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<front>
<journal-meta>
<journal-id journal-id-type="publisher-id">Front. Sci.</journal-id>
<journal-title>Frontiers in Science</journal-title>
<abbrev-journal-title abbrev-type="pubmed">Front. Sci.</abbrev-journal-title>
<issn pub-type="epub">2813-6330</issn>
<publisher>
<publisher-name>Frontiers Media S.A.</publisher-name>
</publisher>
</journal-meta>
<article-meta>
<article-id pub-id-type="doi">10.3389/fsci.2023.1147911</article-id>
<article-categories>
<subj-group subj-group-type="heading">
<subject>Impact Journals</subject>
<subj-group>
<subject>Frontiers in Science Viewpoint</subject>
</subj-group>
</subj-group>
</article-categories>
<title-group>
<article-title>The sentient organoid?</article-title>
</title-group>
<contrib-group>
<contrib contrib-type="author" corresp="yes">
<name>
<surname>Friston</surname>
<given-names>Karl</given-names>
</name>
<xref ref-type="author-notes" rid="fn001">
<sup>*</sup>
</xref>
<uri xlink:href="https://loop.frontiersin.org/people/20407"/>
</contrib>
</contrib-group>
<aff id="aff1">
<institution>The Wellcome Centre for Human Neuroimaging, UCL Queen Square Institute of Neurology</institution>, <addr-line>London</addr-line>, <country>United Kingdom</country>
</aff>
<author-notes>
<fn fn-type="edited-by">
<p>Edited and Reviewed by: Richard S. Frackowiak, Swiss Federal Institute of Technology Lausanne, Switzerland</p>
</fn>
<fn fn-type="corresp" id="fn001">
<p>*Correspondence: Karl Friston, <email xlink:href="mailto:k.friston@ucl.ac.uk">k.friston@ucl.ac.uk</email>
</p>
</fn>
</author-notes>
<pub-date pub-type="epub">
<day>28</day>
<month>02</month>
<year>2023</year>
</pub-date>
<pub-date pub-type="collection">
<year>2023</year>
</pub-date>
<volume>1</volume>
<elocation-id>1147911</elocation-id>
<history>
<date date-type="received">
<day>19</day>
<month>01</month>
<year>2023</year>
</date>
<date date-type="accepted">
<day>29</day>
<month>01</month>
<year>2023</year>
</date>
</history>
<permissions>
<copyright-statement>Copyright &#xa9; 2023 Friston</copyright-statement>
<copyright-year>2023</copyright-year>
<copyright-holder>Friston</copyright-holder>
<license xlink:href="http://creativecommons.org/licenses/by/4.0/">
<p>This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.</p>
</license>
</permissions>
<related-article id="RA1" related-article-type="commentary-article" xlink:href="https://doi.org/10.3389/fsci.2023.1017235" ext-link-type="uri">A Viewpoint on the Frontiers in Science Lead Article <article-title>Organoid intelligence (OI): the new frontier in biocomputing and intelligence-in-a-dish</article-title>
</related-article>
<kwd-group>
<kwd>organoids</kwd>
<kwd>artificial intelligence</kwd>
<kwd>self-organization</kwd>
<kwd>sentience</kwd>
<kwd>neuronal</kwd>
<kwd>neuromorphic</kwd>
</kwd-group>
<counts>
<fig-count count="0"/>
<table-count count="0"/>
<equation-count count="0"/>
<ref-count count="39"/>
<page-count count="4"/>
<word-count count="2029"/>
</counts>
</article-meta>
</front>
<body>
<sec id="s1">
<title>Key points</title>
<boxed-text>
<list list-type="bullet">
<list-item>
<p>Brain organoids could represent the ultimate form of neuromorphic computing.</p>
</list-item>
<list-item>
<p>Organoids could also function as experimental models in neurobiology, especially as models of active sensing.</p>
</list-item>
<list-item>
<p>Organoids also have important potential as <italic>in vitro</italic> patients, providing a personalised experimental model to test pharmacological and genomic interventions.</p>
</list-item>
</list>
</boxed-text>
</sec>
<sec id="s2" sec-type="intro">
<title>Introduction</title>
<p>The review&#x2014;or perhaps White Paper&#x2014;by Smirnova et&#xa0;al. (<xref ref-type="bibr" rid="B1">1</xref>) offers an incredibly useful orientation to the emerging world of organoids and the exciting opportunities ahead. This viewpoint picks up on three cardinal themes as viewed through the lens of the free energy principle and active inference, namely: the potential for organoids as sentient artefacts with (artificial) generalised intelligence, as experimental models in neurobiology, and as <italic>in vitro</italic> patients.</p>
</sec>
<sec id="s3">
<title>Organoids as intelligent artefacts</title>
<p>This theme can be framed in terms of machine learning and engineered intelligence, i.e., the use of organoids to study sentient behaviour and active computers. Smirnova et&#xa0;al. start their overview by comparing current approaches in artificial intelligence and machine learning research with natural intelligence, noting the six orders of magnitude difference between <italic>in silico</italic> and <italic>in vivo</italic> computers (i.e., von Neumann architectures and functional brain architectures). These differences are expressed in terms of computational and thermodynamic efficiency, speaking to a change in the direction of travel for machine learning&#x2014;a direction of travel that may be afforded by the introduction of organoids.</p>
<p>From a theoretical perspective, this can be usefully understood in terms of the physics of self-organisation. If one commits to the free energy principle, then one can describe the self-organisation of cells, organoids, and brains as minimising a bound on the log evidence or marginal likelihood of sensory inputs (<xref ref-type="bibr" rid="B2">2</xref>). The self-organisation comes into play when the cell, organoid, or brain actively samples or selects its inputs (a.k.a., active inference). But why inference? Here, inference speaks to the fact that&#x2014;to define this kind of universal objective function&#x2014;one needs a model that defines the likelihood of any sensory exchanges with the environment. This model is variously known as an internal, world, or generative model and is entailed by the structure and message-passing on the interior of the structure in question. This formalisation generalises things like reinforcement learning by absorbing preferred states into the prior preferences of the generative model (<xref ref-type="bibr" rid="B3">3</xref>). In this way, one can then use variational calculus to derive a lower bound on model evidence&#x2014;known as the evidence lower bound (ELBO) in machine learning (<xref ref-type="bibr" rid="B4">4</xref>)&#x2014;to describe the dynamics, plasticity, and morphogenesis as a gradient flow on variational free energy (<xref ref-type="bibr" rid="B5">5</xref>). So, why is this a useful formulation?</p>
<p>In the present setting, this objective or Lyapunov function has efficiency baked into it. This follows from the fact that model evidence can be expressed as accuracy minus complexity, where complexity corresponds to the divergence between prior and posterior representations (<xref ref-type="bibr" rid="B6">6</xref>, <xref ref-type="bibr" rid="B7">7</xref>): namely, the degree of Bayesian belief updating associated with dynamics, plasticity, or morphogenesis. The complexity term is especially interesting here: it effectively scores the degree of departure from prior beliefs and the inverse efficiency of computation (in the spirit of both information theory and universal computation). Furthermore, <italic>via</italic> the Jarzynski equality, minimising complexity also minimises the thermodynamic cost (<xref ref-type="bibr" rid="B8">8</xref>&#x2013;<xref ref-type="bibr" rid="B10">10</xref>). In short, the computational and thermodynamic efficiency of neuromorphic computation&#x2014;under the free energy principle&#x2014;are just two sides of the same coin and are emergent properties of a physics of sentience (<xref ref-type="bibr" rid="B11">11</xref>).</p>
<p>Having said this, the theoretical considerations above only place a lower bound on thermodynamic cost in the sense that belief updating&#x2014;or message passing&#x2014;on von Neumann architectures introduces a further cost, sometimes referred to as the &#x2018;memory wall&#x2019; or von Neumann bottleneck (<xref ref-type="bibr" rid="B12">12</xref>, <xref ref-type="bibr" rid="B13">13</xref>), read here as the inefficiency induced by reading and writing connectivity tensors into working (computer) memory. Practically, this can induce profound thermodynamic inefficiency, even in biomimetic computers whose connectivity (i.e., the message-passing structure) is not embodied or physically instantiated. This suggests that the next generation of &#x2018;computers&#x2019; may turn to photonic, quantum, and neuromorphic computing (<xref ref-type="bibr" rid="B12">12</xref>, <xref ref-type="bibr" rid="B14">14</xref>). Clearly, brain organoids are the ultimate neuromorphic computer.</p>
</sec>
<sec id="s4">
<title>Organoids in neurobiology</title>
<p>Another perspective on the utility of brain organoids concerns their potential as an experimental model for understanding how the brain works. In other words, organoids offer an empirical system that can be used to answer foundational questions about functional brain architectures and neuronal message passing (<xref ref-type="bibr" rid="B15">15</xref>). There are many interesting issues here. Smirnova et&#xa0;al. make the point (albeit implicitly) that all the questions, tools, and advances in contemporary neuroscience can now be deployed to understand how organoids work. But why would we want to do this?</p>
<p>One clear answer is that the opportunity for experimental intervention is much greater in organoids than in brains studied <italic>in vivo</italic>. However, to achieve a good model of the brain, one must establish some construct validity for the organoid model before any firm conclusions can be drawn or generalised from organoid to brain. A review of neuroscience over the past decades speaks to some foundational principles that one might expect to emerge in organoid research. For example, there are two principles of functional anatomy in the brain&#x2014;functional specialisation and functional integration (<xref ref-type="bibr" rid="B16">16</xref>). The former speaks to the specialisation or segregation of selective responses to particular sensory inputs (and motor outputs). This principle suggests that the scaffolding or induction of segregated responses (perhaps <italic>via</italic> the use of assembloids) will be a key issue in organoid research, both in establishing functional specialisation and determining the situations under which it emerges developmentally, and through activity-dependent plasticity. From the perspective of the free energy principle, this kind of segregation emerges under what physicists would call a mean field approximation, namely, a factorisation of probabilistic representations that best explain sensory or observable data (<xref ref-type="bibr" rid="B4">4</xref>, <xref ref-type="bibr" rid="B17">17</xref>&#x2013;<xref ref-type="bibr" rid="B19">19</xref>). In turn, this speaks to the nature of generative models that underlie structured message passing. These generative models can be read as a modern-day version of the good regulator theorem (<xref ref-type="bibr" rid="B20">20</xref>, <xref ref-type="bibr" rid="B21">21</xref>): any system that successfully controls its environment must be a sufficiently good model of that environment. Perhaps the most celebrated example here is the functional segregation into dorsal (&#x2018;where&#x2019;) and ventral (&#x2018;what&#x2019;) visual pathways in the human brain (<xref ref-type="bibr" rid="B22">22</xref>, <xref ref-type="bibr" rid="B23">23</xref>). Theoretically, this is entirely predictable from the fact that knowing &#x2018;what&#x2019; something does not tell you &#x2018;where&#x2019; it is and vice versa. The ensuing conditional independence then underwrites the factorisation of posterior representations&#x2014;which reduces their complexity&#x2014;in accord with the maximisation of model evidence, which is sometimes known as self-evidencing (<xref ref-type="bibr" rid="B24">24</xref>).</p>
<p>Functional integration is just the statement that functional specialisation reflects a sparse message passing or connectivity architecture. Empirically, these architectures are characterised in terms of functional and effective connectivity. In the neurosciences, this is usually done using methods such as dynamic causal modelling to assess the recurrent but directed connectivity among neuronal populations (<xref ref-type="bibr" rid="B7">7</xref>). The sparsity of this connectivity defines the factorisation above and other key architectural or structural attributes that one might hope to see emerge in organoids, namely, hierarchical structures (<xref ref-type="bibr" rid="B25">25</xref>, <xref ref-type="bibr" rid="B26">26</xref>) that usually go hand-in-hand with the separation of temporal scales (<xref ref-type="bibr" rid="B27">27</xref>, <xref ref-type="bibr" rid="B28">28</xref>). But how does one infer this kind of connectome?</p>
<p>Perhaps one insight is that empirical neuroscience uses carefully designed studies to evoke functionally specialised responses and thereby assess or infer the connectivity among neuronal populations. One might argue that exactly the same approach will be mandated in organoid research. Strategically, this has an important implication. It means that one should be complementing the exquisite and impressive technological developments&#x2014;in organoid research&#x2014;with consideration of experimental design; in other words, designing the right kind of experiments to estimate the internal architecture and belief updating in response to sensory perturbations. Interestingly, this places greater emphasis on eliciting &#x2018;smart data&#x2019; from organoids in contrast to &#x2018;big data&#x2019;.</p>
<p>A second pointer from neuroscience (that may be relevant for organoid research) is the pragmatic turn or enactive focus over the past decades (<xref ref-type="bibr" rid="B24">24</xref>, <xref ref-type="bibr" rid="B29">29</xref>, <xref ref-type="bibr" rid="B30">30</xref>). In other words, an appreciation that message passing and belief updating is embodied, situated, and, crucially, under the control of the brain&#x2014;or organoid. This control is of course foundational for the good regulator theorem above (<xref ref-type="bibr" rid="B20">20</xref>). The implication here is that closed-loop experiments will involve an organoid acting or selecting its exchange with the external world (<xref ref-type="bibr" rid="B31">31</xref>) whether this be another organoid, a computer, or robotic actuators. The key thing here is that the organoid can act on its world in a way that has consequences for sensory inputs. The mediation of these consequences by the world is what gets installed into the generative model and, therefore, the structure and connectivity of the organoid. If this commitment to active inference as a description of sentient behaviour is correct, it raises a fundamental question: can organoids self organise to recognise causal structure in the world <italic>de novo</italic> or do they need some initial conditions or priors, e.g., epigenetic specification through an evolutionary process? Early evidence suggests that, at a minimal level, <italic>in vitro</italic> cultures can recognise causal structure and do so in an enactive context (<xref ref-type="bibr" rid="B15">15</xref>, <xref ref-type="bibr" rid="B31">31</xref>). It will be fascinating to see to what extent more elaborate world or generative models emerge through structure learning (<xref ref-type="bibr" rid="B32">32</xref>&#x2013;<xref ref-type="bibr" rid="B34">34</xref>) in the absence of genetically endowed anatomical scaffolds.</p>
</sec>
<sec id="s5">
<title>Organoids as <italic>in vitro</italic> patients</title>
<p>Smirnova et&#xa0;al. offer an excellent survey of the translational potential of organoids. They highlight the ability to perform <italic>in vitro</italic> neuropharmacology (and possibly disconnection or lesion experiments) in ways that would not be possible in real patients. Furthermore, one might imagine that having particular cell lines&#x2014;from various neurological or psychiatric cohorts&#x2014;would permit the kinds of invasive studies in &#x2018;personalised&#x2019; organoids that would not be feasible <italic>in vivo</italic>. This is a potentially exciting avenue of research because many neuropsychiatric conditions can be cast as a form of functional dysconnection. In particular, most psychiatric disorders can be read as a particular form of synaptopathy, involving aberrant neuromodulation or neuroplasticity: e.g., ranging from epilepsy through autism to schizophrenia and Parkinson&#x2019;s disease (<xref ref-type="bibr" rid="B35">35</xref>&#x2013;<xref ref-type="bibr" rid="B37">37</xref>). Having a validated organoid model of plasticity&#x2014;and faster fluctuations in synaptic efficacy&#x2014;would be invaluable, especially if differences can be systematically traced back to functional genomics <italic>via</italic> the mediating molecular biology at the cellular and synaptic levels.</p>
<p>A final perspective&#x2014;afforded by the free energy principle&#x2014;speaks to the nature of invasive experiments enabled by organoids: the free energy principle rests upon something called a Markov blanket that individuates something (e.g., a cell, organoid or brain) from everything else (<xref ref-type="bibr" rid="B38">38</xref>, <xref ref-type="bibr" rid="B39">39</xref>). The Markov blanket constitutes a set of states that separates internal from external states. The separation rests upon sparse coupling in the sense of the underlying dynamics or statistical independencies in terms of the density dynamics self-organising things must evince. The key point here is that the internal states, interior to the Markov blanket, are unobservable from the outside unless one breaches the Markov blanket, as in invasive measurements in neuroscience.</p>
<p>This is a fundamental problem when imputing the internal architectures and dynamics of any self-organising system, and it leads to the need to infer what is going on in the interior based on measurements of blanket states. In the context of an organoid, the blanket states would constitute all the sensory inputs that mediate external stimuli and all the outputs that influence the &#x2018;world&#x2019; mediating those sensory inputs. In this respect, organoid research faces exactly the same problem (e.g., the ill-posed inverse problem of reconstructing interior source activity from sensor measurements of electrophysiology). It was interesting to see in Smirnova et&#xa0;al. that much energy is focused on high-density recordings that do not interfere with the internal states of an organoid. One might imagine that in a few years&#x2019; time, organoid researchers will deploy tools to reconstruct internal dynamics and connectivity based on techniques developed in neuroimaging. However, with careful scaffolding and microfluidics it sounds as though organoid researchers may be able to breach Markov blankets in a way that has never been possible before.</p>
</sec>
<sec id="s7" sec-type="author-contributions">
<title>Author contributions</title>
<p>The author confirms being the sole contributor of this work and has approved it for publication.</p>
</sec>
</body>
<back>
<sec id="s8" sec-type="funding-information">
<title>Funding</title>
<p>KF is supported by funding from the Wellcome Centre for Human Neuroimaging (Ref: 205103/Z/16/Z), a Canada-UK Artificial Intelligence Initiative (Ref: ES/T01279X/1), and the European Union&#x2019;s Horizon 2020 Framework Programme for Research and Innovation under the Specific Grant Agreement No. 945539 (Human Brain Project SGA3). This research was funded in part by the Wellcome Trust [205103/Z/16/Z].</p>
</sec>
<sec id="s9" sec-type="COI-statement">
<title>Conflict of interest</title>
<p>The author declares that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.</p>
</sec>
<sec id="s10" sec-type="disclaimer">
<title>Publisher&#x2019;s note</title>
<p>All claims expressed in this article are solely those of the authors and do not necessarily represent those of their affiliated organizations, or those of the publisher, the editors and the reviewers. Any product that may be evaluated in this article, or claim that may be made by its manufacturer, is not guaranteed or endorsed by the publisher.</p>
</sec>
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