Abstract
In this essay, we aim to explore in depth the new concept of the hypothalamus that was presented in the updated prosomeric model (Puelles et al., 2012b; Allen Developing Mouse Brain Atlas). Initial sections deal with the antecedents of prosomeric ideas represented by the extensive literature centered on the alternative columnar model of Herrick (), Kuhlenbeck () and Swanson (1992, 2003); a detailed critique explores why the columnar model is not helpful in the search for causal developmental explanations. In contrast, the emerging prosomeric scenario visibly includes many possibilities to propose causal explanations of hypothalamic structure relative to both anteroposterior and dorsoventral patterning mechanisms, and insures the possibility to compare hypothalamic histogenesis with that of more caudal parts of the brain. Next the four major changes introduced in the organization of the hypothalamus on occasion of the updated model are presented, and our rationale for these changes is explored in detail. It is hoped that this example of morphological theoretical analysis may be useful for readers interested in brain models, or in understanding why models may need to change in the quest for higher consistency.
Introduction
The hypothalamus is a brain region whose name is familiar to all neurobiologists, though not many claim to understand perfectly its position, limits and inner structure in the context of surrounding forebrain territories. Indeed, there is controversy even among experts about the morphological model that best accounts for its complexity. How the hypothalamus is regionalized during development is still largely a matter of conjecture, despite various lines of insight, such as its ancestral origin in chordates, an ample number of neurogenetic and genoarchitectonic studies, and identification of various candidate patterning mechanisms. Our anatomic knowledge of the complex nuclear composition of the hypothalamus is still redolent of the frustrating “potatoes- in-a-potato-sack” approach, though modern genoarchitectonic analysis has introduced a measure of order and promises rational classification. As a consequence of the remarkable structural heterogeneity of the hypothalamus, the logic of its intrinsic circuitry at the service of various functional systems operating throughout the brain and beyond (e.g., neurohumoral functions) remains obscure. However, we do know that the hypothalamus is an important central station involved in networked neural control of organismic humoral homeostasis, circadian neural activity patterns, self-placing computation, motor control and central drives. We clearly need deeper understanding of the genetic causal mechanisms that organize primarily hypothalamic structure and function, prior to the intervention of postnatal epigenetic plasticity. This requires an appropriate morphological model, pregnant with suggestions about the spatial dimensions and limits of potential causal signaling effects, which can be tested experimentally. There is a recently updated version of the prosomeric model (Allen Developing Mouse Brain Atlas reference atlases and ontology; Martínez et al., ; Puelles et al., 2012b, 2013, 2014; Puelles, 2013) that includes novel anatomical hypotheses about hypothalamic organization (Figure 1). These hypotheses possibly need an explanatory commentary, and this is the aim of the present essay.
Figure 1
Antecedents of the updated prosomeric model
Hypothalamic studies during the last 100 years were largely interpreted using the columnar morphological model, which holds that the hypothalamus is the ventralmost longitudinal column of the diencephalon, and is intercalated between the telencephalon rostrally and the midbrain caudally. This concept was introduced by Herrick () in amphibians (Figure 2), and was elaborated by Kuhlenbeck (, ) and others (e.g., Swanson, 1992, 2003; Alvarez-Bolado and Swanson, ) for vertebrates in general (Figure 3). We hold that this model is incorrect as applied to the forebrain, since its fundamental underpinning holds that the length axis of the neural tube ends beyond the diencephalon in the telencephalon (a position that we regard as arbitrary, and devoid of developmental correlation with axial mesodermal structures). In the original Herrick model the hypothetized columnar sectors of the forebrain neural wall were delimited by ventricular sulci (Figure 2); in general, such landmarks do not coincide with the boundaries of gene expression discovered in recent times (see Figure 3 in Puelles and Rubenstein, 1993). Molecular boundaries are thought to be much stronger and comparatively conserved limits, since they reflect primary causal regionalization features; the differential molecular identities of the limited territories control all subsequent histogenesis such as proliferation, neurogenesis and mantle development. On the other hand, ventricular sulci form as tertiary epiphenomena of mantle development; they emerge later, between the variously bulging parts of the differentiating mantle layer. It also was held in columnar theory that the resulting forebrain subdivisions—epithalamus, dorsal thalamus, ventral thalamus, hypothalamus—are associated with sensorimotor viscero-somatic functions analogous to those of brainstem columns; this tenet has aged considerably in the meantime. Importantly, the columnar model offers no account about the developmental mechanisms that might generate the postulated organization, nor explains causally finer regionalization within the columns (e.g., nuclear subregions). The recent loss of favor of this model has been accelerated by its apparent inability to integrate meaningfully the accruing variety of gene expression patterns observed in the developing diencephalon and hypothalamus (Puelles et al., 2004, 2012b; Shimogori et al., 2010; Diez-Roux et al., ).
Figure 2
Figure 3

Schema illustrating the modern columnar model of Swanson (1992, 2003), in which the essential features of the Herrick schema are conserved, while the hypothalamus is defined explicitly as the diencephalic basal plate (note this requires that the alar ventral thalamus is continuous with the telencephalic pallium, a point negated by fate and gene mappings). In this model all the thalamic zones and the posterior hypothalamus contact the midbrain. This is achieved by arbitrary inclusion of the pretectum in the midbrain and ascription of the diencephalic tegmentum to the posterior hypothalamus (this places a large part of the diencephalic substantia nigra inside the “hypothalamus”).
A modified version of the columnar model is favored by Swanson (1987, 1992, 1993, 2003, 2012), and Alvarez-Bolado and Swanson (
The abundance of molecular, genetic and developmental data now provides opportunity to investigate more fully the developmental organization of the hypothalamus. The title of this essay—“A new scenario of hypothalamic regionalization”—refers to the prosomeric model approach, which emphasizes a return to the length axis originally defined by His (
Comparison of the explanatory capacity of columnar and prosomeric (neuromeric) models
It usually is not recognized that the columnar model, perhaps because of its selective functional orientation, was not a helpful morphological framework toward understanding the mechanisms underlying forebrain development. Notably, this paradigm admitted over the years numerous inconsistencies and points of impasse (see examples below). We believe its assumptions have represented an occult obstacle to progress, mainly due to the pragmatic introduction by Herrick (
Figure 4

Forebrain subdivision model of His (
Figure 5

Brain subdivisions in a generalized vertebrate model as conceived by Kappers (
As causal developmental neurobiology finally advanced in more recent times, a harmful effect of the now dogmatically accepted columnar axis was to change the expected source of anteroposterior patterning effects from the front of the hypothalamus (as implied by the neuromeric models, following His,
Figure 6

Diagrams illustrating hypothetic anteroposterior patterning forces (AP, large thick arrows) and antagonistic dorsoventral patterning effects spreading from the roof and floor plates (DV, thinner arrows and gradiental shadowing) in the updated prosomeric model (A) vs. Swanson's columnar model (B). The postulated alar-basal boundary is marked in red in both cases. The postulated hypothalamic and diencephalic neuromeres are held to be patterned and delimited due to AP effects, as shown in (A). In contrast, the columnar model implicitly holds that AP effects guide the division into telencephalon, diencephalon and midbrain (B). The question marks of some arrows in (B) indicate the lack of notochordal and floor plate support for ventralizing effects at these sites (compare with A). The roof plate concept is also different in both models (thick black line).
The arbitrary columnar axis became an undoubted dogma after nearly a century of columnar thinking and publication. Most neuroscientists regard it as an established fact, rather than as a conjecture. Consequently, visualization of alternative interpretive causal possibilities was handicapped, and even the fact that this was happening was unnoticed among authors, reviewers and journal editors. This hidden effect that promotes wrong morphologic and causal assumptions may be easily traced in the relevant literature dealing with forebrain patterning, even up to contemporaneous reports; there is much inconsistent or non-substantiated axis-referred reasoning that distorts or misdirects causal analysis.
An example of such unnoticed explanatory inconsistency is the following: the columnar hypothalamus was postulated as the ventralmost diencephalic column, continuous with the telencephalic subpallium rostrally and the midbrain tegmentum caudally, though there is no notochord “under” the subpallium and the hypothalamus, as there is under the midbrain and hindbrain tegmentum (presently, the notochord represents the known causal agent of floor plate and basal plate induction, and resulting ventralization of the ventral part of the neural wall; Echelard et al.,
Columnar tradition has thus by action or omission caused scientific thought to stop at these and many other impasse points, since the columnar model and its cryptic axis only allows the thought “how odd,” but no further line of reasoning, causing unconscious evasive action (e.g., Swanson, 1992, 1993, 2003, 2012; see also Alvarez-Bolado and Swanson,
Weighty molecular and experimental patterning evidence now shows that Herrick's diencephalic “columns” are not organized developmentally as dorsoventrally arranged structures, but as alar parts of transverse neuromeric units, or brain segments, which are themselves arranged rostrocaudally along the histogenetic axis defined by His (
It was repeatedly underlined (Puelles and Rubenstein, 1993; Shimamura et al., 1995; Puelles, 1995; Puelles et al., 2004, 2012b, 2014) that a thin longitudinal band expressing the transcription factor Nkx2.2 courses through midbrain, diencephalon and hypothalamus along the apparent alar-basal boundary, or next to it; the topography of this band is comparable in all vertebrates investigated so far. This pattern emerges at neural plate stages, before the neural tube axis starts bending (Shimamura et al., 1995), and remains topologically invariant as the cephalic flexure forms (see Hauptmann et al.,
Figure 7

Diagrams comparing how the domain of expression of Nkx2.2 (in blue) relates to the alar-basal boundary (red line) in the updated prosomeric model (A) and the columnar model (B). The neuromeres are marked for reference in (A), as well as the dorsal/middle/ventral diencephalic limiting sulci (ds, ms, vs) in (B). Note the transverse ZLI spike of the Nkx2.2 domain that separates thalamus and prethalamus is a secondary feature, due to the induction of this gene adjacent to the border of Shh expression, which is ectopically activated at the core of the ZLI. At neural plate and early neural tube stages, the expression band is strictly longitudinal (marked by dashes in A). In the columnar model (B), the correspondence of the boundary with the gene band is disrupted at the arbitrary deviation of the former into the telencephalon. Moreover, note this model cannot explain why the gene band extends into the hypothalamus, cutting it into two halves, which cannot be understood as alar and basal parts of the hypothalamus, as in (A) (question mark in B).
Finally, the modern hypothalamus is not a homogeneous territory. Puelles et al. (2012b) mapped molecularly 33 discrete hypothalamic progenitor areas, and suggested that these areas produce a minimum of 150 derived nuclei or distinct cell populations. More recent data suggest that many hypothalamic areas are capable of sequentially producing several cell types over time; this extends significantly the list of different derivatives (Díaz et al.,
As mentioned, the nuclear structure of the hypothalamus is quite varied in terms of molecular profiles, neuronal aggregates and characteristic cell types (e.g., Swanson, 1987, 2003, 2012; Shimogori et al., 2010; Puelles et al., 2012b; Puelles, 2013). Its genoarchitectural profile, when interpreted within the updated prosomeric model, highlights a series of molecularly distinct parallel progenitor bands arranged along the dorsoventral dimension, that is, stacked one upon another between the dorsal hypothalamo-telencephalic boundary and the ventral hypothalamic floor plate (Morales-Delgado et al., 2011; Puelles et al., 2012b; Díaz et al.,
Figure 8

(A) Summary of antagonistic dorsoventral patterning effects spreading from the roof plate, including its rostralmost portion at the anterior commissure, and the floor plate, including its rostral hypothalamic sector. These effects presumably establish the alar-basal boundary (red line), as well as the telencephalo-hypothalamic boundary. The blue boxed area is examined in detail in (B). (B) Map of the known dorsoventral molecular regionalization of the alar and basal hypothalamus, held to result from graded finer interactive effects within the primary dorsoventral pattern. The alar-basal boundary is marked by the thick red line. The alar longitudinal domains are represented by the paraventricular area (subdivided into dorsal, central, and ventral microzones) and the subparaventricular area (this relates to the optic chiasm and the initial course of the optic tract). The basal hypothalamus consists of similarly dorsoventrally related tuberal and mamillary regions (sensu lato). The updated terminology proposes distinguishing tuberal (Tu) from retrotuberal (RTu) areas, as well as perimamillary and mamillary sensu stricto (PM, M) from periretromamillary and retromamillary sensu stricto areas (PRM, RM), respectively belonging to THy and PHy. Note the Tu/RTu complex can also be subdivided dorsoventrally into dorsal, intermediate and ventral microzones (TuD, TuI, TuV; RTuD, RTuI, RTuV).
Apart of the cited DV pattern, the updated prosomeric model contemplates also a general anteroposterior (AP) partition of the hypothalamus into terminal and peduncular transverse territories across the cited 5 DV bands (THy; PHy; Figure 8B). This partition implies the existence of an intrahypothalamic interneuromeric limit that separates the hypothalamo-telencephalic prosomeres 1 and 2 (hp1, hp2 in Figure 1; Pombal et al., 2009; Martínez et al.,
The axial rostral neural tube sequence postulated in the prosomeric model accordingly runs: secondary prosencephalon-diencephalon-midbrain, each unit representing complete rings of the neural tube and of the forebrain (the hypothalamus/telencephalon composite is a modified ring, since it is closed rostrally by the terminal wall (Swanson, 1992). This singular morphologic feature can be visualized topologically via fate mapping at neural plate stages (Figure 9A). Its causal explanation relates to the fashion in which the floor plate and the roof plate end rostrally at neural plate stages (Shimamura et al., 1995; Puelles, 1995, 2013; Cobos et al.,
Figure 9

Schematic comparison of the rostral end of the major longitudinal zones in flat neural plate maps, within the prosomeric model (A) and Swanson's columnar model (B). Structural landmarks which are conserved in both models are included to help fix the positions. In (A) both the basal and alar regions meet at the rostromedian terminal midline, intercalated between the end of the floor plate and the end of the roof plate (at the prospective anterior commissure–ac). The dashed lines delimit the acroterminal domain. Note the whole telencephalon (pallial and subpallial) relates ventrally with the hypothalamus and dorsally with the septal roof. In contrast, in (B) the hypothalamus is held to be continuous rostrally only with the telencephalic subpallium, but reaches itself the neural plate border, which is wrongly held to coincide with the optic chiasm and the lamina terminalis (because the preoptic area is ascribed to the hypothalamus). The telencephalic pallium is oddly depicted as being continuous caudally with the thalamus (the prethalamus, in fact); the comparison with (A) clearly suggests that a large part of the peduncular hypothalamus (PHy) is unwittingly ascribed to the “thalamus.” Another difference is observed in the rostral limit of the midbrain (green area).
New aspects of the updated prosomeric model
The expression “new scenario” is used in the title because significant changes were introduced with regard to the preceding model version of Puelles and Rubenstein (2003) by Puelles et al. (2012b); these novelties also appeared in the Allen Developing Mouse Brain Atlas reference atlases and related ontology (www.developingmouse.brain-maps.com, online since 2009). Among the recent model changes are included various aspects that are not relevant for the hypothalamus, such as a better systematic treatment given to the telencephalic subpallium (see Puelles et al., 2013), a redefinition of pallial sectors and the concept of the claustrum (Puelles, 2014), and the introduction of the m2 mesomere and the cryptorhombomeres r7–r11 (Figure 1; Alonso et al.,
The old difficulties we now believe to have solved with the update are three: (1) the early topographic relationship of the hypothalamus with the notochord; our new analysis led us to molecular and causal redefinition of the hypothalamic floor plate, and we discovered its epichordal character throughout (important corollaries: there is no prechordal part of the neural tube, and the well-known median displacement of prechordal plate cells occurs ventrodorsally in front of the terminal hypothalamic wall); (2) we resolved satisfactorily the dorsalward course of the transverse intrahypothalamic boundary across the telencephalic field, in order to connect it with the roof plate (impasse on this in Puelles and Rubenstein, 2003); its ending at the floor plate was also modified; consequently, this limit acquires the topologic properties of a complete neuromeric border (see Puelles and Rubenstein, 2003) and the hypothalamus + telencephalon complex (the secondary prosencephalon) results divided in prosomeres hp1 and hp2; (3) the topologic position of the mamillary/retromamillary and tuberal regions in the basal hypothalamus was reconsidered, reaching the novel conclusion that both regions are longitudinal, rather than transversal (as we thought before); this led to the proposal of a novel partition, the retrotuberal area, as well as to the distinction of a similarly longitudinal intercalated domain between tuberal/retrotuberal and mamillary/retromamillary regions, the perimamillary/periretromamillary area [note we write “mamillary” with a single “m,” since we believe, following Rose (1939); Bleier (
A further significant change was applied to the updated concept of hypothalamus (Puelles et al., 2012b), attending to a difficulty that had not been noticed before, namely, (4) the need to explain the unique rostromedian hypothalamic specializations, a task achieved via the definition of the acroterminal hypothalamic domain.
Rationales on these points
Relationship of the hypothalamus with the notochord (hypothalamic floor plate)
In earlier versions of the prosomeric model, including Puelles and Rubenstein (2003), we held that the diencephalon and midbrain were epichordal (i.e., their floor plate was causally influenced by the underlying notochord), while the secondary prosencephalon, represented ventrally by the hypothalamus, was a prechordal rostral part of the neural tube (i.e., its floor plate lacked notochordal influences, and related causally instead to the prechordal plate mesoderm; Figure 10A). The implied prechordal floor region included retromamillary, mamillary and tuberal (median eminence, infundibulum and neurohypophysis) neighborhoods (Figure 10A). The histologic and functional variety shown by these regions was bewildering and difficult to explain causally, since there was no known property of the postulated prechordal plate induction that would account for these different structural fates. This was definitely a “how odd” situation needing attention within the prosomeric model. A wider concern lay in considering potentially unsatisfactory a forebrain axis that was defined by two different axial causes, the notochord up to the diencephalon and the prechordal plate more rostrally, insofar as these mesodermal derivatives are themselves molecularly distinct cell populations, though sharing secretion of the SHH morphogen. In the background of this concern was the apparently hard result suggesting that the entire forebrain vesicle of Amphioxus is epichordal (Hatscheck,
Figure 10

Schematic comparison of the earlier prosomeric model version of Puelles and Rubenstein (2003) in (A) with the updated version of Puelles et al. (2012b) in (B). The (A) schema was slightly modified, repositioning more conveniently the anterior commissure, and eliminating for simplicity all unnecessary details in the present context. The (B) schema illustrates changes in the intrahypothalamic boundary, which now extends from the roof plate into the floor plate, distinctly separating the hp1 and hp2 prosomeres and the PHy and THy parts of the hypothalamus. The telencephalic subpallium is identified as a blue field; note its POA, Dg, Pal, and St parallel subdivisions. The alar hypothalamus remains essentially unchanged, apart the introduction of the paraventricular and subparaventricular areal names. The basal hypothalamus is deeply changed, due to our recognizing the mamillary area as occupying an extreme rostral and ventral longitudinal position, consistently with the new floor concept, and the tip of the notochord. This pushes the whole tuberal area, including the median eminence, infundibulum and neurohypophysis (NH), out of the hypothalamic floor (compare A) and into the rostral end of the basal plate. It represents now a fully longitudinal domain. The novel retrotuberal area (RTu) lies caudally to the tuberal area sensu stricto (Tu), and extends back to the prethalamic (p3) tegmentum, dorsally to the periretromamillary area (PRM). Rostral to PRM lies the perimamillary band (PM).
Our understanding of this difficulty was unexpectedly illuminated by the experiments of García-Calero et al. (
Our attention next turned to where lies precisely the rostral tip of the notochord relative to the hypothalamic primordium. We explored this issue in the literature, as well as via genoarchitectural analysis. We found that the literature is often vague and inconclusive about this point. Evidently, the notochord (or head process) only contacts the median floor of the neural primordium at very early stages (neural plate, early neural tube; see Figure 11A), since the morphogenetic appearance of the cephalic flexure soon causes the separation of these two tissues. Nevertheless, several credible images reported on such later stages show that the tip of the notochord usually contacts or approaches the mamillary pouch (e.g., Romanoff, 1960; Figures 85, 105, 335; diverse images in Kuhlenbeck,
Figure 11

Figure taken from Puelles et al. (2012b), illustrating in (A) the primordial intimate contact of the forebrain floor with the notochord, as well as the hypothalamic terminal plate closing rostrally the tube, from a drawing by His (
If we return to the provisional conclusion reached above that only the notochord induces a floor plate fate in the neural primordium (this can be correlated with incipient molecular differentiation of the floor plate already at open neural plate stages; Sanchez-Arrones et al., 2009), the literature data on the notochordal tip topography jointly point out that the forebrain floor plate must end beyond the prosomeric diencephalon, within the hypothalamus, and specifically at the mamillary pouch.
Moreover, we searched the Allen Developing Mouse Brain Atlas for floor-plate-specific gene markers, and found that not only Shh (which is directly induced in the floor by the notochord), but also Foxa1, Lmx1b, Ntn1, and Nr4a2, appeared expressed at the forebrain floor, with an identical rostral end. At E11.5, labeling ended rostrally at a small outpouching of the midline, which subsequently transformed into the mamillary pouch at E13.5 (Figures 11B–F). This genoarchitectural finding was revolutionary for both the columnar and earlier prosomeric models. In columnar models, the mamillary hypothalamic area is held to be a caudal diencephalic region (Figure 3), whereas the new results strongly support a position at the rostral end of the forebrain (encompassing the rostralmost floor). On the other hand, earlier versions of the prosomeric model (Figure 10A) had assumed that the forebrain floor reached the tuberal infundibular area, whereas the new results negated this possibility, suggesting that the tuberal region must be a rostromedian component of the basal plate (Figure 10B; see below).
Retrospectively, it may be noticed that the position of the mamillary area in the prosomeric model always was a difficulty. We had it initially in p4, caudal to p5 and p6 —Bulfone et al. (
Rostral end of the roof plate and full course of the intrahypothalamic boundary (=neuromeric border between hypothalamic prosomeres hp1 and hp2)
As reviewed in Shimamura et al. (1995) and Puelles (1995), the lateral border of the neural plate with the primitive non-neural ectoderm represents the prospective roof plate of the neural tube. The process by which the plate halves hinge upwards, and the bilateral borders then fuse together at the midline, forming the roof plate, is known as neurulation. The anterior and posterior neuropores are transiently open sites where the neurulation process has not yet finished. Puelles et al. (1987b) previously discussed the discrepant views in the literature about the closure of the anterior neuropore, bearing on the identification of the rostralmost roof plate point. They also performed a crucial experiment aimed to test the main hypotheses, by marking the rostromedian end of the anterior neuropore with a black plastic thread at successive stages in chick embryos. The results revealed that there is a single caudorostral sequence of closure of the anterior neuropore (other authors, as e.g., Swanson, 1992, still propose a double closure mechanism that so far lacks experimental support). It was suggested that the rostralmost roof plate roughly coincides with the prospective locus of the anterior commissure, that is, it would correspond to the telencephalon (earlier views had speculatively suggested several other possibilities apart this one, notably the optic chiasma; e.g., His,
Insofar as the prosomeric model postulates that the whole telencephalon is an alar derivative of the secondary prosencephalon that is topologically superposed dorsally to the alar hypothalamus, it poses no problem to realize that the roof plate corresponding to the hypothalamus is the telencephalic roof (Figures 10A,B). The same results lead to inconsistent and unparsimonious interpretations within the columnar model, wherein the basal plate is held to reach the septum (Figure 9B; Swanson, 1992).
Now, coming to our problem, if the hypothalamus is subdivided anteroposteriorly in two domains, as considerable morphologic evidence suggests (Puelles and Rubenstein, 2003; Puelles et al., 2012b), then the separating intrahypothalamic boundary might represent an interprosomeric limit. This is only possible, theoretically, in the case that this boundary was complete, that is, was traceable all the way from the floor plate into the roof plate (according to the criterion formulated by Puelles and Rubenstein, 2003). Therefore, it is not enough to show that the intrahypothalamic boundary divides the hypothalamus transversely; it needs to be shown that it also divides the overlying telencephalic field, and reaches the local roof plate. This is the point at which we stumbled with earlier versions of the prosomeric model, since we did not find a convincing solution for how this boundary might satisfy this criterion (several alternative options were considered in Bulfone et al.,
However, more precise genoarchitectural mappings (notably of the Shh expression pattern) performed in the mouse (Flames et al.,
As a consequence, it soon became obvious that this conceptual change at the preopto-septal intersection allowed to extend the intrahypothalamic boundary into the roof plate according to a new possibility which had not been considered before, namely, following the boundary between the preoptic area and the diagonal area (the preopto-diagonal border; dash-line in Figure 10B). This solution of the old conundrum seemed satisfactory for various reasons. First, the boundary separates the non-evaginated preoptic area (the classic telencephalon impar) from the evaginated telencephalic vesicle; theoretically, this allows a tentative causal explanation of this morphogenetic difference as related to differential neuromeric molecular identities. Second, the preoptic area within hp2 is corroborated as a distinct telencephalic territory that relates intimately to the optic area (the evaginated eye vesicle and the optic chiasma), representing its immediate dorsal neighbor within the anterior part of the alar secondary prosencephalon, whereas the evaginated telencephalon within hp1, placed altogether caudally to the preoptic area, limits separately with the paraventricular hypothalamic alar area; this represents the frontier that is traversed selectively by the cerebral peduncle (Figure 12). Third, the well-known course of the fornix tract in front of the interventricular foramen, as it passes bilaterally behind the anterior commissure to enter the hypothalamus, suddenly acquired morphologic meaning, that is, the possibility of a causal explanation (there must be reasons for the course of any brain tract). Indeed, it can be hypothesized that, during their growth beyond the end of the hippocampal fimbria, the fornix tract fibers first elongate longitudinally along the paramedian septal commissural plate, that is, parallel to the roof plate; however, once they reach the preopto-diagonal boundary, most of them seem unable to cross it, and turn topologically 90° ventralward (forming the postcommissural fornix), to grow thereafter dorsoventrally along the caudal aspect of the intrahypothalamic boundary all the way to the retromamillary floor plate, where a number of the fornix fibers deccusate (Figure 12; see also Stanfield et al., 1987). Fourth, the new concept also apparently explains why the septal commissural plate consists of two different sectors, a caudal one containing the hippocampal and callosal commissures, and a rostral one containing the anterior commissure (Figures 10B, 12). Within the updated prosomeric model, the reason is that we deal here with the roof plate domains of two different neuromeres, hp1 and hp2, where distinct axonal navigational guidance mechanisms are expected. No previous explanation background existed before for the remarkable course of the fornix. Curiously, this background wholly disappears as soon as this solution for the completeness of the intrahypothalamic boundary is abandoned (returning to earlier prosomeric model versions, or to columnar models).
Figure 12

Prosomeric interpretation of the course of the fornix and peduncular tracts within the updated model. These two tracts are exclusively associated to the peduncular hypothalamus (PHy). The fimbrial fibers originate within the hippocampal complex, represented within the caudomedial pallium, next to the choroidal roof. They first course strictly longitudinally along the roof plate (septal commissural plate), but change course when they reach the hp1/hp2 boundary. Here they turn ventralwards entering a dorsoventral trans-hypothalamic route (via the rostral part of PHy) all the way into their final decussation within the retromamillary floor plate. Shortly before that, the fibers that innervate the mamillary body separate at right angles, and enter rostrally the basal hp2. The telencephalic peduncle (gray-colored) is first transverse while it courses dorsoventrally through the caudal part of the peduncular hypothalamus (next to the hypothalamo-diencephalic border); once it reaches the basal plate it bends backwards (knee around the subthalamic nucleus) and enters its descending longitudinal course through the diencephalic, midbrain and brainstem tegmentum. The upper root of the peduncle that carries thalamo-cortical and cortico-thalamic fibers through the alar prethalamus (reticular nucleus) is represented as well.
The hypothalamo/telencephalic roof plate (evolutionarily it was hypothalamic before it was telencephalic) is accordingly divided into preoptic and hemispheric sectors by the extended intrahypothalamic border, and, as mentioned above, mamillary and retromamillary sectors are distinguished at the hypothalamic floor plate. This boundary at the floor plate is likewise underlined by the behavior of the fornix tract, which seems to be guided dorsoventrally through the whole hypothalamus by the intrahypothalamic boundary (Bardet,
As a consequence of being able to define this transverse boundary all the way from the roof plate into the floor plate, using the fornix as a crucial anatomic landmark (apart other anatomic features summarized graphically by Díaz et al.,
We came up with the idea to call the hp1-hypothalamus “peduncular hypothalamus” (PHy), referring to its clearcut and constant relationship in all vertebrates with the dorsoventral hypothalamic course of the cerebral peduncle (Figure 12; note the observable basal bending of the peduncle caudalwards is not understood within the columnar conception, which holds the whole tract is longitudinal). The caudal boundary of the peduncle while it courses through the hypothalamus thus roughly marks the limit between the PHy and the diencephalic prethalamus (check the topology in Figures 9A, 10B, 12). The advantage of the non-topographic “peduncular” term is that it intentionally evades referring to the controversial axis, while alluding to a well-known landmark present in all vertebrates. Accordingly, it can be used by any neuroscientist, irrespective whether he/she believes the hypothalamic course of the peduncle is transverse (prosomeric model) or longitudinal (columnar model). For the hp2-hypothalamus we considered for a time the use of “prepeduncular” as descriptor, but discarded it because it would be more precise to say “prefornical,” since the fornix tract is the immediate peduncular landmark behind the intrahypothalamic frontier. Eventually, we chose to name this hypothalamic region “terminal hypothalamus” (THy; Allen Developing Mouse Brain Atlas; Puelles et al., 2012b, 2013; Puelles, 2013), in order to emphasize the relative position of this transverse unit at the topologic rostral end of the forebrain, leading to its implication in the “terminal wall.” The latter term was apparently introduced by Swanson (1992), aptly referring to the rostromedian region that closes rostrally the neural tube (Figure 11A; see below more details about this median locus).
THy is continuous dorsally with “its” telencephalic sector, the preoptic area (Figures 1, 10B); well-known terminal hypothalamic derivatives include in dorsoventral order the supraoptic, lateral anterior, suprachiasmatic, anterior, anterobasal, ventromedial, arcuate, and mamillary nuclei; there is also a terminal part of the dorsomedial nucleus, placed immediately caudal to the arcuate nucleus. Paradoxically, the terminal dorsomedial nucleus lies ventral to the ventromedial nucleus (this semantically confusing situation represents collateral damage of the columnar axis, to which all these classic terms refer; the new scenario demands complete revision and adjustment to the prosomeric “natural” axis of all positional descriptors in hypothalamic nomenclature).
On the other hand, PHy is continuous dorsally with the whole evaginated telencephalon (Figure 1), and includes as significant derivatives (again in dorsoventral order) the major part of the paraventricular nucleus, the peduncular part of the dorsomedial nucleus and the retromamillary area. Recently we have been searching the Allen Developing Mouse Brain Atlas for early gene expression patterns that are restricted to either the THy or the PHy, thus collectively defining molecularly the intrahypothalamic boundary. Part of these data are presented in this Issue by Ferran et al. (
Interestingly, genoarchitectural data (Puelles et al., 2004, 2012b, 2014; Shimogori et al., 2010; Diez-Roux et al.,
Leaving aside the alar telencephalic fields of hp1 and hp2, the subjacent alar hypothalamus shows a common longitudinal zonal division into a paraventricular area (Pa; we previously called it “supraopto-paraventricular area,” but later discovered that the supraoptic nucleus only appears within THy) and a subparaventricular area (SPa) (Figures 8B, 10B). The former is differentially labeled by Otp and Sim1, and lacks expression of Dlx or Arx genes, which are characteristic both of the overlying telencephalic subpallium and the underlying subparaventricular area. The peduncular paraventricular sector (PPa) is much broader than its companion terminal sector (TPa), and typically shows a tripartite triangular shape (DPa+CPa+VPa in Figure 8B). Its expands dorsoventrally caudalwards, toward the hypothalamo-diencephalic border, where it ends (it contacts there the prethalamic reticular nucleus and the overlying prethalamic eminence). PPa produces the largest part of the paraventricular nucleus complex, plus a radially migrated dorsal entopeduncular population. In contrast, the rather thin terminal paraventricular portion (TPa) relates to smaller parts of the paraventricular complex, namely the subpial supraoptic nucleus, the lateral anterior nucleus and the anterior periventricular area. Note the so-called “tuberal supraoptic nucleus,” which we prefer to call “tuberal suboptic nucleus,” according to its true position relative to the optic tract, lies in the underlying basal plate, though its neurons apparently migrate tangentially into this position from TPa origins (Morales-Delgado et al., 2011).
The underlying subparaventricular area differentially produces GABAergic neurons and also shows differently sized terminal and peduncular sectors (TSPa, PSPa; Figure 8B, 10B). In this case, TSPa produces more voluminous derivatives, including the suprachiasmatic nucleus and the main (classic) anterior hypothalamic nucleus. The PSPa component forms a posterior tail of the anterior hypothalamic nucleus, an area that can be also described topographically as a “preincertal area” (corresponding to the “subincertal area” of some rodent brain atlases), since it is continuous with the prethalamic zona incerta formation, with which the SPa shares various gene markers (Puelles et al., 2004, 2012b, 2014; Shimogori et al., 2010; Puelles, 2013).
The basal territories of hp1 and hp2 are very extensive dorsoventrally, compared with those of the rest of the forebrain, and, interestingly, basal THy is much larger than basal PHy (Figures 8B, 10B). This aspect may be due to early patterning influences of the prechordal plate, in concert with the predominant terminal expression of the early neural gene Six3 (Lagutin et al.,
The topologic position of the mamillary/retromamillary and tuberal regions in the basal hypothalamus
The background for the search of a better solution for the hypothalamic basal pattern was represented in the first place by our noticing of the fact that some longitudinal lines extending rostralwards from the cephalic flexure seem to end by sweeping neatly around the mamillary region to meet the terminal wall (then supposed to be the floor plate). This implied an inconsistency (“how odd” situation), since a longitudinal line in the lateral wall should not meet the floor plate, being topologically parallel to it. For instance, Kuhlenbeck (
Our previous conclusion that the hypothalamic floor plate ends precisely at the mamillary area (see above) was significant in this regard, since the floor plate is a primary longitudinal reference. This result by itself weighs importantly in favor of considering the mamillary/retromamillary region a longitudinal zone, consistently with the course parallel to the floor of the mamillotegmental tract and the band of perimamillary grisea. Dlx and Isl1 gene expression within the tuberal region distinctly limits the negative mamillary region along a curve that parallels the local floor plate (see Puelles et al., 2012b, their Figures 8–10). The same longitudinal boundary is underlined from the other side by genes selectively expressed within the mamillary and/or retromamillary areas, such as Otp and Foxb1 (ibid). Otp expression highlights a curved tissue band within the mamillary region sensu lato that limits with the Dlx/Isl1-positive tuberal region. This is the band that produces the dorsal perimamillary nucleus within its terminal portion, and it was identified as the “perimamillary/periretromamillary area” (PM/PRM; Figures 8B, 10B; Simeone et al., 1994; Puelles et al., 2012b; Puelles, 2013; Allen Developing Mouse Brain Atlas; note the implied two parts correspond to THy and PHy, respectively). Close examination of these relationships suggested that the tuberal region sensu lato, which is quite massive rostrally (THy), extends longitudinally all the way to the hypothalamo-diencephalic boundary (PHy) via a gradually diminishing caudal portion placed over the PM/PRM; this “caudal tuberal” region in principle separates the mamillary region from the overlying alar-basal boundary (Figures 8B, 10B). This observation made it possible to regard the tuberomamillary boundary as purely longitudinal.
The same as the mamillary region sensu lato decomposes dorsoventrally into the dorsal PM/PRM and the ventral mamillary/retromamillary (M/RM) areas sensu stricto, the tuberal region sensu lato also can be subdivided dorsoventrally into three longitudinal subdomains, identified by Puelles et al. (2012b) as dorsal, intermediate and ventral, across both PHy and THy (Figure 8B). The dorsal subdomain encompasses the precociously differentiating cells of the classic hypothalamic cell cord, aggregated into the anterobasal and posterobasal areas (ABas, PBas; Figure 10B). The intermediate subdomain includes as its own derivatives the dorsomedial nucleus (which has peduncular and terminal parts) and the arcuate nucleus (also terminal), and receives as a migrated entity the ventromedial nucleus, which is produced at the dorsal subdomain (see Puelles et al., 2012b on this previously unknown feature). Finally, the ventral (or tuberomamillary) subdomain is rather thin and corresponds to the hypothalamic ventricular organ, being likewise the restricted source of histaminergic neurons (which partly invade neighboring mamillary areas (see Puelles et al., 2012b for data supporting this new point). It limits ventrally with the PM/PRM areas.
This analysis implies that the hypothalamic basal plate is patterned dorsoventrally into 5 longitudinal zones, all of which expand rostralwards in a fan-shaped configuration into their respective ends at the terminal wall (Figure 8B). The large intermediate tuberal subdomain significantly encompasses rostrally the median eminence, infundibulum and neurohypophysis. This solution of the hypothalamic basal plate problem is clearly satisfactory in that it allows to understand the whole alar and basal (plus telencephalic) patterning of the rostral forebrain as a special case of standard dorsoventral patterning, implying antagonistic dorsalizing and ventralizing signals diffusing from the roof and floor plates (Figures 6A; 8A), as occurs elsewhere in the neural tube (notably in the diencephalon and midbrain, where various relevant DV gene patterns are shared). The columnar model forbids such an explanation, due to its unhelpful axis reaching the telencephalon (Figures 6A,B), and does not provide a parsimonious alternative explanation.
We also reflected that the name tuberal area (Tu) strictly was meant originally only for the terminal (THy) sectors of these tuberal subdomains, since this term refers to the external bulge of the median eminence and infundibulum. The caudal, molecularly-defined “tuberal” extension into the peduncular (PHy) territory hardly relates to these rostromedian specializations, as it relates instead to the overlying peduncle. We therefore distinguished the caudal part of this basal complex with a novel term, the retrotuberal area (RTu), in analogy to the retromamillary neighbor (Figures 8B, 10B). Thus, within basal PHy we have the RTu and RM, with their respective five dorsoventral subdivisions (RTuD, RTuI, RTuV, PRM, RM), and within basal THy there appear the Tu and M regions, with their own five dorsoventral subdivisions (TuD, TuI, TuV, PM, M). See Shimogori et al. (2010), Puelles et al. (2012b) and Ferran et al. (
At first glance it may seem that the complex molecular and fate regionalization of the hypothalamic basal plate is out of the ordinary, but recent detailed genoarchitectural studies of dorsoventral patterning in the basal spinal cord have similarly disclosed a diversity of molecularly distinct dorsoventral progenitor domains (actually also 5 in number), where characteristic cell types are produced (Ulloa and Briscoe, 2007; Dessaud et al.,
A final issue that should be commented in this section is the proposal of Kuhlenbeck (
The acroterminal hypothalamic domain as a necessary causal background for the unique rostromedian hypothalamic specializations
As mentioned above, the rostromedian hypothalamic midline stretching between the mamillary region (end of floor plate) and the anterior commissure (end of roof plate)—see Figure 9A—is singular in being patterned dorsoventrally (as opposed to anteroposteriorly, as is dictated by the columnar model—Figure 9B). Though neuroanatomic literature traditionally interprets this territory as extended along the length axis, due to the assumptions of the columnar model, its molecular patterning, which is already visible at neural plate stages (Puelles, 1995; Shimamura et al., 1995; Sanchez-Arrones et al., 2009) indicates instead that it should be understood as a singular rostromedian continuity of the lateral walls of the neural tube, representing the unpaired median place where the lateral walls—alar+basal—primarily meet each other rostrally, on top of the rostralmost floor plate and under the rostralmost roof plate (Figure 9A). This peculiar rostromedian domain belonging to the THy shows in the adult various structural specializations (Figure 13). In its alar subregion there is dorsally the terminal lamina and the median preoptic nucleus (TL; MnPO), as well as the optic chiasm (OCH), ventrally; the terminal lamina is fixed dorsally to the anterior commissure (roof plate) and ventrally to the optic chiasm. At the latter transitional neighborhood, the terminal lamina shows an intensely vascularized median circumventricular organ (the organum vasculosum laminae terminalis; OVLT). The ventral aspect of the optic chiasm relates intimately to the postoptic decussations (these are topologically rather “suboptic,” though they used to be named “supraoptic” in reference to the columnar axis); they apparently lie just above the alar-basal boundary (this is merely a tentative interpretation at this point, pending more detailed genoarchitectural analysis).
Figure 13

Frontal schematic representation of the structures presently ascribed to the acroterminal domain (ATD); the latter is delimited right and left by a thick black line. The alar-basal boundary is marked in red. The ATD starts at the preoptic roof, encompassing the anterior commissure bed and the median preoptic nucleus (MnPO); further down there is the terminal lamina, and probably also some other neighboring preoptic derivatives, ending with the organum vasculosum laminae terminalis (OVLT), a circumventricular specialization. The alar hypothalamic part of the ATD also includes the optic elements (eyes, stalks and chiasm) plus the postoptic decussations, and the suprachiasmatic nuclei (SCH) bilaterally. The basal ATD region includes the precociously differentiating median anterobasal area (ABasM), the median eminence, infundibulum, neurohypophysis (NH) and arcuate nuclei, plus the median tuberomamillary area (TM), finishing with the median mamillary area (MnM).
In its turn, the terminal median basal plate also shows a sequence of specializations: there is dorsally (close to the postoptic decussations) a median portion of the anterobasal area (ABasM; this is the primitive rostral end of the precociously differentiated hypothalamic cell cord, which used to be known as the “retrochiasmatic area,” e.g., in Puelles et al., 1987a; note ABas is a prosomeric-consistent term, though it was introduced by Altman and Bayer,
Indeed, these specializations in principle belong all to the THy, but they occupy a radially distinct territory at its rostralmost end, and none of them extend caudalwards across the whole THy, reaching the intrahypothalamic border. Their development must obey specific causes restricted to the rostromedian alar and basal midline and its immediate paramedian neighborhood. The differential histogenetic patterns observable at the standard THy entities that do reach the intrahypothalamic boundary (see list above) vs. the corresponding rostromedian specializations at each dorsoventral level are corroborated by the existence of developmental gene expression patterns distinguishing these two THy subregions (see Ferran et al.,
Meanwhile, it was thought convenient to have a specific name for this territory within the ampler concept of the terminal hypothalamic wall. Puelles et al. (2012b) proposed the novel term “acroterminal hypothalamic domain” (ATD), referring to its topologic location at the tip (Greek, acron) of the terminal wall. Accordingly, the descriptor “acroterminal” can be applied unambiguously to any of the mentioned specialized structures of this territory, as well as to the whole subregion, eschewing the continuous use of circumlocutions. Note the ATD is shared by the hypothalamus and the preoptic telencephalon (Figures 9A, 13). It is well possible that the ATD is a direct consequence of the signaling activity of the prechordal plate along the median part of the terminal wall.
Interestingly, both alar and basal parts of the ATD seem to develop signaling properties, due to the localized expression of several members of the fibroblast growth factor family (Fgf8, Fgf10, Fgf18; see Ferran et al.,
Figure 14

Schema illustrating the apparent sources of patterning diffusible morphogens that may have effects on the hypothalamus. The anterior neural ridge (ANR; yellow), which releases FGF8 is in fact a part of the roof plate (dorsalizing influence), rather than a source of AP effects; in contrast, the retromamillary and mamillary floor plate (dark blue associated to RM and M) releases SHH (ventralizing influence; note Shh secondarily also is expressed throughout the basal plate, and is later downregulated at the Tu area). We can speak of the acroterminal midline as a source of AP patterning effects. Recent observations (Ferran et al.,
Coda
Looking into the rationale of the novel aspects in the prosomeric model possibly has brought us to consider quite unexpected morphological and developmental results, which seem relevant one way or other for underpinning solidly our assumptions about forebrain structure, including that of the hypothalamus, in a realistic causal background. Progress apparently lies in increasing our awareness of such relevant developmental phenomena and their spatial and molecular characteristics, incorporating them coherently after due analysis into the model's assumptions and predictions. This surely improves its overall consistency and sturdiness, to the advantage of potential morphologic interpretations and causal explanations. Our take-home message is that a morphologic model helps us to think all the better, the deeper its roots extend into causal foundations.
A good model points out the apparent best options for our dealings with complex reality (either the planning of our research, or the analysis of results), but certainly does not represent a definitive Truth that stops us from considering heterodox novel ideas and possible changes to the model. Models must adapt to progress in knowledge, or will be superseded. In the past, neuroanatomic models first aimed to encompass gross aspects of adult brain structure as they appeared in dissections, and accordingly were very much man-made and wanting in precision. Then they incipiently started to consider aspects of dorsoventral and anteroposterior developmental pattern (columnar versus neuromeric models), but were hampered by the low resolutive power of the research methods available, and possibly also by misguided (premature) attention to functions. Finally, the progress of molecular biology, genomics and mechanistic developmental biology has brought in masses of new relevant data, leading us to the consequent need of models capable of encompassing causal mechanisms of structure in three dimensions. We can no longer accept that the brain longitudinal axis, or any other fundamental structural component, be defined arbitrarily (e.g., merely implied by the use of given descriptors), without express reference to known molecular aspects of developmental causation, irrespective whether we only have tentative solutions, or seemingly solid ones. This is the modern, promising way in which we look at the hypothalamus now, in the new molecular scenario.
Since we have not yet collected or analyzed all possible data, we must be ready to change our assumptions as the model evolves in response to new techniques, additional experimental results and more detailed thought. Importantly, the morphological model of the hypothalamus should not be conditioned by functional preconceptions, as happened with the columnar model. Our justified interest in brain functions should find its proper place in the experimental analysis of the biology of living brain structure. Morphological models are important primarily as instruments to understand developing (evolving) brain structure. They allow us to produce increasingly detailed maps where causal mechanisms, differentiation patterns, connective pathways, synaptic fields and even neuro-pharmacological properties can be correlatively inscribed, first bi-dimensionally, and later in 3 dimensions. This complex and as yet incompletely fulfilled endeavor eventually should allow us to conceive multi-dimensional representations, which might be relevant for functional analysis, even though brain functions per se, representing dynamic capabilities of distributed interactive neural networks relative to the body and the world, hardly can find a fixed place in a morphological brain model.
Quaerendo invenitis (by asking, you will find) [J. S. Bach]
Conflict of interest statement
The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
Statements
Acknowledgments
This work was funded by the Spanish Ministry of Economy and Competitiveness grant BFU2008-04156 and the SENECA Foundation contract 04548/GERM/06 (no. 10891) to LP. Infrastructure support provided by the University of Murcia and the IMIB is also acknowledged.
Conflict of interest
The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
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Summary
Keywords
peduncular hypothalamus, terminal hypothalamus, acroterminal domain, genoarchitecture, anteroposterior pattern, dorsoventral pattern, length axis, tracts
Citation
Puelles L and Rubenstein JLR (2015) A new scenario of hypothalamic organization: rationale of new hypotheses introduced in the updated prosomeric model. Front. Neuroanat. 9:27. doi: 10.3389/fnana.2015.00027
Received
23 January 2015
Accepted
23 February 2015
Published
19 March 2015
Volume
9 - 2015
Edited by
Gonzalo Alvarez-Bolado, University of Heidelberg, Germany
Reviewed by
Charles R. Watson, Curtin University, Australia; Salvador Martinez, University Miguel Hernandez, Spain
Copyright
© 2015 Puelles and Rubenstein.
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*Correspondence: Luis Puelles, Department of Human Anatomy, School of Medicine, University of Murcia, Campus Espinardo s/n, 30071, Murcia, Spain puelles@um.es
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