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ORIGINAL RESEARCH article

Front. Neurol., 13 October 2021
Sec. Dementia and Neurodegenerative Diseases

The Effect of the APOE-ε4 Allele on the Cholinergic Circuitry for Subjects With Different Levels of Cognitive Impairment

\nYing-Liang Larry LaiYing-Liang Larry Lai1Kuan ChenKuan Chen2Tzu-Wei LeeTzu-Wei Lee2Chao-Wei TsoChao-Wei Tso2Hui-Hsien LinHui-Hsien Lin3Li-Wei Kuo,Li-Wei Kuo4,5Cheng-Yu Chen,*&#x;Cheng-Yu Chen6,7*Hua-Shan Liu,*&#x; for the Alzheimer&#x;s Disease Neuroimaging Initiative&#x;Hua-Shan Liu2,8* for the Alzheimer's Disease Neuroimaging Initiative
  • 1Ph.D. Program for Neural Regenerative Medicine, College of Medical Science and Technology, Taipei Medical University and National Health Research Institutes, Taipei, Taiwan
  • 2School of Biomedical Engineering, College of Biomedical Engineering, Taipei Medical University, Taipei, Taiwan
  • 3Computed Tomography (CT) and Magnetic Resonance (MR) Division, Rotary Trading Co., Ltd., Taipei, Taiwan
  • 4Institute of Biomedical Engineering and Nanomedicine, National Health Research Institutes, Miaoli, Taiwan
  • 5Institute of Medical Device and Imaging, National Taiwan University College of Medicine, Taipei, Taiwan
  • 6Department of Radiology, School of Medicine, College of Medicine, Taipei Medical University, Taipei, Taiwan
  • 7Department of Medical Imaging, Taipei Medical University Hospital, Taipei, Taiwan
  • 8International Ph.D. Program in Biomedical Engineering, College of Biomedical Engineering, Taipei Medical University, Taipei, Taiwan

Background: Cholinergic deficiency has been suggested to associate with the abnormal accumulation of Aβ and tau for patients with Alzheimer's disease (AD). However, no studies have investigated the effect of APOE-ε4 and group differences in modulating the cholinergic basal forebrain–amygdala network for subjects with different levels of cognitive impairment. We evaluated the effect of APOE-ε4 on the cholinergic structural association and the neurocognitive performance for subjects with different levels of cognitive impairment.

Methods: We used the structural brain magnetic resonance imaging scans from the Alzheimer's Disease Neuroimaging Initiative dataset. The study included cognitively normal (CN, n = 167) subjects and subjects with significant memory concern (SMC, n = 96), early mild cognitive impairment (EMCI, n = 146), late cognitive impairment (LMCI, n = 138), and AD (n = 121). Subjects were further categorized according to the APOE-ε4 allele carrier status. The main effects of APOE-ε4 and group difference on the brain volumetric measurements were assessed. Regression analyses were conducted to evaluate the associations among cholinergic structural changes, APOE-ε4 status, and cognitive performance.

Results: We found that APOE-ε4 carriers in the disease group showed higher brain atrophy than non-carriers in the cholinergic pathway, while there is no difference between carriers and non-carriers in the CN group. APOE-ε4 allele carriers in the disease groups also exhibited a stronger cholinergic structural correlation than non-carriers did, while there is no difference between the carriers and non-carriers in the CN subjects. Disease subjects exhibited a stronger structural correlation in the cholinergic pathway than CN subjects did. Moreover, APOE-ε4 allele carriers in the disease group exhibited a stronger correlation between the volumetric changes and cognitive performance than non-carriers did, while there is no difference between carriers and non-carriers in CN subjects. Disease subjects exhibited a stronger correlation between the volumetric changes and cognitive performance than CN subjects did.

Conclusion: Our results confirmed the effect of APOE-ε4 on and group differences in the associations with the cholinergic structural changes that may reflect impaired brain function underlying neurocognitive degeneration in AD.

Introduction

Cholinergic neurons exhibit selective neuronal vulnerability to Alzheimer's disease (AD) pathology, with hypofunction associated with the formation of Aβ plaques, tau pathology, and AD severity (1). Cholinergic deficiency may lead to the abnormal accumulation of Aβ and tau in cholinoreceptive cortical neurons (1), in which cholinergic receptors have a high affinity for Aβ and tau proteins (2). The cholinergic system has been suggested to mediate tau phosphorylation, which is reduced and increased by muscarinic and nicotinic acetylcholine receptors, respectively (3, 4). Because of the central role of acetylcholine in cognitive function and neuronal plasticity, its cognitive decline in AD is likely related to progressive basal forebrain presynaptic cholinergic deficits affecting central cholinergic transmission (5).

In AD, the topographies of cortical degeneration vary with the longitudinal degeneration of the basal forebrain, which closely reflects the known anatomical organization of the cholinergic projection system (1). The probabilistic cytoarchitectonic atlas maps of the basal forebrain comprise the following four major subregions of cholinergic cells (6): Ch1 belongs to the medial septal nucleus, Ch2 refers to the vertical limb of the diagonal band of the Broca area, Ch3 belongs to the horizontal part of the diagonal band of the Broca area, and Ch4 denotes the cholinergic cells in the nucleus basalis of Meynert (NBM). Specifically, the Ch4 (i.e., NBM) of the magnocellular cholinergic neurons is the main source of the cholinergic input to the amygdala (7). The amygdala is a subcortical limbic structure that is densely innervated by cholinergic neurons and is involved in the processing of memory and emotion (8). Compared with elderly healthy subjects, patients with amnestic mild cognitive impairment (MCI) exhibit a difference in the cholinergic structural correlation, specifically between the atrophy of the NBM and amygdala (7).

The APOE-ε4 allele is a genetic risk factor for AD, which would lower the age of AD onset in a gene dose-dependent manner (9, 10). The APOE-ε4 risk variant has been found to modify the association between cognitive performance and cerebral morphology in healthy middle-aged individuals (9). Studies are yet to elucidate how the specific amygdala and basal forebrain subnuclei atrophy relate to cognitive functioning, which is affected by the APOE-ε4 allele at different levels of cognitive impairment. Investigating the interaction between cholinergic regions and the effect of the APOE-ε4 allele on modulating neurocognitive performance at various disease groups can increase our understanding of the dynamic interplay in disease progression.

To the best of our knowledge, the effects of the APOE-ε4 allele on the structural association in the cholinergic circuitry and its correlation with neurocognitive performance for subjects with different levels of cognitive impairment have not been examined. Therefore, we evaluated the effects of the APOE-ε4 allele on the cholinergic structural association and neurocognitive performance in groups with different levels of cognitive impairment. In comparison with healthy control subjects, we hypothesized the presence of abnormality in the cholinergic pathway with its aberrant structural association and cognitive performance as modulated by the APOE-ε4 allele for patients at different disease groups.

Materials and Methods

Subjects

Data used in this article were obtained from the Alzheimer's Disease Neuroimaging Initiative (ADNI) database (adni.loni.usc.edu) (11). The ADNI was launched in 2003 as a public–private partnership, led by the principal investigator, Michael W. Weiner, MD. The primary goal of ADNI has been to test whether serial magnetic resonance imaging (MRI), positron emission tomography (PET), other biological markers, and clinical and neuropsychological assessment can be combined to measure the progression of MCI and early AD. In the present study, MRI data along with the demographic information, neurocognitive assessments, and validated composite scores derived from global cognitive composite scores at baseline were downloaded from the ADNI-2 database. This study was approved by the local ethics committees from all participating institutions, and all participants gave written informed consent. ADNI global cognitive composite scores, including memory (MEM), executive functioning (EF), language (LAN), and visuospatial functioning (VS) at baseline have been described in detail in previous studies (12, 13). We only included subjects with an image quality that passed the image quality control as described in the section of Data Analyses. Subjects with cognitively normal (CN, n = 167), significant memory concern (SMC, n = 96), early MCI (EMCI, n = 146), late cognitive impairment (LMCI, n = 138), and AD (n = 121) were included. Subjects were further categorized according to the APOE-ε4 allele carrier status. APOE genotyping is described in detail at http://www.adni-info.org.

MRI Data

High-resolution T1 structural MRI data acquired through 3 Tesla MR scanners were downloaded (see Supplementary Table S1). The details of MRI protocols are listed in the ADNI website (http://adni.loni.usc.edu/methods/documents/mri-protocols/).

Data Analyses

Region-of-interest (ROI) masks were created using the SPM Anatomy toolbox (14) with cytoarchitectonic probability anatomical maps (15, 16). The ROI masks included the Ch123, NBM, and amygdala covering both left and right hemispheres. Voxel-based morphometry (VBM) analyses were performed using the CAT12 toolbox (17, 18). Preprocessing included full iterative SPM bias correction; normalization to the standard Montreal Neurological Institute template using the diffeomorphic anatomical registration through an exponentiated lie algebra algorithm; and segmentation into gray matter (GM), white matter (WM), and cerebrospinal fluid (CSF). Smoothening of the normalized GM images was performed using a Gaussian filter (4-mm full-width half-maximum). Quality control was performed to eliminate potential outliers. We used the Check Sample Homogeneity tool for VBM data from the CAT12 toolbox to check the quality of the images for subsequent analyses (19). After the correlation between all the volumes was calculated, subjects that exhibited a correlation below 2 standard deviations and abnormalities on their segmented GM volume (e.g., images with low signal intensity, inhomogeneities, and warping errors) were not included in the subsequent data analyses (19).

Statistical Analyses

Group differences in demographic characteristics were analyzed using one-way analysis of variance (ANOVA) and a χ2-test for categorical variables. A 5 (CN, SMC, EMCI, LMCI, and AD groups) × 2 (APOE-ε4 carriers and non-carriers) factorial analysis of covariance (ANCOVA) was conducted to investigate the main effects of the group and APOE-ε4 and the interaction effect of APOE-ε4 × group on global composite scores after controlling for age, sex, educational level (edu), and total intracranial volume (TIV = GM + WM + CSF). SPSS software (version 27.0) was used. P < 0.05 was considered statistically significant.

Group Comparison of MRI Volume Measurement

To compare volumetric measures across different groups and the APOE-ε4 effect, the data were modeled using 5 × 2 ANCOVA (20), resulting in the following design cells: CN(+), CN(–), SMC(+), SMC(–), EMCI(+), EMCI(–), LMCI(+), LMCI(–), AD(+), and AD(–), where (+) denotes APOE-ε4 carriers and (–) denotes non-carriers. Age, sex, edu, and TIV were included as nuisance covariates. We focused on the main effects of the group with different levels of cognitive impairment and the APOE-ε4 genotype as well as the interaction effect between the group and APOE-ε4 genotype. The interaction effect (APOE-ε4 × group) regarding the differences of how APOE-ε4 genotype impacts on the cholinergic brain areas between any of the four disease (SMC, EMCI, LMCI, and AD) and CN groups was accessed by the F-contrasts [CN vs. SMC (1 −1 −1 1 0 0 0 0 0 0), CN vs. EMCI (1 −1 0 0 −1 1 0 0 0 0), CN vs. LMCI (1 −1 0 0 0 0 −1 1 0 0), and CN vs. AD (1 −1 0 0 0 0 0 0 −1 1)] (20), following the order of [CN(+), CN(–), SMC(+), SMC(–), EMCI(+), EMCI(–), LMCI(+), LMCI(–), AD(+), and AD(–)]. Correction for multiple comparison was performed using the non-parametric threshold-free cluster enhancement (TFCE) approach with 10,000 permutations (21, 22). Statistical significance was set at P < 0.05 using the family-wise error (FWE) method. SPM software was used for the analysis.

Structural Associations Between the Amygdala and Basal Forebrain Subregions

Mean values for the significant clusters identified in ANCOVA analysis were extracted using the MarsBaR toolbox (http://marsbar.sourceforge.net). To evaluate the effect of APOE-ε4 on modulating the relationship between volumetric changes in the amygdala and NBM, a series of linear regression was performed in each group using the following equation (9):

Amygdala = NBM + APOE-ε4 + (NBM × APOE-ε4) + age + sex + edu + TIV

The amygdala volume was considered as the dependent variable, whereas the NBM volume; APOE-ε4; and interaction term between the NBM volume and APOE-ε4, age, sex, edu, and TIV were considered as the independent variables. The interaction term was used to test the hypothesis that the relationship between the volumetric changes in the NBM and the amygdala is different in APOE-ε4 carriers and non-carriers. A similar approach has been implemented in neuroimaging studies investigating the effect of the APOE-ε4 genotype on brain morphology (9, 23, 24).

Similarly, to assess the effect of different disease groups on modulating the relationship between the volumetric changes in the amygdala and NBM, separate linear regression analyses were conducted for each disease group using the following regression equation (9):

Amygdala = NBM + group + (NBM × group) + age + sex + edu + TIV

The amygdala volume was considered as the dependent variable, whereas the effects of the NBM volume, group (disease vs. CN groups), and the interaction term between the NBM volume and group were treated as the independent variables. The interaction term was used to test the hypothesis that the relationship between the volumetric changes in the NBM and the amygdala was different in the disease groups and the CN group. Age, sex, TIV, and edu were also added as independent variables.

Associations Between Volumetric Changes in the Cholinergic Regions and Neurocognitive Performance

To investigate the effect of APOE-ε4 on modulating the relationship between cognitive performance and volumetric changes in the cholinergic NBM and amygdala, we performed separate linear regressions for each group. The neurocognitive scores were considered as the dependent variable, whereas the volumetric measurements in bilateral NBMs and amygdalae, APOE-ε4, and interaction terms between the APOE-ε4 status and volume measurements in each ROI were considered as the independent variables, and the linear regressions were conducted using the following equation:

neurocognitive scores = NBM_L + NBM_R + amygdala_L + amygdala_R + APOE-ε4 + (APOE-ε4 × NBM_L) + (APOE-ε4 × NBM_R) + (APOE-ε4 × amygdala_L) + (APOE-ε4 × amygdala_R) + age + sex + edu + TIV

where NBM_L and NBM_R represent the left and right NBMs, respectively, and amygdala_L and amygdala_R represent the left and right amygdalae, respectively. Age, sex, edu, and TIV were also added as independent variables. The interaction terms between APOE-ε4 and VBM measurements were used to test the hypothesis that the relationship between neurocognitive performance and volumetric changes in the NBM and amygdala differs between APOE-ε4 carriers and non-carriers.

To investigate the effect of different levels of cognitive impairment on modulating the relationship between cognitive performance and volumetric changes in the cholinergic NBM and amygdala areas, we performed similar linear regressions for each disease group. The neurocognitive scores were considered as the dependent variable, whereas the volume measurements in bilateral NBMs and amygdalae, group (disease vs. normal control groups), and interaction terms between the group effect and volume measurements in each ROI were treated as the independent variables. Age, sex, edu, and TIV were added as the independent variables, and the linear regressions were conducted using the following expression:

neurocognitive scores = NBM_L + NBM_R + amygdala_L + amygdala_R + group + (group × NBM_L) + (group × NBM_R) + (group × amygdala_L) + (group × amygdala_R) + age + sex + edu + TIV

The interaction term between group and VBM measurements was used to test the hypothesis that the relationship between neurocognitive performance and volumetric changes in the NBM and the amygdala is different between the disease and CN groups.

All the statistical results are reported at the P < 0.05 significance level.

Machine Learning Analysis

To test brain atrophy along with the neurocognitive features for classifying AD and CN patients, we implemented a machine learning (ML) algorithm using a non-linear support vector machine (SVM) with a radial basis function kernel (25, 26). SVM classifies a given set of data into two classes by constructing a hyperplane that maximizes the margin between classes (10). The 10-fold cross-validation was used to obtain the optimal parameters of gamma and overfitting constant C with the best accuracy (2729). The data were randomly split into training and test data sets with a training/test ratio of 7:3. We computed specificity, sensitivity, and accuracy. For the classification, 15 features of interest were included in the analysis: the bilateral volume of CH123, CH4, and amygdala; TIV; APOE-ε4 status; demographic data including sex, age, and number of years of formal education; MEM; EF; LAN; and VS. The data were converted to z-scores. The area under the receiver-operating characteristic curve and the accuracy classification rates were used to evaluate classifier performance. We further evaluated the importance of the given features of neurocognitive and volumetric measurements for prediction results. In the SVM classification, we omitted the features of APOE-ε4 and neurocognitive or volumetric measurements and compared the performance with the whole feature set. The feature can be considered important if the resulting accuracy score decreased when the feature was omitted in the classification process (30).

Results

Demographics and Neurocognitive Measurements

Tables 1, 2 list the demographic and statistics of global composite scores for all groups. No significant difference was observed in sex, years of education, and TIV among all subject groups. We detected a considerably younger age of EMCI than that of the CN and AD groups. Thus, age was included as a covariate in all subsequent analyses. Two-way ANCOVA for neurocognitive measurements revealed the significant effect of group in MEM (F = 211.61, P < 0.0005), EF (F = 70.87, P < 0.0005), LAN (F = 779.06, P < 0.0005), and VS (F = 19.86, P < 0.0005). We found a significant APOE-ε4 effect on MEM (F = 11.40, P = 0.001). For MEM, post-hoc tests revealed that the MEM scores of EMCI, LMCI, and AD subjects were lower than those of CN subjects (P < 0.0005). For EF, post-hoc tests revealed that the EF scores of LMCI and AD subjects were lower than those of CN subjects (P < 0.0005). For LAN, post-hoc tests revealed that the LAN scores of EMCI, LMCI, and AD subjects were lower than those of CN subjects (P < 0.0005). For VS, VS scores of LMCI, and AD subjects were lower than those of CN subjects (P < 0.0005). APOE-ε4 carriers in LMCI showed worse MEM (P < 0.0005) and LAN (P = 0.045) performance than non-carriers. For EF, APOE-ε4 carriers in EMCI showed worse EF performance than non-carriers (P = 0.033). There was no interaction effect of APOE-ε4 × group on any of the neurocognitive scores.

TABLE 1
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Table 1. Demographic characteristics of five different subject groups.

TABLE 2
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Table 2. Comparison between APOE-ε4 allele carriers and non-carriers in cognitive performances for each subject group.

VBM Group Comparison Through ANCOVA

A significant main effect of the diagnostic group was observed in the amygdala (left: P = 1.52 × 10−6; right: P = 4.70 × 10−6) and the basal forebrain subregions (left Ch123: P = 0.002; right Ch123: P = 0.003; left NBM: P = 8.01 × 10−6; right NBM: P = 8.94 × 10−5; Figure 1A and Supplementary Table S2). The most pronounced atrophies occurred bilaterally in the amygdala and NBM. Post-hoc tests revealed considerably higher brain atrophy in the NBM–amygdala pathway in LMCI and AD subjects than in CN subjects (Figure 1B).

FIGURE 1
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Figure 1. (A) The main effect of group differences on amygdala and basal forebrain subregion volume through voxel-based morphometry 5 × 2 ANCOVA (five diagnostic groups × APOE-ε4 carrier status) analysis. Significant atrophy of gray matter volume is presented on the inflated cortical surfaces (P < 0.05 family-wise error corrected). (B) Signficant atrophy in both basal forebrain and amygdala volume (in cubic millimeters) from CN to AD. *P < 0.05. CN, cognitively normal; SMC, significant memory concern; EMCI, early cognitive impairment; LMCI, late cognitive impairment; AD, Alzheimer's disease.

Consistent with the finding obtained for the group effect, the significant main effect of APOE-ε4 was also observed bilaterally in the amygdala (left: P = 0.0004; right: P = 0.0005) and the NBM (left: P = 0.008; right: P = 0.023; Figure 2 and Supplementary Table S3) but not in the Ch123 (P > 0.05). Table 3 displays a comparison of APOE-ε4 carriers and non-carriers in each group. A post-hoc analysis indicated that APOE-ε4 carriers in the LMCI and AD groups had considerably reduced volumes of the NBM and amygdala than non-carriers.

FIGURE 2
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Figure 2. The main effect of APOE-ε4 on amygdala and basal forebrain subregion volume through voxel-based morphometry 5 × 2 ANCOVA (five diagnostic groups × APOE-ε4 carrier status) analysis. Significant atrophy of gray matter volume is presented on the inflated cortical surfaces (P < 0.05 family-wise error corrected).

TABLE 3
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Table 3. Volumetric comparison between APOE-ε4 allele carriers (+) and non-carriers (–).

A significant interaction effect of APOE-ε4 × group was observed bilaterally in the NBM (P < 0.0005) and amygdala (P < 0.0005) for LMCI vs. CN subjects and in the NBM (P = 0.007 and 0.004 for left and right NBM, respectively) for AD vs. CN subjects. APOE-ε4 carriers exhibited more volume reduction than non-carriers in the LMCI and AD groups, while there is no significant difference between carriers and non-carriers in the CN group (Figure 3A). This finding suggests a significant difference in how APOE-ε4 affects the amygdala and NBM volume loss for the LMCI and AD groups compared with the CN group (Figure 3B and Supplementary Table S4). Again, no significant interaction effect of APOE-ε4 with the group was observed for Ch123.

FIGURE 3
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Figure 3. (A) Interaction effect of APOE-ε4 × group on amygdala and basal forebrain subregion volume through voxel-based morphometry 5 × 2 ANCOVA (five diagnostic groups × APOE-ε4 carrier status) analysis. Significant atrophy of gray matter volume is presented on the inflated cortical surfaces (P < 0.05 family-wise error corrected). (B) The significant interaction effect of APOE-ε4 × group on bilateral amygdala and NBM subregion mean volume (in cubic millimeter) in patients with LMCI and AD as compared with CN subjects. APOE-ε4 carriers exhibited more volume reduction than non-carriers in the LMCI and AD groups, while there is no significant difference between APOE-ε4 carriers and non-carriers in the CN group. CN, cognitively normal; LCMI, late cognitive impairment; AD, Alzheimer's disease.

Supplementary Tables S5A–G shows the ANCOVA results of group comparison with different allelic numbers in each diagnostic group. We found a significant group effect in MEM and atrophy in the bilateral NBM and amygdala for LMCI. We also found a significant group effect in the bilateral amygdala for AD. However, no significant group difference was found between APOE-ε4-homozygous and ε4-heterozygous subject groups in the results of post-hoc tests (Supplementary Tables S5E,G).

Machine Learning Analysis

The results of ML classification are illustrated in Figure 4 and Table 4. The combination of features yielded classification accuracy rates of 0.468, 0.648, 0.804, and 0.966 for SMC, EMCI, LMCI, and AD, respectively. Supplementary Table S6 shows the results of classification accuracy for all features (All) and excluding APOE-ε4 status (All-APOE-ε4), neurocognitive performance (All-neurocognitive performance), or VBM (All-VBM) measurements at a time from the overall model. The resulting accuracy score does not significantly decrease without the APOE-ε4 feature. However, the classification accuracy decreases when the neurocognitive or VBM measurements were removed. The classification accuracy in AD vs. CN decreases the most when VBM measurements were removed.

FIGURE 4
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Figure 4. Receiver operating characteristic (ROC) curves obtained for each disease group as compared with CN. CN_AD, comparison between CN and AD; CN_lMCI, comparison between CN and LCMI; CN_eMCI, comparison between CN and ECMI; CN_SMC, comparison between CN and SMC; CN, cognitively normal; SMC, significant memory concern; EMCI, early cognitive impairment; LMCI, late cognitive impairment; AD, Alzheimer's disease.

TABLE 4
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Table 4. Machine learning classification outcomes for each diseased group as compared with CN group.

Structural Relationships Between the Amygdala and NBM

Table 5 presents the results of the APOE-ε4 effect on the structural associations for different subject groups. All groups exhibited a significant positive correlation of volume between the bilateral NBM and amygdala volumes, with the exception of the SMC group, which exhibited a correlation only in the right side. The APOE-ε4 status was associated with lower amygdala volumes in the LMCI group (APOE-ε4 effect in LMCI, beta coefficient = −0.162, P = 0.017). The LMCI group also revealed a significant interaction effect between APOE-ε4 and the left NBM in the association with amygdala volume, which suggested a significant effect of APOE-ε4 on the correlation between volumes in the left NBM and amygdala. APOE-ε4 carriers exhibited a significantly stronger structural correlation between volumes in the left NBM and amygdala than non-carriers in the LMCI group (Figure 5A).

TABLE 5
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Table 5. Statistical results with APOE-ε4 effect on the relation between the amygdala and NBM using the following regression model: amygdala = NBM + APOE-ε4 + (NBM × APOE-ε4) + age + sex + edu + TIV.

FIGURE 5
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Figure 5. (A) Plots of the associations between the NBM and the amygdala for APOE-ε4 carriers and non-carriers in LMCI. Different slopes of the regression lines indicated the interaction effect of APOE-ε4 by the NBM [using the following regression model: amygdala = NBM + APOE-ε4 + (NBM × APOE-ε4) + age + sex + edu + TIV] in the volumetric changes of the amygdala. APOE-ε4 carriers showed a stronger structural correlation between the NBM and the amygdala than non-carriers. Plots of the associations between the NBM and the amygdala for (B) EMCI vs. CN, (C,D) LMCI vs. CN, and (E) AD vs. CN using the following regression model: amygdala = NBM + group + (NBM × group) + age + sex + edu + TIV. Different slopes of the regression lines indicated the interaction effect of group by the NBM in the volumetric changes of the amygdala. Disease groups showed a stronger structural correlation between the NBM and the amygdala than CN subjects. NBM, nucleus basalis of Meynert; Amy, amygdala; CN, cognitively normal; EMCI, early mild cognitive impairment; LMCI, late cognitive impairment; AD, Alzheimer's disease; _R, right side; _L, left side. Data are presented in normalized volume.

Table 6 presents the results of structural regression analysis of the group effect. As compared with CN subjects, we observed the group effect of bilateral amygdala volumetric changes in EMCI, LMCI, and AD subjects. EMCI, LMCI, and AD patients exhibited greater brain atrophy in the amygdala than CN subjects. Regression analyses revealed significant interactions between the group and NBM volume in EMCI (right side: β = 1.792, P < 0.0005), LMCI (left side: β = 0.434, P < 0.0005 and right side: β = 0.533, P < 0.0005), and AD (right side: β = 0.987, P = 0.014) patients (Figures 5B–E). The direction of these interaction effects was stronger in the EMCI, LMCI, and AD groups than in the CN group, which indicated that these disease groups exhibited stronger correlations between NBM and amygdala volumetric changes than the CN group.

TABLE 6
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Table 6. The effect of group on the relation between the amygdala and NBM using the following regression model: amygdala = NBM + group + (NBM × group) + age + sex + edu + TIV.

Correlation Between VBM and Neurocognitive Measurements

For the association between cholinergic volumetric changes and cognitive performance (Supplementary Table S7), we observed significant effects of the left amygdala on the MEM (EMCI, LMCI, and AD); left NBM (CN), left amygdala (SMC and AD), and right amygdala (LMCI) on EF; left NBM (EMCI) and left amygdala (SMC, LMCI, and AD) on LAN; and left NBM (CN and EMCI) on VS. The significant interaction effect between APOE-ε4 and VBM measurements implies that APOE-ε4 plays a crucial role in modulating the association between cerebral morphology and neurocognitive performance. For MEM, we observed a significant interaction effect between the APOE-ε4 status and the left amygdala in the EMCI group (β = 0.35, P = 0.015). APOE-ε4 carriers showed a stronger correlation between the left amygdala and MEM than non-carriers in the EMCI group (Figure 6). For LAN, we observed a significant interaction effect between the APOE-ε4 status and the left NBM in AD patients (β = 3.38, P = 0.03). APOE-ε4 carriers exhibited a stronger correlation between the left NBM and LAN than non-carriers in the AD group (Figure 6).

FIGURE 6
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Figure 6. Plots of the associations between the left amygdala and memory function in EMCI (Left) and between the left NBM and language function in AD (Right) using the following regression model: neurocognitive scores = NBM_L + NBM_R + amygdala_L + amygdala_R + APOE-ε4 + (APOE-ε4 × NBM_L) + (APOE-ε4 × NBM_R) + (APOE-ε4 × amygdala_L) + (APOE-ε4 × amygdala_R) + age + sex + edu + TIV. Different slopes of the regression lines indicated the interaction effects of APOE-ε4 × left amygdala in MEM for EMCI and APOE-ε4 × left NBM in LAN for AD subjects, respectively. APOE-ε4 carriers exhibited a stronger correlation between brain morphology and neurocognitive performance than non-carriers for EMCI and AD. NBM_L, left nucleus basalis of Meynert; Amy_L, left amygdala; EMCI, early mild cognitive impairment; AD, Alzheimer's disease; MEM, memory function; LAN, language function. Data are presented in normalized volume.

Supplementary Table S8 displays the results of linear regression analyses with effects of group and interaction of group × VBM measurements in modulating the neurocognitive performance. For MEM, we found significant interaction effects of group by the left amygdala in EMCI vs. CN (β = 1.006, P < 0.0005) and AD vs. CN subjects (β = 1.49, P < 0.0005). EMCI and AD subjects exhibited stronger correlations between MEM and the amygdala than CN subjects. For LAN, a significant interaction effect of group and the amygdala was observed in SMC vs. CN (β = 1.08, P = 0.01) and AD vs. CN subjects (β = 3.20, P < 0.0005). SMC and AD patients exhibited stronger correlations between LAN and the amygdala than control subjects (Figure 7). No significant interaction effect of group × VBM measurements was observed in the association between brain volumetric changes and neurocognitive performance in EF and VS.

FIGURE 7
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Figure 7. Plots of the associations between volumetric and neurocognitive measurements using the following regression model: neurocognitive scores = NBM_L + NBM_R + amygdala_L + amygdala_R + group + (group × NBM_L) + (group × NBM_R) + (group × amygdala_L) + (group × amygdala_R) + age + sex + edu + TIV. Different slopes of the regression lines indicated the interaction effect of group by brain morphology in neurocognitive performance. Disease groups showed stronger correlations between brain morphology and neurocognitive performance than CN subjects. Amy_L, left amygdala; MEM, memory function; LAN, language function; CN, cognitively normal; SMC, significant memory concern; EMCI, early mild cognitive impairment; AD, Alzheimer's disease. Data are presented in normalized volume.

Discussion

Major Findings

To the best of our knowledge, no study has systematically assessed the effect of APOE-ε4 on the associations with the cholinergic structural changes and neurocognitive performance for subjects with different levels of cognitive impairment. We evaluated the cerebral morphological changes of various groups and the effect of APOE-ε4 on brain atrophy, structural association between the NBM and amygdala, and the association between volumetric changes and neurocognitive performance, focusing on the cholinergic brain regions. We found that the effect of the APOE-ε4 allele on brain atrophy in the disease groups differs from that in the control group. For LMCI and AD groups, APOE-ε4 allele carriers exhibited higher brain atrophy than non-carriers in the cholinergic pathway (Figure 3B). No group difference was observed between APOE-ε4 allele carriers and non-carriers in the CN group. Structural association analyses revealed that APOE-ε4 allele carriers in the LMCI group exhibited a stronger correlation between the NBM and amygdala than non-carriers did (Figure 5A), and no difference was observed in the cholinergic structural association between the APOE-ε4 allele carriers and non-carriers in the CN group. Comparing the cholinergic structural association between the disease groups and the CN group revealed that EMC, LMCI, and AD subjects exhibited a stronger structural correlation in this pathway than CN did (Figures 5B–E). Regarding the correlation between volumetric and neurocognitive measurements, the APOE-ε4 allele carriers in the EMCI group exhibited a stronger correlation between the amygdala and MEM than non-carriers (Figure 6). The APOE-ε4 allele carriers in the AD group exhibited a stronger correlation between the NBM and LAN than non-carriers (Figure 6). For comparison of the correlation between volumetric and neurocognitive measurements between the disease and CN groups, EMCI and AD subjects exhibited a stronger correlation between the amygdala and MEM than CN subjects did (Figure 7). SMC and AD subjects exhibited a stronger correlation between the amygdala and LAN than CN subject did (Figure 7).

Voxel-Based Morphometry in Two-Way ANCOVA

Main Effect of Group in Two-Way ANCOVA

We found the most pronounced atrophies bilaterally in the NBM and amygdala, although significant reductions were also evident in Ch123. A trend of gradually reducing basal forebrain and amygdala volume was observed from CN to AD over the different levels of cognitive impairment (Figure 1B), which reached statistical significance in both the LCMI and AD groups. The NBM and amygdala are anatomically and functionally connected as part of the anatomical segregation in the cholinergic projections, in which the amygdala is the distinct target of the cholinergic projections of the NBM subregion. The observed pattern of structural findings is consistent with the neurocognitive results that the LMCI and AD groups exhibited the most deterioration among these groups. No significant group difference was observed between SMC and CN in structural imaging and neurocognitive performance. For EMCI, however, a simple pair comparison with the CN group revealed that the deterioration of the neurocognitive function was more pronounced than that for CN, whereas the trend of reduced volume in structural measurements did not reach statistical significance as compared with the CN group. This finding may reflect the heterogeneity of the structural damage of the degenerative process that the GM loss may vary substantially in the early stage of preclinical AD cases (31).

We measured the NBM and amygdala volume for various disease groups as training features and classified the groups using the ML algorithm. We highlighted the features for classifying various disease and CN groups using the support vector regression algorithm and reported the specificity, sensitivity, and classification accuracy rates. The statistical results of group comparison were consistently confirmed using the ML algorithm, which revealed a gradual reduction of the prediction power in classifying the disease groups vs. the control group from AD to SMC, reflecting the severity of neuropathological changes at different levels of cognitive impairment. Regarding the importance of the given features for prediction results (Supplementary Table S6), APOE-ε4 feature does not seem to have a strong effect on the result of the group classification because the resulting accuracy score does not significantly decrease without the APOE-ε4 feature. This may be attributed to the small number of APOE-ε4 carriers in the control group. Both the neurocognitive and VBM measurements are considered to be relevant in the group classification results because the classification accuracy decreases when the neurocognitive or VBM measurements were removed. Discrimination of AD patients through VBM measurements was higher than results based on cognitive measures because the classification accuracy in AD vs. CN decreases the most when VBM measurements were removed.

The Main Effect of APOE-ε4 in Two-Way ANCOVA

We confirmed the APOE-ε4 effect on the brain atrophy in the cholinergic projections. In the LMCI and AD groups, APOE-ε4 carriers exhibited a lower NBM and amygdala volume than non-carriers, suggesting a considerable risk of the APOE genotype for cerebral morphology. This finding is consistent with the findings of group difference in the cognitive performance for LMCI patients that APOE-ε4 carriers showed a worse cognitive performance as compared with non-carriers. The trend of more reduced brain volume in the structural MRI for APOE-ε4 carriers remains the same in the AD stage. However, no significant difference was observed in neurocognitive performance between the APOE-ε4 carriers and non-carriers for patients with AD. Our finding is consistent with previous studies showing that APOE-ε4 carriers in AD did not have any group difference as compared with non-carriers in neurocognitive tests (32, 33). In AD, cognitive function may be affected considerably for the pathology status in this stage, and no difference was observed in neurocognitive performance between carriers and non-carriers. Alternatively, neuropsychological tests have been reported to be elusive with the limited sensitivity and specificity in detecting the direct effect of APOE on a cognitive phenotype (34, 35). Our finding may imply that structural MRI preserves the information of the APOE-ε4 effect on the brain structural deterioration, while there is no difference observed in neurocognitive performance between APOE-ε4 carriers and non-carriers for patients in the late stage of the AD spectrum. As mentioned in a previous report showing a higher hippocampal loss in the presence of APOE-ε4, the authors suggested that increased brain volume loss could be an indicator of Alzheimer's disease pathology and a potential marker for the efficacy of therapeutic interventions in Alzheimer's disease (36).

Early age-related basal forebrain neuronal loss in the cholinergic neuronal population may result in an imbalance of cholinergic control of microglia, allowing for an excess of pro-inflammatory-activated microglia. Neuroinflammation may occur in the hippocampus because the cholinergic inputs to the hippocampus are no longer present after the basal forebrain blockage. The results of the study conducted by Schmitz et al. (37) suggest that there is a correlation between the presence of basal forebrain degeneration and an increase in the magnitude of CSF-triggering receptor expressed on myeloid cells 2 (sTREM2) levels and increased levels of peripheral complement component 3 (C3) expression in the blood transcriptome. They suggested that a disruption in lipid metabolism could be the cause of cholinergic neuron damage in the aging brain and that this could be linked to an APOE-ε4 genetic background (37). In animal studies, researchers discovered that preclinical APOE-ε4 carriers had the highest levels of basal forebrain degeneration and C3 expression, even though CSF amyloid beta peptide (Aβ) and phosphorylated-tau (pTau) levels were equivalent (37). These findings corroborate prior research indicating that APOE-ε4 glia secretes less deposited cholesterol and fatty acids and deprives neurons of energy to construct, maintain, and repair synapses and axons (3840). Cholinergic axon arbors have the additional drawback of increasing the burden on the cell for all of these processes, causing cells to age prematurely (41). Taken together, the findings suggest that AD neuroinflammation may be due in part to diminished input of cholinergic afferent basal forebrain neurons, which might also interrupt anti-inflammatory cholinergic signaling and drive further neurodegeneration.

By accounting for the effect of APOE-ε4 allelic number, the small number of APOE-ε4-homozygous (HO) subjects in each group (see Supplementary Tables S5A–G) raises a concern about the accuracy of the results, especially for groups in CN and SMC, which have a small number of HO subjects. No significant group difference was found between APOE-ε4-homozygous and ε4-heterozygous subject groups in the results of neurocognitive and volume measurements (Supplementary Tables S5E,G). This could be attributed to the smaller number of HO subjects in CN and SMC in our study.

Interaction Effect of APOE-ε4 × Group in Two-Way ANCOVA

As compared with the CN subjects, significantly different levels of brain atrophy in the cholinergic projections were found between APOE-ε4 carriers and non-carriers in the LMCI and AD groups. In the LMCI and AD groups, APOE-ε4 carriers showed significantly higher levels of volume reduction than non-carriers did, whereas no significant difference in volumetric changes was found between carriers and non-carriers in control subjects (Figure 3B). This finding is similar to a previous report of hippocampal atrophy analysis in LCMI and AD, in which APOE-ε4 carriers exhibited greater hippocampal atrophy than non-carriers, whereas no significant difference was found between APOE-ε4 genotypes in the subjects with normal cognition (42). These findings support the hypothesis that the APOE-ε4 genotype could modify the progress of brain atrophy over AD progression. APOE-ε4 may shift the hypothetical model of dynamic biomarkers of the AD's pathological cascade leftward during disease progression (42, 43). It has been suggested that the underlying pathophysiology may be attributed to the influence of the APOE-ε4 genotype on higher levels of Aβ deposition and higher degree and faster rate of neurodegeneration, thus resulting in more changes in the brain volume for the disease groups (42).

Structural Association: Volumetric Changes in the NBM Associated With Atrophy in the Amygdala

APOE-ε4 Effect on the Structural Association

We found significant associations of volumetric changes between the NBM and amygdala bilaterally for CN, EMCI, LMCI, and AD and right side in SMC. Patients with LCMI exhibited a significant effect of APOE-ε4 on the volumetric changes for this cholinergic pathway. APOE-ε4 carriers in the LMCI exhibited stronger structural associations between the left NBM and amygdala than non-carriers did (Figure 5A). Regarding the progression of the disease pathogenesis, it has been reported that the degeneration of the NBM precedes and predicts entorhinal degeneration (44). The enhanced structural association of the volume reduction between the NBM and the amygdala in the cholinergic system for the APOE-ε4 carriers may imply that the increasing vulnerability caused by the APOE-ε4 effect could speed up the spread of the pathology across networks through the projection of cholinergic neurons in these patients (44). A previous report further suggested that the abnormal proteopathic pTau/Aβ accumulation may greatly exacerbate the neurodegeneration of the cholinergic basal forebrain system (44), in which APOE-ε4 has been related to amyloid-β and tau pathology in previous studies (42).

Group Difference of the Structural Association

In linear regression analyses, the significant finding of the interaction effect of the group by the NBM on the volumetric changes in the amygdala suggests that different groups showed different effects on the association between the volumetric changes in the NBM and amygdala. Patients with EMCI, LMCI, and AD showed significantly stronger associations between the volumetric changes in the NBM and amygdala than CN subjects did (Figures 5B–E). These findings are consistent with a previous report showing a stronger correlation of volumetric changes between the NBM and amygdala in EMCI compared with CN, which has a diagnostic value to differentiate with CN (7). We extended the previous report by showing a significant result in LMCI and AD. The enhanced association of the brain atrophy in the pathway between the NBM and amygdala can be speculated as the parallel disruption of the network of the NBM and its innervated region in the amygdala, likely revealing synaptic abnormality, as reported in a previous study showing increased levels of resting-state electroencephalogram functional connectivity in MCI subjects (4547). The authors suggested that the cerebral cortex is characterized by a profound reorganization of intra- and inter-hemispheric metabolic connections during the progression of AD, leading to increased local interactions at the expense of long-range connections (47). Alternatively, this finding could be related to the activation of a compensatory mechanism, which is consistent with a previous study showing an increased number of connector hubs in MCI subjects compared with normal controls (47). It is interesting to note that although the group comparison of morphology changes between EMCI and CN in the ANCOVA did not reach statistical significance, the association between the NBM and their innervated regions allowed us to distinguish EMCI from normal aging subjects.

The Association Between Brain Structural Changes and Neurocognitive Performance

The Effect of APOE-ε4 on the Association Between Brain Atrophy and Neurocognitive Performance

We observed a significant APOE-ε4 effect on the correlation between regional brain volumetric changes and cognitive performance in patients with EMCI and AD, with APOE-ε4 carriers showing a stronger correlation than non-carriers (Figure 6). The observed interaction effect may be indicative of the effect of the ε4 allele on brain morphology, which may lead to a distinctive cerebral organization supporting cognitive functioning during disease progression (9). The stronger correlation between brain atrophy and cognitive performance for APOE-ε4 carriers may imply that APOE-ε4 carriers rely on the compensatory brain system to achieve memory performance equivalent to non-carriers (9). This may represent a proxy for available brain reserve to support the cognitive performance.

Group Difference in the Association Between Brain Atrophy and Neurocognitive Performance

We found a significant interaction effect between the disease group and regional brain morphology on the neurocognitive performance in SMC, EMCI, and AD subjects. EMCI and AD subjects exhibited a stronger correlation between the left amygdala and MEM than CN subjects did. SMC and AD subjects exhibited a stronger correlation between the left amygdala and LAN than CN subjects did (Figure 7). A previous study has shown that patients with SMC, a population at risk for preclinical AD, exhibit a smaller volume of basal forebrain subdivisions than CN (48). The group comparison of neurocognitive and morphology changes between SMC and CN in our study did not reach a statistical significance. However, the correlation between the cholinergic region and neurocognitive performance remarkably distinguished SMC from CN. Our results provide evidence of the potential involvement of the cholinergic pathway in SMC. AD exhibited a stronger correlation between the cholinergic brain region and neurocognitive performance than CN (memory and language). A compensatory mechanism in AD pathology, as mentioned, possibly reflecting the dysregulation between brain morphology and regional neural functioning is a plausible hypothesis.

Limitation

This study has some limitations. First, our results are derived from a cross-sectional study, which prevents tracking the time course of the brain changes observed in the disease trajectory in this study. Our results do not represent individual longitudinal changes. Longitudinal data analysis is required for the prediction of the disease progression from one stage to other. However, in the present cross-sectional study, we showed that the combined neurocognitive and volumetric measurements in the cholinergic circuitry yielded a high accuracy in classifying AD from CN. Our results support that the automated classification method using volumetric changes in the cholinergic pathway can possibly facilitate and improve diagnosis. Second, even though the quality of image processing, such as registration, was carefully evaluated, the present study is limited by the indirect nature of volumetric measurements on MRI for cholinergic degeneration. Studies with a larger number of subjects with histopathological examinations should be performed in the future to validate the results.

Conclusion

Injured brain structures exhibit different morphometric features at various pathological stages. The observed association of APOE-ε4 with the brain morphology in the cholinergic pathway and neurocognitive functioning for patients with EMCI, LMCI, and AD can be valuable for disease monitoring.

Data Availability Statement

The datasets presented in this study can be found in online repositories. The names of the repository/repositories and accession number(s) can be found at: adni.loni.usc.edu.

Ethics Statement

The studies involving human participants were reviewed and approved by the Alzheimer's Disease Neuroimaging Initiative (ADNI) database (adni.loni.usc.edu). The patients/participants provided their written informed consent to participate in this study.

Author Contributions

Y-LL and H-SL wrote the main manuscript text and performed the data analysis on the data. Y-LL, C-YC, and H-SL planned and carried out the study. KC performed the machine learning analysis. T-WL, C-WT, H-HL, and L-WK provided intellectual input toward the analysis and interpretation of the MRI data. C-YC and H-SL provided all authors with overall direction in this project. All authors contributed to the article and approved the submitted version.

Funding

This work was supported by Taipei Medical University Hospital (grants 105TMU-TMUH-05, 106TMU-TMUH-21, and 107TMU-TMUH-09) and Ministry of Science and Technology, R.O.C (grant MOST108-2221-E-038-007-MY2).

Conflict of Interest

H-HL was employed by the company Rotary Trading Co., Ltd.

The remaining authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.

Publisher's Note

All claims expressed in this article are solely those of the authors and do not necessarily represent those of their affiliated organizations, or those of the publisher, the editors and the reviewers. Any product that may be evaluated in this article, or claim that may be made by its manufacturer, is not guaranteed or endorsed by the publisher.

Acknowledgments

Data collection and sharing for this project was funded by the Alzheimer's Disease Neuroimaging Initiative (ADNI) (National Institutes of Health Grant U01 AG024904) and DOD ADNI (Department of Defense award number W81XWH-12-2-0012). ADNI was funded by the National Institute on Aging, the National Institute of Biomedical Imaging and Bioengineering, and through generous contributions from the following: AbbVie, Alzheimer's Association; Alzheimer's Drug Discovery Foundation; Araclon Biotech; BioClinica, Inc.; Biogen; Bristol-Myers Squibb Company; CereSpir, Inc.; Cogstate; Eisai Inc.; Elan Pharmaceuticals, Inc.; Eli Lilly and Company; EuroImmun; F. Hoffmann-La Roche Ltd. and its affiliated company Genentech, Inc.; Fujirebio; GE Healthcare; IXICO Ltd.; Janssen Alzheimer Immunotherapy Research & Development, LLC.; Johnson & Johnson Pharmaceutical Research & Development LLC.; Lumosity; Lundbeck; Merck & Co., Inc.; Meso Scale Diagnostics, LLC.; NeuroRx Research; Neurotrack Technologies; Novartis Pharmaceuticals Corporation; Pfizer Inc.; Piramal Imaging; Servier; Takeda Pharmaceutical Company; and Transition Therapeutics. This Canadian Institutes of Health Research was providing funds to support ADNI clinical sites in Canada. Private sector contributions are facilitated by the Foundation for the National Institutes of Health (www.fnih.org). This grantee organization was the Northern California Institute for Research and Education, and this study was coordinated by the Alzheimer's Therapeutic Research Institute at the University of Southern California. ADNI data are disseminated by the Laboratory for Neuro Imaging at the University of Southern California.

Supplementary Material

The Supplementary Material for this article can be found online at: https://www.frontiersin.org/articles/10.3389/fneur.2021.651388/full#supplementary-material

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Keywords: Alzheimer's disease, cholinergic pathway, nucleus basalis of Meynert, amygdala, APOE-ε4 allele

Citation: Lai Y-LL, Chen K, Lee T-W, Tso C-W, Lin H-H, Kuo L-W, Chen C-Y and Liu H-S for the Alzheimer's Disease Neuroimaging Initiative (2021) The Effect of the APOE-ε4 Allele on the Cholinergic Circuitry for Subjects With Different Levels of Cognitive Impairment. Front. Neurol. 12:651388. doi: 10.3389/fneur.2021.651388

Received: 11 January 2021; Accepted: 10 September 2021;
Published: 13 October 2021.

Edited by:

Claudia Kimie Suemoto, University of São Paulo, Brazil

Reviewed by:

Anthoula Charalampos Tsolaki, Aristotle University of Thessaloniki, Greece
Takahisa Kanekiyo, Mayo Clinic Florida, United States
Tracy Fischer, Tulane University, United States
Chiara Bianca Maria Platania, University of Catania, Italy

Copyright © 2021 Lai, Chen, Lee, Tso, Lin, Kuo, Chen and Liu for the Alzheimer's Disease Neuroimaging Initiative. This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.

*Correspondence: Cheng-Yu Chen, sandy0932@gmail.com; Hua-Shan Liu, heatherliu2016@gmail.com

These authors have contributed equally to this work

Data used in preparation of this article were obtained from the Alzheimer's Disease Neuroimaging Initiative (ADNI) database (adni.loni.usc.edu). As such, the investigators within the ADNI contributed to the design and implementation of ADNI and/or provided data but did not participate in analysis or writing of this report. A complete listing of ADNI investigators can be found at: http://adni.loni.usc.edu/wp-content/uploads/how_to_apply/ADNI_Acknowledgement_List.pdf

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