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<front>
<journal-meta>
<journal-id journal-id-type="publisher-id">Front. Psychol.</journal-id>
<journal-title>Frontiers in Psychology</journal-title>
<abbrev-journal-title abbrev-type="pubmed">Front. Psychol.</abbrev-journal-title>
<issn pub-type="epub">1664-1078</issn>
<publisher>
<publisher-name>Frontiers Media S.A.</publisher-name>
</publisher>
</journal-meta>
<article-meta>
<article-id pub-id-type="doi">10.3389/fpsyg.2021.648691</article-id>
<article-categories>
<subj-group subj-group-type="heading">
<subject>Psychology</subject>
<subj-group>
<subject>Systematic Review</subject>
</subj-group>
</subj-group>
</article-categories>
<title-group>
<article-title>Intranasal Ketamine for Depression in Adults: A Systematic Review and Meta-Analysis of Randomized, Double-Blind, Placebo-Controlled Trials</article-title>
</title-group>
<contrib-group>
<contrib contrib-type="author">
<name><surname>An</surname> <given-names>Dongjiao</given-names></name>
<uri xlink:href="http://loop.frontiersin.org/people/1183445/overview"/>
</contrib>
<contrib contrib-type="author">
<name><surname>Wei</surname> <given-names>Changwei</given-names></name>
</contrib>
<contrib contrib-type="author">
<name><surname>Wang</surname> <given-names>Jing</given-names></name>
</contrib>
<contrib contrib-type="author" corresp="yes">
<name><surname>Wu</surname> <given-names>Anshi</given-names></name>
<xref ref-type="corresp" rid="c001"><sup>&#x002A;</sup></xref>
</contrib>
</contrib-group>
<aff><institution>Department of Anesthesiology, Beijing Chaoyang Hospital, Capital Medical University</institution>, <addr-line>Beijing</addr-line>, <country>China</country></aff>
<author-notes>
<fn fn-type="edited-by"><p>Edited by: Serge Brand, University Psychiatric Clinic Basel, Switzerland</p></fn>
<fn fn-type="edited-by"><p>Reviewed by: Axel Steiger, Ludwig Maximilian University of Munich, Germany; Roumen Kirov, Bulgarian Academy of Sciences (BAS), Bulgaria</p></fn>
<corresp id="c001">&#x002A;Correspondence: Anshi Wu, <email>wuanshi88@163.com</email></corresp>
<fn fn-type="other" id="fn004"><p>This article was submitted to Psychology for Clinical Settings, a section of the journal Frontiers in Psychology</p></fn>
</author-notes>
<pub-date pub-type="epub">
<day>01</day>
<month>06</month>
<year>2021</year>
</pub-date>
<pub-date pub-type="collection">
<year>2021</year>
</pub-date>
<volume>12</volume>
<elocation-id>648691</elocation-id>
<history>
<date date-type="received">
<day>01</day>
<month>01</month>
<year>2021</year>
</date>
<date date-type="accepted">
<day>08</day>
<month>04</month>
<year>2021</year>
</date>
</history>
<permissions>
<copyright-statement>Copyright &#x00A9; 2021 An, Wei, Wang and Wu.</copyright-statement>
<copyright-year>2021</copyright-year>
<copyright-holder>An, Wei, Wang and Wu</copyright-holder>
<license xlink:href="http://creativecommons.org/licenses/by/4.0/"><p>This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.</p></license>
</permissions>
<abstract>
<sec>
<title>Background</title>
<p>There is growing interest in glutamatergic agents as a treatment for depression, especially intranasal ketamine, which has become a hot topic in recent years. We aim to assess the efficacy and safety of intranasal ketamine in the treatment of major depressive disorder (MDD), especially treatment-resistant depression (TRD).</p>
</sec>
<sec>
<title>Methods</title>
<p>We searched Medline, EMBASE, and the Cochrane Library until April 1, 2020 to identify double-blind, randomized controlled trials with allocation concealment evaluating intranasal ketamine in major depressive episodes. Clinical remission, response, and depressive symptoms were extracted by two independent raters. The outcome measures were Montgomery&#x2013;Asberg Depression Rating Scale (MADRS) score improved from baseline, clinical response and remission, dissociative symptoms, and common adverse events. The analyses employed a random-effects model.</p>
</sec>
<sec>
<title>Results</title>
<p>Data were synthesized from five randomized controlled trials (RCTs) employing an intranasal esketamine and one RCT employing intranasal ketamine, representing 840 subjects in parallel arms, and 18 subjects in cross-over designs (<italic>n</italic> = 858 with MDD, <italic>n</italic> = 792 with TRD). The weighted mean difference of MADRS score was observed to decrease by 6.16 (95% CI 4.44&#x2013;7.88) in 2&#x2013;4 h, 9.96 (95% CI 8.97&#x2013;10.95) in 24 h, and 4.09 (95% CI 2.18&#x2013;6.00) in 28 day. The pooled relative risk (RR) was 3.55 (95% CI 1.5&#x2013;8.38, <italic>z</italic> = 2.89, and <italic>p</italic> &#x003C; 0.001) for clinical remission and 3.22 (95% CI 1.85&#x2013;5.61, <italic>z</italic> = 4.14, and <italic>p</italic> &#x003C; 0.001) for clinical response at 24 h, while the pooled RR was 1.7 (95% CI 1.28&#x2013;2.24, <italic>z</italic> = 3.72, and <italic>p</italic> &#x003C; 0.001) for clinical remission and 1.48 (95% CI 1.17&#x2013;1.86, <italic>z</italic> = 3.28, and <italic>p</italic> &#x003C; 0.001) for clinical response at 28 day. Intranasal ketamine was associated with the occurrence of transient dissociative symptoms and common adverse events, but no persistent psychoses or affective switches.</p>
</sec>
<sec>
<title>Conclusion</title>
<p>Our meta-analysis suggests that repeated intranasal ketamine conducted a fast-onset antidepression effect in unipolar depression, while the mild and transient adverse effects were acceptable.</p>
</sec>
<sec>
<title>Systematic Review Registration</title>
<p>PROSPERO, CRD42020196856.</p>
</sec>
</abstract>
<kwd-group>
<kwd>intranasal</kwd>
<kwd>ketamine</kwd>
<kwd>unipolar disorder</kwd>
<kwd>depression</kwd>
<kwd>meta-analysis</kwd>
</kwd-group>
<counts>
<fig-count count="4"/>
<table-count count="3"/>
<equation-count count="0"/>
<ref-count count="35"/>
<page-count count="9"/>
<word-count count="0"/>
</counts>
</article-meta>
</front>
<body>
<sec id="S1">
<title>Introduction</title>
<p>Major depressive disorder (MDD) is a common but severe psychiatric condition, which exerts a serious impact on health by increasing suicidal thoughts and behaviors. In 2017, the prevalence of MDD was estimated to be 7.1% (about 17 million adults) in the United States (<xref ref-type="bibr" rid="B10">Kryst et al., 2020</xref>), which has been an increasing trend in recent years. However, the effects of treatment for MDD are not satisfactory. Approximately 30% of patients are considered to have treatment-resistant depression (TRD; <xref ref-type="bibr" rid="B22">Rush, 2011</xref>), which is usually defined as lack of response to at least two anti-depressive monotherapies of adequate dose and duration, including the current episode (<xref ref-type="bibr" rid="B25">Souery et al., 2006</xref>). Therefore, it is necessary to explore a more effective and rapid-onset anti-depressive drug.</p>
<p>Ketamine, the glutamate <italic>N</italic>-methyl-<sc>D</sc>-aspartate (NMDA) receptor antagonist, is a traditional and widely used anesthetic drug (<xref ref-type="bibr" rid="B33">Zanos et al., 2018</xref>). In 2000, Berman et al. demonstrated that intravenous sub-anesthetic dose of ketamine showed a rapid anti-depressive effect (<xref ref-type="bibr" rid="B1">Berman et al., 2000</xref>). Subsequently, several randomized controlled trials (RCT) studies have confirmed the efficacy of intravenous ketamine in anti-depressive therapy (<xref ref-type="bibr" rid="B35">Zarate et al., 2006</xref>; <xref ref-type="bibr" rid="B16">Murrough et al., 2013</xref>; <xref ref-type="bibr" rid="B18">Phillips et al., 2019</xref>). A series of meta-analyses summarized the results of RCTs and confirmed the rapid and transient anti-depressive effect of intravenous ketamine (<xref ref-type="bibr" rid="B3">Caddy et al., 2015</xref>; <xref ref-type="bibr" rid="B13">McCloud et al., 2015</xref>). Therefore, ketamine has emerged as a novel treatment for patients with MDD, especially TRD. However, the inconvenience of intravenous administration plagues depressed patients who require prolonged treatment and psychiatrists who proceed with long-term observation. In 2014, Lapidus et al. began to explore a new and convenient route of intranasal administration. As expected, intranasal ketamine administration was highly effective in the amelioration of depressive symptoms and significantly reduced the Montgomery&#x2013;Asberg Depression Rating Scale (MADRS) score. Headache, dizziness, or dissociative symptoms were common and transient adverse events, which are similar to intravenous delivery (<xref ref-type="bibr" rid="B11">Lapidus et al., 2014</xref>).</p>
<p>The purpose of our research was to evaluate the efficacy, safety, and tolerability of intranasal ketamine in the treatment of MDD, especially TRD.</p>
</sec>
<sec id="S2">
<title>Methods</title>
<sec id="S2.SS1">
<title>Search Strategy</title>
<p>We identified articles for inclusion in this meta-analysis by searching Medline, EMBASE, and the Cochrane Library until April 1, 2020. Key words such as &#x201C;depressive disorder,&#x201D; &#x201C;major depressive disorder,&#x201D; &#x201C;ketamine,&#x201D; and &#x201C;randomized controlled trial&#x201D; with their various relevant combinations were used as title/abstracts for the literature search. Study authors were mailed for literature without full-text or other useful information. Studies that had not been fully published (e.g., conference abstract) or without full-text were excluded. The search procedure is described in detail in the <xref ref-type="supplementary-material" rid="TS1">Supplementary Material</xref>.</p>
</sec>
<sec id="S2.SS2">
<title>Study Selection</title>
<p>Studies were included if they satisfied all the following criteria: (1) study validity: random allocation; allocation concealment; double-blind; placebo-controlled; parallel or cross-over design; clinician-rated primary outcome measure; and &#x2265;10 subjects total number. (2) Sample characteristics: subjects (age &#x2265; 18 years) with a clear diagnosis of a primary major depressive episode (only unipolar) according to DSM-IV criteria. (3) Treatment characteristics: intranasal administration of ketamine or esketamine (use in combination with other antidepressants was permitted). (4) Publication had to be written in English.</p>
<p>Exclusion criteria: (1) &#x201C;narrow&#x201D; diagnoses (e.g., postpartum depression, surgical associated depression); secondary depression (e.g., vascular depression). (2) Ketamine as an electroconvulsive therapy adjunct. A summary of the selection process is given in <xref ref-type="fig" rid="F1">Figure 1</xref>.</p>
<fig id="F1" position="float">
<label>FIGURE 1</label>
<caption><p>Flow diagram for systematic review.</p></caption>
<graphic xlink:href="fpsyg-12-648691-g001.tif"/>
</fig>
</sec>
<sec id="S2.SS3">
<title>Data Extraction</title>
<p>Data recorded by two independent observers were extracted from studies meeting the criteria above. The following related data were extracted: (1) characteristics: study, design, age, gender, and sample. (2) Ketamine dose, formulation, and frequency. (3) Control condition: substance, dose, and frequency. (4) Primary outcome measures: depressive symptoms as assessed by MADRS (<xref ref-type="bibr" rid="B30">Williams and Kobak, 2008</xref>). (5) Secondary outcome measures: clinical response, clinical remission, record of the primary and secondary outcomes at different times. (6) Safety assessments: psychotomimetic and dissociative symptoms as measured by the Clinician Administered Dissociative States Scale (CADSS; <xref ref-type="bibr" rid="B2">Bremner et al., 1998</xref>) and common adverse events. For trials with a cross-over design, we considered only results from the first period prior to cross-over.</p>
</sec>
<sec id="S2.SS4">
<title>Quality Assessment</title>
<p>Assessment of risk of bias in included studies. Two review authors (DA, JW) independently assessed risk of bias for each study using the criteria outlined in the Cochrane Handbook for Systematic Reviews of Interventions (<xref ref-type="bibr" rid="B8">Higgins et al., 2011</xref>). Any disagreements were resolved by discussion or by involving another review author (CW). We assessed the risk of bias according to the following domains.</p>
<list list-type="simple">
<list-item>
<label>1.</label>
<p>Random sequence generation</p>
</list-item>
<list-item>
<label>2.</label>
<p>Allocation concealment</p>
</list-item>
<list-item>
<label>3.</label>
<p>Blinding of participants and personnel</p>
</list-item>
<list-item>
<label>4.</label>
<p>Blinding of outcome assessment</p>
</list-item>
<list-item>
<label>5.</label>
<p>Incomplete outcome data</p>
</list-item>
<list-item>
<label>6.</label>
<p>Selective outcome =reporting</p>
</list-item>
<list-item>
<label>7.</label>
<p>Other bias</p>
</list-item>
</list>
<p>Publication bias was not carried out because the number of included articles did not exceed seven.</p>
</sec>
<sec id="S2.SS5">
<title>Data Synthesis and Analyses</title>
<p>Analyses were performed using the Statistics/Data Analysis MP-parallel Edition 14.0. We calculated the relative risk (RR) with corresponding 95% confidence interval (95% CI) for dichotomous event-like outcomes, the weighted mean difference (WMD) along with corresponding 95% CI for continuous outcomes. All analyses were performed with a random-effects model (<xref ref-type="bibr" rid="B20">Riley et al., 2011</xref>). An effect size was considered significant when the 95% CI excluded 0 and when the <italic>p</italic> value was less than 0.05.</p>
<p>We assessed heterogeneity using <italic>I</italic><sup>2</sup> value and two-tailed <italic>p</italic> values, which estimated the amount of total variation attributable to heterogeneity rather than chance. Values of <italic>p</italic> &#x003C; 0.05 and <italic>I</italic><sup>2</sup> &#x003E; 50% were deemed as indicative of study heterogeneity and sensitivity analysis was needed.</p>
</sec>
</sec>
<sec id="S3">
<title>Results</title>
<sec id="S3.SS1">
<title>Literature Search</title>
<p>Our literature search is detailed in <xref ref-type="fig" rid="F1">Figure 1</xref> and the search strategies are shown in <xref ref-type="supplementary-material" rid="TS1">Supplementary Table 1</xref>. Finally, we identified six double-blind RCTs (<xref ref-type="bibr" rid="B11">Lapidus et al., 2014</xref>; <xref ref-type="bibr" rid="B4">Canuso et al., 2018</xref>; <xref ref-type="bibr" rid="B6">Daly et al., 2018</xref>; <xref ref-type="bibr" rid="B7">Fedgchin et al., 2019</xref>; <xref ref-type="bibr" rid="B17">Ochs-Ross et al., 2019</xref>; <xref ref-type="bibr" rid="B19">Popova et al., 2019</xref>) through our systematic review, all of which met the inclusion criteria. Study quality was assessed using the Cochrane Collaboration&#x2019;s Tool for Assessing Risk of Bias (<xref ref-type="bibr" rid="B8">Higgins et al., 2011</xref>; <xref ref-type="supplementary-material" rid="TS2">Supplementary Table 2</xref>).</p>
</sec>
<sec id="S3.SS2">
<title>Included RCTs: Main Characteristics</title>
<p>Overall, six RCTs (<xref ref-type="bibr" rid="B11">Lapidus et al., 2014</xref>; <xref ref-type="bibr" rid="B4">Canuso et al., 2018</xref>; <xref ref-type="bibr" rid="B6">Daly et al., 2018</xref>; <xref ref-type="bibr" rid="B7">Fedgchin et al., 2019</xref>; <xref ref-type="bibr" rid="B17">Ochs-Ross et al., 2019</xref>; <xref ref-type="bibr" rid="B19">Popova et al., 2019</xref>) were included in our meta-analysis, totaling 858 subjects with a MDD (<italic>n</italic> = 792 with TRD; <xref ref-type="table" rid="T1">Table 1</xref>). One of the studies was a crossover RCT (<xref ref-type="bibr" rid="B11">Lapidus et al., 2014</xref>), while the rest were parallel arm RCTs (<xref ref-type="bibr" rid="B4">Canuso et al., 2018</xref>; <xref ref-type="bibr" rid="B6">Daly et al., 2018</xref>; <xref ref-type="bibr" rid="B7">Fedgchin et al., 2019</xref>; <xref ref-type="bibr" rid="B17">Ochs-Ross et al., 2019</xref>; <xref ref-type="bibr" rid="B19">Popova et al., 2019</xref>).</p>
<table-wrap position="float" id="T1">
<label>TABLE 1</label>
<caption><p>Characteristics of included studies.</p></caption>
<table cellspacing="5" cellpadding="5" frame="hsides" rules="groups">
<thead>
<tr>
<td valign="top" align="left">Study</td>
<td valign="top" align="left">Design</td>
<td valign="top" align="left">Patients</td>
<td valign="top" align="center">Sample</td>
<td valign="top" align="left">Intervention</td>
<td valign="top" align="left">Comparator</td>
<td valign="top" align="left">Primary outcome</td>
<td valign="top" align="left">Secondary outcomes</td>
</tr>
</thead>
<tbody>
<tr>
<td valign="top" align="left"><xref ref-type="bibr" rid="B11">Lapidus et al., 2014</xref></td>
<td valign="top" align="left">Crossover RCT, DB</td>
<td valign="top" align="left">21&#x2013;65 years, MDD, TRD</td>
<td valign="top" align="center">18</td>
<td valign="top" align="left">50 mg of racemic ketamine (once per week)</td>
<td valign="top" align="left">0.9% saline solution</td>
<td valign="top" align="left">Change from baseline in MADRS total score to 24 h</td>
<td valign="top" align="left">Response rate at 24 h safety</td>
</tr>
<tr>
<td valign="top" align="left"><xref ref-type="bibr" rid="B4">Canuso et al., 2018</xref></td>
<td valign="top" align="left">RCT, DB</td>
<td valign="top" align="left">19&#x2013;64 years, MDD</td>
<td valign="top" align="center">66</td>
<td valign="top" align="left">84 mg of esketamine (56 mg if intolerance) twice weekly for 4 weeks</td>
<td valign="top" align="left">Placebo</td>
<td valign="top" align="left">Change from baseline in MADRS total score to 4 h, 24 h, and 25 day</td>
<td valign="top" align="left">Remission rate at 24 h, 25 day safety</td>
</tr>
<tr>
<td valign="top" align="left"><xref ref-type="bibr" rid="B6">Daly et al., 2018</xref></td>
<td valign="top" align="left">RCT, DB, phase 2</td>
<td valign="top" align="left">20&#x2013;64 years, TRD</td>
<td valign="top" align="center">67</td>
<td valign="top" align="left">28, 56, or 84 mg of esketamine (twice weekly)</td>
<td valign="top" align="left">Water for injection</td>
<td valign="top" align="left">Change from baseline in MADRS total score to 2, 24 h</td>
<td valign="top" align="left">Response rate at 24 h, remission rate at 24 h safety</td>
</tr>
<tr>
<td valign="top" align="left"><xref ref-type="bibr" rid="B7">Fedgchin et al., 2019</xref></td>
<td valign="top" align="left">RCT, DB, phase 3</td>
<td valign="top" align="left">18&#x2013;64 years, TRD</td>
<td valign="top" align="center">346</td>
<td valign="top" align="left">56 or 84 mg of esketamine (twice per week) plus OA</td>
<td valign="top" align="left">Placebo plus OA</td>
<td valign="top" align="left">Change from baseline in MADRS total score to day 28</td>
<td valign="top" align="left">Response rate at 24 h safety</td>
</tr>
<tr>
<td valign="top" align="left"><xref ref-type="bibr" rid="B19">Popova et al., 2019</xref></td>
<td valign="top" align="left">RCT, DB, phase 3</td>
<td valign="top" align="left">18&#x2013;64 years, TRD</td>
<td valign="top" align="center">223</td>
<td valign="top" align="left">56 or 84 mg of esketamine (twice per week) plus OA</td>
<td valign="top" align="left">Placebo plus OA</td>
<td valign="top" align="left">Change from baseline in MADRS total score to day 28</td>
<td valign="top" align="left">Response rate at 24 h, 28 day, remission rate at 28 day safety</td>
</tr>
<tr>
<td valign="top" align="left"><xref ref-type="bibr" rid="B17">Ochs-Ross et al., 2019</xref></td>
<td valign="top" align="left">RCT, DB, phase 3</td>
<td valign="top" align="left">&#x2265;65 years, TRD</td>
<td valign="top" align="center">138</td>
<td valign="top" align="left">28, 56, or 84 mg of esketamine (twice per week, flexible dose) plus OA</td>
<td valign="top" align="left">Placebo plus OA</td>
<td valign="top" align="left">Change from baseline in MADRS total score to day 28</td>
<td valign="top" align="left">Response rate at 28 day, remission rate at 28 day safety</td>
</tr>
</tbody>
</table>
<table-wrap-foot>
<attrib><italic>RCT, randomized controlled trial; DB, double blind; MDD, major depressive disorder; TRD, treatment-resistant depression; and MADRS, Montgomery&#x2013;Asberg Depression Rating Scale.</italic></attrib>
</table-wrap-foot>
</table-wrap>
<p>Esketamine was administered intranasally in five studies with different doses and frequencies (<xref ref-type="bibr" rid="B4">Canuso et al., 2018</xref>; <xref ref-type="bibr" rid="B6">Daly et al., 2018</xref>; <xref ref-type="bibr" rid="B7">Fedgchin et al., 2019</xref>; <xref ref-type="bibr" rid="B17">Ochs-Ross et al., 2019</xref>; <xref ref-type="bibr" rid="B19">Popova et al., 2019</xref>), in another study racemic ketamine was used at 50 mg once a week (<xref ref-type="bibr" rid="B11">Lapidus et al., 2014</xref>). Study drugs were provided in a special nasal spray device. Each inhalation should be maintained for a certain period to ensure the effectiveness of inhaled medication. Three studies combined with a newly initiated oral antidepressant (<xref ref-type="bibr" rid="B7">Fedgchin et al., 2019</xref>; <xref ref-type="bibr" rid="B17">Ochs-Ross et al., 2019</xref>; <xref ref-type="bibr" rid="B19">Popova et al., 2019</xref>), which was assigned by the investigator from four choices (duloxetine, escitalopram, sertraline, or venlafaxine extended release) and could not be one that the patient already had non-response to (in the current depressive episode) or had not tolerated.</p>
<p>A bittering agent was added to the placebo formulation to simulate the taste of esketamine in five of the studies (<xref ref-type="bibr" rid="B4">Canuso et al., 2018</xref>; <xref ref-type="bibr" rid="B6">Daly et al., 2018</xref>; <xref ref-type="bibr" rid="B7">Fedgchin et al., 2019</xref>; <xref ref-type="bibr" rid="B17">Ochs-Ross et al., 2019</xref>; <xref ref-type="bibr" rid="B19">Popova et al., 2019</xref>), while one used 0.9% saline solution (<xref ref-type="bibr" rid="B11">Lapidus et al., 2014</xref>), and one used water for injection (<xref ref-type="bibr" rid="B6">Daly et al., 2018</xref>). Participants in five studies were younger than 65 years (<xref ref-type="bibr" rid="B11">Lapidus et al., 2014</xref>; <xref ref-type="bibr" rid="B4">Canuso et al., 2018</xref>; <xref ref-type="bibr" rid="B6">Daly et al., 2018</xref>; <xref ref-type="bibr" rid="B7">Fedgchin et al., 2019</xref>; <xref ref-type="bibr" rid="B19">Popova et al., 2019</xref>), while one study involved patients older than 65 years (<xref ref-type="bibr" rid="B17">Ochs-Ross et al., 2019</xref>).</p>
<p>Primary outcome measures were change from baseline to different time in MADRS total score. Earlier studies focused on changes within a week (<xref ref-type="bibr" rid="B11">Lapidus et al., 2014</xref>; <xref ref-type="bibr" rid="B6">Daly et al., 2018</xref>), while more recent studies extended the observation period to a month or even longer (<xref ref-type="bibr" rid="B4">Canuso et al., 2018</xref>; <xref ref-type="bibr" rid="B7">Fedgchin et al., 2019</xref>; <xref ref-type="bibr" rid="B17">Ochs-Ross et al., 2019</xref>; <xref ref-type="bibr" rid="B19">Popova et al., 2019</xref>). Secondary outcome measures were the proportion of individuals meeting the response and remission criteria. Response was defined as a 50% or greater decrease in the MADRS score from baseline (<xref ref-type="bibr" rid="B11">Lapidus et al., 2014</xref>; <xref ref-type="bibr" rid="B6">Daly et al., 2018</xref>; <xref ref-type="bibr" rid="B7">Fedgchin et al., 2019</xref>; <xref ref-type="bibr" rid="B17">Ochs-Ross et al., 2019</xref>; <xref ref-type="bibr" rid="B19">Popova et al., 2019</xref>), and remission was defined as a MADRS score of &#x2264;9 (<xref ref-type="bibr" rid="B11">Lapidus et al., 2014</xref>), &#x2264;10 (<xref ref-type="bibr" rid="B6">Daly et al., 2018</xref>), or &#x2264;12 (<xref ref-type="bibr" rid="B4">Canuso et al., 2018</xref>; <xref ref-type="bibr" rid="B7">Fedgchin et al., 2019</xref>; <xref ref-type="bibr" rid="B17">Ochs-Ross et al., 2019</xref>; <xref ref-type="bibr" rid="B19">Popova et al., 2019</xref>). In addition, safety was evaluated and major adverse reactions were demonstrated, but no serious adverse reactions occurred.</p>
<p>A rigorous literature quality evaluation was conducted and potential sources of bias were summarized, as shown in <xref ref-type="fig" rid="F2">Figure 2</xref>.</p>
<fig id="F2" position="float">
<label>FIGURE 2</label>
<caption><p>Potential sources of bias in included trials.</p></caption>
<graphic xlink:href="fpsyg-12-648691-g002.tif"/>
</fig>
</sec>
<sec id="S3.SS3">
<title>Efficacy Results</title>
<p>Effects on depression severity scores over time were represented as the MADRS score decreased (improved) from baseline to any time after the first dose in both the esketamine group and the placebo group. Five of the studies detailed improvements in MADRS scores at different doses and different times (<xref ref-type="bibr" rid="B4">Canuso et al., 2018</xref>; <xref ref-type="bibr" rid="B6">Daly et al., 2018</xref>; <xref ref-type="bibr" rid="B7">Fedgchin et al., 2019</xref>; <xref ref-type="bibr" rid="B17">Ochs-Ross et al., 2019</xref>; <xref ref-type="bibr" rid="B19">Popova et al., 2019</xref>). In order to facilitate the summary, we conducted subgroup analysis according to 2&#x2013;4 h, 24 h, and 28 day (<xref ref-type="fig" rid="F3">Figure 3</xref>). Overall, a WMD of 6.74 (95% CI 5.17&#x2013;8.32, <italic>z</italic> = 8.38, and <italic>p</italic> = 0.00) was observed, indicating a significant difference in outcome favoring ketamine. WMD was observed to be 6.16 (95% CI 4.44&#x2013;7.88, <italic>z</italic> = 7.02, and <italic>p</italic> = 0.00) in 2&#x2013;4 h, 9.96 (95% CI 8.97&#x2013;10.95, <italic>z</italic> = 19.64, and <italic>p</italic> = 0.00) in 24 h, and 4.09 (95% CI 2.18&#x2013;6.00, <italic>z</italic> = 4.19, and <italic>p</italic> = 0.00) in 28 day. Sensitivity analysis was necessary to complete in 2&#x2013;4 h because of heterogeneity (<italic>I</italic><sup>2</sup> = 64.7%, <italic>P</italic> = 0.037).</p>
<fig id="F3" position="float">
<label>FIGURE 3</label>
<caption><p>Subgroup analysis of weighted mean difference in MADRS score decreased from baseline after 2&#x2013;4 h, 24 h, and 28 day.</p></caption>
<graphic xlink:href="fpsyg-12-648691-g003.tif"/>
</fig>
<p>The article-by-article elimination method was used for sensitivity analysis, which revealed a relative robustness of the findings, with WMD of 5.47 (95% CI, 3.87 to 7.08, and <italic>P</italic> = 0.00) when study Daly 2018 (84 mg) was excluded, 6.99 (95% CI, 5.53 to 8.45, and <italic>P</italic> = 0.00) when study Daly 2018 (56 mg) was excluded, 5.84 (95% CI, 3.24 to 8.45, and <italic>P</italic> = 0.00) when study Daly 2018 (28 mg) was excluded, and 6.41 (95% CI, 4.50 to 8.31, and <italic>P</italic> = 0.00) when study Canuso 2018 was excluded (<xref ref-type="table" rid="T2">Table 2</xref>).</p>
<table-wrap position="float" id="T2">
<label>TABLE 2</label>
<caption><p>Sensitivity analyses for MADRS score decreased from baseline to 2&#x2013;4 h.</p></caption>
<table cellspacing="5" cellpadding="5" frame="hsides" rules="groups">
<thead>
<tr>
<td valign="top" align="left">Model</td>
<td valign="top" align="left">Excluded study</td>
<td valign="top" align="center">Sample</td>
<td valign="top" align="center">WMD (95%CI)</td>
<td valign="top" align="center"><italic>P</italic> value</td>
<td valign="top" align="center">Heterogeneity</td>
<td valign="top" align="center"><italic>P</italic> value for heterogeneity</td>
</tr>
</thead>
<tbody>
<tr>
<td valign="top" align="left">Model 1</td>
<td valign="top" align="left">None</td>
<td valign="top" align="center">198</td>
<td valign="top" align="center">6.16 (4.44,7.88)</td>
<td valign="top" align="center">0.00</td>
<td valign="top" align="center">64.70%</td>
<td valign="top" align="center">0.04</td>
</tr>
<tr>
<td valign="top" align="left">Model 2</td>
<td valign="top" align="left">Daly 2018 (84 mg)</td>
<td valign="top" align="center">154</td>
<td valign="top" align="center">5.47 (3.87,7.08)</td>
<td valign="top" align="center">0.00</td>
<td valign="top" align="center">38.00%</td>
<td valign="top" align="center">0.20</td>
</tr>
<tr>
<td valign="top" align="left">Model 3</td>
<td valign="top" align="left">Daly 2018 (56 mg)</td>
<td valign="top" align="center">154</td>
<td valign="top" align="center">6.99 (5.53,8.45)</td>
<td valign="top" align="center">0.00</td>
<td valign="top" align="center">29.00%</td>
<td valign="top" align="center">0.24</td>
</tr>
<tr>
<td valign="top" align="left">Model 4</td>
<td valign="top" align="left">Daly 2018 (28 mg)</td>
<td valign="top" align="center">154</td>
<td valign="top" align="center">5.84 (3.24,8.45)</td>
<td valign="top" align="center">0.00</td>
<td valign="top" align="center">76.00%</td>
<td valign="top" align="center">0.02</td>
</tr>
<tr>
<td valign="top" align="left">Model 5</td>
<td valign="top" align="left">Canuso 2018</td>
<td valign="top" align="center">132</td>
<td valign="top" align="center">6.41 (4.50,8.31)</td>
<td valign="top" align="center">0.00</td>
<td valign="top" align="center">74.00%</td>
<td valign="top" align="center">0.02</td>
</tr>
</tbody>
</table>
<table-wrap-foot>
<attrib><italic>Model represented inclusion with the studies. Mode 1: Canuso 2018, Daly 2018 (28 mg), Daly 2018 (56 mg), and Daly 2018 (84 mg) included. Mode 2: Canuso 2018, Daly 2018 (28 mg), and Daly 2018 (56 mg) included. Mode 3: Canuso 2018, Daly 2018 (28 mg), and Daly 2018 (84 mg) included. Mode 4: Canuso 2018, Daly 2018 (56 mg), and Daly 2018 (84 mg) included. Mode 5: Daly 2018 (28 mg), Daly 2018 (56 mg), and Daly 2018 (84 mg) included.</italic></attrib>
</table-wrap-foot>
</table-wrap>
<p>Rates of clinical response and remission were available for all RCTs, which were analyzed at 24 h and 28 day (<xref ref-type="fig" rid="F4">Figures 4A,B</xref>). At 24 h, the pooled RR was 3.55 (95% CI 1.5&#x2013;8.38, <italic>z</italic> = 2.89, and <italic>p</italic> &#x003C; 0.001) for clinical remission and 3.22 (95% CI 1.85&#x2013;5.61, <italic>z</italic> = 4.14, and <italic>p</italic> &#x003C; 0.001) for clinical response, indicating a significant difference in outcome favoring ketamine. While at 28 day, the pooled RR was 1.7 (95% CI 1.28&#x2013;2.24, <italic>z</italic> = 3.72, and <italic>p</italic> &#x003C; 0.001) for clinical remission and 1.48 (95% CI 1.17&#x2013;1.86, <italic>z</italic> = 3.28, and <italic>p</italic> &#x003C; 0.001) for clinical response, suggesting that ketamine had a significant anti-depressive effect. There were no evidence of heterogeneities in clinical remission (<italic>I</italic><sup>2</sup> = 60%, <italic>P</italic> = 0.113) at 24 h and remission (<italic>I</italic><sup>2</sup> = 0.00%, <italic>P</italic> = 0.587) at 28 day or clinical response (<italic>I</italic><sup>2</sup> = 58.8%, <italic>P</italic> = 0.063) at 24 h and response (<italic>I</italic><sup>2</sup> = 0.00%, <italic>P</italic> = 0.334) at 28 day.</p>
<fig id="F4" position="float">
<label>FIGURE 4</label>
<caption><p>Meta-analysis of rates of clinical remission <bold>(A)</bold> and rates of clinical response <bold>(B)</bold> for ketamine v. placebo in major depression.</p></caption>
<graphic xlink:href="fpsyg-12-648691-g004.tif"/>
</fig>
</sec>
<sec id="S3.SS4">
<title>Safety Results</title>
<p>Dissociative symptoms, as measured by the CADSS, were recorded with data in Lapidus&#x2019; study (<xref ref-type="bibr" rid="B11">Lapidus et al., 2014</xref>). Among ketamine responders, the increase in CADSS score at +40 min was 1.75 &#x00B1; 4.17 compared to 1.09 &#x00B1; 1.76 in ketamine non-responders, while dissociative symptoms resolved by +240 min. Although the rest of the studies illustrated the trend, detailed data were not available. Dissociative symptoms generally began shortly after the start of dosing, peaked at 30&#x2013;40 min after dosing, and resolved within 1.5&#x2013;2 h (<xref ref-type="bibr" rid="B4">Canuso et al., 2018</xref>; <xref ref-type="bibr" rid="B6">Daly et al., 2018</xref>; <xref ref-type="bibr" rid="B7">Fedgchin et al., 2019</xref>; <xref ref-type="bibr" rid="B17">Ochs-Ross et al., 2019</xref>; <xref ref-type="bibr" rid="B19">Popova et al., 2019</xref>).</p>
<p>Common adverse events were observed in each study. The incidence of dizziness, dissociation, dysgeusia, vertigo, and nausea seemed to be higher in patients treated with intranasal ketamine or esketamine by forest plot analysis (<xref ref-type="table" rid="T3">Table 3</xref>). These studies also showed that most of these symptoms resolved a few hours post-administration.</p>
<table-wrap position="float" id="T3">
<label>TABLE 3</label>
<caption><p>Forest plot results of commonly occurring adverse events.</p></caption>
<table cellspacing="5" cellpadding="5" frame="hsides" rules="groups">
<thead>
<tr>
<td valign="top" align="left">Adverse events</td>
<td valign="top" align="center">Sample</td>
<td valign="top" align="center">RR (95%CI)</td>
<td valign="top" align="center"><italic>Z</italic> value</td>
<td valign="top" align="center"><italic>P</italic> value</td>
<td valign="top" align="center">Heterogeneity</td>
<td valign="top" align="center"><italic>P</italic> value for heterogeneity</td>
</tr>
</thead>
<tbody>
<tr>
<td valign="top" align="left">Dizziness</td>
<td valign="top" align="center">895</td>
<td valign="top" align="center">3.30 (2.20,4.95)</td>
<td valign="top" align="center">5.78</td>
<td valign="top" align="center">0.00</td>
<td valign="top" align="center">0.00%</td>
<td valign="top" align="center">0.70</td>
</tr>
<tr>
<td valign="top" align="left">Dissociation</td>
<td valign="top" align="center">895</td>
<td valign="top" align="center">5.68 (3.34,9.65)</td>
<td valign="top" align="center">6.42</td>
<td valign="top" align="center">0.00</td>
<td valign="top" align="center">0.00%</td>
<td valign="top" align="center">0.55</td>
</tr>
<tr>
<td valign="top" align="left">Dysgeusia</td>
<td valign="top" align="center">895</td>
<td valign="top" align="center">1.37 (0.99,1.89)</td>
<td valign="top" align="center">1.88</td>
<td valign="top" align="center">0.06</td>
<td valign="top" align="center">0.00%</td>
<td valign="top" align="center">0.48</td>
</tr>
<tr>
<td valign="top" align="left">Vertigo</td>
<td valign="top" align="center">895</td>
<td valign="top" align="center">7.04 (3.56,13.93)</td>
<td valign="top" align="center">5.61</td>
<td valign="top" align="center">0.00</td>
<td valign="top" align="center">0.00%</td>
<td valign="top" align="center">0.81</td>
</tr>
<tr>
<td valign="top" align="left">Nausea</td>
<td valign="top" align="center">895</td>
<td valign="top" align="center">3.25 (2.19,4.84)</td>
<td valign="top" align="center">5.81</td>
<td valign="top" align="center">0.00</td>
<td valign="top" align="center">0.00%</td>
<td valign="top" align="center">0.56</td>
</tr>
</tbody>
</table>
</table-wrap>
</sec>
</sec>
<sec id="S4">
<title>Discussion</title>
<p>Research on the anti-depressive effects of ketamine started from intravenous use, and gradually expanded to subcutaneous, oral, intranasal, and other methods in recent years. The medication also shifted from ketamine to esketamine. As early as 2015, Caddy et al. demonstrated the effectiveness of intravenous ketamine at 24 h (random-effects SMD -1.42, 95% CI -2.26 to -0.57) in a meta-analysis (<xref ref-type="bibr" rid="B3">Caddy et al., 2015</xref>). Similarly, the WMD of MADRS score was observed to decrease to 6.16 (95% CI 4.44&#x2013;7.88) in 2-4 h, 9.96 (95% CI 8.97&#x2013;10.95) in 24 h, and 4.09 (95% CI 2.18&#x2013;6.00) in 28 day in our study, which exhibited ketamine&#x2019;s explicit anti-depressive effects. Our results showed a stronger effect on depression than Caddy&#x2019;s results, due to the difference in the size of the effect chosen, WMD for ours and SMD for Caddy&#x2019;s. <xref ref-type="bibr" rid="B16">Murrough et al. (2013)</xref> reported a mean ketamine-placebo difference of 7.95 (95% CI: 3.20&#x2013;12.71) on the MADRS scale 24 h following a single dose (0.5 mg/kg) of intravenous ketamine, which was comparable to the improvement in our meta-analysis. In fact, the route of administration may not affect the anti-depressive effect of ketamine (<xref ref-type="bibr" rid="B21">Romeo et al., 2015</xref>). Intranasal ketamine had an up to 45% bioavailability, and there were no differences in pharmacokinetics between preparation, including injection (<xref ref-type="bibr" rid="B32">Yanagihara et al., 2003</xref>; <xref ref-type="bibr" rid="B12">Li and Vlisides, 2016</xref>). It may depend on the actual blood concentration, in which it was proven that 56 and 84 mg intranasal doses of esketamine produce plasma esketamine levels that are in the pharmacokinetic range achieved by intravenous administration of esketamine at 0.2 mg/kg (<xref ref-type="bibr" rid="B24">Singh et al., 2016</xref>).</p>
<p>Ketamine is a 1:1 racemic mixture of the S (+) enantiomer (esketamine) and the R (&#x2013;) enantiomer (arketamine). Esketamine, which antagonizes the glutamatergic NMDA receptor non-competitively and binds to the phencyclidine binding site (<xref ref-type="bibr" rid="B33">Zanos et al., 2018</xref>) affecting the glutamate receptor modulation three to four-folds higher than arketamine, is more commonly used in the treatment of MDD (<xref ref-type="bibr" rid="B28">Vollenweider et al., 1997</xref>). Ketamine is a short-acting, fast-metabolizing antidepressant that can last up to 7 days after a single dose (<xref ref-type="bibr" rid="B1">Berman et al., 2000</xref>), suggesting other mechanisms may be involved. In the metabolism of ketamine (2R,6R)-hydroxynorketamine (HNK), is essential for its anti-depressive effects, which induced a robust increase in &#x03B1;-amino-3-hydroxy-5-methyl-4-isoxazole propionic acid receptor-mediated excitatory post-synaptic potentials (<xref ref-type="bibr" rid="B34">Zanos et al., 2016</xref>). However, the results from animal models of depression need to be confirmed in humans. Further clinical studies have shown that ketamine is thought to enhance synaptic plasticity and reverse the synaptic pathophysiology in brain regions associated with depression, and that the prefrontal cortex-related circuit modulation is crucial to the anti-depressive effects of ketamine (<xref ref-type="bibr" rid="B9">Iadarola et al., 2015</xref>; <xref ref-type="bibr" rid="B5">Chen et al., 2019</xref>; <xref ref-type="bibr" rid="B26">Sumner et al., 2020</xref>).</p>
<p>An article expounded that ketamine had different effects between unipolar and bipolar depression, given that people with unipolar depression had on average lower levels of total glutamate and glutamine (Glx) than healthy controls, while the patients with bipolar depression tended toward higher Glx than healthy controls (<xref ref-type="bibr" rid="B27">Taylor, 2014</xref>). Another article showed that anterior cingulate glutamate levels were reduced in both unipolar and bipolar depression groups relative to healthy controls, but this only reached significance in the unipolar group (<xref ref-type="bibr" rid="B31">Wise et al., 2018</xref>). So, we hypothesized that ketamine might be more specific for unipolar depression, thus the inclusion criteria included unipolar depression only.</p>
<p>Despite the fast-onset anti-depressive effects, intranasal esketamine was associated with undesirable adverse reactions including dizziness, dissociation, dysgeusia, vertigo, and nausea. While the included RCT studies in the present article generally reported acceptable side effects, most of them were mild to moderate in severity, and occurred on the day of administration, then resolved on the same day, because of these side effects and potential abuse, patients should be monitored for hours after administration, and esketamine should be strictly regulated and used with caution. In addition, considering the frequent and prolonged use of ketamine in depression patients, the harmful consequences included neurocognitive impairment, interstitial cystitis, respiratory depression, and liver injury (<xref ref-type="bibr" rid="B23">Singh et al., 2017</xref>). Ketamine was demonstrated to have wide-ranging and profound effects on memory, including semantic and episodic memory, short- and long-term memory, while this kind of memory impairment may be reversible after abstinence for a certain time (<xref ref-type="bibr" rid="B14">Morgan and Curran, 2006</xref>; <xref ref-type="bibr" rid="B15">Morgan et al., 2010</xref>). In a long-term trial (intranasal esketamine administration for up to 52 weeks including a 4-week induction phase and 48-week maintenance phase) Wajs et al. showed that cognitive performance either improved or remained stable post-baseline, and there was no case of interstitial cystitis or respiratory depression. Besides the treatment, emergent dissociative symptoms resolved within 1.5 h post-dose (<xref ref-type="bibr" rid="B29">Wajs et al., 2020</xref>). No clinically significant elevation on liver enzymes compared with placebo in the eligible trials contained in this article was reported. In conclusion, current research suggests that long-term esketamine nasal spray had a manageable safety profile (<xref ref-type="bibr" rid="B29">Wajs et al., 2020</xref>).</p>
<p>The limitations of our meta-analysis include the limited number of trials and data included in the analyses, which may lead to low statistical power and incomplete results. In particular, the heterogeneity (<italic>I</italic><sup>2</sup>) could not be completely improved, yet when multiple dimensions, such as dose, time, and article quality of sensitivity analysis were conducted, the ketamine favoring results were relatively robust. We speculated that the reason for the poor effect of the sensitivity analysis might be related to the small number of articles. In addition, the funnel plot to examine publication bias was not drawn for the small number of the included studies (<italic>n</italic> = 6).</p>
<p>In March 2019, intranasal esketamine in conjunction with an oral antidepressant was approved by the Food and Drug Administration for treating TRD in adults. As a new class of antidepressants, esketamine may change the treatment pattern and bring a bright future for people with MDD, especially those with TRD; besides intranasal drug delivery is more convenient and practical for long-lasting therapy. Further studies are needed to investigate the optimal dosage and frequency of drug delivery balancing the efficacy and side effects, and to elucidate if there are any differences in efficacy depending on combined oral antidepressants.</p>
</sec>
<sec id="S5">
<title>Conclusion</title>
<p>In summary, the present meta-analysis shows that repeatedly intranasal ketamine conducted a fast-onset antidepression effect in unipolar depression, while the mild and transient adverse effects were acceptable.</p>
</sec>
<sec id="S6">
<title>Data Availability Statement</title>
<p>The raw data supporting the conclusions of this article will be made available by the authors, without undue reservation.</p>
</sec>
<sec id="S7">
<title>Author Contributions</title>
<p>DA and AW: conceptualization. DA and JW: methodology. DA and CW: data curation and data analysis. DA: draft preparation. AW: supervision. All authors contributed to the article and approved the submitted version.</p>
</sec>
<sec sec-type="COI-statement" id="conf1">
<title>Conflict of Interest</title>
<p>The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.</p>
</sec>
</body>
<back>
<fn-group>
<fn fn-type="financial-disclosure">
<p><bold>Funding.</bold> This project was supported by the Natural Science Foundation of Beijing, China (Grant No. 7194270). This work was supported by grants from the &#x201C;Qing Miao&#x201D; Plan of Beijing Municipal Medical Authority (QML20190307).</p>
</fn>
</fn-group>
<ack>
<p>We are grateful to all study participants for their participation in the study.</p>
</ack>
<sec id="S10" sec-type="supplementary material">
<title>Supplementary Material</title>
<p>The Supplementary Material for this article can be found online at: <ext-link ext-link-type="uri" xlink:href="https://www.frontiersin.org/articles/10.3389/fpsyg.2021.648691/full#supplementary-material">https://www.frontiersin.org/articles/10.3389/fpsyg.2021.648691/full#supplementary-material</ext-link></p>
<supplementary-material xlink:href="Table_1.DOCX" id="TS1" mimetype="application/vnd.openxmlformats-officedocument.wordprocessingml.document" xmlns:xlink="http://www.w3.org/1999/xlink">
<label>Supplementary Table 1</label>
<caption><p>Search strategies.</p></caption>
</supplementary-material>
<supplementary-material xlink:href="Table_2.DOCX" id="TS2" mimetype="application/vnd.openxmlformats-officedocument.wordprocessingml.document" xmlns:xlink="http://www.w3.org/1999/xlink">
<label>Supplementary Table 2</label>
<caption><p>Cochrane collaboration&#x2019;s tool for assessing risk of bias of included studies.</p></caption>
</supplementary-material>
</sec>
<ref-list>
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