Abstract
Improvements in our knowledge of the gut microbiota have broadened our vision of the microbes associated with the intestine. These microbes are essential actors and protectors of digestive and extra-digestive health and, by extension, crucial for human physiology. Similar reconsiderations are currently underway concerning the endogenous microbes of the lungs, with a shift in focus away from their involvement in infections toward a role in physiology. The discovery of the lung microbiota was delayed by the long-held view that the lungs of healthy individuals were sterile and by sampling difficulties. The lung microbiota has a low density, and the maintenance of small numbers of bacteria seems to be a critical determinant of good health. This review aims to highlight how knowledge about the lung microbiota can change our conception of lung physiology and respiratory health. We provide support for this point of view with knowledge acquired about the gut microbiota and intestinal physiology. We describe the main characteristics of the lung microbiota and its functional impact on lung physiology, particularly in healthy individuals, after birth, but also in asthma. We describe some of the physiological features of the respiratory tract potentially favoring the installation of a dysbiotic microbiota. The gut microbiota feeds and matures the intestinal epithelium and is involved in immunity, when the principal role of the lung microbiota seems to be the orientation and balance of aspects of immune and epithelial responsiveness. This implies that the local and remote effects of bacterial communities are likely to be determinant in many respiratory diseases caused by viruses, allergens or genetic deficiency. Finally, we discuss the reciprocal connections between the gut and lungs that render these two compartments inseparable.
Paucity and Continual Renewal: Two Main Characteristics of the Lung Microbiota
The lung microbiota has a low density, at 103–105 CFU/g of lung tissue, as estimated by culture methods, in mice (). Human lungs harbor approximately 2.2 × 103 bacterial genomes per cm2 (). The maintenance of a small bacterial community in the lungs seems to be a hallmark of good health. The microbial population of the lung is smaller than that of the colon, which is one of the most densely populated ecosystems in the body, with a microbiota of up to 1011 CFU/g of luminal content. However, the microbial population of the lung is equivalent to that of the duodenum (around 104 micro-organisms per mL of content) ().
The micro-organisms comprising the microbiotas of both the gut and lungs enter the body via the oral cavity. Bacteria travel to the lungs suspended in air and on microparticles in secretions, such as saliva, whereas the bacteria colonizing the intestine may also be present in ingested food. The lung microbiota disperses from the oral cavity, and a constant balance is maintained between microbial immigration and elimination (; ; ; Figure 1A). The immigration of micro-organisms results from mucosal dispersion, micro-aspiration, and inhalation (; ). Humans breathe through both the nose and mouth, whereas mice are obligate nasal breathers (). Anatomical features and natural modes of breathing influence the arrival of microbes in the lung. The elimination of micro-organisms is governed by mucociliary movements, coughing, and host immunity. During lung disease, the balance between immigration and elimination is disturbed, resulting in alterations to the lung microbiota, with bacteria displaying competitive advantages becoming predominant (; Figure 1B). has suggested that the degree of departure from neutrality is correlated with disease severity in the lung. “Neutrality” refers to the neutral biodiversity theory, according to which, all micro-organisms have similar opportunities of reaching and growing in a specific environment, but also of being lost from that environment. In this model, the microbial communities are not selected by the resources accessible in the environment or the inter-species interactions leading to the creation of multiple niches in an environment (). In healthy conditions, the lung microbiota disperses neutrally from the mouth, whereas lung diseases are associated with stronger selection for specific microbes. The lung microbiota seems to be shaped by continual waves of intrusion and expulsion in healthy humans, because the installation of dominant bacterial communities tends to be restricted to pathological contexts. The overgrowth of bacterial species, leading to a decrease in the species richness of the lung microbiota, is associated with the progression of diseases such as cystic fibrosis and with infections (; ).
FIGURE 1
The low density and continual renewal of the lung microbiota are not inconsistent with a major impact on respiratory health and homeostasis. The duodenal microbiota plays a key role in iron uptake and storage in the context of digestive physiology (
Composition of the Lung Microbiota
The microbial community is continually being renewed and replaced, but most of the microbes involved in these fluxes belong to four phyla: Bacteroidetes, Firmicutes, Proteobacteria, and Actinobacteria (
The lung microbiota displays greater spatial variation between than within individuals, and differences between sites in the lung (position relative to the alveoli) result from waves of elimination/immigration and differences in distance from the mouth, which serves as the source of the community (
Due to the high degree of variability between individuals, there is currently no consensus concerning the definition of a “typical” microbiota, constituting a state of homeostasis between the microbiota and the host cells. Moreover, it remains unclear whether specific bacteria or microbiota profiles could serve as markers or drivers of good lung health. There are probably beneficial lung bacteria, as already suggested in the intestine for commensal organisms such as Faecalibacterium prausnitzii (
During lung diseases, such as asthma in particular, a shift in the lung microbiota is observed that may be seen as an imbalance or dysbiosis (
The Physiological Characteristics of the Lungs Influencing the Homeostasis Between the Lung and Its Microbiota
Microbial immigration and elimination govern the composition of a healthy lung microbiota, but, conversely, certain physiological features of the respiratory tract may favor the installation of a dysbiotic microbiota, influencing susceptibility to pulmonary diseases. The main function of the lungs is to transfer oxygen from the air into the bloodstream, in exchange for CO2. The action of the diaphragm increases lung volume, decreasing pressure in the lung and causing air to enter (Figure 2). Temperature varies along the respiratory tract, from the mouth and nose to the alveoli. The respiratory system gradually warms the air to 37°C. The gradients of pressure and temperature between the upper respiratory tract and the alveoli may affect bacterial communities. The pulmonary epithelium is composed of ciliated and secretory cells, but is not continuous from the upper respiratory tract to the alveoli (
FIGURE 2

This ecosystem is shaped by lung physiology, which changes radically from the upper respiratory tract to the alveoli. Indeed, in the trachea, the airway has a diameter of about 15 mm, and the partial pressures of oxygen and carbon dioxide are similar to those in the external environment. Temperature and contact area are low. Moving toward the alveoli, temperature, contact area, and the partial pressure of carbon dioxide increase, whereas the partial pressure of oxygen and airway diameter decrease. The barometric pressure in the lung is dependent on pulmonary ventilation. At steady state (no air flow) the pressure is similar in the alveoli and in the external environment. During inspiration and expiration, the pressure falls, and increases, respectively. The airway environment also changes and may favor the selection of certain bacteria, leading to the installation of pathogens.
This obstruction may lead to the production of even more mucus, making it increasingly difficult for the cilia to transport the mucus out of the lungs. A longer residence time of mucus in the airways may favor the selection of certain bacteria with a high tropism for mucus, leading to the installation of pathogens (
Progressive and Sequential Installation of the Microbiota in the Lungs After Birth
Effect of Delivery Mode on the Lung Microbiota
The airway microbiota sampled by tracheal aspiration is similar in preterm infants born by Cesarean section and in those born by the vaginal route, and consists predominantly of Proteobacteria and Firmicutes during the first few days of life (
Post-natal Co-maturation of the Microbiota and Lungs
The lungs of newborn humans face daily challenges in the form of diverse new microbes and environmental components, including allergens (Figure 1B), and the postnatal period has a major impact on future health. The development of the lungs, like that of other organs, is not complete at birth. The lungs begin to develop, with the formation of the branching structure, during the embryonic and fetal periods. Lung development is then completed during the postnatal period, when the terminal units of the branching structure, the alveoli, finish developing, along with the vascular system. The immunological development of the lungs also follows a chronological pattern, beginning in the embryo and continuing through the post-natal period, with the sequential arrival of monocytes/macrophages and granulocytes/neutrophils, the recruitment of type 2 innate cells and the accumulation of DC, B, and T cells until weaning (
Hygiene Theory and Asthma
According to the hygiene theory, lower levels of exposure to microbes in urban than in rural areas result in a higher incidence of allergy and asthma (
Impact of the Lung Microbiota on the Adaptive and Innate Immune Capacities of the Lungs
The lung may display a similar homeostasis to the gut, in terms of the co-evolution of eukaryotic and prokaryotic cells, and dialog between these cells. In the gut, the microbiota is involved in digestion, energy provision, maturation of the immune system and shaping the structure and modulating the absorption and secretion functions of the epithelium. However, much less is known about the physiological effects of the lung microbiota (Figure 3).
FIGURE 3

The high rate of renewal of the intestinal epithelium and the diversity of the populations of cells in the intestinal mucosa, comprising immune, absorptive and secretory cells, create a large, flexible arsenal of innate, and acquired defenses against a dense microbiota. Studies in germ-free (GF) mice have shown that normal gastrointestinal tract development is dependent on the presence of a commensal microbiota. The epithelial cell monolayer is linked and maintained by the apical junctions, consisting of adherens, and tight junctions (
Immune System
Many studies on the gut have reported changes to the immune phenotype, with deficits of both the innate and adaptive immune components of the intestinal mucosa in GF mice. Several bacterial species have been shown to have different modulatory effects on the host immune system, highlighting the need for specific bacteria within a given developmental window for the normal patterning of host immunity (
Studies comparing GF and SPF mice during the first few weeks of life have shown that microbial colonization of the lung has no major effect on the subsets of immune cells present. The levels of B and T (CD4 and CD8) cells, conventional CD11b+ and CD103+ DCs and pDCs are similar in the presence and absence of a microbiota (
Mucus
Germ-free mice have a thinner mucus layer in the gut than conventional mice with a complex microbial ecosystem impregnating the mucus layer close to the epithelial cells and AMPs. These small peptides keep bacteria off of the epithelium and limit bacterial growth. AMP production may be modulated in a specific manner by the microbiota, as reported for beta-defensins, or may be microbiota-independent, as described for lysozymes (
Tissue Organization
As illustrated in Figure 3, microbes can greatly modify the morphology of the intestinal epithelium (
Tolerance
The differences (in the immune system, mucus, and epithelium) between GF and SPF animals are less marked in the lungs than in the gut, but microbes in the lung clearly modulate susceptibility to respiratory disorders. During their development, the lungs of neonates are exposed to bacterial stimuli that may affect the maturation of the pulmonary tissue, conferring susceptibility to lung disorders, such as allergic asthma (
The Gut-Lung Axis
The gut-lung axis comprises the anatomical, systemic, and nervous system connections mediating reciprocal exchanges of microbial signals between the lungs and the gut (Figure 4). One of the connections between the gut and the lung involves the translocation of bacteria via oropharynx reflux. Indeed, the human body experiences multiple reflux events (especially in pathological conditions) that can transport different bacterial communities from the digestive tract to the upper respiratory tract, with the bacteria then translocated to the lungs by micro-aspiration. However, this does not mean that bacteria from the digestive tract can reside in the lungs. Moreover, bacteria and bacterial fragments may also be translocated in the blood and lymph. The blood and lymph play a major role in the migration of immune cells to distal sites. For example, bacteria from the gut taken up into DCs and macrophages through phagocytosis prime naïve B and T cells, which may then migrate to the lungs or return to the gut (
FIGURE 4

Gut-lung communication. Extensive studies have assessed the local impact of a particular microbiota on organs. Over the last few years, researchers have become interested in the possible crosstalk between different sites within the body. The gut-brain axis is the best known example of this, but the gut-lung axis has also attracted attention. Few data are available for the gut-lung axis, but environmental products and bacteria can be translocated from the gut to the lung (and vice versa) via oropharynx reflux and micro-aspiration. The bloodstream may also serve as a route of communication between the lungs and the gut. Changes to the gut microbiota, such as the modulation of segmented filamentous bacterial load, may influence the outcome of Staphylococcus aureus pneumonia in the lungs.
In physiological conditions, the gut microbiota of old mice (18–22 months of age) may influence inflammation in the lungs and the immune senescence of macrophages (
Short-chain fatty acids, which are produced in large amounts by some commensal bacteria, can act as substrates for host cells and as signaling molecules between tissues. The metabolic profiling of the microbial community of the lungs is incomplete and the role of SCFAs as organizers of endogenous lung microbial communities, local actors in the respiratory epithelium and immunity, and systemic mediators remains unclear. The importance of these bacterial metabolites and bacteria in the gut for host local immunity has been studied in detail. However, little is known about their impact on distal immunomodulation, in the lungs. For example, few data are currently available concerning immunomodulation by the microbiota at distal sites. However, one study has shown that mice lacking SFB in the gut are prone to more severe Staphylococcus aureus pneumonia. The bacterial load in the lungs of mice lacking SFB is 21 times higher than that of mice with SFB in the gut. This higher bacterial load is accompanied by a modulation of pulmonary Th17 immunity, with lower levels of IL-22 in BAL fluid (
A recent review described a pathogenic link between the microbiota and the gut-lung axis (
There is currently no consensus definition of a “healthy” lung microbiota as a function of age, diet, or environment and, given the considerable interindividual variability of the gut microbiota, we are still far from a definition of the best gut/lung microbiota configuration to optimize digestive and respiratory health. It should also be noted that the influence of the gut microbiota on distal immunity is not restricted to the lung. The gut microbiota has been shown to affect hepatic immune responses (
Conclusion
Interest in the lung microbiota has steadily increased over the last decade, and it is now widely accepted that the lungs harbor bacterial communities. Like those of the gut, the micro-organisms of the respiratory microbiota play a role in health and diseases, such as asthma. We are gradually learning more about the densities of the various members of the community, their sources and their dispersion throughout the branched structure of bronchi. More intensive studies of the local impact of the lung microbiota and the pathways involved in gut-lung communication are required. A number of questions remain to be addressed. Are bacteria or their products translocated via the oropharynx reflux or via the blood in pathogenic and physiological conditions? How intense are immune cell exchanges between the two sites, and what impact do they have? What do lung bacteria use as an energy source? What reciprocal impacts do lung bacteria and eukaryotic cells have in the lungs and other tissues? Whatever the answers to these questions, the gut and lung ecosystems (consisting of micro-organisms and host cells) clearly link nutrition, respiratory and digestive health and immune defenses, through an intricate system of reciprocal communication.
Statements
Author contributions
EM, UE-V, AR, and MT conceived the work and made major contributions to the writing of the manuscript. EM and UE-V made major contributions to the illustrations. DD, CC, PL, and SR contributed to the writing of the manuscript.
Conflict of interest
The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
Abbreviations
- AMPs
antimicrobial peptides
- AMs
alveolar macrophages
- BAL
bronchoalveolar lavage
- CCL11
C-C motif chemokine 11
- CFU
colony-forming unit
- CLR
C-type lectin receptor
- CO2
carbon dioxide
- DC
dendritic cell
- DNA
deoxyribonucleic acid
- FOXP3
forkhead box P3
- GF
germ-free
- HDM
house dust mite
- HFD
high-fat diet
- IFNγ
interferon gamma
- Ig
immunoglobulin
- IL
interleukin
- iNKT
invariant natural killer T cells
- LPS
lipopolysaccharide
- mRNA
messenger ribonucleic acid
- NLR
NOD-like receptor
- PAR
protease-activated receptor
- PD-1
programmed cell death protein 1
- pDCs
plasmacytoid dendritic cells
- PD-L1
programmed death-ligand 1
- PRRs
pattern recognition receptors
- rRNA
ribosomal ribonucleic acid
- SCFAs
short-chain fatty acids
- SFB
segmented filamentous bacteria
- SPF
specific pathogen-free
- Th
T-helper
- TLR
Toll-like receptor
- Treg
regulatory T cell
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Summary
Keywords
lung, gut, microbiota, physiology, asthma, immunity, gut-lung axis
Citation
Mathieu E, Escribano-Vazquez U, Descamps D, Cherbuy C, Langella P, Riffault S, Remot A and Thomas M (2018) Paradigms of Lung Microbiota Functions in Health and Disease, Particularly, in Asthma. Front. Physiol. 9:1168. doi: 10.3389/fphys.2018.01168
Received
19 April 2018
Accepted
03 August 2018
Published
21 August 2018
Volume
9 - 2018
Edited by
Keith Russell Brunt, Dalhousie University, Canada
Reviewed by
Aaron Conrad Ericsson, University of Missouri, United States; Silvia Demoulin-Alexikova, Université de Lorraine, France
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Copyright
© 2018 Mathieu, Escribano-Vazquez, Descamps, Cherbuy, Langella, Riffault, Remot and Thomas.
This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.
*Correspondence: Muriel Thomas, muriel.thomas@inra.fr
†Present address: Aude Remot, INRA Val de Loire, Nouzilly, France
This article was submitted to Respiratory Physiology, a section of the journal Frontiers in Physiology
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