Abstract
The auditory lemniscal thalamocortical (TC) pathway conveys information from the ventral division of the medial geniculate body to the primary auditory cortex (A1). Although their general topographic organization has been well characterized, functional transformations at the lemniscal TC synapse still remain incompletely codified, largely due to the need for integration of functional anatomical results with the variability observed with various animal models and experimental techniques. In this review, we discuss these issues with classical approaches, such as in vivo extracellular recordings and tracer injections to physiologically identified areas in A1, and then compare these studies with modern approaches, such as in vivo two-photon calcium imaging, in vivo whole-cell recordings, optogenetic methods, and in vitro methods using slice preparations. A surprising finding from a comparison of classical and modern approaches is the similar degree of convergence from thalamic neurons to single A1 neurons and clusters of A1 neurons, although, thalamic convergence to single A1 neurons is more restricted from areas within putative thalamic frequency lamina. These comparisons suggest that frequency convergence from thalamic input to A1 is functionally limited. Finally, we consider synaptic organization of TC projections and future directions for research.
The auditory thalamus, the medial geniculate body (MGB), receives ascending information from subthalamic stations and subsequently conveys it to the auditory cortex through thalamocortical (TC) projections (Imig and Morel, ; Anderson et al., ; Lee and Winer, ). At this stage, sound frequency information is transformed into separate concurrent pathways in different auditory cortical fields (Lee et al., ). A variety of animal models and experimental techniques have contributed to an evolving understanding of these transformations. In this review, we integrate these past findings, current issues, and our recent data towards a unified understanding of sound frequency transformations in the auditory TC system. A more detailed review of anatomical and physiological studies in TC transformations is available elsewhere (Imaizumi and Lee, ).
Principles of thalamocortical projections in the auditory lemniscal tonotopic pathway
Auditory information ascending from the cochlea and lower brainstem centers must first be transmitted through the MGB before being subsequently conveyed to auditory cortical areas (Winer, ; Sherman and Guillery, ; Jones, ). The functional organization of the auditory TC pathways is determined in part by their thalamic nuclear origins and cortical areal targets (Kaas and Hackett, ; Lee and Winer, ). Within the thalamus, the MGB is divided into three main subdivisions, i.e., the ventral division, the dorsal division, and the medial division, delineated on the basis of their connections, cytoarchitecture, and physiological properties (Winer, ; Imig and Morel, ; Huang and Winer, ; de la Mothe et al., ; Lee and Winer, ). Similarly, the auditory cortex can be distinguished into “core”, “belt”, and “parabelt” areas (Kaas and Hackett, ; Lee and Winer, ). The neuroanatomical pathways connecting these thalamic nuclei to the auditory cortical areas constrain the functional transformations occurring at this stage of auditory processing (Winer et al., ).
The classically described tonotopic arrangement of frequency is established through topographic projections originating in the auditory periphery and is a fundamental organizing principle of the lemniscal TC pathway from the ventral division of the MGB (MGBv) to the “core” auditory cortical fields (Brandner and Redies, ; Lee and Winer, , ). Within the auditory thalamus, the MGBv is the main division with a tonotopic organization (Calford, ; Imig and Morel, ; Hackett et al., ). Neurons in the MGBv mainly project to layers 3 and 4, as well as branching to other supragranular and infragranular layers in A1 (Huang and Winer, ; Broicher et al., ; Smith et al., ; Lee and Imaizumi, ; Saldeitis et al., ). Neurons in the MGBv have smaller cell bodies and are arranged in laminar rostrocaudal sheets, with their dendritic fields aligned in parallel along the sheet (Winer, ). The neurons in each sheet respond to similar sound frequencies (Imig and Morel, ), which establishes the observed tonotopic organization. Orientation of these sheets differs among species, dorsoventrally in the rat and lateromedially in the mouse and cat (Imig and Morel, ; Hackett et al., ; Storace et al., ). In comparison, the dorsal and the medial divisions of the MGB (MGBd and MGBm) are anisotropically organized (Winer, ), resulting in no tonotopic organization (Calford, ). Neurons in these nuclei have broader, multipeaked, complex, and/or multimodal receptive fields, in contrast to the sharply tuned neurons of the MGBv (Calford, ; Anderson et al., ; Anderson and Linden, ). The MGBm, in particular, contains some of the largest cell bodies in the MGB, and is further distinguished by a sparser packing of cell bodies (Winer, ). The TC projections of the MGBd largely targets “belt” auditory cortical fields, such as the secondary auditory cortex, terminating primarily in layers 3 and 4, while TC neurons of the MGBm project more broadly across many auditory cortical areas, primarily targeting layer 1 in each area (Huang and Winer, ; Kaas and Hackett, ; Lee and Winer, ; Smith et al., ). The core auditory cortical fields are defined by their tonotopic organization and their TC inputs arising from the MGBv (Kaas, ). The number of core auditory cortical fields with tonotopic organization differs among species: two (and possibly more) core fields, the primary auditory cortex (A1) and the anterior auditory field (AAF) (and possibly the posterior and the ventroposterior fields), in carnivores and rodents and three core fields, the rostrotemporal field, the rostral field, and A1, in primates, possibly including humans (Kaas, ). Among these fields, A1 is common to all mammalian species studied thus far and is the most extensively studied field. Consequently, we will focus on sound frequency transformation from MGBv to A1 in the lemniscal pathway.
In this respect, several TC models have been proposed to describe the functional organization of auditory lemniscal projections (Figure 1; Brandner and Redies, ; Molinari et al., ; Miller et al., ; Lee and Winer, ). Among these possible models, topographic projections in the lemniscal pathway may be organized in a point-to-point manner, i.e., limited divergence from a cluster of thalamic neurons to limited areas of A1 (Figure 1A; Brandner and Redies, ). Based on a linear estimation of spectro-temporal receptive fields (STRFs) by simultaneous single-unit recordings from functionally connected MGBv and A1 neurons in ketamine-anesthetized cats, this suggestive point-to-point TC organization may contribute to direct inheritance of STRFs from the MGBv to A1, but is not the major organization type (Miller et al., ). Rather, STRFs are created by convergence in the TC transformation, i.e., thalamic neurons with partially overlapped STRFs converge on single A1 neurons. Anatomical studies have supported this view. Anterograde tracer injections in the MGB or retrograde tracer injections in A1 clearly demonstrate divergent or convergent projections, respectively, in rodents, carnivores, and primates (Figure 1B; Molinari et al., ; Huang and Winer, ; Lee et al., ; Lee and Winer, ; Read et al., ; Razak and Fuzessery, ; Hackett et al., ; Storace et al., ). This divergent and convergent model also suggests that tonotopy or characteristic frequency (CF) of each cortical neuron or a cluster of neurons results from computational processing. Furthermore, this divergent and convergent model is constrained by a general rule for sound frequency transformations, at least, in the cat. For secure functional transformations, the MGBv and A1 neurons require an alignment of less than 1/3 octave difference in best frequency (sound frequency evoked best response in a neuron at a given sound level) (Miller et al., ). To fully activate an A1 neuron, synaptic convergence from 20–25 MGBv neurons is required. However, as noted by Miller et al. (), these rules might be biased toward the most robust and strongest TC connectivity. Nevertheless, such divergence and convergence is constrained, rather than profligate and widespread, originating from circumscribed thalamic areas representing sound frequencies within a 1/3 octave domain, as illustrated in Figure 1C.
Figure 1
Spectral receptive field obtained by classical approaches
Sound frequency transformations can be characterized through analyses of the spectral receptive field (SRF). The SRF is, in general, measured based on a frequency-threshold tuning curve (response to sound level as a function of sound frequency). A common measure is the Q-factor by which CF is divided by a linear measure of bandwidth at a given sound level above threshold (e.g., Q10; Q-value at 10 dB above threshold) (Imaizumi and Schreiner, ). Because the Q-value is a normalized measure, the larger the Q-value, the more sharply tuned are the neurons.
Neurons in the MGBv are, in general, more sharply tuned than in non-lemniscal divisions of the MGB (Rouiller et al., ; Calford, ; Edeline et al., ; Anderson et al., ; Anderson and Linden, ). However, no clear spatial organization of thalamic SRFs is available, due to the deep location in the brain. On the other hand, spatial organization of SRFs in A1 is available in many species. These transformations at the TC synapse are mediated by the excitatory neurotransmitter, glutamate, from the MGBv to A1 (Lee, 2014). Thus, only the excitatory SRF is directly transformed through TC projections. Based on the divergent and convergent TC model (Figure 1C), SRFs in A1 neurons can be spatially homogeneous. This is seen in rodent A1 based on multi-unit recordings from layer 4 under pentobarbital or ketamine anesthesia (Polley et al., ; Guo et al., ). Anatomical studies employing retrograde tracer injections in the mouse and rat A1 support this idea by demonstrating wide convergent TC projections (Figure 2A; Polley et al., ; Hackett et al., ; Storace et al., ). Furthermore, the CF gradient (CF distance divided by cortical surface distance) is linear (Hackett et al., ; Storace et al., ). Regarding the thalamus, neurons in the MGBv are, in general, sharply tuned to CF, although only a handful of studies have quantified SRFs in the MGBv (Calford, ; Bordi and LeDoux, ; Edeline et al., ; Anderson and Linden, ; Bartlett et al., ). Based on the assumption of sharply tuned MGBv neurons and using local field potentials that record subthreshold activity in rat A1, Kaur et al. (, proposed a classical convergent TC model, in which broadly-tuned neurons in A1 are constructed from sharply-tuned neurons in the MGBv that merge with intracortical sideband input. Thus, TC transformations of SRFs depend on thalamic and intracortical sources. The relative functional weights of these convergent inputs are of some debates (de la Rocha et al., ) and is being addressed using modern experimental approaches, as discussed below.
Figure 2
There are a few clear cases of non-homogenous distribution of SRFs in A1 (reviewed in Imaizumi and Schreiner,
Another example of non-homogenous distribution of SRFs is cat A1 (Schreiner et al.,
Figure 3

Convergence from thalamocortical projections in the cat. Retrograde tracers were injected along physiologically identified isofrequency lamina in cat A1. The panels illustrate the resulting patterns of retrogradely labeled neurons in coronal sections of the MGB in four different experiments. (A) Labeling in the MGB following injections in the 3 kHz CF lamina of A1. (B) Labeling in the MGB following injections in the 7 kHz CF lamina of A1. (C) Labeling in the MGB following injections in the 20 kHz CF lamina of A1. (D) Labeling in the MGB following injections in the 30 kHz CF lamina of A1. Modified from Lee et al. (
Modern experimental approaches
The examples discussed above employed classical experimental techniques. However, recent studies of the TC transformation are employing more modern experimental techniques, such as two-photon calcium imaging, whole-cell recordings, optogenetics, and photostimulation methods. These studies tend to focus on the mouse and rat A1 due to their cost and empirical tractability with these new approaches. How have these modern approaches updated our knowledge?
In vivo two-photon calcium imaging
The advent of modern approaches using in vivo two-photon calcium imaging enables us to measure physiological properties and to identify anatomical locations simultaneously (Ohki et al.,
In vivo whole cell recordings
One important contribution of these modern approaches is towards isolating excitatory inputs from inhibitory inputs in the TC transformation. For instance, recent application of in vivo whole-cell recordings in A1 has enabled an examination of the excitatory and inhibitory responses to external sound stimulus by holding the neuron at different membrane potentials close to the reversal potentials of the relevant ions. As stated above, because TC projections carry only excitatory inputs to A1, the inhibitory inputs are deduced to originate from cortical circuits within A1. An important question here is to what extent TC pathways carry excitatory input to A1 regarding frequency integration range. As discussed above, despite the wide anatomical convergence from MGBv neurons (Figures 1, 2), is TC excitatory input still very narrow (Kaur et al.,
Such pharmacological approaches have become refined through the advent of optogenetic methods that enable the specific activation or inactivation of particular neuronal cell types, such as the different classes of cortical inhibitory neurons (Taniguchi et al.,
Laser-scanning photostimulation in in vitro thalamocortical slices
Traditionally, the auditory TC system has been studied using in vivo techniques, such as those discussed above. However, advances in our understanding of TC microcircuits have emerged from investigations employing in vitro rodent brain slice preparations preserving intact TC connectivity (Cruikshank et al.,
Figure 4

Identification of A1 by immunohistochemistry and flavoprotein autofluorescent imaging. (A) SMI-32 is expressed well in layers 3 and 5 in a semi-horizontal thalamocortical section (50 μm) of mouse A1. The anterior and posterior A1 borders are illustrated by white lines. Unpublished data. (B) Flavoprotein autofluorescent imaging in the semi-horizontal thalamocortical section (500 μm) of mouse A1. A rectangle positive current (200 μA) was injected for one second in the MGBv using a concentric bipolar microelectrode. Hot colors show activated areas, corresponding to A1. The numbers in A1 indicate cortical layers. Hip: hippocampus, A: anterior, L: lateral. Modified from Lee and Imaizumi (
Using these criteria to identify A1 in the in vitro slice preparation, we examined whether the spatial pattern of TC convergence onto a single recorded A1 neuron varies from the degree of convergence obtained by classic retrograde tracer injection studies discussed above (Figures 2A, 3). These studies take advantage of the accessibility of structures in the slice preparation and utilize a method of functional mapping known as laser-scanning photostimulation via uncaging of glutamate (Callaway,
In vitro imaging techniques in thalamocortical slices
A powerful application of in vitro TC slice preparations has been their use in mapping synaptic input sites on the dendrites of TC recipient A1 neurons. Richardson et al. (
Although in vitro two-photon calcium imaging provides high spatial resolution (e.g., single cell bodies and dendritic spines), this technique often sacrifices temporal resolution. Imaging using voltage sensitive dyes allows experimenters to assess responses with higher temporal resolution to external stimulus, although spatial resolution is sacrificed (Grinvald and Hildesheim,
Future directions
The auditory system has evolved and adapted to each animal’s environment and behavioral requirements (Imaizumi and Lee,
Statements
Conflict of interest
The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
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Summary
Keywords
tonotopy, receptive field, tracer injections, laser-scanning photostimulation, calcium imaging, optogenetics, whole-cell recording, brain slice
Citation
Imaizumi K and Lee CC (2014) Frequency transformation in the auditory lemniscal thalamocortical system. Front. Neural Circuits 8:75. doi: 10.3389/fncir.2014.00075
Received
01 February 2014
Accepted
16 June 2014
Published
08 July 2014
Volume
8 - 2014
Edited by
Li I. Zhang, University of Southern California, USA
Reviewed by
Patrick O. Kanold, University of Maryland, USA; Li I. Zhang, University of Southern California, USA
Copyright
© 2014 Imaizumi and Lee.
This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) or licensor are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.
*Correspondence: Kazuo Imaizumi, Department of Comparative Biomedical Sciences, Louisiana State University, School of Veterinary Medicine, Skip Bertman Drive, Baton Rouge, LA 70803, USA e-mail: kazuo1@lsu.edu
This article was submitted to the journal Frontiers in Neural Circuits.
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