Abstract
Enjoyment of negative emotions in music is seen by many as a paradox. This article argues that the paradox exists because it is difficult to view the process that generates enjoyment as being part of the same system that also generates the subjective negative feeling. Compensation theories explain the paradox as the compensation of a negative emotion by the concomitant presence of one or more positive emotions. But compensation brings us no closer to explaining the paradox because it does not explain how experiencing sadness itself is enjoyed. The solution proposed is that an emotion is determined by three critical processes—labeled motivational action tendency (MAT), subjective feeling (SF) and Appraisal. For many emotions the MAT and SF processes are coupled in valence. For example, happiness has positive MAT and positive SF, annoyance has negative MAT and negative SF. However, it is argued that in an aesthetic context, such as listening to music, emotion processes can become decoupled. The decoupling is controlled by the Appraisal process, which can assess if the context of the sadness is real-life (where coupling occurs) or aesthetic (where decoupling can occur). In an aesthetic context sadness retains its negative SF but the aversive, negative MAT is inhibited, leaving sadness to still be experienced as a negative valanced emotion, while contributing to the overall positive MAT. Individual differences, mood and previous experiences mediate the degree to which the aversive aspects of MAT are inhibited according to this Parallel Processing Hypothesis (PPH). The reason for hesitancy in considering or testing PPH, as well as the preponderance of research on sadness at the exclusion of other negative emotions, are discussed.
Enjoyment of negative emotion in music is seen by many researchers and lay persons as a paradox. In recent years there has been a small boom of interest in addressing the question empirically, with a range of explanations including: (1) that the phenomenon is proportionally rare compared to other emotional responses to music, making it an overemphasized phenomenon; and (2) that there is some additional aspect of the music that is liked, which compensates for the sadness, making the apparent enjoyment of the negative emotion illusory (for an overview, see Eerola et al., ). Along these lines, there is evidence that we in fact experience a mix of emotions, positive such as happiness along with negative ones such as sadness (Hunter et al., , ) or a wide range of emotions, which may happen to include sadness (for a summary, see Eerola et al., ), or that we are actually observing the negative emotion in the music, rather than fully experiencing it (Kawakami et al., ). But each of these views more or less brush aside the conservative estimate that 25% of people report enjoyment of sadness and other negative emotions in response to music (Schubert, , ; Huron, ). And it must be emphasized that these participants claim to “feel” sad, not just observe it in the music (Huron, ; Schubert, ). It is this group of participants who present the interesting problem to be addressed: actually feeling a negative emotion and enjoying that feeling (Garrido and Schubert, , ).
In the above list of explanations, little attention has been given to the possibility that enjoyment and feeling sadness each belong to different cognitive processes that comprise the emotion of sadness while operating in parallel. However, the idea of processes operating in parallel could provide a parsimonious explanation of the paradox, as well as testable hypotheses. In brief, I will argue that a single negative emotion such as sadness can be conceptualized according to the subjective feelings (SFs) it generates (one process), but also its aversive tendency (another process, operating in parallel). I will propose that in an aesthetic context, such as listening to music, these two processes can decouple, with aversive tendency inhibited, while still allowing negative feelings to be experienced. I call this the Parallel Processing Hypothesis (PPH).
Component Process Theory of Emotion
While emotions can be conceptualized in terms of discrete elements, such as being sad, or happy, or angry and so on, another approach is to classify the components that go into making up any particular emotion. Russell () and Schlosberg (), have proposed that any emotion can be described in terms of its negative-positive aspect, as well as an activity/arousal aspect. Another componential approach is to treat an emotion as a collection of synchronized processes that work together to form emotional concepts. In Scherer’s (Scherer, , ; Scherer et al., ) seminal component process theory of emotion, emotion is defined as “an episode of interrelated, synchronized changes in the states of all or most of the five organismic subsystems in response to the evaluation of an external or internal stimulus event as relevant to major concerns of the organism” (e.g., Scherer, , p. 93, Scherer, , p. 697). The model consists of the five functions and corresponding components for each subsystem, namely: (1) Evaluation of objects and events—Cognitive component (appraisal); (2) System regulation—Neurophysiological component (bodily symptoms); (3) Preparation and direction of action—Motivational component (action tendencies); (4) Communication of reaction and behavioral intention—Motor expression component (facial and vocal expression); and (5) Monitoring or internal state and organism-environment interaction—SF component (emotional experience). These are summarized in Table 1.
Table 1
| Component Label | Component | Subsystem function | Enjoyment of negative emotion example |
|---|---|---|---|
| 1. Appraisal | Cognitive component | Evaluation of objects and events | Context detection/knowledge (music, aesthetic) |
| 2. Bodily symptoms | Neurophysiological component | System regulation | Bodily symptoms of the negative emotion |
| 3. Action tendencies | Motivational component | Preparation and direction of action | Inhibition of aversion/hostility tendencies |
| 4. Facial and vocal expression | Motor expression component | Communication of reaction and behavioral intention | Facial symptoms of the negative emotion |
| 5. Emotional experience | Subjective feeling component | Monitoring or internal state and organism-environment interaction | Subjective feeling of the negative emotion (fully fledged, real negative emotion) |
Component process theory of emotion in relation to enjoyment of negative emotion in music.
Note. The component label and component name is used interchangeably or in combination in this article for ease of reading. They are presented separately in the table to be consistent with Scherer. The fourth column shows what each process produces in the case of a negative emotion experience in response to a piece of music (i.e., in an aesthetic, non-utilitarian context), namely the decoupling or dissociation of the action tendency (component 3) from components 2, 4 and 5 via the appraisal component (1), which detects the aesthetic context.
The model can be adapted and applied to the problem at hand. It is hypothesized that the appraisal component (1) assesses, among other things, the context in which a stimulus appears. For now, I will limit context to two kinds: aesthetic (e.g., listening to music) and real life (those experienced in day to day life, including episodes of potential or actual distress, which Scherer, refers to as “utlilatarian”). The idea that context can manipulate the interpretation and experience of emotion has roots in the work of Schachter and Singer (). Their research demonstrated a dissociation between what they referred to as physiological and cognitive components of emotion: “It is the cognition which determines whether the state of physiological arousal will be labeled as “anger,” “joy,” “fear,” or whatever (p. 380). Scherer maintains this cognitive component in his model, and this component is to be understood as being the context detector. That is, in the present study context, via the cognitive appraisal component, determines whether an emotion is to be interpreted as having a positive or negative action tendency. The subjective emotional experience component is usually coupled with the motivational action tendency (component 3, in Table 1, being either negative [aversion/hostility] or positive [attraction]), but they do not have to be coupled. According to the hypothesis, the evaluation of an aesthetic context (via process 1) allows those emotions more susceptible to change in “direction of action” function (of component 3) to be dissociated. I will argue that sadness is one such emotion, although to date, there appear to be no explicit empirical accounts in the emotion literature of a dissociation between subjective emotional experience and action tendency based on context. This parallel processes interpretation is presented in Figure 1 in a form inspired by Bower’s () associative network theory, but here the network is built around the five processes.
Figure 1
According to the PPH some emotions, such as sadness, are flexible in terms of their motivational component. In a real-life context sadness controversially has both a negative subjective feeling component (5) and an aversion motivational tendency (3). The valence is coupled. However according to the proposed explanation, in an aesthetic context the motivational tendency can be changed—it can have an approach tendency, or to be more precise the aversion/hostility motivation tendency is inhibited, even though the subjective feeling component (5) is still negative. As a contrasting example, an emotion such as annoyance might be more stable regardless of context (1) because it exhibits both aversive/hostile tendency (3) and negative subjective feeling (5). Evidence of which emotions might be coupled and which might not are discussed below. The rightmost column of Table 1 presents an example of how negative emotions and pleasure might occur simultaneously, with the appraisal component (1) being the gatekeeper of action tendency valence. Before discussing the evidence for this flexibility some definitions are required.
Definitions
The study of sad music enjoyment is situated primarily in the fields of aesthetics and psychology. Aesthetics research involves many terms that have fluid definitions. Three terms of concern in this article require specific treatment in this respect: “aesthetic”, “non-aesthetic” (or “not aesthetic”), and “context”. Finally, action-tendency is defined as an indicator of preference.
“The contemplation of beauty” is a narrow definition of aesthetic that has roots in Alexander Baumgarten’s mid 18th-century appropriation of the term. Baumgarten was interested in understanding how the appropriate perception of beauty was a marker of good taste in one object over another (Shimamura,
Non-aesthetic experiences are those that attract utilitarian thoughts: that is, those which are focussed on real-life, day-to-day outcomes, such as doing the shopping, preparing for work, having a meal. However, in addition, but consistent with this definition, stimuli that are intensely disliked cannot be aesthetic. In contemplating or attempting to contemplate a hated piece of music, the individual is drawn away from, or never reaches, an aesthetic state because of the real-life annoyance that the stimulus generates. A piece of music can be disliked so much that it might be judged as “this just is not music to me, it is noise”.
An aesthetic “context” is defined as an environment (or more generally, a schema) which facilitates, or is associated with the contemplation of an aesthetic stimulus, such as a concert hall, an art gallery, a grand, historic cathedral, or an ipod. An aesthetic context requires both an aesthetic environment and an aesthetic (as distinct from non-aesthetic) stimulus to be perceived. One without the other will not generate an aesthetic context (for a detailed discussion, see
As described in the previous section, action tendency is a tendency to approach or avoid an object or environment. The action, when it occurs, is objectively observable (e.g., orienting or moving toward an object), making it a well-defined aspect of the phenomenon. However, the “tendency” aspect means that there is an internal, mental, more difficult-to-measure aspect (Berridge,
Evidence for the Parallel Processes Hypothesis (PPH)
Recent empirical evidence provides some support for PPH. In gathering data on hated and loved music, Schubert (
Evidence from explicit, self-report research of action-subjective feeling decoupling as a result of context can be found in Taruffi and Koelsch (
If one accepts this context dependent distinction within an emotion, then there is no paradox in the enjoyment of negative emotion. The feeling of sadness is active in parallel with the motivational tendency of attraction because of the detected aesthetic context. The case of sadness is perhaps the simplest to explain, but any negative emotion that is enjoyed in an aesthetic context can be explained by these parallel, yet interrelated, processes.
Enjoyed Or Just Not Disliked?
In an aesthetic context a wide range of subjective feelings in process 5 (Table 1) can be experienced with the aversive/hostile tendencies inhibited. But this only explains why some negative emotions such as sadness might not induce aversive/hostile motivation tendency. It does not explain why one would enjoy the sadness evoked. The attraction motivation tendency provides one solution (showed in gray in Figure 1), but a more parsimonious solution was proposed by Martindale (
Individual Differences
The contextual aspect (real-life or aesthetic) is determined by some objective environmental factors (e.g., a concert auditorium is an environments that can evoke an aesthetic context), but also by the way the individual interprets the context. Hence, the attraction to sad music is dependent on factors such as mood, past associations and personality in addition to “objective” context. There exists evidence that certain individuals have a greater propensity to enjoy negative emotion in music than others. People who score high in empathic concern (Garrido and Schubert,
Testing the Parallel Processes Hypothesis
One way of falsifying PPH is to identify symmetric component pairings, namely negative emotions with hated music (a non-aesthetic context) and positive emotions with loved music (possibly an aesthetic context), and then demonstrate statistically no positive emotions in response to hated music and no negative emotions in response to loved music. Figure 2 outlines the hypothesis using a two component emotional valence space. The diagonal arrow falsifies the hypothesis, while the horizontal line supports it. Evidence of an exclusively diagonal locus of any emotion would indicate that the two components (feelings and motivation) are not dissociable, and PPH could be rejected. Furthermore, the dissociation might be mediated by individual differences, as mentioned above. In that case, the symmetry should be clearest for people with a low propensity to uncouple their motivational tendency process from their SF process, such as people low in trait absorption.
Figure 2

Two component emotional valence space. The space demonstrates how some felt emotions are coupled along the two dimensions, regardless of context, exemplified by sample emotions A and B, which could be happiness (positive subjective feeling (SF) and positive motivational tendency) and annoyance (negative SF and negative motivational tendency) respectively. However some emotions, such as C, are flexible along the motivational tendency component in that they can move along that component according to context. For example, if sample emotion C is sadness, in an aesthetic context it will not be in the negative motivational tendency region, but still retain its negative SF. The flexibility is mediated by individual differences (such as trait absorption) and context (aesthetic vs. real life). The motivational tendency component can be understood in a number of ways, including level of enjoyment, pleasantness, preference, attraction and liking. The SF component is related to emotional valence as shown in two dimensional (arousal, valence) emotion space (e.g., Russell,
Some preliminary evidence in support of the hypothesis can be found in Schubert (
Why Would Motivation and Subjective Feeling Become Uncoupled? The Role of Play
Why would dissociation between motivational and subjective feelings components occur? From an ontogenetic perspective play allows an individual to engage with a range of activities and skill development that are beneficial to future behaviors. Play facilitates practice of motor and cognitive processing (including social interaction). Suspension of the usual real-life motivation-subjective feeling coupling is desirable to allow exploration of a wide range of feelings under these circumstances. However, such an argument will raise the criticism that play, and therefore listening to music, must be functional and adaptive (Pellis et al.,
The freedom dimension shows how an individual may wish to be free to experience a wide range of emotions within the “safe”, make-believe setting of a game. And the other three dimensions are indicative of varying degrees of absorption in the activity. Music is also an activity in which cognitive experiences can be explored in a safe, “free” environment, while inviting the listener to become absorbed to various degrees. In this respect there is nothing particularly special about music. Like all the arts, it is a form of play (Walton,
Other, Recent Parallel Processes Perspectives
Very few theories propose a parallel processes solution where the negative emotion itself can be interpreted as having some component that can simultaneously generate pleasure. Huron’s (
Sachs et al. (
In a revised version of his influential theory of how emotions are communicated, Juslin (
These differences provide empirically testable alternatives. Juslin’s (
The two explanations occur at different points along cognitive processing path of a particular aesthetic experience. Apart from auditioning and perception, context must precede aesthetic judgment because without the appropriate context aesthetic judgment cannot occur. Consider a thought experiment. Suppose that the contagious experience of seeing a close friend feel sad can be calibrated to the same “amount” of subjective sadness as the piece of music that makes one sad. It is unlikely that the (real life, utilitarian) context of the friend’s sadness will be associated with beauty. The context (appraisal) must play a pivotal role (Schubert,
Furthemore, Juslin’s account does not at this stage present a possible ethological basis for the pleasure generated by “pleasurable sadness”: aesthetic judgment does (but sometimes does not) convert emotional experiences into pleasurable ones, but it is not clear why this should happen. PPH, on the other hand, has an ethologically plausible explanation, having origins in, but also being bounded to, play activities, as discussed above. Context detection differentiates between play activities, such as music perception, and real life, utilitarian activities; culture shapes the kinds of play activity that we refer to as music listening, as it does with watching a film or a play, or reading a novel or poem, or playing a computer game, or watching sport, as it does too with the creation of and participation in each of these. Juslin is aware of the role of context, but in the present approach, context is central.
Finally, Juslin, like some of the researchers cited in this article, prefers to contain the explanation to sadness, and not to other negative emotions. Some evidence exists that other negative emotions can be enjoyed (Huron,
Conclusion
This article has argued that attraction to negative emotion in music can be explained as parallel processes rather than as a paradox. These processes are activated by context, which is predisposed to personality, moods, past experiences, cultural conditioning and social norms in addition to environmental factors. The PPH has implications for the debate on whether it is possible to experience both positive and negative emotions simultaneously (Larsen et al.,
Funding
This work was supported by Grants from: Australian Research Council FT120100053.
Statements
Author contributions
Sole authored. The author confirms being the sole contributor of this work and approved it for publication.
Conflict of interest
The author declares that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
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Summary
Keywords
sadness, hedonic tone, music, aesthetic experience, context, dissociation, negative emotion
Citation
Schubert E (2016) Enjoying Sad Music: Paradox or Parallel Processes?. Front. Hum. Neurosci. 10:312. doi: 10.3389/fnhum.2016.00312
Received
16 December 2015
Accepted
08 June 2016
Published
24 June 2016
Volume
10 - 2016
Edited by
Edward A. Vessel, Max Planck Institute for Empirical Aesthetics, Germany
Reviewed by
Julia Merrill, Max Planck Institute for Empirical Aesthetics, Germany; Matthew Elliott Sachs, University of Southern California, USA
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Copyright
© 2016 Schubert.
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*Correspondence: Emery Schubert e.schubert@unsw.edu.au
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