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<article xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink" article-type="brief-report">
<front>
<journal-meta>
<journal-id journal-id-type="publisher-id">Front. Phys.</journal-id>
<journal-title>Frontiers in Physics</journal-title>
<abbrev-journal-title abbrev-type="pubmed">Front. Phys.</abbrev-journal-title>
<issn pub-type="epub">2296-424X</issn>
<publisher>
<publisher-name>Frontiers Media S.A.</publisher-name>
</publisher>
</journal-meta>
<article-meta>
<article-id pub-id-type="doi">10.3389/fphy.2020.00249</article-id>
<article-categories>
<subj-group subj-group-type="heading">
<subject>Physics</subject>
<subj-group>
<subject>Brief Research Report</subject>
</subj-group>
</subj-group>
</article-categories>
<title-group>
<article-title>The Capon Method for Mercury&#x00027;s Magnetic Field Analysis</article-title>
</title-group>
<contrib-group>
<contrib contrib-type="author" corresp="yes">
<name><surname>Toepfer</surname> <given-names>Simon</given-names></name>
<xref ref-type="aff" rid="aff1"><sup>1</sup></xref>
<xref ref-type="corresp" rid="c001"><sup>&#x0002A;</sup></xref>
<uri xlink:href="http://loop.frontiersin.org/people/933087/overview"/>
</contrib>
<contrib contrib-type="author">
<name><surname>Narita</surname> <given-names>Yasuhito</given-names></name>
<xref ref-type="aff" rid="aff2"><sup>2</sup></xref>
<xref ref-type="aff" rid="aff3"><sup>3</sup></xref>
<uri xlink:href="http://loop.frontiersin.org/people/100485/overview"/>
</contrib>
<contrib contrib-type="author">
<name><surname>Heyner</surname> <given-names>Daniel</given-names></name>
<xref ref-type="aff" rid="aff3"><sup>3</sup></xref>
<uri xlink:href="http://loop.frontiersin.org/people/957201/overview"/>
</contrib>
<contrib contrib-type="author">
<name><surname>Motschmann</surname> <given-names>Uwe</given-names></name>
<xref ref-type="aff" rid="aff1"><sup>1</sup></xref>
<xref ref-type="aff" rid="aff4"><sup>4</sup></xref>
<uri xlink:href="http://loop.frontiersin.org/people/957974/overview"/>
</contrib>
</contrib-group>
<aff id="aff1"><sup>1</sup><institution>Institut f&#x000FC;r Theoretische Physik, Technische Universit&#x000E4;t Braunschweig</institution>, <addr-line>Braunschweig</addr-line>, <country>Germany</country></aff>
<aff id="aff2"><sup>2</sup><institution>Space Research Institute, Austrian Academy of Sciences</institution>, <addr-line>Graz</addr-line>, <country>Austria</country></aff>
<aff id="aff3"><sup>3</sup><institution>Institut f&#x000FC;r Geophysik und Extraterrestrische Physik, Technische Universit&#x000E4;t Braunschweig</institution>, <addr-line>Braunschweig</addr-line>, <country>Germany</country></aff>
<aff id="aff4"><sup>4</sup><institution>DLR Institute of Planetary Research</institution>, <addr-line>Berlin</addr-line>, <country>Germany</country></aff>
<author-notes>
<fn fn-type="edited-by"><p>Edited by: Luca Sorriso-Valvo, National Research Council, Italy</p></fn>
<fn fn-type="edited-by"><p>Reviewed by: Tommaso Alberti, Institute for Space Astrophysics and Planetology (INAF), Italy; Igor Ivanovich Alexeev, Lomonosov Moscow State University, Russia</p></fn>
<corresp id="c001">&#x0002A;Correspondence: Simon Toepfer <email>s.toepfer&#x00040;tu-braunschweig.de</email></corresp>
<fn fn-type="other" id="fn001"><p>This article was submitted to Space Physics, a section of the journal Frontiers in Physics</p></fn></author-notes>
<pub-date pub-type="epub">
<day>14</day>
<month>07</month>
<year>2020</year>
</pub-date>
<pub-date pub-type="collection">
<year>2020</year>
</pub-date>
<volume>8</volume>
<elocation-id>249</elocation-id>
<history>
<date date-type="received">
<day>31</day>
<month>03</month>
<year>2020</year>
</date>
<date date-type="accepted">
<day>05</day>
<month>06</month>
<year>2020</year>
</date>
</history>
<permissions>
<copyright-statement>Copyright &#x000A9; 2020 Toepfer, Narita, Heyner and Motschmann.</copyright-statement>
<copyright-year>2020</copyright-year>
<copyright-holder>Toepfer, Narita, Heyner and Motschmann</copyright-holder>
<license xlink:href="http://creativecommons.org/licenses/by/4.0/"><p>This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.</p></license>
</permissions>
<abstract><p>Characterization of Mercury&#x00027;s internal and external magnetic field is one of the primary goals of the magnetometer experiment on board the BepiColombo MPO (Mercury Planetary Orbiter) spacecraft. A novel data analysis tool is developed to determine the Gauss coefficients in the multipole expansion using Capon&#x00027;s minimum variance projection method. The construction of the estimator is presented along with a test against the numerical simulation data of Mercury&#x00027;s magnetosphere and a comparison with the least square fitting method shows, that Capon&#x00027;s estimator is in better agreement with the coefficients, implemented in the simulation, than the least square fit estimator.</p></abstract>
<kwd-group>
<kwd>diagonal loading</kwd>
<kwd>Gauss coefficients</kwd>
<kwd>least&#x02013;squares method</kwd>
<kwd>magnetic field analysis</kwd>
<kwd>Capon&#x00027;s method</kwd>
</kwd-group>
<contract-sponsor id="cn001">Technische Universit&#x000C3;&#x000A4;t Braunschweig<named-content content-type="fundref-id">10.13039/501100004871</named-content></contract-sponsor>
<counts>
<fig-count count="2"/>
<table-count count="1"/>
<equation-count count="12"/>
<ref-count count="18"/>
<page-count count="5"/>
<word-count count="2960"/>
</counts>
</article-meta>
</front>
<body>
<sec sec-type="intro" id="s1">
<title>1. Introduction</title>
<p>The reconstruction of planetary magnetic fields is one of the most important goals of a magnetometer experiment on board an orbiting spacecraft. Various inversion methods have successfully been applied to the data of former missions that visited different planets in our solar system. For example, generalized inversion [<xref ref-type="bibr" rid="B1">1</xref>] and elastic net regression [<xref ref-type="bibr" rid="B2">2</xref>] have been applied to the reconstruction of Jupiter&#x00027;s internal magnetic field. The weighted least square fit [<xref ref-type="bibr" rid="B3">3</xref>] and robust regression [<xref ref-type="bibr" rid="B4">4</xref>] appeared as useful methods for the analysis of Saturn&#x00027;s magnetic field. The Earth&#x00027;s magnetic field has been analyzed among other methods by using the maximum entropy method [<xref ref-type="bibr" rid="B5">5</xref>]. All these methods will be useful tools for Mercury&#x00027;s magnetic field analysis, which is one of the primary goals of the magnetometer experiment on board the BepiColombo mission. In this work we present an alternative method, namely Capon&#x00027;s method, for the analysis of Mercury&#x00027;s internal magnetic field.</p>
<p>Capon&#x00027;s method [<xref ref-type="bibr" rid="B6">6</xref>], also known as minimum variance distortionless response estimator (MVDR) [<xref ref-type="bibr" rid="B7">7</xref>], was introduced for reconstructing the velocities and wave vectors of seismic waves measured on an array of sensors on the Earth&#x00027;s surface. In space plasma physics, the method has first been successfully applied to the analysis of plasma waves in the terrestrial magnetosphere [<xref ref-type="bibr" rid="B8">8</xref>]. Later on, the method was extended for the mode decomposition of magnetic fields [<xref ref-type="bibr" rid="B9">9</xref>]. This establishes a basis to separate the planetary magnetic field from the total measured field in Mercury&#x00027;s magnetosphere.</p>
<p>The separation of the internal magnetic field from the external parts of the field, which are generated by currents flowing in the magnetosphere is important for the reconstruction of the internal field. There exists a paraboloid model of Mercury&#x00027;s magnetosphere [<xref ref-type="bibr" rid="B10">10</xref>] which has successfully been applied to the analysis of Mercury&#x00027;s internal magnetic field [<xref ref-type="bibr" rid="B11">11</xref>, <xref ref-type="bibr" rid="B12">12</xref>]. Since Capon&#x00027;s method is applied to the analysis of Mercury&#x00027;s internal magnetic field for the first time, here only the internal parts of the field are considered in the parametrization as a proof of concept.</p>
<p>Concerning to the BepiColombo mission, in this work magnetic field data resulting from the plasma interaction of Mercury with the solar wind are simulated and Capon&#x00027;s method is applied to the magnetic field data to analyze Mercury&#x00027;s internal magnetic field.</p></sec>
<sec id="s2">
<title>2. Parametrization and Inversion Methods</title>
<sec>
<title>2.1. Parametrization of Mercury&#x00027;s Magnetic Field</title>
<p>The parametrization of planetary magnetic fields is based on the Gauss representation [<xref ref-type="bibr" rid="B13">13</xref>]. If only data in curl-free regions are analyzed, Amp&#x000E8;re&#x00027;s law &#x02202;<sub><underline><italic>x</italic></underline></sub> &#x000D7; <underline><italic>B</italic></underline> &#x0003D; 0, where <underline><italic>B</italic></underline> is the magnetic field vector and &#x02202;<sub><underline><italic>x</italic></underline></sub> is the spatial derivative, yields the existence of a scalar potential &#x003A6;, so that <underline><italic>B</italic></underline> &#x0003D; &#x02212;&#x02202;<sub><underline><italic>x</italic></underline></sub>&#x003A6;. In general, &#x003A6; is composed of internal and external parts. In the following only the internal parts &#x003A6;<sub><italic>i</italic></sub> will be considered. For the parametrization of the internal dipole and quadrupole fields the scalar potential is expanded into spherical harmonics</p>
<disp-formula id="E1"><label>(1)</label><mml:math id="M1"><mml:mtable columnalign='left'><mml:mtr><mml:mtd><mml:msub><mml:mi>&#x003A6;</mml:mi><mml:mi>i</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:msub><mml:mi>R</mml:mi><mml:mi>M</mml:mi></mml:msub><mml:msup><mml:mstyle displaystyle='true'><mml:munderover><mml:mo>&#x02211;</mml:mo><mml:mrow><mml:mi>l</mml:mi><mml:mo>=</mml:mo><mml:mn>1</mml:mn></mml:mrow><mml:mn>2</mml:mn></mml:munderover><mml:mrow><mml:mrow><mml:mo>(</mml:mo><mml:mrow><mml:mfrac><mml:mrow><mml:msub><mml:mi>R</mml:mi><mml:mi>M</mml:mi></mml:msub></mml:mrow><mml:mi>r</mml:mi></mml:mfrac></mml:mrow><mml:mo>)</mml:mo></mml:mrow></mml:mrow></mml:mstyle><mml:mrow><mml:mi>l</mml:mi><mml:mo>+</mml:mo><mml:mn>1</mml:mn></mml:mrow></mml:msup><mml:mstyle displaystyle='true'><mml:munderover><mml:mo>&#x02211;</mml:mo><mml:mrow><mml:mi>m</mml:mi><mml:mo>=</mml:mo><mml:mn>0</mml:mn></mml:mrow><mml:mi>l</mml:mi></mml:munderover><mml:mrow><mml:mrow><mml:mo>[</mml:mo><mml:mrow><mml:msubsup><mml:mi>g</mml:mi><mml:mi>l</mml:mi><mml:mi>m</mml:mi></mml:msubsup><mml:mi>cos</mml:mi><mml:mo stretchy='false'>(</mml:mo><mml:mi>m</mml:mi><mml:mo>&#x003BB;</mml:mo><mml:mo stretchy='false'>)</mml:mo></mml:mrow></mml:mrow></mml:mrow></mml:mstyle></mml:mtd></mml:mtr><mml:mtr><mml:mtd><mml:mtext>&#x000A0;&#x000A0;&#x000A0;&#x000A0;&#x000A0;&#x000A0;&#x000A0;&#x000A0;&#x000A0;</mml:mtext><mml:mrow><mml:mrow><mml:mo>+</mml:mo><mml:msubsup><mml:mi>h</mml:mi><mml:mi>l</mml:mi><mml:mi>m</mml:mi></mml:msubsup><mml:mi>sin</mml:mi><mml:mo stretchy='false'>(</mml:mo><mml:mi>m</mml:mi><mml:mo>&#x003BB;</mml:mo><mml:mo stretchy='false'>)</mml:mo></mml:mrow><mml:mo>]</mml:mo></mml:mrow><mml:msubsup><mml:mi>P</mml:mi><mml:mi>l</mml:mi><mml:mi>m</mml:mi></mml:msubsup><mml:mrow><mml:mo>(</mml:mo><mml:mrow><mml:mi>cos</mml:mi><mml:mo stretchy='false'>(</mml:mo><mml:mi>&#x003B8;</mml:mi><mml:mo stretchy='false'>)</mml:mo></mml:mrow><mml:mo>)</mml:mo></mml:mrow></mml:mtd></mml:mtr></mml:mtable></mml:math></disp-formula>
<p>where planetary centered coordinates with radius <italic>r</italic>, azimuth angle &#x003BB;&#x02208;[0, 2&#x003C0;], and polar angle &#x003B8;&#x02208;[0, &#x003C0;] are chosen. <italic>R</italic><sub><italic>M</italic></sub> indicates the radius of Mercury and <inline-formula><mml:math id="M2"><mml:msubsup><mml:mrow><mml:mi>P</mml:mi></mml:mrow><mml:mrow><mml:mi>l</mml:mi></mml:mrow><mml:mrow><mml:mi>m</mml:mi></mml:mrow></mml:msubsup></mml:math></inline-formula> are the Schmidt-normalized associated Legendre polynomials of degree <italic>l</italic> and order <italic>m</italic>. The expansion coefficients <inline-formula><mml:math id="M3"><mml:msubsup><mml:mrow><mml:mi>g</mml:mi></mml:mrow><mml:mrow><mml:mi>l</mml:mi></mml:mrow><mml:mrow><mml:mi>m</mml:mi></mml:mrow></mml:msubsup></mml:math></inline-formula> and <inline-formula><mml:math id="M4"><mml:msubsup><mml:mrow><mml:mi>h</mml:mi></mml:mrow><mml:mrow><mml:mi>l</mml:mi></mml:mrow><mml:mrow><mml:mi>m</mml:mi></mml:mrow></mml:msubsup></mml:math></inline-formula> are the internal Gauss coefficients. Arranging the Gauss coefficients into a vector <inline-formula><mml:math id="M5"><mml:munder accentunder='true'><mml:mi>g</mml:mi><mml:mo>_</mml:mo></mml:munder><mml:mo>:</mml:mo><mml:mtext>&#x000A0;</mml:mtext><mml:mo>=</mml:mo><mml:msup><mml:mrow><mml:mo>(</mml:mo><mml:mrow><mml:msubsup><mml:mi>g</mml:mi><mml:mn>1</mml:mn><mml:mn>0</mml:mn></mml:msubsup><mml:mo>,</mml:mo><mml:msubsup><mml:mi>g</mml:mi><mml:mn>1</mml:mn><mml:mn>1</mml:mn></mml:msubsup><mml:mo>,</mml:mo><mml:msubsup><mml:mi>h</mml:mi><mml:mn>1</mml:mn><mml:mn>1</mml:mn></mml:msubsup><mml:mo>,</mml:mo><mml:msubsup><mml:mi>g</mml:mi><mml:mn>2</mml:mn><mml:mn>0</mml:mn></mml:msubsup><mml:mo>,</mml:mo><mml:msubsup><mml:mi>g</mml:mi><mml:mn>2</mml:mn><mml:mn>1</mml:mn></mml:msubsup><mml:mo>,</mml:mo><mml:msubsup><mml:mi>h</mml:mi><mml:mn>2</mml:mn><mml:mn>1</mml:mn></mml:msubsup><mml:mo>,</mml:mo><mml:msubsup><mml:mi>g</mml:mi><mml:mn>2</mml:mn><mml:mn>2</mml:mn></mml:msubsup><mml:mo>,</mml:mo><mml:msubsup><mml:mi>h</mml:mi><mml:mn>2</mml:mn><mml:mn>2</mml:mn></mml:msubsup></mml:mrow><mml:mo>)</mml:mo></mml:mrow><mml:mi>T</mml:mi></mml:msup></mml:math></inline-formula>, for later application called ideal coefficient vector, the contribution of the internal magnetic field can be rearranged as</p>
<disp-formula id="E2"><label>(2)</label><mml:math id="M6"><mml:mtable class="eqnarray" columnalign="left"><mml:mtr><mml:mtd><mml:munder accentunder='true'><mml:mi>B</mml:mi><mml:mo>_</mml:mo></mml:munder><mml:mo>=</mml:mo><mml:mo>&#x02212;</mml:mo><mml:msub><mml:mo>&#x02202;</mml:mo><mml:munder accentunder='true'><mml:mi>x</mml:mi><mml:mo>_</mml:mo></mml:munder></mml:msub><mml:msub><mml:mo>&#x003A6;</mml:mo><mml:mi>i</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:munder accentunder='true'><mml:munder accentunder='true'><mml:mi>H</mml:mi><mml:mo>_</mml:mo></mml:munder><mml:mo>_</mml:mo></mml:munder><mml:munder accentunder='true'><mml:mi>g</mml:mi><mml:mo>_</mml:mo></mml:munder><mml:mo>,</mml:mo></mml:mtd></mml:mtr></mml:mtable></mml:math></disp-formula>
<p>where the terms of the multipole series are arranged in the matrix <inline-formula><mml:math id="M7"><mml:munder accentunder='true'><mml:munder accentunder='true'><mml:mi>H</mml:mi><mml:mo>_</mml:mo></mml:munder><mml:mo>_</mml:mo></mml:munder></mml:math></inline-formula>(r,&#x003B8;,&#x003BB;). The magnetic field measurements <underline><italic>B</italic></underline> and the underlying model <inline-formula><mml:math id="M8"><mml:munder accentunder='true'><mml:munder accentunder='true'><mml:mi>H</mml:mi><mml:mo>_</mml:mo></mml:munder><mml:mo>_</mml:mo></mml:munder></mml:math></inline-formula> are known. The unknown coefficient vector <underline><italic>g</italic></underline> is to be determined. In most applications the number of known magnetic data points is much larger than the number of the expansion coefficients, resulting in an overdetermined inversion problem. Therefore, <inline-formula><mml:math id="M9"><mml:munder accentunder='true'><mml:munder accentunder='true'><mml:mi>H</mml:mi><mml:mo>_</mml:mo></mml:munder><mml:mo>_</mml:mo></mml:munder></mml:math></inline-formula> is a rectangular matrix in general and the direct inversion of Equation (2) is impossible. But there exist several inversion methods for estimating <underline><italic>g</italic></underline> [<xref ref-type="bibr" rid="B7">7</xref>].</p></sec>
<sec>
<title>2.2. Least Square Fit (LSF) Method</title>
<p>The most commonly used method for inverse problems is the least square fit method. The method minimizes the quadratic deviation between the disturbed measurements <underline><italic>B</italic></underline> and the model <inline-formula><mml:math id="M10"><mml:munder accentunder='true'><mml:munder accentunder='true'><mml:mi>H</mml:mi><mml:mo>_</mml:mo></mml:munder><mml:mo>_</mml:mo></mml:munder></mml:math></inline-formula> [<xref ref-type="bibr" rid="B7">7</xref>]</p>
<disp-formula id="E3"><label>(3)</label><mml:math id="M11"><mml:mtable class="eqnarray" columnalign="left"><mml:mtr><mml:mtd><mml:munder><mml:mrow><mml:mtext>min</mml:mtext></mml:mrow><mml:munder accentunder='true'><mml:mi>g</mml:mi><mml:mo>_</mml:mo></mml:munder></mml:munder><mml:msup><mml:mrow><mml:mo>|</mml:mo><mml:mrow><mml:munder accentunder='true'><mml:munder accentunder='true'><mml:mi>H</mml:mi><mml:mo>_</mml:mo></mml:munder><mml:mo>_</mml:mo></mml:munder><mml:mtext>&#x000A0;</mml:mtext><mml:munder accentunder='true'><mml:mi>g</mml:mi><mml:mo>_</mml:mo></mml:munder><mml:mo>&#x02212;</mml:mo><mml:munder accentunder='true'><mml:mi>B</mml:mi><mml:mo>_</mml:mo></mml:munder></mml:mrow><mml:mo>|</mml:mo></mml:mrow><mml:mn>2</mml:mn></mml:msup><mml:mo>=</mml:mo><mml:munder><mml:mrow><mml:mtext>min</mml:mtext></mml:mrow><mml:mrow><mml:msub><mml:mi>g</mml:mi><mml:mi>l</mml:mi></mml:msub></mml:mrow></mml:munder><mml:mrow><mml:mo>(</mml:mo><mml:mrow><mml:msub><mml:mi>g</mml:mi><mml:mi>i</mml:mi></mml:msub><mml:msubsup><mml:mi>H</mml:mi><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi></mml:mrow><mml:mo>&#x02020;</mml:mo></mml:msubsup><mml:msub><mml:mi>H</mml:mi><mml:mrow><mml:mi>j</mml:mi><mml:mi>k</mml:mi></mml:mrow></mml:msub><mml:msub><mml:mi>g</mml:mi><mml:mi>k</mml:mi></mml:msub><mml:mo>&#x02212;</mml:mo><mml:mn>2</mml:mn><mml:msub><mml:mi>B</mml:mi><mml:mi>j</mml:mi></mml:msub><mml:msub><mml:mi>H</mml:mi><mml:mrow><mml:mi>j</mml:mi><mml:mi>i</mml:mi></mml:mrow></mml:msub><mml:msub><mml:mi>g</mml:mi><mml:mi>i</mml:mi></mml:msub><mml:mo>+</mml:mo><mml:msub><mml:mi>B</mml:mi><mml:mi>i</mml:mi></mml:msub><mml:msub><mml:mi>B</mml:mi><mml:mi>i</mml:mi></mml:msub></mml:mrow><mml:mo>)</mml:mo></mml:mrow><mml:mo>,</mml:mo></mml:mtd></mml:mtr></mml:mtable></mml:math></disp-formula>
<p>Providing us</p>
<disp-formula id="E4"><label>(4)</label><mml:math id="M12"><mml:mtable class="eqnarray" columnalign="left"><mml:mtr><mml:mtd><mml:msub><mml:mo>&#x02202;</mml:mo><mml:mrow><mml:msub><mml:mi>g</mml:mi><mml:mi>l</mml:mi></mml:msub></mml:mrow></mml:msub><mml:msup><mml:mrow><mml:mo>|</mml:mo><mml:mrow><mml:munder accentunder='true'><mml:munder accentunder='true'><mml:mi>H</mml:mi><mml:mo>_</mml:mo></mml:munder><mml:mo>_</mml:mo></mml:munder><mml:mtext>&#x000A0;</mml:mtext><mml:munder accentunder='true'><mml:mi>g</mml:mi><mml:mo>_</mml:mo></mml:munder><mml:mo>&#x02212;</mml:mo><mml:munder accentunder='true'><mml:mi>B</mml:mi><mml:mo>_</mml:mo></mml:munder></mml:mrow><mml:mo>|</mml:mo></mml:mrow><mml:mn>2</mml:mn></mml:msup><mml:mo>=</mml:mo><mml:mn>0</mml:mn><mml:mo>,</mml:mo></mml:mtd></mml:mtr></mml:mtable></mml:math></disp-formula>
<p>where &#x02020; symbolizes the Hermitian adjunction. The LSF estimator <underline><italic>g</italic></underline><sub><italic>L</italic></sub> realizing the minimal deviation is given by</p>
<disp-formula id="E5"><label>(5)</label><mml:math id="M13"><mml:mtable class="eqnarray" columnalign="left"><mml:mtr><mml:mtd><mml:msub><mml:munder accentunder='true'><mml:mi>g</mml:mi><mml:mo>_</mml:mo></mml:munder><mml:mi>L</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:msup><mml:mrow><mml:mo>[</mml:mo><mml:mrow><mml:msup><mml:munder accentunder='true'><mml:munder accentunder='true'><mml:mi>H</mml:mi><mml:mo>_</mml:mo></mml:munder><mml:mo>_</mml:mo></mml:munder><mml:mo>&#x02020;</mml:mo></mml:msup><mml:munder accentunder='true'><mml:munder accentunder='true'><mml:mi>H</mml:mi><mml:mo>_</mml:mo></mml:munder><mml:mo>_</mml:mo></mml:munder></mml:mrow><mml:mo>]</mml:mo></mml:mrow><mml:mrow><mml:mo>&#x02212;</mml:mo><mml:mn>1</mml:mn></mml:mrow></mml:msup><mml:msup><mml:munder accentunder='true'><mml:munder accentunder='true'><mml:mi>H</mml:mi><mml:mo>_</mml:mo></mml:munder><mml:mo>_</mml:mo></mml:munder><mml:mo>&#x02020;</mml:mo></mml:msup><mml:munder accentunder='true'><mml:mi>B</mml:mi><mml:mo>_</mml:mo></mml:munder><mml:mo>.</mml:mo></mml:mtd></mml:mtr></mml:mtable></mml:math></disp-formula>
</sec>
<sec>
<title>2.3. Capon&#x00027;s Method</title>
<p>Capon&#x00027;s method is based on the construction of a filter matrix <inline-formula><mml:math id="M14"><mml:munder accentunder='true'><mml:munder accentunder='true'><mml:mi>w</mml:mi><mml:mo>_</mml:mo></mml:munder><mml:mo>_</mml:mo></mml:munder></mml:math></inline-formula> so that the output power</p>
<disp-formula id="E6"><label>(6)</label><mml:math id="M15"><mml:mtable class="eqnarray" columnalign="left"><mml:mtr><mml:mtd><mml:mtext>tr</mml:mtext><mml:mrow><mml:mo>[</mml:mo><mml:mrow><mml:msup><mml:munder accentunder='true'><mml:munder accentunder='true'><mml:mi>w</mml:mi><mml:mo>_</mml:mo></mml:munder><mml:mo>_</mml:mo></mml:munder><mml:mo>&#x02020;</mml:mo></mml:msup><mml:munder accentunder='true'><mml:munder accentunder='true'><mml:mi>M</mml:mi><mml:mo>_</mml:mo></mml:munder><mml:mo>_</mml:mo></mml:munder><mml:munder accentunder='true'><mml:munder accentunder='true'><mml:mi>w</mml:mi><mml:mo>_</mml:mo></mml:munder><mml:mo>_</mml:mo></mml:munder></mml:mrow><mml:mo>]</mml:mo></mml:mrow></mml:mtd></mml:mtr></mml:mtable></mml:math></disp-formula>
<p>is minimized with respect to <inline-formula><mml:math id="M16"><mml:munder accentunder='true'><mml:munder accentunder='true'><mml:mi>w</mml:mi><mml:mo>_</mml:mo></mml:munder><mml:mo>_</mml:mo></mml:munder></mml:math></inline-formula>, subject to the distortionless constraint</p>
<disp-formula id="E7"><label>(7)</label><mml:math id="M17"><mml:mtable class="eqnarray" columnalign="left"><mml:mtr><mml:mtd><mml:msup><mml:munder accentunder='true'><mml:munder accentunder='true'><mml:mi>w</mml:mi><mml:mo>_</mml:mo></mml:munder><mml:mo>_</mml:mo></mml:munder><mml:mo>&#x02020;</mml:mo></mml:msup><mml:munder accentunder='true'><mml:munder accentunder='true'><mml:mi>H</mml:mi><mml:mo>_</mml:mo></mml:munder><mml:mo>_</mml:mo></mml:munder><mml:mo>=</mml:mo><mml:munder accentunder='true'><mml:munder accentunder='true'><mml:mi>I</mml:mi><mml:mo>_</mml:mo></mml:munder><mml:mo>_</mml:mo></mml:munder><mml:mo>,</mml:mo></mml:mtd></mml:mtr></mml:mtable></mml:math></disp-formula>
<p>where <inline-formula><mml:math id="M18"><mml:mtext>tr</mml:mtext><mml:mrow><mml:mo>[</mml:mo><mml:mrow><mml:msup><mml:munder accentunder='true'><mml:munder accentunder='true'><mml:mi>w</mml:mi><mml:mo>_</mml:mo></mml:munder><mml:mo>_</mml:mo></mml:munder><mml:mo>&#x02020;</mml:mo></mml:msup><mml:munder accentunder='true'><mml:munder accentunder='true'><mml:mi>M</mml:mi><mml:mo>_</mml:mo></mml:munder><mml:mo>_</mml:mo></mml:munder><mml:munder accentunder='true'><mml:munder accentunder='true'><mml:mi>w</mml:mi><mml:mo>_</mml:mo></mml:munder><mml:mo>_</mml:mo></mml:munder></mml:mrow><mml:mo>]</mml:mo></mml:mrow></mml:math></inline-formula> is the trace of the matrix <inline-formula><mml:math id="M19"><mml:mrow><mml:msup><mml:munder accentunder='true'><mml:munder accentunder='true'><mml:mi>w</mml:mi><mml:mo>_</mml:mo></mml:munder><mml:mo>_</mml:mo></mml:munder><mml:mo>&#x02020;</mml:mo></mml:msup><mml:munder accentunder='true'><mml:munder accentunder='true'><mml:mi>M</mml:mi><mml:mo>_</mml:mo></mml:munder><mml:mo>_</mml:mo></mml:munder><mml:munder accentunder='true'><mml:munder accentunder='true'><mml:mi>w</mml:mi><mml:mo>_</mml:mo></mml:munder><mml:mo>_</mml:mo></mml:munder></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math id="M20"><mml:munder accentunder='true'><mml:munder accentunder='true'><mml:mi>I</mml:mi><mml:mo>_</mml:mo></mml:munder><mml:mo>_</mml:mo></mml:munder></mml:math></inline-formula> is the identity matrix. The matrix <inline-formula><mml:math id="M21"><mml:munder accentunder='true'><mml:munder accentunder='true'><mml:mi>M</mml:mi><mml:mo>_</mml:mo></mml:munder><mml:mo>_</mml:mo></mml:munder><mml:mo>:</mml:mo><mml:mtext>&#x000A0;</mml:mtext><mml:mo>=</mml:mo><mml:mo>&#x02329;</mml:mo><mml:munder accentunder='true'><mml:mi>B</mml:mi><mml:mo>_</mml:mo></mml:munder><mml:mo>&#x000B0;</mml:mo><mml:munder accentunder='true'><mml:mi>B</mml:mi><mml:mo>_</mml:mo></mml:munder><mml:mo>&#x0232A;</mml:mo></mml:math></inline-formula> is called the data covariance matrix, where the angular brackets indicate averaging over ensemble, e.g., different samples, realizations, or measurements. The error of the magnetic data is assumed to be Gaussian with variance &#x003C3;<sub><italic>n</italic></sub> and zero mean. In this case, the data covariance matrix can be written as <inline-formula><mml:math id="M22"><mml:munder accentunder='true'><mml:munder accentunder='true'><mml:mi>M</mml:mi><mml:mo>_</mml:mo></mml:munder><mml:mo>_</mml:mo></mml:munder><mml:mo>=</mml:mo><mml:mo>&#x02329;</mml:mo><mml:munder accentunder='true'><mml:mi>B</mml:mi><mml:mo>_</mml:mo></mml:munder><mml:mo>&#x0232A;</mml:mo><mml:mo>&#x000B0;</mml:mo><mml:mo>&#x02329;</mml:mo><mml:munder accentunder='true'><mml:mi>B</mml:mi><mml:mo>_</mml:mo></mml:munder><mml:mo>&#x0232A;</mml:mo><mml:mo>+</mml:mo><mml:msubsup><mml:mi>&#x003C3;</mml:mi><mml:mi>n</mml:mi><mml:mn>2</mml:mn></mml:msubsup><mml:munder accentunder='true'><mml:munder accentunder='true'><mml:mi>I</mml:mi><mml:mo>_</mml:mo></mml:munder><mml:mo>_</mml:mo></mml:munder></mml:math></inline-formula>. Capon&#x00027;s estimator realizing the minimal output power, subject to the distortionless constraint, results in [<xref ref-type="bibr" rid="B9">9</xref>]</p>
<disp-formula id="E8"><label>(8)</label><mml:math id="M23"><mml:mtable class="eqnarray" columnalign="left"><mml:mtr><mml:mtd><mml:msub><mml:munder accentunder='true'><mml:mi>g</mml:mi><mml:mo>_</mml:mo></mml:munder><mml:mi>C</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:msup><mml:mrow><mml:mo>[</mml:mo><mml:mrow><mml:msup><mml:munder accentunder='true'><mml:munder accentunder='true'><mml:mi>H</mml:mi><mml:mo>_</mml:mo></mml:munder><mml:mo>_</mml:mo></mml:munder><mml:mo>&#x02020;</mml:mo></mml:msup><mml:msup><mml:munder accentunder='true'><mml:munder accentunder='true'><mml:mi>M</mml:mi><mml:mo>_</mml:mo></mml:munder><mml:mo>_</mml:mo></mml:munder><mml:mrow><mml:mo>&#x02212;</mml:mo><mml:mn>1</mml:mn></mml:mrow></mml:msup><mml:munder accentunder='true'><mml:munder accentunder='true'><mml:mi>H</mml:mi><mml:mo>_</mml:mo></mml:munder><mml:mo>_</mml:mo></mml:munder></mml:mrow><mml:mo>]</mml:mo></mml:mrow><mml:mrow><mml:mo>&#x02212;</mml:mo><mml:mn>1</mml:mn></mml:mrow></mml:msup><mml:msup><mml:munder accentunder='true'><mml:munder accentunder='true'><mml:mi>H</mml:mi><mml:mo>_</mml:mo></mml:munder><mml:mo>_</mml:mo></mml:munder><mml:mo>&#x02020;</mml:mo></mml:msup><mml:msup><mml:munder accentunder='true'><mml:munder accentunder='true'><mml:mi>M</mml:mi><mml:mo>_</mml:mo></mml:munder><mml:mo>_</mml:mo></mml:munder><mml:mrow><mml:mo>&#x02212;</mml:mo><mml:mn>1</mml:mn></mml:mrow></mml:msup><mml:mo>&#x02329;</mml:mo><mml:munder accentunder='true'><mml:mi>B</mml:mi><mml:mo>_</mml:mo></mml:munder><mml:mo>&#x0232A;</mml:mo><mml:mo>,</mml:mo></mml:mtd></mml:mtr></mml:mtable></mml:math></disp-formula>
<p>which has the same structure as the LSF estimator (Equation 4), but with additional weighting by the covariance matrix. This demonstrates that the Capon filter discriminates between preferred and deprived data whereas the LSF treats all data equally. Adding a constant value <inline-formula><mml:math id="M24"><mml:msubsup><mml:mrow><mml:mi>&#x003C3;</mml:mi></mml:mrow><mml:mrow><mml:mi>d</mml:mi></mml:mrow><mml:mrow><mml:mn>2</mml:mn></mml:mrow></mml:msubsup></mml:math></inline-formula> to the diagonal of the covariance matrix improves the robustness of Capon&#x00027;s estimator [<xref ref-type="bibr" rid="B14">14</xref>]. The diagonal loaded covariance matrix results in</p>
<disp-formula id="E9"><label>(9</label><mml:math id="M25"><mml:mtable class="eqnarray" columnalign="left"><mml:mtr><mml:mtd><mml:munder accentunder='true'><mml:munder accentunder='true'><mml:mi>M</mml:mi><mml:mo>_</mml:mo></mml:munder><mml:mo>_</mml:mo></mml:munder><mml:mo>=</mml:mo><mml:mo>&#x02329;</mml:mo><mml:munder accentunder='true'><mml:mi>B</mml:mi><mml:mo>_</mml:mo></mml:munder><mml:mo>&#x0232A;</mml:mo><mml:mo>&#x000B0;</mml:mo><mml:mo>&#x02329;</mml:mo><mml:munder accentunder='true'><mml:mi>B</mml:mi><mml:mo>_</mml:mo></mml:munder><mml:mo>&#x0232A;</mml:mo><mml:mo>+</mml:mo><mml:msup><mml:mi>&#x003C3;</mml:mi><mml:mn>2</mml:mn></mml:msup><mml:munder accentunder='true'><mml:munder accentunder='true'><mml:mi>I</mml:mi><mml:mo>_</mml:mo></mml:munder><mml:mo>_</mml:mo></mml:munder><mml:mo>,</mml:mo></mml:mtd></mml:mtr></mml:mtable></mml:math></disp-formula>
<p>where <inline-formula><mml:math id="M26"><mml:msup><mml:mrow><mml:mi>&#x003C3;</mml:mi></mml:mrow><mml:mrow><mml:mn>2</mml:mn></mml:mrow></mml:msup><mml:mo>:</mml:mo><mml:mo>=</mml:mo><mml:msubsup><mml:mrow><mml:mi>&#x003C3;</mml:mi></mml:mrow><mml:mrow><mml:mi>n</mml:mi></mml:mrow><mml:mrow><mml:mn>2</mml:mn></mml:mrow></mml:msubsup><mml:mo>&#x0002B;</mml:mo><mml:msubsup><mml:mrow><mml:mi>&#x003C3;</mml:mi></mml:mrow><mml:mrow><mml:mi>d</mml:mi></mml:mrow><mml:mrow><mml:mn>2</mml:mn></mml:mrow></mml:msubsup></mml:math></inline-formula>.</p></sec></sec>
<sec id="s3">
<title>3. Simulation of Mercury&#x00027;s Magnetic Field</title>
<p>For the evaluation of Capon&#x00027;s estimator in comparison with the LSF estimator simulated magnetic field data are analyzed. The data are simulated with the hybrid code AIKEF [<xref ref-type="bibr" rid="B15">15</xref>], that has successfully been applied to several problems in Mercury&#x00027;s plasma interaction [<xref ref-type="bibr" rid="B16">16</xref>]. The internal Gauss coefficients <inline-formula><mml:math id="M27"><mml:msubsup><mml:mrow><mml:mi>g</mml:mi></mml:mrow><mml:mrow><mml:mn>1</mml:mn></mml:mrow><mml:mrow><mml:mn>0</mml:mn></mml:mrow></mml:msubsup><mml:mo>=</mml:mo><mml:mo>-</mml:mo><mml:mn>190</mml:mn><mml:mstyle class="text"><mml:mtext class="textrm" mathvariant="normal">nT</mml:mtext></mml:mstyle></mml:math></inline-formula> and <inline-formula><mml:math id="M28"><mml:msubsup><mml:mrow><mml:mi>g</mml:mi></mml:mrow><mml:mrow><mml:mn>2</mml:mn></mml:mrow><mml:mrow><mml:mn>0</mml:mn></mml:mrow></mml:msubsup><mml:mo>=</mml:mo><mml:mo>-</mml:mo><mml:mn>78</mml:mn><mml:mstyle class="text"><mml:mtext class="textrm" mathvariant="normal">nT</mml:mtext></mml:mstyle></mml:math></inline-formula> [<xref ref-type="bibr" rid="B17">17</xref>], defining the non-vanishing components of the ideal coefficient vector <underline><italic>g</italic></underline> (Equation 2), are implemented in the simulation code and the magnetic field resulting from the interaction of Mercury with the solar wind is simulated. The solar wind velocity of 400km/s is orientated parallel to the <italic>x</italic>-axis and the solar wind magnetic field with <italic>B</italic><sub>0</sub> &#x0003D; 20nT is orientated toward the <italic>z</italic>-axis. The <italic>y</italic>-axis completes the right hand system. The solar wind density was chosen to 30cm<sup>&#x02212;3</sup>. In <xref ref-type="fig" rid="F1">Figure 1</xref>, the simulated magnitude of the magnetic field <italic>B</italic> is displayed in the <italic>x</italic>-<italic>z</italic>-plane (meridional plane).</p>
<fig id="F1" position="float">
<label>Figure 1</label>
<caption><p>Simulated magnitude of the magnetic field <italic>B</italic> in multiples of the solar wind magnetic field <italic>B</italic><sub>0</sub> &#x0003D; 20nT in the <italic>x</italic>-<italic>z</italic>-plane. The black lines describe the magnetic field lines. The white circle of radius 1<italic>R</italic><sub><italic>M</italic></sub> symbolizes Mercury. The implemented internal Gauss coefficients are <inline-formula><mml:math id="M29"><mml:msubsup><mml:mrow><mml:mi>g</mml:mi></mml:mrow><mml:mrow><mml:mn>1</mml:mn></mml:mrow><mml:mrow><mml:mn>0</mml:mn></mml:mrow></mml:msubsup><mml:mo>=</mml:mo><mml:mo>-</mml:mo><mml:mn>190</mml:mn><mml:mstyle class="text"><mml:mtext class="textrm" mathvariant="normal">nT</mml:mtext></mml:mstyle></mml:math></inline-formula> and <inline-formula><mml:math id="M30"><mml:msubsup><mml:mrow><mml:mi>g</mml:mi></mml:mrow><mml:mrow><mml:mn>2</mml:mn></mml:mrow><mml:mrow><mml:mn>0</mml:mn></mml:mrow></mml:msubsup><mml:mo>=</mml:mo><mml:mo>-</mml:mo><mml:mn>78</mml:mn><mml:mstyle class="text"><mml:mtext class="textrm" mathvariant="normal">nT</mml:mtext></mml:mstyle></mml:math></inline-formula> [<xref ref-type="bibr" rid="B17">17</xref>].</p></caption>
<graphic xlink:href="fphy-08-00249-g0001.tif"/>
</fig></sec>
<sec id="s4">
<title>4. Application and Discussion</title>
<p>Now Capon&#x00027;s method is applied to the simulated data for reconstructing the ideal Gauss coefficients implemented in the simulation. The comparison of Capon&#x00027;s estimator <underline><italic>g</italic></underline><sub><italic>C</italic></sub> with the ideal coefficient vector <underline><italic>g</italic></underline> enables the judgement of the method. To classify the role of Capon&#x00027;s method in terms of the diversity of existing inversion methods, Capon&#x00027;s estimator furthermore is compared with the LSF estimator <underline><italic>g</italic></underline><sub><italic>L</italic></sub>. The data are evaluated at an ensemble of data points with distance 0.2<italic>R</italic><sub><italic>M</italic></sub> from the surface on the night side of Mercury (<italic>x</italic> &#x0003C; 0). The reconstructed Gauss coefficients are presented in <xref ref-type="table" rid="T1">Table 1</xref>.</p>
<table-wrap position="float" id="T1">
<label>Table 1</label>
<caption><p>Capon&#x00027;s and LSF estimators for the internal Gauss coefficients in nT.</p></caption>
<table frame="hsides" rules="groups">
<thead><tr>
<th valign="top" align="left"><bold>Gauss coefficient</bold></th>
<th valign="top" align="center"><bold>Input</bold></th>
<th valign="top" align="center"><bold>Output Capon</bold></th>
<th valign="top" align="center"><bold>Output LSF</bold></th>
<th valign="top" align="center"><bold>MESSENGER [<xref ref-type="bibr" rid="B17">17</xref>]</bold></th>
</tr>
</thead>
<tbody>
<tr>
<td valign="top" align="left"><inline-formula><mml:math id="M31"><mml:msubsup><mml:mrow><mml:mi>g</mml:mi></mml:mrow><mml:mrow><mml:mn>1</mml:mn></mml:mrow><mml:mrow><mml:mn>0</mml:mn></mml:mrow></mml:msubsup></mml:math></inline-formula></td>
<td valign="top" align="center">&#x02212;190.0</td>
<td valign="top" align="center">&#x02212;191.6</td>
<td valign="top" align="center">&#x02212;215.9</td>
<td valign="top" align="center">&#x02212;215.8 to &#x02212;190.0</td>
</tr>
<tr>
<td valign="top" align="left"><inline-formula><mml:math id="M32"><mml:msubsup><mml:mrow><mml:mi>g</mml:mi></mml:mrow><mml:mrow><mml:mn>1</mml:mn></mml:mrow><mml:mrow><mml:mn>1</mml:mn></mml:mrow></mml:msubsup></mml:math></inline-formula></td>
<td valign="top" align="center">0</td>
<td valign="top" align="center">0.4</td>
<td valign="top" align="center">0.5</td>
<td valign="top" align="center">&#x02212;2.9 to 1.1</td>
</tr>
<tr>
<td valign="top" align="left"><inline-formula><mml:math id="M33"><mml:msubsup><mml:mrow><mml:mi>h</mml:mi></mml:mrow><mml:mrow><mml:mn>1</mml:mn></mml:mrow><mml:mrow><mml:mn>1</mml:mn></mml:mrow></mml:msubsup></mml:math></inline-formula></td>
<td valign="top" align="center">0</td>
<td valign="top" align="center">0.6</td>
<td valign="top" align="center">0.7</td>
<td valign="top" align="center">0.8 to 2.7</td>
</tr>
<tr>
<td valign="top" align="left"><inline-formula><mml:math id="M34"><mml:msubsup><mml:mrow><mml:mi>g</mml:mi></mml:mrow><mml:mrow><mml:mn>2</mml:mn></mml:mrow><mml:mrow><mml:mn>0</mml:mn></mml:mrow></mml:msubsup></mml:math></inline-formula></td>
<td valign="top" align="center">&#x02212;78.0</td>
<td valign="top" align="center">&#x02212;69.1</td>
<td valign="top" align="center">&#x02212;77.9</td>
<td valign="top" align="center">&#x02212;83.2 to &#x02212;57.0</td>
</tr>
<tr>
<td valign="top" align="left"><inline-formula><mml:math id="M35"><mml:msubsup><mml:mrow><mml:mi>g</mml:mi></mml:mrow><mml:mrow><mml:mn>2</mml:mn></mml:mrow><mml:mrow><mml:mn>1</mml:mn></mml:mrow></mml:msubsup></mml:math></inline-formula></td>
<td valign="top" align="center">0</td>
<td valign="top" align="center">16.9</td>
<td valign="top" align="center">19.0</td>
<td valign="top" align="center">&#x02212;1.5 to 3.4</td>
</tr>
<tr>
<td valign="top" align="left"><inline-formula><mml:math id="M36"><mml:msubsup><mml:mrow><mml:mi>h</mml:mi></mml:mrow><mml:mrow><mml:mn>2</mml:mn></mml:mrow><mml:mrow><mml:mn>1</mml:mn></mml:mrow></mml:msubsup></mml:math></inline-formula></td>
<td valign="top" align="center">0</td>
<td valign="top" align="center">5.5</td>
<td valign="top" align="center">6.2</td>
<td valign="top" align="center">&#x02212;1.4 to 0.2</td>
</tr>
<tr>
<td valign="top" align="left"><inline-formula><mml:math id="M37"><mml:msubsup><mml:mrow><mml:mi>g</mml:mi></mml:mrow><mml:mrow><mml:mn>2</mml:mn></mml:mrow><mml:mrow><mml:mn>2</mml:mn></mml:mrow></mml:msubsup></mml:math></inline-formula></td>
<td valign="top" align="center">0</td>
<td valign="top" align="center">&#x02212;2.8</td>
<td valign="top" align="center">&#x02212;3.2</td>
<td valign="top" align="center">&#x02212;7.0 to &#x02212;0.8</td>
</tr>
<tr>
<td valign="top" align="left"><inline-formula><mml:math id="M38"><mml:msubsup><mml:mrow><mml:mi>h</mml:mi></mml:mrow><mml:mrow><mml:mn>2</mml:mn></mml:mrow><mml:mrow><mml:mn>2</mml:mn></mml:mrow></mml:msubsup></mml:math></inline-formula></td>
<td valign="top" align="center">0</td>
<td valign="top" align="center">0.7</td>
<td valign="top" align="center">0.8</td>
<td valign="top" align="center">&#x02212;3.3 to 0.4</td>
</tr>
</tbody>
</table>
<table-wrap-foot>
<fn id="TN1"><p><italic>In the last column the ranges of Gauss coefficients, reconstructed from MESSENGER data, are shown [<xref ref-type="bibr" rid="B17">17</xref>]</italic>.</p></fn>
</table-wrap-foot>
</table-wrap>
<p>The underlying model only describes the internal magnetic field <inline-formula><mml:math id="M39"><mml:munder accentunder='true'><mml:munder accentunder='true'><mml:mi>H</mml:mi><mml:mo>_</mml:mo></mml:munder><mml:mo>_</mml:mo></mml:munder><mml:mrow><mml:munder accentunder='true'><mml:mi>g</mml:mi><mml:mo>_</mml:mo></mml:munder></mml:mrow></mml:math></inline-formula>. The external parts of the field <inline-formula><mml:math id="M40"><mml:mi>b</mml:mi><mml:mo>:</mml:mo><mml:mtext>&#x000A0;</mml:mtext><mml:mo>=</mml:mo><mml:munder accentunder='true'><mml:mi>B</mml:mi><mml:mo>_</mml:mo></mml:munder><mml:mo>&#x02212;</mml:mo><mml:munder accentunder='true'><mml:munder accentunder='true'><mml:mi>H</mml:mi><mml:mo stretchy='true'>_</mml:mo></mml:munder><mml:mo stretchy='true'>_</mml:mo></mml:munder><mml:munder accentunder='true'><mml:mi>g</mml:mi><mml:mo stretchy='true'>_</mml:mo></mml:munder></mml:math></inline-formula> are not parameterized. Thus, the deviation of the LSF estimator and the ideal coefficient vector is given by</p>
<disp-formula id="E10"><label>(10)</label><mml:math id="M41"><mml:mtable class="eqnarray" columnalign="left"><mml:mtr><mml:mtd><mml:mo>&#x0007C;</mml:mo><mml:msub><mml:munder accentunder='true'><mml:mi>g</mml:mi><mml:mo>_</mml:mo></mml:munder><mml:mi>L</mml:mi></mml:msub><mml:mo>&#x02212;</mml:mo><mml:munder accentunder='true'><mml:mi>g</mml:mi><mml:mo>_</mml:mo></mml:munder><mml:mo>&#x0007C;</mml:mo><mml:mo>=</mml:mo><mml:mo>&#x0007C;</mml:mo><mml:msup><mml:mrow><mml:mo>[</mml:mo><mml:mrow><mml:msup><mml:munder accentunder='true'><mml:munder accentunder='true'><mml:mi>H</mml:mi><mml:mo>_</mml:mo></mml:munder><mml:mo>_</mml:mo></mml:munder><mml:mo>&#x02020;</mml:mo></mml:msup><mml:munder accentunder='true'><mml:munder accentunder='true'><mml:mi>H</mml:mi><mml:mo>_</mml:mo></mml:munder><mml:mo>_</mml:mo></mml:munder></mml:mrow><mml:mo>]</mml:mo></mml:mrow><mml:mrow><mml:mo>&#x02212;</mml:mo><mml:mn>1</mml:mn></mml:mrow></mml:msup><mml:msup><mml:munder accentunder='true'><mml:munder accentunder='true'><mml:mi>H</mml:mi><mml:mo>_</mml:mo></mml:munder><mml:mo>_</mml:mo></mml:munder><mml:mo>&#x02020;</mml:mo></mml:msup><mml:munder accentunder='true'><mml:mi>b</mml:mi><mml:mo>_</mml:mo></mml:munder><mml:mo>&#x0007C;</mml:mo><mml:mtext>&#x000A0;</mml:mtext><mml:mo>&#x02248;</mml:mo><mml:mtext>&#x000A0;</mml:mtext><mml:mn>32.9</mml:mn><mml:mtext>nT</mml:mtext><mml:mo>,</mml:mo></mml:mtd></mml:mtr></mml:mtable></mml:math></disp-formula>
<p>whereas the difference between Capon&#x00027;s estimator and the ideal coefficient vector results in</p>
<disp-formula id="E11"><label>(11)</label><mml:math id="M42"><mml:mtable class="eqnarray" columnalign="left"><mml:mtr><mml:mtd><mml:mrow><mml:mo stretchy="false">|</mml:mo><mml:mrow><mml:msub><mml:munder accentunder='true'><mml:mi>g</mml:mi><mml:mo>_</mml:mo></mml:munder><mml:mi>C</mml:mi></mml:msub><mml:mo>&#x02212;</mml:mo><mml:munder accentunder='true'><mml:mi>g</mml:mi><mml:mo>_</mml:mo></mml:munder></mml:mrow><mml:mo stretchy="false">|</mml:mo></mml:mrow><mml:mo>=</mml:mo><mml:mrow><mml:mo stretchy="false">|</mml:mo><mml:mrow><mml:msup><mml:mrow><mml:mrow><mml:mo>[</mml:mo><mml:mrow><mml:msup><mml:munder accentunder='true'><mml:munder accentunder='true'><mml:mi>H</mml:mi><mml:mo>_</mml:mo></mml:munder><mml:mo>_</mml:mo></mml:munder><mml:mo>&#x02020;</mml:mo></mml:msup><mml:msup><mml:munder accentunder='true'><mml:munder accentunder='true'><mml:mi>M</mml:mi><mml:mo>_</mml:mo></mml:munder><mml:mo>_</mml:mo></mml:munder><mml:mrow><mml:mo>&#x02212;</mml:mo><mml:mn>1</mml:mn></mml:mrow></mml:msup><mml:munder accentunder='true'><mml:munder accentunder='true'><mml:mi>H</mml:mi><mml:mo>_</mml:mo></mml:munder><mml:mo>_</mml:mo></mml:munder></mml:mrow><mml:mo>]</mml:mo></mml:mrow></mml:mrow><mml:mrow><mml:mo>&#x02212;</mml:mo><mml:mn>1</mml:mn></mml:mrow></mml:msup><mml:msup><mml:munder accentunder='true'><mml:munder accentunder='true'><mml:mi>H</mml:mi><mml:mo>_</mml:mo></mml:munder><mml:mo>_</mml:mo></mml:munder><mml:mo>&#x02020;</mml:mo></mml:msup><mml:msup><mml:munder accentunder='true'><mml:munder accentunder='true'><mml:mi>M</mml:mi><mml:mo>_</mml:mo></mml:munder><mml:mo>_</mml:mo></mml:munder><mml:mrow><mml:mo>&#x02212;</mml:mo><mml:mn>1</mml:mn></mml:mrow></mml:msup><mml:munder accentunder='true'><mml:mi>b</mml:mi><mml:mo>_</mml:mo></mml:munder></mml:mrow><mml:mo stretchy="false">|</mml:mo></mml:mrow><mml:mo>&#x02248;</mml:mo><mml:mn>20.1</mml:mn><mml:mtext>nT</mml:mtext><mml:mo>.</mml:mo></mml:mtd></mml:mtr></mml:mtable></mml:math></disp-formula>
<p>To judge the quality of Capon&#x00027;s estimator the comparison of individual coefficients presented in <xref ref-type="table" rid="T1">Table 1</xref> is not a vital metric. For example, the Gauss coefficient <inline-formula><mml:math id="M43"><mml:msubsup><mml:mrow><mml:mi>g</mml:mi></mml:mrow><mml:mrow><mml:mn>2</mml:mn></mml:mrow><mml:mrow><mml:mn>0</mml:mn></mml:mrow></mml:msubsup></mml:math></inline-formula> reconstructed by the LSF method is in better agreement with the ideal coefficient than the coefficient estimated by Capon&#x00027;s method. But for all coefficients together <underline><italic>g</italic></underline><sub><italic>C</italic></sub>&#x02212;<underline><italic>g</italic></underline>&#x0003C;<underline><italic>g</italic></underline><sub><italic>L</italic></sub>&#x02212;<underline><italic>g</italic></underline> holds.</p>
<p>Therefore, Capon&#x00027;s estimator is in better agreement with the ideal coefficient vector than the LSF estimator.</p>
<p>The choice of the diagonal loading parameter <inline-formula><mml:math id="M44"><mml:msubsup><mml:mrow><mml:mi>&#x003C3;</mml:mi></mml:mrow><mml:mrow><mml:mi>d</mml:mi></mml:mrow><mml:mrow><mml:mn>2</mml:mn></mml:mrow></mml:msubsup></mml:math></inline-formula> is essential for the difference <underline><italic>g</italic></underline><sub><italic>C</italic></sub>&#x02212;<underline><italic>g</italic></underline>. The diagonal loaded covariance matrix results from the additional quadratic constraint <inline-formula><mml:math id="M45"><mml:mtext>tr</mml:mtext><mml:mrow><mml:mo>(</mml:mo><mml:mrow><mml:msup><mml:munder accentunder='true'><mml:munder accentunder='true'><mml:mi>w</mml:mi><mml:mo>_</mml:mo></mml:munder><mml:mo>_</mml:mo></mml:munder><mml:mo>&#x02020;</mml:mo></mml:msup><mml:munder accentunder='true'><mml:munder accentunder='true'><mml:mi>w</mml:mi><mml:mo>_</mml:mo></mml:munder><mml:mo>_</mml:mo></mml:munder></mml:mrow><mml:mo>)</mml:mo></mml:mrow><mml:mo>=</mml:mo><mml:msub><mml:mi>T</mml:mi><mml:mn>0</mml:mn></mml:msub></mml:math></inline-formula>, where <italic>T</italic><sub>0</sub> &#x0003D; const. and <inline-formula><mml:math id="M46"><mml:msubsup><mml:mrow><mml:mi>&#x003C3;</mml:mi></mml:mrow><mml:mrow><mml:mi>d</mml:mi></mml:mrow><mml:mrow><mml:mn>2</mml:mn></mml:mrow></mml:msubsup></mml:math></inline-formula> is the corresponding Lagrange multiplier [<xref ref-type="bibr" rid="B14">14</xref>]. The choice of <italic>T</italic><sub>0</sub> controls the diagonal loading parameter <inline-formula><mml:math id="M47"><mml:msubsup><mml:mrow><mml:mi>&#x003C3;</mml:mi></mml:mrow><mml:mrow><mml:mi>d</mml:mi></mml:mrow><mml:mrow><mml:mn>2</mml:mn></mml:mrow></mml:msubsup></mml:math></inline-formula> and defines how the data will be weighted by the filter matrix <inline-formula><mml:math id="M48"><mml:munder accentunder='true'><mml:munder accentunder='true'><mml:mi>w</mml:mi><mml:mo>_</mml:mo></mml:munder><mml:mo>_</mml:mo></mml:munder></mml:math></inline-formula>. It depends on the underlying model and the evaluated data. <xref ref-type="fig" rid="F2">Figure 2</xref> illustrates how &#x003C3; in principle controls the difference <underline><italic>g</italic></underline><sub><italic>C</italic></sub>&#x02212;<underline><italic>g</italic></underline>. For &#x003C3; &#x02192; 0 Capon&#x00027;s estimator shows a large deviation to <underline><italic>g</italic></underline>. If &#x003C3; &#x02192; &#x0221E;, Capon&#x00027;s estimator approaches the LSF estimator. But if the data are not completely described by the model (<underline><italic>b</italic></underline>&#x02260;0) there exists a parameter <inline-formula><mml:math id="M49"><mml:mi>&#x003C3;</mml:mi><mml:mo>=</mml:mo><mml:msqrt><mml:mrow><mml:msubsup><mml:mrow><mml:mi>&#x003C3;</mml:mi></mml:mrow><mml:mrow><mml:mi>n</mml:mi></mml:mrow><mml:mrow><mml:mn>2</mml:mn></mml:mrow></mml:msubsup><mml:mo>&#x0002B;</mml:mo><mml:msubsup><mml:mrow><mml:mi>&#x003C3;</mml:mi></mml:mrow><mml:mrow><mml:mi>d</mml:mi></mml:mrow><mml:mrow><mml:mn>2</mml:mn></mml:mrow></mml:msubsup></mml:mrow></mml:msqrt><mml:mo>=</mml:mo><mml:msub><mml:mrow><mml:mi>&#x003C3;</mml:mi></mml:mrow><mml:mrow><mml:mn>0</mml:mn></mml:mrow></mml:msub></mml:math></inline-formula>, so that for all &#x003C3;&#x02265;&#x003C3;<sub>0</sub></p>
<disp-formula id="E12"><label>(12)</label><mml:math id="M50"><mml:mtable class="eqnarray" columnalign="left"><mml:mtr><mml:mtd><mml:mrow><mml:mo stretchy="false">|</mml:mo><mml:mrow><mml:msub><mml:munder accentunder='true'><mml:mi>g</mml:mi><mml:mo>_</mml:mo></mml:munder><mml:mi>C</mml:mi></mml:msub><mml:mo>&#x02212;</mml:mo><mml:munder accentunder='true'><mml:mi>g</mml:mi><mml:mo>_</mml:mo></mml:munder></mml:mrow><mml:mo stretchy="false">|</mml:mo></mml:mrow><mml:mo>&#x02264;</mml:mo><mml:mrow><mml:mo stretchy="false">|</mml:mo><mml:mrow><mml:msub><mml:munder accentunder='true'><mml:mi>g</mml:mi><mml:mo>_</mml:mo></mml:munder><mml:mi>L</mml:mi></mml:msub><mml:mo>&#x02212;</mml:mo><mml:munder accentunder='true'><mml:mi>g</mml:mi><mml:mo>_</mml:mo></mml:munder></mml:mrow><mml:mo stretchy="false">|</mml:mo></mml:mrow><mml:mo>.</mml:mo></mml:mtd></mml:mtr></mml:mtable></mml:math></disp-formula>
<p>Furthermore it even exists an optimal parameter &#x003C3;<sub><italic>opt</italic>.</sub>, that realizes the best agreement between Capon&#x00027;s estimator and <underline><italic>g</italic></underline>. For the results presented in <xref ref-type="table" rid="T1">Table 1</xref> this optimal parameter is &#x003C3;<sub><italic>opt</italic>.</sub>&#x02248;276nT.</p>
<fig id="F2" position="float">
<label>Figure 2</label>
<caption><p>Sketch of the deviation <underline><italic>g</italic></underline><sub><italic>C</italic></sub>&#x02212;<underline><italic>g</italic></underline> between Capon&#x00027;s estimator <underline><italic>g</italic></underline><sub><italic>C</italic></sub> and the ideal coefficient vector <underline><italic>g</italic></underline> subject to &#x003C3;. For large &#x003C3; &#x02192; &#x0221E; the deviation converges to the deviation of the least-square-fit estimator <underline><italic>g</italic></underline><sub><italic>L</italic></sub> and the implemented coefficient vector <underline><italic>g</italic></underline>. There exists &#x003C3;<sub>0</sub> so that <underline><italic>g</italic></underline><sub><italic>C</italic></sub>&#x02212;<underline><italic>g</italic></underline> &#x02264;<underline><italic>g</italic></underline><sub><italic>L</italic></sub>&#x02212;<underline><italic>g</italic></underline>, for all &#x003C3;&#x02265;&#x003C3;<sub>0</sub>, and an optimal parameter &#x003C3;<sub><italic>opt</italic>.</sub>, that realizes the best agreement between Capon&#x00027;s estimator an the ideal coefficient vector.</p></caption>
<graphic xlink:href="fphy-08-00249-g0002.tif"/>
</fig>
<p>Since the choice of &#x003C3; controls <inline-formula><mml:math id="M51"><mml:mtext>tr</mml:mtext><mml:mrow><mml:mo>(</mml:mo><mml:mrow><mml:msup><mml:munder accentunder='true'><mml:munder accentunder='true'><mml:mi>w</mml:mi><mml:mo>_</mml:mo></mml:munder><mml:mo>_</mml:mo></mml:munder><mml:mo>&#x02020;</mml:mo></mml:msup><mml:munder accentunder='true'><mml:munder accentunder='true'><mml:mi>w</mml:mi><mml:mo>_</mml:mo></mml:munder><mml:mo>_</mml:mo></mml:munder></mml:mrow><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula>, the value of the optimal diagonal loading parameter is not directly related with an error of the magnetic measurements. More likely &#x003C3;<sub><italic>opt</italic>.</sub> can be understood as a parameter that measures the model mismatches.</p>
<p>When Capon&#x00027;s method is applied to real spacecraft data, the ideal coefficient vector <underline><italic>g</italic></underline> is not available anymore and therefore the deviation <underline><italic>g</italic></underline><sub><italic>C</italic></sub>&#x02212;<underline><italic>g</italic></underline> cannot be used as metric for calculating the optimal diagonal loading parameter. In this case, there exist other methods for estimating &#x003C3;<sub><italic>opt</italic>.</sub>, e.g. the L-curve method, that solely depend on the underlying model and the data [<xref ref-type="bibr" rid="B18">18</xref>].</p></sec>
<sec id="s5">
<title>5. Summary and Outlook</title>
<p>In this work Capon&#x00027;s method has been applied to simulated magnetic field data to analyze Mercury&#x00027;s internal magnetic field. The internal field, parameterized by the internal Gauss coefficients, was implemented in the simulation code AIKEF and the magnetic field resulting from the plasma interaction of Mercury and the solar wind was simulated. The comparison of Capon&#x00027;s method and the commonly used least square fit method showed that Capon&#x00027;s estimator is in better agreement with the implemented Gauss coefficients than the least square fit estimator. A helpful procedure is the diagonal loading of the data covariance matrix, that improves the robustness of Capon&#x00027;s estimator. It turns out that there exists an optimal diagonal loading parameter where Capon&#x00027;s estimator is nearest to the ideal coefficient vector.</p>
<p>Since only the internal magnetic field was parameterized, Capon&#x00027;s estimator shows some deviation to the implemented coefficients. Additional parameterizing of the external contributions of the magnetic field, for example by using the paraboloid model for Mercury&#x00027;s magnetosphere [<xref ref-type="bibr" rid="B10">10</xref>], may still improve Capon&#x00027;s estimator, especially when data points are collected in some distance above the planetary surface. Moreover, this enables us to reconstruct higher-order terms such as octupole terms. Furthermore, as the Gauss representation is restricted to curl-free regions, the Mie representation (poloidal-toroidal decomposition) would extend the data collection to regions where electrical currents flow.</p></sec>
<sec sec-type="data-availability-statement" id="s6">
<title>Data Availability Statement</title>
<p>The raw data supporting the conclusions of this article will be made available by the authors, without undue reservation.</p></sec>
<sec id="s7">
<title>Author Contributions</title>
<p>All authors contributed conception and design of the study. DH organized the database. ST, YN, and UM performed the statistical analysis and wrote the first draft of the manuscript. All authors contributed to manuscript revision, read, and approved the submitted version.</p></sec>
<sec id="s8">
<title>Conflict of Interest</title>
<p>The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.</p></sec>
</body>
<back>
<ack><p>The authors are grateful for stimulating discussions and helpful suggestions by Karl-Heinz Glassmeier, Patrick Kolhey, and Alexander Schwenke.</p>
</ack>
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<fn fn-type="financial-disclosure"><p><bold>Funding.</bold> We acknowledge support by the German Research Foundation and the Open Access Publication Funds of the Technische Universit&#x000E4;t Braunschweig. This work by YN was supported by the Austrian Space Applications Programme at the Austrian Research Promotion Agency under contract 865967. DH was supported by the German Ministerium f&#x000FC;r Wirtschaft und Energie and the German Zentrum f&#x000FC;r Luft- und Raumfahrt under contract 50 QW1501.</p>
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