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<front>
<journal-meta>
<journal-id journal-id-type="publisher-id">Front. Syst. Neurosci.</journal-id>
<journal-title>Frontiers in Systems Neuroscience</journal-title>
<abbrev-journal-title abbrev-type="pubmed">Front. Syst. Neurosci.</abbrev-journal-title>
<issn pub-type="epub">1662-5137</issn>
<publisher>
<publisher-name>Frontiers Media S.A.</publisher-name>
</publisher>
</journal-meta>
<article-meta>
<article-id pub-id-type="doi">10.3389/fnsys.2022.827353</article-id>
<article-categories>
<subj-group subj-group-type="heading">
<subject>Neuroscience</subject>
<subj-group>
<subject>Review</subject>
</subj-group>
</subj-group>
</article-categories>
<title-group>
<article-title>Entrainment and Spike-Timing Dependent Plasticity &#x2013; A Review of Proposed Mechanisms of Transcranial Alternating Current Stimulation</article-title>
</title-group>
<contrib-group>
<contrib contrib-type="author">
<name><surname>Vogeti</surname> <given-names>Sreekari</given-names></name>
<xref ref-type="aff" rid="aff1"><sup>1</sup></xref>
<uri xlink:href="http://loop.frontiersin.org/people/1581904/overview"/>
</contrib>
<contrib contrib-type="author">
<name><surname>Boetzel</surname> <given-names>Cindy</given-names></name>
<xref ref-type="aff" rid="aff1"><sup>1</sup></xref>
<uri xlink:href="http://loop.frontiersin.org/people/1581906/overview"/>
</contrib>
<contrib contrib-type="author" corresp="yes">
<name><surname>Herrmann</surname> <given-names>Christoph S.</given-names></name>
<xref ref-type="aff" rid="aff1"><sup>1</sup></xref>
<xref ref-type="aff" rid="aff2"><sup>2</sup></xref>
<xref ref-type="aff" rid="aff3"><sup>3</sup></xref>
<xref ref-type="corresp" rid="c001"><sup>&#x002A;</sup></xref>
<uri xlink:href="http://loop.frontiersin.org/people/494/overview"/>
</contrib>
</contrib-group>
<aff id="aff1"><sup>1</sup><institution>Experimental Psychology Lab, Department of Psychology, European Medical School, Cluster for Excellence &#x201C;Hearing for All&#x201D;, Carl von Ossietzky University</institution>, <addr-line>Oldenburg</addr-line>, <country>Germany</country></aff>
<aff id="aff2"><sup>2</sup><institution>Neuroimaging Unit, European Medical School, Carl von Ossietzky University</institution>, <addr-line>Oldenburg</addr-line>, <country>Germany</country></aff>
<aff id="aff3"><sup>3</sup><institution>Research Center Neurosensory Science, Carl von Ossietzky University</institution>, <addr-line>Oldenburg</addr-line>, <country>Germany</country></aff>
<author-notes>
<fn fn-type="edited-by"><p>Edited by: Charalambos Costas Charalambous, University of Nicosia, Cyprus</p></fn>
<fn fn-type="edited-by"><p>Reviewed by: Douglas Owen Cheyne, University of Toronto, Canada; Giovanni Pellegrino, McGill University, Canada</p></fn>
<corresp id="c001">&#x002A;Correspondence: Christoph S. Herrmann, <email>christoph.herrmann@uni-oldenburg.de</email></corresp>
</author-notes>
<pub-date pub-type="epub">
<day>24</day>
<month>02</month>
<year>2022</year>
</pub-date>
<pub-date pub-type="collection">
<year>2022</year>
</pub-date>
<volume>16</volume>
<elocation-id>827353</elocation-id>
<history>
<date date-type="received">
<day>01</day>
<month>12</month>
<year>2021</year>
</date>
<date date-type="accepted">
<day>07</day>
<month>02</month>
<year>2022</year>
</date>
</history>
<permissions>
<copyright-statement>Copyright &#x00A9; 2022 Vogeti, Boetzel and Herrmann.</copyright-statement>
<copyright-year>2022</copyright-year>
<copyright-holder>Vogeti, Boetzel and Herrmann</copyright-holder>
<license xlink:href="http://creativecommons.org/licenses/by/4.0/"><p>This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.</p></license>
</permissions>
<abstract>
<p>Specific frequency bands of neural oscillations have been correlated with a range of cognitive and behavioral effects (e.g., memory and attention). The causal role of specific frequencies may be investigated using transcranial alternating current stimulation (tACS), a non-invasive brain stimulation method. TACS involves applying a sinusoidal current between two or more electrodes attached on the scalp, above neural regions that are implicated in cognitive processes of interest. The theorized mechanisms by which tACS affects neural oscillations have implications for the exact stimulation frequency used, as well as its anticipated effects. This review outlines two main mechanisms that are thought to underlie tACS effects &#x2013; entrainment, and spike-timing dependent plasticity (STDP). Entrainment suggests that the stimulated frequency synchronizes the ongoing neural oscillations, and is thought to be most effective when the stimulated frequency is at or close to the endogenous frequency of the targeted neural network. STDP suggests that stimulation leads to synaptic changes based on the timing of neuronal firing in the target neural network. According to the principles of STDP, synaptic strength is thought to increase when pre-synaptic events occur prior to post-synaptic events (referred to as long-term potentiation, LTP). Conversely, when post-synaptic events occur prior to pre-synaptic events, synapses are thought to be weakened (referred to as long-term depression, LTD). In this review, we summarize the theoretical frameworks and critically review the tACS evidence for each hypothesis. We also discuss whether each mechanism alone can account for tACS effects or whether a combined account is necessary.</p>
</abstract>
<kwd-group>
<kwd>transcranial alternating current stimulation</kwd>
<kwd>oscillations</kwd>
<kwd>entrainment</kwd>
<kwd>spike-timing dependent plasticity</kwd>
<kwd>STDP</kwd>
<kwd>non-invasive brain stimulation (NIBS)</kwd>
<kwd>tACS</kwd>
</kwd-group>
<counts>
<fig-count count="3"/>
<table-count count="1"/>
<equation-count count="0"/>
<ref-count count="80"/>
<page-count count="16"/>
<word-count count="12654"/>
</counts>
</article-meta>
</front>
<body>
<sec sec-type="intro" id="S1">
<title>Introduction</title>
<p>Neural activity has been referred to as &#x201C;spontaneous,&#x201D; as it may be recorded from the brain seemingly without anything external inducing the activity. The largest and most synchronized activity in the brain seems to occur when people do not engage in a task, or when they are in states associated with lack of consciousness (e.g., anesthetized; <xref ref-type="bibr" rid="B9">Buzs&#x00E1;ki and Draguhn, 2004</xref>; <xref ref-type="bibr" rid="B8">Buzs&#x00E1;ki, 2006</xref>). Hence, neural oscillations were once thought to reflect &#x201C;&#x2018;noise&#x2019; and &#x2018;idling&#x201D;&#x2019; (<xref ref-type="bibr" rid="B8">Buzs&#x00E1;ki, 2006</xref>, p. 12). Since then, several studies have established that bands of oscillations are associated with a range of cognitive and behavioral functions. For example, theta has been associated with memory (<xref ref-type="bibr" rid="B60">Rutishauser et al., 2010</xref>); beta associated with motor performance (<xref ref-type="bibr" rid="B18">Espenhahn et al., 2019</xref>); and alpha associated with visual task performance (<xref ref-type="bibr" rid="B15">de Graaf et al., 2013</xref>). Furthermore, there are several clinical conditions that have been associated with altered neural oscillations (e.g., abnormal oscillations in schizophrenia; <xref ref-type="bibr" rid="B69">Uhlhaas and Singer, 2010</xref>).</p>
<p>Evidence for the functional relevance of oscillations comes largely from studies examining the correlation between neural oscillations and behavioral performance. Transcranial alternating current stimulation (tACS) is a form of non-invasive brain stimulation that has been proposed as a tool for selectively modulating specific neural frequencies and examining their functional relevance in a causal way (see <xref ref-type="bibr" rid="B32">Herrmann et al., 2016</xref>, for a discussion). The following section provides a brief overview of the method (see <xref ref-type="bibr" rid="B31">Herrmann et al., 2013</xref>; <xref ref-type="bibr" rid="B73">Vosskuhl et al., 2018</xref>, for more detailed reviews on tACS methodology).</p>
</sec>
<sec id="S2">
<title>Brief Overview of Transcranial Alternating Current Stimulation</title>
<p>Transcranial alternating current stimulation involves placing two or more electrodes on the scalp and applying low intensity alternating current that can modulate the electric field in the cortex (<xref ref-type="bibr" rid="B5">Antal et al., 2008</xref>). When two electrodes are placed on the scalp, the electrodes alternate as the anode and cathode, creating an alternating current that flows through the target region (see <xref ref-type="fig" rid="F1">Figure 1A</xref>). Simulation toolboxes such as ROAST or SimNIBS<sup><xref ref-type="fn" rid="footnote1">1</xref></sup> which are plugins for MATLAB (The MathWorks, Inc., Natick, MA, United States) are typically used to visualize electric fields that are generated by different electrode montages, and stimulation intensities (see <xref ref-type="fig" rid="F1">Figure 1</xref>).</p>
<fig id="F1" position="float">
<label>FIGURE 1</label>
<caption><p>Choice of electrode montage using electric field simulations. Three different examples of tACS electrode montages to show current flow depending on number and position of electrodes. Every electrode in the figure switches between anodal and cathodal. The current intensity is 1 mA peak-to-peak. <bold>(A)</bold> Electrode montage for stimulating parieto-occipital brain regions. Two electrodes are placed at Cz and Oz (5 cm &#x00D7; 7 cm) according to the international 10&#x2013;20 system. <bold>(B)</bold> Electrode montage for stimulating the temporal regions. The electrodes are placed at FC5 and P7 over the left hemisphere and at FC6 and P8 (&#x00D8; 26 mm) over the right hemisphere according to the international 10&#x2013;10 system. <bold>(C)</bold> Electrode montage to stimulate the fronto-parietal cortex adapted from <xref ref-type="bibr" rid="B54">Popp et al. (2019)</xref>. The electrodes are placed over FC3h and FC5, C3h and C5, CP3h and CP5 over the left hemisphere and at FC4h and FC6, C4h and C6, CP4h and CP6 (&#x00D8; 26mm) over the right hemisphere following the international 10&#x2013;05 system.</p></caption>
<graphic mimetype="image" mime-subtype="tiff" xlink:href="fnsys-16-827353-g001.tif"/>
</fig>
<p>The maximum possible current intensity in tACS depends on the electrode size and the resulting current density in the skin, which should not be higher than 0.1 mA/cm<sup>2</sup> (Manual DC-STIMULATOR MC, neuroConn GmbH, Ilmenau, Germany). Electrodes with smaller surface areas will have a higher current density on the skin compared with bigger electrodes when applying the same current intensity. Therefore, the current density on the skin has to be calculated from the chosen current intensity and the size and number of electrodes.</p>
<p>An additional factor to consider when choosing the tACS stimulation intensity is that a large fraction of the stimulated current is shunted by the scalp so that only a small amount of the applied current reaches the brain (<xref ref-type="bibr" rid="B74">Wagner et al., 2007</xref>; <xref ref-type="bibr" rid="B19">Fr&#x00F6;hlich, 2016</xref>). Thus, the intensity of tACS must be high enough to reach the intended neural sites for stimulation. <xref ref-type="bibr" rid="B4">Antal and Herrmann (2016)</xref> converted transcranial electrical stimulation intensities into intracranial voltage gradients, using head models which account for the conductance of the skin, skull, and brain tissues, and suggest that a threshold of 0.2 V/m in the target area is sufficient to modulate neural activity using tACS. This value is based on a study by <xref ref-type="bibr" rid="B56">Reato et al. (2010)</xref>, who demonstrated that 0.2 V/m could modulate the ongoing neural activity in slices of rat hippocampus, when the stimulation frequency matched the endogenous oscillation frequency.</p>
<p>Stimulation duration varies widely between different studies (see <xref ref-type="table" rid="T1">Table 1</xref>). Durations of up to 45 min (&#x00B1;10 min) have been used with low intensity (&#x003C;4 mA) stimulation (e.g., <xref ref-type="bibr" rid="B37">Lacz&#x00F3; et al., 2012</xref>). Some studies have applied tACS in multiple sessions (each under 45 min, e.g., <xref ref-type="bibr" rid="B43">M&#x00FC;ller et al., 2015</xref>; <xref ref-type="bibr" rid="B1">Ahn et al., 2019</xref>). <xref ref-type="bibr" rid="B3">Antal et al. (2017)</xref> explain that the current approach in the literature is to estimate the risk of the intended parameters (intensity, electrode size, stimulation duration) before application. In particular, if the intended parameters are different to those used in other experiments (e.g., higher intensities or longer durations of stimulation), researchers should provide a clear rationale for these parameters and gather safety information before using them with many human participants.</p>
<table-wrap position="float" id="T1">
<label>TABLE 1</label>
<caption><p>Summary of stimulation parameters and main results of <italic>in vivo</italic> human tACS studies outlined in the review.</p></caption>
<table cellspacing="5" cellpadding="5" frame="hsides" rules="groups">
<thead>
<tr>
<td valign="top" align="left">Study</td>
<td valign="top" align="left">Electrode montage and size</td>
<td valign="top" align="left">Stimulation intensity</td>
<td valign="top" align="left">Stimulation duration</td>
<td valign="top" align="left">Stimulation frequency</td>
<td valign="top" align="left">Method(s)</td>
<td valign="top" align="left">Sham included?</td>
<td valign="top" align="left">Main results</td>
</tr>
</thead>
<tbody>
<tr>
<td valign="top" align="left"><xref ref-type="bibr" rid="B1">Ahn et al. (2019)</xref></td>
<td valign="top" align="left">Cz: 5 cm &#x00D7; 7 cm<break/> F3, Fp1, T3 and P3: 5 cm<sup>2</sup></td>
<td valign="top" align="left">1 mA</td>
<td valign="top" align="left">20 min Twice a day for 5 days</td>
<td valign="top" align="left">10 Hz</td>
<td valign="top" align="left">EEG,<break/> tDCS, auditory steady state auditory hallucinations questionnaire</td>
<td valign="top" align="left">Yes, between-subjects</td>
<td valign="top" align="left">Restored alpha power in a group of participants who received 10-Hz alpha tACS, in comparison with groups who received tDCS or no stimulation. Furthermore, the study also reported an increase in the auditory steady-state response and a decrease in auditory hallucinations in the group that received tACS versus the groups that received tDCS or no stimulation.</td>
</tr>
<tr>
<td valign="top" align="left"><xref ref-type="bibr" rid="B5">Antal et al. (2008)</xref></td>
<td valign="top" align="left">Left motor cortex: 4 cm<sup>2</sup><break/> Contra-lateral orbit:<break/> 5 cm &#x00D7; 10 cm</td>
<td valign="top" align="left">0.4 mA</td>
<td valign="top" align="left">5 min</td>
<td valign="top" align="left">1 Hz, 10 Hz, 15 Hz, 45 Hz</td>
<td valign="top" align="left">TMS, Transcranial sinusoidal direct current (tSDSC), EEG<break/> Serial reaction time task</td>
<td valign="top" align="left">Yes, within-subjects</td>
<td valign="top" align="left">Improved implicit motor learning after 10 Hz alternating current only. No lasting behavioral effects after 1 h.<break/> No changes in any frequency bands in the EEG post versus pre-stimulation. No significant changes in MEP amplitudes.</td>
</tr>
<tr>
<td valign="top" align="left"><xref ref-type="bibr" rid="B22">Gundlach et al. (2016)</xref></td>
<td valign="top" align="left">CP3/CP4: 4 cm<sup>2</sup></td>
<td valign="top" align="left">1 mA</td>
<td valign="top" align="left">5 min</td>
<td valign="top" align="left">Individual somatosensory alpha (mu-&#x03B1;)</td>
<td valign="top" align="left">EEG, somatosensory detection task</td>
<td valign="top" align="left">Yes, within-subjects</td>
<td valign="top" align="left">Somatosensory perception thresholds were the same in the stimulation condition and sham. During mu-tACS, somatosensory detection thresholds were modulated as a function of the tACS phase.</td>
</tr>
<tr>
<td valign="top" align="left"><xref ref-type="bibr" rid="B27">Harada et al. (2020)</xref></td>
<td valign="top" align="left">C3 and above right supra orbital 5 cm &#x00D7; 7 cm</td>
<td valign="top" align="left">1 mA</td>
<td valign="top" align="left">10 min</td>
<td valign="top" align="left">10 Hz<break/> 20 Hz</td>
<td valign="top" align="left">EEG, Visuomotor learning task</td>
<td valign="top" align="left">Yes, between-subjects</td>
<td valign="top" align="left">Performance on a visuomotor learning task improved after 10-Hz alpha stimulation in comparison with a 20-Hz stimulation and sham conditions. However, they did not find aftereffects for either stimulation condition.</td>
</tr>
<tr>
<td valign="top" align="left"/><td valign="top" align="left">Study 1:<break/> Cz and Oz: 5 cm &#x00D7; 7 cm<break/> Study 2: 10 electrodes around P&#x0026; and P8 targeting the extra-striate: &#x00D8; 1.2 cm</td>
<td valign="top" align="left">1 mA</td>
<td valign="top" align="left">2 min</td>
<td valign="top" align="left">10 Hz<break/> 40 Hz</td>
<td valign="top" align="left">EEG</td>
<td valign="top" align="left">Yes, within-subjects</td>
<td valign="top" align="left">Alpha stimulation increased phase amplitude coupling and gamma power became preferentially locked to the trough of the alpha oscillation. Gamma stimulation increased the amplitude envelope correlations, and reduced alpha power.</td>
</tr>
<tr>
<td valign="top" align="left"><xref ref-type="bibr" rid="B29">Helfrich et al. (2014a)</xref></td>
<td valign="top" align="left">10 electrodes around P7 and P8 targeting the extra-striate visual cortices: &#x00D8; 1.2 cm</td>
<td valign="top" align="left">1 mA</td>
<td valign="top" align="left">40 min (2 min &#x00D7; 20 min blocks)</td>
<td valign="top" align="left">40 Hz</td>
<td valign="top" align="left">EEG,<break/> Ambiguous motion task</td>
<td valign="top" align="left">Yes, within-subjects</td>
<td valign="top" align="left">Increased coherence in the gamma frequency band for in-phase stimulation compared with anti-phase stimulation during and up to 20 min after the task. Increase in phase coherence was associated with better performance on the ambiguous motion task. Increased gamma coherence was confined to the parieto-occipital areas (i.e., coherence was location specific). In both stimulation conditions, there was a decrease in alpha power.</td>
</tr>
<tr>
<td valign="top" align="left"><xref ref-type="bibr" rid="B30">Helfrich et al. (2014b)</xref></td>
<td valign="top" align="left">Cz and Oz 5 cm &#x00D7; 7 cm</td>
<td valign="top" align="left">1 mA</td>
<td valign="top" align="left">20 min</td>
<td valign="top" align="left">10 Hz</td>
<td valign="top" align="left">EEG</td>
<td valign="top" align="left">Yes, within-subjects</td>
<td valign="top" align="left">Increased power in the alpha frequency band post- and during stimulation versus pre-stimulation. Increase phase locking during stimulation.</td>
</tr>
<tr>
<td valign="top" align="left"><xref ref-type="bibr" rid="B33">Kasten et al. (2016)</xref></td>
<td valign="top" align="left">Cz: 5 cm &#x00D7; 7 cm<break/> Oz: 4 cm<sup>2</sup></td>
<td valign="top" align="left">Individually adapted<break/> 0.44&#x2013;1.8 mA</td>
<td valign="top" align="left">20 min</td>
<td valign="top" align="left">IAF</td>
<td valign="top" align="left">EEG, vigilance task</td>
<td valign="top" align="left">Yes, between-subjects</td>
<td valign="top" align="left">Alpha power increased post-versus pre-stimulation compared to sham. Alpha power was significantly higher in the stimulation condition than the sham for 70 min. After 70 min, alpha power in the sham condition increased, and diminished the difference between the sham and stimulation groups.</td>
</tr>
<tr>
<td valign="top" align="left"><xref ref-type="bibr" rid="B34">Kasten et al. (2019)</xref></td>
<td valign="top" align="left">Cz: 5 cm &#x00D7; 7 cm<break/> Oz:<break/> 4 cm<sup>2</sup></td>
<td valign="top" align="left">1 mA</td>
<td valign="top" align="left">20 min</td>
<td valign="top" align="left">IAF</td>
<td valign="top" align="left">MEG, vigilance task</td>
<td valign="top" align="left">Yes, between-subjects</td>
<td valign="top" align="left">Variability of tACS aftereffects was significantly predicted by stimulation parameters of individual electric field modeling suggesting that individual stimulation protocols should be utilized.</td>
</tr>
<tr>
<td valign="top" align="left"><xref ref-type="bibr" rid="B35">Ketz et al. (2018)</xref></td>
<td valign="top" align="left">F3/F4<break/> Return at mastoids 5 cm<sup>2</sup></td>
<td valign="top" align="left">1.5 mA</td>
<td valign="top" align="left">5 cycles at detected slow-wave frequency</td>
<td valign="top" align="left">Closed-loop delta (0.5&#x2013;1.2 Hz)</td>
<td valign="top" align="left">EEG,<break/> Target detection paradigm</td>
<td valign="top" align="left">Yes, within-subjects</td>
<td valign="top" align="left">Closed-loop tACS during sleep enhanced sleep target detection accuracy post versus pre-sleep.</td>
</tr>
<tr>
<td valign="top" align="left"><xref ref-type="bibr" rid="B36">Kleinert et al. (2017)</xref></td>
<td valign="top" align="left">F4, P4 and Cz: 5cm<sup>2</sup></td>
<td valign="top" align="left">1 mA</td>
<td valign="top" align="left">26 min</td>
<td valign="top" align="left">5 Hz</td>
<td valign="top" align="left">EEG<break/> Match-to-sample task motor task</td>
<td valign="top" align="left">Yes, within-subjects</td>
<td valign="top" align="left">No differences in behavioral task performance following in- or out of-phase stimulation. No differences post-versus pre-stimulation power in the stimulation frequency band; However, alpha power decreased post- versus pre- sham condition but not the stimulation condition.</td>
</tr>
<tr>
<td valign="top" align="left"><xref ref-type="bibr" rid="B37">Lacz&#x00F3; et al. (2012)</xref></td>
<td valign="top" align="left">Cz: 4 cm &#x00D7; 7 cm<break/> Oz:<break/> 4 cm<sup>2</sup></td>
<td valign="top" align="left">1.5 mA</td>
<td valign="top" align="left">45min &#x00B1; 10min</td>
<td valign="top" align="left">40 Hz<break/> 60 Hz<break/> 80 Hz</td>
<td valign="top" align="left">Forced-choice detection task</td>
<td valign="top" align="left">Yes, within-subjects</td>
<td valign="top" align="left">Significantly decrease of contrast-discrimination thresholds during 60 Hz tACS, but no effect of 40 and 80 Hz stimulation</td>
</tr>
<tr>
<td valign="top" align="left"><xref ref-type="bibr" rid="B38">Lafleur et al. (2021)</xref></td>
<td valign="top" align="left">C3 and C4<break/> &#x00D8; 1.2 cm</td>
<td valign="top" align="left">1 mA</td>
<td valign="top" align="left">20min</td>
<td valign="top" align="left">10 Hz<break/> 20 Hz</td>
<td valign="top" align="left">EEG</td>
<td valign="top" align="left">Yes, within-subjects</td>
<td valign="top" align="left">No increase in alpha or beta power post- versus pre-stimulation after 10 and 20Hz stimulation respectively.</td>
</tr>
<tr>
<td valign="top" align="left"><xref ref-type="bibr" rid="B40">Lustenberger et al. (2016)</xref></td>
<td valign="top" align="left">F3, F4: 3 cm<sup>2</sup><break/> Cz: 5 cm<sup>2</sup></td>
<td valign="top" align="left">1 mA</td>
<td valign="top" align="left">1.5 s stimulation trains. Total duration was variable per person</td>
<td valign="top" align="left">12 Hz</td>
<td valign="top" align="left">EEG, EOG, EMG</td>
<td valign="top" align="left">Y, within-subjects</td>
<td valign="top" align="left">Closed-loop tACS selectively enhanced spindle activity.<break/> Enhanced spindle activity pre- versus post- sleep was correlated with improved motor memory in the stimulation and sham conditions.</td>
</tr>
<tr>
<td valign="top" align="left"><xref ref-type="bibr" rid="B43">M&#x00FC;ller et al. (2015)</xref></td>
<td valign="top" align="left">Cz and Oz<break/> 5 cm &#x00D7; 7 cm</td>
<td valign="top" align="left">Individually determined (1.51 &#x00B1; 0.38 mA)</td>
<td valign="top" align="left">20 min over 5 consecutive days</td>
<td valign="top" align="left">IAF</td>
<td valign="top" align="left">EEG, Visual search task</td>
<td valign="top" align="left">Yes, between-subjects</td>
<td valign="top" align="left">Performance in the conjunction condition of a visual search task improved pre- versus post- stimulation in the group that received IAF stimulation versus sham. There was no significant difference in the performance in the easy or hard feature search task conditions.</td>
</tr>
<tr>
<td valign="top" align="left"><xref ref-type="bibr" rid="B47">Neuling et al. (2013)</xref></td>
<td valign="top" align="left">Cz and Oz<break/> 5 cm &#x00D7; 7cm</td>
<td valign="top" align="left">1.5 mA</td>
<td valign="top" align="left">20 min</td>
<td valign="top" align="left">IAF</td>
<td valign="top" align="left">EEG,<break/> Vigilance task</td>
<td valign="top" align="left">Yes, between-subjects</td>
<td valign="top" align="left">Sustained increase in power in the alpha band in the eyes-open condition for 30 min, but not in the eyes-closed, or sham conditions.</td>
</tr>
<tr>
<td valign="top" align="left"><xref ref-type="bibr" rid="B49">Noury et al. (2016)</xref></td>
<td valign="top" align="left">O10and CP4: &#x00D8; 1.2 cm</td>
<td valign="top" align="left">1 mA</td>
<td valign="top" align="left">20 min total (2 min &#x00D7; 10 min blocks)</td>
<td valign="top" align="left">11 Hz<break/> 62 Hz</td>
<td valign="top" align="left">EEG,<break/> MEG</td>
<td valign="top" align="left">Yes, between-subjects</td>
<td valign="top" align="left">tACS stimulation artifacts not only include the stimulation current but non-linear effects of heart beat and respiration.<break/> Existing stimulation artifact removal method still leave traces of the stimulation artifact.</td>
</tr>
<tr>
<td valign="top" align="left"><xref ref-type="bibr" rid="B55">Raco et al. (2016)</xref></td>
<td valign="top" align="left">primary motor cortex: ring electrode internal &#x00D8;: 2.5<break/> external &#x00D8;: 5 cm<break/> Pz: 5 cm &#x00D7; 6 cm</td>
<td valign="top" align="left">1 mA</td>
<td valign="top" align="left">&#x223C;20 min (3 min stimulation trains with 1 min break)</td>
<td valign="top" align="left">20 Hz</td>
<td valign="top" align="left">EEG, TMS, MEP</td>
<td valign="top" align="left">Yes, within-subjects</td>
<td valign="top" align="left">Phase dependent modulation of the MEP when TMS was applied in four different parts of the beta phase, suggesting that the neural state during stimulation is important for accounting for variations in MEPs.</td>
</tr>
<tr>
<td valign="top" align="left"><xref ref-type="bibr" rid="B58">Riecke et al. (2015)</xref></td>
<td valign="top" align="left">T7 and T8: 5 cm<sup>2</sup><break/> Return electrodes: symmetrically to the left and right side of the midline: 5 cm &#x00D7; 7 cm</td>
<td valign="top" align="left">Individually determined 0.8 &#x00B1; 0.1 mA</td>
<td valign="top" align="left">39.6 min total (4 min &#x00D7; 9.9 min blocks)</td>
<td valign="top" align="left">4Hz</td>
<td valign="top" align="left">Near-threshold auditory detection task</td>
<td valign="top" align="left">Yes within-subjects</td>
<td valign="top" align="left">Near threshold auditory train detection was modulated by the phase of delta stimulation.</td>
</tr>
<tr>
<td valign="top" align="left"><xref ref-type="bibr" rid="B62">Schwab et al. (2019)</xref></td>
<td valign="top" align="left">4-in-1 montage (area at P7-PO7 and P8-PO8)<break/> &#x00D8; 1.2 cm</td>
<td valign="top" align="left">2 mA</td>
<td valign="top" align="left">13 min</td>
<td valign="top" align="left">10 Hz</td>
<td valign="top" align="left">EEG,<break/> ECG</td>
<td valign="top" align="left">No</td>
<td valign="top" align="left">Post- versus pre-stimulation, connectivity between two hemispheres at the sensor level was greatest when stimulation was in-phase between the two hemispheres, followed by jittered phase and then anti-phase. These effects decayed in the first 120 milliseconds after stimulation offset.</td>
</tr>
<tr>
<td valign="top" align="left"><xref ref-type="bibr" rid="B63">Stecher and Herrmann (2018)</xref></td>
<td valign="top" align="left">Cz: 5 cm &#x00D7; 7cm<break/> Oz:<break/> 4.5 cm<sup>2</sup></td>
<td valign="top" align="left">1 mA</td>
<td valign="top" align="left">38 min (1-, 3-, 5-, and 10-min blocks and reverse order)</td>
<td valign="top" align="left">IAF</td>
<td valign="top" align="left">EEG, visual vigilance task</td>
<td valign="top" align="left">Yes, between-subjects</td>
<td valign="top" align="left">No increase in alpha power post stimulation compared to sham. Follow up analysis suggests that a mismatch between stimulation frequency (IAF determined at the start of the experiment) and IAF at the end of the experiment may partially explain the lack of power enhancement.</td>
</tr>
<tr>
<td valign="top" align="left"><xref ref-type="bibr" rid="B64">Stecher et al. (2021)</xref></td>
<td valign="top" align="left">Cz and Oz<break/> 5 cm &#x00D7; 7 cm</td>
<td valign="top" align="left">1 mA</td>
<td valign="top" align="left">20 min in total (150 8 s trains)</td>
<td valign="top" align="left">IAF (fixed) and closed-loop IAF</td>
<td valign="top" align="left">EEG,<break/> Visual detection task</td>
<td valign="top" align="left">Yes, between-subjects</td>
<td valign="top" align="left">Fixed IAF stimulation produced an increase in alpha power pre- versus post- stimulation compared to closed-loop IAF stimulation and sham. There was no phasic modulation of visual stimulus detection in any condition.</td>
</tr>
<tr>
<td valign="top" align="left"><xref ref-type="bibr" rid="B66">Str&#x00FC;ber et al. (2015)</xref></td>
<td valign="top" align="left">Cz and Oz<break/> 5 cm &#x00D7; 7 cm</td>
<td valign="top" align="left">Individually adjusted 0.76 &#x00B1; 0.30 mA in IAF session 0.88 &#x00B1; 0.37 mA in sham</td>
<td valign="top" align="left">600 1 s stimulation trains</td>
<td valign="top" align="left">IAF</td>
<td valign="top" align="left">EEG,<break/> Visual detection task</td>
<td valign="top" align="left">A control frequency (IAF &#x00D7; 3.1), within-subjects</td>
<td valign="top" align="left">No increase in alpha power post- versus pre-stimulation after short (1 s) trains of IAF stimulation in comparison to sham. No significant differences in performance in the visual detection task between conditions.</td>
</tr>
<tr>
<td valign="top" align="left"><xref ref-type="bibr" rid="B72">Vossen et al. (2015)</xref></td>
<td valign="top" align="left">PO7, PO9, PO8, and PO10<break/> 5 cm &#x00D7; 7 cm</td>
<td valign="top" align="left">Individually adjusted 1.35&#x2013;2 mA</td>
<td valign="top" align="left">22&#x2013;30 min &#x2013; depending on individual stimulation frequency</td>
<td valign="top" align="left">IAF &#x002A;determined once for all 4 sessions</td>
<td valign="top" align="left">EEG</td>
<td valign="top" align="left">Yes, within-subjects</td>
<td valign="top" align="left">Increased alpha power post-versus pre-long stimulation (8 s) trains in comparison with short stimulation trains (3 s) and sham. Increase in alpha power occurred irrespective of phase continuity between long stimulation trains.</td>
</tr>
<tr>
<td valign="top" align="left"><xref ref-type="bibr" rid="B75">Wilsch et al. (2018)</xref></td>
<td valign="top" align="left">T3 and T4: 4.18 cm<break/> Cz:5 cm &#x00D7; 7 cm</td>
<td valign="top" align="left">Individually adjusted</td>
<td valign="top" align="left">20 min per session</td>
<td valign="top" align="left">Speech envelope stimulation</td>
<td valign="top" align="left">EEG,<break/> Speech intelligibility task</td>
<td valign="top" align="left">Yes, within-subjects</td>
<td valign="top" align="left">Intelligibility of speech in noise was better when speech envelope tACS was applied in comparison with noise.<break/> 5.12 Hz sinusoidal fit described the modulation of sentence comprehension better than linear and quadratic fits. There was also a significant 5Hz peak in the average power spectrum post versus pre-stimulation.</td>
</tr>
<tr>
<td valign="top" align="left"><xref ref-type="bibr" rid="B76">Wischnewski et al. (2019)</xref></td>
<td valign="top" align="left">C3 T7/F3/Cz/P3<break/> &#x00D8; 1 cm</td>
<td valign="top" align="left">2 mA</td>
<td valign="top" align="left">15 min</td>
<td valign="top" align="left">20 Hz</td>
<td valign="top" align="left">EEG,<break/> TMS</td>
<td valign="top" align="left">No, but control condition was the placebo group</td>
<td valign="top" align="left">No increase in beta power or MEP amplitudes post &#x2013; versus pre-stimulation for participants who received an NMDAR antagonist (to block the cellular mechanism thought to underlie LTP) in comparison to a group that received a placebo.</td>
</tr>
<tr>
<td valign="top" align="left"><xref ref-type="bibr" rid="B77">Zaehle et al. (2010)</xref></td>
<td valign="top" align="left">PO9 and PO10<break/> 5 cm &#x00D7; 7 cm</td>
<td valign="top" align="left">Individually adjusted. 1.12 &#x00B1; 0.49 mA</td>
<td valign="top" align="left">10 min</td>
<td valign="top" align="left">IAF</td>
<td valign="top" align="left">EEG</td>
<td valign="top" align="left">Yes, between-subjects</td>
<td valign="top" align="left">Alpha power in the centro-parietal electrodes of the EEG increased post- versus pre-stimulation in the stimulation versus the sham group.</td>
</tr>
</tbody>
</table>
</table-wrap>
<p>Unlike other forms of non-invasive brain stimulation (e.g., Transcranial Magnetic Stimulation; TMS; or transcranial Direct Current Stimulation; tDCS) which change the overall polarity of the system, it is hypothesized that tACS increases or decreases the membrane potentials of the neurons in the stimulated region, making it more or less likely for depolarization or hyperpolarization to occur, respectively (<xref ref-type="bibr" rid="B71">V&#x00F6;r&#x00F6;slakos et al., 2018</xref>). Furthermore, tACS seems to modulate specific brain oscillations and could therefore be a powerful tool to investigate the functional relevance of specific brain oscillations (<xref ref-type="bibr" rid="B73">Vosskuhl et al., 2018</xref>). The unique ability of tACS to modulate oscillations could also be an advantage for clinical applications (see <xref ref-type="bibr" rid="B16">Elyamany et al., 2021</xref>, for a review of clinical studies utilizing tACS). It also has the benefits of being inexpensive, portable, and more tolerable than other non-invasive brain stimulation methods currently used in clinical studies (e.g., tDCS; see <xref ref-type="bibr" rid="B42">Matsumoto and Ugawa, 2017</xref>).</p>
<p>Studies utilizing tACS have shown modulation of perception in multiple sensory systems during stimulation (e.g., <xref ref-type="bibr" rid="B29">Helfrich et al., 2014a</xref>,<xref ref-type="bibr" rid="B30">b</xref>; <xref ref-type="bibr" rid="B58">Riecke et al., 2015</xref>; <xref ref-type="bibr" rid="B22">Gundlach et al., 2016</xref>; <xref ref-type="bibr" rid="B75">Wilsch et al., 2018</xref>). The effects during stimulation are referred to as &#x201C;online effects,&#x201D; while others demonstrate effects that last beyond the stimulation (referred to as &#x201C;offline effects&#x201D;). Two main mechanisms have been proposed to account for tACS effects &#x2013; entrainment and spike-timing dependent plasticity (STDP). Entrainment refers to the synchronization of the endogenous oscillation to another driving frequency; in this review, we refer to the stimulation frequency used in tACS as the &#x201C;driving frequency.&#x201D; STDP refers to plastic changes that occur based on relative timing of the stimulated frequency to the endogenous frequency. In this review, we critically evaluate the empirical evidence for each of these proposed mechanisms and highlight gaps and directions for future research. An understanding of these mechanisms may help inform research design choices in future tACS studies that assess the effects of specific frequencies.</p>
</sec>
<sec id="S3">
<title>Entrainment</title>
<p>Entrainment is defined as synchronization of an oscillating system to an external driving force, which coordinates the activity between rhythmic oscillations (<xref ref-type="bibr" rid="B68">Thut et al., 2011</xref>; <xref ref-type="bibr" rid="B39">Lakatos et al., 2019</xref>). The interaction between the internal oscillator and the external driving force is unidirectional; thus, only the internal oscillations are influenced by the external driving force and not vice versa. The frequency of the endogenous oscillations approximates the frequency of the external driving force until both rhythms become coupled (<xref ref-type="bibr" rid="B39">Lakatos et al., 2019</xref>).</p>
<p>Converging evidence for entrainment comes from animal and human studies that show correlations between behavioral performance and the phase of on-going neural frequencies. For example, <xref ref-type="bibr" rid="B24">Haegens et al. (2011)</xref> examined the relationship between the phase of alpha oscillations and neural firing in monkeys&#x2019; somatosensory, premotor, and motor regions while they performed a visuo-tactile discrimination task. The authors demonstrate that neural spiking was rhythmically related to the alpha oscillations with the highest firing rates at the peaks of the alpha cycle.</p>
<p>Although correlations between oscillations and functional consequences can provide important insights, it is difficult to establish the causal effects of the oscillations on performance as neural oscillations (the independent variables) are not directly manipulated. Therefore, using tACS as the external driving force can be a powerful tool to modulate specific frequencies and make causal inferences about neural and functional consequences (see <xref ref-type="bibr" rid="B32">Herrmann et al., 2016</xref>; <xref ref-type="bibr" rid="B73">Vosskuhl et al., 2018</xref>; <xref ref-type="bibr" rid="B10">Cabral-Calderin and Wilke, 2020</xref>, for reviews).</p>
<sec id="S3.SS1">
<title>Fixed Stimulation Frequency</title>
<p>A common approach for studying entrainment in tACS-studies is to administer tACS at a fixed frequency within the frequency band of interest for all participants of the study (e.g., 10 Hz for Alpha, and 20 Hz for Beta, as in <xref ref-type="bibr" rid="B38">Lafleur et al., 2021</xref>). Although all neural regions respond to all frequencies to some degree, there is evidence to suggest that specific corticothalamic networks have preferred frequencies (see <xref ref-type="bibr" rid="B59">Rosanova et al., 2009</xref>; <xref ref-type="bibr" rid="B50">Okazaki et al., 2021</xref>). Target regions for stimulation are chosen based on the regions that are a part of the functional neural network that is relevant for the research question. The preferred frequency of that region (i.e., the endogenous frequency) is chosen as the fixed stimulation frequency so that the endogenous frequency can synchronize to the applied frequency. Perceptual stimuli can then be presented at certain phases of an oscillation, and causal conclusions can be drawn based on differences in reported perception at different phases of that oscillation. Studies using this approach show that positive and negative oscillatory phase are generally associated with improved and impaired perception, respectively. For instance, <xref ref-type="bibr" rid="B58">Riecke et al. (2015)</xref> applied delta (4-Hz) stimulation while participants heard near-threshold click trains presented at different parts of the delta phase. They found that participants were better able to perceive click trains presented in the positive parts of the delta phase than those presented in the negative parts.</p>
<p>The lack of neural measures (e.g., EEG and MEG) to test the physiological effects of tACS in studies can sometimes limit interpretation of the neural basis of phasic modulation of behavior. In the ideal case, evidence for entrainment would come from studies that analyze behavioral and electrophysiological data during stimulation (which can help assess phase modulation during stimulation), as well as after stimulation (which can help assess the lasting effects of entrainment). Studies that do measure electrophysiological data during human tACS find a huge stimulation artifact which complicates data analysis. The artifact produced by tACS is difficult to filter out because the frequency of stimulation is often chosen to match the frequency of interest. Thus, if the artifact is not completely removed, it is likely that it would leave systematic noise that would also be consistent with evidence for neural entrainment. Although there have been several attempts to remove the stimulation artifact and analyze physiological data during stimulation (e.g., <xref ref-type="bibr" rid="B29">Helfrich et al., 2014a</xref>,<xref ref-type="bibr" rid="B30">b</xref>; <xref ref-type="bibr" rid="B46">Neuling et al., 2017</xref>), there is no consensus on whether any methods remove the stimulation artifact effectively (see <xref ref-type="bibr" rid="B49">Noury et al., 2016</xref>; <xref ref-type="bibr" rid="B48">Noury and Siegel, 2018</xref>).</p>
<p>Many researchers bypass the issue of stimulation artifact rejection by focusing on online behavioral effects (such as the phase dependent modulations of behavior described above) and/or offline physiological effects (referred to as &#x201C;aftereffects&#x201D;). Aftereffects may be, for example, an increase in post- versus pre-stimulation power (e.g., <xref ref-type="bibr" rid="B77">Zaehle et al., 2010</xref>; <xref ref-type="bibr" rid="B47">Neuling et al., 2013</xref>; <xref ref-type="bibr" rid="B33">Kasten et al., 2016</xref>), or an increase in phase coherence between two cortical regions (e.g., <xref ref-type="bibr" rid="B28">Helfrich et al., 2016</xref>; <xref ref-type="bibr" rid="B62">Schwab et al., 2019</xref>).</p>
<p>In studies that examine tACS aftereffects, there is mixed evidence for the effects of stimulation on specific oscillatory frequencies when stimulating with a fixed frequency. For example, <xref ref-type="bibr" rid="B27">Harada et al. (2020)</xref> found that performance on a visuomotor learning task improved after 10-Hz alpha stimulation in comparison with a 20-Hz stimulation and sham conditions. However, they did not find aftereffects for either stimulation condition which complicates the interpretation of their data. <xref ref-type="bibr" rid="B45">Neuling et al. (2012)</xref> found an increase in post- versus pre-stimulation alpha power when participants were stimulated with 10-Hz alpha stimulation; whereas <xref ref-type="bibr" rid="B38">Lafleur et al. (2021)</xref> did not find any increases in power in the alpha or beta frequency range after stimulating with 10 Hz and 20 Hz, respectively. The authors note some potential reasons for the lack of aftereffects in their study and the varying results in tACS-studies; among these reasons is the match between stimulation frequency and the peak of the individuals&#x2019; endogenous frequency. In the following section, we highlight the possible importance of matching the stimulation frequency to the endogenous frequency of the individual in order to achieve entrainment (<xref ref-type="bibr" rid="B53">Pikovsky et al., 2002</xref>; <xref ref-type="bibr" rid="B2">Ali et al., 2013</xref>).</p>
</sec>
<sec id="S3.SS2">
<title>Individual Frequency Stimulation</title>
<p><xref ref-type="bibr" rid="B53">Pikovsky et al. (2002)</xref> suggest that, at low stimulation intensities, external stimulation is more likely to entrain ongoing oscillations if the external frequency matches the frequency of the ongoing oscillation. For example, <xref ref-type="bibr" rid="B44">Negahbani et al. (2019)</xref> applied tACS at several frequencies and intensities, including the individual alpha frequency (IAF), while they measured activity in the posterior parietal cortex of awake ferrets. They found that matching the endogenous frequency with the stimulation frequency produced phase-locking of neural spikes, even at low stimulation intensities. In contrast, stimulation frequencies adjacent to the endogenous frequency required greater stimulation intensities to produce similar phase-locking of neural spikes.</p>
<p>In contrast to animal studies, the young field of tACS research still lacks systematic human studies using an extensive range of frequencies and intensities to map out the parameter space. One approach to mapping out the parameter space is to utilize physiologically plausible computational models. For instance, <xref ref-type="bibr" rid="B2">Ali et al. (2013)</xref> used a large-scale cortical network model of spiking neurons to investigate the relationship between stimulation frequency and intensity of stimulation. Their model demonstrates that regions of high-synchrony between tACS and endogenous brain rhythms follow an upside-down triangular shape, referred to as the &#x201C;Arnold tongue&#x201D; (see <xref ref-type="fig" rid="F2">Figure 2</xref>). If the stimulation intensity is very low, the frequency of the endogenous oscillator (referred to as the eigenfrequency; <xref ref-type="bibr" rid="B70">Veniero et al., 2015</xref>) and the applied frequency of the external driving force must be close to each other to achieve entrainment. If the stimulation intensity is higher, the external driving force could entrain the endogenous oscillations despite a mismatch between the endogenous frequency and the stimulation frequency. However, entrainment may not occur with greater mismatches between the endogenous and external frequencies. Therefore, the Arnold tongue suggests that stimulating with the individual&#x2019;s endogenous frequency would be the optimal for producing entrainment.</p>
<fig id="F2" position="float">
<label>FIGURE 2</label>
<caption><p>Arnold tongue with phase dynamics of synchronization adapted from <xref ref-type="bibr" rid="B53">Pikovsky et al. (2002)</xref>. <bold>(A)</bold> Arnold tongue, with colored regions representing values for phase-locking between stimulation frequency and endogenous frequency. If an intrinsic oscillator is stimulated by an external driving force near its eigenfrequency (indicated by &#x201C;1:1&#x201D;), the external force will entrain/synchronize the endogenous oscillator to the frequency of the external driving force. Both oscillators are highly phase-locked; the phase difference is constant [indicated in <bold>(B)</bold> by &#x201C;1&#x201D;]. Greater stimulation intensities are required to synchronize the endogenous oscillator when the stimulation frequency is further from the endogenous frequency of the oscillator. This is illustrated by the wider synchronization region for higher stimulation intensities as compared with low stimulation intensities, thus forming the typical triangular shape of the Arnold tongue. Synchronization can also appear at harmonics and subharmonics of the endogenous frequency (e.g., 2:1 and 1:2). On the border of an Arnold tongue, the phase difference between external driving force and endogenous oscillation is discontinuous and alternately shows jumps and epochs with synchronous behavior [<bold>(B)</bold> &#x201C;2&#x201D;]. Further away from the border, the phase difference tends to increase uniformly [<bold>(B)</bold> &#x201C;3&#x201D;].</p></caption>
<graphic mimetype="image" mime-subtype="tiff" xlink:href="fnsys-16-827353-g002.tif"/>
</fig>
<p>In addition to an Arnold tongue centered on the endogenous frequency, <xref ref-type="bibr" rid="B2">Ali et al.&#x2019;s (2013)</xref> model suggests that there are also Arnold tongues centered on the harmonics of the endogenous frequency (e.g., 1:2 or 2:1 as illustrated by the inverted triangles in <xref ref-type="fig" rid="F2">Figure 2A</xref>). Furthermore, the frequency range that is entrained by the stimulation increases with higher intensity stimulation.</p>
<p>Supporting evidence for <xref ref-type="bibr" rid="B2">Ali et al.&#x2019;s (2013)</xref> model also comes from several studies that correlate the size of tACS aftereffects with the match between the stimulation and endogenous frequencies. For instance, <xref ref-type="bibr" rid="B34">Kasten et al. (2019)</xref> showed that the match between stimulation frequency in the alpha band and IAF correlates with the size of the aftereffect. Furthermore, a mismatch between stimulation frequency and IAF over the course of the experiment also accounted for the lack of aftereffects in some conditions. Similarly, while <xref ref-type="bibr" rid="B63">Stecher and Herrmann (2018)</xref> reported a lack of alpha-power enhancement after stimulating participants with their IAF, when analyzing the IAF from the last observational window they found that the stimulation frequency matched the IAF in only 20 out of 44 participants by the end of the experiment. In a follow-up analysis, they found that a mismatch between the IAF and the stimulation frequency might explain the lack of tACS aftereffects in their study.</p>
<p>In contrast to the studies outlined above, a mismatch between the stimulation frequency and the endogenous frequency during, or at the end of, an experiment does not always account for the lack of effects observed (e.g., <xref ref-type="bibr" rid="B1">Ahn et al., 2019</xref>). Furthermore, a few studies have shown an inverse relationship between aftereffects and deviation between stimulation frequency and IAF (e.g., <xref ref-type="bibr" rid="B72">Vossen et al., 2015</xref>). However, as several parameters differ between these experiments, it is difficult to ascertain whether a mismatch between the stimulation frequency and the endogenous frequency would account for differences in aftereffects if all other parameters were equal. These mixed results highlight the need for systematic studies that specifically explore the relationship between the stimulation and endogenous frequencies and tACS effects.</p>
</sec>
<sec id="S3.SS3">
<title>Closed-Loop Stimulation</title>
<p>In the previous section, we discussed how a mismatch between the endogenous frequency and the stimulation frequency may produce weaker entrainment effects. However, adding complexity to the issue, there is also evidence that the endogenous frequency within the individual shifts over time (<xref ref-type="bibr" rid="B23">Haegens et al., 2014</xref>; <xref ref-type="bibr" rid="B6">Benwell et al., 2019</xref>). <xref ref-type="bibr" rid="B6">Benwell et al. (2019)</xref> demonstrated that endogenous frequency determined at the start of an experiment may not match with the endogenous frequency over the entire course of the experiment. Based on the assumptions of the Arnold tongue (<xref ref-type="bibr" rid="B2">Ali et al., 2013</xref>) at low stimulation intensities a match between the stimulation frequency and endogenous frequency produces maximal entrainment effects. However, if the endogenous frequency is measured at the start of an experiment to determine the stimulation frequency and then the endogenous frequency shifts over time, there would be an increasing mismatch between the stimulation frequency and endogenous frequency over the course of the experiment.</p>
<p>In order to address the mismatch between the stimulation frequency determined at the start of the experiment and the endogenous frequency during the course of the experiment, <xref ref-type="bibr" rid="B64">Stecher et al. (2021)</xref> used a &#x201C;closed-loop&#x201D; stimulation approach. The authors compared aftereffects from a sham condition to stimulation conditions with IAF determined either at the start of the experiment, or measured and updated throughout the experiment (i.e., closed-loop stimulation). During both stimulation conditions, the authors applied 8 s of tACS, followed by 8-s breaks in which they recorded EEG. In the closed-loop condition, data from the breaks were used to calculate the IAF and update the frequency for the next 8 s of stimulation. In order to test for behavioral effects of entrainment during stimulation, participants were required to detect near-threshold light that was presented in four different phases of the stimulation sine wave.</p>
<p>Contrary to <xref ref-type="bibr" rid="B64">Stecher et al.&#x2019;s (2021)</xref> hypothesis, the closed-loop protocol did not produce significantly stronger aftereffects as compared with the fixed IAF stimulation or the sham condition. However, there was a significantly stronger aftereffect for the fixed IAF stimulation condition as compared with sham. Furthermore, the authors did not find modulations of near-threshold light detection in either of the stimulation conditions compared with the sham condition. The authors suggest that this lack of behavioral modulation as a function of phase may be due to inclusion of only four bins, which <xref ref-type="bibr" rid="B78">Zoefel et al. (2019)</xref> suggest may be too few to observe phasic modulations given the number of trials included in the experiment. A similar study with a larger number of phase bins, or an analysis of artifact-free data during stimulation, may provide a clearer picture of whether entrainment occurred during either of the stimulation conditions.</p>
<p><xref ref-type="bibr" rid="B64">Stecher et al. (2021)</xref> also discussed the challenges to obtaining an accurate estimate of the IAF from short recordings that are contaminated with artifacts. They suggest that future closed-loop designs may benefit from advanced online EEG artifact rejection methods, as these may allow for a better approximation of the shifting endogenous frequencies. Although their study does not provide compelling evidence for adapting the tACS stimulation frequency throughout the experiment, it highlights specific considerations and avenues for future closed-loop tACS research.</p>
<p>In contrast to the closed-loop approach utilized in <xref ref-type="bibr" rid="B64">Stecher et al. (2021)</xref>, the closed-loop approach has also been used to trigger the onset of tACS based on the state of the neural system (e.g., <xref ref-type="bibr" rid="B40">Lustenberger et al., 2016</xref>; <xref ref-type="bibr" rid="B35">Ketz et al., 2018</xref>). For instance, <xref ref-type="bibr" rid="B40">Lustenberger et al. (2016)</xref> used the closed-loop approach to detect (in real time) transient rhythmic activity (called sleep spindles) during sleep and motor memory. The sleep spindle consisted of five peaks above the threshold of zero in the 11&#x2013;16-Hz range. Once the threshold had been met, tACS stimulation was applied for 1.5 s and there was a lag of 5 s before the next threshold measurement was assessed. Using this approach, the authors found a selective enhancement in the sleep spindle activity post stimulation. Furthermore, they found an enhanced motor memory performance post- versus pre-stimulation, and this correlated with elevated spindle activity. Lustenberger et al. also found that the increase in spindle activity post- versus pre-sleep in the sham condition was also correlated with performance on the motor memory task, suggesting that there is a relationship between spindle activity and cognition. Studies such as these demonstrate the utility of a closed-loop approach, not only in tracking shifting endogenous frequencies but also in timing stimulation based on endogenous frequencies.</p>
<p>A similar closed-loop approach has also been implemented in the TMS literature. Here the ongoing EEG is used to trigger TMS at specific phases of the EEG (e.g., <xref ref-type="bibr" rid="B80">Zrenner et al., 2018</xref>; also see <xref ref-type="bibr" rid="B79">Zrenner et al., 2016</xref>, for a discussion of different conceptual feedback loops in TMS research). TMS and tACS have also been combined to examine phase-dependent modulation of the motor evoked potential (MEP), which is thought to be a measure of corticospinal excitability. For example, <xref ref-type="bibr" rid="B55">Raco et al. (2016)</xref> applied 20-Hz stimulation over the primary motor cortex and applied TMS in four different phases of the ongoing tACS (0, 90, 180, and 270). They found phase-dependent modulation of the MEP, suggesting that the neural state during stimulation is important for accounting for variations in MEPs. The results also illustrate that closed-loop tACS and TMS approaches can be promising avenues for investigating neural entrainment effects.</p>
</sec>
</sec>
<sec id="S4">
<title>Spike-Timing Dependent Plasticity</title>
<p>Effects that outlast tACS stimulation have also been proposed to reflect spike-timing dependent plasticity (STDP), which is dependent on the timing of synaptic events (see <xref ref-type="fig" rid="F3">Figure 3A</xref>). Synaptic strength is thought to increase when pre-synaptic spikes occur prior to the post-synaptic spikes (referred to as long-term potentiation, LTP). Conversely, when post-synaptic spikes occur prior to pre-synaptic spikes, synapses are thought to be weakened (referred to as long-term depression, LTD; <xref ref-type="bibr" rid="B7">Bi and Poo, 1998</xref>; <xref ref-type="bibr" rid="B14">Dan and Poo, 2006</xref>; <xref ref-type="bibr" rid="B12">Caporale and Dan, 2008</xref>). STDP has been studied at multiple levels; STDP was initially examined in cell cultures, brain slices, and <italic>in vivo</italic>&#x2013; these studies showed that the order of pre- versus post-cellular events, or neural spikes can give rise to LTP or LTD (see <xref ref-type="bibr" rid="B14">Dan and Poo, 2006</xref>, for detailed review).</p>
<fig id="F3" position="float">
<label>FIGURE 3</label>
<caption><p>Spike-timing dependent plasticity (STDP) figures adapted from <xref ref-type="bibr" rid="B77">Zaehle et al. (2010)</xref>. <bold>(A)</bold> The classic STDP curve, as described in <xref ref-type="bibr" rid="B7">Bi and Poo (1998)</xref>, which illustrates that the size and direction of plasticity is determined by the order of pre- and post-synaptic events. The orange box illustrates an example of a post-synaptic spike (in orange) that occurs before a pre-synaptic spike (in blue), leading to a weakening of the synaptic strength that is referred to as long-term depression (LTD). The blue box illustrates an example of a pre-synaptic spike (in blue) which precedes a post-synaptic spike (in orange), leading to a strengthening of the synapse that is referred to as long-term potentiation (LTP). <bold>(B)</bold> A hypothetical neural network in which an excitatory driving neuron (in blue) has feedback loops with neurons in a hidden layer of the neural network (in orange). The <italic>x</italic>-axis on the graph shows the time taken for a complete feedback loop &#x2013; or the total synaptic delay in milliseconds (&#x0394;t), and the <italic>y</italic>-axis shows the synaptic weights in arbitrary units (a.u.). The gray dots in the graph show the synaptic weights for recurrent loops with synaptic delays ranging from &#x223C;40&#x2013;120 ms prior to tACS. The random distribution of synaptic weights suggests that all loops have roughly equal weighting. If the driving neuron is stimulated with repetitive input (10-Hz spike trains in this example), the strength of the neural response of each loop depends on the total synaptic delay of the loop (this can also be referred to in terms of the neural resonance frequency, for example, &#x0394;t = &#x223C;100 ms = 10-Hz resonance frequency). Post-stimulation synaptic weights are illustrated in black dots; these show that synaptic weights increased for feedback loops with resonance frequencies between &#x223C;12 Hz (&#x0394;t = &#x223C;80 ms) and 10 Hz (&#x0394;t = &#x223C;100 ms). Note that although potentiation can be observed from &#x0394;t = &#x223C;60 ms, it is only higher than the pre-stimulation baseline synaptic weights (represented by the horizontal gray line at 4 &#x00D7; 10<sup>4</sup> synaptic weights) from &#x0394;t &#x003E; 80 ms. The highest synaptic weights are observed for feedback loops with a resonance frequency that is close to the stimulation frequency (10 Hz/&#x0394;t = &#x223C;100 ms), and synaptic weights are diminished for loops with higher resonance frequencies.</p></caption>
<graphic mimetype="image" mime-subtype="tiff" xlink:href="fnsys-16-827353-g003.tif"/>
</fig>
<p>Plasticity that appears like STDP established in animal models has also been demonstrated in the human motor cortex through the use of paired associative stimuli (PAS). For instance, <xref ref-type="bibr" rid="B65">Stefan et al. (2002)</xref> paired TMS stimulation with repetitive stimulation of the right medial nerve. Response to the stimulation (the MEP) was then measured via electromyography (EMG). Consistent with the principles of STDP, the MEP was potentiated when the electrical stimulation was presented before the TMS pulse, whereas the MEP was reduced when the TMS pulse was presented before the electrical stimulation. Furthermore, when the PAS procedure was conducted when participants were given a <italic>N</italic>-methyl-d-aspartate (NMDA) receptor antagonist that is thought to inhibit LTP, there was no potentiation of the MEP. These results suggest that STDP can be measured indirectly in humans.</p>
<p>Evidence for STDP in tACS studies comes from <xref ref-type="bibr" rid="B77">Zaehle et al. (2010)</xref>, who were the first to use EEG to investigate the physiological effects of tACS. They administered IAF stimulation over the occipital cortex while recording EEG before, during, and after tACS. The authors were unable to analyze the EEG during tACS as it was contaminated with the stimulation artifact. However, analysis of the pre- and post-stimulation EEG data showed that alpha power increased significantly after stimulation in the stimulation group compared with a sham group. The authors proposed that STDP may be the underlying mechanism of the observed power difference in their experiment.</p>
<p><xref ref-type="bibr" rid="B77">Zaehle et al. (2010)</xref> supported their STDP hypothesis with a proof-of-concept computational model (see <xref ref-type="fig" rid="F3">Figure 3B</xref>). Their model consists of a single excitatory neuron with feedback connections, and feedback loops that take different durations to complete (between 20&#x2013;160 ms; a subset of these durations, 40&#x2013;120 ms, is illustrated in <xref ref-type="fig" rid="F3">Figure 3B</xref>). When the driving neuron receives excitatory input (e.g., tACS) at 10 Hz, there are increased synaptic weights for feedback loops that take slightly less than 100 ms (illustrated by the blue box in <xref ref-type="fig" rid="F3">Figure 3B</xref>). This is because a pre-synaptic &#x201C;spike&#x201D; from a neuron in a loop reaches the driving neuron prior to the next synaptic &#x201C;spike&#x201D; that is delivered from external stimulation. This model suggests that stimulation frequencies that are at or slightly lower than the resonance (or endogenous) frequency of the feedback loop would lead to synaptic strengthening (i.e., LTP); this is illustrated by the peak synaptic weights for feedback loops that take just under 100 ms in <xref ref-type="fig" rid="F3">Figure 3B</xref>. If the stimulation frequency is higher than the endogenous frequency, then the post-synaptic spike on the driving neuron would arrive prior to the pre-synaptic spike from the external stimulation, and lead to a weakening of the synapse (i.e., LTD). In the model, this latter case leads to the synaptic weights summing to zero. The proposed STDP mechanism converges with effects observed in animal models which have been reviewed extensively (see <xref ref-type="bibr" rid="B14">Dan and Poo, 2006</xref>; <xref ref-type="bibr" rid="B12">Caporale and Dan, 2008</xref>; <xref ref-type="bibr" rid="B41">Markram et al., 2012</xref>).</p>
<p><xref ref-type="bibr" rid="B72">Vossen et al. (2015)</xref> built on the STDP model illustrated in <xref ref-type="bibr" rid="B77">Zaehle et al. (2010)</xref>. While Zaehle et al.&#x2019;s model treats all resonance frequencies with equal weight (illustrated by the gray dots in <xref ref-type="fig" rid="F3">Figure 3B</xref>), <xref ref-type="bibr" rid="B72">Vossen et al. (2015)</xref> explicitly incorporated the assumption that greater synaptic weights would be assigned to feedback loops with resonance frequencies corresponding to preferred frequencies of the neural network (i.e., the endogenous frequency such as the IAF). The adapted model by <xref ref-type="bibr" rid="B72">Vossen et al. (2015)</xref> accounts for their experimental results, which showed a positive correlation between the mismatch of the stimulation frequency (specifically, a lower stimulation frequency than the IAF) and the magnitude of the aftereffect relative to sham. However, the authors note that their proposed modified version of the STDP model remains to be systematically tested.</p>
<p><xref ref-type="bibr" rid="B76">Wischnewski et al. (2019)</xref> were the first to provide more direct empirical support for STDP in a human tACS study. The authors gave participants either a placebo or a NMDA receptor antagonist to inhibit excitatory STDP (i.e., LTP). Participants were then stimulated with 20-Hz beta tACS targeting the motor cortex. Participants who received the placebo had an increase in power in the beta frequency band post- versus pre-stimulation, whereas participants that received the NMDA receptor antagonist did not exhibit the aftereffect. As blocking the cellular mechanism thought to underlie excitatory STDP connections seems to inhibit an aftereffect, these results could support the idea that STDP may be the underlying mechanisms of aftereffects observed in tACS studies. Wider applications of this technique may be useful to assess the role of STDP for aftereffects in frequencies other than beta.</p>
<p>Aftereffects have also been demonstrated across a variety of tasks and with different stimulation frequencies (see <xref ref-type="bibr" rid="B70">Veniero et al., 2015</xref>, for a comprehensive review of aftereffects). However, the heterogeneity of research designs across different studies can complicate and sometimes limit the interpretation of the aftereffects. For instance, <xref ref-type="bibr" rid="B45">Neuling et al. (2012)</xref> showed an aftereffect of alpha post- versus pre-stimulation. However, as there is evidence to suggest that alpha power naturally increases over time (<xref ref-type="bibr" rid="B6">Benwell et al., 2019</xref>), the aftereffect reported in Neuling et al.&#x2019;s experiment may not be solely due to the tACS. The inclusion of pre- versus post-EEG measurements for a sham condition would be beneficial to examine whether observed aftereffects are due to stimulation or natural fluctuations in alpha power. <xref ref-type="bibr" rid="B47">Neuling et al. (2013)</xref> subsequently addressed this gap in a similar study in which they included a sham condition and administered IAF stimulation while participants had their eyes open versus closed. The authors found a sustained aftereffect in the alpha band in the eyes-open condition for 30 min, but not in the eyes-closed or sham conditions. These results may suggest the state of the network being stimulated also plays an important role on whether aftereffects are observed or not.</p>
<p>Most studies that report tACS aftereffects report that the effects were sustained for the duration recorded. For instance, <xref ref-type="bibr" rid="B47">Neuling et al. (2013)</xref> recorded EEG for 30 min after stimulation and found an increase in power in the eyes-open condition for the entire 30 min recorded. Therefore, it is uncertain how long the aftereffect lasted, and if or when it decayed. To examine the time course of aftereffects, <xref ref-type="bibr" rid="B33">Kasten et al. (2016)</xref> conducted an EEG-tACS study in which they continued recording EEG for 90 min after IAF stimulation. They found that alpha power was significantly higher in the stimulation condition than the sham for 70 min. After 70 min, alpha power in the sham condition increased, and diminished the difference between the sham and stimulation groups.</p>
<p>Similar to <xref ref-type="bibr" rid="B33">Kasten et al.&#x2019;s (2016)</xref> finding of increased alpha power over time, <xref ref-type="bibr" rid="B6">Benwell et al. (2019)</xref> also reported an increase in alpha power over the course of an experiment. They measured and analyzed EEG for an hour in a visual line bisection task and in simple discrimination tasks. Participants&#x2019; IAFs reduced in frequency across time, at an average rate of 0.2 Hz per hour (and up to 2 Hz per hour within some individuals). The authors cautioned that these fluctuations, while they may seem small, are not negligible; indeed, many of the changes in frequencies that have been associated with cognitive and perceptual performance are within the range of the variations reported by Benwell et al. These fluctuations highlight the complexity of the underlying system dynamics. As the system being stimulated is not stationary, we need a more thorough understanding of the variables that interact with the effects of the stimulated frequency. <xref ref-type="bibr" rid="B33">Kasten et al. (2016)</xref> suggest that it would be appropriate to compare aftereffects in stimulation conditions to aftereffects in a sham condition rather than the power in a pre-stimulation block, as the latter would not account for natural increases in alpha power over time. A sham-condition comparison would certainly help unpack some of the results if the rate of fluctuation is consistent across participants. While many studies use between-subjects designs and allocate participants into stimulation and sham groups (e.g., <xref ref-type="bibr" rid="B63">Stecher and Herrmann, 2018</xref>), as Benwell et al. show, the fluctuations in alpha vary between individuals. Therefore, a within-subject design might provide a better comparison than between subjects. However, further studies are required to assess whether the rate of fluctuation within participants is consistent over time and across different experimental tasks.</p>
</sec>
<sec id="S5">
<title>Are Entrainment and Spike-Timing Dependent Plasticity Mutually Exclusive?</title>
<p>Online effects of stimulation are typically attributed to neural entrainment (e.g., <xref ref-type="bibr" rid="B58">Riecke et al., 2015</xref>). However, offline effects (i.e., aftereffects) observed in tACS studies are discussed as evidence for both entrainment and STDP (e.g., <xref ref-type="bibr" rid="B77">Zaehle et al., 2010</xref>; <xref ref-type="bibr" rid="B45">Neuling et al., 2012</xref>; <xref ref-type="bibr" rid="B72">Vossen et al., 2015</xref>). It is unclear whether either mechanism alone can explain tACS aftereffects, or whether a combined account is necessary. The following section discusses the evidence for each of these alternatives.</p>
<sec id="S5.SS1">
<title>Entrainment Without Spike-Timing Dependent Plasticity</title>
<p>Animal studies of entrainment have shown that low intensity sinusoidal current can synchronize neuronal spiking activity to the stimulated frequency (e.g., <xref ref-type="bibr" rid="B20">Fr&#x00F6;hlich and McCormick, 2010</xref>; <xref ref-type="bibr" rid="B52">Ozen et al., 2010</xref>), but do not produce aftereffects (see <xref ref-type="bibr" rid="B57">Reato et al., 2013</xref>, for discussion). <xref ref-type="bibr" rid="B66">Str&#x00FC;ber et al. (2015)</xref> point out that the studies in animal models did not aim to investigate aftereffects, and suggest that the discrepancy between shorter stimulation durations in animal versus human studies may account for the lack of aftereffects. Consistent with this hypothesis, Str&#x00FC;ber et al. did not find any aftereffects in a human EEG study using short (1-s) stimulation trains, consistent with the durations used in studies in animal models. These results converge with data from <xref ref-type="bibr" rid="B72">Vossen et al. (2015)</xref> who also did not find aftereffects when they applied stimulation trains of 3 s. In contrast, they did find aftereffect when they applied stimulation trains of 8 s. Taken together, these data suggest that there may be a critical duration of stimulation required to produce aftereffects.</p>
<p>As animal studies illustrate that entrainment is possible with short stimulation durations, it is possible that entrainment might have occurred in both <xref ref-type="bibr" rid="B66">Str&#x00FC;ber et al.&#x2019;s (2015)</xref> and <xref ref-type="bibr" rid="B72">Vossen et al.&#x2019;s (2015)</xref> experiments, and that entrainment can occur without aftereffects (and by extension STDP). However, neither study presents direct evidence of entrainment (i.e., online phasic modulation of electrophysiological or behavioral data). Furthermore, <xref ref-type="bibr" rid="B64">Stecher et al. (2021)</xref> did not find evidence for phase-dependent modulations of near-threshold visual-stimulus detection (i.e., behavioral evidence for entrainment), despite using similar stimulation duration as (<xref ref-type="bibr" rid="B72">Vossen et al., 2015</xref>) (i.e., 8 s stimulation trains). <xref ref-type="bibr" rid="B64">Stecher et al. (2021)</xref> suggest that their results may be due to an insufficient number of phase bins utilized in the study (see <xref ref-type="bibr" rid="B78">Zoefel et al., 2019</xref>). Assessing online electrophysiological and/or behavioral consequences of short stimulation durations could help bridge the gap between animal studies and human studies that typically use longer stimulation durations (e.g., <xref ref-type="bibr" rid="B45">Neuling et al., 2012</xref>; <xref ref-type="bibr" rid="B29">Helfrich et al., 2014a</xref>,<xref ref-type="bibr" rid="B30">b</xref>). The results of these future studies would help discern whether entrainment is possible without STDP.</p>
</sec>
<sec id="S5.SS2">
<title>Spike-Timing Dependent Plasticity Without Entrainment</title>
<p>In contrast to online effects of tACS, that are thought to be driven by entrainment, offline effects are discussed as if they are driven by both entrainment (e.g., <xref ref-type="bibr" rid="B45">Neuling et al., 2012</xref>) and STDP (e.g., <xref ref-type="bibr" rid="B77">Zaehle et al., 2010</xref>). This is likely due to the idea that entrainment may not disappate immediately, and thus it may be possible to observe entrainment effects for a brief period after stimulation (<xref ref-type="bibr" rid="B25">Halbleib et al., 2012</xref>; <xref ref-type="bibr" rid="B26">Hanslmayr et al., 2014</xref>).</p>
<p><xref ref-type="bibr" rid="B72">Vossen et al. (2015)</xref> showed that entrainment may not be required to produce tACS aftereffects. They applied short durations of IAF tACS with short breaks of an equal duration. They ran four conditions: short/phase continuous (i.e., synchronized phase) with 3 s of stimulation and 3 s of break; long/phase continuous with 8 s of stimulation and 8 s of break; long/phase discontinuous (i.e., asynchronized phase) with 8 s of stimulation and 8 s of break, and phase angle changes of 0, 90, 180, or 270&#x00B0; between trains of stimulation; and a sham condition with only one train of stimulation at the start of the experiment.</p>
<p>As entrainment involves synchronization of the endogenous frequency to the stimulated frequency (which involves phase alignment), it is hypothesized that keeping the phase consistent between stimulation trains would facilitate entrainment. In contrast, changing the phase angle between stimulation trains is thought to disrupt entrainment but not STDP because changing the phase angle does not change the stimulation frequency. <xref ref-type="bibr" rid="B72">Vossen et al. (2015)</xref> compared pre- versus post-stimulation EEG and found a significant increase in alpha power after the long stimulation train conditions, in comparison with short stimulation trains and sham. The increased aftereffect was observed irrespective of the continuity of phase, suggesting that entrainment is not required for aftereffects.</p>
<p><xref ref-type="bibr" rid="B72">Vossen et al. (2015)</xref> determined the IAF in the first of four sessions and used it as the stimulation frequency in all four sessions. As the individual frequencies were only determined once, <xref ref-type="bibr" rid="B72">Vossen et al. (2015)</xref> also examined the difference between the stimulation frequency and the IAF during each session; in most cases, the stimulation frequency was slightly below the IAF. Furthermore, the mismatch between the stimulation frequency and IAF was positively correlated with the magnitude of the aftereffect in the stimulation condition, relative to sham condition. <xref ref-type="bibr" rid="B72">Vossen et al.&#x2019;s (2015)</xref> result suggests that a match between stimulation frequency and IAF (i.e., the endogenous frequency) may not be required to produce aftereffects (cf. <xref ref-type="bibr" rid="B63">Stecher and Herrmann, 2018</xref>; <xref ref-type="bibr" rid="B34">Kasten et al., 2019</xref>).</p>
<p>In another analysis, <xref ref-type="bibr" rid="B72">Vossen et al. (2015)</xref> compared the phase during intervals between stimulation with the phase of the stimulation train (i.e., the phase locking value), and did not find evidence for phase locking during the intervals. Lack of phase locking suggests that the effects of entrainment do not seem to last beyond the stimulation duration (assuming entrainment did occur during stimulation). <xref ref-type="bibr" rid="B72">Vossen et al.&#x2019;s (2015)</xref> finding of aftereffects in the alpha band irrespective of phase continuity in stimulation trains, in conjunction with lack of phase locking during intervals between stimulation, seem to suggest that plasticity (perhaps STDP), and not entrainment, might be sufficient to produce tACS aftereffects.</p>
<p>There are also alternative interpretations of <xref ref-type="bibr" rid="B72">Vossen et al.&#x2019;s (2015)</xref> findings. It is possible that their novel intermittent-stimulation procedure did not provide sufficient time for entrainment to occur. Most tACS studies use stimulation periods in the order of minutes (e.g., <xref ref-type="bibr" rid="B77">Zaehle et al., 2010</xref>; <xref ref-type="bibr" rid="B45">Neuling et al., 2012</xref>; <xref ref-type="bibr" rid="B29">Helfrich et al., 2014a</xref>,<xref ref-type="bibr" rid="B30">b</xref>; <xref ref-type="bibr" rid="B33">Kasten et al., 2016</xref>). In theory, this would provide many more oscillation cycles for entrainment to occur, which may in turn lead to aftereffects that are driven by both entrainment and STDP. However, this explanation does not undermine the finding that STDP may be sufficient to account for tACS aftereffects at short stimulation durations. A direct comparison of <xref ref-type="bibr" rid="B72">Vossen et al.&#x2019;s (2015)</xref> results with longer continuous tACS would enable the assessment of whether entrainment could explain aftereffects using typical study durations. Furthermore, a systematic investigation of stimulation durations using (<xref ref-type="bibr" rid="B72">Vossen et al.&#x2019;s 2015</xref>) novel paradigm could help track the time course in which phase-synchronous stimulation (and by extension entrainment) does modulate aftereffects compared with asynchronous phase stimulation.</p>
<p>In another line of logic, if tACS aftereffects are not associated with the specific neural oscillation, then stimulation aftereffects should be present for a wide range of frequencies (i.e., irrespective of the stimulated frequency). <xref ref-type="bibr" rid="B36">Kleinert et al. (2017)</xref> targeted the fronto-parietal sites of participants with bifocal 5-Hz theta stimulation that was either in-phase or anti-phase between hemispheres. They found no increase in theta power post- versus pre-stimulation. Instead, they found that alpha power decreased in the sham condition, but there was no such decrease in alpha power post- versus pre-theta stimulation. As alpha power seems to be differently modulated across individuals over time (<xref ref-type="bibr" rid="B6">Benwell et al., 2019</xref>), it is worth examining whether Kleinert et al.&#x2019;s effects are replicable across different studies. In particular, future studies can help determine whether frequencies besides those in the alpha band also vary across time, and if they are also modulated when they are not stimulated/a part of the functional network that is stimulated.</p>
<p>Frequency-independent effects have also been observed when Transcranial Random Noise stimulation (tRNS), another form of non-invasive alternating current, has been applied. TRNS involves applying alternating current at a random range of frequencies and intensities (e.g., <xref ref-type="bibr" rid="B67">Terney et al., 2008</xref>). <xref ref-type="bibr" rid="B21">Ghin et al. (2021)</xref> found that tRNS applied in random frequencies ranging from 100&#x2013;600 Hz produced aftereffects in the gamma frequency range. Others report that tRNS increases overall excitability, which is assessed via the magnitude of MEPs recorded post-stimulation (e.g., <xref ref-type="bibr" rid="B13">Chaieb et al., 2011</xref>). <xref ref-type="bibr" rid="B4">Antal and Herrmann (2016)</xref> suggest that tRNS effects may be attributed to modulation of ion channels and/or the noise raising the peaks of sub-threshold neural oscillations above the threshold for firing (mechanism referred to as stochastic resonance), rather than neural entrainment. Therefore, tRNS effects may support the notion STDP is possible without entrainment.</p>
</sec>
<sec id="S5.SS3">
<title>Both Entrainment and Spike-Timing Dependent Plasticity</title>
<p>In contrast to stimulation effects that are unrelated to the stimulated frequency which are outlined above, if tACS aftereffects are associated with entrainment effects, they should occur only in a narrow range of frequencies (including harmonics and subharmonics, as described by <xref ref-type="bibr" rid="B2">Ali et al., 2013</xref>), and with frequencies that are coupled (i.e., phase synchronized; see <xref ref-type="bibr" rid="B17">Engel et al., 2013</xref>, for a review; also see <xref ref-type="bibr" rid="B68">Thut et al., 2011</xref>; <xref ref-type="bibr" rid="B70">Veniero et al., 2015</xref>). The majority of studies that report aftereffects have outlined frequency-specific offline effects of stimulation (e.g., <xref ref-type="bibr" rid="B77">Zaehle et al., 2010</xref>; <xref ref-type="bibr" rid="B47">Neuling et al., 2013</xref>; <xref ref-type="bibr" rid="B33">Kasten et al., 2016</xref>). However, there is a paucity of research in humans that systematically investigates an extensive range of stimulation frequencies and their consequences. Instead, we rely on animal research and biologically plausible neural models that can inform choices of stimulation frequency (e.g., <xref ref-type="bibr" rid="B2">Ali et al., 2013</xref>). Although this is a sound approach, more empirical human research investigating wider ranges of frequencies may provide strong converging evidence for frequency-specific tACS effects.</p>
<p>Evidence for tACS effects on cross-frequency coupling (or phase coherence) comes from studies that apply bifocal tACS over two different cortical regions, and stimulate each region with a frequency that is either in or out of phase with stimulation in the other region. For example, in an EEG study, <xref ref-type="bibr" rid="B29">Helfrich et al. (2014a)</xref> administered bifocal tACS targeting the parieto-occipital areas and administered 40-Hz gamma frequency stimulation which was either in-phase between the hemispheres or anti-phase (i.e., shifted by &#x03C0; between the hemispheres). As perception of horizontal motion is thought to be enhanced when there is phase-coupling in the parieto-occipital areas, the participants performed an ambiguous motion task during stimulation.</p>
<p><xref ref-type="bibr" rid="B29">Helfrich et al. (2014a)</xref> used a stimulation artifact removal method and measured phase coherence between the electrodes during and after the task. They found increased coherence in the gamma frequency band for in-phase stimulation compared with anti-phase stimulation during and up to 20 min after the task. Furthermore, the increase in phase coherence was associated with better performance on the ambiguous motion task. Using source reconstruction, the authors also showed that increased gamma coherence was confined to the parieto-occipital areas (i.e., coherence was location specific). In both stimulation conditions, they also found a decrease in alpha power. Although this modulation is of a different frequency than that stimulated, it is thought to be consistent with the idea that alpha and gamma have an inverse relationship (i.e., there is phase-amplitude coupling between the two frequencies; e.g., <xref ref-type="bibr" rid="B51">Osipova et al., 2008</xref>; see <xref ref-type="bibr" rid="B11">Canolty and Knight, 2010</xref>, for a review of the functional role of cross-frequency coupling). Taken together, these results show that tACS may modulate the phase relationship between two different regions as well as phase coupling of two frequencies (e.g., alpha and gamma) that may be part of the same functional network.</p>
<p><xref ref-type="bibr" rid="B62">Schwab et al. (2019)</xref> showed that there may be an overlap between entrainment and STDP using an alternative approach to analyzing aftereffects. They administered alpha (10-Hz) stimulation bifocally for 13 min and varied the phase relationship of the stimulated frequency between the two hemispheres. The stimulation was either in phase, antiphase, or jittered phase, where the frequency was shifted between 9.5&#x2013;10.5 Hz across the two hemispheres. They analyzed the coherence of phase across the EEG sensors pre- versus post-stimulation. Pre-stimulation power was similar across all three conditions. In contrast, post stimulation, the authors reported that connectivity at the sensor level was greatest for the in-phase condition, followed by jitter, and then the anti-phase. The authors argue that connectivity differences can be attributed to the stimulation condition. However, alpha coherence decayed in the first 120 ms after stimulation offset. They also did not analyze data during stimulation. In a subsequent paper, <xref ref-type="bibr" rid="B61">Schwab et al. (2021)</xref> used two computational modeling methods to assess data from <xref ref-type="bibr" rid="B62">Schwab et al. (2019)</xref> and suggested that STDP (as described in <xref ref-type="bibr" rid="B77">Zaehle et al., 2010</xref>) may account for the observed effects.</p>
<p>Taken together, the evidence listed in the three sections above suggests that both entrainment and STDP may account for effects observed in tACS studies; however, the time course of these effects is yet to be established. There is also evidence that, at short stimulation durations, entrainment may not be required to produce tACS aftereffects (<xref ref-type="bibr" rid="B72">Vossen et al., 2015</xref>). A systematic investigation of the time in which in-phase versus anti-phase stimulation modulate the tACS aftereffect could help unpack the time course in which entrainment contributes to stimulation aftereffects.</p>
<p>In studies with humans, the choice of tACS frequency is often based on the principles of entrainment (see <xref ref-type="bibr" rid="B53">Pikovsky et al., 2002</xref>; and modeling by <xref ref-type="bibr" rid="B2">Ali et al., 2013</xref>) and stimulation based on the principles of STDP seem to be incidental. For instance, <xref ref-type="bibr" rid="B72">Vossen et al. (2015)</xref> intended to examine the consequences of stimulating at the endogenous frequency, as informed by the theory of entrainment, but discovered that the actual frequencies used were under the endogenous frequencies for some participants, presumably because of natural shifts in endogenous frequency (<xref ref-type="bibr" rid="B6">Benwell et al., 2019</xref>). Therefore, studies that explicitly investigate the consequences of stimulating frequencies slightly below and above the endogenous frequency could test whether STDP underlies tACS aftereffects.</p>
</sec>
</sec>
<sec sec-type="conclusion" id="S6">
<title>Conclusion</title>
<p>Transcranial alternating current stimulation may be a powerful tool for modulating neural oscillations and exploring their functional consequences. An understanding of the mechanisms that underlie tACS can help to inform research design choices, and guide further studies in mapping out the stimulation parameter space. In this review, we outlined two main mechanisms that have been proposed to underlie tACS effects &#x2013; entrainment and STDP, and discussed whether the two accounts are mutually exclusive. In humans, online behavioral effects of stimulation are attributed to neural entrainment. Online electrophysiological data might provide more direct evidence for neural entrainment but are complicated by stimulation artifacts. Furthermore, there is no consensus about the effectiveness of stimulation artifact rejection methods. Conversely, because offline physiological effects may not require entrainment, it seems plausible that plasticity may better explain tACS aftereffects. However, evidence suggesting the absence of entrainment is not direct evidence for STDP&#x2013;driven tACS aftereffects &#x2013; particularly because online behavioral data are not necessarily measured in studies that assess offline physiological effects. Interpretation of the evidence (or lack thereof) for each mechanism is further complicated by the lack of standardized methods in this growing field. In this review, we have highlighted specific parameters that would benefit from more systematic investigation. Future studies that systematically assess both online and offline effects could further elucidate the independence of entrainment and STDP.</p>
</sec>
<sec id="S7">
<title>Author Contributions</title>
<p>SV, CB, and CSH conceptualized the review. SV wrote the manuscript. CB and CSH wrote parts of the manuscript. All authors contributed to manuscript revision, read, and approved the submitted version.</p>
</sec>
<sec id="conf1" sec-type="COI-statement">
<title>Conflict of Interest</title>
<p>CSH has filed a patent application on brain stimulation and received honoraria as editor from Elsevier Publishers, Amsterdam. The remaining authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.</p>
</sec>
<sec id="pudiscl1" sec-type="disclaimer">
<title>Publisher&#x2019;s Note</title>
<p>All claims expressed in this article are solely those of the authors and do not necessarily represent those of their affiliated organizations, or those of the publisher, the editors and the reviewers. Any product that may be evaluated in this article, or claim that may be made by its manufacturer, is not guaranteed or endorsed by the publisher.</p>
</sec>
</body>
<back>
<sec sec-type="funding-information" id="S8">
<title>Funding</title>
<p>SV was funded by the Deutsche Forschungsgemeinschaft (DFG, German Research Foundation) under Germany&#x2019;s Excellence Strategy &#x2013; EXC 2177/1 &#x2013; Project ID 390895286, and CB was funded by the Bundesministerium f&#x00FC;r Bildung und Forschung &#x2013; BMBF (F&#x00F6;rderkennzeichen: 13GW0273D).</p>
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<ack>
<p>We would like to thank John Bai for helpful feedback on drafts of the manuscript.</p>
</ack>
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