Abstract
There is a basic rule to mammalian neocortical expansion: as it expands, so does it fold. The degree to which it folds, however, cannot strictly be attributed to its expansion. Across species, cortical volume does not keep pace with cortical surface area, but rather folds appear more rapidly than expected. As a result, larger brains quickly become disproportionately more convoluted than smaller brains. Both the absence (lissencephaly) and presence (gyrencephaly) of cortical folds is observed in all mammalian orders and, while there is likely some phylogenetic signature to the evolutionary appearance of gyri and sulci, there are undoubtedly universal trends to the acquisition of folds in an expanding neocortex. Whether these trends are governed by conical expansion of neocortical germinal zones, the distribution of cortical connectivity, or a combination of growth- and connectivity-driven forces remains an open question. But the importance of cortical folding for evolution of the uniquely mammalian neocortex, as well as for the incidence of neuropathologies in humans, is undisputed. In this hypothesis and theory article, we will summarize the development of cortical folds in the neocortex, consider the relative influence of growth- vs. connectivity-driven forces for the acquisition of cortical folds between and within species, assess the genetic, cell-biological, and mechanistic implications for neocortical expansion, and discuss the significance of these implications for human evolution, development, and disease. We will argue that evolutionary increases in the density of neuron production, achieved via maintenance of a basal proliferative niche in the neocortical germinal zones, drive the conical migration of neurons toward the cortical surface and ultimately lead to the establishment of cortical folds in large-brained mammal species.
1. Introduction
Cortical folding and brain development are tightly linked. The prenatal characterization of gyri and sulci may be used to identify functionally distinct cortical areas in many species and predict normal or pathological cerebral function at term. Close correlations between cortical morphology and behavioral function (or dysfunction) suggest that the early development of cortical folds constitutes an important step, either for normal development or as an indicator of normal development, in the construction of the human brain. Comparisons between normal and pathological human brains and between humans and other mammal species highlight important differences in progenitor cell-type abundances, cell-cycle dynamics, radial fiber organization, and gene expression profiles that account for gross phenotypic differences in neocortical morphology and function and even organismal behavior (Bayer and Altman, ; Beaulieu, ; Dehay et al., ; Polleux et al., ,; Lukaszewicz et al., ; Dubois et al., ; Toro et al., 2008; Clowry et al., ; Fietz et al., , ; Hansen et al., ; Zilles et al., 2013).
2. The chronology of neocortical folding during development is highly regulated and conserved across species
The emergence of neocortical gyri and sulci can be summarized in two stages: (1) the demarcation of primary gyri at human gestation weeks (GW) 23–31; and (2) the emergence of secondary gyri and the growth of sulcal length and depth between late stages of fetal development and early stages of postnatal life (Figure 1) (Chi et al., ; Armstrong et al., ; Mayhew et al., ). Stage 1, which follows the demarcation of cerebral lobes and limbic cortical gyri, is largely conserved between humans and other gyrencephalic primates. The correlative increase in cerebral volume and gyrification during this stage, including a dramatic increase in gyri in the occipital region, may in fact constitute the formation of a characteristic pattern of gyrencephaly common to all gyrencephalic primates. Work in Old World monkeys has shown that all neocortical gyri, with the exception of the superior temporal gyrus, emerge during Stage 1 and that both the chronology of emergence and rostrocaudal distribution of gyri are homologous in monkeys and humans (Zilles et al., 1988; Rilling and Insel, ; Sawada et al., ,). There is, despite this broad conservation, a delayed emergence of the parietoccipital gyri (e.g., cuneus, angular gyrus, supramarginal gyrus) in humans compared to monkeys, which, because these gyri are associated with Wernicke's area in humans but dorsal extrastriate cortex in monkeys (Sawada et al., ,), may indicate that heterochronic changes in gyri emergence reflect species-specific adaptations in particular cortical regions.
Figure 1
Across all mammal species, cortical folds accumulate non-linearly with increasing brain volume, such that, per gram, larger brains are more gyrencephalic than smaller brains (Zilles et al., 2013). Within species, gyrencephaly index (GI) shows high levels of heritability, but is negatively correlated with both cerebral volume and surface area (Rogers et al.,
3. Subventricular expansion and the establishment of gyri
The emergence of new structures is typically limited to selection on existing developmental pathways. Minor perturbations in timing or cell-type proportions may result in major phenotypic adaptations (e.g., delayed retinal neurogenesis in nocturnal vs. diurnal monkeys or the preponderance of basal or apical neurogenesis in larger- and smaller-brained species). Notwithstanding, there are quite divergent developmental pathways able to generate nearly identical phenotypes (e.g., gastrulation, neural crest formation, and germ cell formation). But in either case, we may assume that selection at the gross morphological level is complemented by adaptations in developmental processes. Therefore, any understanding of the appearance and distribution of cortical folds must be gleaned from a comparison of neural progenitors during development across taxa (Figure 2).
Figure 2

Schematic of neural progenitors in the developing neocortex in mouse (left) and human (right). Polarized progenitors (bRG and aRG) are depicted with processes extending to the apical (bottom) and/or basal (top) surface. Non-polarized cells (IPCs and TAPs) divide exclusively in the SVZ in both mouse and human. The human SVZ is relatively expanded compared to the mouse and divided into an outer (OSVZ) and inner (ISVZ) region. CP, cortical plate; IZ, intermediate zone; MZ, marginal zone; SP, subplate.
At the onset of neurogenesis, neuroepithelial cells forming a pseudo-stratified epithelium divide rapidly and symmetrically, thus expanding the progenitor pool that will directly or indirectly generate all of the excitatory neurons in the neocortex. As neurogenesis proceeds and the epithelium thickens, neuroepithelial cells, while retaining their apical and basal contacts (Huttner and Brand,
In gyrencephalic species, such as the human and ferret, an abundance of basal-oriented progenitors form not only the SVZ, but subdivide the SVZ into an outer (OSVZ) and inner (ISVZ) region (Smart et al., 2002), each with a distinct expression profile (Fietz et al.,
4. Axonal tension and late-stage plasticity in cortical folding
The first cortico-cortical and cortico-subcortical tracts emerge during development of the preplate. As radial pathways across the cortical mantle gradually regress, the subplate forms and thalamo-cortical fibers advance into the cortical plate and cortico-cortical pathways emerge (Kostovic and Rakic,
A recent extension of this hypothesis, which ascribes axonal tensions through the white matter the responsibility of pulling inward the cortical surface, proposes that cortical folding is a function of white matter connectivity (Mota and Herculano-Houzel,
Figure 3

Observed axonal tension across neocortical gyri. Axonal tension (arrows) is distributed circumferentially across the subcortical white matter (dashed arrows), but radially in the subplate and gyral folds (filled arrows). Contrary to the connectivty-driven hypothesis (see section 4), circumferential tension is not observed across neocortical gray matter (Xu et al., 2010).
Regional variations in axonal tension across the cortex have been suggested to affect cortical shape and influence local folding patterns (Hilgetag and Barbas,
5. Expansion of the OSVZ increases cortical surface area
The fibers of polarized progenitors provide scaffolding to guide migrating neurons to the developing cortex. In the OSVZ, the scaffolding of bRG resembles a fan, which modifies the trajectory of migrating neurons by driving them to expand conically (Figure 4) (Fietz and Huttner,
Figure 4

Basal fibers extending to the cortex during development. The density of progenitors in the proliferative basal compartment is increased and the angle of migration of their fibers more oblique at sites of developing gyri compared to sulci. In lissencephalic species, the basal compartment is scarcely populated by proliferating progenitors and fibers migrate in parallel to the developing cortex.
The degree of cissoidian radial fiber divergence, which drives 3D conical expansion of the cortical surface, increases exponentially during neurogenesis in prospective gyral regions, but remains mostly parallel in smooth regions, as it does in lissencephalic species (Lui et al.,
6. Gyrencephaly and cortical thinning as mechanistic responses to evolutionary increases in neuron production
Given two brains of equal radial dimensions, the more folded specimen tends to have a thinner cortex (Hofman,
Figure 5

Gray matter cortical thickness varies with brain regions and phylogeny. (A) Twelve brain region volumes and GM thickness presented in a pie-chart matrix of positive (blue gradient) and negative (red gradient) correlations. Note that all brain region volumes - except BBO, which is a developmentally and functionally separate region - show very high (R2 > 0.8) positive correlations, whereas cortical thickness is lowly (R2 < 0.4) correlated with all brain region volumes. BBO, olfactory bulb; CRB, cerebellum; CT, cortical thickness; DCP, diencephalon; HPC, hippocampus; LBP, piriform lobe; MCP, mesencephalon; MDO, medulla oblongata; NHP, neurohypophysis; NPL, neopallial; SPM, septum; STM, striatum; TCP, telencephalon. Volumetric data from Stephan et al. (1981). (B) GM thickness is measured as the average distance between layers I and VI (yellow bars) in a systematic random sample of the neocortex. (C) A phylogenetic tree of 40 mammal species (Bininda-Emonds et al. 2007) showing the distribution of brain weight (log10 + 1) and GM thickness (log10 + 1) across species. GM thickness in all species was measured with Fiji (Schindelin et al., 2012) on slides from brainmuseum.org. See Lewitus et al. (
GM thickness and GI—like brain volume, cortical surface area, and gray matter volume—are heritable traits (Panizzon et al.,
Figure 6

Gray matter (GM) thickness is a function of brain weight and neuron density. (A) Variation in GM thickness can be significantly explained by brain weight [F(2, 37) = 22.58, P = 3.9 × 10−7] and neuron density [F(2, 20) = 7.96, P = 0.003], but not by either GI [F(2, 38) = 0.066, P = 0.936] or astrocyte density [F(2, 20) = 2.37, P = 0.119]. The insets suggest a strong phylogenetic signal (Pagel,
There is a 1000-fold difference in cortical neuron number between mouse and human, but only a 10-fold difference in the length of the neurogenic period. The increase in neuron number in human, therefore, means an exponential amplification of neuron generation. As discussed in section 3, neurons in the human and other large-brained species are generated primarily in the OSVZ, where immature neurons migrate to the cortical plate along fibers provided by bRG. It is the divergence of these fibers that drives conical expansion and ultimately gyrification of the neocortex (see section 5). However, the divergence of radial fibers exiting the OSVZ only organize the migration of neurons to the cortex, allowing them to fan out across an expanding surface rather than continue to populate an overcrowding cortical column (i.e., radial fiber divergence has adapted to accommodate selection for increased neuron generation). The ubiquity of gyrencephaly across mammalian orders, absent any genetic correlation between brain volume and GI (see above), suggests that the mechanistic ability for radial fibers in the OSVZ to diverge in response to rapid increases in neuron generation is either extremely adaptable or deeply homologous (i.e., the conical expansion of fibers is likely constrained by mechanistic limitations or by a conserved developmental toolbox that makes any other solution to the problem of increasing neuron generation deleteriously demanding). But in either case, cortical folding is simply a conserved, mechanistic response to selection for an increased generation of neurons per neurogenic period. In the next section, we will discuss how maintenance of a proliferative niche in the OSVZ may underpin such increases in neuron generation.
7. Maintenance of a basal proliferative niche during peak neurogenesis
Conical expansion of the SVZ into outer and inner regions is a hallmark of increased neurogenic proliferative capacity (Smart et al., 2002). It is likely necessary—but not sufficient (Kelava et al.,
Extracellular matrix has been implicated in expansion of the SVZ (Barros et al.,
8. Conclusion
Brain size is subject to significant heritability. As such, selection pressures directing brain evolution in humans have ranged from tool-making abilities to diet to long-distance running [reviewed in Healy and Rowe (
Adult mammalian brains are not identical at the cellular level. Phylogenetic differences in the density of cortical columns and in the morphology and biochemistry of neurons have been identified in most orders (e.g., Beaulieu,
Conflict of interest statement
The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
Statements
Acknowledgments
We would like to thank the reviewers for their assistance in improving our manuscript. Eric Lewitus would like to thank Evan Charles for helpful discussion. Iva Kelava was a member of the International Max Planck Research School for Molecular Cell Biology and Bioengineering and a doctoral student at the Technische Universität Dresden. Wieland B. Huttner was supported by grants from the Deutsche Forschungsgemeinschaft (DFG) (SFB 655, A2; TRR 83, Tp6) and the European Research Council (250197), by the DFG-funded Center for Regenerative Therapies Dresden, and by the Fonds der Chemischen Industrie.
Conflict of interest
The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
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Appendix
Table A1
| Species | Brain weight (g)a | Neuron density (per mm3)b | Astrocyte density (per mm3)b | Gray matter thickness (mm)c | Ventricle (1 and 2) volume (mm3)a | GId |
|---|---|---|---|---|---|---|
| Castor canadensis | 41.17 | NA | NA | 1.82 | NA | 1.02 |
| Hydrochoerus h. | 63.5 | NA | NA | 1.19 | NA | 1.3 |
| Oryctolagus cuniculus | 6.5 | NA | NA | 0.94 | NA | 1.15 |
| Erythrocebus patas | 105.65 | 416869 | 154882 | NA | 561 | 1.91 |
| Miopithecus talapoin | 39.1 | NA | NA | NA | 262 | 1.74 |
| Mandrillus sphinx | NA | 263027 | 138038 | 1.21 | NA | 2.14 |
| Lophocebus albigena | 103.38 | NA | NA | NA | 742 | 1.87 |
| Macaca mulatta | 89.22 | 422149 | 113783 | 1.14 | 834 | 1.79 |
| Piliocolobus badius | 76.75 | NA | NA | NA | 455 | 1.81 |
| Pygathrix nemaeus | 84.83 | NA | NA | NA | 911 | 1.64 |
| Gorilla gorilla | 477.44 | 144544 | 138038 | NA | 3608 | 2.26 |
| Pan troglodytes | 392.06 | 208930 | 123027 | 1.25 | 1899 | 2.46 |
| Hylobates lar | 101.52 | NA | NA | NA | 555 | 1.86 |
| Alouatta palliata | 52.75 | 176349 | 49168 | 1.31 | NA | 1.33 |
| Lagothrix lagotricha | 95.58 | NA | NA | NA | 1090 | 1.97 |
| Callicebus moloch | 19 | 467735 | 125893 | 1.11 | NA | 1.25 |
| Aotus trivirgatus | 17.4 | 410950 | 59930 | 1.36 | 105 | 1.31 |
| Callimico goeldii | 10.95 | NA | NA | NA | 48 | 1.26 |
| Callithrix jacchus | 7.61 | NA | NA | NA | 52 | 1.17 |
| Saguinus midas | 10.5 | NA | NA | NA | 251 | 1.2 |
| Saimiri sciureus | 22.98 | 478630 | 117490 | 1.07 | 299 | 1.46 |
| Microcebus murinus | 1.85 | 190546 | 112202 | NA | 11 | 1.1 |
| Cheirogaleus major | 6.43 | NA | NA | NA | 83 | 1.15 |
| Cheirogaleus medius | 3.01 | 186209 | 109648 | NA | 25 | 1.11 |
| Avahi laniger | 10.65 | NA | NA | NA | 172 | 1.26 |
| Avahi occidentalis | 9.69 | NA | NA | NA | 74 | 1.15 |
| Propithecus verreauxi | 26.9 | NA | NA | NA | 231 | 1.35 |
| Indri indri | 37.35 | NA | NA | NA | 330 | 1.46 |
| Daubentonia m. | 44.89 | NA | NA | NA | 392 | 1.25 |
| Eulemur fulvus | 28.1 | NA | NA | NA | 194 | 1.46 |
| Eulemur mongoz | 20.75 | 234423 | 138038 | 1 | NA | 1.33 |
| Varecia variegata | 49.83 | NA | NA | NA | 299 | 1.32 |
| Lepilemur ruficaudatus | 7.5 | NA | NA | NA | 77 | 1.14 |
| Perodicticus potto | 13.54 | NA | NA | 1.03 | 127 | 1.27 |
| Loris tardigradus | 6.63 | NA | NA | NA | 52 | 1.29 |
| Nycticebus coucang | 11.73 | 109648 | 53703 | 1.25 | 142 | 1.21 |
| Galago senegalensis | 4.8 | 338844 | 151356 | NA | 40 | 1.17 |
| Otolemur crassicaudatus | 10.6 | NA | NA | NA | 147 | 1.26 |
| Galago demidoff | 3.35 | NA | NA | NA | 30 | 1.21 |
| Tupaia glis | 3.03 | 131826 | 107152 | 0.87 | NA | 1.06 |
| Capra hircus | 106 | NA | NA | 0.94 | NA | 2.28 |
| Bos taurus | 462 | NA | NA | 1.32 | NA | 2.53 |
| Odocoileus virginianus | 160 | NA | NA | 0.84 | NA | 2.27 |
| Tursiops truncatus | 1489 | 147911 | 229087 | 0.79 | NA | 4.76 |
| Sus scrofa | 137.65 | 48978 | 70795 | 0.78 | NA | 2.16 |
| Lama glama | 216.77 | NA | NA | 0.76 | NA | 2.7 |
| Equus caballus | 712 | NA | NA | 0.84 | NA | 2.8 |
| Mustela putorius | 8.25 | NA | NA | 0.56 | NA | 1.75 |
| Procyon lotor | 40.02 | 104713 | 83176 | 0.8 | NA | 1.85 |
| Zalophus californianus | 363 | 30903 | 57544 | 1.22 | NA | 2.52 |
| Phoca vitulina | 273.75 | NA | NA | 1.06 | NA | 2.38 |
| Ursus maritimus | 472.68 | 44668 | 95499 | 1.32 | NA | 2.04 |
| Vulpes vulpes | 45.63 | 81283 | 77625 | 1.75 | NA | 1.8 |
| Panthera leo | 247.21 | NA | NA | 1.48 | NA | 1.85 |
| Felis catus | 31.18 | 114815 | 22909 | 0.85 | NA | 1.5 |
| Crocuta crocuta | 153.27 | 63096 | 79433 | 1.28 | NA | 1.74 |
| Cynictis penicillata | 12.51 | 141254 | 123027 | 0.79 | NA | 1.35 |
| Pteropus giganteus | 9 | NA | NA | 0.96 | NA | 1.25 |
| Erinaceus europaeus | 3.5 | 194984 | 128825 | 0.85 | NA | 1 |
| Sorex araneus | 0.2 | 338844 | 295121 | 0.38 | NA | 1 |
| Choloepus didactylus | 7.7 | NA | NA | 0.8 | NA | 1.38 |
| Dasypus novemcinctus | 10.75 | NA | NA | 1 | NA | 1.07 |
| Trichechus manatus | 382 | 51286 | 97724 | 2.71 | NA | 1.02 |
| Procavia capensis | 19.17 | NA | NA | 0.71 | NA | 1.37 |
| Macropus fuliginosus | 64.8 | NA | NA | 1 | NA | 1.41 |
| Didelphis virginiana | 6.72 | NA | NA | 0.66 | NA | 1.12 |
Neuroanatomical parameters in 40 mammal species*.
Summary
Keywords
neocortex, gyrencephaly, subventricular zone, neural progenitors, mammals, extracellular matrix, phylogenetics
Citation
Lewitus E, Kelava I and Huttner WB (2013) Conical expansion of the outer subventricular zone and the role of neocortical folding in evolution and development. Front. Hum. Neurosci. 7:424. doi: 10.3389/fnhum.2013.00424
Received
26 April 2013
Accepted
14 July 2013
Published
01 August 2013
Volume
7 - 2013
Edited by
Roberto Lent, Federal University of Rio de Janeiro, Brazil
Reviewed by
Juan A. De Carlos, Instituto Cajal (Consejo Superior de Investigaciones Científicas), Spain; Jon H. Kaas, Vanderbilt University, USA; Charles F. Stevens, The Salk Institute for Biological Studies, USA
Copyright
© 2013 Lewitus, Kelava and Huttner.
This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) or licensor are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.
*Correspondence: Wieland B. Huttner, Max Planck Institute of Molecular Cell Biology and Genetics, Pfotenhauerstr. 108, 01307 Dresden, Germany e-mail: huttner@mpi-cbg.de
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