Abstract
The hypothesis that the basal-ganglia direct and indirect pathways represent goodness (or benefit) and badness (or cost) of options, respectively, explains a wide range of phenomena. However, this hypothesis, named the Opponent Actor Learning (OpAL), still has limitations. Structurally, the OpAL model does not incorporate differentiation of the two types of cortical inputs to the basal-ganglia pathways received from intratelencephalic (IT) and pyramidal-tract (PT) neurons. Functionally, the OpAL model does not describe the temporal-difference (TD)-type reward-prediction-error (RPE), nor explains how RPE is calculated in the circuitry connecting to the DA neurons. In fact, there is a different hypothesis on the basal-ganglia pathways and DA, named the Cortico-Striatal-Temporal-Difference (CS-TD) model. The CS-TD model differentiates the IT and PT inputs, describes the TD-type RPE, and explains how TD-RPE is calculated. However, a critical difficulty in this model lies in its assumption that DA induces the same direction of plasticity in both direct and indirect pathways, which apparently contradicts the experimentally observed opposite effects of DA on these pathways. Here, we propose a new hypothesis that integrates the OpAL and CS-TD models. Specifically, we propose that the IT-basal-ganglia pathways represent goodness/badness of current options while the PT-indirect pathway represents the overall value of the previously chosen option, and both of these have influence on the DA neurons, through the basal-ganglia output, so that a variant of TD-RPE is calculated. A key assumption is that opposite directions of plasticity are induced upon phasic activation of DA neurons in the IT-indirect pathway and PT-indirect pathway because of different profiles of IT and PT inputs. Specifically, at PT→indirect-pathway-medium-spiny-neuron (iMSN) synapses, sustained glutamatergic inputs generate rich adenosine, which allosterically prevents DA-D2 receptor signaling and instead favors adenosine-A2A receptor signaling. Then, phasic DA-induced phasic adenosine, which reflects TD-RPE, causes long-term synaptic potentiation. In contrast, at IT→iMSN synapses where adenosine is scarce, phasic DA causes long-term synaptic depression via D2 receptor signaling. This new Opponency and Temporal-Difference (OTD) model provides unique predictions, part of which is potentially in line with recently reported activity patterns of neurons in the globus pallidus externus on the indirect pathway.
Existing Hypotheses: the OpAL Model and the CS-TD Model
The cortico-basal ganglia circuits have been suggested to be crucially involved in value-related cognitive and affective processes. A prevailing hypothesis, named the Opponent Actor Learning (OpAL) model () (Figure 1A), posits that the direct and indirect pathways of the basal ganglia encode the goodness (or benefit) and badness (or cost) of options, respectively. This model, rooted in previous models (; ), is based on the experimental findings indicating that the striatal direct and indirect-pathway medium spiny neurons (dMSNs and iMSNs) are positively and negatively modulated by dopamine (DA), respectively, in terms of both instantaneous responsiveness and long-term synaptic plasticity () (Figure 1A right, red and blue dashed ovals). The OpAL model explains both choice-related phenomena, such as why stimulation of dMSNs or iMSNs causes appetitive or aversive response, respectively (), and motivation/effort-related phenomena, such as why DA depletion causes a shift in the preference from high-cost-high-benefit to low-cost-low-benefit options () (i.e., according to the OpAL model, it is because dMSN’s benefit representation is weakened while iMSN’s cost representation is exaggerated) (). A recent study () found that visually responsive neurons in the globus pallidus externus (GPe), in the middle of the indirect pathway, were largely more inhibited by objects that were stably associated with bad outcomes than by objects associated with good outcomes, suggesting that the indirect pathway signals the badness of stimuli. More recent work has further revealed that iMSNs tend to show higher activity following the presentation of lower-value conditional stimulus () or in response to lower-value outcome-instructing stimulus () than the case of higher-value stimulus. The OpAL model appears to be in line with these findings.
FIGURE 1
While having the strong explanatory power, however, the OpAL model still has limitations, both structurally and functionally. Specifically, at the structural level, the OpAL model, as well as most previous models, does not incorporate differentiation of two types of cortical inputs to the basal-ganglia pathways received from two types of corticostriatal pyramidal cells, namely, intratelencephalic (IT) and pyramidal-tract (PT) neurons (
In fact, there is a different hypothesis on the cortico-basal ganglia circuit functions named the Cortico-Striatal-Temporal-Difference (CS-TD) model (
However, the CS-TD model has a critical drawback. Specifically, although there are experimental results suggesting that DA modulates synaptic plasticity to the opposite directions in dMSNs and iMSNs (
A New Hypothesis That Integrates the OpAL and CS-TD Models: the OTD Model
At first glance, these two models are mutually exclusive, because they made such contrasting assumptions on the synaptic plasticity on iMSNs. However, given that there exist two populations of corticostriatal neurons, i.e., IT and PT neurons, those assumptions might not be mutually exclusive. Specifically, if the iMSN synapses considered in the OpAL model are those targeted by IT neurons while the iMSN synapses considered in the CS-TD model are, as originally assumed, primarily PT neuron-targeting synapses, the two assumptions could go together (Figure 2A).
FIGURE 2

The integrated Opponency and Temporal-Difference (OTD) model, and the hypothetical mechanism for opposite directions of plasticity at IT→iMSN synapses and PT→iMSN synapses upon phasic DA release. (A) The OTD model. See the main text for explanation. (B) The hypothetical mechanism for opposite directions of plasticity at IT→iMSN synapses and PT→iMSN synapses. (a) A schematic diagram. The PT inputs are presumably more sustained and intense than the IT inputs, resulting in low and high baseline adenosine levels around the IT→iMSN synapses and PT→iMSN synapses, respectively. PT axospinous terminals on MSNs have been shown to be typically larger than IT axospinous terminals (
Crucially, the IT→iMSN connections and PT→iMSN connections are expected to have different activation profiles. In particular, because PT neurons receive uni-directional projections from IT neurons (
Figure 2A shows the integrated Opponency and Temporal-Difference (OTD) model. At time ti (Figure 2A, left), action A(ti) is represented by a population of cortical IT neurons, and its goodness (benefit) and badness (cost) [Good(A(ti)) and Bad(A(ti))] are represented by dMSNs and iMSNs, respectively, so that the utility of the action, i.e., Good(A(ti)) -Bad(A(ti)) is computed in the downstream. When there are multiple action candidates, one action is selected based on the utility in a soft-max manner. The selected action is represented by the cortical PT neurons, which are driven by the IT neurons and the basal ganglia output, and executed through the pyramidal tract. At time ti+1 (Figure 2A, right), a population of dMSNs and a population of iMSNs represent the goodness (benefit) and badness (cost) of the upcoming action [Good(A(ti+1)) and Bad(A(ti+1))], respectively, while a different population of iMSNs represents the value of the executed action [V(A(ti))]. The dMSN population and iMSN populations positively and negatively modulate the DA neurons via the basal ganglia output, respectively, so that the DA neurons compute a form of TD-RPE: δ(ti+1) = R(ti+1) + {Good(A(ti+1)) -Bad(A(ti+1))}-V(A(ti)). When the TD-RPE is positive, the IT-dMSN connections are potentiated (red dashed oval in Figure 2A right) whereas the IT-iMSN connections are depressed (blue dashed oval), and the PT-iMSN connections are potentiated (red dashed oval). Figure 3A shows the operation of the OTD model in more detail, illustrating different populations of neurons corresponding to different actions. Notably, the IT/PT-iMSN connections corresponding to the previous action that constitutes a cause of the TD-RPE (action “A1” in the figure) are plastically changed whereas the IT/PT-iMSN connections corresponding to the current action (“A3” in the figure) are not, ensuring the causality; this could be achieved through mechanisms for creating a delayed time window for plasticity, such as those revealed for the synapses on dMSNs (
FIGURE 3

Detailed operation of the OTD model, and reversal of the valence in the coding of the indirect pathway predicted by the model. (A) Detailed operation of the OTD model. (Left panel) At time ti, goodness (benefit) and badness (cost) of each of the two action candidates, A1 and A2, are represented in the direct and indirect pathways, respectively. Based on the utility combining those benefit and cost, one action, A1, is selected in a soft-max manner to be represented by a population of PT neurons, and executed through the pyramidal tract. (Right panel) At time ti+1 when reward comes as an outcome of the executed action A1, the A1-corresponding population of PT neurons sustain their activity, activating the A1-corresponding population of iMSNs. These iMSNs represent the value of the executed action [V(A1)], and negatively impact the DA neurons via GPi/SNr. In the meantime, goodness (benefit) and badness (cost) of the upcoming action A3, i.e., Good(A3) and Bad(A3) are represented in the A3-corresponding populations of dMSNs and iMSNs, respectively, which positively and negatively impact the DA neurons. Together with reward-representing input R, the DA neurons calculate a form of TD-RPE: R + {Good(A3) - Bad(A3)} - V(A1) [results of recent work (
Predictions, Limitations, and Perspectives
The OTD model provides testable predictions, a few of which will be described below. First, since iMSNs are assumed to initially represent the badness and later represent the overall value as mentioned just above, a reversal of the valence in the coding of the indirect pathway is predicted to be likely to occur (Figure 3B). This is potentially in line with a result reported in a recent study, which examined the response of visually responsive GPe neurons, on the indirect pathway, to objects that were stably associated with good or bad outcomes (
The OTD model also has limitations. The model’s key assumption lies in the plasticity of corticostriatal synapses depending on DA and adenosine. Regarding this topic, recent work (
Another recent work (
Yet another important experimental result regarding adenosine is that striatum-specific knockout of A2A receptors caused selective impairment of habit formation (
BOX 1. Outstanding issues.
Differences Between IT→iMSN Synapses and PT→iMSN Synapses
– The OTD model assumes that sustained intense PT inputs generate rich adenosine so that the local baseline adenosine concentration around PT→iMSN synapses is higher than the concentration around IT→iMSN synapses. Does such local regional variation indeed exist?
– It has been shown that PT-type axospinous synaptic terminals on MSNs are typically larger than IT-type axospinous synaptic terminals (
– Do the A2A receptors exist at/around IT→iMSN synapses and PT→iMSN synapses equally or differentially? Ultrastructural immunohistochemical study examining rat striatum (
DA-Dependent Adenosine Release
– DA-dependent adenosine release was indicated in the nucleus accumbens in vitro (
– If adenosine release is indeed induced by phasic DA that signals TD-RPE, can the concentration of adenosine also reflect TD-RPE? Reward-related oxygen changes in the rat nucleus accumbens have been observed and suggested to be consistent with RPE-representing fMRI-BOLD signals in humans (
Plasticity
– Do the hypothesized differential DA and adenosine-dependent plasticity inductions at IT→iMSN and PT→iMSN synapses indeed occur? Since experimental validation would not be straightforward, it would be desired to construct mathematical models, based on previous models of the signaling cascades in MSNs (
– We assumed that, at IT→iMSN synapses, phasic DA representing positive TD-RPE causes LTD via D2R signaling in iMSNs. However, recent work conducting cell-type-specific removal of D2R (
– What occurs when TD-RPE is negative? Negative TD-RPE-representing phasic decrease in DA would drastically shift the balance of D2R/A2AR signaling to the A2AR side so as to induce LTP. For the OTD model to hold also when TD-RPE is negative, however, it would be desired that whereas IT→iMSN synapses undergo LTP, PT→iMSN synapses do not (and rather undergo LTD). Whether and how such differentiation between IT→iMSN synapses and PT→iMSN synapses can arise remain to be examined. There is a recent finding that is possibly related to this. Specifically, impairment in LTP induction in A2R-expressing MSNs (i.e., iMSNs) was observed in Rhes (a GTPase enriched in MSNs) knockout female mice, and it was indicated to be associated to excessive phasic cAMP/PKA signaling (
– At the algorithm level, what plasticity rules can ensure that the weights of IT-dMSN synapses, IT-iMSN synapses, and PT-iMSN synapses converge to the goodness, badness, and action-value, respectively?
Circuit Connectivity
– Whereas the CS-TD model assumed preferential IT→dMSN and PT→iMSN transmissions, the OTD model no longer assumes IT→dMSN preference given that the IT→iMSN connections are now assumed to encode the badness of current option. However, the situation remains elusive for PT→dMSN/iMSN connections. One possibility, extending the OTD model, is that the PT→iMSN connections and PT→dMSN connections represent the goodness and badness of the executed action, respectively.
– The OTD (or CS-TD) model assumes that activation of dMSNs and iMSNs has net positive and negative impacts on the activity of DA neurons (or DA release), respectively. Potentially in line with this, stimulation of the terminals of nucleus-accumbens D1R-MSNs led to disinhibition of DA neurons in the ventral tegmental area (
Consistency With In Vivo Experimental Results
– The OTD (or CS-TD) model assumes that PT neurons can sustain activity via strong facilitatory recurrent excitation (
– It has been shown that dMSNs and iMSNs are concurrently activated during action initiation (
Statements
Author contributions
KM conceived of the hypothesis, and elaborated it through discussion with YK.
Funding
This work was supported by Grant-in-Aid for Scientific Research Nos. 15H05876 and 17H06311 of The Ministry of Education, Culture, Sports, Science and Technology in Japan to KM and YK, respectively.
Acknowledgments
The authors thank Dr. Arvind Kumar for his comments on the draft. The original version of this work has been deposited as a preprint in PsyArXiv (https://psyarxiv.com/5y7su/).
Conflict of interest
The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
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Summary
Keywords
reinforcement learning, reward prediction error, cost, basal ganglia, dopamine, adenosine
Citation
Morita K and Kawaguchi Y (2019) A Dual Role Hypothesis of the Cortico-Basal-Ganglia Pathways: Opponency and Temporal Difference Through Dopamine and Adenosine. Front. Neural Circuits 12:111. doi: 10.3389/fncir.2018.00111
Received
31 August 2018
Accepted
29 November 2018
Published
07 January 2019
Volume
12 - 2018
Edited by
Anita Disney, Vanderbilt University, United States
Reviewed by
Veronica Ghiglieri, University of Perugia, Italy; Jeanette Hellgren Kotaleski, Karolinska Institutet (KI), Sweden
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© 2019 Morita and Kawaguchi.
This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.
*Correspondence: Kenji Morita, morita@p.u-tokyo.ac.jp
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