Abstract
Lung cancer is the leading cause of cancer morbidity and mortality worldwide and early diagnosis is crucial for the management and treatment of this disease. Non-invasive means of determining tumour information is an appealing diagnostic approach for lung cancers as often accessing and removing tumour tissue can be a limiting factor. In recent years, liquid biopsies have been developed to explore potential circulating tumour biomarkers which are considered reliable surrogates for understanding tumour biology in a non-invasive manner. Most common components assessed in liquid biopsy include circulating tumour cells (CTCs), cell-free DNA (cfDNA), circulating tumour DNA (ctDNA), microRNA and exosomes. This review explores the clinical use of circulating tumour biomarkers found in liquid biopsy for screening, early diagnosis and prognostication of lung cancer patients.
Graphical Abstract
Introduction
Lung Cancer
Lung cancer is the leading cause of cancer related deaths and accounted for over 2.1 million new cases and 1.8 million deaths in 2018 (). If the cancer is diagnosed in the early stages (i.e., Stage I – II), the five-year survival rate is estimated to be around 56% (). However, only 16% of lung cancer cases are diagnosed early, which causes the overall five-year survival rate of lung cancer patients to be less than 20% with adverse clinical outcomes (, ). Lung cancer is mainly categorized into two histological groups: non-small cell carcinoma (NSCLC) and small cell lung carcinoma (SCLC) (). NSCLC is the most prevalent lung cancer type that accounts for 80% to 85% of all lung cancer cases and is further divided into three histological subtypes of adenocarcinoma, squamous cell carcinoma, and large cell (undifferentiated) carcinoma (). Adenocarcinoma accounts for 40% of all lung cancers and is frequently found in peripheral bronchi (, ). Squamous cell carcinoma comprises 25%-30% of all lung cancer cases which arises from the main bronchi and disseminates into the carina. Large cell (undifferentiated) carcinoma represents about 10% and may originate from different part of the lung. SCLC accounts for 10-15% of all lung cancers and it is the most aggressive type with the lowest overall survival (OS) (, ).
Liquid Biopsy
Lung cancer patients often suffer from progression of their disease with adverse clinical outcomes, complications and recurrence (). Therefore, early diagnosis is vital for effective disease management and preventing the advancement of cancer. However, one of the main challenges for managing and treating lung cancer patients is the lack of sensitive early diagnostic methods (). To date, low-dose spiral computed tomography (LDCT) is the most commonly used approach for lung cancer screening with more than four times higher sensitivity compared to X-ray imaging (, , ). However, high false-positive results in the early stages of lung cancers and radiation exposure often limits the usage of LDCT ().
Tumour biopsy is the gold standard for lung cancer diagnosis due to the potential of investigating targeted biomarkers including carcinoembryonic antigen (CEA), fragments of cytokeratin ‐19 (CYFRA21‐1), squamous cell carcinoma antigen (SCC) and neuron‐specific enolase (NSE) (, ). However, tumour biopsy is an invasive approach, requiring specialist medical expertise and cannot be routinely performed outside of a hospital setting. Single site biopsy may have a sampling bias by not being representative of the whole tumour (). Moreover, tumour biopsies represent a single time point snapshot of the tumour, where therapy-induced changes cannot be determined over the course of treatment. Therefore, alternative, more dynamic biomarkers which can be assessed serially over the course of therapy are desirable ().
Liquid biopsy have emerged as a promising tool to detect tumour biomarkers (Figure 1) in body fluids in a non-invasive manner. They have shown to play a crucial role in lung cancer screening, early diagnosis, monitoring and determining patient prognosis (). The minimal invasiveness, ease of use and ability to have repeat measurements over time make it a useful companion diagnostic tool. To date, liquid biopsies has been developed as a novel diagnostic approach to explore potential circulating tumour biomarkers and is considered as a reliable way to understand dynamically changing tumour biology under the stressors of treatment. Liquid biopsy biomarkers include cell-free DNA (cfDNA), circulating tumour DNA (ctDNA), microRNA (miRNA), exosomes and circulating tumour cells (CTCs) (, , –). This review provides an overview of these circulating tumour biomarkers and their clinical significance in screening, early diagnosis and prognostication of lung cancer (Figure 2).
Figure 1
Figure 2
cfDNA and ctDNA
Cell free DNA (cfDNA) is derived from dividing and apoptotic cells as a result of the normal physiological process of tissue remodeling (
cfDNA mutation analysis is also important to identify specific mutations and molecular targets for personalized therapies (
In addition to single-gene assays, higher through-put NGS multi-gene readout assays have been developed to identify single-nucleotide variants (SNVs), copy number alterations (CNAs), inserts/deletions and or fusions. These assays include the FoundationOne Liquid CDx, Guardant 360 CDx, MSK-ACCESS, OncoDNA and Archer Reveal. These assays have the advantage of broad genotyping and utility in clinical trials (
Usually, at the time of sample collection, tumour-derived DNA is found highly fragmented and mixed with non-tumour DNA/cfDNA. Separation of ctDNA from cfDNA can be pursued using ultrasensitive analytical assays (
Exosomes
Exosomes are small extracellular vesicles derived by endocytosis, with 40–100 nm in size (
Exosomes derived from tumour cells can promote carcinogenesis by transferring oncogenic factors and thereby induce malignant transformation (
The analysis of nucleic acids in exosomes has shown to be a more reliable and sensitive mutation detection approach than using cfDNA/ctDNA. Thakur et al. showed tumour-derived exosomes carry double-stranded DNA which represents the whole genome and the mutation profile of the primary tumour cells (
Exosomal microRNA-96 (miRNA-96) fosters lung cancer progression by suppressing the activity of Lim domain 7 (LMO7) protein. LMO7 is a fibrous actin-binding protein functions in the formation and maintenance of actin cytoskeleton. In lung cancers, it functions as a tumour suppressor molecule while a shortage of LMO7 confers a genetic predisposition to lung cancer (
It has been found that EGFR protein can be transferred from tumour cells to non-cancerous cells via exosomes which leading to downregulation of the VEGF pathway (
Although exosomes have provided prospective clinical evidence on cancer, still several constraints limit their clinical utility. One of the major drawbacks is difficulty in purification due to its’ smaller size. Further, few drawbacks are associated with the difficulty to adopt exosome isolation techniques in clinical environment. In this context, several isolation techniques have been employed based on the physical, chemical and biological properties of exosomes (
CTCs
CTCs were first described by an Australian physician, Thomas Ashworth in 1869, where he observed cells similar to the primary tumour were found in the blood of a patient with metastatic disease. Accordingly, metastasis is thought to be facilitated by metastatic precursor cells, known as CTCs, which are tumour cells that detach from a tumour into the vasculature (
CTCs are considered to play a pivotal role in metastasis of cancer and during which they go through a process called EMT (
To tackle these drawbacks, label-free CTC isolation technologies have been established to isolate CTCs based on size, density and deformability (
Isolated CTCs can be analysed through different approaches including molecular and proteomic studies. For instance, captured CTCs can be used for EGFR mutation analysis which will provide a better understanding of the tumour genetic profile similar to ctDNA (
The isolation of a sufficient amount of CTCs in the blood of NSCLC patients and identify its various biomarkers can aid in early detection of the NSCLC and will also provide real-time monitoring of cancer progression, treatment efficacy and prognosis.
Circulating miRNAs
miRNAs are a type of gene expression regulator that works at the post-translational level with a multi-protein complex known as the RNA-induced silencing complex (miRISC), exerting their function at the 3’-untranslated region (3’UTR) of target complementary messenger RNA (mRNA) sequences (110, 111). miRNAs have been discovered to be single-stranded RNA molecules with a length of 19 to 22 nucleotides (
Table 1
| Marker | Sample type | Strength | Weakness | Clinical application in oncology | Ref. |
|---|---|---|---|---|---|
| cfDNA/ctDNA |
|
|
|
| ( |
| Exosomes |
|
|
|
| ( |
| CTC |
|
|
|
| (109, 122, 137) |
| cmiRNA |
|
|
|
| ( |
| TEP |
|
|
|
| (138, 139) |
Comparison of different liquid biopsy markers including cfDNA/ctDNA, exosome, CTC, cmiRNA and TEP.
The sample type, strength, weakness and clinical applications of each marker is discussed.
Tumor Educated Platelets
Platelets are enucleated cells that participate in coagulation. Platelet activation has also been found in inflammatory diseases like eczema and asthma (140). Evidence suggests that platelets may play an important role in tumorigenesis by helping tumor evasion, angiogenesis, and metastasis (141, 142). Activated platelets secrete α-granules to release transforming growth factor-beta (TGFβ) and adenosine triphosphate (ATP), leading to epithelial mesenchymal transition (EMT) and metastasis (143). On the other hand, tumour cells have been found to induce thrombocytosis by producing growth factors and cytokines such as granulocyte colony-stimulating factor (G-CSF), granulocyte-macrophage colony-stimulating factor (GM-CSF), interleukin (IL)-1 and IL-6 (144). Given this information, the interaction between tumour, tumour microenvironment (TME), and platelets account for tumor-educated platelets (TEPs) (145, 146). Accordingly, numerous studies explored the use of TEPs as a liquid biopsy in cancer initiation and progression (147–150). It has been discovered that growth factors released and produced by platelets and tumor cells, such as vascular endothelial growth factor (VEGF), contribute to changes in mRNA expression within platelets, resulting in a specific spliced mRNA signature (151, 152). The mRNA signature could be used as a biomarker to distinguish cancer patients from healthy individuals. According to multiple studies, patients with cancer onset and progression have a highly dynamic mRNA repertoire (138, 153). Therefore, analyzing mRNA profiles may be useful in detecting primary tumors, metastasis, and cancer staging (
Discussion
Liquid biopsy has shown promise for the early diagnosis and management of lung cancer due to its high sensitivity, specificity, non-invasive sampling and low-risk profile. cfDNA/ctDNA, CTCs, miRNAs and exosomes are considered as potentially actionable biomarkers which are used in liquid biopsy. However, robust characterization of each marker is needed for the comprehensive understanding of their role in NSCLC disease progression, prognostication and determining a tailored treatment regimen. It is clear that certain liquid biopsy analytes would be useful over the course of disease progression. For example, ctDNA and exosomes may be informative early in disease onset, and could be used to identify specific actionable mutations/and early stage disease which cannot be determined using LDCT. Whereas CTCs may be used to identify the risk of developing metastatic disease, and the types of clones which may develop treatment resistance (Figure 3). ctDNA has also shown utility over the course of therapy where the variant allele frequencies can be monitored over time/therapy to determine increases or decreases of tumour specific mutations in response to treatment. ctDNA has been the most studied marker in the field of lung cancer with clinical utility for a number of gene mutations. The detection of tumour specific mutations post therapy may also present a window of therapeutic opportunity where the patient has minimal residual disease (MRD), prior to clinically detectable disease progression with radiological evidence. Whilst larger multi-marker NGS panels have come onto the marker, cross comparisons of blood and tumour studies will be warranted to determine their utility for targeted therapies. Moreover, large prospective clinical trials are needed to provide a better understanding of the clinical utility of liquid biopsy assays.
Figure 3

Importance of liquid biopsy at different stages of cancer propagation, indicating the biomarker purpose, evolution of clones, and treatment effects. Adapted from Ref (160) and created with BioRender.com.
Funding
The authors are supported by project grants and fellowships for AK from NHMRC (1157741), Cure Cancer (1182179), and the PA Research Foundation (KOB).
Publisher’s Note
All claims expressed in this article are solely those of the authors and do not necessarily represent those of their affiliated organizations, or those of the publisher, the editors and the reviewers. Any product that may be evaluated in this article, or claim that may be made by its manufacturer, is not guaranteed or endorsed by the publisher.
Statements
Author contributions
All authors listed have made a substantial, direct, and intellectual contribution to the work, and approved it for publication.
Conflict of interest
The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
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Summary
Keywords
Circulating tumour cells, cell-free DNA, circulating tumour DNA, microRNA and exosomes, lung cancer, liquid biopsy
Citation
Herath S, Sadeghi Rad H, Radfar P, Ladwa R, Warkiani M, O’Byrne K and Kulasinghe A (2022) The Role of Circulating Biomarkers in Lung Cancer. Front. Oncol. 11:801269. doi: 10.3389/fonc.2021.801269
Received
25 October 2021
Accepted
21 December 2021
Published
21 January 2022
Volume
11 - 2021
Edited by
Pasquale Pisapia, University of Naples Federico II, Italy
Reviewed by
Simon Chang-Hao Tsao, The University of Melbourne, Australia; Sandra V. Fernandez, Fox Chase Cancer Center, United States
Updates

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Copyright
© 2022 Herath, Sadeghi Rad, Radfar, Ladwa, Warkiani, O’Byrne and Kulasinghe.
This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.
*Correspondence: Arutha Kulasinghe, arutha.kulasinghe@uq.edu.au
This article was submitted to Thoracic Oncology, a section of the journal Frontiers in Oncology
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