REVIEW article

Front. Physiol., 30 August 2022

Sec. Exercise Physiology

Volume 13 - 2022 | https://doi.org/10.3389/fphys.2022.951899

Neuromuscular electrical stimulation to augment lower limb exercise and mobility in individuals with spastic cerebral palsy: A scoping review

  • 1. Division of Occupational Therapy and Physical Therapy, Cincinnati Children’s Hospital Medical Center, Cincinnati, OH, United States

  • 2. Department of Rehabilitation, Exercise and Nutrition Sciences, University of Cincinnati, College of Allied Health Sciences, Cincinnati, OH, United States

  • 3. Department of Physical Therapy, Kennedy Krieger Institute, Baltimore, MD, United States

  • 4. Department of Orthopaedic Surgery, Stanford University, Stanford, CA, United States

  • 5. Motion and Gait Analysis Lab, Lucile Packard Children’s Hospital, Stanford Children’s Health, Stanford, CA, United States

Abstract

Background: Neuromuscular Electrical Stimulation (NMES) is an emerging assistive technology applied through surface or implanted electrodes to augment skeletal muscle contraction. NMES has the potential to improve function while reducing the neuromuscular impairments of spastic cerebral palsy (CP). This scoping review examines the application of NMES to augment lower extremity exercises for individuals with spastic CP and reports the effects of NMES on neuromuscular impairments and function in spastic CP, to provide a foundation of knowledge to guide research and development of more effective treatment.

Methods: A literature review of Scopus, Medline, Embase, and CINAHL databases were searched from 2001 to 2 November 2021 with identified inclusion and exclusion criteria.

Results: Out of 168 publications identified, 33 articles were included. Articles on three NMES applications were identified, including NMES-assisted strengthening, NMES-assisted gait, and NMES for spasticity reduction. NMES-assisted strengthening included the use of therapeutic exercises and cycling. NMES-assisted gait included the use of NMES to improve gait patterns. NMES-spasticity reduction included the use of transcutaneous electrical stimulation or NMES to decrease tone. Thirteen studies investigated NMES-assisted strengthening, eleven investigated therapeutic exercise and demonstrated significant improvements in muscle structure, strength, gross motor skills, walking speed, and functional mobility; three studies investigated NMES-assisted cycling and demonstrated improved gross motor skills and walking distance or speed. Eleven studies investigated NMES-assisted gait and demonstrated improved muscle structure, strength, selective motor control, gross motor skills, and gait mechanics. Seven studies investigated NMES for spasticity reduction, and five of the seven studies demonstrated reduced spasticity.

Conclusion: A growing body of evidence supports the use of NMES-assisted strengthening, NMES-assisted gait, and NMES for spasticity reduction to improve functional mobility for individuals with spastic CP. Evidence for NMES to augment exercise in individuals with spastic CP remains limited. NMES protocols and parameters require further clarity to translate knowledge to clinicians. Future research should be completed to provide richer evidence to transition to more robust clinical practice.

1 Introduction

Cerebral palsy (CP) is the most common motor disability in childhood, affecting 1.5 to 4 per 1,000 live births and presenting as spastic, dyskinetic, and ataxic types of CP, depending on the location of early brain injury (). Spastic CP is the most common type of CP characterized by four interrelated neuromuscular impairments associated with corticospinal tract injury: muscle weakness, short muscle-tendon length relative to bone, spasticity, and impaired selective motor control (SMC) (; ; ). Dyskinetic CP is characterized by involuntary muscle contractions imposed on purposeful movement, limiting functional mobility, and is thought to be associated with basal ganglia injury (). Ataxic CP impairs balance and coordination associated with an injury in the cerebellum of the brain (; ). Depending on the location of brain injury, an individual may present with symptoms of more than one type of CP (). This review focuses on neuromuscular electrical stimulation (NMES) application to augment lower limb exercise for individuals with spastic CP, affecting around 80% of children with CP (; ). Spastic CP can involve unilateral or bilateral limbs. In milder cases of CP, the lower limb is more affected distally, than proximally. Functional mobility in spastic CP is described by the Gross Motor Function Classification System (GMFCS). GMFCS levels range from I to V, with GMFCS I being mild and GMFCS V being the most severe (), and are reported in this review.

NMES is an emerging assistive technology applied as surface stimulation through electrodes placed over the skin or directly to the muscle via implanted electrodes to initiate or augment skeletal muscle contraction through intact peripheral nerves (; ). NMES applied through surface electrodes is the most common application as it is a non-invasive technique and generally well tolerated (). Electrodes are commonly placed over the motor point where the motor nerve innervates the muscle (). The application of NMES to achieve functional movements is often referred to as Functional Electrical Stimulation (FES) (). The application of low-intensity electrical stimulation primarily targeting nerves, referred to as Transcutaneous Electrical Nerve Stimulation (TENS), is routinely used for pain management and has the potential to improve motor function in patients with neurodegenerative disorders (; ; ). NMES applications include the use of NMES-assisted strengthening, NMES-assisted gait, and NMES spasticity reduction.

NMES parameters that control stimulation vary based on clinical application, targeted muscles, and individual tolerance (). Parameters reported in this review include stimulation frequency, intensity, pulse width, timing (on/off ratio), and ramp. The frequency of electrical stimulation refers to the number of times a pulse of current is applied within one second, measured in Hertz (Hz). Higher frequencies generally produce more muscle activation as long as the individual pulses reach muscle fibers after their refractory period, do not result in neurotransmitter depletion, or do not block nerves otherwise (e.g., nerve blocking with monophasic high-frequency stimulation or with charge-balanced kilohertz frequency alternating current), therefore, it generates more force and can lead to increased fatigue and lower tolerance (; ; ). Intensity or pulse amplitude refers to the amount of current delivered, or the voltage applied to the electrodes (respectively resulting in change of the current delivered) during each pulse. It is measured in milliamperes (mA) for current-controlled and Volts for voltage-controlled stimulation, where the current is proportional to the voltage. Pulse width refers to the duration between the start and end of each electrical pulse and is typically reported in microseconds (μs). Longer pulse widths are associated with increased muscle force; however, shorter pulse widths may provide patients with more comfort and increased tolerance (; ; , ). Timing (on/off) refers to the duration the stimulation with a given frequency is turned on versus turned off, typically reported in seconds, whereas ramp refers to the gradual increase followed by a gradual decrease in stimulation intensity to facilitate adaptation, reduce the likelihood of discomfort, and promote smooth gradations of tetany between different muscle groups (; ).

A growing body of evidence supports the use of NMES in the treatment and care of individuals with CP (; ). In this review, treatments were categorized into NMES-assisted strengthening exercises (therapeutic exercise and cycling), NMES-assisted gait (overground and treadmill walking for neuroprosthetic and neurotherapeutic effects), and NMES for spasticity reduction (during strengthening exercise and gait which typically targets spastic muscles with lower frequency stimulation using TENS parameters). The ultimate goal of NMES for individuals with CP is to improve functional mobility and quality of life.

Muscle weakness is a common impairment in individuals with CP and significantly impacts their ability to function and participate in activities. Weakness is primarily caused by neurological impairment, including reduced motor-unit firing and by muscle structural changes including in the muscle fascicles such as fatty replacement, in sarcomeres, and in muscle fiber size variability (; ; ; ; ; ; ; ; ; ). Evidence indicates that use of NMES for augmenting exercise increases microvascular perfusion in the stimulated skeletal muscle (; ; ). This decreases the diffusion distance in the stimulated muscle tissue and enhances the exchange of nutrients and metabolites between the blood and tissue, improving physiological muscle function. Given the vital role of muscle tissue (e.g., in maintaining stable glucose metabolism), NMES might further benefit the overall quality of life in individuals across all GMFCS levels.

Accurate interpretation of research requires relevant, validated outcome measures. Therefore, this review includes studies that report outcome measures recommended as Common Data Elements (CDE) by The National Institute of Neurological Disorders and Stroke (NINDS) (). The CDE database is structured by diagnosis and includes CDEs recommended for CP.

Using the NINDS CDE database, there are several ways to measure and assess changes in strength in individuals with CP (Table 1). These include both direct strength measures, such as Manual Muscle Testing and Maximum Voluntary Isometric Contraction Testing, as well as measures of functional mobility, such as temporal-spatial parameters of gait (), 3D gait analysis of kinematics and kinetics including the Gait Deviation Index (GDI) (), 6 Minute Walk Test (6MWT) () which reflects gait distance, Timed Up and Go (TUG) (), and Gross Motor Function Measure (GMFM) (). Although not CDE outcomes, dynamometry and timed sit to stand are often used to reflect changes in muscle strength and function in individuals with CP. Changes in muscle physiology can be assessed indirectly through muscle structure using musculoskeletal ultrasound (US) and Magnetic Resonance Imaging (MRI). Our review also identified in certain studies the CDE measures of Selective Control Assessment of the Lower Extremity (SCALE) () for assessment of SMC.

TABLE 1

USUltrasound
MRIMagnetic Resonance Imaging
6MWT ()6 Minute Walk Test
TUG ()Timed Up and Go
WSWalking Speed
IGAInstrumented Gait Analysis
GDI ()Gait Deviation Index
SAGVStride Analysis and Gait Variability
OGS ()Observational Gait Scale
GMFM ()Gross Motor Function Measure
PEDI ()Pediatric Evaluation of Disability Inventory
LAQ ()Lifestyle Assessment Questionnaire
PEM-CY ()Participation and Environment Measure for Children and Youth
WeeFIM ()Functional Independent Measure for Children
COPM ()Canadian Occupational Performance Measure
SCALE ()Selective Control Assessment of the Lower Extremity
MAS ()Modified Ashworth Scale
TS ()Tardieu Scale

NINDS Common Data Elements () outcome measures identified in the articles reviewed, assessing motor function, spasticity, movement, functional mobility, and Quality of Life.

Common data elements (CDE) by the national institute of neurological disorders and stroke (NINDS).

This scoping review examines the application of NMES to augment lower extremity exercises for individuals with spastic CP, and reports the effects of NMES on neuromuscular impairments and function in spastic CP, to provide a foundation of knowledge that can guide research to advance the field and provide more effective treatment.

2 Methods

Given the extent of the literature, we determined that the most appropriate type of review for this field is a scoping review (). The primary goal of our review was to give a comprehensive assessment of the current use of NMES for augmenting exercise for individuals with spastic CP. We also sought to identify knowledge gaps to guide future research directions. The Preferred Reporting Items for Systematic Reviews and Meta-Analyses extension for Scoping Reviews (PRISMA-ScR) checklist was utilized to guide this review ().

A literature search was completed using Scopus, Medline, Embase, and CINAHL databases with additional publications referenced through the primary search. The search was completed on 2 November 2021, using the following keywords and Boolean operators: “spastic cerebral palsy” AND “neuromuscular electrical stimulation” OR “functional electrical stimulation”. The inclusion criteria for the articles were as follows: 1) the study involved individuals with CP, 2) the study reported outcome measures recommended by CDE for CP and were related to muscle strength and function, gait temporal-spatial parameters, and kinematics as identified in Table 1; 3) the study incorporated a known NMES dosage (session, duration, and frequency) with a known exercise component, such as strengthening, cycling, gait training; 4) the study was available in English; and 5) the study was published as a full-text manuscript. The exclusion criteria for the articles were as follows: 1) NMES was not a component of the study, 2) exercise was not a component of the study, 3) duration of treatment period was less than 4 weeks or not reported; 4) investigated muscles were not involving lower extremities; 5) articles were from dissertations, conference posters, or abstracts, 6) studies were published before 2001.

Using recommendations by the National Institute of Neurological Disorders and Stroke (NINDS), the authors used publications reporting at least one common data element (CDE) outcome measures specific to the diagnosis of CP. Each publication was given a level of evidence based on the Oxford Centre for Evidence-Based Medicine 2011 Level of Evidence guidelines (). Data were extracted by the authors (KG, CJ, KS, BB) for each publication but unblinded to the results of other authors.

3 Results

The initial 5-database search resulted in 168 publications, and an additional 41 articles were identified from references. Fifty-one articles were duplicates. The authors used titles and abstracts to screen the publications for the relevance of exercise programs involving the lower extremity. Fifty-seven articles were discarded due to diagnoses other than spastic CP or study aims outside the scope of exercise. One hundred and one articles, including seven review articles, met criteria and were fully reviewed by the authors; however, 68 were excluded upon further review for different populations (n = 5), absence of CDE for CP outcome measures (n = 6), lack of NMES intervention (n = 10), inadequate or unreported treatment duration (n = 10), lack of exercise component (n = 11), language other than English (n = 2), muscle groups other than lower extremities (n = 6), non-qualifying publication type (n = 15), and published before 2001 (n = 3). Based on these inclusion criteria, this scoping review includes a total of 33 articles, 26 intervention studies, and seven reviews. See Figure 1 for the publication search flow chart.

FIGURE 1

The literature was categorized by the application of NMES, including NMES-assisted strengthening, NMES-assisted gait, and NMES for spasticity reduction. Extracted variables included the study’s aim study design, age of participants, sample size, limb involvement (bilateral and/or unilateral), GMFCS level, device type, targeted muscle, NMES dose (number of weeks, sessions per week, and time per session), NMES parameters (frequency, intensity, pulse width, timing, ramp, waveform, and mode), and CDE outcomes recommended by NINDS, detailed in Tables 2–4.

TABLE 2

Intervention/Authors (year)NMES InterventionEvidence LevelStudy DesignAge (years)Sample SizeGMFCS LevelLimbsMuscleNMES Duration (weeks)Frequency of use (days/week)Session duration (min)
Strengthening
Strengthening2RCT7–1410-Bilateral, UnilateralQuads, TA44–520–30
Strengthening, Spasticity Reduction4CR131-BilateralQuads63–45–15
)Strengthening4CS9–153IIBilateralQuads6715–30
Strengthening, Spasticity Reduction3PCS3–1428I-VBilateralGS, TA4530
Strengthening2RCT5–1660-BilateralQuads16560
Strengthening, Spasticity Reduction2RCT11–1411-BilateralQuads4330
Strengthening3PCS7–1426I-IIIBilateral, UnilateralTA12530
()Strengthening3PT7–1510-UnilateralTA71–230
Strengthening2RCT4–9100--TA6520
Strengthening, Spasticity Reduction3PT5–1030-BilateralTA8515–20
Strengthening3PS8–1211II-IIIBilateralQuads, GS12315/muscle
Cycling2RCT6–1821II-IVBilateral, UnilateralGluteals, Quads, HS, GS, TA8330
Cycling4CR491IIBilateralGluteals, Quads, HS, GS12330
Cycling, Spasticity Reduction2RCT4–1225I-IIIBilateralQuads, HS, GS, TA4530
Gait
Gait4SSRD4–1112-Bilateral, UnilateralGS4315
Gait3PT8–1914I-IIBilateral, UnilateralTA407360
Gait4SSRD4–74I-IIUnilateralGS8350
Gait3PT6–1217II-IVBilateralHip Add., Gluteals, Quads, HS, GS, TA45≤60
()Gait4SSRD5–1812I-IIUnilateralTA86≥60
Gait, Spasticity Reduction2RCT5–1832I-IIUnilateralTA86≥240
Gait2RCT5–1832I-IIUnilateralTA86≥240
Gait3PT7–1919I-IIUnilateralTA12630–360
Gait4CR571-BilateralHS, TA65480
Gait2RCT5–1422-Bilateral, UnilateralGluteals8630–60
Gait2RCT4–1514-Bilateral, UnilateralQuads, TA10660
Spasticity Reduction
Spasticity Reduction3RCT7–1242-BilateralHip Add173 × 15
Strengthening, Spasticity Reduction4CR131-BilateralQuads63–45–15
Strengthening, Spasticity Reduction3PCS3–1428I-VBilateralGS, TA4530
)Strengthening, Spasticity Reduction2RCT11–1411-BilateralQuads4330
()Cycling, Spasticity Reduction2RCT4–1225I-IIIBilateralQuads, HS, GS, TA4530
Gait, Spasticity Reduction2RCT5–1832I-IIUnilateralTA86≥240
Strengthening, Spasticity Reduction3PT5–1030-BilateralTA8515–20

Articles reviewed reporting level of evidence, participant characteristics, NMES intervention, and outcomes measures.

Level of Evidence ().

Study design abbreviations: Case Report (CR) Case Series (CS), Pilot Study (PS), Prospective Trial (PT), Prospective Controlled Study (PCS), Randomized Controlled Trial (RCT), Single Subject Research Design (SSRD).

Muscle abbreviations: Gluteus Maximus and/or Medius (Gluteals), Quadriceps (Quads), Tibialis Anterior (TA), Gastrocnemius & Soleus (GS), Hamstrings (HS).

CDE, outcome measures abbreviations: Refer to Table 1.

Other outcome measure abbreviations: Physiological Cost Index (PCI), Selective Motor Control (SMC), Australian Spasticity Assessment Scale (ASAS), Activities-specific Balance Confidence scale (ABC), Tinetti Performance Oriented Mobility Assessment (POMA).

TABLE 3

Authors (year)NMES frequency (Hz)NMES intensity (mA)NMES pulse width (μs)NMES Timing [on/off] (sec)NMES ramp [up/Down] (sec)NMES WaveformNMES mode
100Until tingling sensation250--Constant
40–50Tolerance200–250----
20–40Tolerance20014/53BiphasicAlternate
30–35Visible muscle contraction----Manually triggered during stance
35Tetanic contraction30010/502--
25-25–50--Asymmetric, BiphasicTimed with gait
26–3017–33300--SymmetricManually triggered during activities
359.75–32.5200–3505–10/10–301–2Symmetric, BiphasicSynchronous
20202002–4/01–3Asymmetric, Biphasic-
3340–80250----
2520–3025010/12---
()35Tolerance3007/122/1--
30Visible muscle contraction4004/40.5--
400–30200--Biphasic-
5028–442505/10---
30–45100250–300-7/2Biphasic-
33Tolerance300--Asymmetric, Biphasic-
33-25–100--Asymmetric, Biphasic-
33-25–100--Asymmetric, Biphasic-
16.7–33-25–300--Asymmetric, BiphasicTimed with gait
-Visible muscle contraction----Constant
------
30–40Tolerance200–300--Symmetric, BiphasicTimed with gait
50205–20015/453Alternate
10–30-75–1005/10–150.8Asymmetric, Biphasic-
10–4020–703–3506/10–140.8Asymmetric, BiphasicTriggered during gait

Articles reviewed reporting NMES parameters.

TABLE 4

Authors (year)CDE Outcome measuresChange in CDE outcome measures relative to controlOther Outcome measuresChange in other outcome measures relative to control
)WSWS ↑ (p < 0.021), Step length ↑ (p < 0.008)Visual observations of knee positionsVisual observations of knee positions (improved) ↑
SAGVSAGV ↑ (improved)
MASMAS ↓ (hip adduction spasticity decreased p < 0.001)
GMFMGMFM ↑ (p < 0.001)Sit to Stand
PEDI-CATPEDI-CAT (no change)
PEM-CYPEM-CY (no change)
COPMCOPM ↑ (p < 0.001)
WSWS: 7.83 m/min (p < 0.01) ↑Physiological Cost Index (PCI)PCI: 1.83 (p < 0.001) ↓
SAGVCadence: 23.33 steps/m (p < 0.01) ↑EMG (no change)
GMFMGMFM (no significant difference)
IGAGMFM ↑ (p < 0.003)--
GMFMIGA ↑ (Improved ankle power p = 0.015)
SAGVSAGV (walking velocity, step length, and cadence) ↑Range of motion (ROM)ROM ↑ (popliteal angle decreased from 40 to 35°)
PEDIPEDI ↑DynamometryDynamometry (quads strength ↑ from 16.3 N to 33.7 N)
MASMAS (no significant difference)
USTA (US) CSA ↑--
IGAIGA (no change)
()WSWS ↑, GMFM ↑--
GMFM
6MWT6MWT ↑ (above MCID)--
GMFMGMFM ↑ (above MCID)
FMSFMS ↑
SAGVSAGV (Walking velocity, step length, and cadence ↑ [p < 0.05])ROMROM ↑ (p < 0.05)
GMFMGMFM ↑ (p < 0.05)VO2/kg/mVO2/kg/m (no change)
6MWT6MWT (didn’t meet MDC)ROMDynamometry (22% quads and 18.5% HS strength ↑)
TUGTUG ↓ (from 11.9 to 9.0 s)Dynamometry
SAGVSAGVBioimpedance monitor
COPMCOPM ↑ - barefoot gait speed of 0.09 m/s and in step length of 0.03–0.05 m (likely not clinically meaningful)McGill-Melzack Pain Questionnaire
(USUS (CSA) ↑ (TA from 238.7 to 282.0 mm2, p < 0.001; GS from 207.9 to 229.5 mm2, p < 0.008)ROMROM (no change)
MASMAS (no change)
GMFMGMFM (no change)DynamometerDynamometer (no change)
LAQLAS (from LAQ-CP) ↓ (placebo: 39.98, TES: 33.98, p < 0.05)
MASMAS ↓ (2.0 compared to 1.2 in the control group, p = 0.046)ROMROM ↑ (from 9 to 13°, p = 0.04)
WSWS ↑ (17.67%)PCIPCI ↓ (19.7%)
SAGVSAGV ↑ step length ↑ (4.08%)
GMFMcadence ↑ (16.17%)
GMFM ↑ (2.1%)
GMFMGMFM ↑ (group 1: from 94.28% to 97.14% p < 0.05, group 2: from 95.23% to 98.09% p < 0.05)ROMROM ↑ (group 1: active and passive ankle dorsiflexion p = 0.05, group 2: passive ankle dorsiflexion p < 0.05)
TA muscle strength of ↑ (manual)
6MWT6MWT ↑Visual Gait AnalysisVisual Gait Analysis ↑ (improvement in ankle dorsiflexion and foot contact)
GMFMGMFM ↑
WeeFIMWeeFIM ↑
MASMAS ↓
Tardieu ScaleTardieu Scale ↓
OGSOGS (no change)ROMROM ↑ (p < 0.01)
DynamometryDynamometry ↑ (p < 0.01)
Australian Spasticity Assessment Scale (ASAS)ASAS ↓ (p < 0.01)
SMC dorsiflexion grade ()SMC dorsiflexion grade ↑
Self-reported Toe Drag ↓ (p = 0.02) and Falls ↓ (p < 0.01)
IGAIGA ↑:ASASASAS ↓ (p = 0.038)
Tardieu Scale- ankle angle ↑ (mean difference 11.9°, 95% CI 6.8°–17.1°, p < 0.001)Community Balance and Mobility ScaleCommunity Balance and Mobility Scale ↑ (mean difference 8.3,
- stance ↑ (mean difference 0.27, 95% CI 0.05–0.49, p = 0.011)4-Square Step Test95% CI 3.2–13.4; p < 0.001),
- step length ↑ (mean difference 0.06, 95% CI 0.003–0.126, p = 0.035)4-Square Step Test (no significant change, p = 0.182),
Tardieu Scale ↑ (dynamic ankle dorsiflexion range mean difference 6.9°, 95% CI 0.4°–13.6°, p = 0.035)Self-report Toe Drag (p = 0.002) and Falls ↓ (toe dragging: p = 0.002, falling: p = 0.022)
MRIMRI ↑ (TA muscle volume, p = 0.039)DynamometryDynamometry:
SCALESCALE ↑ (mean difference 0.81, 95% CI 0.3–1.32, p < 0.001)- TA strength ↑ (p = 0.002)
- Ankle SMC ↑ (median difference 0.5, IQR 0–1, p = 0.048)
IGAIGA ↑ (mean and peak dorsiflexion during swing and at foot-floor contact)--
WS (no change)
WSWS ↑ (0.72 m/s vs. 0.57 m/s, p < 0.05)Comprehensive Spasticity Scale scoreComprehensive Spasticity Scale score ↓ (7.4 vs. 9.4, p < 0.05)
GMFMGMFM ↑ (71 vs. 58, p < 0.05)
MASMAS ↓ (p < 0.001)ROMROM ↑ (AROM of dorsiflexors, p < 0.001; PROM, p < 0.001)
CadenceCadence ↑
OGSOGS ↑ (from 12/22 to 19/22 [right], 14/22 to 21/22 [left])Activity-specific Balance Confidence (ABC) ScaleABC ↑ (from 32.8% to 48.1%),
Performance Oriented Mobility Assessment (POMA)POMA ↑ (from 12/28 to 15/28),
Dynamic Gait IndexDynamic Gait Index ↑ (from 6/24 to 14/24)
MRIMRI ↑ (CSA of Quads +4.42 cm2, p = 0.023)DynamometryDynamometry ↑ (MVIC ↑ from 81.8% to 118.9%, voluntary muscle activation of Quads ↑, +0.057, p = 0.084)
WSWS ↑ (p = 0.028)
IGAIGA
IGAIGA (no change)MyometerMyometer ↑ (strength, not significant)
GMFMGMFM ↑ (not significant)ROMROM (no change)
Parent QuestionnaireParent Questionnaire (64% of the parents thought that the treatment made a difference to their child)
IGAIGA ↑ (p < 0.01)Functional Assessment QuestionnaireFunctional Assessment Questionnaire
WS ↓ (0.03 m/s, p < 0.05)

Articles reviewed reporting NINDS common data elements (CDE) and other outcome measures.

Common data elements (CDE) by the national institute of neurological disorders and stroke (NINDS).

3.1 Neuromuscular electrical stimulation-assisted strengthening

A total of fourteen articles were included for NMES-assisted strengthening, as shown in Table 2. NMES-assisted strengthening interventions included NMES augmenting therapeutic exercise, pre-operative surgical preparation, post-operative recovery, and NMES-assisted cycling. Several articles overlapped in the type of intervention, such as strengthening and spasticity reduction.

3.1.1 Neuromuscular electrical stimulation-assisted therapeutic exercise

Eleven studies reported NMES-assisted therapeutic exercise intervention: one case report (), one case series (), one pilot study (), two prospective trials (; ), two prospective controlled studies (; ), and four randomized controlled trials (RCT) (; ; ; ). Strengthening involved both home and clinic interventions using portable NMES devices with surface or implanted electrodes focused on the quadriceps, gastrocnemius, and tibialis anterior muscles. NMES was applied during positioning, stretching, facilitated exercises, strengthening, activities of daily living, balance, posture, and gait exercises (; ; ; ; ; ; ; ; ; ; ). Dosage consisted of 15–60 min, one to seven times per week for 4–16 weeks. See Table 3 for specific NMES parameters and dosage for each study.

Ten studies using NMES-assisted therapeutic exercise reported improvements in muscle structure, strength, gross motor skills, WS, and functional mobility (; ; ; ; ; ; ; ; ; ). Two studies examined muscle cross-sectional area (CSA) using ultrasound or MRI and found an increase in CSA values of the quadriceps (), tibialis anterior (), and gastrocnemius (). Two studies reported an increase in quadriceps strength assessed with dynamometry (; ). Six studies conducted the GMFM (; ; ; ; ; ), and four of the six studies reported positive changes in gross motor skills (; ; ; ). Two studies reported improvement in functional mobility using the PEDI () and FMS (). Studies also reported improvement in gait (; ; ; ), WS (; ; ; ), and endurance () following NMES. Five studies (; ; ; ; ) commented on adherence with 90–100% tolerance for using NMES by individuals participating in these studies. See Table 4 for CDE outcomes and results of each study.

3.1.2 Neuromuscular electrical stimulation-assisted cycling

Three studies reported NMES-assisted cycling for exercise, where multichannel NMES was applied using surface electrodes while the participant rode an indoor tricycle or stationary bicycle. One case report () and two RCTs (; ) reported on multichannel NMES used to target multiple muscles during cycling, including the gluteals, quadriceps, hamstrings, gastrocnemius, and/or anterior tibialis. NMES was applied during cycling alone or in addition to interventions, such as ROM, strengthening, and balance. NMES intervention dosage ranged from 30 min, 3–5 times per week for 4–12 weeks.

Three studies using NMES-assisted cycling reported boosting gross motor skills, walking distance, and speed (; ; ). Two studies (; ) reported improvement in gross motor skills assessed with the GMFM. Studies also reported an increase in walking distance assessed with 6MWT (; ) and speed assessed using the TUG (). NMES was well-tolerated in one study () and variable in two studies (; ). See Tables 2, 3, 4 for details of each study’s NMES application and CDE outcomes.

3.2 Neuromuscular electrical stimulation-assisted gait

Table 2 reports the results of NMES-assisted gait, which includes interventions using NMES during gait for treadmill or overground walking with a known therapeutic dosage.

Eleven studies reported NMES-assisted gait for strengthening and improving gait pattern, including one case report (), three single-subject research design studies (SSRD) (; ; ), three prospective trials (; ; ), and four RCTs (; , , ). Various NMES devices were used, including surface electrodes for non-wearable units targeting the gluteals, quadriceps, gastrocnemius, and tibialis anterior. Wearable units targeted hip adductors, gluteus maximus and medius, quadriceps, tibialis anterior, and gastrocnemius. NMES was applied during walking overground or performing functional task training. Only one study applied NMES while on a treadmill (). NMES dosage ranged from 15 min to 8 h per day, 3–7 days per week for 4–40 weeks. See Table 3 for details of each study’s NMES application and parameters.

The eleven studies that investigated NMES-assisted gait found improved muscle structure, strength, SMC, gross motor skills, and gait (, ; ; ; ; ; , , ; ; ). NMES-assisted gait resulted in increased muscle volume of tibialis anterior as assessed on MRIs (), increased tibialis anterior CSA as assessed on ultrasound (), increased strength as assessed by dynamometers (, ), improved SMC as assessed by SCALE (), improved gross motor skills as assessed by GMFM (; ; ; ), and improved gait as assessed by kinematics, kinetics, and temporal-spatial parameters (; ; ; ; ; ). Compliance was reported to be high for NMES intervention (; ; , ). Tolerance was reported as ranging from good (; ) to variable (, ). See Table 4 for CDE outcome measures and results for each NMES-assisted gait study.

3.3 Neuromuscular electrical stimulation for spasticity reduction

Seven studies reported on the effects of NMES on spasticity. One case report (), one prospective controlled study (), one prospective trial (), and four RCTs (; ; ; ). The targeted muscles for NMES included hip adductors, quadriceps, hamstrings, gastrocnemius, and tibialis anterior. NMES was applied to the antagonist muscle during exercises, including ROM, balance, strengthening, and gait training (; ; ; ; ). TENS was applied to the antagonist muscle during ROM and gait training exercises (). In addition, NMES-assisted strengthening and NMES-assisted gait were investigated (; ). The dosage varied between 5 and 240 min per session, 3–7 days per week for 1–8 weeks.

Among the seven studies of NMES for spasticity reduction, five studies reported reduced spasticity in the antagonistic muscle when using electrical stimulation (; ; ; ; ). Study results included decreased resistance of the hip adductors (), hamstrings (; ), and gastrocnemius muscles (; ; ) assessed by the Modified Ashworth Scale (MAS) or Tardieu Scale; while two studies found no change in spasticity (; ). Application and results of NMES-assisted spasticity reduction can be found in Tables 2, 3, 4.

3.4 Additional literature

Our search identified seven studies reviewing NMES as an intervention for individuals with CP, including reviews (; ), scoping reviews (; ), and systematic reviews with meta-analysis () and without meta-analysis (; ). These reviews explicitly focused on the effects of NMES on muscle morphology (), gait (, p. 2; ), gross motor function (), ankle dorsiflexion (), activities (), and improvement in gait deviations when using FES (). None of the listed reviews were specific to our scoping review looking at the NMES application as a lower extremity exercise for individuals with spastic CP.

4 Discussion

The findings of this scoping review indicate that NMES applied to strengthening exercise, gait, and spasticity reduction demonstrate potential benefits for improving muscle physiology, neuromuscular impairments, gait patterns, and functional mobility in individuals with spastic CP. The twenty-six intervention publications, dating from 2003 to 2021, included a total of 558 individuals aged 3–57 years with CP, GMFCS levels I-IV with unilateral or bilateral involvement. The dosage of NMES intervention varied by study, as noted in Table 2. In addition, while using NMES, the exercise activities varied and included ROM, strengthening (i.e., isometric contractions, progressive resistance exercises, cycling), positioning, functional tasks, and gait. NMES included both wearable and non-wearable devices with surface electrodes, with the exception of two studies that utilized implanted electrodes (; ).

The NMES parameters utilized in these studies included frequencies between 10 and 50 Hz, stimulation intensities between 4 and 100 mA, with typical values below 40 mA, and pulse width between 3 and 350 μs, as shown in Table 3. The most substantial variation was in pulse width, which could be attributed to individual preferences and tolerances and to the sequence of adjusting NMES parameters during treatment. Although pulse width affects muscle force production, currently, there is no evidence suggesting the range of optimal pulse width, therefore, more studies are needed. Clinical experience suggests that electrode size and adherence to the skin and pulse width contribute most to NMES comfort level.

4.1 Neuromuscular electrical stimulation-assisted strengthening

NMES-assisted strengthening was found to increase strength, WS, walking distance, gross motor skills, and functional mobility. Three studies reported that NMES applied during exercise provided better outcomes than exercise alone (; ; ). This may be attributed to increased sensory attention to task and motor learning. Weaker muscles are likely to gain more from NMES strengthening than stronger muscles. Physical therapy, as well as surgical preparation and recovery, provide opportunities to initiate NMES strengthening of weakened muscles. Clinical expertise suggests that voluntary contraction is an important element of strengthening and motor control versus NMES stimulation alone. The results of this scoping review found further evidence that supports the use of NMES-assisted strengthening as a clinical treatment for individuals with spastic CP. Future studies need to study the impact of NMES-assisted strengthening on biological aspects of muscle physiology and chronic health conditions in individuals with spastic CP.

Another benefit to muscle strengthening is increasing overall muscle-tendon length across the joint, which may improve ROM (). Increasing muscle fiber diameter through strengthening theoretically increases overall muscle-tendon length due to the diagonal muscle fiber pennation angle relative to the axis of the bone (). Several studies identified that muscle CSA was increased with NMES-assisted strengthening, which likely would translate to increased overall muscle-tendon length and improved ROM (; ). Future studies need to examine the impact of NMES-assisted strengthening on overall muscle-tendon length and joint ROM.

4.2 Neuromuscular electrical stimulation-assisted gait

NMES-assisted gait was found to improve strength, motor control, gait pattern, and temporal-spatial parameters. Similar to NMES-assisted strengthening, the repetitive movement of walking on a treadmill combined with NMES was found to have an advantage over treadmill gait or NMES alone for improving ankle power and gross motor skills of standing and walking (). Furthermore, another study suggested that intensive use of NMES-assisted gait in home and community settings may facilitate motor learning (). The results of this scoping review further strengthens the evidence to support NMES-assisted gait as a clinical treatment for individuals with spastic CP. Wearable single-channel NMES units are widely available and allow for home and community use to improve foot clearance in swing; however wearable multi-channel units are not widely available. Wearable multi-channel units are needed to treat gait abnormalities other than limited foot clearance in swing. Further research and development are needed in this area.

4.3 Neuromuscular electrical stimulation for spasticity reduction

NMES was also found to reduce spasticity, as assessed by Tardieu or MAS in five of seven studies reviewed; one study used TENS (), and four studies used NMES (; ; ; ). Corticospinal tract injury results in a loss of descending neural signal activation and inhibition. Muscle spasticity is a neuromuscular impairment that results from loss of inhibition. Further research needs to investigate the potential inhibitory effects of NMES and how to optimize spasticity reduction and duration of treatment effects. The location of ideal electrode placement along the lumbar spine, over relevant dermatomes, directly over spastic muscle, or to elicit antagonist inhibition requires further research.

4.4 Limitations and future research

Limitations of this scoping review include the exclusion of some NMES-related studies that did not meet inclusion criteria due to NMES treatment duration of fewer than 4 weeks, the absence of an exercise component, technology development trials for NMES-assisted gait on a treadmill () or robotics (). These limitations may have eliminated some evidence in the field. However, with respect to treatment duration, a recent publication recommended at least 8–20 weeks of exercise training to facilitate meaningful changes in muscle structure and improve function in individuals with CP (). This suggests that 8–20 weeks of exercise duration may be required, and therefore, it is possible that some of the studies in our review lacked the proper dosage to produce a meaningful change. While 11 out of 26 studies in this scoping review were RCTs, further studies with larger sample sizes and more consistent protocols using CDE outcome measures are needed to move the field forward.

This scoping review indicates that further research is needed to determine optimal NMES protocols and dosage using sensitive CDE outcome measures. Furthermore, device development of wearable NMES units that can be easily applied for NMES-assisted strengthening, gait, and spasticity reduction is needed for individuals with spastic CP. Understanding the relationship between NMES strength training and functional results, as well as the optimal NMES protocol and dosage, requires research with a larger sample size and longer treatment duration (i.e., 8–20 weeks). Identifying changes in neuromuscular impairments of weakness, short-muscle tendon unit, spasticity, and impaired SMC as well as motor learning, and utilizing CDEs with careful attention to minimal clinically important differences will allow us to better comprehend the therapeutic effects of NMES. Finally, advancing new NMES technology, such as wireless multichannel NMES devices and hybrid robotic and exoskeleton NMES systems, will provide evidence-based, clinically feasible interventions for individuals with CP to improve functional mobility.

5 Conclusion

Findings from this scoping review provide evidence that supports the use of NMES-assisted strengthening with therapeutic exercise and cycling, NMES-assisted gait, and NMES for spasticity reduction to improve mobility in individuals with spastic CP, based on validated CDE outcome measures. Wearable and non-wearable units were utilized with surface or implanted electrodes targeting the gluteals, hip adductors, hamstrings, quadriceps, gastrocnemius, and tibialis anterior to augment exercise and mobility. NMES was found to improve muscle structure, strength, gross motor skills, gait kinematics, WS, and walking distance and reduce spasticity. Clinicians can consider NMES to be an effective treatment for individuals with spastic CP. Additional research is needed to further investigate optimal parameters, dosage, and impact of NMES on neuromuscular impairments and functional mobility in individuals with spastic CP.

Statements

Author contributions

All authors listed have made a substantial, direct, and intellectual contribution to the work and approved it for publication.

Funding

The authors of this study did not receive any funding for their research.

Acknowledgments

We would like to thank Dr. James McCarthy for sharing his expertise.

Conflict of interest

The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.

Publisher’s note

All claims expressed in this article are solely those of the authors and do not necessarily represent those of their affiliated organizations, or those of the publisher, the editors and the reviewers. Any product that may be evaluated in this article, or claim that may be made by its manufacturer, is not guaranteed or endorsed by the publisher.

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Summary

Keywords

cerebral palsy, exercise, transcutanenous electric nerve stimulation, gait, neuromuscular electrical simulation

Citation

Greve KR, Joseph CF, Berry BE, Schadl K and Rose J (2022) Neuromuscular electrical stimulation to augment lower limb exercise and mobility in individuals with spastic cerebral palsy: A scoping review. Front. Physiol. 13:951899. doi: 10.3389/fphys.2022.951899

Received

24 May 2022

Accepted

25 July 2022

Published

30 August 2022

Volume

13 - 2022

Edited by

Ferdinand Von Walden, Karolinska Institutet (KI), Sweden

Reviewed by

Annika Kruse, University of Graz, Austria

Adam Shortland, King’s College London, United Kingdom

Updates

Copyright

*Correspondence: Kelly R. Greve,

† ORCID: Kelly R. Greve, orcid.org/0000-0001-9744-4326

This article was submitted to Exercise Physiology, a section of the journal Frontiers in Physiology

Disclaimer

All claims expressed in this article are solely those of the authors and do not necessarily represent those of their affiliated organizations, or those of the publisher, the editors and the reviewers. Any product that may be evaluated in this article or claim that may be made by its manufacturer is not guaranteed or endorsed by the publisher.

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