Abstract
Gene targeting with homologous recombination in embryonic stem cells created a revolution in the analysis of the function of genes in behavioral brain research. The technology allowed unprecedented precision with which one could manipulate genes and study the effect of this manipulation on the central nervous system. With gene targeting, the uncertainty inherent in psychopharmacology regarding whether a particular compound would act only through a specific target was removed. Thus, gene targeting became highly popular. However, with this popularity came the realization that like other methods, gene targeting also suffered from some technical and principal problems. For example, two decades ago, issues about compensatory changes and about genetic linkage were raised. Since then, the technology developed, and its utility has been better delineated. This review will discuss the pros and cons of the technique along with these advancements from the perspective of the neuroscientist user. It will also compare and contrast methods that may represent novel alternatives to the homologous recombination based gene targeting approach, including the TALEN and the CRISPR/Cas9 systems. The goal of the review is not to provide detailed recipes, but to attempt to present a short summary of these approaches a behavioral geneticist or neuroscientist may consider for the analysis of brain function and behavior.
Introduction
A simple search in PubMed using the key words “gene targeting” and “mice” returns close to 30,000 entries (Jan 2016). This is a vast literature, a number that shows the popularity and the utility of this technology. Cross referencing the entries with the key word “brain”, reduces the number of hits to about 4000, still a large number of papers just within the field of neuroscience. By now, several thousand genes have been mutated using homologous recombination-based methods in embryonic stem (ES) cells (), and companies as well as major Governmental funding agencies such as the National Institutes of Health of USA have made concerted efforts to generate and assemble a collection of such mutant mouse lines (). Also, the International Mouse Knockout Consortium (IKMC) (http://www.knockoutmouse.org/) has amassed a large collection of conditional knockout alleles for mouse genes, allowing neuroscientists and other researchers to avoid having to go through the labor intensive process of generating null mutant mice. Undoubtedly, gene targeting with homologous recombination in ES cells has revolutionarized the analysis of gene function, and it had a major impact in biology that was recognized by awarding the Nobel Prize in Physiology or Medicine to the inventors who laid the foundation of the method, Mario R. Capecchi, Sir Martin J. Evans, and Oliver Smithies in 2007. The current review is not intended to capture the full impact of this powerful method. Instead, it summarizes some of the advantages as well as disadvantages of the methodology as they pertain to behavioral and brain research. The review provides a brief discussion of some of the principle and technical challenges that the technology faced in the past, the solutions that have been offered to address them, and the future of the technology in the light of new developments in the field of gene manipulation and genome engineering.
Gene Targeting: Great Promise of Specificity
The late 1980’s witnessed the birth of an efficient method with which investigators could silence their gene of choice. The method was based upon homologous recombination between a targeting vector and the endogenous gene of interest (; ; also see ). The efficiency of the method was due to two main factors. One, the selection for the appropriate gene targeting event was conducted in the Petri dish, using ES cells instead of whole organisms. Two, the selection included two main steps. The first step could identify those ES cells whose genome contained the incorporated targeting vector. This was achieved by engineering a neomycin resistance conferring cassette into the homology region of the targeting vector (usually in the region that would correspond to an important and upstream exon of the targeted gene) (). The second step could identify those ES cells in which the incorporation of the targeting vector happened via homologous recombination, i.e., by replacing the endogenous gene, as opposed to insertion into a random locus (). The latter step was achieved by inclusion of the thymidine kinase cassette usually downstream of the homology region of the construct (). This double selection scheme thus allowed the investigator to quickly and efficiently identify ES cells in which the gene of interest was replaced by the targeting vector. Importantly, because the targeting vector contained a non-native sequence, e.g., the neomycin cassette, in the middle of an important exon of the gene of interest, or had a stop codon upstream of coding regions, or both, when this targeting vector replaced the endogenous gene, there was either no protein expression from it, or the translated protein was structurally so abnormal that it could not serve the original biological function. Thus, the mutation induced with this technology was called null mutation, and the transgenic mouse carrying such a mutation, the knock out or null mutant mouse.
Knock out mice were an appealing tool for the neuroscientist, and with the first two mouse knock out studies published from the laboratories of two Nobel Laureates, Susumu Tonegawa (), and Eric Kandel () in 1992, the technology gained foothold in neurobiology. The main appeal of these mice was that they possessed a genetically well defined change, a single silenced gene with all other biological targets (genes and gene products) intact. Or at least so was the thinking of that era. The principal reason why gene targeting was viewed as highly promising was that it offered an excellent alternative to pharmacological methods. The latter suffered from two fundamental problems. One, identification of compounds that would interact with biological systems or targets required large scale screening. The so called intelligent drug design, i.e., the ability to make custom designed small molecules that would specifically bind biological targets of interest in a desired manner, was not, and still is not, feasible. The second problem with pharmacological tools was that even after the binding affinity and efficacy of a particular small molecule have been confirmed, the specificity of this compound remained in question. After all, no one could tell for sure that a particular compound would not bind or interact with a yet undiscovered molecular target or biochemical pathway. Geneticists argued that for the above reasons, gene targeting is the way to go. If the nucleotide sequence of a gene was known, geneticists could custom design a targeting vector that would specifically and selectively disrupt the functioning of this, and only this target gene (). But as it turned out, this argument was not entirely correct, at least not from the perspective of the main reason why gene targeting would be conducted: the analysis of the function of the gene, i.e., what role it may play in influencing the phenotype.
Fundamental and Technical Issues of Past Gene Targeting Methods
There were two distinct problems with gene targeting, a technical, and a more fundamental scientific issue. I deal with the latter one first. The fundamental issue with gene targeting was what became known as the problem of compensation. Investigators occasionally noticed that despite clear and confirmed full silencing of their target gene, i.e., despite a lack of functional gene product, there was no observable phenotypical effect, as if the gene had no function at all (). The reason for the latter, many argued, must have been compensation by “helper” genes, as it has been empirically shown (). The argument seemed reasonable given that we knew of many gene families within which genes (most likely generated by DNA sequence duplication events throughout evolution) would have sisters, genes with highly similar nucleotide sequences encoding proteins with highly similar, if not identical, functions. But the phenomenon of compensation brought up another, rather vexing issue. Some explained that the avalanche of compensatory changes induced by the absence of a gene product may manifest as secondary alterations at the phenotypical level that are not truly directly related to the actual function of the target gene (, ). Let me illuminate the point with a hypothetical example. Consider a simple gene family with only two sister genes. Assume that these genes would express proteins with highly similar amino acid sequence, and thus protein function, but in a spatially slightly different expression pattern. A real life example would be the EphA-family tyrosine kinase receptors () (except that there are eight sister receptors in this family). These receptors are highly similar, and their spatial expression pattern is partially overlapping (). Imagine we knocked out gene A1 and in response to this null mutation gene A2 gets overexpressed. In the brain region where both A1 and A2 would be expressed (the overlapping area, say, area X) gene A2 would thus be able to compensate for the absence of gene A1 product. However, note that the spatial expression pattern of sister genes is almost never completely overlapping. In the area where only gene A2 is expressed in the wild type animal (say area Y), now gene A2 may be overexpressed in the null mutant. This overexpression, may result in altered functioning of this brain area and this alteration may be observed at the level of behavior or any other phenotype. Thus, although the experimenter may properly conclude that knocking out gene A1 alters the functioning of brain area Y, the argument that the function of gene A1 is in area Y would be flawed.
The phenomenon of compensation, and the resulting secondary changes, is a vexing issue (). It undermines our ability to answer the question originally thought of as the main goal of gene targeting: what is the function of the gene in terms of its phenotypical effect. Compensation is a vexing issue also because there really is no appropriate solution for it. We can investigate the behavior of any system only when we interact with it. Thus, we can never know how the intact system would behave, i.e., how it was working before we interacted with it, a problem inherent in all research, not just biology. Although a complete solution to the above issue does not exist, one can still limit the effect of compensation and the ensuing secondary changes by restricting gene targeting temporally and/or spatially, and thus making the genetic manipulation more specific and controlled. This was achieved by the second generation gene targeting methods (), to which I will return later.
The second major problem with gene targeting, which was pointed out already 20 years ago, concerns the hybrid origin of the knock out mice (). This problem became known in the literature as the flanking allele or hitchhiking gene issue. The issue is a simple classical genetic phenomenon, linkage, but one that was largely missed or ignored, and is still often ignored in gene targeting studies (Figure 1). At the heart of the problem lies our limitation of what type of ES cells may be available for gene targeting. Briefly, the problem is as follows. Most ES cells that have been developed for gene targeting purposes come from substrains of mice called 129 (; ; ). It is not entirely clear why strain 129 mice would allow the generation of ES cells that are appropriate for the purposes of gene targeting (it may be due to purely historical reasons, or perhaps to the unique genetic make up of these strains). But the fact remains that most currently available, and previously used, ES cells do come from strain 129 mice (). The problem with this strain origin, especially for behavior or brain researchers, however, is that strain 129 mice exhibit peculiar phenotypical features. For example, these mice are extremely passive, they do not perform well in several behavioral tasks including certain learning paradigms (), and they have numerous peculiar abnormalities in their brain, including significantly diminished or completely absent corpus callosum (). For these reasons, behavioral and brain scientists preferred using mice of other strains in their studies. But because the ES cell in which the homologous recombination event replacing the target gene occurred was from the strain 129 mouse, they were forced to work with this phenotypically abnormal animal. The simple solution seemed to be to cross the ES cell derived germ line transmitting Chimera (the male mouse in which the ES cell carrying the null mutation gave rise to the testes and thus the sperm) to a female mouse of the preferred strain origin, most often the C57BL/6 mouse to create an F1 hybrid. While this cross did solve the phenotypical issues, as the F1 hybrid did not exhibit the strain 129 specific peculiarities, it brought about two main problems, which I will discuss shortly. But first consider that the null mutation rarely manifests in a heterozygous form, because the presence of the null allele is usually fully compensated for by the presence of the wild type allele on the sister chromosome in the F1 hybrid. Thus, in order to see the effect of the null mutation, it often had to be in a homozygous form. To achieve this, an F1 male and an F1 female had to be mated to generate the F2 generation, in which 25% of the offspring carried the null mutation in the homozygous form. This breeding scheme (strain 129 ES cell carrying the mutation giving rise to the germ line transmitting chimera, chimera crossed with C57BL/female, F1 hybrid offspring mated with each other generating the F2) became the gold standard of making stable homozygous null mutant mouse lines. This breeding scheme generated two main problems, one that led to false negative and the other to false positive findings.
FIGURE 1
False negative findings arose because the F2 generation was a genetically segregating generation in which genetic variance was increased compared to the original parental strains of the F1 generation. This was due to the fact that individuals of this generation carried genetic recombinant chromosomes, mixture of genes from two distinct strains, the strain 129 type and the C57BL/6 strains. The problem with increased genetic variance is that it makes detecting null mutation effects more difficult. That is, compared to within population variance, the difference between null and wild type mice may be relatively small, leading to reduced statistical power to find the difference, hence the false negative finding.
The false positive finding aspect of the hybrid background, however, is even more troublesome. It results from the fact that the homologous recombination based gene replacement event occurred on the strain 129 genetic background. When strain 129 × C57BL/6 F1 hybrids are mated with each other, during the meiotic cell division generating the gametes of these mice, recombinant chromosomes are produced. According to the basic principles of genetic recombination, the probability of a recombination event to occur in a region of DNA is proportional to the length of this DNA region. This means that the closer we get to the targeted locus carrying the null allele, the lower the probability of recombination and thus higher the chance that we will find strain 129 type alleles, a phenomenon known in classical genetics as linkage. Similarly, the closer we get to the targeted locus carrying the wild type allele, the higher the chance that we will find C57BL/6 alleles. Briefly, due to genetic linkage the null allele may be viewed as a marker for the strain 129 region and the wild type allele of that locus may be viewed as a marker for C57BL/6 region of the given chromosome.
What does this all mean in terms of the analysis of null mutant mice, and why is this linkage issue a problem? It is a problem for gene targeting studies because the homozygous null mutant mice and the homozygous wild type control counterparts (littermates in the very same F2 segregating generation) differ in two ways. One, the null mutant mice carry the null allele and the wild type mice do not, and two, the null mutant mice have strain 129 type alleles around the target locus, but the wild type mice have C57BL/6 alleles around the target locus. Briefly, the scientist who is comparing null mutant and wild type mice can never decide whether the phenotypical difference between these two groups of animals is the result of the null mutation or of the genetic difference in the regions flanking the target locus (
One may argue that second generation gene targeting, i.e., approaches in which inducible or cell type restricted gene targeting is achieved, provides proper answer to the flanking allele issue. For example, the ability to temporally control gene expression in transgenic mice with the use of the tetracycline transactivator or the reverse tetracycline transactivator systems (
And this is where we were about 15–20 years ago. What has changed? Have gene targeting studies altered their methods to address the above? How can the above problems be addressed anyway? I will briefly discuss these questions in the following pages, and subsequently will evaluate the homologous recombination in ES cell-based gene targeting technology in the light of more recent alternative methods.
Solutions for the Flanking Allele Problem
Since the gene targeting debate in 1996 (
Another solution, offered by
The third solution offered was what we call a rescue experiment. If one replaces the missing protein, via systemic delivery, or via adding a normally functioning transgene producing the endogenous gene product, and if this manipulation reverses (rescues) the phenotypical changes seen in the null mutant mice, one has proven that the phenotypical changes were indeed due to the null mutation. However, this extra (and quite labor intensive) step, i.e., the rescue experiment, is almost never attempted because the failure rate is expected to be quite high especially compared to the efforts required.
The second generation gene targeting methods, i.e., those that utilize temporally controllable and/or cell type restricted silencing of target genes (see e.g., current special topic paper on the CRE recombinase system by
Perhaps the only true solution to the flanking allele and also to the false negative problems is to completely eliminate the hybrid origin of the knock out mouse. By using an ES cell line that originates from the same mouse strain to which the germ-line transmitting mutant chimera is crossed, one generates null mutant mice that are on a pure bred, genetically homogeneous, background. Although relatively rare, ES cells of strains other than 129 substrains have been successfully generated. For example, ES cells have been developed from inbred mouse strains most often utilized in neurobehavioral genetic research, which include C57BL/6 ES cell lines (
Last, another major limitation of the above discussed gene targeting methods is that they are species specific. They have been developed for the house mouse and cannot be easily adopted for other species. The main limitation is the lack of availability of ES cells, which are crucial for the efficient screening of the appropriate gene targeting event. Recently, however, ES cells have been developed for the rat, and thus transgenic and null mutant rats have started to be utilized in brain research (
Will Homologous Recombination-Based Gene Targeting Survive the Test of Times?
The huge number of publications in which homologous recombination in ES cells based gene targeting is utilized clearly attests to the great utility and popularity of this technique. Thus, perhaps the above critical comments may be too harsh. Increasingly sophisticated ways of targeting genes in an inducible (
Given such advances in gene targeting, the method originally developed by the three pioneering Nobel Laureates, Capecchi, Smithies and Evans, will likely withstand the test of times. Nevertheless, it is also likely that in the future new recombinant DNA methods, including the TALEN (transcription activator-like effector nuclease) and the Clustered regularly interspaced short palindromic repeats (CRISPR)/Cas9 (clustered regularly interspaced short palindromic repeats) gene targeting systems (
In addition, although not considered a gene targeting method per se, optogenetics (which allow light controlled activation or deactivation of particular neuronal circuits,
Alternatives of Homologous Recombination in ES Cell-Based Gene Targeting
Reverse genetics with the TALEN system has one major advantage over homologous recombination in ES cell based gene targeting. It can be conducted in any species. For example, while classical gene targeting is currently restricted to the house mouse and recently extended to the rat, the TALEN-based gene targeting method is not dependent upon the availability of ES cells, and has already been successfully utilized in a range of species, including, for example, one of the simplest vertebrates, the zebrafish (
Although fundamentally a reverse genetic technique, the TALEN method may be utilized as a forward genetic approach too. Given the relative ease with which a large number of genes may be mutated, one can quickly generate a library of mutants and screen for interesting mutation effects identifying genes involved in particular functions. Furthermore, when combined with the use of reporter constructs, one can focus the phenotypical characterization to the most relevant mutants. For example, in case of brain or behavioral research, the investigator may ignore those mutants in which GFP expression driven by the promoter of the mutated target gene is found in organs other than the brain, a strategy successfully utilized in zebrafish, for example (
Nevertheless, as it employed now, the TALEN system has a potential minor disadvantage over homologous recombination based gene targeting: specificity. The number of TALE repeats employed is usually not higher than 24, and thus the length of recognition nucleotide sequence is quite short (also not more than 24 nucleotides). Thus, the possibility of off-target effects cannot be completely excluded. This is not a problem in homologous recombination based methods where the homology region of the targeting vector is much longer, as it often spans most, if not all, of the target gene. In fact, the importance of nucleotide sequence homology is well illustrated by findings showing that the most successful homologous recombination is achieved when the targeting vector is generated from a genetic background that is isogenic with the ES cell’s genome in which the homologous recombination based gene replacement is supposed to occur (
The currently available CRISPR systems suffer more from the problem of potential off-target effects compared to the TALEN system, because the nucleotide sequence conferring specificity is even shorter (not more than 20 nucleotides). Nevertheless, the advantage of the CRISPR system over the TALEN method is that it is comparably simpler to perform, and thus its use is rapidly spreading across molecular biology laboratories. Furthermore, similarly to the TALEN system, it allows genome engineering in a variety of species. The CRISPR/Cas9 system was developed for genome engineering after the discovery of a defense mechanism that naturally occurs in bacteria (
Are these rapidly evolving novel genome engineering methods always superior to homologous recombination in ES cells-based gene targeting? Not necessarily. The latter still has utility for the generation of conditional, cell type and temporally controlled null mutations. Furthermore, if the human gene is complex, large, and has multiple mutations, homologous recombination in ES cells based gene targeting is still a method of choice as it allows the knock in of the entire human gene, i.e., the generation of the genetic disease model in mice or rats. However, the faster and more efficient reverse and forward genetic methods including the TALEN and CRISPR/Cas9 systems will likely continue to gain increasing sophistication and role in the analysis of brain function and behavior and soon may take the lead in the laboratory of molecular biologists.
In summary, the molecular neurobiologist of today has a great selection of gene targeting methods available. Second generation inducible and cell type restricted gene targeting in ES cells continues to increase in terms of methodological sophistication and thus remains one of the best techniques for probing the brain. Nevertheless, new genome engineering methods including the CRISPR/Cas9 and TALEN systems will likely play increasingly important roles in the analysis of brain function and behavior. These latter methods will not only make gene targeting relatively easier and simpler to achieve, but they will also extend genetic manipulation of brain function to a range of species other than the traditional rodent laboratory research organisms.
Statements
Author contributions
The author confirms being the sole contributor of this work and approved it for publication.
Funding
. RG was founded by NSERC and Brain Canada Foundation.
Conflict of interest
The author declares that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
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Summary
Keywords
gene targeting, embryonic stem cell, homologous recombination, neuroscience, behavior genetics
Citation
Gerlai R (2016) Gene Targeting Using Homologous Recombination in Embryonic Stem Cells: The Future for Behavior Genetics?. Front. Genet. 7:43. doi: 10.3389/fgene.2016.00043
Received
16 February 2016
Accepted
14 March 2016
Published
11 April 2016
Volume
7 - 2016
Edited by
Michael F. Miles, Virginia Commonwealth University, USA
Reviewed by
Gregg E. Homanics, University of Pittsburgh, USA; Sulev Kõks, University of Tartu, Estonia
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Copyright
© 2016 Gerlai.
This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) or licensor are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.
*Correspondence: Robert Gerlai, robert_gerlai@yahoo.com
This article was submitted to Neurogenomics, a section of the journal Frontiers in Genetics
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