Abstract
Plateau potentials are a critical feature of neuronal excitability, but their all-or-none behavior is not easily captured in modeling. In this study, we investigated models of plateau potentials in multi-compartment neuron models and found that including glutamate spillover provides robust all-or-none behavior. This result arises due to the prolonged duration of extrasynaptic glutamate. When glutamate spillover is not included, the all-or-none behavior is very sensitive to the steepness of the Mg2+ block. These results suggest a potentially significant role of glutamate spillover in plateau potential generation, providing a mechanism for robust all-or-none behavior across a wide range of slopes of the Mg2+ block curve. We also illustrate the importance of the all-or-none plateau potential behavior for nonlinear computation with regard to the nonlinear feature binding problem.
1. Introduction
Plateau potentials are all-or-none voltage elevations that occur in neuronal dendrites in various brain regions, including striatal projection neurons (SPNs), which last tens to hundreds of milliseconds (Plotkin et al., ; Oikonomou et al., ; Du et al., ). They are involved in processing sensory information, as well as triggering synaptic plasticity (Lavzin et al., ; Xu et al., 2012; Gambino et al., ; Kumar et al., ). Clustered synapses, which facilitate the induction of dendritic NMDA spikes and plateau potentials, have been shown to form during development and learning (see e.g., review by Kastellakis and Poirazi, ). Plateau potentials are generated on stretches of dendrites around and above 20 μm of length, where the N-methyl-D-aspartate (NMDA) receptors that mediate them must have a cumulative conductance above a threshold level (Antic et al., ). Experimentally, plateau potentials have been evoked by activating clusters of synapses by glutamate uncaging or by stimulating stretches of dendrites by glutamate iontophoresis or repeated synaptic stimulation (Milojkovic et al., ; Major et al., ; Plotkin et al., ; Oikonomou et al., ; Du et al., ; Kumar et al., ; Gao et al., ). In the cases of progressively increasing glutamate stimulus in equal increments, a supralinear, all-or-none response in the amplitude of the somatic voltage is observed (Major et al., ; Oikonomou et al., ; Gao et al., ). In this study, we deal with the question of how to model the all-or-none behavior of plateau potentials in multicompartment neuron models and discuss the implications of the model for the precise mechanism of generation of plateau potentials experimentally and in vivo.
The NMDA receptors are ionotropic receptors activated by glutamate and glycine as a co-factor that are additionally blocked by Mg2+ ions at resting membrane potentials. The amount of blockage depends on the local voltage, and it has been determined that this dependence is a sigmoidal nonlinearity (Figure 1C), where higher voltage relieves the block (Jahr and Stevens, ). The generation mechanism is a positive feedback loop that starts by partially alleviating the Mg2+ block on NMDA receptors (NMDARs) when the dendritic voltage reaches a threshold value, usually around −50 mV. This causes the flow of an inward current through the NMDA receptors, raising the voltage in a cycle that progressively alleviates more of the Mg2+ block and allows for more inward current. Thus, a sustained voltage elevation is produced, which lasts as long as there is glutamate to bind to the NMDARs. The sigmoidal shape of the voltage nonlinearity is a crucial ingredient for the all-or-none behavior of the plateau potentials since, for linear increases in voltage, it provides a “sudden” relief of Mg2+ ions from the NMDARs. The binding of neurotransmitters to the NMDAR initiates a transition from the closed receptor state to the open state. The behavior of an NMDAR in the open state is described with the diagram in Figure 1A, also called the three-state model, since it includes three receptor states: open, blocked, and closed. An NMDAR in the open state can transition to two different non-conducting states, closed and blocked. The transitions between the open and blocked states depend on Mg2+ concentration (denoted as [Mg2+]) and voltage, while the transitions from the open and blocked states to the closed state are voltage- and [Mg2+]-independent. Voltage crossing the −50 mV threshold unblocks some of the receptors, initiating the self-sustaining positive feedback loop. Neurotransmitter removal closes the receptor pore (the receptor transitions to the closed state), thus stopping the inward current and lowering the voltage. Lowering the voltage causes remaining open receptors (with bound neurotransmitter) to transition to the blocked state, which because of the sigmoidal nonlinearity rapidly lowers the voltage back to the resting state.
Figure 1
Table 1
| Transition rate | Value |
|---|---|
| a1 | exp(−0.016·V−2.91) [ms−1] |
| a2 | C · exp(−0.045·V−6.97) [μM−1 ms−1] |
| b1 | exp(0.009·V+1.22) [ms−1] |
| b2 | exp(0.017·V+0.96) [ms−1] |
| A | exp(−2.847) [ms−1] |
| B1 | exp(−0.693) [ms−1] |
| B2 | exp(−3.101) [ms−1] |
Transition rates for the four-state model reproduced from Jahr and Stevens (
The transition rates were derived by single-channel analysis. C represents the magnesium concentration in μM and V the voltage in mV.
1.1. NMDAR state diagrams and the gating function
The three-state model has been shown to be suitable for high Mg2+ concentrations ([Mg2+]>0.2 mM), but it can be easily expanded to take into account lower concentrations by introducing an additional, [Mg2+]-independent, blocked state (Figure 1B, the four-state model; Jahr and Stevens,
The single-channel analysis showed that b1 and b2 are much larger than B1 and B2 (also visible in Table 1); hence, the following is a good approximation:
Moreover, when [Mg2+] is greater than a few hundred micromolar, a2 becomes much larger than a1 since the former increases linearly with [Mg2+] while the latter is independent of it, and hence g(V) for physiological [Mg2+] can be further approximated as:
Finally, taking into account the transition rates in Table 1, the gating function can be written in its most commonly used form:
where α is the steepness of the curve, η is related to the voltage value V1/2 where half of the receptors are free of Mg2+ according to , [Mg2+] is the concentration of extracellular Mg2+ in mM and V is the membrane potential in mV (see Supplementary material for details and Supplementary Figure 1). As described in the Supplementary material, the values of α and η are determined by the transition rates between different states in the 4-state model, which in turn are determined by the structural properties of the NMDARs.
The gating function adequately describes the behavior not only of single channels but also of macroscopic NMDAR currents, which allows for the determination of the parameters α and η from macroscopic current measurements. Such macroscopic current measurements from NMDARs, as well as gating functions fitted to such measurements, have been reported numerous times since the work of Jahr and Stevens (
Table 2
| NMDAR type | [Mg] (mM) | α (/mV) | η (/mM) | Cell type | Ionic concentration (mM) | |
|---|---|---|---|---|---|---|
| Nowak et al. ( | ? | 0.5 | 0.04 | 1.33 | Mouse mesencephalic or striatal neurons | 140 [Na]o |
| Jahr and Stevens ( | ? | 1 | 0.062 | 0.28 | Rat hippocampal neurons | 165 [Na]o / 150 [Cs]i |
| Chen and Huang ( | ? | 0.03 | 0.05 | 0.49 | Trigeminal subnucleus caudalis neurons | 140 [Na]o / 125[Cs]i |
| Sharma and Stevens (1996) | N1/2A | 3 | 0.06 | 0.28 | HEK293 cells | 145 [Na]o / 160[Cs]i |
| McMenimen et al. ( | N1/2B | 2 | 0.06 | 0.42 | Xenopus laevis oocytes | 96 [Na]o |
| N1/2B | 0.2 | 0.05 | 3.3 | 96 [Na]o | ||
| Chiu and Carter ( | ? | 1 | 0.074 | 0.11 | CD1 mice | |
| Layer 2/3 pyramidal neurons | 155 [Na]o, 2 [Ca]o, 2.5 [K]o / 130 [Cs]i or 128 [K]i | |||||
| ? | 0.7 | 0.074 | 0.104 | 155 [Na]o, 1.2 [Ca]o, 4.2 [K]o / 130 [Cs]i or 128 [K]i | ||
| ? | 0.8 | 0.071 | 0.119 | 155 [Na]o, 1.3 [Ca]o, 3.8 [K]o / 130 [Cs]i or 128 [K]i |
Gating function parameter values from experimental data.
Parameter values are determined from fits to examples of experimental data. Fits for all articles except Jahr and Stevens (
1.2. Computational models of dendritic plateau potentials
Studies that model plateau potentials and/or NMDA spikes fall into two groups. In the first group are studies that simply include the voltage-dependent Mg2+ block of the NMDARs in an NMDA synapse model and activate a cluster of such synapses on a dendrite to generate the plateau potential. The second group comprises one recent study that includes the effect of glutamate spillover when modeling plateau potentials (Gao et al.,
None of the studies have explicitly focused on modeling the all-or-none behavior of the plateau potentials. However, all studies have changed the originally reported Mg2+ block parameters by Jahr and Stevens (
Table 3
| [Mg] (mM) | α (/mV) | η (/mM) | |
|---|---|---|---|
| Rhodes (2006) | 1 and 2 | 0.08 | 0.28 |
| Major et al. ( | 1.8 | 0.08 | 0.11 |
| Farinella et al. ( | 1 | 0.08 | 0.3 |
| Poleg-Polsky ( | 1 | 0.08 | 0.25 |
| Doron et al. ( | 1 | 0.08 | 0.28 and 1.45 |
| Du et al. ( | 1 | 0.07 | 0.33 |
| Dorman et al. ( | 1.4 | 0.099 | 0.055 |
| Kumar et al. ( | 1 | 0.08 | 0.25 |
| Ecker et al. ( | 1 | 0.062 | 0.38 |
| Gao et al. ( | 1 | 0.08 | 0.25 |
Examples of studies that have modeled plateau potentials and the parameters used for the Mg2+ block.
Ecker et al. (
We analyze the two different types of models of generating plateau potentials and find that the all-or-none behavior is very sensitive to the steepness of the Mg2+ block when no glutamate spillover is included in the model and, conversely, very robust with respect to the steepness of the Mg2+ block when glutamate spillover is included. Without glutamate spillover, in order to obtain the all-or-none behavior of the plateau potentials, one needs to increase the steepness of the Mg2+ block since the originally reported curve is usually too shallow and provides graded rather than all-or-none voltage elevations. In light of the variability in the steepness of the gating function (Table 2), these results indicate that glutamate spillover might be the reason why plateau potentials exhibit a robust all-or-none quality in experimental recordings.
A robust all-or-none plateau potential behavior can significantly improve nonlinear computation, as we illustrate for the nonlinear feature binding problem. We conclude by discussing the implications of the glutamate spillover model in light of the many NMDAR isoforms, the experimentally observed all-or-none behavior of plateau potentials, as well as the predicted role for dendritic computations.
2. Methods
The code implementation is done in Python 3, and the simulations in NEURON (Carnevale and Hines,
2.1. Neuron models
The SPN model is taken from the collection of models published in Lindroos and Hellgren Kotaleski (
2.2. Background synaptic noise
Background synaptic noise is implemented by adding synapses across the dendrites according to the excitatory and inhibitory synapse densities reported in Cheng et al. (
2.3. Synaptic inputs
Synaptic inputs consist of AMPA and NMDA synapses located on spines within clusters. Glutamate spillover is modeled by including extrasynaptic NMDA conductances on the dendritic shafts situated directly beneath the spines. For glutamate spillover, we put as many extrasynaptic NMDA synapses as the NMDA synapses on the spines. The AMPA and NMDA synapse models are taken from Gao et al. (
where T is the transmitter concentration. After neurotransmitter has been cleared from the synaptic cleft, receptor dynamics evolves according to a kinetic scheme that describes just the closing of the receptor with a rate β:
When a presynaptic spike arrives, neurotransmitter levels are assumed to always reach a fixed saturating concentration, Tmax, in the synaptic cleft, i.e., are represented by a pulse with amplitude Tmax and duration of Tdur. A presynaptic spike that arrives while the neurotransmitter pulse is still on lengthens the pulse duration by Tdur.
Extrasynaptic receptors are modeled by the same kinetic scheme, with two differences: (i) Tdur is much longer, modeling the spillover effect of glutamate in the extrasynaptic space, and (ii) the synaptic spike there arrives with a delay of 1.5 ms after the glutamate threshold has been reached (taken from Szapiro and Barbour, 2007, as we describe in the next section). The channel properties of NMDARs and eNMDARs have been reported to be similar (Clark et al.,
We use the model given in Gao et al. (
Table 4
| gmax (nS) | w | Tdur (ms) | Tmax (mM) | α [/(ms mM)] | β (/ms) | Kd (μM) (nS) | |
|---|---|---|---|---|---|---|---|
| AMPA | 1.5 | 0.4 | 1 | 1 | 12.5 | 0.25 | 20 |
| NMDA | 3.5 | 0.4 | 1 | 1 | 4 | 0.01 | 2.5 |
| eNMDA | 3.5 | 0.4 | 50+200w | 0.2 | 4 | 0.01 | 2.5 |
Parameters for the synapse models with glutamate spillover.
In the cases without spillover the NMDA conductance in the spines is the same as in the cases with spillover, i.e., NMDA gmax = 3.5 nS, and eNMDA gmax = 0 nS. The synaptic weight parameter is w (described in the text).
We have used a short Tdur for NMDARs (the same as for AMPARs), and long Tdur for eNMDARs. Lastly, we have modified the α and β parameters for AMPARs to more realistic values. Also note that we have denoted transmitter duration and transmitter concentration with Tdur and Tmax, respectively, which are given with Cdur and Cmax in the simulation code in Gao et al. (
eNMDARs have been found to have both diffuse and punctual distribution along dendritic shafts, and electrophysiological measurements have reported their conductance to be 20–60% of the total NMDAR conductance (Harris and Pettit,
2.4. Evoking plateau potentials
Plateau potentials are evoked by clustered synaptic input. Clusters ranged from 1 to 40 synapses for the model without spillover and from 1 to 20 synapses for the models with spillover; in SPNs, which are spherically symmetric, a cluster is placed on one of the dendrites, ~120–140 μm from the soma. The difference in the size of the clusters for the cases without and with glutamate spillover is in order to compare the same total NMDAR conductance in both cases. Since both cases have equal spine NMDAR conductance and the case without spillover has no eNMDARs, this requires that it possesses either a twice larger cluster size or a twice larger spine NMDAR conductance to match the total NMDAR conductance in the spillover scenarios; we opted for the former. Clustered synaptic input consists of one presynaptic spike per synapse, all arriving randomly within a 30 ms interval. When no glutamate spillover is modeled, synaptic inputs arrive only to the spines. For glutamate spillover, the same presynaptic spike is delivered to the extrasynaptic NMDA conductance placed in the dendritic shaft under that spine. The study by Gao et al. (
The glutamate threshold in thresholded spillover is implemented in the following way. Each NMDA synapse has a weight parameter (w), which is a dimensionless number between 0 and 1 that scales the maximal conductance of the NMDAR. We have set up the model so that a cluster of at least ten synapses with a weight >0.4 needs to be activated to reach the threshold level of glutamate at which spillover occurs, and a spike is delivered to the eNMDARs. We implemented this in NEURON by adding the NMDA synaptic weight to a variable that conceptually models the concentration of glutamate each time a spike arrives at a spine. Added weights are normalized so that ten activated synapses with a weight >0.4 reach the glutamate threshold. To implement this variable, we have in fact used a NEURON integrate-and-fire cell that generates a spike to the eNMDARs in the cluster once it reaches a threshold value of 1.
The two glutamate spillover scenarios we consider are idealized scenarios, and biological glutamate spillover is most likely somewhere in between, varying among brain regions.
2.5. Calculation of phase plots for a single membrane compartment
To investigate the role of local membrane conductances in generating plateau potentials, we performed phase plot analysis for a single electrical compartment which we aimed to make similar to a dendritic region where plateau potentials are evoked. For this purpose, in the single compartment, we inserted the ionic channels Naf, Kaf, Kas, Kir, Kdr with maximal conductances taken from a dendritic segment in the model SPN at ~120 μm from the soma, where clustered inputs are located in most of the results showing voltage traces. (In NEURON nomenclature, the dendritic segment is located at position 0.6 of dendrite 3.) Calcium channels were omitted to simplify the analysis since they have been found to have a minor effect on the voltage, and SK and BK channels have also been omitted since they depend on intracellular calcium concentration, which we do not model in the single compartment. The equation describing the current in the single membrane compartment is:
or
where
In the equations above is the capacitive current, Eion, ENMDA, and Eleak are the reversal potentials and gion, , and gleak conductances of the ionic, NMDAR, and leak currents, respectively, and g(V) is the gating function describing the Mg2+ block. The construction of the phase plots consists of calculating the stationary membrane current as dependent on the voltage (as if a voltage value has been “on” for a long time), which means that the gating variables in the ion channels have their asymptotic, time-independent values. These are denoted as . For example, for the Naf channel, this variable is . Since, in addition to the NMDA current, bistable membrane behavior requires a shunting current of longer duration, such as Kir or GABAB currents (comparable to the duration of NMDA currents), and since the available K currents in this dendritic location have small conductances relative to the NMDA conductances, we have added a leak conductance in the same order of magnitude as the NMDA current to be able to obtain phase curves in the bistable regime (Lazarewicz et al.,
2.6. Procedure for fitting the gating function parameters from experimental data
We follow the procedure presented in Jahr and Stevens (
3. Results
3.1. Thresholded glutamate spillover causes robust all-or-none behavior of plateau potentials
In Figure 2, we compare the plateau potentials generated by a cluster of increasing size with the two spillover models and without glutamate spillover and with the originally reported parameters for the Mg2+ block but corrected for the value of the junction potential (i.e., the parameters found in Jahr and Stevens,
Figure 2

Plateau potentials evoked with and without glutamate spillover. (A) Illustration of glutamate spillover vs. no spillover. (B) Somatic voltage traces of plateau potentials evoked by a cluster of increasing size from 1 to 40 synapses for the model with no spillover (B1) and from 1 to 20 synapses for the models with: thresholded spillover (B2), accumulative spillover with equal proportions of NMDAR and eNMDAR conductance (B3), and accumulative spillover with a larger proportion of eNMDAR conductance (64% of total NMDAR conductance); (B4). (C) Amplitude of somatic depolarization as a function of cluster size and steepness of the gating function for the models with: no spillover (C1), thresholded spillover (C2), accumulative spillover with equal proportions of NMDAR and eNMDAR conductance (C3). (D) Amplitude of somatic depolarization as a function of cluster size and position of the gating function along the x-axis (determined by varying the parameter η according to η = ex, for x∈{−3, −2.5, …, 2}). (D1–D3) show results for the same models as in (C1–C3). Values in the heatmaps are averages over 50 trials of clustered synaptic inputs elicited in the same dendrite as for the panels in (B), except for (C1, D1), which are averages over 30 trials. The “*” on the y-axes in (C, D) indicates the gating function parameters as in Jahr and Stevens (
We also varied the steepness of the gating function by varying the parameter α in Equation (4), and the amplitude of the plateau potentials thus generated is shown as heatmaps in Figures 2C1, C2. The all-or-none behavior can be seen as a sharp jump in the colors of the heatmaps for a small increase in cluster size (i.e., stimulus strength for evoking a plateau). Without glutamate spillover the all-or-none behavior is present only for steep sigmoidal curves, whereas with thresholded glutamate spillover, it is always present. (Steeper gating functions require more excitation to overcome the Mg2+ block in both cases). As described above, we also estimated the gating function parameters for available experimental data (Table 2, sigmoid curves plotted in Supplementary Figure 2). Most of these gating functions are more shallow than the originally reported one by Jahr and Stevens (
In addition, the somatic amplitude of plateau potentials generated with thresholded spillover and without glutamate spillover decays with increasing the cluster distance from the soma as shown in Supplementary Figure 3 (Major et al.,
3.2. Importance of extrasynaptic NMDAR activation for all-or-none plateau potentials: accumulative vs thresholded spillover
Physiologically relevant parallel fiber stimulation protocols cause gradual accumulation of glutamate with each stimulation pulse in cerebellar extrasynaptic space (Okubo et al.,
The results of these simulations show that accumulative glutamate spillover exhibits plateau potential behavior which is between the behavior without spillover and with thresholded glutamate spillover (Figures 2B3, C3, D3). Shallow gating functions provide graded plateau potentials, but all-or-none behavior arises much sooner for increasing steepness than the in case without spillover. With thresholded spillover, clusters of up to 10 synapses only access the spine NMDAR conductance, and clusters with more than 10 synapses activate both NMDAR and eNMDAR conductances, thus producing the large voltage jump before and after spillover (Figure 2B2). With accumulative spillover, eNMDARs are activated with a short delay after each NMDAR activation, giving rise to the more graded increase in plateau potential amplitude, as well as duration (Figure 2B3). Moreover, for a larger proportion of eNMDAR conductance in the total conductance, the behavior is more all-or-none (Figures 2B4, E). This suggests that there may be particular conditions under which all-or-none plateau potentials appear and that plateau potential behavior might vary among brain regions.
3.3. Spillover induces all-or-none plateau potentials by facilitating the switch to bistable or self-triggering regime
To explain the results in the previous section, we use phase plot analysis of the membrane voltage calculated for a single membrane compartment (Figure 3). Phase plot analysis reveals the role of different membrane conductances in generating nonlinear behavior such as plateau potentials. In particular, it has been found that apart from the nonlinear, voltage-dependent excitatory NMDA current, an opposing, shunting current is also required acting at least on the longer timescale of NMDA currents. This role can be played by Kir channels, GABAB currents, a passive leak current, and/or an axial current diverting charge to the rest of the neuron (Lazarewicz et al.,
Figure 3

Phase plot analysis for a single membrane compartment. (A) Illustration of the three regimes in the phase plot which are obtained for varying levels of NMDAR conductance. This panel is a reproduction of the plot in Supplementary Figure 4 in Major et al. (
We begin with a short description of how to read the phase plots (Figure 3A). A voltage phase plot normally contains voltage on the x-axis and the rate of voltage change (the time derivative of the voltage, ) on the y-axis. We have instead plotted the membrane current on the y-axis, which is simply a linear rescaling of with the membrane capacitance, . The intersections of the phase curve with the x-axis correspond to fixed points in the voltage dynamics (). Since our single compartment is a one-dimensional system (voltage is the only independent state variable), a point in the phase plot can move only along the phase curve. Initial voltage points that correspond to positive values of the phase curve () will get increased in time, whereas those corresponding to negative values get decreased. Voltage change stops when a point on the phase plot reaches a stable fixed point (where ). Points near unstable fixed points are repelled away from them. The trajectory from the multicompartment SPN model shown in Figure 3D1, on the other hand, can take on any values in the phase plot. This is because in the recorded dendritic compartment, the gating variables of the ion channels are also time-varying, i.e., they are additional state variables in the model. We note that the phase plot is different from the commonly used and similarly named I–V plot, which can be found, for example, in the aforementioned articles measuring macroscopic NMDA currents.
Depending on the total NMDAR conductance in a dendritic region, NMDARs can exhibit three types of nonlinear dynamics, as shown in Figure 3A: boosting, bistable, and self-triggering, of which the latter two correspond to plateau potentials (Schiller and Schiller, 2001). Boosting behavior occurs for small or moderate amounts of total NMDAR conductance which is not enough to trigger plateau potentials. In this case other excitatory inputs are boosted in amplitude by activating the longer-lasting NMDA potentials. The phase curve has one stable fixed point to the left of the diagram at a low voltage. Bistable behavior is exhibited when the phase curve has an inverted-N shape with three interceptions with the x-axis (fixed points), which happens for larger amounts of total NMDAR conductance. In this case a plateau potential is generated for an excitation that exceeds the voltage threshold determined by the middle (unstable) fixed point. Such an excitation causes a fast excursion in the phase plot to the right (higher) stable fixed point, which causes the all-or-none behavior (region 2 in the phase plot in Figure 3D1, which corresponds to the upward swing in the corresponding dendritic voltage in Figure 3D2, and animation in Supplementary data). Even larger total NMDAR conductance gives rise to the so-called self-triggering behavior. In this case the phase curve, now situated above the bistable region, is inverted-N-shaped and has one stable fixed point to the right of the diagram which corresponds to high voltage. In this case, any excitation produces a plateau potential by carrying the voltage to the single fixed point. Thus, as the total NMDAR conductance increases with successive activations of synapses in a cluster, the phase curve sweeps potentially across all three regions in the phase plot. On the other hand, closing of the NMDARs moves the phase curve back in the other direction, collapsing the inverted-N shape back toward a straight line and terminating the plateau potential with the voltage dropping to the low-voltage, single stable fixed point, which corresponds to the resting voltage.
To elicit plateau potentials, the total NMDAR conductance must be enough to situate the phase curve in the bistable or self-triggering region (the threshold level of NMDAR conductance being at the border between the boosting and the bistable region). An example of a plateau potential generated with thresholded glutamate spillover, with the corresponding phase plot trajectory, is given in Figures 3D1, D2. The gray phase curve in Figure 3D1 is the one obtained when only synaptic NMDAR conductance is activated, whereas the purple curve represents the total NMDAR conductance with spillover, when eNMDARs are activated. After the subthreshold excitation by nine synaptic inputs (region 1), the 10th input causes spillover and the dendritic voltage crosses the threshold determined by the unstable fixed point. This initiates the self-sustaining suprathreshold excitation (region 2), which is followed by the plateau region (region 3). The end of the extrasynaptic transmitter pulse starts the downward, hyper-polarizing phase (region 4).
To examine the role of the gating function parameters α and η, we constructed phase plots with varying α and η. Figures 3B1, B2 are a model of the total NMDAR conductance when both NMDARs an eNMDARs are activated during spillover, as well as the case when all of this total conductance is situated in the spines of the equivalent model without spillover (Figure 2B). Varying the steepness of the Mg2+ block shifts the phase curve vertically, and all three phase plot regimes may be obtained (Figure 3B1). Shallow sigmoidal curves have only one fixed point and are in the self-triggering region, whereas steep sigmoidal curves have three fixed points and are in the bistable region. Very steep sigmoidal curves are in the boosting region. In Figures 3C1, C2, on the other hand, the total NMDAR conductance is halved, to model only the synaptic NMDAR conductance accessible before thresholded spillover. In this case, all phase curves for the single membrane compartment are in the boosting region, regardless of the gating function steepness.
These results from the phase plots can explain the plateau potential behavior with and without spillover. Total NMDAR conductance increases with increasing cluster size—larger clusters have greater total NMDA conductance (Figure 2B, cluster size). When there is no glutamate spillover, all-or-none behavior is observed only for steep sigmoidal curves, since the corresponding phase curves are in the bistable regime, while for the shallow sigmoidal curves, all synaptic clusters of increasing size produce graded excitations as in Figure 2B1, because the phase curve is in the self-triggering region with a single, high-voltage fixed point (Figure 3B1). Graded excitations trigger NMDA spikes first and plateau potentials later, as the total NMDA conductance increases. On the other hand, in the model with glutamate spillover, activating only the synaptic NMDA conductance (extrasynaptic NMDARs are inactive) is insufficient to elicit plateau potentials (the phase curve is most likely in the boosting region as in Figure 3C1). When spillover occurs, the activation of the eNMDARs provides enough NMDA conductance to elicit a plateau potential. This shifts the phase curve from the boosting to the self-triggering region for shallow gating functions and to the bistable region for steep gating functions. The duration of the phase curve in both of these regions is significantly prolonged due to glutamate spillover. This shift (and inversion) of the phase curve occurs suddenly because, as described in the Methods section, in thresholded glutamate spillover all the eNMDAR conductance is simultaneously activated. For shallow sigmoidal curves, it is this sudden inversion that causes the all-or-none plateau potential behavior. For steep sigmoidal curves, the voltage excitation also needs to be higher than the voltage threshold for a plateau to occur. In this way, glutamate spillover causes all-or-none plateau potentials for a wide range of gating function steepness. Accumulative spillover, on the other hand, is very similar to no spillover. Each successive synaptic activation gradually increases the total NMDAR conductance, slowly moving the phase curve across the phase plot.
Varying the parameter η shifts the gating function along the x-axis. Shifting the function to higher potentials flattens (linearizes) the phase curve. While all three regimes can be obtained with various values of η, shifting the gating function to higher potentials results in only boosting behavior and disappearance of plateau potentials both with and without glutamate spillover (Figures 2D1–D3, 3C1, C2).
3.4. Long glutamate duration drives all-or-none plateau potentials
We verify that it is indeed the length of glutamate spillover that causes all-or-none plateau potential behavior by manipulating the duration of the transmitter pulse (the parameter Tdur, Figure 4). As explained in the Methods section, Tdur for the synapses onto spines is much shorter than Tdur for eNMDARs. Increasing Tdur in the case without spillover results in all-or-none plateau potential behavior. Again, increasing NMDAR conductance by increasing cluster size moves the stable fixed point further to the right in the phase plot in Figure 3A. When entering the bistable regime, the all-or-none jump appears in Figure 4A1, and lasts because the increased Tdur keeps the phase curve in the bistable regime for a longer time. On the other hand, decreasing the eNMDAR Tdur in the case with spillover produces rather graded plateau potentials with much smaller voltage jumps (Figure 4B1). The all-or-none behavior in Figure 4A1 and graded behavior in Figure 4B1 are also evident in the sharp and gradual color transitions in the respective heatmaps in Figures 4A2, B2, as well as in the comparison of the voltage jump, δ in Figure 4C.
Figure 4

The effect of transmitter pulse duration, Tdur, on the all-or-none behavior of plateau potentials. (A1) No glutamate spillover but long transmitter pulse duration produces all-or-none plateau potentials. Cluster size up to 40 synapses. (A2) Somatic amplitude of plateau potential when varying the steepness for the model in (A1). (B1) Thresholded glutamate spillover and short transmitter pulse in the extrasynaptic space produces NMDA potentials with a small all-or-none jump. Cluster size up to 20 synapses. (B2) Somatic amplitude of plateau potential when varying the steepness for the model in (B1). The “*” on the y-axes in (A2, B2) indicates the gating function parameters as in Jahr and Stevens (
3.5. Low extrasynaptic glutamate concentration can produce all-or-none plateau potentials
The extrasynaptic glutamate concentration (the parameter Tmax for eNMDARs) used in the simulations above is 200 μM, an order of magnitude higher than the measurements reported in Okubo et al. (
Figure 5

The effect of low extrasynaptic glutamate concentration. (A–D) Somatic voltage traces for thresholded spillover and 20, 10, 5, and 2 μM extracellular glutamate concentration, Tmax. (E) Size of voltage jump δ for the four values of Tmax. Results are averages of 50 trials in 11 different dendrites with clusters positioned at approximately the same distance from the soma. Error bars represent standard deviation.
3.6. All-or-none behavior of plateau potentials enables nonlinear computation, such as solving the nonlinear feature binding problem
Linearly non-separable tasks, an example of which is the nonlinear feature binding problem (NFBP) cannot be solved by the perceptron, a computational unit with a single nonlinearity, and require a network of such artificial neurons. As such, these tasks are traditionally used as a benchmark for the computational capabilities of a computational unit. Possessing dendritic nonlinearities in addition to the somatic nonlinearity, single biological neurons have been shown to be equivalent to at least a two-layer artificial neural network (Poirazi et al.,
We illustrate the NFBP with an example from visual feature binding (Figure 6A). A stimulus has two features (shape and color), each of which can have two values (strawberry or banana for the shape, and red or yellow for the color), for a total of four possible combinations. Each stimulus excites the neuron with the same amount of excitation, on average. The task consists of responding to two of the feature combinations (the relevant stimuli) with a somatic spike and remaining silent for the other two (irrelevant stimuli). This means that the same amount of total excitation should be processed differently, and the plateau potentials offer a natural solution to the task: the synapses for the relevant stimuli should be clustered in separate dendrites (Figure 6B), and should elicit a plateau potential upon arrival of a relevant stimulus which will drive somatic spiking. Irrelevant stimuli would activate only half of the cluster and should not elicit a plateau potential (Tran-Van-Minh et al., 2015). This setup with thresholded glutamate spillover provides perfect performance on the NFBP (Figures 6C, D). Without spillover, the graded amplitudes of the plateaus cause somatic spiking for the irrelevant stimuli as well, and the neuron cannot perform this task (Figures 6C, E, F).
Figure 6

All-or-none plateau potential behavior is useful for solving the nonlinear feature binding problem (NFBP). (A) The NFBP illustrated with an example from visual feature binding. (B) An arrangement of synapses in clusters that could solve the NFBP. A black circle on the figure represents 10 synapses in the thresholded spillover model and no spillover model containing clusters of 20 synapses (D, F), and 20 synapses in the no spillover model containing clusters of 40 synapses (E). (C) Somatic spiking as a percentage for 40 presentations of each stimulus for the thresholded spillover model and the no spillover model with clusters of size 20 and 40 synapses on the NFBP. Error bars represent standard deviation. Note that with thresholded spillover the task performance is 100%, and that no spillover with 40 synapses always elicited somatic firing, resulting in zero-sized error bars in these cases. (D–F) Example voltage traces for each stimulus presentation in the scenarios with thresholded spillover (D), no spillover with a cluster of 40 synapses (E), and no spillover with clusters of 20 synapses (F). The background noise in these examples is increased (compared to the results in Figures 2, 4, 5), so that the neuron spikes with additional clustered inputs representing shape and color. Simulations were repeated for five pairs of dendrites.
4. Discussion
In this computational study we investigated how to generate robust all-or-none dendritic plateau potentials using striatal projection neuron models as a test case. We also illustrated how such plateau potentials can enhance computation. Dendritic nonlinearities in the form of NMDA spikes and plateau potentials offer an enhanced ability for dendritic computation compared to the linear summation of excitatory inputs (Poirazi et al.,
Experimentally evoked plateau potentials in vitro display all-or-none behavior, and this feature is not easily nor robustly captured when modeling. A critical ingredient for the all-or-none property is the sigmoidal shape of the Mg2+ block voltage dependence, described by the gating function in Equation (4). The many NMDAR isoforms show different sensitivity to Mg2+, which results in a range of possible shapes of the sigmoid gating function in terms of its steepness and the voltage required to overcome the Mg2+ block. We have studied how the variability of these gating function properties affects the all-or-none plateau potential behavior. We found that the all-or-none property is very sensitive to the steepness of the gating function. Shallow gating functions are in the self-triggering region of the phase plot and result in graded plateau potential amplitudes for increasing cluster size, whereas steep gating functions are in the bistable region and result in all-or-none plateau potentials (Figures 2B1, B2, 3B1). Importantly, including glutamate spillover in the models provides a robust all-or-none quality of the plateau potentials for the whole tested range of Mg2+ block steepness.
Almost all the gating functions we fitted to available experimental data are more shallow than the originally reported sigmoidal curve by Jahr and Stevens (
Whether, in vivo plateau potentials are graded or all-or-none is not known. However, in Gambino et al. (
Despite important advances such as the confirmation of glutamate spillover in vivo, the confirmation of its role in neuronal signaling in the cerebellum, and reports of extracellular glutamate concentrations in experimentally evoked spillover in brain slices in the low micromolar ranges, many important details await further studies (Szapiro and Barbour, 2007; Okubo et al.,
One direction for future work would be to investigate how the distinct gating functions of various NMDAR isoforms affect dendritic computations in different neuron types in the brain, as well as to further quantify the contribution of extrasynaptic NMDA receptors for these computations (Zhou et al., 2015). Another direction for future work would be to develop more detailed diffusion models of glutamate concentration activating extrasynaptic NMDARs for a quantitatively more precise understanding of the phenomenon in particular synapse types. However, since NMDARs have high affinity for glutamate, even low extrasynaptic glutamate concentrations also generate robust plateau potentials for a prolonged extrasynaptic glutamate signal (as shown in Figure 5). The synaptic model that we used assumes fixed transmitter concentration for the duration of the transmitter pulse both in the synaptic cleft and in the extrasynaptic space. Glutamate in the synaptic cleft rapidly reaches its peak concentration and is also quickly cleared due to diffusion and reuptake (Clements et al.,
Statements
Data availability statement
The datasets presented in this study can be found in online repositories. The names of the repository/repositories and accession number(s) can be found at: https://github.com/danieltrpevski/Spillover/tree/master and on ModelDB (McDougal et al.,
Author contributions
DT designed the study, performed the simulations, and wrote the first draft of the manuscript. ZK contributed to the study's design and was involved in the simulations. IC performed the parameter estimation from experimental articles and wrote sections of the manuscript. JHK supervised the project. All authors contributed to the article and approved the submitted version.
Funding
This study was supported by the Swedish Research Council (VR-M-2020-01652), Swedish e-Science Research Centre (SeRC), EU/Horizon 2020 no. 945539 (HBP SGA3), and KTH Digital Futures.
Acknowledgments
The simulations were enabled by resources provided by the Swedish National Infrastructure for Computing (SNIC) at PDC KTH partially funded by the Swedish Research Council through grant agreement no. 2018-05973. We acknowledge the use of Fenix Infrastructure resources, which are partially funded from the European Union's Horizon 2020 research and innovation programme through the ICEI project under the grant agreement No. 800858. We thank Dr. Robert Lindroos for helpful discussion and useful feedback.
Conflict of interest
The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
Publisher’s note
All claims expressed in this article are solely those of the authors and do not necessarily represent those of their affiliated organizations, or those of the publisher, the editors and the reviewers. Any product that may be evaluated in this article, or claim that may be made by its manufacturer, is not guaranteed or endorsed by the publisher.
Supplementary material
The Supplementary Material for this article can be found online at: https://www.frontiersin.org/articles/10.3389/fncel.2023.1196182/full#supplementary-material
Video S1Video animation of the plots in Figures 3D1, 3D2. The trajectory traversing the phase plot in the upper panel corresponds to the voltage timecourse in the lower panel. For details see figure legend of Figures 3D1, 3D2.
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Summary
Keywords
glutamate spillover, plateau potentials, NMDA spikes, gating function, computational modeling, nonlinear dendritic computation, clustered synapses, magnesium block of NMDA receptors
Citation
Trpevski D, Khodadadi Z, Carannante I and Hellgren Kotaleski J (2023) Glutamate spillover drives robust all-or-none dendritic plateau potentials—an in silico investigation using models of striatal projection neurons. Front. Cell. Neurosci. 17:1196182. doi: 10.3389/fncel.2023.1196182
Received
29 March 2023
Accepted
31 May 2023
Published
29 June 2023
Volume
17 - 2023
Edited by
Srdjan D. Antic, University of Connecticut Health Center, United States
Reviewed by
William W. Lytton, Downstate Health Sciences University, United States; Pierre Apostolides, University of Michigan, United States
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© 2023 Trpevski, Khodadadi, Carannante and Hellgren Kotaleski.
This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.
*Correspondence: Daniel Trpevski trpevski@kth.seJeanette Hellgren Kotaleski jeanette@kth.se
Disclaimer
All claims expressed in this article are solely those of the authors and do not necessarily represent those of their affiliated organizations, or those of the publisher, the editors and the reviewers. Any product that may be evaluated in this article or claim that may be made by its manufacturer is not guaranteed or endorsed by the publisher.