Abstract
Immuno-oncology is a rapidly evolving field with growing relevance in the treatment of numerous malignancies. The prior study of immunotherapy in dermatologic oncology has largely focused on cutaneous melanoma. However, recent focus has shifted to the use of immunotherapy to treat non-melanoma skin cancers (NMSCs), such as basal cell carcinoma (BCC), cutaneous squamous cell carcinoma (cSCC), and Merkel cell carcinoma (MCC). NMSCs represent the most ubiquitous cancers globally and, while they have a lower propensity to develop into advanced disease than cutaneous melanoma, their absolute mortality burden has recently surpassed that of melanoma. Patients with advanced NMSC are now benefiting from the successes of immunotherapy, including checkpoint inhibition with anti-CTLA-4 and anti-PD-1 monoclonal antibodies. In this review, we discuss the existing clinical evidence for immunotherapy in the treatment of NMSCs, with an emphasis on checkpoint inhibitor therapies. We highlight key studies in the field and provide up-to-date clinical evidence regarding ongoing clinical trials, as well as future study directions. Our review demonstrates that checkpoint inhibitors are positioned to provide unparalleled results in the previously challenging landscape of advanced NMSC treatment.
Introduction
Recent advances in the field of immuno-oncology have translated into breakthrough treatments for many solid and hematological malignancies. The study of immunotherapy in dermatologic oncology has largely focused on cutaneous melanoma, a disease that is more likely to metastasize and become life-threatening as compared to other non-melanoma skin cancers (NMSCs) such as basal cell carcinoma (BCC) and cutaneous squamous cell carcinoma (cSCC). Indeed, patients with advanced cutaneous melanoma were some of the first to significantly benefit from studies of checkpoint inhibition with anti-CTLA-4 and anti-PD-1 monoclonal antibodies. Despite a lower propensity to develop into advanced disease, NMSCs still remain a significant burden on the healthcare system (–). Indeed, NMSCs are the most prevalent cancer globally and the absolute number of deaths each year attributed to BCCs and cSCCs in the US is now greater than that of melanoma.
Patients with advanced NMSC are now benefiting from the successes of immunotherapy previously observed in melanoma. Like cutaneous melanoma, NMSCs are generally characterized by UV damage, which translates into a high tumor mutational burden (TMB). High TMB is associated with the formation of neoantigens, the putative targets of immune cells that recognize and eradicate neoplastic cells. As such, immunotherapeutic strategies used in the treatment of melanoma that energize the immune system against these numerous tumor antigens, as in the case of checkpoint inhibitors or oncolytic viral immunotherapies, would also be predicted to be effective treatments for NMSCs (, ). In some cases, these therapies have demonstrated efficacy and are already being applied in the clinic.
In this review, we will discuss the existing clinical evidence for immunotherapy in the treatment of NMSCs, with an emphasis on checkpoint inhibitor therapies. We also discuss possible reasons for heterogeneity of responses among NMSC, ongoing clinical trials, and future study directions for immunotherapy as a therapeutic approach for NMSC.
Epidemiology
NMSCs are the most ubiquitous cancers in the world, estimated to account for over 30% of cancer diagnoses each year (). However, accurate estimates are limited as many national tumor registries do not routinely assess highly prevalent NMSCs and epidemiologic models frequently fail to consider NMSC incidence in non-white populations. In addition, an assessment of the global burden of disease is challenging due to the need for more numerous population-based studies. While acknowledging the limitations of the epidemiological models available, current studies still point to the significant and growing public health burden NMSCs pose. One model estimates that in the US 5.4 million total NMSCs were diagnosed in 2012 (). Additional models suggest that 2 million BCCs and 700,000 cSCCs were diagnosed in the US in 2012, whereas 2,488 MCCs were reported in 2013 (see Figure 1) (–). Globally, the incidence of NMSCs has continued to increase, rising 33% from 2007 to 2017 (). In the US, the Rochester Epidemiology Project reported a 145% and 263% increase in the incidence of BCCs and cSCCs, respectively, between 1976 to 1984 and 2000 to 2010 ().
Figure 1
Cumulative UV exposure is considered the chief risk factor in NMSC development (
Immunogenicity
NMSCs represent a class of uniquely immunogenic cancers. In melanoma and other malignancies, TMB and expression of PD-L1 have been demonstrated to correlate with response to checkpoint blockade (
TMB
In 2017, Chalmers et al. published an analysis of the TMB in 92,439 tissue blocks representing over 100 tumor types (see Table 1 for comparisons) (
Table 1
| TMB (median mutations/Mb) | PD-L1 expression (Tumor) | PD-L1 expression (TILs) | |
|---|---|---|---|
| BCC | 47.3 | 22%-89% | 82-94% |
| cSCC (immunocompetent) | 45.2 | 25-41% | 60% |
| MCC (non-virus associated) | 53.9 | 0% | 25% |
| MCC (MPyV-associated) | 1.2 | 50% | 56% |
| Cutaneous melanoma | 13.5 | 30%-35% | 50% |
Immune Characteristics of NMSCs (
PD-L1 Expression
Absolute PD-L1 expression by tumor cells in BCCs ranges from 22% to 89.9%, while the expression by tumor-infiltrating lymphcytes (TILs) ranges from 82.0% to 94.9% (
In cSCCs, absolute PD-L1 expression by tumor cells ranges from 26.5% to 41% with expression by TILs reported to occur in 60% of cases (
For MPyV-associated MCCs, PD-L1 expression by tumor cells and TILs has been reported at 50% and 56%, respectively (
Immunogenicity: BCCs Versus cSCCs
Higher TMB generally predicts favorable responses to immunotherapy. However, despite BCCs and cSCCs exhibiting similar TMBs, the responses of these tumors to both immune surveillance and immunotherapy diverge significantly. While the incidence of BCC:cSCC is 4:1 in the general population, in immunosuppressed organ transplant recipients, this incidence ratio shifts to favor cSCCs, with an incidence as a high as 1:10 (
The relative immune privilege of BCCs remains a topic of active investigation. However, a variety of characteristics have been noted that may explain it. First, BCCs have reduced capacity for antigen presentation than cSCCs. Most cSCCs display MHC-1, but BCCs have been found to have limited to no MHC-1 expression (
Immune Checkpoint Inhibition for Cutaneous Squamous Cell Carcinoma: Existing Clinical Evidence
Immunotherapy for cSCCs has been trialed throughout the late 20th and early 21st centuries using interferons, interleukins, and imiquimod (
Figure 2

A comparison of the number of FDA-approved agents approved for the treatment of cutaneous melanoma versus NMSCs from 2005-2021. Data sourced from FDA.gov.
Figure 3

A 59 year-old female presented with locally advanced cSCC of the left upper arm. The tumor had been present for five years per patient history. She received 8 doses of nivolumab 240mg (q2 weeks) from 3/2018 to 8/2018 with complete response. Her response after 10 weeks of therapy is presented above. A subsequent radical resection was negative for residual tumor.
In September of 2018, the FDA approved cemiplimab for metastatic and locally advanced cSCC following results from the aforementioned phase 1, open-label, multi-center, dose-finding trial with expansion cohorts (NCT02383212) as well as its follow-up phase 2 study (NCT02760498) (see Figure 4 for a summary of FDA approvals of checkpoint inhibitors for NSMCs). In both studies, dosages were standardized at 3 mg per kilogram of body weight every 2 weeks (
Figure 4

A timeline of FDA approvals of checkpoint inhibitors for NSMCs. Data sourced from FDA.gov.
Table 2
| Indication | Trial | Patients | Agent | ORR | Median TTR | Median DOR | Median TMB responders (TMB NR) | ORR for PD-L1- | ORR for PD-L1+ | Notes |
|---|---|---|---|---|---|---|---|---|---|---|
| BCCs | ||||||||||
| laBCC | NCT03132636 | 84 | Cemiplimab | 31% | Not reported | Not reached | 58.2 mut/Mb (23.5) | Not reported | Not reported | Prior HHI failure |
| mBCC | NCT03132636 | 28 | Cemiplimab | 21% | 3.2 mo | Not reached | Not reported | Not reported | Not reported | Prior HHI failure |
| MCCs | ||||||||||
| mMCC | NCT02155647 | 88 | Avelumab | 33% | Not reported | 40.5 mo | Not reported | 19% | 37% | Prior treatment |
| mMCC | NCT02155647 | 116 | Avelumab | 40% | Not reported | 18.2 mo | Not reported | 33% | 62% | Treatment-naïve |
| mMCC | NCT02267603 | 25 | Pembrolizumab | 56% | 2.8 mo | Not reached | Not reported | 57% | 61% | Treatment-naïve |
| Advanced MCC | NCT02488759 | 22 | Nivolumab | 68% | 2.0 mo | Not reached | Not reported | Not reported | Not reported | With or without prior treatment |
| cSCCs | ||||||||||
| laSCC | NCT02760498 | 78 | Cemiplimab | 44% | 1.9 mo | Not reached | 74 mut/Mb (29) | 35% | 55% | With or without prior treatment |
| mSCC | NCT02760498 | 59 | Cemiplimab | 49% | 1.9 mo | Not reached | 53.2 mut/Mb (19.4) | Not reported | Not reported | 3mg/kg q2w group; with or without prior treatment |
| mSCC | NCT02760498 | 56 | Cemiplimab | 41% | 2.1 mo | Not reached | 61.4 mut/Mb (13.7) | Not reported | Not reported | 350 mg q3w group; with or without prior treatment |
| laSCC and mSCC | NCT03284424 | 105 | Pembrolizumab | 34% | 1.5 mo | Not reached | Not reported | 20% | 33% | With or without prior treatment |
| laSCC and mSCC | NCT02883556 | 34 | Pembrolizumab | 39% | Not reported | Not reached | Not reported | Not reported | Not reported | Treatment-naïve |
Response and biomarker data in key NMSC immune checkpoint inhibition trials (
laBCC, locally advanced basal cell carcinoma; mBCC, metastatic basal cell carcinoma; laSCC, locally advanced squamous cell carcinoma; mSCC, metastatic squamous cell carcinoma; mMCC, metastatic merkel cell carcinoma; OR, Objective response rate; TTR, Time to response; DOR, Duration of response; TMB, Tumor mutational burden; NR, Non-responder; PD-L1-, PD-L1 expression <1%; PD-L1+, PD-L1 expression >=1%; mut/mb, mutations per megabase; mo, month; HHI, Hedgehog inhibitor.
Following cemiplimab’s FDA approval, investigation into the use of immunotherapy in cSCC continued with enthusiasm. In June of 2020, the FDA approved pembrolizumab for patients with recurrent or metastatic cutaneous squamous cell carcinoma. This was based on results from a phase 2 trial (NCT03284424) of 105 patients (
Cemiplimab remains the mainstay of most clinical regimens, due to more robust data, including higher patient numbers, longer follow-up and numerically better response rates. However, despite these numerical differences, it is unclear if this difference in efficacy between cemiplimab and other PD-1 agents, such as pembrolizumab, is truly significant. Other inhibitors are under active investigation for the treatment of cSCCs, including avelumab, nivolumab, and ipilimumab. Head-to-head comparison studies have not been conducted between these various agents, but would be necessary to definitely evaluate for true differences in efficacy.
Immune Checkpoint Inhibition for Basal Cell Carcinoma: Existing Clinical Evidence
The initial evidence for immune checkpoint inhibition activity in BCC came from limited case reports in the mid-to-late 2010s describing responses in locally advanced and metastatic disease. Mohan et al. noted that a patient undergoing treatment with ipilimumab for metastatic melanoma achieved an incidental regression of locally advanced BCC (
In 2019, the first clinical trial showed immune checkpoint inhibition activity in BCC from a Phase 1/2 investigator-initiated open-label study of pembrolizumab with or without the hedgehog inhibitor vismodegib (NCT02690948) in patients with advanced BCC (
In February 2021, the FDA approved cemiplimab for patients with locally advanced and metastatic BCC. The approval was based on a phase 2 trial of cemiplimab in patients who had previously failed or were intolerant to hedgehog pathway inhibition (NCT03132636). Among 84 patients with locally advanced disease who were not candidates for curative surgery or radiation therapy (RT), 6% (n=5) of patients achieved a complete response (CR) and 25% (n=21) achieved a partial response, with a median follow-up of 15.1 months (See Table 2 for a summary of response kinetics associated with PD-L1 status in key trials). Median duration of response (DOR) was not reached, but 85% of responses were ongoing at 12 months. The most common adverse events (AE) in this cohort were fatigue, diarrhea, and pruritis, and 17% of patients discontinued treatment due to AEs (
Immune Checkpoint Inhibition for Merkel Cell Carcinoma: Existing Clinical Evidence
The notion of treating MCC with immune checkpoint inhibitors was first discussed in late 2011 following the approval of ipilimumab for metastatic melanoma earlier that year (49). Following the then-recent developments linking MCPyV and the immune system to MCC, Bhatia et al. suggested the use of anti-CTLA-4 antibodies such as ipilimumab as potential therapeutic strategies to counteract lymphocytic exhaustion (49). In 2013, several groups reported PD-L1 expression on MCC tumor cells and/or PD-1 expression on TILs in the tumor microenvironment (TME), strengthening the rationale for immunotherapy agents that block the PD-1/PD-L1 axis to be used in MCC treatment (
In 2016, Kaufman et al. published the first results from a clinical trial of immune checkpoint inhibitors in MCC with Part A of the pivotal phase II JAVELIN Merkel 200 trial where they demonstrated objective responses in 32% of 88 refractory metastatic MCC patients treated with avelumab, logging 8 CRs and 20 PRs (54). Notably, 74% of responses persisted beyond one year, greatly improving on the roughly three month DOR seen in first-line chemotherapy at the time (55). FDA approval of avelumab for refractory metastatic MCC followed in March 2017. In 2018, early data from Part B of JAVELIN Merkel 200, which focused on the study of avelumab as a first-line agent in metastatic MCC, indicated a confirmed objective response in 62% of 29 patients with 83% of responders achieving a DOR of 6+ months (56). A later update in 2019 revealed a median duration of response of 18.2 months in 116 patients and median overall survival of 20.3 months, though with a decreased ORR of 39.7% (see Table 2 for a summary of response kinetics associated with PD-L1 status in key trials) (
In mid-2016, Nghiem et al. published results from the KEYNOTE-017 trial, which investigated pembrolizumab in 25 advanced MCC patients without prior systemic therapy (
The first significant data exploring the role of nivolumab in treating advanced MCC was presented in 2017 by Topalian et al. as part of the CheckMate358 trial. Of 22 evaluable patients, 14% (n=3) had CR and 55% (n=12) had PR for a 68% objective response rate (71% in treatment-naïve individuals and 63% in those with 1-2 prior systemic therapies) (
Avelumab, pembrolizumab, and nivolumab all demonstrate significant promise in the treatment of MCC; nonetheless, adverse events reported in the trials of these therapies align with previously reported adverse effects in checkpoint inhibitors. The most common adverse effects among the main MCC trials were fatigue, infusion-related reactions, diarrhea, nausea, and lab abnormalities (e.g. elevated liver enzymes) (
Heterogeneity of Responses
NMSCs differ in their responses to checkpoint inhibition, a fact which likely reflects the subtle differences in their immunological characteristics, as described in the section on Immunogenicity above. These distinctions are important for both future drug development as well as the establishment of clear clinical expectations during treatment.
cSCC and BCC
The greater immunogenicity of SCCs compared to BCCs is reflected in their respective responses to immunotherapy, both in terms of overall response rate and median time to response. In patients with metastatic BCC, cemiplimab produced an overall response rate (ORR) of 21% by investigator assessment, while, in patients with metastatic cSCC, the overall response rate was 47% (
MCPyV-Associated MCC and Non-MCPyV-Associated MCC
While non-Merkel cell polyomavirus (MCPyV)-associated MCCs display high tumor mutational burden at a median 53.9 mutations/Mb, MCPyV-associated MCCs do not. Rather, they are associated with a cohort of low-TMB MCCs with a median TMB of 1.2 mutations/Mb (see Table 1) (
Future Directions
Checkpoint inbibition in NMSCs is an area of active, ongoing investigation. Tables 3–5 present a summary of current and future trials for cSCCs, BCCs, and MCCs.
Table 3
| Identifier | Treatment Setting/Trial Phase | Immune Checkpoint Inhibitor(s) Involved | Other Involved Agent(s) including RT | Recruitment Status |
|---|---|---|---|---|
| NCT02760498 | Unresectable Locally Advanced cSCC or Metastatic cSCC/Phase I | Cemiplimab | None | Recruiting |
| NCT02955290 | Stage III-IV cSCC of the Head and Neck/Phase I-II | Nivolumab, Pembrolizumab | CIMAvax (EGF vaccine) | Recruiting |
| NCT02964559 | Locally Advanced cSSC or Metastatic cSCC/Phase II | Pembrolizumab | None | Active, not recruiting |
| NCT03082534 | Unresectable Locally Advanced cSCC/Phase II | Pembrolizumab | None | Recruiting |
| NCT03284424 | Locally Advanced cSCC, Metastatic cSCC, or Recurrent cSCC/Phase II | Pembrolizumab | None | Active, not recruiting |
| NCT03565783 | Stage III-IV cSCC of the Head and Neck/Phase II | Cemiplimab | None | Recruiting |
| NCT03666325 | Unresectable Locally Advanced cSCC or Metastatic cSCC/Phase II | Pembrolizumab | Cetuximab | Not yet recruiting |
| NCT03737721 | Unresectable cSCC/Phase II | Avelumab | RT | Recruiting |
| NCT03833167 | High-Risk Locally Advanced cSCC/Phase III | Pembrolizumab | None | Recruiting |
| NCT03834233 | Locally Advanced cSCC or Metastatic cSCC/Phase II | Nivolumab | None | Active, not recruiting |
| NCT03889912 | Recurrent and Resectable cSCC/Phase I | Cemiplimab | None | Active, not recruiting |
| NCT03944941 | Nonresectable Locally Advanced cSCC or Metastatic cSCC/Phase II | Avelumab | Cetuximab | Recruiting |
| NCT03969004 | High risk cSCC/Phase III | Cemiplimab | None | Active, not recruiting |
| NCT04050436 | Locally Advanced cSCC or Metastatic cSCC/Phase II | Cemiplimab | Cetuximab, RP1 (oncolytic virus) | Recruiting |
| NCT04154943 | Stage II-IV (M0) cSCC/Phase II | Cemiplimab | None | Recruiting |
| NCT04204837 | Stage III-IV cSCC/Phase II | Nivolumab | None | Active, not recruiting |
| NCT04242173 | Unresectable Locally Recurrent cSCC or Metastatic cSCC/Phase II | Cempilimab | None | Recruiting |
| NCT04315701 | Resectable High Risk Localized cSCC or Resectable Locally Recurrent cSCC or Resectable Regionally Advanced cSCC/Phase II | Cempilimab | None | Recruiting |
| NCT04339062 | Locally Advanced cSCC or Metastatic cSCC in people with either prior allogeneic HSCT or renal transplant/Phase I | Cempilimab | None | Recruiting |
| NCT04428671 | Resectable High Risk cSCC/Phase I | Cemiplimab | None | Recruiting |
| NCT04611321 | Unresectable Locally Advanced cSCC or Metastatic cSCC/Phase I-II | IBI318 (anti-PD-1/anti-PD-L1) | None | Recruiting |
| NCT04620200 | Resectable Stage III-IVa cSCC (Stage I-II cSCC if Extensive/Mutilating Surgery is Required)/Phase II | Nivolumab, Ipilimumab | None | Recruiting |
| NCT04632433 | High Risk Resectable Stage III cSCC/Phase II | Cemiplimab | None | Not yet recruiting |
| NCT04710498 | Resectable cSCC/Phase II | Atezolizumab | None | Not yet recruiting |
| NCT04808999 | Resectable High Risk cSCC or Resectable Locooregional cSCC/Phase II | Pembrolizumab | None | Not yet recruiting |
| NCT03901573 | *Locoregionally Advanced cSCC/MCC Needing Systemic Treatment or Metastatic cSCC/MCC/Phase Ib-II | Atezolizumab | NT-17 (IL-7 agonist) | Recruiting |
| NCT03816332 | *Stage III-IV MCC, Unresectable MCC, Unresectable BCC, Metastatic BCC, Metastatic cSCC/Phase I | Nivolumab, Ipilimumab | Tacrolimus | Recruiting |
| NCT02978625 | Advanced BCC/MCC/cSCC or Non-Refractory BCC/MCC/cSCC/Phase II | Nivolumab | TVEC | Recruiting |
Active and upcoming trials in immune checkpoint inbibition for cSCC.
*Melanoma(s) are included in these trials.
Table 4
| Identifier | Treatment Setting/Trial Phase | Immune Checkpoint Inhibitor(s) Involved | Other Involved Agent(s) including RT | Recruitment Status |
|---|---|---|---|---|
| NCT03132636 | Locally Advanced BCC or Metastatic BCC/Phase II | Cemiplimab | None | Active, not recruiting |
| NCT03521830 | Locally Advanced BCC or Metastatic BCC/Phase II | Nivolumab, Ipilimumab, Relatlimab (anti-LAG-3) | None | Recruiting |
| NCT04323202 | Locoregionally Advanced and Resectable BCC/Phase II | Pembrolizumab | None | Recruiting |
| NCT04679480 | Locally Advanced BCC, Metastatic BCC, or Presence of >5 BCCs/Phase II | Cemiplimab | Sonidegib (small molecule Hedgehog pathway inhibitor) | Recruiting |
| NCT03816332 | *Stage III-IV MCC, Unresectable MCC, Unresectable BCC, Metastatic BCC, Metastatic cSCC/Phase I | Nivolumab, Ipilimumab | Tacrolimus | Recruiting |
| NCT02978625 | Advanced BCC/MCC/cSCC or Non-Refractory BCC/MCC/cSCC/Phase II | Nivolumab | TVEC | Recruiting |
Active and upcoming trials in immune checkpoint inhibition for BCC.
*Melanoma(s) are included in these trials.
Table 5
| Identifier | Treatment Setting/Trial Phase | Immune Checkpoint Inhibitor(s) Involved | Other Involved Agent(s) including RT | Recruitment Status |
|---|---|---|---|---|
| NCT02196961 | Completely Resected MCC/Phase II | Nivolumab | None | Active, not recruiting |
| NCT02584829 | Stage IV MCC/Phase I-II | Avelumab | IFN-beta, MCPyV-specific CD8+ cells, RT | Active, not recruiting |
| NCT03071406 | Stage IV MCC/Phase II | Nivolumab, Ipilimumab | RT | Recruiting |
| NCT03271372 | Stage III MCC/Phase III | Avelumab | None | Recruiting |
| NCT03304639 | Stage III-IV MCC/Phase II/Phase II | Pembrolizumab | RT | Active, not recruiting |
| NCT03599713 | Advanced/Stage IV MCC | Retifanlimab (anti-PD1) | None | Recruiting |
| NCT03712605 | Completely Resected Stage I-III MCC/Phase III | Pembrolizumab | RT | Recruiting |
| NCT03747484 | Nonresectable MCC or Stage IV MCC/Phase I-II | Avelumab, Pembrolizumab | FH-MCVA2TCR (Autologous MCPyV-specific T-cells) | Recruiting |
| NCT03783078 | Locoregionally Advanced MCC or Stage IV MCC/Phase III | Pembrolizumab | None | Active, not recruiting |
| NCT03798639 | Stage III MCC/Phase I | Nivolumab, Ipilimumab | RT | Active, not recruiting |
| NCT03853317 | Stage IV MCC/Phase II | Avelumab | N-803 (IL-15 superagonist), haNK (CD16-targeted NK cells) | Recruiting |
| NCT03988647 | Stage IV MCC/Phase II | Pembrolizumab | RT | Recruiting |
| NCT04261855 | Stage IV MCC/Phase Ib-II | Avelumab | RT | Recruiting |
| NCT04291885 | Stage I-III MCC/Phase II | Avelumab | None | Recruiting |
| NCT04393753 | Stage III-IV MCC/Phase II | Avelumab | Domatinostat (HDAC inhibitor) | Recruiting |
| NCT04792073 | Refractory Stage III-IV MCC/Phase II | Avelumab | RT | Recruiting |
| NCT03901573 | *Locoregionally Advanced cSCC/MCC Needing Systemic Treatment or Metastatic cSCC/MCC/Phase Ib-II | Atezolizumab | NT-17 (IL-7 agonist) | Recruiting |
| NCT03816332 | *Stage III-IV MCC, Unresectable MCC, Unresectable BCC, Metastatic BCC, Metastatic cSCC/Phase I | Nivolumab, Ipilimumab | Tacrolimus | Recruiting |
| NCT02978625 | Advanced BCC/MCC/cSCC or Non-Refractory BCC/MCC/cSCC/Phase II | Nivolumab | TVEC | Recruiting |
Active and upcoming trials in immune checkpoint inhibition for MCC.
*Melanoma(s) are included in these trials.
Neoadjuvant Therapy
Neoadjuvant therapy for cutaneous melanoma is currently being investigated, with recent data suggesting promising results. In a meta-analysis of six clinical trials, 33% of patients achieved a pathologic complete response (pCR) with neoadjuvant immunotherapy (43% combination and 20% monotherapy) (62). In patients with pCR, near pCR or partial pathologic response with immunotherapy, the two-year relapse free survival was 96% (62). The efficacy of neoadjuvant immunotherapy in cutaneous melanoma has inspired similar trials in NMSCs.
Numerous phase 1 and 2 trials are investigating neoadjuvant checkpoint inhibition for the treatment of recurrent or metastatic BCC and cSCC. Based on promising response rates from a recent case series, a phase 1 trial was initiated in mid-2020 to evaluate the response and recurrence rates of BCCs to neoadjuvant pembrolizumab with an additional year of adjuvant treatment after resection if required (NCT04323202). Neoadjuvant administration of checkpoint inhibitors is also an active area of clinical research for cSCCs with trials investigating neoadjuvant cemiplimab (NCT03889912, NCT04428671, NCT04632433), nivolumab (NCT04620200), atezolizumab (NCT04710498), and pembrolizumab (NCT04808999) to begin recruiting soon.
Adjuvant Therapy
Adjuvant therapy utilizing checkpoint inhibition has demonstrated considerable efficacy in cutaneous melanoma, with studies suggesting the use of checkpoint inhibitors following resection in Stage III and IV can reduce the risk of disease relapse by 40–50% (63, 64).Due to encouraging results from initial studies of adjuvant therapy, current trials are investigating head-to-head comparisons of checkpoint inhibitors, combination therapy, and the use of adjuvant therapy in earlier stages of disease (
The use of checkpoint inbibition as adjuvant therapy for advanced NMSCs is a current focus of numerous upcoming and ongoing studies. Notable trials include the use of adjuvant pembrolizumab after resection in BCCs (NCT04323202), adjuvant nivolumab following complete MCC resection (NCT02196961), pembrolizumab following surgery and radiotherapy for cSCCs (NCT03833167), and cemibilimab following both surgery and radiotherapy (NCT03969004) as well as surgery alone (NCT04428671) for cSCCs.
Improving the Efficacy of Checkpoint Inhibition
Hedgehog Inhibition (BCC)
While the aforementioned investigator-initiated open-label study of pembrolizumab with or without hedgehog inhibition in advanced BCC did not find a difference in response between the single agent arm and the dual treatment arm, this approach is still undergoing clinical investigation given strong pre-clinical evidence that implicates hedgehog signaling in promoting an immuno-suppressive tumor microenvironment (65). HHI in BCC increases chemokines involved in T cell recruitment and influx of T cells, suggesting a potential for synergy between HHI and checkpoint inhibition in advanced BCC patients (66). To this end, a phase 2 trial is investigating cemiplimab in combination with pulsed sonidegib for patients with advanced BCC (NCT04679480).
Cetuximab (cSCC)
Cetuximab is an EGFR-inhibitor approved for multiple indications associated with squamous cell carcinoma of the head and neck, including concomitant administration with platinum-based agents and radiotherapy as well as monotherapy in cases unresponse to platinum-based therapy. Recent studies have suggested the potential of cetuximab to treat unresectable cSCC, and numerous trials are now investigating the efficacy of combination therapy with cetuximab and various checkpoint inhibitors, including pembrolizumab (NCT03082534, NCT03666325) and avelumab (NCT03944941). An abstract at the 2021 ASCO meeting suggested ceteuximab may have a role in the treatment of patients immediately after progression on immunotherapy. In a small cohort study, patients who were initiated on cetuximab immediately following immunotherapy failure experienced an ORR of 54%, with 1 complete and 6 partial responses (67).
HDACis (MCC)
Domatinostat is a selective class I histone deacetylase inhibitor, which functions to upregulate the expression of cancer germline antigens and MHC class I/II molecules, among other modifications in the tumor microenvironment, boosting the innate immune response (
Radiation (MCC, BCC, cSCC)
The use of radiation in conjunction with checkpoint inhibitor therapy remains an area of active investigation. In addition to its role in directly killing tumor cells, radiotherapy has shown further potential benefit in cancer care through auxiliary means that include modulation of the tumor microenvironment, increased tumor-associated antigen expression, increased cytokine release, and stimulation and proliferation of immune cells such as CD8+ cytotoxic T-cells (68). The abscopal effect, which describes the regression of a tumor or tumors distant from the site of local radiotherapy, is believed to reflect the immune-sensitizing effect of radiotherapy and has been observed in cases of cSCC and MCC (69–71). Greater understanding of these effects has underscored the hypothesis of a synergy between radiotherapy and immunotherapies in cancer. This idea has resulted in several ongoing trials in MCC, BCC, and cSCC aimed at determining the efficacy of radiotherapy in conjunction with various checkpoint inhibitors.
Dual Checkpoint Blockade (MCC, BCC, cSCC)
Given the success of dual immune checkpoint inhibition in various solid tumors, a phase 2 clinical trial in locally advanced and metastatic BCC patients is investigating the use of nivolumab in combination with ipilimumab or relatlimab, an investigational monoclonal antibody that blocks the immune checkpoint receptor LAG-3 (NCT03521830). Similarly, a phase 2 trial is underway examining the response rates of advanced cSCC to IBI318, an anti-PD-1/PD-L1 bispecific antibody (NCT04611321). Though avelumab has become the de-facto neoadjuvant therapy in metastatic MCC, cases of MCC refractory to initial anti-PD-L1 monotherapy have been documented. In the specific case of avelumab-refractory MCC, case reports have suggested a nivolumab + ipilimumab regimen may overcome this resistance with documented durability of response (72–74). This regimen is currently being assessed with and without stereotactic radiation therapy for treatment of avelumab-resistant metastatic MCC (NCT03071406).
Direct Comparisons
Currently, there are no current or future studies assessing head-to-head efficacy of different immune checkpoint inhibitors across NMSCs. While certain checkpoint inhibitors, such as cempibilmab for cSCC and avelumab for MCC, are used more often in the clinical setting, it remains unknown if there are significant inter-class differences.
Other Immunotherapies
Other novel immunomodulatory agents are being investigated as concomitant therapies to boost the efficacy of immune checkpoint inhibition in the treatment of NMSCs. Oncolytic viruses are an active area of research. A phase 2 study of talimogene laherparepvec, an oncolytic herpesvirus, in combination with nivolumab for the treatment of cSCCs, BCCs, and MCCs (NCT02978625) is ongoing. In addition, cemiplimab in combination with RP1, an oncolytic herpesvirus that encodes a fusogenic GALV-GP R-protein and GM-CSF, is being studied for the treatment of advanced cSCC (NCT04050436). An additional trial of tumor antigen vaccination with recombinant Human EGF-rP64K/Montanide ISA 51 in addition to nivolumab or pembrolizumab is in progress (NCT02955290). The administration of exogenous cytokines is also under investigation, with a study of NT-17, an IL-7 agonist, in combination with atezolizumab for the treamtent of advanced MCC and cSCC (NCT03901573). Several trials of MCC therapy involve the administration of recombinant immune cells. One current trial examines a treatment of avelumab combined with CD-16 targeted NK cells (haNK) and a novel IL-15 superagonist (N-803) in patients with MCC refractory to a first-line checkpoint inhibitor (NCT03853317). An additional trial for patients with unresectable or metastatic MCC involves the co-administration of a checkpoint inhibitor with autologous T-cells that have been genetically engineered to recognize and target MCPyV (NCT03747484).
Future Biomarkers
Further advancement in the field of immunotherapy will depend on the expanded study of biomarkers that can serve as predictors of response and resistance to checkpoint inhibition. While TMB is known to correlate with response to PD-1 blockade, it alone does not fully predict outcomes, as some non-responders have high TMB. Therefore, identifying other factors that can influence the efficacy of immune checkpoint inhibition will enable tailored treatment. Such factors that require further investigation include known biomarkers, such as PD-L1 expression and infiltrating T cells, as well as genomic studies. In one recent example, non-amplification short variant mutations in PD-L1, were identified in 1.6% of cSCCs, potentially heralding resistance to checkpoint inhibition (75).
Use in Solid Organ Transplantation
A current critical question in the field of immunoncoology is the appropriate use of checkpoint inhibition in the setting of solid organ transplantation. Transplant recipients carry a greatly increased risk of developing cancer, especially NMSCs (
Conclusion
NMSCs represent a significant global health burden that is set to grow ever larger with time, as medical advances permit both a rising average life expectancy and, associatively, an increased risk for NMSC development. Breakthroughs in immunotherapy first touted in the treatment of melanoma have now shown promising data in the treatment of advanced NMSCs, where previously few to no effective therapies were available. The immunogenicity of NMSCs makes them an attractive target for immunotherapy, and, accordingly, clinical trials in this space are being initiated at a rapid pace. Immune checkpoint inhibition has begun to demonstrate clinical efficacy in treating NMSCs of all subtypes. Future studies will further define the array of checkpoint inhibitors that offer maximal efficacy as well as the crucial concomitant therapies necessary to optimize their therapeutic potential.
Publisher’s Note
All claims expressed in this article are solely those of the authors and do not necessarily represent those of their affiliated organizations, or those of the publisher, the editors and the reviewers. Any product that may be evaluated in this article, or claim that may be made by its manufacturer, is not guaranteed or endorsed by the publisher.
Statements
Author contributions
Conceptualization, CS, AD, JG, AK, LG, and RC. Methodology, CS, AD, JG, and AK. Writing—original draft preparation, CS, AD, JG, AK, YS, and AC. Writing—review and editing, CS, AD, JG, AK, YS, AC, LG, and RC. Tables and figures, CS, AD, JG, and AK. Supervision, YS, AC, LG, and RC. Project administration, CS. All authors contributed to the article and approved the submitted version.
Conflict of interest
The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
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Summary
Keywords
non-melanoma skin cancer (NMSC), immunotherapy, squamous cell carcinoma (SCC), basal cell carcimoma (BCC), merkel cell carcinoma (MCC), immune checkpoint inhibition (ICI)
Citation
Stonesifer CJ, Djavid AR, Grimes JM, Khaleel AE, Soliman YS, Maisel-Campbell A, Garcia-Saleem TJ, Geskin LJ and Carvajal RD (2021) Immune Checkpoint Inhibition in Non-Melanoma Skin Cancer: A Review of Current Evidence. Front. Oncol. 11:734354. doi: 10.3389/fonc.2021.734354
Received
01 July 2021
Accepted
15 October 2021
Published
20 December 2021
Volume
11 - 2021
Edited by
Paola Queirolo, European Institute of Oncology (IEO), Italy
Reviewed by
Bin Zheng, Harvard Medical School, United States; Sandhya Annamaneni, Osmania University, India
Updates

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Copyright
© 2021 Stonesifer, Djavid, Grimes, Khaleel, Soliman, Maisel-Campbell, Garcia-Saleem, Geskin and Carvajal.
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*Correspondence: Richard D. Carvajal, rdc2150@cumc.columbia.edu
This article was submitted to Skin Cancer, a section of the journal Frontiers in Oncology
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