Abstract
Mild traumatic brain injury (mTBI) resulting from exposure to blast shock waves (BSWs) is one of the most predominant causes of illnesses among veterans who served in the recent Iraq and Afghanistan wars. Such mTBI can also happen to civilians if exposed to shock waves of bomb attacks by terrorists. While cognitive problems, memory dysfunction, depression, anxiety and diffuse white matter injury have been observed at both early and/or delayed time-points, an initial brain pathology resulting from exposure to BSWs appears to be the dysfunction or disruption of the blood-brain barrier (BBB). Studies in animal models suggest that exposure to relatively milder BSWs (123 kPa) initially induces free radical generating enzymes in and around brain capillaries, which enhances oxidative stress resulting in loss of tight junction (TJ) proteins, edema formation, and leakiness of BBB with disruption or loss of its components pericytes and astrocyte end-feet. On the other hand, exposure to more intense BSWs (145–323 kPa) causes acute disruption of the BBB with vascular lesions in the brain. Both of these scenarios lead to apoptosis of endothelial and neural cells and neuroinflammation in and around capillaries, which may progress into chronic traumatic encephalopathy (CTE) and/or a variety of neurological impairments, depending on brain regions that are afflicted with such lesions. This review discusses studies that examined alterations in the brain milieu causing dysfunction or disruption of the BBB and neuroinflammation following exposure to different intensities of BSWs. Furthermore, potential of early intervention strategies capable of easing oxidative stress, repairing the BBB or blocking inflammation for minimizing delayed neurological deficits resulting from exposure to BSWs is conferred.
Introduction
Exposure to shock waves stemming from ignition of explosive devices can produce considerable injury to both torso and brain (Rosenfeld et al., 2013; Kovacs et al., ). The danger for such exposures is extremely great to military personnel in contemporary warfare but they can also occur to civilians in circumstances such as bomb detonations by terrorists. The use of individual body protection systems by military personnel has diminished blast-related fatal thoracic and abdominal injuries in the recent Operation Iraqi Freedom and Operation Enduring Freedom wars in Afghanistan (Rosenfeld et al., 2013; Kovacs et al., ). However, a significant fraction of military personnel exposed to blast shock waves (BSWs) exhibit mild traumatic brain injury (mTBI; Ling and Ecklund, 2011). Persons exposed to BSWs display diverse neurological deficits depending upon the severity of shock waves and the region of brain affected by these shock waves. The symptoms may range from temporary mild cognitive problems to a more serious and continuing brain dysfunction characterized by significant memory and mood impairments, post-traumatic epilepsy or coma (Kovacs et al., ). Injuries from blast waves have been categorized as primary, secondary, tertiary and quaternary types (see Kovacs et al., for more details). Primary injury refers to brain damage happening directly from exposure to the explosive blast wave, secondary injury is brain damage owing to being hit by bomb constituents (e.g., fragments, rocks) driven by blast waves, and tertiary injury is a crash related brain damage resulting from being physically thrown into other objects or the ground. Quaternary injury refers to all other forms of injury ensuing through a blast, which include fireball related burns, exposure to toxic fumes and radiation released at blast sites (Phillips, 1986; Kovacs et al., ).
Multiple experimental studies have revealed that blast overpressure results from a sudden discharge of energy that produces rapid expansion of high-pressure gas into the ambient atmosphere. When a pressure pulse of random form cruises through a medium, higher-pressure components of the pulse travel faster than lower pressure parts, which causes the wave components to add gainfully and generate a sudden increase in pressure, or a shock (Cullis, ; Yeoh et al., 2013). However, once rarefaction waves catch up to the shock front, the shock begins to degrade into a blast wave. The resulting pressure time wave shape makes a Friedlander curve where pressure falls swiftly after the peak and then transitorily plunges lower than the atmospheric level (Cullis, ; Yeoh et al., 2013). The area of the curve denoting greater pressure than atmospheric pressure is called the positive phase whereas the region indicating lower pressure than the atmospheric pressure is called the negative phase (Yeoh et al., 2013).
Several mechanisms have been proposed for the primary brain injury caused by BSWs. A widely accepted hypothesis is that, shock waves traverse the brain tissue causing its acceleration and deformation; the degree of brain damage would depend upon the shape of BSW, its peak overpressure and pulse duration and the tissues’ natural resonant frequencies (Desmoulin and Dionne, ; Magnuson et al., 2012; Kovacs et al., ). Another supposition is that shock waves first impact the torso, the kinetic energy of these waves gets transferred into hydraulic energy in the cardiovascular system and causes a rapid physical displacement of blood which moves through blood vessels from the high pressure body cavity to the low-pressure cranial cavity, causing damage to tiny cerebral blood vessels and blood-brain barrier (BBB; Chen et al., ). Studies in animal models have suggested that both direct and indirect mechanisms (when torso is not protected with a body armor such as Kevlar) contribute to the pathophysiology of blast-related mTBI through dysfunction or disruption of the BBB (Säljö et al., 2008; Long et al., 2009; Abdul-Muneer et al., ; Yeoh et al., 2013). The goal of this review is to confer studies that examined changes in the brain milieu causing BBB dysfunction or disruption and neuroinflammation following exposure to different intensities of BSWs. Moreover, potential of early intervention strategies capable of easing oxidative stress, repairing the BBB or blocking inflammation for diminishing delayed neurological deficits ensuing from exposure to BSWs is discussed.
Blood-brain barrier—structure and function
The BBB, a multicellular vascular structure, acts as a diffusion barrier to prevent the inflow of most compounds from blood to brain and thereby maintains brain homeostasis (Ballabh et al., ; Obermeier et al., 2013). The endothelial cells that form the walls of the capillaries are the primary components of the BBB in the mammalian brain and spinal cord (Figure 1A). The combined surface area of these capillaries forms the principal interface for blood-brain exchange (Abbott et al., ). Anatomically, the BBB is composed of: (i) brain endothelial cells; (ii) tight junctions (TJs) between endothelial cells; (iii) capillary basement membrane (BM); (iv) pericytes; and (v) astrocyte end-feet (Figure 1A). Contrasting to endothelial cells in the rest of the body, endothelial cells making up the BBB do not display fenestrations and undergo low rates of transcytosis. However, they have more extensive TJs, which are the locations of fusion linking the outer leaflets of plasma membrane of adjacent endothelial cells (Figure 2A).
Figure 1
Figure 2
The diffusion barrier is a consequence of the selectivity of TJs to impede the passage of most blood-borne substances from inflowing into the brain (Ballabh et al.,
On the other hand, perivascular astrocyte end-feet (also referred to as glia limitans) encircle the abluminal side of cerebral vessels (Figure 1A). They are highly specialized and polarized structures having orthogonal arrays of intramembranous particles consisting of the most abundant water channel aquaporin-4 (AQP-4; Obermeier et al., 2013). Astrocyte end-feet are necessary for the induction and maintenance of the TJ barrier (Rubin et al., 1991; Ballabh et al.,
Mechanisms of BBB disruption in disease conditions
The barrier function of the BBB is not always rigid, as it undergoes modulation and regulation, both in physiology and pathology (Abbott et al.,
Classically, sites of BBB inflammation attract circulating neutrophils and mononuclear cells. It is believed that pericytes control the migration of leukocytes in response to inflammatory mediators by upregulating the expression of adhesion molecules and releasing chemoattractants (Hurtado-Alvarado et al.,
Mechanisms of BBB disruption following exposure to blast induced shock waves
An in vitro study, utilizing a shock tube driven by compressed gas to generate operationally relevant, ideal pressure profiles consistent with improvised explosive devices, examined the effects of blast waves on the integrity of BBB function (Hue et al.,
Studies using animal models have also reported the BBB dysfunction and disruption with exposure to BSWs. A recent study suggests that low intensity BSWs initially induce oxidative and nitrosative damage, which in turn causes BBB disruption and leads to cerebrovascular inflammation (Figure 1B; Abdul-Muneer et al.,
In agreement with the above findings, another rat study using a blast overpressure of 129 kPa (Cho et al.,
Several other studies have examined the effects of higher intensity shock waves. Yeoh et al. (2013) quantified cerebrovascular injury in rats exposed to moderate to intense BSWs (145, 232 and 323 kPa), using a rifle primer-driven shock tube. Cerebrovascular injury was quantified via measurements of the areas of extravasation of immunoglobulin G (IgG) around brain capillaries. They found small lesions (i.e., areas of IgG extravasation) scattered throughout the brain. It was also observed that both size and number of lesions increased with peak overpressure level (Yeoh et al., 2013). Red blood cells were associated with some extravasations implying some minor hemorrhage or coagulation of blood within capillaries. However, no significant difference was seen between acute and 48 h survival times, implying that all vascular lesions are acute and represent primary effects of the exposure to shock waves rather than delayed BBB opening associated with inflammation (Yeoh et al., 2013). Thus, exposure to high intensity shock waves causes acute cerebrovascular injury resulting in immediate BBB disruption, evidenced through extravasation of IgG and hemorrhage around capillaries (Figure 1C).
Another study by Tompkins et al. (2013) using a rat model and a blast overpressure of 80 psi (equivalent to ~552 kPa) reports that polymorphonuclear leukocytes and lymphocytes infiltrate the brain parenchyma within an hour after exposure to BSWs. Furthermore, cells (neurons/glia) immunoreactive for cyclo-oxygenase-2 (COX-2, an inflammatory mediator involved in the cyclo-oxygenase pathway), interleukin-1 beta and tumor necrosis factor-alpha (pro-inflammatory cytokines) and 4-HNE (a marker of lipid peroxidation) could be seen as early as an hour after the exposure to BSWs. Most of these cells persisted for at least 3 weeks after the exposure. Cells immunoreactive for cleaved caspase-3 were also seen 3 weeks after the exposure. Additionally, magnetic resonance imaging showed hyper-intense regions in the somatosensory area within an hour after the exposure. The animals exposed to BSWs also exhibited hippocampus-dependent cognitive dysfunction at 5–12 days and axonal damage at 3 weeks post-exposure.
Taken together, it appears that exposure to relatively lower intensity BSWs causes oxidative stress and MMP activation in brain capillaries, which then evolves into disruption of the BBB and vascular edema formation with apoptosis of ECs and leads to inflammation with infiltration of leucocytes and macrophages. In support of these findings, an earlier study using a mouse model has shown specific neurodegeneration developing in perivascular areas following exposure to BSWs (Goldstein et al.,
Links between shock-wave induced early changes such as BBB disruption and delayed neurological disorders
mTBI incurred through single or repeated exposure to BSWs can lead to a variety of neurological problems at months or years after the incident. The symptoms may include headache, sensitivity to light and noise, behavioral changes, attention and memory deficits, loss of problem solving abilities, anxiety, post-traumatic stress disorder (PTSD), and post-traumatic epilepsy (Trudeau et al., 1998; Hicks et al.,
Long-term structural changes resulting from exposure to BSWs include diffuse axonal degeneration in white matter tracts and inflammation. A study by Goldstein et al. (
Furthermore, a recent behavioral study at an extended time-point (6 months) after the exposure to BSWs using a mouse model suggests that single exposure of moderate BSWs to head is adequate for developing chronic cognitive and mood dysfunction (Mishra et al., 2014). Cognitive impairments were seen for hippocampus-dependent spatial memory retrieval function in a water maze test, perirhinal cortex-dependent object recognition function in a novel object recognition test, and dentate gyrus dependent pattern separation function (i.e., ability to discern minor changes in the environment) in a pattern separation test. Mood impairments were evidenced through novelty suppressed feeding and forced swim tests (Mishra et al., 2014). Analyses of the hippocampus at 8 months after the exposure revealed considerably decreased neurogenesis, a substrate important for maintenance of hippocampus-dependent cognitive function (particularly for pattern separation function) and mood (Shetty et al., 2014). Additionally, DTI of fixed brains ex vivo revealed significant white matter (corpus callosum) alterations in a subset of animals, which are typified by increased radial diffusivity (a marker of myelin degradation) and decreased relative anisotropy (implying asymmetry of water mobility) (Shetty et al., 2014). Thus, exposure to BSWs can dampen hippocampus neurogenesis and initiate progressive myelin degradation in white matter tracts on a long-term basis. These changes likely contribute to cognitive and mood dysfunction observed in people exposed to BSWs.
From the above perspectives, it appears that multiple acute changes observed in the brain after exposure to BSWs (such as oxidative stress, BBB disruption, neuroinflammation, diffuse axonal injury and sporadic neurodegeneration) initiate lasting pathological cascades that eventually evolve into persistent neurological dysfunction typified by cognitive and mood impairments (Terrio et al., 2009; Elder et al.,
Can mitigation of shock wave induced early changes (BBB disruption and neuroinflammation) restrain delayed neurological complications?
Neuroprotective drugs capable of halting or mitigating secondary changes following blast shock wave induced oxidative stress and/or BBB disruption may considerably ease or slow down the development of subsequent neurological and neuropsychiatric impairments such as cognitive problems, memory dysfunction, non-specific mental and emotional symptoms, chronic motor deficits and PTSD (Chen et al.,
Du et al. (
Figure 3

Schematic illustrates conceived sequence of events that precede persistent neurological deficits following exposure to BSWs. Adverse changes likely commence with increased oxidative stress causing dysfunction or disruption of the BBB and inflammation around brain microvessels, which then, depending on the extent of initial injury, evolve into multiple chronic changes such as persistently leaky BBB, expansion of neuroinflammation, axonal degeneration, CTE, and decreased hippocampus neurogenesis. These chronic changes likely underlie neurological impairments seen in patients with mTBI resulting from exposure to BSWs. Figure also illustrates the possible benefits of apt neuroprotective interventions applied at different time-points after the exposure to BSWs. Efficient early neuroprotective interventions (hours after exposure) may repair the BBB quickly and facilitate both structural and functional recovery with no or minimal neurological deficits. Interim interventions (days or weeks after exposure) may be useful for suppressing oxidative stress and inflammation, which would likely repair the BBB and prevent the evolution of initial injury into long-term neurological deficits. Delayed interventions (months or years after exposure) may suppress the chronic oxidative stress, inflammation and axonal degeneration and thereby alleviate neurological deficits that are already present.
Conclusions
Aspects such as activation of MMPs, and increased levels of ROS and pro-inflammatory cytokines in brain capillaries observed after exposure to BSWs can disrupt the BBB function. Even relatively moderate alterations in the BBB function, such as reduced expression of TJ proteins observed after exposure to milder intensity shock waves, can increase barrier permeability and cause moderate levels of inflammation (e.g., perivascular cuffing) and neuronal dysfunction. On the other hand, a major disruption of the BBB with the loss of pericytes, considerable swelling of astrocyte end-feet and disruption of the BM expected after exposure to moderate to higher intensity of BSWs can cause more robust and long-lasting neuroinflammation and lead to substantial neurodegeneration. If spontaneous repair of the BBB does not occur over days or weeks after such injuries, persistently leaky BBB can contribute to expansion of neuroinflammation, neuronal dysfunction and neurodegeneration in larger areas of the brain. Such changes may cause persistent neurological impairments such as cognitive problems, memory dysfunction, sleep disorder, depression and anxiety, depending upon the regions of brain afflicted with such changes.
However, it remains to be determined whether early changes in cerebral vessels observed after exposure to BSWs trigger long-standing secondary changes or just persist at lower levels for prolonged periods and interfere with the normal brain function. Therefore, to understand BSW induced sequential pathological changes occurring in the brain over days to months, multidisciplinary studies that not only assess structural and neurochemical changes in the brain but also the associated behavioral deficits and alterations in electrical and synaptic properties of neurons will be needed in animal models at multiple early and extended time-points after exposure to BSWs. While animal models may not exhibit all features of blast-related brain injury occurring in humans, they are nonetheless useful for unraveling sequential pathological changes that occur in the brain following an exposure to different intensities of BSWs. Therefore, rigorously examining compounds and drugs that have shown ability to repair the BBB injury, suppress neuroinflammation and provide neuroprotection in other disease models, using well established and reproducible blast-related brain injury models would be beneficial to determine whether an early intervention therapy after exposure to BSWs can block or at least restrain the development of delayed neurological deficits.
Statements
Acknowledgments
Authors acknowledge support from the Texas A&M Health Science Center (Emerging Technology Funds from the State of Texas to Ashok K. Shetty), the Department of Veterans Affairs (VA Merit Review Award to Ashok K. Shetty) and the Longevity Foundation of Austin, TX.
Conflict of interest
The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
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Summary
Keywords
blast-related brain injury, blast shock waves, blood-brain barrier leakage, chronic traumatic encephalopathy, mild traumatic brain injury, neuroinflammation, oxidative stress, vascular lesions
Citation
Shetty AK, Mishra V, Kodali M and Hattiangady B (2014) Blood brain barrier dysfunction and delayed neurological deficits in mild traumatic brain injury induced by blast shock waves. Front. Cell. Neurosci. 8:232. doi: 10.3389/fncel.2014.00232
Received
21 May 2014
Accepted
24 July 2014
Published
13 August 2014
Volume
8 - 2014
Edited by
Ramon Santos El-Bachá, Universidade Federal da Bahia, Brazil
Reviewed by
Rubem C. A. Guedes, Universidade Federal de Pernambuco, Brazil; Ulkan Kilic, Bezmialem Vakif University, Turkey
Copyright
© 2014 Shetty, Mishra, Kodali and Hattiangady.
This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) or licensor are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.
*Correspondence: Ashok K. Shetty, Texas A&M Health Science Center College of Medicine at Scott & White, Institute for Regenerative Medicine, 5701 Airport Road, Module C, Temple, TX 76501, USA e-mail: Shetty@medicine.tamhsc.edu
This article was submitted to the journal Frontiers in Cellular Neuroscience.
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