty cycle. Phasic activity in pharyngeal muscles, however, restored airway patency, allowing inspiration to proceed normally.</p></caption>
<graphic xlink:href="fneur-09-00985-g0006.tif"/>
</fig>
<p>Our findings on expiratory flow dynamics during ramp decreases in nasal pressure have both practical as well as theoretical implications. In prior studies, the placement and maintenance of a tracheal cannula required significant training, skill and attention to signal quality. The current approach obviates the need for invasive tracheal pressure monitoring and simplifies the experimental preparation. Identifying physiologic markers of expiratory airflow obstruction allows us to streamline methods for estimating passive P<sub>CRIT</sub> in anesthetized mice. In so doing, the current approach will make this method accessible to investigators seeking to increase throughput in studies examining the impact of genetic, environmental and pharmacologic factors on upper airway collapsibility. Eliminating the need for tracheostomy and tracheal intubation will also facilitate repeated P<sub>CRIT</sub> within-mouse assessments in response to interventions. This non-invasive approach allows mice to survive experimental treatments and other complementary measurements (e.g., imaging).</p>
<p>Several limitations should be considered in evaluating our study findings. First, all measurements were made in a stable state of anesthesia, which is known to slow the respiratory rate, augment phasic inspiratory neuromuscular activity and decrease tonic expiratory activity. Phasic differences in the control of airway mechanics predispose to expiratory obstruction and marked transitions in expiratory amplitude and timing indices during negative nasal pressure ramps. Second, inflection points in these indices did not all occur uniformly with the onset of expiratory obstruction. Nevertheless, a predominant pattern emerged with respect to several markers of expiratory obstruction, which mutually reinforced the conclusion that collapse had occurred at specific levels of nasal pressure. Third, although the precise anatomic correlates of pharyngeal collapse have not been delineated, we have previously isolated the obstruction to the velopharyngeal airway (<xref ref-type="bibr" rid="B17">17</xref>), most likely due to collapse at the palatal rim (<xref ref-type="bibr" rid="B14">14</xref>, <xref ref-type="bibr" rid="B25">25</xref>). Fourth, we recognize that our method was specifically designed to assess pharyngeal collapsibility during expiration (when EMG activity was relatively low), reflecting structural rather than neuromuscular determinants of airway collapsibility (<xref ref-type="bibr" rid="B16">16</xref>). We therefore targeted expiratory P<sub>CRIT</sub> measurements by adjusting isoflurane concentration to lower the respiratory rate and prolong expiration. Under these circumstances, we have previously shown that our expiratory Pcrit measurements are indistinguishable from those during complete neuromuscular blockade (<xref ref-type="bibr" rid="B17">17</xref>). Fifth, we acknowledge that our findings may not be generalizable to other anesthetic agents or to other strains of mice across the age and weight range.</p>
<p>Our findings of expiratory obstruction in mice have broad applicability to studies in both rodents and humans. Reductions in pharyngeal neuromuscular activity during expiration can predispose both species to expiratory airflow obstruction. A unique advantage of our methodology is that it permits a dynamic assessment of airway collapsibility under passive conditions when airway neuromuscular activity is quiescent. As such, the approach may be ideally suited to evaluate the impact of anatomic structures on airway collapsibility, particularly in assessing patients during drug-induced sleep endoscopy for specific types of airway reconstructive (<xref ref-type="bibr" rid="B26">26</xref>&#x02013;<xref ref-type="bibr" rid="B28">28</xref>) or hypoglossal stimulation surgery (<xref ref-type="bibr" rid="B29">29</xref>). Our methodology also builds the foundation for examining the impact of pharmacologic agents and chemogenetics to treating obstructive sleep apnea in proof-of-concept murine studies (<xref ref-type="bibr" rid="B30">30</xref>, <xref ref-type="bibr" rid="B31">31</xref>). Finally, streamlining the physiologic assessment of upper airway collapsibility can serve to elucidate functional effects of genetic defects in inbred murine strains (<xref ref-type="bibr" rid="B32">32</xref>, <xref ref-type="bibr" rid="B33">33</xref>). Our approach holds the potential for streamlining measurements of P<sub>CRIT</sub> and facilitating research across species and interventions.</p>
</sec>
<sec id="s5">
<title>Author contributions</title>
<p>YN, AS collected and analyzed the data, conducted statistical analysis, and prepared the manuscript. RA collected and analyzed the data. HP, LP, and TC analyzed the data and conducted statistical analysis. VP prepared the manuscript.</p>
<sec>
<title>Conflict of interest statement</title>
<p>The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.</p>
</sec>
</sec>
</body>
<back>
<ack><p>NIH R01HL128970, R01HL133100, R01HL138932, R01HL144859.</p>
</ack>
<ref-list>
<title>References</title>
<ref id="B1">
<label>1.</label>
<citation citation-type="journal"><person-group person-group-type="author"><name><surname>Peppard</surname> <given-names>PE</given-names></name> <name><surname>Young</surname> <given-names>T</given-names></name> <name><surname>Barnet</surname> <given-names>JH</given-names></name> <name><surname>Palta</surname> <given-names>M</given-names></name> <name><surname>Hagen</surname> <given-names>EW</given-names></name> <name><surname>Hla</surname> <given-names>KM</given-names></name></person-group>. <article-title>Increased prevalence of sleep-disordered breathing in adults</article-title>. <source>Am J Epidemiol.</source> (<year>2013</year>) <volume>177</volume>:<fpage>1006</fpage>&#x02013;<lpage>14</lpage>. <pub-id pub-id-type="doi">10.1093/aje/kws342</pub-id><pub-id pub-id-type="pmid">23589584</pub-id></citation></ref>
<ref id="B2">
<label>2.</label>
<citation citation-type="journal"><person-group person-group-type="author"><name><surname>Young</surname> <given-names>T</given-names></name> <name><surname>Peppard</surname> <given-names>P</given-names></name> <name><surname>Palta</surname> <given-names>M</given-names></name> <name><surname>Hla</surname> <given-names>KM</given-names></name> <name><surname>Finn</surname> <given-names>L</given-names></name> <name><surname>Morgan</surname> <given-names>B</given-names></name> <etal/></person-group>. <article-title>Population-based study of sleep-disordered breathing as a risk factor for hypertension</article-title>. <source>Arch Intern Med.</source> (<year>1997</year>) <volume>157</volume>:<fpage>1746</fpage>&#x02013;<lpage>52</lpage>. <pub-id pub-id-type="doi">10.1001/archinte.1997.00440360178019</pub-id><pub-id pub-id-type="pmid">9250236</pub-id></citation></ref>
<ref id="B3">
<label>3.</label>
<citation citation-type="journal"><person-group person-group-type="author"><name><surname>Punjabi</surname> <given-names>NM</given-names></name></person-group>. <article-title>The epidemiology of adult obstructive sleep apnea</article-title>. <source>Proc Am Thorac Soc.</source> (<year>2008</year>) <volume>5</volume>:<fpage>136</fpage>&#x02013;<lpage>43</lpage>. <pub-id pub-id-type="doi">10.1513/pats.200709-155MG</pub-id><pub-id pub-id-type="pmid">18250205</pub-id></citation></ref>
<ref id="B4">
<label>4.</label>
<citation citation-type="journal"><person-group person-group-type="author"><name><surname>Young</surname> <given-names>T</given-names></name> <name><surname>Peppard</surname> <given-names>PE</given-names></name> <name><surname>Gottlieb</surname> <given-names>DJ</given-names></name></person-group>. <article-title>Epidemiology of obstructive sleep apnea: a population health perspective</article-title>. <source>Am J Respir Crit Care Med.</source> (<year>2002</year>) <volume>165</volume>:<fpage>1217</fpage>&#x02013;<lpage>39</lpage>. <pub-id pub-id-type="doi">10.1164/rccm.2109080</pub-id><pub-id pub-id-type="pmid">11991871</pub-id></citation></ref>
<ref id="B5">
<label>5.</label>
<citation citation-type="journal"><person-group person-group-type="author"><name><surname>Sullivan</surname> <given-names>CE</given-names></name> <name><surname>Issa</surname> <given-names>FG</given-names></name> <name><surname>Berthon-Jones</surname> <given-names>M</given-names></name> <name><surname>Eves</surname> <given-names>L</given-names></name></person-group>. <article-title>Reversal of obstructive sleep apnoea by continuous positive airway pressure applied through the nares</article-title>. <source>Lancet</source> (<year>1981</year>) <volume>1</volume>:<fpage>862</fpage>&#x02013;<lpage>5</lpage>. <pub-id pub-id-type="doi">10.1016/S0140-6736(81)92140-1</pub-id><pub-id pub-id-type="pmid">6112294</pub-id></citation></ref>
<ref id="B6">
<label>6.</label>
<citation citation-type="journal"><person-group person-group-type="author"><name><surname>Weaver</surname> <given-names>TE</given-names></name> <name><surname>Grunstein</surname> <given-names>RR</given-names></name></person-group>. <article-title>Adherence to continuous positive airway pressure therapy: the challenge to effective treatment</article-title>. <source>Proc Am Thorac Soc.</source> (<year>2008</year>) <volume>5</volume>:<fpage>173</fpage>&#x02013;<lpage>8</lpage>. <pub-id pub-id-type="doi">10.1513/pats.200708-119MG</pub-id><pub-id pub-id-type="pmid">18250209</pub-id></citation></ref>
<ref id="B7">
<label>7.</label>
<citation citation-type="journal"><person-group person-group-type="author"><name><surname>Eckert</surname> <given-names>DJ</given-names></name> <name><surname>Owens</surname> <given-names>RL</given-names></name> <name><surname>Kehlmann</surname> <given-names>GB</given-names></name> <name><surname>Wellman</surname> <given-names>A</given-names></name> <name><surname>Rahangdale</surname> <given-names>S</given-names></name> <name><surname>Yim-Yeh</surname> <given-names>S</given-names></name> <etal/></person-group>. <article-title>Eszopiclone increases the respiratory arousal threshold and lowers the apnoea/hypopnoea index in obstructive sleep apnoea patients with a low arousal threshold</article-title>. <source>Clin Sci.</source> (<year>2011</year>) <volume>120</volume>:<fpage>505</fpage>&#x02013;<lpage>14</lpage>. <pub-id pub-id-type="doi">10.1042/CS20100588</pub-id><pub-id pub-id-type="pmid">21269278</pub-id></citation></ref>
<ref id="B8">
<label>8.</label>
<citation citation-type="journal"><person-group person-group-type="author"><name><surname>Edwards</surname> <given-names>BA</given-names></name> <name><surname>Connolly</surname> <given-names>JG</given-names></name> <name><surname>Campana</surname> <given-names>LM</given-names></name> <name><surname>Sands</surname> <given-names>SA</given-names></name> <name><surname>Trinder</surname> <given-names>JA</given-names></name> <name><surname>White</surname> <given-names>DP</given-names></name> <etal/></person-group>. <article-title>Acetazolamide attenuates the ventilatory response to arousal in patients with obstructive sleep apnea</article-title>. <source>Sleep</source> (<year>2013</year>) <volume>36</volume>:<fpage>281</fpage>&#x02013;<lpage>5</lpage>. <pub-id pub-id-type="doi">10.5665/sleep.2390</pub-id><pub-id pub-id-type="pmid">23372276</pub-id></citation></ref>
<ref id="B9">
<label>9.</label>
<citation citation-type="journal"><person-group person-group-type="author"><name><surname>Edwards</surname> <given-names>BA</given-names></name> <name><surname>Sands</surname> <given-names>SA</given-names></name> <name><surname>Owens</surname> <given-names>RL</given-names></name> <name><surname>Eckert</surname> <given-names>DJ</given-names></name> <name><surname>Landry</surname> <given-names>S</given-names></name> <name><surname>White</surname> <given-names>DP</given-names></name> <etal/></person-group>. <article-title>The Combination of supplemental oxygen and a hypnotic markedly improves obstructive sleep apnea in patients with a mild to moderate upper airway collapsibility</article-title>. <source>Sleep</source> (<year>2016</year>) <volume>39</volume>:<fpage>1973</fpage>&#x02013;<lpage>83</lpage>. <pub-id pub-id-type="doi">10.5665/sleep.6226</pub-id><pub-id pub-id-type="pmid">27634790</pub-id></citation></ref>
<ref id="B10">
<label>10.</label>
<citation citation-type="journal"><person-group person-group-type="author"><name><surname>Eckert</surname> <given-names>DJ</given-names></name> <name><surname>White</surname> <given-names>DP</given-names></name> <name><surname>Jordan</surname> <given-names>AS</given-names></name> <name><surname>Malhotra</surname> <given-names>A</given-names></name> <name><surname>Wellman</surname> <given-names>A</given-names></name></person-group>. <article-title>Defining phenotypic causes of obstructive sleep apnea. Identification of novel therapeutic targets</article-title>. <source>Am J Respir Crit Care Med.</source> (<year>2013</year>) <volume>188</volume>:<fpage>996</fpage>&#x02013;<lpage>1004</lpage>. <pub-id pub-id-type="doi">10.1164/rccm.201303-0448OC</pub-id><pub-id pub-id-type="pmid">23721582</pub-id></citation></ref>
<ref id="B11">
<label>11.</label>
<citation citation-type="journal"><person-group person-group-type="author"><name><surname>Gold</surname> <given-names>AR</given-names></name> <name><surname>Schwartz</surname> <given-names>AR</given-names></name></person-group>. <article-title>The pharyngeal critical pressure. The whys and hows of using nasal continuous positive airway pressure diagnostically</article-title>. <source>Chest</source> (<year>1996</year>) <volume>110</volume>:<fpage>1077</fpage>&#x02013;<lpage>88</lpage>. <pub-id pub-id-type="doi">10.1378/chest.110.4.1077</pub-id><pub-id pub-id-type="pmid">8874271</pub-id></citation></ref>
<ref id="B12">
<label>12.</label>
<citation citation-type="journal"><person-group person-group-type="author"><name><surname>Schwartz</surname> <given-names>AR</given-names></name> <name><surname>O&#x00027;Donnell</surname> <given-names>CP</given-names></name> <name><surname>Baron</surname> <given-names>J</given-names></name> <name><surname>Schubert</surname> <given-names>N</given-names></name> <name><surname>Alam</surname> <given-names>D</given-names></name> <name><surname>Samadi</surname> <given-names>SD</given-names></name> <etal/></person-group>. <article-title>The hypotonic upper airway in obstructive sleep apnea: role of structures and neuromuscular activity</article-title>. <source>Am J Respir Crit Care Med.</source> (<year>1998</year>) <volume>157</volume>:<fpage>1051</fpage>&#x02013;<lpage>7</lpage>.<pub-id pub-id-type="pmid">9563718</pub-id></citation></ref>
<ref id="B13">
<label>13.</label>
<citation citation-type="journal"><person-group person-group-type="author"><name><surname>Schwartz</surname> <given-names>AR</given-names></name> <name><surname>Thut</surname> <given-names>DC</given-names></name> <name><surname>Russ</surname> <given-names>B</given-names></name> <name><surname>Seelagy</surname> <given-names>M</given-names></name> <name><surname>Yuan</surname> <given-names>X</given-names></name> <name><surname>Brower</surname> <given-names>RG</given-names></name> <etal/></person-group>. <article-title>Effect of electrical stimulation of the hypoglossal nerve on airflow mechanics in the isolated upper airway</article-title>. <source>Am Rev Respir Dis.</source> (<year>1993</year>) <volume>147</volume>:<fpage>1144</fpage>&#x02013;<lpage>50</lpage>. <pub-id pub-id-type="doi">10.1164/ajrccm/147.5.1144</pub-id><pub-id pub-id-type="pmid">8484623</pub-id></citation></ref>
<ref id="B14">
<label>14.</label>
<citation citation-type="journal"><person-group person-group-type="author"><name><surname>Schwartz</surname> <given-names>AR</given-names></name> <name><surname>Thut</surname> <given-names>DC</given-names></name> <name><surname>Brower</surname> <given-names>RG</given-names></name> <name><surname>Gauda</surname> <given-names>EB</given-names></name> <name><surname>Roach</surname> <given-names>D</given-names></name> <name><surname>Permutt</surname> <given-names>S</given-names></name> <etal/></person-group>. <article-title>Modulation of maximal inspiratory airflow by neuromuscular activity: effect of CO2</article-title>. <source>J Appl Physiol.</source> (<year>1993</year>) <volume>74</volume>:<fpage>1597</fpage>&#x02013;<lpage>605</lpage>. <pub-id pub-id-type="doi">10.1152/jappl.1993.74.4.1597</pub-id><pub-id pub-id-type="pmid">8514673</pub-id></citation></ref>
<ref id="B15">
<label>15.</label>
<citation citation-type="journal"><person-group person-group-type="author"><name><surname>Seelagy</surname> <given-names>MM</given-names></name> <name><surname>Schwartz</surname> <given-names>AR</given-names></name> <name><surname>Russ</surname> <given-names>DB</given-names></name> <name><surname>King</surname> <given-names>ED</given-names></name> <name><surname>Wise</surname> <given-names>RA</given-names></name> <name><surname>Smith</surname> <given-names>PL</given-names></name></person-group>. <article-title>Reflex modulation of airflow dynamics through the upper airway</article-title>. <source>J Appl Physiol.</source> (<year>1994</year>) <volume>76</volume>:<fpage>2692</fpage>&#x02013;<lpage>700</lpage>. <pub-id pub-id-type="doi">10.1152/jappl.1994.76.6.2692</pub-id><pub-id pub-id-type="pmid">7928902</pub-id></citation></ref>
<ref id="B16">
<label>16.</label>
<citation citation-type="journal"><person-group person-group-type="author"><name><surname>Liu</surname> <given-names>A</given-names></name> <name><surname>Pichard</surname> <given-names>L</given-names></name> <name><surname>Schneider</surname> <given-names>H</given-names></name> <name><surname>Patil</surname> <given-names>SP</given-names></name> <name><surname>Smith</surname> <given-names>PL</given-names></name> <name><surname>Polotsky</surname> <given-names>V</given-names></name> <etal/></person-group>. <article-title>Neuromechanical control of the isolated upper airway of mice</article-title>. <source>J Appl Physiol.</source> (<year>2008</year>) <volume>105</volume>:<fpage>1237</fpage>&#x02013;<lpage>45</lpage>. <pub-id pub-id-type="doi">10.1152/japplphysiol.90461.2008</pub-id><pub-id pub-id-type="pmid">18653751</pub-id></citation></ref>
<ref id="B17">
<label>17.</label>
<citation citation-type="journal"><person-group person-group-type="author"><name><surname>Polotsky</surname> <given-names>M</given-names></name> <name><surname>Elsayed-Ahmed</surname> <given-names>AS</given-names></name> <name><surname>Pichard</surname> <given-names>LE</given-names></name> <name><surname>Richardson</surname> <given-names>RA</given-names></name> <name><surname>Smith</surname> <given-names>PL</given-names></name> <name><surname>Schneider</surname> <given-names>H</given-names></name> <etal/></person-group>. <article-title>Effect of age and weight on upper airway function in a mouse model</article-title>. <source>J Appl Physiol.</source> (<year>2011</year>) <volume>111</volume>:<fpage>696</fpage>&#x02013;<lpage>703</lpage>. <pub-id pub-id-type="doi">10.1152/japplphysiol.00123.2011</pub-id><pub-id pub-id-type="pmid">21719728</pub-id></citation></ref>
<ref id="B18">
<label>18.</label>
<citation citation-type="journal"><person-group person-group-type="author"><name><surname>Polotsky</surname> <given-names>M</given-names></name> <name><surname>Elsayed-Ahmed</surname> <given-names>AS</given-names></name> <name><surname>Pichard</surname> <given-names>L</given-names></name> <name><surname>Harris</surname> <given-names>CC</given-names></name> <name><surname>Smith</surname> <given-names>PL</given-names></name> <name><surname>Schneider</surname> <given-names>H</given-names></name> <etal/></person-group>. <article-title>Effects of leptin and obesity on the upper airway function</article-title>. <source>J Appl Physiol.</source> (<year>2012</year>) <volume>112</volume>:<fpage>1637</fpage>&#x02013;<lpage>43</lpage>. <pub-id pub-id-type="doi">10.1152/japplphysiol.01222.2011</pub-id><pub-id pub-id-type="pmid">22345430</pub-id></citation></ref>
<ref id="B19">
<label>19.</label>
<citation citation-type="journal"><person-group person-group-type="author"><name><surname>Kirkness</surname> <given-names>JP</given-names></name> <name><surname>Schwartz</surname> <given-names>AR</given-names></name> <name><surname>Patil</surname> <given-names>SP</given-names></name> <name><surname>Pichard</surname> <given-names>LE</given-names></name> <name><surname>Marx</surname> <given-names>JJ</given-names></name> <name><surname>Smith</surname> <given-names>PL</given-names></name> <etal/></person-group>. <article-title>Dynamic modulation of upper airway function during sleep&#x02013;a novel single breath method</article-title>. <source>J Appl Physiol.</source> (<year>2006</year>) <volume>101</volume>:<fpage>1489</fpage>&#x02013;<lpage>94</lpage>. <pub-id pub-id-type="doi">10.1152/japplphysiol.00173.2006</pub-id><pub-id pub-id-type="pmid">16825526</pub-id></citation></ref>
<ref id="B20">
<label>20.</label>
<citation citation-type="journal"><person-group person-group-type="author"><name><surname>Schneider</surname> <given-names>H</given-names></name> <name><surname>Boudewyns</surname> <given-names>A</given-names></name> <name><surname>Smith</surname> <given-names>PL</given-names></name> <name><surname>O&#x00027;Donnell</surname> <given-names>CP</given-names></name> <name><surname>Canisius</surname> <given-names>S</given-names></name> <name><surname>Stammnitz</surname> <given-names>A</given-names></name> <etal/></person-group>. <article-title>Modulation of upper airway collapsibility during sleep: influence of respiratory phase and flow regimen</article-title>. <source>J Appl Physiol.</source> (<year>2002</year>) <volume>93</volume>:<fpage>1365</fpage>&#x02013;<lpage>76</lpage>. <pub-id pub-id-type="doi">10.1152/japplphysiol.00942.2001</pub-id><pub-id pub-id-type="pmid">12235037</pub-id></citation></ref>
<ref id="B21">
<label>21.</label>
<citation citation-type="journal"><person-group person-group-type="author"><name><surname>Fuller</surname> <given-names>D</given-names></name> <name><surname>Williams</surname> <given-names>JS</given-names></name> <name><surname>Janssen</surname> <given-names>PL</given-names></name> <name><surname>Fregosi</surname> <given-names>RF</given-names></name></person-group>. <article-title>Effect of co-activation of tongue protrudor and retractor muscles on tongue movements and pharyngeal airflow mechanics in the rat</article-title>. (<year>1999</year>) <source>J. Physiol.</source> <volume>519</volume>(<issue>Pt 2</issue>):<fpage>601</fpage>&#x02013;<lpage>13</lpage>. <pub-id pub-id-type="doi">10.1111/j.1469-7793.1999.0601m.x</pub-id><pub-id pub-id-type="pmid">10457075</pub-id></citation></ref>
<ref id="B22">
<label>22.</label>
<citation citation-type="journal"><person-group person-group-type="author"><name><surname>Nakano</surname> <given-names>H</given-names></name> <name><surname>Magalang</surname> <given-names>UJ</given-names></name> <name><surname>Lee</surname> <given-names>SD</given-names></name> <name><surname>Krasney</surname> <given-names>JA</given-names></name> <name><surname>Farkas</surname> <given-names>GA</given-names></name></person-group>. <article-title>Serotonergic modulation of ventilation and upper airway stability in obese Zucker rats</article-title>. <source>Am J Respir Crit Care Med.</source> (<year>2001</year>) <volume>163</volume>:<fpage>1191</fpage>&#x02013;<lpage>7</lpage>. <pub-id pub-id-type="doi">10.1164/ajrccm.163.5.2004230</pub-id><pub-id pub-id-type="pmid">11316658</pub-id></citation></ref>
<ref id="B23">
<label>23.</label>
<citation citation-type="journal"><person-group person-group-type="author"><name><surname>Brouillette</surname> <given-names>RT</given-names></name> <name><surname>Thach</surname> <given-names>BT</given-names></name></person-group>. <article-title>A neuromuscular mechanism maintaining extrathoracic airway patency</article-title>. <source>J Appl Physiol.</source> (<year>1979</year>) <volume>46</volume>:<fpage>772</fpage>&#x02013;<lpage>9</lpage>. <pub-id pub-id-type="doi">10.1152/jappl.1979.46.4.772</pub-id><pub-id pub-id-type="pmid">457556</pub-id></citation></ref>
<ref id="B24">
<label>24.</label>
<citation citation-type="journal"><person-group person-group-type="author"><name><surname>Van</surname> <given-names>Lunteren E</given-names></name> <name><surname>Strohl</surname> <given-names>KP</given-names></name> <name><surname>Parker</surname> <given-names>DM</given-names></name> <name><surname>Bruce</surname> <given-names>EN</given-names></name> <name><surname>Van</surname> <given-names>de Graaff WB</given-names></name> <name><surname>Cherniack</surname> <given-names>NS</given-names></name></person-group>. <article-title>Phasic volume-related feedback on upper airway muscle activity</article-title>. <source>J. Appl. Physiol.</source> (<year>1984</year>) <volume>56</volume>:<fpage>730</fpage>&#x02013;<lpage>6</lpage>. <pub-id pub-id-type="doi">10.1152/jappl.1984.56.3.730</pub-id></citation></ref>
<ref id="B25">
<label>25.</label>
<citation citation-type="journal"><person-group person-group-type="author"><name><surname>Thut</surname> <given-names>DC</given-names></name> <name><surname>Schwartz</surname> <given-names>AR</given-names></name> <name><surname>Roach</surname> <given-names>D</given-names></name> <name><surname>Wise</surname> <given-names>RA</given-names></name> <name><surname>Permutt</surname> <given-names>S</given-names></name> <name><surname>Smith</surname> <given-names>PL</given-names></name></person-group>. <article-title>Tracheal and neck position influence upper airway airflow dynamics by altering airway length</article-title>. <source>J Appl Physiol.</source> (<year>1993</year>) <volume>75</volume>:<fpage>2084</fpage>&#x02013;<lpage>90</lpage>. <pub-id pub-id-type="doi">10.1152/jappl.1993.75.5.2084</pub-id><pub-id pub-id-type="pmid">8307863</pub-id></citation></ref>
<ref id="B26">
<label>26.</label>
<citation citation-type="journal"><person-group person-group-type="author"><name><surname>Blumen</surname> <given-names>M</given-names></name> <name><surname>Bequignon</surname> <given-names>E</given-names></name> <name><surname>Chabolle</surname> <given-names>F</given-names></name></person-group>. <article-title>Drug-induced sleep endoscopy: a new gold standard for evaluating OSAS? Part I: technique</article-title>. <source>Eur Ann Otorhinolaryngol Head Neck Dis.</source> (<year>2017</year>) <volume>134</volume>:<fpage>101</fpage>&#x02013;<lpage>7</lpage>. <pub-id pub-id-type="doi">10.1016/j.anorl.2016.11.005</pub-id><pub-id pub-id-type="pmid">28279631</pub-id></citation></ref>
<ref id="B27">
<label>27.</label>
<citation citation-type="journal"><person-group person-group-type="author"><name><surname>Blumen</surname> <given-names>M</given-names></name> <name><surname>Bequignon</surname> <given-names>E</given-names></name> <name><surname>Chabolle</surname> <given-names>F</given-names></name></person-group>. <article-title>Drug-induced sleep endoscopy: a new gold standard for evaluating OSAS? Part II: results</article-title>. <source>Eur Ann Otorhinolaryngol Head Neck Dis.</source> (<year>2017</year>) <volume>134</volume>:<fpage>109</fpage>&#x02013;<lpage>15</lpage>. <pub-id pub-id-type="doi">10.1016/j.anorl.2016.12.004</pub-id><pub-id pub-id-type="pmid">28279632</pub-id></citation></ref>
<ref id="B28">
<label>28.</label>
<citation citation-type="journal"><person-group person-group-type="author"><name><surname>Kezirian</surname> <given-names>EJ</given-names></name> <name><surname>Hohenhorst</surname> <given-names>W</given-names></name> <name><surname>de Vries</surname> <given-names>N</given-names></name></person-group>. <article-title>Drug-induced sleep endoscopy: the VOTE classification</article-title>. <source>Eur Arch Otorhinolaryngol.</source> (<year>2011</year>) <volume>268</volume>:<fpage>1233</fpage>&#x02013;<lpage>6</lpage>. <pub-id pub-id-type="doi">10.1007/s00405-011-1633-8</pub-id><pub-id pub-id-type="pmid">21614467</pub-id></citation></ref>
<ref id="B29">
<label>29.</label>
<citation citation-type="journal"><person-group person-group-type="author"><name><surname>Strollo</surname> <given-names>PJ</given-names> <suffix>Jr</suffix></name> <name><surname>Soose</surname> <given-names>RJ</given-names></name> <name><surname>Maurer</surname> <given-names>JT</given-names></name> <name><surname>de</surname> <given-names>VN</given-names></name> <name><surname>Cornelius</surname> <given-names>J</given-names></name> <name><surname>Froymovich</surname> <given-names>O</given-names></name> <etal/></person-group>. <article-title>Upper-airway stimulation for obstructive sleep apnea</article-title>. <source>N Engl J Med.</source> (<year>2014</year>) <volume>370</volume>:<fpage>139</fpage>&#x02013;<lpage>49</lpage>. <pub-id pub-id-type="doi">10.1056/NEJMoa1308659</pub-id><pub-id pub-id-type="pmid">24401051</pub-id></citation></ref>
<ref id="B30">
<label>30.</label>
<citation citation-type="journal"><person-group person-group-type="author"><name><surname>Curado</surname> <given-names>TF</given-names></name> <name><surname>Fishbein</surname> <given-names>K</given-names></name> <name><surname>Pho</surname> <given-names>H</given-names></name> <name><surname>Brennick</surname> <given-names>M</given-names></name> <name><surname>Dergacheva</surname> <given-names>O</given-names></name> <name><surname>Sennes</surname> <given-names>LU</given-names></name> <etal/></person-group>. <article-title>Chemogenetic stimulation of the hypoglossal neurons improves upper airway patency</article-title>. <source>Sci Rep.</source> (<year>2017</year>) <volume>7</volume>:<fpage>44392</fpage>. <pub-id pub-id-type="doi">10.1038/srep44392</pub-id></citation></ref>
<ref id="B31">
<label>31.</label>
<citation citation-type="journal"><person-group person-group-type="author"><name><surname>Horton</surname> <given-names>GA</given-names></name> <name><surname>Fraigne</surname> <given-names>JJ</given-names></name> <name><surname>Torontali</surname> <given-names>ZA</given-names></name> <name><surname>Snow</surname> <given-names>MB</given-names></name> <name><surname>Lapierre</surname> <given-names>JL</given-names></name> <name><surname>Liu</surname> <given-names>H</given-names></name> <etal/></person-group>. <article-title>Activation of the hypoglossal to tongue musculature motor pathway by remote control</article-title>. <source>Sci Rep.</source> (<year>2017</year>) <volume>7</volume>:<fpage>45860</fpage>. <pub-id pub-id-type="doi">10.1038/srep45860</pub-id><pub-id pub-id-type="pmid">28383527</pub-id></citation></ref>
<ref id="B32">
<label>32.</label>
<citation citation-type="journal"><person-group person-group-type="author"><name><surname>Brennick</surname> <given-names>MJ</given-names></name> <name><surname>Pack</surname> <given-names>AI</given-names></name> <name><surname>Ko</surname> <given-names>K</given-names></name> <name><surname>Kim</surname> <given-names>E</given-names></name> <name><surname>Pickup</surname> <given-names>S</given-names></name> <name><surname>Maislin</surname> <given-names>G</given-names></name> <etal/></person-group>. <article-title>Altered upper airway and soft tissue structures in the New Zealand Obese mouse</article-title>. <source>Am J Respir Crit Care Med.</source> (<year>2009</year>) <volume>179</volume>:<fpage>158</fpage>&#x02013;<lpage>69</lpage>. <pub-id pub-id-type="doi">10.1164/rccm.200809-1435OC</pub-id><pub-id pub-id-type="pmid">18996996</pub-id></citation></ref>
<ref id="B33">
<label>33.</label>
<citation citation-type="journal"><person-group person-group-type="author"><name><surname>Brennick</surname> <given-names>MJ</given-names></name> <name><surname>Kuna</surname> <given-names>ST</given-names></name> <name><surname>Pickup</surname> <given-names>S</given-names></name> <name><surname>Cater</surname> <given-names>J</given-names></name> <name><surname>Schwab</surname> <given-names>RJ</given-names></name></person-group>. <article-title>Respiratory modulation of the pharyngeal airway in lean and obese mice</article-title>. <source>Respir Physiol Neurobiol.</source> (<year>2011</year>) <volume>175</volume>:<fpage>296</fpage>&#x02013;<lpage>302</lpage>. <pub-id pub-id-type="doi">10.1016/j.resp.2010.12.006</pub-id><pub-id pub-id-type="pmid">21167963</pub-id></citation></ref>
</ref-list> 
<fn-group>
<fn fn-type="financial-disclosure"><p><bold>Funding.</bold> NIH provided grant support for the work described in this manuscript.</p>
</fn>
</fn-group>
</back>
</article>