Abstract
The hypothalamus was first implicated in the classic “fight or flight” response nearly a century ago, and since then, many important strides have been made in understanding both the circuitry and the neural dynamics underlying the generation of these behaviors. In this review, we will focus on the role of the hypothalamus in aggression, paying particular attention to recent advances in the field that have allowed for functional identification of relevant hypothalamic subnuclei. Recent progress in this field has been aided by the development of new techniques for functional manipulation including optogenetics and pharmacogenetics, as well as advances in technology used for chronic in vivo recordings during complex social behaviors. We will examine the role of the hypothalamus through the complimentary lenses of (1) loss of function studies, including pharmacology and pharmacogenetics; (2) gain of function studies, including specific comparisons between results from classic electrical stimulation studies and more recent work using optogenetics; and (3) neural activity, including both immediate early gene and awake-behaving recordings. Lastly, we will outline current approaches to identifying the precise role of the hypothalamus in promoting aggressive motivation and aggressive action.
Aggression is a primary social behavior used by humans and animals alike to defend territory, secure mates, compete for food, and protect young. The term aggression comes from the Latin word aggressio, meaning to attack, but also to approach and initiate action. Specific actions associated with aggression depend on the species, but can include biting, kicking, hitting or pushing. In addition, threatening displays such as hisses, enlarged body size, and changes in facial expression are also parts of the aggressive repertoire of many species. Although humans express aggression in diverse physical and verbal forms (often separated into “reactive” or “instrumental” aggressive behaviors), the underlying goal of human aggression—defense and competition for resources—remains the same. Increases in both human and animal aggression are accompanied by similar autonomic responses including raised heart rate and respiration, and both are influenced by changes in circulating hormones, such as testosterone (Nelson and Trainor, ). While the specific actions and musculature used during aggression may differ between humans and animals, the underlying neural mechanisms that drive aggressive behavior are likely to be largely conserved across species.
For nearly a century, neuroscientists have sought to understand the neural basis of aggression by perturbing and monitoring brain activity through a variety of methods. Numerous classic lesion and electric stimulation experiments have established the hypothalamus as a crucial node for the expression of aggressive behavior (Clemente and Chase, ; Siegel et al., ), but its role in promoting these behaviors has remained elusive. Newly emerging techniques for measuring and manipulating neural circuitry, including optogenetic and pharmacogenetic tools and advances in technology for in vivo recording and imaging in the freely moving animal, have opened new avenues for research on aggression and allow study at the level of genetically defined cell type and the single neuron. In this review, we will focus on this recent progress and provide an up-to-date view on the role of the hypothalamus in promoting aggression and compare this to its role in promoting other social interactions such as sexual behavior. Since these novel genetic-based functional manipulation tools are most powerfully applied in the laboratory mouse, this review will focus mainly on advances in understanding the neural substrates of rodent aggression. However, novel contributions to our understanding of aggression circuitry are also currently being done in non-rodent species including humans (Goodson et al., ; Franzini et al., ; Haller, ; Torres et al., ).
Novel approaches to functional manipulation of hypothalamic circuitry
Targeted hypothalamic inactivation reduces natural inter-male aggression
Many studies have attempted to assess the role of the hypothalamus through inactivation experiments, using diverse surgical, pharmacological, and genetic methods. Some of the earliest experiments on aggression were knife cut experiments performed on cats during the 1920’s which demonstrated the importance of hypothalamus in the expression of rage (Bard, ). When the forebrain area was dissociated from its posterior structures, leaving the hypothalamus and its downstream connections intact, operated cats showed spontaneous and unprovoked aggressive behaviors (which they termed sham rage), such as hissing and paw striking. In contrast, if the cut was made posterior to the caudal hypothalamus, these behaviors were absent, indicating that an intact hypothalamus is indispensable for the generation of these rage behaviors.
Further experiments demonstrated that specific subnuclei within the hypothalamus may be preferentially involved in promoting aggression, though the precise effects remained unclear. Contradictory results were reported regarding the effects of electrolytic lesions of the medial hypothalamus on aggression: while some reports showed decreased aggression after lesioning, others showed the opposite trend (Grossman, ; Olivier and Wiepkema, ; Oliver, ; Albert and Walsh, ; Albert et al., ). Reasons for these inconsistent results may be the poor spatial control of the lesion site, damage to fibers of passage and/or post-operation compensation. In addition, pharmacological manipulations have provided additional evidence supporting the necessary role for specific hypothalamic subnuclei in natural aggression: blockage of substance P receptor in medial hypothalamus or the destruction of substance P expressing neurons lowers the number of “violent” hard bites in rats (Halasz et al., , ) and injection of vasopressin receptor antagonist into the anterior hypothalamic nucleus (AHN) of hamster decreased the number of attacks and increased attack latency (Ferris and Potegal, ).
More recent work has focused on a smaller subdivision of the hypothalamus in mouse, the ventromedial hypothalamus, ventrolateral part (VMHvl), and these results have provided the most clear picture to date of the role of the hypothalamus in aggression though its role in mating behavior is less well understood (Figure 1). Several novel approaches have been taken to reduce activity in the VMHvl (Figure 1A). For example, we reversibly inhibited the VMHvl using virally expressed Caenorhabditis elegans ivermectin (IVM)-gated chloride channel (GluCL), which prevents the initiation of action potentials by hyperpolarizing the cells upon ligand binding. We found that attack, but not intermale social investigation, is strongly suppressed by VMHvl inhibition, and this decreased aggression returns to normal levels when VMHvl activity is restored (Lin et al., ).
Figure 1
Other studies have capitalized on the fact that the VMHvl is enriched in estrogen receptor alpha (ERα). Since ERα knockout mice exhibit a severe reduction in aggression, these studies examined the role of ERα cells within the VMHvl on male mouse aggression (Ogawa et al.,
While the effects of these genetically targeted VMHvl manipulation studies on intermale aggression show clear suppression of attack behaviors, the effects on mating were more varied (Figure 1C). When ERα expression is suppressed or PR cells are ablated in the VMHvl, male sexual behavior, like aggression, is reduced. Specifically, manipulated animals spent less time intromitting and achieved fewer ejaculations although the number of mount episodes was not affected (Sano et al.,
Hypothalamic activation induces attack in mouse
The flipside of the loss-of-function or inactivation study is to artificially activate targeted brain regions and examine the resultant behavioral changes. Electric stimulation of the hypothalamus has been reported to induce attack in a variety of mammalian species including rat, cat and monkey (Lipp,
To activate neurons using optogenetic methods, a light gated cation channel, channelrhodopsin (ChR2), often fused with fluorescent protein, is virally or genetically expressed in a specific brain region or a group of molecularly defined cells. Following expression, light pulses delivered through an implanted optic fiber (Figure 2A) can control the spiking activity of ChR2 expressing cells with high temporal precision (Boyden et al.,
Figure 2

Optogenetic activation of VMHvl neurons evokes attack. Stimulation of wild type VMHvl neurons (A) reliably evokes attack to a female or castrated male “intruder” (B) and also to either an anesthetized mouse or inanimate object (C–D). (A–D) Adapted from Lin et al. (
Hypothalamic neural substrates for female aggression
In most species, males are significantly more aggressive than females, and the vast majority of studies have focused on the role of the VMHvl in intermale aggression. However, although the VMHvl is anatomically sexually dimorphic, with males possessing a larger neural volume, several studies have probed whether there is an analogous hypothalamic substrate for female aggression (Matsumoto and Arai,
Interpreting stimulation-evoked attack: insights from rodent behavior
First asked by Hess (
In both rats and mice, hypothalamic activation induced attack is also affected by opponents’ variable defensive tactics. For instance, if an opponent’s back is against the wall, stimulated mice often abort the evoked attack, possibly in part because the preferred biting location is not immediately accessible. In rats, the mode of attack depends critically on the response and location of the opponent: attack jumps arise when the opponents go into an upright position whereas so-called “clinch fights” occur when one of the rats loses balance following an attack jump (Kruk et al.,
Hypothalamic control of innate behavior
How are aggression-related neurons organized in relation to neurons mediating other innate behaviors? Answers to this question have evolved over time as activation techniques have become increasingly refined. In previous studies, it was discovered that radically different behaviors could be evoked by electrically stimulating from the same electrode tip if one varied either the stimulation duration, intensity, frequency, or experimental environment (Valenstein et al.,
Given this overlap of behaviors evoked within a single stimulation site, the question remains whether discrete sets of neurons trigger specific patterns of behavior, or whether behavioral states are encoded by complex patterns of activation in overlapping neural circuits. More directly, do changes in evoked behaviors over stimulation intensity reflect an “intensity coding” in the hypothalamus or a limitation in cell targeting? Recent results using both optogenetics and imaging techniques suggest that the answer appears to be both. For some co-elicited yet distinct behaviors, such as flight and attack, targeted optogenetic stimulation experiments demonstrate that these behaviors likely involve non-overlapping but adjacent hypothalamic areas (Lin et al.,
Surprisingly, although mounting has never been reported to be elicited from HAA using electrical stimulation, optogenetic activation in mice has revealed that mounting and fighting can be induced by activating ERα neurons in the VMHvl at different light intensity: low intensity stimulation induces mounting towards both females, males, and castrated males, while higher light intensity evokes mixed attack, with mounting initially and eventually attack exclusively (Figure 2F; Lee et al.,
Neuronal activity in the hypothalamus
A full understanding of hypothalamic functioning during complex social behaviors such as aggression will require a complete description of changing neural activity obtained during well-controlled social environments. However, most of what we know about neural activity during aggression is a crude proxy based on changes in either metabolic level (e.g., 2-deoxyglucose mapping and functional magnetic resonance imaging (fMRI)) or from the expression of immediate early genes (IEGs) such as Fos (Sagar et al.,
Immediate early genes and the hypothalamus during aggression
The induction of IEGs, in particular Fos, has been of great use throughout the last few decades in mapping brain-wide patterns of activation for both neural and endocrinological signals (Sagar et al.,
A typical IEG induction paradigm for the study of aggression is the “resident-intruder” assay. In this paradigm, a male intruder is introduced into the home cage of a singly housed male conspecific for 5 min to an hour, which typically elicits repeated investigative and attack behaviors from the aggressive resident towards the intruder. Across rodent species, this resident-intruder test induces elevated Fos expression in several hypothalamic nuclei, including the medial preoptic nucleus (MPN), AHN, VMHvl and premammillary nucleus ventral part (PMv; Figure 3A; Kollack-Walker and Newman,
Figure 3

Immediate early gene induction in hypothalamic neurons during fighting and mating behaviors. (A) Traditional Fos induction paradigms show increased activation during fighting and mating in the VMHvl and PMv but do not reveal whether their activation patterns overlap. (B–C) Methodology of Fos CatFish paradigm, which allows for localization of neurons involved in both behaviors (fight-mate and mate fight) in comparison to the reliability of a single behavior (mate-mate and fight-fight). (D) Fos CatFish induction reveals largely non-overlapping hypothalamic populations activated during fighting and mating. (A–D adapted from Lin et al.,
Most Fos induction studies also attempt to examine the specificity of the region in mediating aggression by comparing Fos induction after aggression to the Fos activation pattern after a related behavior. For example, Delville et al. (
These results demonstrate the necessity of comparing IEG activation patterns following two behaviors within the same animal. Since IEGs are first transcribed in the nucleus and then (after ~30 min) translocate to the cytoplasm, the IEG pattern associated with two properly spaced behaviors can be distinguished based on mRNA localization (Figure 3B; Guzowski et al.,
Neural recording in the hypothalamus
Perhaps because of its heterogeneity, small size and deep position in the brain, the hypothalamus has long resisted physiological scrutiny. In particular, in vivo recordings performed during ethologically relevant behaviors (e.g., fighting) have been difficult because these behaviors often involve brief violent bursts of action that are not ideal for conducting stable recordings, and also because previous recording technologies were too cumbersome for animals to perform complex, quick movement with these devices attached to their heads. Fortunately, recent advances in both the stability and size of chronic extracellular recording technology have allowed us to begin interrogating these nuclei during behaviors of interest.
We performed chronic in vivo recordings of populations of VMHvl neurons during fighting and mating (Lin et al.,
Figure 4

Neural recordings of hypothalamic neurons show activation during attack and investigation of a male intruder. Single neurons (A–B) and population average peri-event time histogram (C) exhibit acute increases in activity at the onset of both attack and investigation. (D) Individual neurons can show selectivity for attack (red), investigation (blue), both behaviors (green), or no increase during either of those behaviors (black). (E) VMHvl neurons are activated during the investigation of a source of male mouse urine, but activated little by a castrated male, female, or novel object. (A–B adapted from Lin et al.,
Similar to social behaviors, olfactory cues alone appear to be a strong driving force to hypothalamic activity. VMHvl neurons increase their firing rate during the investigation of a source of male mouse urine to similar levels as when the animal investigates a male conspecific (Figure 4E). Activity is inversely correlated with either the distance from the male intruder or source of urine. In contrast, investigation of castrated males, who produce reduced levels of social olfactory cues, evoked little increase in VMHvl neuron activity, demonstrating that the odor cue may be more important than the presence of a social stimulus in driving hypothalamic activity (Figure 4E).
Neural recordings can begin to directly address how signals for fighting and mating are intermingled within populations of hypothalamic neurons. Unlike IEG studies, which do not have the temporal resolution to address differences between the investigative phase and the action phase (attack or mount), physiological activity in the VMHvl shows clear differences in activity during separable phases of male and female interactions (Figure 5A). During interactions with an intruder male, a substantial subpopulation shows an increase during investigation of both a male and a male social odor, and this can be followed by a transition into a greater degree of activation during attack (Figures 5B–D). In contrast, responses during the investigation of a female or a female social odor cue are more mixed, engaging a smaller subpopulation of neurons, with a higher portion of them exhibiting suppressive responses during the investigation. The action phase of an encounter with a female (mounting and subsequent mating behaviors) results in a decrease or suppression of overall activity, the opposite of the action phase during intermale encounters (Figures 5C–E). This leaves open the critical yet unanswered question of how stimulation (which should increase activity) of ERα neurons in the VMHvl leads to a behavior (mounting) that under natural conditions, is coupled with an overall decrease in activity. Further experiments examining the specific contribution of these neurons during sexual behavior are necessary to resolve this discrepancy.
Figure 5

VMHvl activity during male and female interactions reveals opposing response patterns. (A) Average activity during a male interaction increases during investigation and attack, while average activity increases slightly during investigation of a female and is suppressed during subsequent sexual behaviors. (B) Response profile across VMHvl neurons during social interactions suggests that neurons that increase activity during male interactions may be suppressed during female interactions but not vice versa. (C–D) Summary of VMHvl neurons participating in separable phases of social interactions. (E) Schematic illustrating that neurons may increase in activity during the sensory acquisition phase of social behavior to both sexes, while the action phase of the social interaction results in opposing activation patterns in populations with less overlap. (B–C adapted from Lin et al.,
The hypothalamus and aggressive motivation
Aggressive motivation can be loosely defined as the internal state that drives animals to seek out opportunities to perform aggressive actions. Signals in the brain that convey information about aggressive motivation should precede and perhaps predict future aggressive actions. Recordings of VMHvl neurons during intermale aggression revealed that VMHvl activity appears to carry information regarding past, current and future attack events (Falkner et al.,
Figure 6

Neuronal activity in the VMHvl is predictive of past and future aggressive events. (A) Activity at the onset of a male investigative episode is increased if that episode leads to attack. (B) Activity prior to the start of the attack predicts the duration of the subsequent attack. (C) The inter-attack interval (i.e., time elapsed from the last attack) inversely correlates with activity at the onset of the next attack. (adapted from Falkner et al.,
Stimulation-evoked behaviors can also be interpreted through the lens of aggressive motivation. Early electric stimulation experiments showed that hypothalamic stimulation promotes not only attack but also approach towards a potential attack target (Roberts and Kiess,
While these results seems to suggest a hypothalamic substrate for aggressive seeking behavior, it is difficult to assess the relationship between hypothalamic activity, approach behavior, and the social target being approached, because sensory stimuli are constantly changing during approach behavior and these changes may affect ongoing neural activity beyond the effects of the stimulation. These confounds necessitate the adoption and adaptation of new methods to assay social motivation. In many classic neuroscience experiments, motivation is assayed using standard operant response paradigms. In these paradigms, a reward (in most cases food or drink) is paired with an initially neutral motor response such as a nosepoke or lever press. By tuning the schedule of the reward delivery, the amount of work an animal is willing to expend to acquire the reward can be assayed, and this “work” reflects the motivation of the animal for the given reward. These paradigms have been commonly adapted to assay the motivation to acquire food, the motivational state that we call “hunger”, and several studies have found a clear link between hypothalamic activity and hunger. Most compellingly, optogenetic activation of agouti-related peptide (AGRP) neurons in the arcuate nucleus of the hypothalamus not only induces eating when food is readily available, but also promotes an increase in bar pressing to obtain food that is not immediately present (Krashes et al.,
Operant response paradigms have been applied thus far in a limited way to assess various types of social motivation including sexual (Everitt and Stacey,
Towards a computational framework for hypothalamic functioning
While new techniques for functional manipulation and recording have deepened our understanding of the role of the hypothalamus in aggression, we are still far from a complete quantitative framework. However, our knowledge about evoked behaviors and types of signals that drive neurons in the VMHvl allows us to speculate about potential models for aggression. One possible model is that the VMHvl acts by performing a sensorimotor transformation, relaying a behaviorally relevant motor command through the transformation of specific sensory signals.
How could this transformation be implemented? Decades of neurophysiological recordings from defined cortical and subcortical circuits provide a useful model for understanding these computations. The oculomotor system is perhaps the canonical circuit described as carrying out a sensorimotor transformation. Sensory information in the form of visual stimuli can be used to guide specific motor sequences, in this case, saccadic eye movements. Neurons at the input level of this circuit can respond to purely sensory (visual) information, and neurons at the output level signal the upcoming movement. In this sensorimotor circuit, sensory information is mapped from visual coordinates into saccade coordinates by neurons in the parietal cortex, superior colliculus, and other key structures that contain neural representations of either the visual stimulus, the saccadic location, or both, and are subject to constant updating by changing environmental factors (Colby and Goldberg,
Hypothalamic circuitry for aggression shares some broad similarities to other sensorimotor transformation circuits. Neurons in the VMHvl can preferentially signal information about the sensory environment (e.g., olfactory cues from male and female conspecifics) and also can preferentially signal the future actions that are coupled with these cues (e.g., attack or mating). In addition, neurons that signal both sensory and action related information (green dots Figure 4D) could serve to bridge sensory and motor representations within the VMHvl. However, since olfactory sensory information is encoded at a different level of complexity relative to the visual system, future computational models will need to account for these fundamental differences. In addition to being supported by current physiological characterizations, the anatomical architecture of the VMHvl could potentially support such a computation. The VMHvl, a densely glutamatergic subnucleus, has a high degree of recurrent connectivity that could support the persistence of a sensory or extrasensory signal (Nishizuka and Pfaff,
Figure 7

Sensorimotor transformation as a possible model for hypothalamic function. VMHvl neurons have overlapping sensory, action, and sensory-action preferring neurons that may be influenced by social specific olfactory and internal motivational signals.
The aggression circuit beyond VMHvl
Of course, the hypothalamus does not act alone to elicit aggression. In rats, the efferent connections from hypothalamic aggression related cells have been examined by comparing anterograde tracing patterns from putative HAA and its adjacent “hypothalamic grooming area (HGA)” and by examining HAA stimulation of induced IEG expression or deoxyglucose uptake pattern (Roeling et al.,
The recent identification of ERα/PR cells in the VMHvl as a key population for aggression offers an opportunity to track other components in the circuit genetically (Yang et al.,
Concluding remarks
Aggression, which has evolved to resolve competition and secure resources, is an essential part of many species’ ethological repertoire. However, disregulated or pathological aggression poses huge risks to society. Although aggression studies thrived in the early and middle 20th century, this line of research has substantially declined since then, especially in comparison to other innate and “emotional” behaviors such as fear (Blanchard et al.,
In addition to the political over-interpretation of aggression studies beyond the line of basic research, technical limitations also obstructed advances in the field. As mentioned, classic lesion and stimulation methods lack adequate spatial resolution to pinpoint aggression-relevant cells. However, the recent emergence of genetically based functional manipulation and tracing methods allows one to target neurons with specific functional relevance, projection patterns or molecular features, greatly improving precision in cell manipulation (Lima et al.,
Statements
Conflict of interest
The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
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Summary
Keywords
aggression, hypothalmus, VMHvl, optogenetic stimulation, circuits, estrogen receptor alpha, aggressive motivation, optogenetics
Citation
Falkner AL and Lin D (2014) Recent advances in understanding the role of the hypothalamic circuit during aggression. Front. Syst. Neurosci. 8:168. doi: 10.3389/fnsys.2014.00168
Received
29 July 2014
Accepted
29 August 2014
Published
25 September 2014
Volume
8 - 2014
Edited by
Newton Sabino Canteras, University of São Paulo, Brazil
Reviewed by
Bauke Buwalda, University of Groningen, Netherlands; Newton Sabino Canteras, University of São Paulo, Brazil
Copyright
© 2014 Falkner and Lin.
This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) or licensor are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.
*Correspondence: Annegret L. Falkner, Neuroscience Institute, New York University School of Medicine, 522 First Avenue, Smilow Research Building, 6th Floor, New York, NY 10016, USA e-mail: annegret.falkner@nyumc.org; Dayu Lin, Department of Psychiatry, New York University School of Medicine, 522 First Avenue, Smilow Research Building, Room 611, New York, NY 10016, USA e-mail: Dayu.Lin@nyumc.org
This article was submitted to the journal Frontiers in Systems Neuroscience.
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