Abstract
Invaginating structures are common in the synapses of most animals. However, the details of these invaginating structures remain understudied in part because they are not well resolved in light microscopy and were often misidentified in early electron microscope (EM) studies. Utilizing experimental techniques along with the latest advances in microscopy, such as focused ion beam-scanning EM (FIB-SEM), evidence is gradually building to suggest that the synaptic invaginating structures contribute to synapse development, maintenance, and plasticity. These invaginating structures are most elaborate in synapses mediating rapid integration of signals, such as muscle contraction, mechanoreception, and vision. Here we argue that the synaptic invaginations should be considered in future studies seeking to understand their role in sensory integration and coordination, learning, and memory. We review the various types of invaginating structures in the synapses and discuss their potential functions. We also present several new examples of invaginating structures from a variety of animals including Drosophila and mice, mainly using FIB-SEM, with which we trace the form and arrangement of these structures.
Introduction
Invaginating structures are small outward projections found in a diverse array of cell types (; ; Wood et al., 2021), including synapses of neurons of almost all animals (reviewed in , , , 2018). The invaginating structures involve cell membranes of two different cells, with the outward projection – the invaginating structure – from one cell being surrounded by the invaginated membrane of the other cell. Therefore, in cross-sectional views of transmission electron microscopy (TEM), the invaginating structures can appear as double membrane-covered vesicles. In neuronal synapses, the invaginating structures can be divided into two main groups depending on the presence or absence of active zones.
Invaginating structures can be important in synapse physiology, yet they often have been overlooked in studies of synaptic function. This is especially true for the smaller spinule types of invaginating structures because they are difficult to identify without TEM, and even with standard 2D TEM, the origins of the invaginating structures are often obscure. Today, super-resolution and other specialized light microscopy techniques allow better visualization of these invaginating structures in synapses (Ueda and Hayashi, 2013; Zaccard et al., 2020). Moreover, the new wave of 3D EM methods such as focused ion beam-scanning electron microscopy (FIB-SEM) makes tracing of these invaginating structures possible. These approaches are inspiring scientists to examine the role of invaginating structures in synapses and neurons. In this perspective, we describe some of the more interesting examples of invaginating structures including several new examples from across the animal kingdom. We also discuss the latest ideas about how they may be central to the regulation of synaptic and neuronal function.
Results and Discussion
Invaginating Structures Associated With Mechanoreception and Photoreception (Figure 1A)
Some of the most elaborate arrangements of invaginating structures are found in synapses of the circuits involved in processing mechanoreception or photoreception and are adaptations to allow animals to respond very rapidly to changing environmental mechanical and visual stimuli (). They include various combinations of invaginating presynaptic terminals and postsynaptic spines (Figure 1A). The most amazing example is seen in cubozoan jellyfish, which have eyes as elaborate as those of higher animals even though they lack brains! These jellyfish exhibit complex behaviors involving vision, such as avoiding obstacles, prey capturing, and complex mating behaviors (e.g., ). They possess photoreceptor cells with prominent invaginating spines from postsynaptic cells or other photoreceptor cells (). This suggests that the invaginating synapse was one of the earliest functional developments in animal nervous systems, even forming prior to the evolution of any form of “brain.” Invaginating postsynaptic spines can be found in some invertebrate sensory cell synapses such as in the octopus statocyst involved in balance and hearing, and mechanoreceptor cells involved in the defensive gill-withdrawal reflex of the sea hare, Aplysia (; ). Interestingly, the invaginating spines of Aplysia have twice as many presynaptic vesicles as non-invaginating ones; the authors attribute this to the high degree of synaptic plasticity related to the reflex (; ). Hair cell synapses of the tunicate, Ciona intestinalis, can have invaginating structures at their base and these can be postsynaptic, presynaptic, or both (reciprocal – with presynaptic vesicles on both sides of the synapse; Rigon et al., 2018). In the octopus (Figure 1A), the photoreceptor terminals form large bag- or carrot-shaped structures that are filled with presynaptic vesicles and contain (1) invaginating postsynaptic spines, (2) presynaptic vesicle-filled “finger twigs” from adjacent carrots, and (3) “tunnel fibers” from small neurons (; ). Structures like “finger twigs” also are found in squid photoreceptor terminal “carrots.” Neither the finger twigs nor tunnel fibers show any distinctive signs of chemical synapses (no definitive active zones with densities), except for the synaptic vesicles in the finger twigs. Due to their deep invagination of the photoreceptor terminal, these structures are instead ideally arranged to mediate electrical field/ephaptic conduction (; ; ).
FIGURE 1
Simple Brains (Figures 1B,C)
Flatworms are the simplest animals with bilateral symmetry, a head, and a brain. Even at this earliest stage in brain evolution, a variety of invaginating structures are evident including at postsynaptic dendrites or other cellular processes with or without synaptic active zones, and various presynaptic terminals invaginating and interdigitating with other terminals (Figure 1B;
Vertebrate Brains (Figures 1D–H)
Invaginating structures are rather common in synapses of the vertebrate brain. For example, in a recent study of the human temporal cortex, Rollenhagen et al. (2020) found examples of postsynaptic spines invaginating into presynaptic terminals. They also found examples of presynaptic terminals with active zones and large non-synaptic structures from presynaptic terminals, both of which invaginate into dendrites. We have examined a FIB-SEM dataset from mouse nucleus accumbens showing various examples, including (1) postsynaptic spinules invaginating into presynaptic terminals, (2) invaginating structures from presynaptic terminals forming cup-shaped synapses with a more deeply invaginating portion, and (3) short presynaptic spinules invaginating into dendrites (Figures 1D–H). These will be discussed below in relation to the published literature.
Spinules from the postsynaptic spine invaginating into the presynaptic terminal (Figures 1E–G) have been described in many areas of the mammalian brain especially in the hippocampus (Westrum and Blackstad, 1962; Spacek and Harris, 2004; Yao et al., 2005; Tao-Cheng et al., 2009). An interesting example was documented in mouse barrel cortex, where some postsynaptic spines invaginate fully into the presynaptic terminals and then appear to extend a thick process, filled with various vesiculate structures and filaments, deeper within the terminal (Rodriguez-Moreno et al., 2018, 2020). Spinule formation is enhanced in hippocampal slice cultures following stimulation to induce long-term potentiation (LTP; Tao-Cheng et al., 2009) suggesting that spinules recycle extra postsynaptic membrane formed during enhanced synaptic activity. Indeed, some spinules are associated with the formation of the large, mushroom-shaped spines during synaptic plasticity such as that following LTP (
Invaginating structures originating from presynaptic terminals in many animals vary from small spinules (Figure 1H) to larger structures and are often filled with presynaptic vesicles (Figures 1D,E). In the mammalian forebrain, some spinules that invaginate into presynaptic terminals originate from adjacent axons or presynaptic terminals, from ∼12% in the CA1 region of the rat hippocampus (Spacek and Harris, 2004) to ∼35% in the visual cortex of the ferret (
FIGURE 2

Invaginating structures in the Drosophila brain. Examples are FIB-SEM image stacks of the protocerebral bridge (A–E) and mushroom body (F,G). Blue, dendrite; yellow, axon; magenta, either dendrite or axon or both. Axon terminals were defined by accumulation of synaptic vesicles or were traced to a presynaptic T-bar; dendrites were traced to a postsynaptic process. Invaginating structures are defined as outward projections. (A) Neurites 1 and 2 are large axon terminals that co-invaginate (neurite 1 invaginates into neurite 2 while neurite 2 invaginates into neurite 1). Neurite 3 is a dendrite that invaginates into axon 1, and neurite 3 is one of the two postsynaptic processes of a T-bar synapse (t) of axon 2. Neurite 4 is a dendrite that invaginates into a glial cell process; neurite 4 also is one of two postsynaptic processes at a T-bar synapse in an adjacent axon terminal (left image). (B) Neurite 1 is an axon terminal that invaginates into an adjacent axon terminal; neurite 1 is also postsynaptic at a T-bar synapse in the adjacent terminal (bottom image). Neurites 2, 3, and 4 invaginate into the same large axon terminal; 3 and 4 are small dendrites. Neurite 2 (magenta) was traced for a long distance (>4 μm). This neurite 2 displays features of both presynaptic and postsynaptic structures and forms at least two or three T-bar synapses as well as two or three postsynaptic processes with different synapses (not shown). (C) Axon terminal 1 is invaginated by axon terminal 2 and also invaginates another terminal. Neurite 3 is a dendrite that forms four spine-like structures, including one that forms a postsynaptic process at a synapse with terminal 1 and another that invaginates into a subjacent terminal. Neurite 4 is a dendrite that also invaginates into the same subjacent terminal. (D) A structure from axon terminal 2 invaginates into axon terminal 1, while structures from dendrites 3, 4 and 5 invaginate into terminal 2. (E) Neurites 1, 2, and 3 are projections from dendrites that invaginate into the same large axon terminal; neurite 1 has two invaginating structures. Neurite 3 also bears some T-bar like structures (not shown). Invaginating structures from axon terminals can be filled with synaptic vesicles as seen in panels (A,B), or devoid of vesicles as evident in panel (D). (F) Neurites 1-6 are all small axon terminals with relatively few synaptic vesicles. These axons invaginate with each other and also often cluster to form synapses on central dendrite processes. (G) An example of a dendrite (1) invaginating into an axon terminal. The number in the lower left or lower right corner of each micrograph indicates its z position in the FIB-SEM image stack. t = T-bar (only selected ones are labeled). Scale bars are 500 nm for panels (A–E) and (F–G). Note that the protocerebral bridge neuropil (A–E) contains abundant invaginating processes from large axon terminals and dendrites, while the mushroom body neuropil (F,G) contains abundant invaginating processes from small axon terminals but few from dendrites.
Cup-shaped spines are highly concave spines that wrap around partly or fully invaginating presynaptic terminals. They are common in cerebral cortex and hippocampus of mammals, and especially in the dentate gyrus (
Drosophila: Brain (Figure 2) and Neuromuscular Junctions
One of the most striking recent revelations about invaginating structures in synapses has occurred for the insect brain. When we first reviewed the invaginating structures of all animals in 2015 (
The only examples were glia-derived capitate projections invaginating into photoreceptor terminals in the Drosophila eye (Prokop and Meinertzhagen, 2006) and some interaxonal invaginating structures (
Invaginations from presynaptic terminals also are common at neuromotor junctions including neuromuscular (NMJ) and secretomotor (such as glands) junctions (
Invaginating Complexes of Processes (Figures 1I,J)
Some mechanoreceptor and photoreceptor cells in various invertebrates and vertebrates have large invaginations at their bases that contain a complex of both postsynaptic and presynaptic invaginating processes (
Horizontal cell processes vary in structure among vertebrates, and often have large vesicles of unknown function. Human horizontal cell processes at the rod photoreceptor terminal form definitive synapses (Figure 1J;
Why Are Invaginating Structures So Important for Synapse Function?
We have discussed the various aspects of this question in greater detail in our previous reviews (
Statements
Data availability statement
The raw data supporting the conclusions of this article will be made available by the authors, without undue reservation.
Author contributions
RP and PY organized the manuscript and figures. RP wrote the main text. RP, PY, and Y-XW provided the research data for figures. PY and DK edited the manuscript. All authors reviewed the manuscript.
Funding
This study was supported by the Intramural Research Programs of NIH/NIDCD and NIH/NIA. The Advanced Imaging Core code is ZIC DC000081.
Acknowledgments
We thank Harald F. Hess for providing the mouse nucleus accumbens FIB-SEM dataset, and Harald F. Hess and Shan C. Xu for providing the Drosophila protocerebral bridge and mushroom body FIB-SEM datasets. We also thank Inna Belyantseva and Katie Kindt for critical reading of the manuscript.
Conflict of interest
The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
Supplementary material
The Supplementary Material for this article can be found online at: https://www.frontiersin.org/articles/10.3389/fnsyn.2021.685052/full#supplementary-material
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Summary
Keywords
spine, spinule, retina, Drosophila, planaria, invagination
Citation
Petralia RS, Yao PJ, Kapogiannis D and Wang Y-X (2021) Invaginating Structures in Synapses – Perspective. Front. Synaptic Neurosci. 13:685052. doi: 10.3389/fnsyn.2021.685052
Received
24 March 2021
Accepted
28 April 2021
Published
24 May 2021
Volume
13 - 2021
Edited by
Xiaobing Chen, National Institutes of Health, United States
Reviewed by
Joseph Szule, Texas A&M University, United States; Joachim H. R. Lübke, Julich-Forschungszentrum, Helmholtz-Verband Deutscher Forschungszentren (HZ), Germany; Tom Kornberg, University of California, San Francisco, United States
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© 2021 Petralia, Yao, Kapogiannis and Wang.
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*Correspondence: Ronald S. Petralia, petralia@nidcd.nih.gov
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