Abstract
Understanding plasticity of neural networks is a key to comprehending their development and function. A powerful technique to study neural plasticity includes recording and control of pre- and post-synaptic neural activity, e.g., by using simultaneous intracellular recording and stimulation of several neurons. Intracellular recording is, however, a demanding technique and has its limitations in that only a small number of neurons can be stimulated and recorded from at the same time. Extracellular techniques offer the possibility to simultaneously record from larger numbers of neurons with relative ease, at the expenses of increased efforts to sort out single neuronal activities from the recorded mixture, which is a time consuming and error prone step, referred to as spike sorting. In this mini-review, we describe recent technological developments in two separate fields, namely CMOS-based high-density microelectrode arrays, which also allow for extracellular stimulation of neurons, and real-time spike sorting. We argue that these techniques, when combined, will provide a powerful tool to study plasticity in neural networks consisting of several thousand neurons in vitro.
Introduction
The understanding of neural circuits and their activities is to a major extent based on measurements with extracellular electrodes. This is due to the fact that extracellular recordings are relatively easy to perform and very well established. In contrast to single cell measurements with intracellular recording techniques, extracellular electrodes pick up the action potentials (spikes) of all neurons in their vicinity. This is a blessing as well as a curse. An advantage is that in principle several neurons can be measured simultaneously using a single extracellular electrode, but the price to pay is the need to assign single spikes to their putative neuronal sources. This problem is referred to as spike sorting and it is known to be difficult and error-prone (Lewicki, ), and spike sorting often involves a highly time consuming, manual component.
Depending on the experiment, time consuming spike sorting can be regarded as a mere inconvenience, and many studies have focused on the development of spike sorting algorithms for the offline analysis of the recordings after performing the experiment (see e.g., Letelier and Weber, ; Shoham and Fellows, ; Delescluse and Pouzat, ). For real-time closed-loop experiments and brain machine interfaces (BMI), however, it is absolutely necessary to obtain spike trains already during the recording so that time consuming spike sorting is not only a problem but essentially prohibits performing such experiments. Therefore, spike sorting is usually avoided in those experiments by detecting just the presence of action potentials, e.g., by applying a voltage threshold, which can be relatively easy and efficiently implemented also in hardware (Guillory and Normann, ). Real-time spike detection allows for studying closed-loop feedback of neural activity, for example, through the implementation of visual feedback to an awake monkey (Fetz, ), or by applying electrical stimulation to neurons in an awake animal (Jackson et al., ). Electrical stimulation of neurons that depends on the activity of other neurons (see also Figure 1) was also successfully used in neural cultures on top of multi-electrode arrays (MEAs): electrical feedback stimuli have been used to control the bursting activity of cultured neurons in Wagenaar et al. () and the connection strengths between neurons in Müller et al. (in review). The closed-loop approach can also be used to connect a neural network to a robot (Bontorin et al., ; Potter, ). For a review of real-time closed-loop electrophysiology see, e.g., Arsiero et al. (). These studies, however, were all realized without using spike sorting, either by limiting the number of single neurons that were recorded from (by trying to detect only one specific neuron per electrode), or by using multi-unit activities.
Figure 1
Recent developments in measurement techniques and in spike sorting algorithms make it now possible to overcome some of the limitations of extracellular recordings. A possible setup using spike sorting for closed-loop stimulation of specific neurons is shown in Figure 1. To use the closed loop, e.g., to investigate spike-timing-dependent plasticity, the real-time spike-sorting-induced latency may not exceed a few milliseconds. In the following, we will review the advances in MEA recording technology with a special focus on high-density MEAs and show that the high-density of the electrodes provides unprecedented signal quality that holds the promise to enable clear and reliable assignment of single spikes to putative neurons (Litke et al.,
MEA recording technology
Planar MEAs are two-dimensional arrangements of recording electrodes for in vitro extracellular measurements of cultured neuronal cells or slice preparations. They allow for recording of electrical activity simultaneously on many electrodes at high temporal resolution. Thus, they represent an important tool to study the dynamics in neuronal networks (e.g., Potter et al.,
An important parameter of MEAs is the inter-electrode distance (IED). For multi-electrode arrangements on shafts of needles, such as tetrode configurations (Eckhorn and Thomas,
From the signal processing point of view, this is an unfavorable recording situation, as recording the same action potential with more than one electrode was shown to strongly increase spike sorting performance (Gray et al.,
Recent advances in microtechnology, especially the realization of MEAs in complementary metal–oxide–semiconductor (CMOS) technology (Berdondini et al.,
The closely spaced microelectrodes of HDMEAs enable that virtually every neuron on the array is detected by multiple electrodes. Along with the additional information where the signal originated from, the high electrode density greatly improves spike sorting (Gray et al.,
Figure 2

Spike sorting for high-density multi-electrode recordings of cultured neurons. (A) Example recording of 6 out of 102 electrodes of a HDMEA (left), where mainly two neurons were recorded from, and a close up on two spikes (middle) (similar figure as in Frey et al. (
However, HDMEAs do not only improve recording but also stimulation capabilities. Localized, reliable stimulation of single cells (Hottowy et al.,
HDMEAs featuring recording and stimulation circuitry (Frey et al.,
Real-time spike sorting algorithms
The overall spike sorting process consists of a number of non-trivial processing steps (for a schematic of the spike sorting process see, e.g., Einevoll et al.,
Since some data from a certain preparation can already be recorded and stored prior to a specific experiment, templates can be pre-computed using an offline spike sorter. This way, fast and efficient classifiers can be designed based on stored templates that are able to sort spikes in real-time. It does not come as a surprise that almost all research efforts in the direction of real-time spike sorting follow this approach (Friedman,
So far, real-time spike sorting was mainly achieved by deriving simple hardware-implementable decision rules, based on the spike templates. One such rule is to check, if the spike voltage sample at a given time lies between a lower and an upper threshold relative to the peak of the spike waveform (a so called hoop), as described in Santhanam et al. (
However, there have been only few applications of these approaches to multielectrode arrays in real-time scenarios, such as Takahashi and Sakurai (
As already discussed, HDMEAs impose even higher demands on the methods due to the large overall number of simultaneously recorded neurons and the large number of electrodes that are available per single neuron. There are a number of approaches to spike sorting of HDMEA data (Meister et al.,
Linear filters for spike sorting
Linear-filter-based spike sorting approaches rely on linear filters that preferentially respond to one template that is considered to represent spikes from a single neuron (Roberts and Hartline,
It was argued that linear-filter-based spike sorting provides only moderate performance in terms of sorting quality (Wheeler and Heetderks,
Real-time implementation
Numeric computations behind linear filters are based on multiply-accumulate (MAC) operations. For every recording electrode, a set of filter coefficients has to be multiplied with the most recent samples of the recordings, and all multiplications over all electrodes are then summed up. Since multiplications are independent of each other, they can be done in parallel on a digital signal processor (DSP) as a single processing step. DSPs are well suited for implementing MAC-based algorithms, but filter-based spike sorting algorithms can consist of more complex operations [like buffering the filter outputs, thresholding, and estimation of the filter with the maximal output (Franke,
Overlapping spikes
When two spikes occur nearly at the same time, they can cause problems for the spike sorting: The overlapping signals could be detected as a single spike instead of being recognized as two spikes, and the distorted overall waveform can lead to misclassifications. With multi-electrode recordings, there can be two different types of spike overlaps: (1) temporal overlaps include spikes that occur nearly at the same time but on different electrodes, while (2) spatio-temporal overlaps occur nearly at the same time and also on the same electrodes. Purely temporal overlaps do not cause any problems for filter-based methods, as the filters corresponding to one neuron can be made “blind” to the electrodes of another neuron and can be treated separately. Spatio-temporal overlaps (see Figure 2), however, will distort the filter outputs of both filters. A way to solve this problem is to remove the corresponding waveform from the data, once a spike was detected, and to then re-compute the filter outputs (Gozani and Miller,
Discussion/outlook
A number of issues in implementing real-time spike sorting still remain unsolved. It would be desirable to make the linear filters as short as possible to achieve the smallest possible delay (the delay of a causal filter is directly related to its length) (Vollgraf and Obermayer,
Given the high spatial resolution of HDMEAs, it will be interesting to investigate, how the quality of the results obtained by using simple spike sorting algorithms compares to that of more complex ones. Promising algorithms for use with high electrode density include the aforementioned “hoop”-approach (Santhanam et al.,
An important issue for spike sorting is the occurrence of bursts. Here, a neuron produces potentially many spikes with successively decreasing amplitudes and, possibly, varying waveforms (Fee et al.,
HDMEAs are a valuable tool to study neural networks, and in combination with real-time spike sorting, hold great promise for new closed-loop experiments to study, e.g., neural plasticity. We have discussed the potential applicability of spike-sorting algorithms for this purpose and come to the conclusion that the combination of hardware-optimized algorithms with HDMEA recordings may possibly enable high performance spike sorting of more than hundred neurons with latencies in the range that is required to stimulate and control synaptic plasticity (Feldman,
Conflict of interest statement
The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
Statements
Acknowledgments
This work was financially supported by the European Community through the ERC Advanced Grant 267351, “NeuroCMOS” and the Swiss National Science Foundation through the Ambizione Grant PZ00P3_132245. Felix Franke acknowledges individual support through an EU-funded Marie Curie Training Network of FP6: CT 2006-035854, CELLCHECK.
Conflict of interest
The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
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Summary
Keywords
closed-loop, real-time, spike sorting, multielectrode arrays, neural cultures
Citation
Franke F, Jäckel D, Dragas J, Müller J, Radivojevic M, Bakkum D and Hierlemann A (2012) High-density microelectrode array recordings and real-time spike sorting for closed-loop experiments: an emerging technology to study neural plasticity. Front. Neural Circuits 6:105. doi: 10.3389/fncir.2012.00105
Received
04 October 2012
Accepted
02 December 2012
Published
20 December 2012
Volume
6 - 2012
Edited by
Steve M. Potter, Georgia Institute of Technology, USA
Reviewed by
Suguru N. Kudoh, Kwansei Gakuin University, Japan; Michela Chiappalone, Italian Institute of Technology, Italy
Copyright
© 2012 Franke, Jäckel, Dragas, Müller, Radivojevic, Bakkum and Hierlemann.
This is an open-access article distributed under the terms of the Creative Commons Attribution License, which permits use, distribution and reproduction in other forums, provided the original authors and source are credited and subject to any copyright notices concerning any third-party graphics etc.
*Correspondence: Felix Franke, Department of Biosystems Science and Engineering, ETH Zürich, 4058 Basle, Switzerland. e-mail: felfranke@gmail.com
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