Original Research ARTICLE
Machine Learning Profiling of Alzheimer's Disease Patients Based on Current Cerebrospinal Fluid Markers and Iron Content in Biofluids
- 1Department of Neurosciences “Rita Levi Montalcini”, University of Torino, Torino, Italy
- 2Department NEUROFARBA, University of Firenze, Firenze, Italy
- 3Department of Drug Science and Technology, University of Torino, Torino, Italy
- 4Unit of Neurology 5 and Neuropathology, Fondazione Istituto di Ricovero e Cura a Carattere Scientifico Istituto Neurologico Carlo Besta, Milan, Italy
Alzheimer's disease (AD) is the most common form of dementia, characterized by a complex etiology that makes therapeutic strategies still not effective. A true understanding of key pathological mechanisms and new biomarkers are needed, to identify alternative disease-modifying therapies counteracting the disease progression. Iron is an essential element for brain metabolism and its imbalance is implicated in neurodegeneration, due to its potential neurotoxic effect. However, the role of iron in different stages of dementia is not clearly established. This study aimed to investigate the potential impact of iron both in cerebrospinal fluid (CSF) and in serum to improve early diagnosis and the related therapeutic possibility. In addition to standard clinical method to detect iron in serum, a precise quantification of total iron in CSF was performed using graphite-furnace atomic absorption spectrometry in patients affected by AD, mild cognitive impairment, frontotemporal dementia, and non-demented neurological controls. The application of machine learning techniques, such as clustering analysis and multiclassification algorithms, showed a new potential stratification of patients exploiting iron-related data. The results support the involvement of iron dysregulation and its potential interaction with biomarkers (Tau protein and Amyloid-beta) in the pathophysiology and progression of dementia.
Alzheimer's disease (AD) is the most common cause of dementia (International, 2019), characterized by a complex etiology and unsatisfactory therapeutic approaches (Long and Holtzman, 2019). The duration of the preclinical and prodromal phase of AD varies from 10 to 20 years before clinical symptoms emerge (Vermunt et al., 2019). Mild Cognitive Impairment (MCI), which identifies a clinical condition that includes impairment in memory and/or non-memory cognitive domains, is assumed as a prodromal stage of AD, also referred to as MCI due to AD (Albert et al., 2011).
The presence of extracellular amyloid-beta (Aβ) deposition as neuritic plaques and of intracellular accumulation of hyperphosphorylated tau (p-Tau) as neurofibrillary tangles are the two hallmark lesions that histopathologically characterize the brains of AD patients (Ittner and Götz, 2011). However, there is evidence that significant accumulation of these pathological features can occur in non-demented individuals (Fagan et al., 2007; Aizenstein et al., 2008; Villemagne et al., 2008; Price et al., 2009) and also a high neuropathological heterogeneity is observed in patients with clinical diagnosis of AD (Rabinovici et al., 2016; Di Fede et al., 2018; Robinson et al., 2018). The abnormal concentration in the Cerebrospinal Fluid (CSF) of the proteins responsible for the plaque formation, i.e., Aβ42, p-Tau, and total-Tau (t-Tau), is assumed to be a measurable fingerprint of their brain deposition, reflecting neurochemical changes arising from AD pathology (Henry et al., 2013).
Although diagnostic criteria for AD and MCI are currently used (Dubois et al., 2007, 2010; Albert et al., 2011; McKhann et al., 2011; Sperling et al., 2011), defining the preclinical state of MCI/AD aiming at discovering therapies preventing the irreversible progression of AD (Fiandaca et al., 2014) remains a challenge.
New biomarkers and a deeper comprehension of the neuropathological processes involved in AD are urgently needed, with the aim to identify alternative disease-modifying therapies counteracting the disease progression. Actually, additional fluid biomarkers measured in CSF or in blood (Palmqvist et al., 2020) unraveled promising candidates, reflecting several inter-related mechanisms of AD pathophysiology (Molinuevo et al., 2018).
In this regard, a growing amount of evidence suggests the involvement of brain iron metabolism in the onset of several neurodegenerative diseases, in particular its accumulation in brain regions (Hare et al., 2013; Ward et al., 2014) and its potential key role in the pathogenesis of AD (Silvestri and Camaschella, 2008; Kozlov et al., 2017). Iron is an essential element for our body but, in spite of its ubiquity, it requires very careful managing (Gozzelino and Arosio, 2016). Free iron is a potentially toxic element that may generate Reactive Oxygen Species (ROS) triggering oxidative stress, lipid peroxidation, and DNA damage, also promoting cell death in the novel form of “ferroptosis”(Dixon et al., 2012; Hao et al., 2018). Therefore, most of the circulating and stored iron is linked to proteins and other transporters, such as transferrin (s-Tf) and ferritin (Pantopoulos et al., 2012; Eid et al., 2017). The systemic organs and the brain share the same iron regulatory mechanisms and pathways based on iron-modulating proteins, providing a link to the maintenance of iron homeostasis within the brain (Singh et al., 2014).
The imbalance in iron homeostasis in AD and its interaction with the more consolidated biomarkers Aβ and Tau have been described (Ndayisaba et al., 2019; Spotorno et al., 2020), supporting the conjecture of new therapeutic strategies based on iron chelators or other iron-toxicity counteracting drugs as a valuable approach for AD treatment (Liu et al., 2018; Ashraf and So, 2020). Several studies supported the notion that brain iron elevation (Lane et al., 2018; Ayton et al., 2019) or even the levels of iron-related proteins, e.g., plasma transferrin, are associated with AD and cognitive decline (Hare et al., 2015; Guan et al., 2020). Furthermore, the concentration of several elements included iron in biological fluids (Duce and Bush, 2010; Schrag et al., 2011; Cicero et al., 2017) has been evaluated with different techniques but highlighting difficulties to compare results. However, a direct evaluation of iron concentration in the brain remains a difficult task and conclusive results about the combined role of iron and iron-protein levels on biological fluids (i.e., CSF and serum) with the preclinical stage of dementia are not still clearly established.
Recently, the application of machine learning techniques gave strong support to AD diagnosis, in particular for classification tasks (Tanveer et al., 2020) and clustering analysis (Alashwal et al., 2019), aiming at identifying which features are involved in the conversion from early-stage AD to dementia. In particular, clustering analysis is a potentially strategic tool able to establish subsets of individuals sharing similar patterns and has been applied to investigate disease-related profiles of different AD and dementia stages (Racine et al., 2016; Alashwal et al., 2019).
This study aimed to investigate potential patterns of iron imbalances both in CSF and in serum, to improve early diagnosis and the related therapeutic possibility. While the content of iron in serum was assessed using standard clinical methods to detect transferrin (s-Tf), an accurate quantification of total iron in CSF was obtained using atomic absorption spectrometry, not currently used in clinical practice, leading to a potential added value to the clinical information about the status of the patients.
Firstly, to discriminate iron profiles between different forms of dementia, iron concentration in CSF of AD patients was compared with patients affected by Frontotemporal Dementia (FTD), a heterogeneous disorder with distinct pathological features and clinical phenotypes, encompassing changes in behavior, language, executive control, and often motor symptoms (Olney et al., 2017). Secondly, we compared patients affected by AD, MCI, and non-demented controls, to evaluate shared patterns and the ability to discriminate these conditions.
To check whether the new iron-related biomarkers could add significant improvements to AD early diagnosis, a step-by-step procedure was adopted, iteratively adding to the well-consolidated features (Aβ42, p-Tau, and t-Tau) also the results from s-Tf and iron content in CSF.
Cluster analysis was performed, to unravel subgroups within heterogeneous data such that individual clusters classify similar profiles, having better homogeneity than the whole. In particular, the hierarchical agglomerative clustering (HAC) algorithm was applied, a suitable technique for partitioning patients based on their similarity.
Since clustering analysis can reveal similar (pathological) profiles and identify potential altered biological mechanisms, we investigated how such clusters are influenced by the addition of the iron-related parameters and whether MCI can be better discriminated from controls and AD. Multiclassification algorithms with different features sets are used to compare diagnostic power and to rank the relevance of features for the prediction of the model.
Materials and Methods
We retrospectively included 69 patients (35 males and 34 females, mean age: 70.5 years ± SD: 7.2), evaluated and followed at the Department of Neurosciences of University Hospital “Città della Salute e della Scienza,” Torino and at Fondazione IRCCS Istituto Neurologico Carlo Besta, Milano, Italy.
CSF samples from all 69 patients, including 14 non-demented neurological control (CT) patients, 17 patients affected by MCI, 16 AD, and 22 FTD (behavioral variant) were collected.
Diagnosis of FTD was made according to Rascovsky Criteria (Rascovsky et al., 2011).
Diagnosis of AD has been made according to NIA-AA (National Institute of Aging—Alzheimer Association) criteria (McKhann et al., 2011).
For the classification of MCI, the Petersen criteria were used: cognitive complaint, decline or impairment; objective evidence of impairment in cognitive domains; essentially normal functional activities; not demented (Petersen, 2004; Petersen et al., 2009).
MCI group included a mix of amnestic, non-amnestic, and multidomain subjects, with disease onset before (N = 3) and after (N = 13) 65 years.
As control group, CSF of 14 patients with neurological conditions (see Supplementary Material) without dementia was analyzed.
Cognitive functions were assessed by Mini Mental State Examination (MMSE).
A complete description of data is available in Table 1. The experiments conformed to the principles of the Declaration of Helsinki and were approved by the local ethics committee. Informed consent for liquor collection and storage relative to the retrospective study was given by all subjects or by their caregivers.
Table 1. Numbers indicate frequency for gender and mean ± standard deviation for age, CSF biomarkers, MMSE, s-Tf.
Details of procedure for the collection of CSF and serum samples, also with determination of CSF levels of Aβ42, p-Tau, and t-Tau and of serum transferrin, are reported in Supplementary Material.
Iron Determination in CSF by GF-AAS
Frozen aliquots of CSF samples were transported on dry ice until the shipment to the analytical chemistry laboratory, were kept frozen during storage and unfrozen 1 h before the analysis.
The determination of iron in CSF samples was carried out by means of Graphite Furnace Atomic Absorption Spectrometer (GF-AAS) as detailed in Supplementary Material.
Statistical and Machine Learning Analysis
The assumption of equality of variance and normal distribution were assessed through Levene's test and Shapiro-Wilk's test, respectively. One-way analysis of variance (ANOVA) for normally distributed variables, Kruskal-Wallis test for variables not following a normal distribution, and chi-squared test (for categorical variables) were conducted to determine group differences. Post-hoc tests (t-test and Dunn's test adjusted for multiple comparisons errors according to Bonferroni) were performed, respectively, after significant results of ANOVA and Kruskal-Wallis test. The same procedures were applied to compare clusters in the cluster analysis, described below.
Bivariate correlations between clinical data, biomarkers, and the iron concentration levels were tested both using Spearman's test and Pearson's test for non-parametric and parametric relationships (rs = Spearman's rank correlation coefficient, r = Pearson's correlation coefficient), respectively. We assumed as correlated only the variables simultaneously satisfying the two correlation criteria, with both |r| and |rs|>0.5. Results from statistical analysis were evaluated against a threshold of p < 0.05.
Before the cluster analysis, Hopkins's test was applied to assess the clustering tendency of the datasets. For the hierarchical clustering, the clustering variables were selected based on the results of bivariate correlations, avoiding to include features with a high degree of collinearity (a threshold of r > 0.7 was set Dormann et al., 2013). For the variables presenting some association with age, additional analysis was performed including the age correction in the clustering analysis (Supplementary Material).
HAC was applied, a bottom-up approach in which each data point starts in a separate cluster, and pairs of clusters are merged at the bottom going up the hierarchy. After data standardization (Z-score unit), patients were grouped using HAC with Ward's method of minimum variance and Euclidean distance metric and visualized in dendrograms. Ward's method joins two clusters to make the smallest increases in the pooled within-cluster variation (Ward, 1963).
The number of resulting clusters was set finding clustering step where the acceleration of distance growth is the largest, stopping the process and selecting a distance cut-off in the dendrogram to determine the correct number of clusters (>2 clusters). Different sets of features in two datasets were considered for clustering, and a heatmap was used to visualize the median value of the features in each cluster. The values of features within each cluster are reported for the different feature sets used (Supplementary Material).
The clusters obtained for each feature set were compared based on the following clustering scores: Adjusted Rand Index (ARI) and Adjusted Mutual Information (AMI), measuring the similarity and agreement of the two assignments; V-measure, evaluating the homogeneity, and completeness of the clusters. In the subpopulation in which all features considered are available, the ratio (Fe CSF/s-Tf) was calculated for each cluster and the dataset was divided into quartiles to observe where the values of variables in each cluster fall with respect to the whole population (Supplementary Material).
The dataset was used to train two machine learning models based on Support Vector Machine (SVM) and Logistic Regression (LR) adapted for multiclass classification, using two different sets of features, comparing the performance of the classifiers and ranking the relevance of features. The SVM algorithm is very popular for discrimination tasks because it is able to reach good generalization ability and accurately combines features, finding the maximal margin hyperplane, and minimizing the classification error to divide data belonging to different classes (Cortes and Vapnik, 1995).
Two feature sets used for the cluster analysis have been included in the model. After standardization of the datasets, an exhaustive search over parameter values for the estimators has been carried out by cross-validated grid search to optimally tune parameters of the classifiers.
For the present study, the OnevsRest (OVR) classifiers based on SVM with linear kernel and LR were used for the classification of the three groups (CT, AD, MCI) and to evaluate the importance assigned to the features. The classification performance of the constructed models, varying the input features presented to it, was computed using the macro-averaged Area Under the Receiving Operating Curve (AUROC). The performance of the classifiers was assessed via 100 times stratified shuffle split cross-validation method (proportion of train:test size = 60:40). This cross-validation method returns stratified randomized folds that preserve the percentage of samples for each class.
The values of the importance for each feature were obtained applying the model inspection technique based on repeated permutations of features on test datasets. The permutation feature importance is defined to be the change in a model score when a single feature value is randomly shuffled. This procedure indicates how much the model depends on the feature, breaking the relationship between the feature and the target, correcting possible bias of the model.
Statistical and machine learning analysis was carried out under the programming language Python, also using library Scikit-Learn (Pedregosa et al., 2011).
Demographic and Clinical Data
Demographic and clinical data of the patients classified by clinical diagnosis as described in section Materials and Methods 2.1 are reported in Table 1 (see also Supplementary Figure 1). Values of MMSE and s-Tf are available for different subgroups of the population composed of 69 patients.
In addition, the four groups were not significantly different for values of glucose and protein dosed in CSF (data not shown) and there were not significant differences in iron variables (s-Tf and iron in CSF) between men and women.
The variables p-Tau and t-Tau showed a strong positive correlation both for the whole population (rs = 0.67, r = 0.87, p < 0.001) and for the population including only AD, MCI, and CT patients (rs = 0.76, r = 0.92, p < 0.001). P-Tau and t-Tau indicated positive correlations also considering AD (rs = 0.81, r = 0.88, p < 0.001), MCI (rs = 0.61, p = 0.01, r = 0.91, p < 0.001), and CT (rs = 0.73, p = 0.003, r = 0.66, p = 0.002) groups. Considering the subpopulation (s-Tf available) the strong correlation between p-Tau and t-Tau was confirmed (rs = 0.89, r = 0.92, p < 0.001). In AD group s-Tf resulted negatively correlated with t-Tau (rs = −0.70, p = 0.03, r = −0.67, p = 0.02). Additional results are reported in Supplementary Material.
Iron Concentration in CSF
Total iron concentration in CSF samples of patients is shown in Figure 1. Significant differences have been reported between AD and all the other groups, but not between CT and MCI. No difference was found between FTD and CT groups.
Figure 1. Distribution of iron concentration in CSF samples of AD (56.3 ± 15.6 μg/L), MCI (38.6 ± 21.2 μg/L), CT (26.5 ± 9.9 μg/L), and FTD (35.2 ± 16.8 μg/L) patients by means of GF-AAS. Iron levels were significantly different between AD and CT (p < 0.001), AD and FTD (p = 0.003), and AD and MCI (p = 0.02). Statistical differences have been evaluated by means of Kruskal-Wallis test and Dunn's post-hoc test using Bonferroni correction for p-value (*p < 0.05; **p < 0.01; ***p < 0.001).
Clustering analysis was performed including CT, MCI and AD groups on two different populations: total dataset comprising 47 patients, and the subset composed of 29 patients for which the measurement of s-Tf is available. The sets of features used to compare the results are the following:
a Standard Biomarkers dosed in CSF (SBs) (p-Tau, Aβ42);
b SBs + Iron in CSF
c SBs + s-Tf
d SBs + s-Tf + Iron in CSF
For the application of hierarchical clustering we dropped t-Tau, due to its high correlation with p-Tau.
HAC based on standard biomarkers (p-Tau, Aβ42) (Figure 2) showed the emergence of three clusters (sizes: N = 10, N = 12, N = 25). Differences in Aβ42 was very significant (p < 0.001) between clusters 1 and 2 and cluster 2 and 3, while differences in p-Tau concentration (p < 0.001) between clusters 1 and 2 and clusters 1 and 3. Values of MMSE have been calculated for each cluster [cluster 1 = (20.9 ± 6.3); cluster 2 = (25.1 ± 4.9); cluster 3 = (24.1 ± 5.4)]. External scores have been evaluated for the clustering: V-measure (0.22), ARI (0.09), AMI (0.18).
Figure 2. Results of hierarchical clustering using standard biomarkers Aβ42 and p-Tau, dosed in CSF. Left: Dendrogram (yellow = MCI; red = AD; green = CT) and distribution of patients within the three clusters. Right: Heatmap using the median value of the features (Z-score unit) in each cluster. AD, Alzheimer's Disease; CT, neurological control; MCI, Mild Cognitive Impairment.
SBs + Iron in CSF
The addition of iron dosage in CSF unraveled four clusters (sizes: N = 9, N = 19, N = 7, N = 12) after the application of HAC, reported in Figure 3. The clusters composed of AD and MCI patients (cluster 3 and cluster 4) significantly differed among them for iron (p = 0.038) and p-Tau (p < 0.001) profiles and from cluster 2 (mainly composed of CT patients) for all variables with high significance (p < 0.001), except for p-Tau between cluster 2 and 4 (p = 0.018). Cluster 3 differed from cluster 1 for CSF iron content (p = 0.006).
Figure 3. Results of hierarchical clustering using biomarkers and iron concentration in CSF. Left: Dendrogram (yellow = MCI; red = AD; green = CT) and distribution of patients within the four clusters. Right: Heatmap using the median value of the features (Z-score unit) in each cluster. AD, Alzheimer's Disease; CT, neurological control; MCI, Mild Cognitive Impairment.
Values of MMSE have been calculated for each cluster [cluster 1 = (24.7 ± 4.8); cluster 2 = (25.2 ± 4.5); cluster 3 = (22.1 ± 4.7); cluster 4 = (21.6 ± 7.3)].
The addition of CSF iron improved V-measure (0.25), ARI (0.16), and AMI (0.20) with respect to the same scores obtained with the biomarkers set, described in the previous section.
SBs + s-Tf
Considering the subpopulation including data of s-Tf (N = 29 patients), the results for HAC using same feature sets as in sections SBs and SBs + Iron in CSF are reported in Supplementary Figures 2, 3. In this subpopulation, the application of HAC using the feature set comprising biomarkers and s-Tf revealed four clusters (sizes: N = 7, N = 6, N = 9, N = 7), reported in Figure 4. Significant differences among clusters were found for all the features values between cluster 1 and 2 (for Aβ42, p-Tau p < 0.001; for s-Tf p = 0.02), for the p-Tau values (p < 0.001) when comparing clusters 1 and 3 and 1 and 4; s-Tf differed between clusters 2 and 4 (p = 0.001) and 3 and 4 (p < 0.001); Aβ42 was significantly different when comparing clusters 2 and 3 (p < 0.001) while the difference in Aβ42 between clusters 3 and 4 is borderline (p = 0.05).
Figure 4. Results of hierarchical clustering using biomarkers and s-Tf. Left: Dendrogram (yellow = MCI; red = AD; green = CT) and distribution of patients within the four clusters. Right: Heatmap using the median value of the features (Z-score unit) in each cluster. AD, Alzheimer's Disease; CT, neurological control; MCI, Mild Cognitive Impairment.
Values of MMSE have been calculated for each cluster [cluster 1 = (22.6 ± 4.8); cluster 2 = (21.1 ± 3.6); cluster 3 = (21.5 ± 6.9); cluster 4 = (27.5 ± 2.8)].
In this case, clustering scores showed the following values: V-measure (0.32), ARI (0.18), AMI (0.25).
SBs + s-Tf + Iron in CSF
Considering all the above features four clusters emerged (sizes: N = 7, N = 7, N = 8, N = 7). The application of HAC in the subpopulation for which s-Tf is available (Figure 5) reported an increase of clustering scores (V-measure = 0.43; ARI = 0.28; AMI = 0.37). Cluster 1 and cluster 2 are composed only by AD and MCI patients. One of these clusters (cluster 1) presented significant difference in the levels of s-Tf (p = 0.002), Iron CSF (p = 0.004), and p-Tau (p = 0.007) with respect to cluster 3 (mainly CT patients). Cluster 2 differed from cluster 4 (composed only by MCI and CT patients) in the biomarkers (for Aβ42 p = 0.004; for p-Tau p < 0.001) and s-Tf (p = 0.008) profiles. Clusters 1 and 2, as well as clusters 2 and 3, significantly differed only for p-Tau (p < 0.001). Finally, cluster 4 differed from cluster 3 only for the s-Tf values (p <0.001).
Figure 5. Results of hierarchical clustering using biomarkers, s-Tf and CSF iron. Left: Dendrogram (yellow = MCI; red = AD; green = CT) and distribution of patients within the four clusters. Right: Heatmap using the median value of the features (Z-score unit) in each cluster. AD, Alzheimer's Disease; CT, neurological control; MCI, Mild Cognitive Impairment.
Values of MMSE for each cluster were: [cluster 1= (20.6 ± 6.9); cluster 2= (22.6 ± 4.8); cluster 3= (27.6 ± 2.5); cluster 4= (21.1 ± 3.6)].
The (Fe CSF/s-Tf) ratio in cluster 3 (0.15) and cluster 4 (0.11) is lower with respect to cluster 1 (0.23) and cluster 2 (0.24), in which the ratio is increased. Considering the relevant subpopulation, the (Fe CSF/s-Tf) ratio showed highest values for AD (0.24 ± 0.07), followed by MCI (0.18 ± 0.09) and finally CT group (0.13± 0.06), reporting a significant difference between AD and CT (p < 0.01).
We performed additional HAC analysis considering age correction for the variable s-Tf, showing a sharper separation on s-Tf profiles albeit without substantial differences in the cluster composition (Supplementary Figures 4–6).
We finally used a Linear SVM and LR model to evaluate the classification performance based on the same feature sets used for the clustering analysis in the population (N = 47). For SVM, the classification performance (AUROC) using SBs (Aβ42, p-Tau) and SBs + Iron in CSF was (0.74 ± 0.14) and (0.73 ± 0.12), respectively. In the first case, the values of feature importance for the biomarkers set showed a higher weight for Aβ42 (0.21 ± 0.18) respect to p-Tau (0.15 ± 0.11). In the second case, CSF iron reported a higher value (0.07 ± 0.09) respect to p-Tau (0.06 ± 0.09) and Aβ42 (0.03 ± 0.12). For LR model, AUROC using SBs and SBs + Iron in CSF was (0.77 ± 0.12) and (0.75 ± 0.12), respectively. The values of feature importance for the biomarkers set showed a higher weight for Aβ42 (0.20 ± 0.14) respect to p-Tau (0.11 ± 0.13). Even in LR model, CSF iron reported a higher value (0.10 ± 0.02) respect to p-Tau (0.06 ± 0.13) and Aβ42 (0.09 ± 0.08). In our dataset, for both models the addition of age as feature did not improve the AUROC, and the value of feature importance for age was not relevant (around zero).
The present results support the hypothesis that iron accumulation is involved in AD neurodegeneration. In clinical practice, the pathological changes occurring in AD can be detected by the use of biomarkers in different modalities, among which the evaluation on CSF (i.e., Tau and Aβ biomarkers) is less accessible but presents lower intrinsic protease activity than blood and reflects brain changes, helping to diagnose AD pathology in both the prodromal and the dementia stages (Lashley et al., 2018).
In our study, both the “standard” biomarkers significantly differed between AD and CT groups (only CSF Aβ42 between AD and MCI), but this result requires confirmation in a larger cohort of patients also due to the large dispersion of biomarker values in our MCI population (Table 1). In fact, core-AD hallmarks are present also in elder healthy people with good cognitive function (Driscoll and Troncoso, 2011), probably showing different patterns only with respect to the AD brain. We added the information on iron content in CSF, intending to discover shared profiles and potentially improve early diagnosis. The analytical measurements of total iron in CSF by means of GF-AAS is expected to provide an accurate quantification, reflecting the iron status in brain patients more directly than brain imaging techniques. Indeed, biochemical changes in the brain, occurring in preclinical phases produce corresponding alterations in the CSF (Jack et al., 2010). Iron concentration in CSF is minimal and therefore very difficult to measure, requiring accurate and highly sensitive techniques such as atomic absorption spectrometry, providing reproducible and reliable results, without the need for hard pre-treatment of CSF samples. Moreover, this measurement is not currently used in clinical practice, leading an added value for the standard information on iron status in the brain.
Several studies evaluated iron levels in biological fluids, and meta-analysis conducted by Tao et al. showed lower iron in serum and an iron overload in several specific brain regions of AD patients, however highlighting the need for further studies to evaluate iron in CSF (Tao et al., 2014).
In the present work, CSF iron concentration in 69 patients was analyzed, finding a statistically significant increase in the total iron concentration in AD with respect to CT patients, and between AD and MCI (Figure 1), showing a potential discriminating power of our analysis. Iron dysregulation could generate a progressively toxic environment during the different stages of dementia. In fact, a well-known consequence of increased iron concentration is the production of ROS, leading to DNA damage and cell death (Zecca et al., 2004), that feature AD.
The concentration of iron in CSF is very low, and it has been suggested that Tf saturation in the CSF is much higher than in the periphery and that a larger proportion of free iron circulates the CNS (Leitner and Connor, 2012). An imbalance of free iron can be responsible for toxic damage taking part in Fenton reaction and consequently to the onset of neurodegeneration. Interestingly, it is reported that different stages of cognitive and functional impairment are associated with changes in CSF reactive iron, possibly in relation to the development of cognitive and functional decline (Lavados et al., 2008).
The importance of iron in AD and aging has been shown also from the evaluation of altered local levels of proteins regulating iron levels, such as transferrin (Loeffler et al., 1995; Lu et al., 2018).
Then, it has been assessed that CSF ferritin, the iron storage protein of the body, plays a role in AD. It has been demonstrated that CSF ferritin, assumed to be an index of brain iron load, is strongly associated with CSF apolipoprotein E levels and was elevated by the Alzheimer's risk allele, APOE-ε4 (Ayton et al., 2015). Also, CSF ferritin levels have been associated with longitudinal changes in CSF Aβ and Tau, showing that iron might facilitate Aβ deposition in AD and accelerate the disease process (Ayton et al., 2018). These evidences provide proofs that a disturbance in iron metabolism can be involved in neurodegenerative processes.
To check whether our technique was accurate enough to detect small differences in the iron concentration in CSF and to evaluate the possibility to discriminate between AD and other dementias, in the first part of our study we compared AD and FTD patients. The results (Figure 1) showed a marked difference in iron concentrations in FTD patients with respect to AD, suggesting a possible different role for this metal in these two types of dementia. This result should be confirmed in larger cohorts, however, different levels of biological metals in CSF have been showed in different neurodegenerative diseases (Hozumi et al., 2011), in particular AD, Amyotrophic Lateral Sclerosis, and Parkinson disease, so it is plausible that a difference exists also in FTD (Ashraf and So, 2020).
AD is a complex disease (Devi and Scheltens, 2018), requiring advanced computational algorithms to discover deep relationships in the data and their relative patterns. In this work we applied clustering analysis, a powerful technique suitable to discover patterns and similar subgroups, which has been successfully applied in recent studies on AD (Racine et al., 2016; Alashwal et al., 2019; Toschi et al., 2019). We tested how considering different sets of features can better diagnose the progression of AD and point out new potential pathological mechanisms involved in neurodegeneration. Results from hierarchical clustering analysis revealed that using the standard AD biomarkers Aβ42 and p-Tau, two groups of patients presented alternative signatures (clusters 1 and 2, Figure 2). One of these (cluster 1, Figure 2) could be associated with the AD profile showing low levels of Aβ42 and high levels of p-Tau, reflecting the accumulation of amyloid plaques and neurofibrillary tangles. However, a third subgroup emerged (cluster 3, Figure 2) with a heterogeneous composition of AD, MCI, and CT, underlining that the two standard biomarkers alone are unable of a sharp discrimination of the patient status. Probably, the sparse presence of MCI patients in all the clusters is due to the wide spectrum of cognitive and functional impairment that is captured by the MCI designation, impacting the heterogeneity of outcomes (Roberts and Knopman, 2013).
Interestingly, the information on iron concentration in CSF added one more cluster, generating two separated groups composed of patients classified with diagnosis of AD and MCI (clusters 3 and 4, Figure 3), both presenting low values of MMSE. These clusters differed for p-Tau and CSF iron levels, albeit presenting similar Aβ42 profile. Cluster 3 could be considered as a typical AD profile, with low levels of Aβ42 and high values for p-Tau, and in addition higher values of iron with respect to the two clusters containing mainly CT patients (clusters 1 and 2, Figure 3). Cluster 4 presents low levels of Aβ42, lower levels of p-Tau with respect to cluster 3, and the highest levels of CSF iron. The improvement of clustering scores assessed a better discrimination of patients by adding the iron content in CSF to the standard biomarkers. One possible interpretation of these results is that cluster 4 could be associated to patients in stages of dementia in which p-Tau starts to aggregate but deposition of Aβ plaques is already present.
In fact, according to the current models describing the timing of pathophysiological brain events in relation to the clinical course, preclinical phases of AD are characterized by plaques deposition, followed by later spread of neurofibrillary tangles (Jack et al., 2010; Long and Holtzman, 2019). Furthermore, the higher iron concentration combined with lower levels of p-Tau could suggest a harmful interaction between iron and p-Tau accumulation at early stages, inducing or worsening neurodegenerative events. This hypothesis is consistent with several studies, supporting the evidence that iron can promote the aggregation and pathogenicity of Tau (Smith et al., 1997; Yamamoto et al., 2002; Lovell et al., 2004; Ahmadi et al., 2017; Spotorno et al., 2020). Chelation therapies, based on intranasal deferoxamine treatment, may exert suppressive effects on the iron-induced tau phosphorylation, providing a valuable approach in preventing AD progression (Guo et al., 2013). In addition, further studies on patients reported an investigation of novel treatment strategy based on a metal-protein-attenuating compound to reduce toxic properties of Aβ mediated by copper and zinc (Ritchie et al., 2003; Lannfelt et al., 2008).
According to our results, the clusters containing patients affected by AD showed an increased level of iron with low levels of Aβ42, hallmark for senile plaques deposition, which confirms the link between iron and Aβ plaques. There are evidences for a variety of interactions between iron and Aβ: iron accumulates and co-localizes with Aβ plaques (Connor et al., 1992; Meadowcroft et al., 2009; Ndayisaba et al., 2019), their binding can form redox reactive and toxic species (Nakamura et al., 2007; Bousejra-ElGarah et al., 2011), with evidence for the formation of an iron-amyloid complex (Telling et al., 2017), and also iron levels can increase prior to plaques formation in an animal model of AD (Leskovjan et al., 2011). Increased iron levels are believed to enhance Aβ production via the downregulation of furin (Silvestri and Camaschella, 2008) and the iron regulatory pathways are also involved in proteostasis of Amyloid Precursor Protein (APP) (Rogers et al., 2008; Duce et al., 2010). It has been hypothesized that brain oxidative damage concurs to AD pathogenesis before Aβ accumulation (Praticò et al., 2001), therefore iron accumulation might precede and cause the formation of plaques. Recently it has been proposed that an increase in the intracellular labile iron levels, due to mitochondria dysfunction, enhances the rate of APP synthesis and the activity of APP cleavage by beta-secretase resulting in Aβ formation (Kozlov et al., 2017). In addition, a recent study confirmed the link between iron retention in cells and mislocalization of APP, due to alteration of ferroportin activity in the modulation of iron efflux: this effect causes a change in endocytic trafficking with consequent neuronal iron elevation and oxidative damage that feature AD pathology (Tsatsanis et al., 2020).
Further connections between iron and lipoprotein metabolism have been detected, highlighting causative interaction and synergies between genes of iron homeostasis and established genetic risk factors of AD, such as APOE4, suggesting the iron metabolism as a possible therapeutic target (Tisato et al., 2018).
Emerging evidence suggested that blood iron homeostasis is altered in AD and already in MCI (Faux et al., 2014; Ashraf et al., 2020; Guan et al., 2020), including systemic variation of markers of iron metabolism, such as transferrin saturation and ceruloplasmin/transferrin ratio in serum (Squitti et al., 2010). Interestingly, in our case, we found a negative correlation between t-Tau and Tf in serum in AD that can support a role of Tf in neurodegeneration. Despite our observations require further confirmation in a larger cohort of patients, cluster analysis also found different concentrations of Tf in serum and iron levels in CSF for patients with MCI and dementia.
Using features set including standard biomarkers and s-Tf, four clusters emerged, with different profiles of s-Tf. Cluster 1 (Figure 4) containing mainly AD patients, associated typical AD profile with a lower level of s-Tf compared to two of three remaining clusters. This result might support that serum iron is lower in AD than in healthy controls (Tao et al., 2014), and that decreased plasmatic iron in AD could be due to transferrin desaturation (Hare et al., 2015), pointing out a role for systemic variations of iron metabolism in neurodegeneration. However, the other cluster comprising AD and MCI patients (cluster 3, Figure 4) reported a higher level of s-Tf with respect to the cluster 4 (Figure 4) composed of MCI and CT patients, requiring a further investigation on the s-Tf profiles in a larger population. Using a step-by-step approach, we finally used the full set of features, including also information on iron concentration in CSF, which largely improved the discrimination of patients according to their clinical diagnosis. Clustering analysis unraveled four clusters, visualized in the dendrogram (Figure 5), in which AD and CT patients are well-separated, supported by a good improvement of clustering scores. As previously discussed, the presence of MCI patients in all clusters reflected their wide spectrum in the current MCI diagnosis. Interestingly, a recent study reported that postmortem MRI and histology demonstrated differential iron accumulation in early- and late-onset AD (Bulk et al., 2018), showing the presence of various distribution patterns for iron accumulation in subtypes of AD patients.
Two subgroups containing AD and MCI patients (clusters 1 and 2, Figure 5) differed in p-Tau levels and showed CSF iron levels higher with respect to the clusters composed of CT and MCI (clusters 3 and 4, Figure 5). This result sustains our previous hypothesis that iron concentration and p-Tau levels in CSF could play a crucial role in differentiating the actual stage of dementia.
The interpretation of clusters 3 and 4 (Figure 5) is less simple. The different profiles of s-Tf for these clusters, containing CT and MCI patients, could be due both to the small size of samples requiring further investigation in a larger cohort.
Significant differences in s-Tf profiles have been detected in the clusters containing mainly AD and CT, respectively, showing also an increased ratio between the iron content in CSF and s-Tf in clusters only formed by patients affected by dementia and for the AD with respect to CT group. It is increasingly recognized that AD is a clinically heterogeneous disease with multiple causes, with an important role for brain vasculature (Montagne et al., 2017; Sweeney et al., 2018a). Our approach could be considered an indirect evaluation of the potential connection between iron homeostasis and blood-brain barrier (BBB) dysfunction. BBB dysfunction is a mechanism involved in the neurodegeneration and subsequently in cognitive impairment (Nation et al., 2019), and recently included in a hypothetical model of AD biomarkers (Sweeney et al., 2018b). Interestingly, the export mechanisms at the BBB level are altered in dementia, leading to potential targets for treatment (Pahnke et al., 2014). AD is characterized by altered BBB permeability and a link between iron-overload and BBB breakdown and brain mitochondrial dysfunction has been demonstrated (Sripetchwandee et al., 2016).
In fact, BBB prevents the diffusion of Tf from blood into CNS, as well as the migration of non-transferrin bound iron (NTBI), potentially toxic from the brain. Tf is transported across brain capillary endothelial cells following an endocytic mechanism mediated by Tf-receptors (Moos et al., 2007). The breakdown or alteration of this system could be part of the cause for pathological accumulation of iron into the brain and consequently in the CSF. In fact, CSF can be produced both via the choroid plexus or by the interstitial fluid of the brain (Nakada and Kwee, 2019).
Moreover, various studies proposed that iron trafficking across the blood-brain capillaries is involved in the aggregation of Aβ peptides leading to the potential onset of AD (McCarthy and Kosman, 2015), and also that iron accumulation may be associated with the age-induced changes in the expression of iron metabolism proteins in the brain (Lu et al., 2017).
To extract further information on the data, useful for future clinical studies, machine learning models have been trained to evaluate the impact of the inclusion of iron-related data in the diagnostic power of dementia. We selected LR model and linear SVM, one of the most used techniques for AD classification problem (Tanveer et al., 2020), giving good generalization performances also for small samples. In particular, the present results for both models were comparable, underlining a potential relevance of the iron-related feature (CSF iron) for the classification of AD, CT, MCI patients. Although AUROC did not detect a significant increase, in ranking the relevance of features the addition of CSF iron could suggest a potential role in the improvement of the diagnostic power of AD, MCI, and CT patients, provided further investigation on larger samples are performed. Moreover, the cross-sectional nature of our study is a limitation of the present investigation and longitudinal studies will be necessary to clarify the involvement of abnormal iron homeostasis in different stages of the disease process, i.e., including iron-related data from blood or MRI. Additionally, further studies with larger samples will be useful to quantitatively parse out our results and to confirm the stratification of patients turned out in the cluster analysis.
Finally, the use of cluster analysis proved its potential utility for identifying patterns of variables that might characterize disease progression. The addition of iron-related data to the core-biomarkers can help to capture the multifaceted nature of AD, co-characterized by Aβ plaques deposition and neurofibrillary tangles aggregation as well as other related processes. Future works should focus on the evaluation of abnormal iron concentrations in different stages of dementia, which can generate deposition in CSF or changes in circulating iron (protein-bound or free) arising from possible imbalances of the blood-brain exchange of iron. The evaluation of iron in the CSF can improve the tuning of personalized therapeutic strategies based on systemic or intrathecal administration of chelating agents acting directly into the brain.
In conclusion, our results support the evidence of iron overload in AD, and consequently the hypothesis that different clinical conditions with specific backgrounds involve the actual iron brain levels. Cluster analysis revealed a new potential stratification of patients when new parameters, related to the iron concentration in serum and CSF, are accounted for, advancing our understanding of the role of iron dysregulation in AD pathophysiology. Tight regulation of iron metabolism is pivotal to warrant neuronal homeostasis and its investigation can prompt avenues for both research on new pathological mechanisms involved in neurodegeneration and development of new treatments. The potential addition of iron-related data in clinical evaluation of dementia could improve the early diagnostic power and support new personalized disease-modifying therapies based on iron chelation able to slow the progression and worsening of the neurodegenerative processes.
Data Availability Statement
The raw data supporting the conclusions of this article will be made available by the authors, without undue reservation.
The studies involving human participants were reviewed and approved by Comitato Etico Interaziendale A.O.U. Città della Salute e della Scienza di Torino - A.S.L. Città di Torino. The patients/participants provided their written informed consent to participate in this study.
EF, SB, FD'A, CG, OA, and IR: conceptualization and design. EF, SA, and OA: methodology. PC, GDF, AI, and IR: patient enrollment and clinical data managing. EF: computational design and manuscript preparation. SB, FD'A, CG, OA, PC, GDF, and IR: writing-review and supervision. All authors: contributed to the article and approved the submitted version.
This study was supported by Ministero dell'Istruzione, dell'Università e della Ricerca e MIUR project Dipartimenti di Eccellenza 2018 e 2022 to Department of Neurosciences Rita Levi Montalcini, University of Torino and the AIRAlzh Onlus-ANCCCOOP (SB).
Conflict of Interest
The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
The Supplementary Material for this article can be found online at: https://www.frontiersin.org/articles/10.3389/fnagi.2021.607858/full#supplementary-material
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Keywords: cerebrospinal fluid, iron, biomarker (BM), mild cognitive impairment, Alzheimer's disease
Citation: Ficiarà E, Boschi S, Ansari S, D'Agata F, Abollino O, Caroppo P, Di Fede G, Indaco A, Rainero I and Guiot C (2021) Machine Learning Profiling of Alzheimer's Disease Patients Based on Current Cerebrospinal Fluid Markers and Iron Content in Biofluids. Front. Aging Neurosci. 13:607858. doi: 10.3389/fnagi.2021.607858
Received: 18 September 2020; Accepted: 28 January 2021;
Published: 22 February 2021.
Edited by:Xudong Huang, Massachusetts General Hospital and Harvard Medical School, United States
Reviewed by:Scott Edward Counts, Michigan State University, United States
Parnetti Lucilla, University of Perugia, Italy
Copyright © 2021 Ficiarà, Boschi, Ansari, D'Agata, Abollino, Caroppo, Di Fede, Indaco, Rainero and Guiot. This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.
*Correspondence: Eleonora Ficiarà, firstname.lastname@example.org