Abstract
To follow an ever-changing auditory scene, the auditory brain is continuously creating a representation of the past to form expectations about the future. Unexpected events will produce an error in the predictions that should “trigger” the network’s response. Indeed, neurons in the auditory midbrain, thalamus and cortex, respond to rarely occurring sounds while adapting to frequently repeated ones, i.e., they exhibit stimulus specific adaptation (SSA). SSA cannot be explained solely by intrinsic membrane properties, but likely involves the participation of the network. Thus, SSA is envisaged as a high order form of adaptation that requires the influence of cortical areas. However, present research supports the hypothesis that SSA, at least in its simplest form (i.e., to frequency deviants), can be transmitted in a bottom-up manner through the auditory pathway. Here, we briefly review the underlying neuroanatomy of the corticofugal projections before discussing state of the art studies which demonstrate that SSA present in the medial geniculate body (MGB) and inferior colliculus (IC) is not inherited from the cortex but can be modulated by the cortex via the corticofugal pathways. By modulating the gain of neurons in the thalamus and midbrain, the auditory cortex (AC) would refine SSA subcortically, preventing irrelevant information from reaching the cortex.
Introduction
Sounds seldom occur in isolation and we are constantly swamped with a cacophony of sounds that impinge on our ears at every instant, therefore, an essential operation of the brain is to detect rare and potentially important stimuli while ignoring irrelevant ambient backgrounds (Ranganath and Rainer, ; Kaya and Elhilali, ). Since we are living in a dynamic and permanently changing world, to organize the auditory scene the brain needs to “adapt” and efficiently respond to changes in the stimulus incidence and context. Adaptation is an omnipresent property of neurons in the auditory system, however, most types of adaptation previously described in the literature are governed by activity-dependent mechanisms operating at the level of the neuron’s output rather than its input, such as those dependent on the history of the stimulation (Calford and Semple, ; Brosch and Schreiner, ; Ingham and McAlpine, ; Furukawa et al., ; Gutfreund and Knudsen, ; Gutfreund, ). The so-called stimulus-specific adaptation (SSA) is a higher level of adaptation which results from adaptation to a specific stimulus, rather than from the intrinsic properties of the neuron (Ulanovsky et al., 2003, 2004). Neurons showing SSA adapt to frequently occurring stimuli (standards) yet respond strongly to rare stimuli (deviants) (Dragoi et al., ; Ulanovsky et al., 2003; Katz et al., ; Reches and Gutfreund, ; Anderson et al., ; Malmierca et al., , ; von der Behrens et al., 2009; Antunes et al., ; Pérez-González and Malmierca, , ; Escera and Malmierca, ; Nelken, ). Such deviant stimuli, i.e., those that are novel in time and space, are perceptually advantaged and give rise to psychophysical effects such as attention capture (Tiitinen et al., 1994) or pop-outs (Diliberto et al., ). However, in order to ascertain that a specific stimulus is novel, there must be a neuronal network capable of comparing current and previous stimuli, as shown by the computational studies of Abbott et al. () and Eytan et al. (). Thus, at the neuronal level, neurons showing SSA must integrate sensory information to create a predictive model of the world, enabling them to adapt to commonly occurring stimuli and respond more strongly to novel features in the environment. In other words, the neuron’s previous experience determines its future sensitivity, which suggests SSA may be a basic mechanism underlying predictive coding (Friston, ; Baldeweg, ; Bar, ; Winkler et al., 2009; Bendixen et al., ). Moreover, previous studies have also suggested that SSA could be linked to auditory memory, recognition of acoustic objects and auditory scene analysis (Nelken, ; Winkler et al., 2009).
In the auditory brain, SSA occurs in the midbrain (inferior colliculus, IC), thalamus (medial geniculate body, MGB) and cortex (Kraus et al., ; King et al., ; Ulanovsky et al., 2003, 2004; Pérez-González et al., ; Reches and Gutfreund, ; Anderson et al., ; Malmierca et al., , ; von der Behrens et al., 2009; Yu et al., 2009; Antunes et al., ; Reches et al., ; Taaseh et al., 2011; Zhao et al., 2011; Patel et al., ; Pérez-González and Malmierca, , ; Hershenhoren et al., ; Nelken, ). Evidence for SSA in the brainstem has not been extensively investigated; however neurons within the cochlear nucleus do not appear to exhibit SSA in response to similar paradigms that would elicit SSA in the midbrain (Ayala et al., ). SSA is strong in the non-lemniscal subcortical regions of the IC and MGB (Anderson et al., ; Malmierca et al., ; Antunes et al., ), but the primary auditory cortex (A1) is the first lemniscal station where SSA seems to be widespread and strong (Ulanovsky et al., 2003). Thus, SSA was originally suggested to emerge in the auditory cortex (AC) as a high order feature of sensory processing that would be transmitted to subcortical nuclei in a top-down fashion (Nelken and Ulanovsky, ). Indeed, it is well known that a remarkable feature of the thalamus is the massive set of corticofugal projections that it receives (Figure 1). In the MGB, these projections outnumber the ascending projections by a factor of 10 (Winer et al., 2001; Kimura et al., , , ; Winer, 2006; Winer and Lee, 2007; Ojima and Rouiller, ) and strongly modulate the responses of MGB neurons (Ryugo and Weinberger, ; Villa et al., 1991, 1999; He et al., ; He, ,; Palmer et al., ). Similarly, the IC in the midbrain also receives a significant corticofugal projection (Saldaña et al., ; Bajo et al., ; Stebbings et al., 2014) which although not as heavy and dense as the MGB, has been demonstrated to have a strong influence on the collicular neuronal responses (Yan and Suga, 1998; Jen et al., ; Yan and Ehret, 2001, 2002; Jen and Zhou, ; Yan et al., 2005; Nakamoto et al., , ; Markovitz et al., ; Figures 1, 2).
Figure 1
Figure 2
Here, we will focus on the effect of the descending cortical projections on SSA at the level of the MGB and IC (Figures 2–4). By disentangling the effect of cortical influence on subcortical SSA we endeavor to gain a better understanding of the neuronal circuitry underlying this property. We begin with a brief introduction to the descending cortico-collicular and cortico-thalamic projections before detailing our recent studies using cortical-cooling to study the effect of reversibly deactivating the AC on SSA in the IC and MGB.
Figure 3

Scatterplots for IC neurons (left panel) and MGB neurons (right panel) of CSI before cooling vs. CSI during cooling (circles) and after cooling (asterisks). Red circles indicate those neurons which show a significant change with cooling, whereas those with open circles indicate a non-significant change. All neurons included in the analyses returned to their previous CSI values after cooling (all asterisks lay along the line of equality for before vs. after cooling condition). Auditory cortical deactivation could have one of three effects on the SSA sensitivity of IC neurons; CSI values either showed no change, or a significant decrease or increase. By contrast, CSI values in the MGB were unchanged during cortical cooling (with the exception of two neurons which showed a significant decrease in SSA). Data plotted from Antunes and Malmierca (
Figure 4

Effect of AC deactivation on the firing rate of IC and MGB neurons. Scatterplots of the CSI (warm condition) vs. the difference in firing rate between the warm and cool conditions (spikes/stimulus difference) in response to standard (A, IC; C, MGB), and deviant stimuli (B, IC; D, MGB), for each neuron. Black dots represent neurons in the IC (A,B; n = 82), while blue, green, and red dots represent the neurons that were localized to the ventral (n = 12), dorsal (n = 24), and medial (n = 9) subdivisions of the MGB, respectively (total n = 45, neurons that were localized to one of the three MGB subdivisions). Positive values indicate a reduction in firing rate with AC deactivation; and negative values an increment (above and below the horizontal line at the origin, respectively). Note that no correlation is shown for the IC neurons, while MGB neurons show a significant negative correlation. These data suggest that the gain exerted by the AC on MGB neurons depends on the level of SSA that the MGB neurons show. There was no effect of subdivision nor was there an interaction between condition and subdivision (n = 45, Two-way repeated measures ANOVA, for the responses to the deviants: F(1,42) = 21.95, P < 0.001, main effect of condition; F(2,42) = 2.96, P = 0.06, main effect of subdivision; and F(2,42) = 0.12, P = 0.89, interaction; Two way repeated measures ANOVA, for the responses to the standards: F(1,42) = 22.88, P < 0.001, main effect of condition; F(2,42) = 2.89, P = 0.07, main effect of subdivision; and F(2,42) = 1.06, P = 0.36, interaction). Data plotted from Antunes and Malmierca (
The descending pathway from the auditory cortex to the thalamus and midbrain
In parallel to the ascending auditory pathways, there are stepwise, descending projections from the AC to the organ of Corti (Malmierca and Ryugo,
The cortico-thalamic system (Figure 1) is the heaviest projection of the corticofugal network, not only in the descending auditory system, but of the whole brain, comparable only to the corticospinal tract (Winer et al., 2001; Winer, 2006; Malmierca and Ryugo,
The major corticofugal projections are glutamatergic (Potashner et al.,
The cortico-collicular system (Figure 1) on the other hand, is made of projections that originate in the AC, bypass the MGB and terminate in the IC (Faye-Lund,
The cortico-collicular projections originate primarily in layer V, and to a lesser extent in layer VI (Wong and Kelly, 1981; Games and Winer,
The corticocofugal projection to the IC is glutamatergic (Feliciano and Potashner,
The effect of the corticofugal projections on thalamic SSA
The AC has been shown to modulate several features of auditory processing in all subcortical regions including the MGB. For example, studies based on electrical stimulation of the AC have shown that the AC can facilitate or suppress responses in the MGB (He,
Our results demonstrate that some general properties of the MGB responses were significantly modified during the period of cortical deactivation (such as frequency response maps, spontaneous activity, latency, etc. Figure 2 shows similar effects observed in the IC). This confirms the MGB receives strong cortical modulation (like other thalamic and subcortical nuclei) through the corticofugal pathway, as demonstrated in previous studies of the auditory (Ryugo and Weinberger,
The AC modulates the firing rate of MGB neurons in a gain control manner (Figures 4C,D), affecting the responses to all stimuli in the stimulation paradigm similarly. This “unspecific” control of the AC over the firing rate of MGB neurons did not significantly change the SSA sensitivity (quantified by a ratio of driven rates) of the majority of MGB neurons (46 of 48 neurons). Only two of the 48 neurons showed a significant reduction in SSA during AC deactivation, but these neurons still retained significant levels of SSA. Both neurons drastically increased their firing rates during AC deactivation to both stimuli, decreasing the ratio between the standard and the deviant (and therefore their SSA), as in the “iceberg effect” (Carandini and Ferster,
Figure 5

Inhibition and “iceberg effect”: In the absence of inhibition (A), neurons respond to deviants (orange) and standards (light blue) with high firing rates and thus the deviant to standard ratio is small. By contrast, GABAA- mediated inhibition reduces the responses to both deviants (red) and standards (dark blue) acting as in the “iceberg effect”, thus increasing the deviant to standard ratio and enhancing SSA (B). For more details, see Pérez-González et al. (
Although SSA was only weakly affected by cortical deactivation, this study found an interesting relationship between SSA and the changes imposed by the AC. The gain exerted by the AC varies significantly with the level of SSA exhibited by the MGB neurons such that the facilitation exerted by the AC on MGB neurons decreases as the SSA increases (Figures 4C,D). This relationship is not dependent on the anatomical subdivision to which the MGB neurons belong, but only on their level of SSA. Hence, the AC facilitates neurons with no or low SSA, diminishing this facilitatory effect as the SSA increases. Some highly adapting neurons were even suppressed by the AC. So, although SSA in the MGB is not driven by the AC, there is an active communication between the thalamus and the cortex that is moderated according to the SSA of the individual thalamic neurons. The lack of correlation between the firing rate changes and the subdivision suggests that it is the degree of SSA rather than the localization within one or the other of the subdivisions that determines the modulatory effect of the AC on the MGB.
Although there was no significant statistical effect of subdivision on the firing rate changes, the majority of non-adapting neurons from the lemniscal MGV, a subdivision strongly driven by the corticofugal modulation originating from layer VI of A1, were mainly facilitated by the AC, as demonstrated in previous studies using AC electrical stimulation (He et al.,
Antunes and Malmierca (
A subset of neurons had their acoustic responsiveness eliminated with cortical deactivation (four in the MGD, two in the MGV; the other was not histologically localized). These data are in agreement with the drivers and modulators hypothesis proposed by Sherman and Guillery (1998). The main corticofugal projections to the MGB arise from layer VI neurons, whose terminals are mostly small and modulatory (Rouiller and Welker,
The effect of the corticofugal projections on collicular SSA
As previously mentioned, it has long been known that the IC receives descending projections from the AC, and therefore the responses of these IC neurons could be influenced by cortical activity (Saldaña et al.,
This change in SSA could indicate the occurrence of a gain control modulation similar to that produced by the action of GABAA mediated inhibition in the IC (Figure 5; Pérez-González et al.,
In contrast to the MGB neurons, in the IC there was no relation between the changes imposed by the AC and the SSA exhibited by the neurons (Figures 4A,B). This is another important difference between the effect of the AC on the MGB and IC. However, this would not be totally unexpected since the corticofugal projection to the MGB and the IC arises mostly from different neuronal types located in different auditory cortical layers (Figure 1; layer V projects to IC, and layer VI to MGB; Bajo et al.,
A synthesis on the cortical processing in the modulation of subcortical SSA
Our findings taken together demonstrate that the AC and the corticofugal pathway provides a gating or gain-control mechanism (Villa et al., 1991; He,
The feedback driven modulation of the subcortical nuclei that includes the MGB and IC would likely influence the transfer of ascending input to the AC (Villa et al., 1991; Luo et al.,
The differential influence of the descending cortical projection on SSA in IC and MGB may reflect a method of statistical refinement in the process of bottom-up transmission based on the suggestion that there is a redundancy reduction throughout successive levels (Schwartz and Simoncelli, 2001; Chechik et al.,
Stimulus-specific adaptation, mismatch negativity and predictive coding: the interaction between bottom-up and top-down processing
The mismatch negativity (MMN) is an evoked scalp potential elicited by rare events embedded in a series of frequently repeating events (Näätänen et al.,
In MMN paradigms, short term predictive representations of environmental regularities are thought to be formed based on the observed likelihood of frequently repeating events (standard). Implicitly learned statistical regularities serve as a basis to automatically detect rare events (deviant) which do not match predictions. Recent modeling studies (Lieder et al.,
Figure 6

Simplified schematic diagram detailing the neuronal architectures that might encode a density on the states of a hierarchical dynamic model of predictive coding by Friston (
The MMN response is widely considered as a perceptual prediction error signal (Friston,
Concluding remarks
In summary, here we have reviewed the neuronal and anatomical basis that may underlie SSA, MMN and predictive coding. The corticofugal projections arising from the AC may be much more important than previously estimated since they may play a key role linking these fields to the concept of mental models (Craik,
Statements
Funding
Acknowledgments
Financial support was provided by the Spanish MINECO (BFU2013-43608-P) and JCYL (SA343U14) to MSM.
Conflict of interest
The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
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Summary
Keywords
auditory, IC, MGB, SSA, MMN, corticofugal projections, cooling technique, predictive coding
Citation
Malmierca MS, Anderson LA and Antunes FM (2015) The cortical modulation of stimulus-specific adaptation in the auditory midbrain and thalamus: a potential neuronal correlate for predictive coding. Front. Syst. Neurosci. 9:19. doi: 10.3389/fnsys.2015.00019
Received
19 December 2014
Accepted
03 February 2015
Published
09 March 2015
Volume
9 - 2015
Edited by
Paul Hinckley Delano, Universidad de Chile, Chile
Reviewed by
Kyle T. Nakamoto, Northeast Ohio Medical University, USA; Daniel Llano, University of Illinois at Urbana-Champaign, USA
Copyright
© 2015 Malmierca, Anderson and Antunes.
This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution and reproduction in other forums is permitted, provided the original author(s) or licensor are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.
*Correspondence: Manuel S. Malmierca, Auditory Neuroscience Laboratory, Institute of Neuroscience of Castilla y León (INCyL), University of Salamanca, C Pintor Fernando Gallego 1, 37007 Salamanca, Spain e-mail: msm@usal.es
†These authors have contributed equally to this work.
This article was submitted to the journal Frontiers in Systems Neuroscience.
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