Abstract
In viviparous mammals, genomic imprinting regulates parent-of-origin-specific monoallelic expression of paternally and maternally expressed imprinted genes (PEGs and MEGs) in a region-specific manner. It plays an essential role in mammalian development: aberrant imprinting regulation causes a variety of developmental defects, including fetal, neonatal, and postnatal lethality as well as growth abnormalities. Mechanistically, PEGs and MEGs are reciprocally regulated by DNA methylation of germ-line differentially methylated regions (gDMRs), thereby exhibiting eliciting complementary expression from parental genomes. The fact that most gDMR sequences are derived from insertion events provides strong support for the claim that genomic imprinting emerged as a host defense mechanism against the insertion in the genome. Recent studies on the molecular mechanisms concerning how the DNA methylation marks on the gDMRs are established in gametes and maintained in the pre- and postimplantation periods have further revealed the close relationship between genomic imprinting and invading DNA, such as retroviruses and LTR retrotransposons. In the presence of gDMRs, the monoallelic expression of PEGs and MEGs confers an apparent advantage by the functional compensation that takes place between the two parental genomes. Thus, it is likely that genomic imprinting is a consequence of an evolutionary trade-off for improved survival. In addition, novel genes were introduced into the mammalian genome via this same surprising and complex process as imprinted genes, such as the genes acquired from retroviruses as well as those that were duplicated by retropositioning. Importantly, these genes play essential/important roles in the current eutherian developmental system, such as that in the placenta and/or brain. Thus, genomic imprinting has played a critically important role in the evolutionary emergence of mammals, not only by providing a means to escape from the adverse effects of invading DNA with sequences corresponding to the gDMRs, but also by the acquisition of novel functions in development, growth and behavior via the mechanism of complementary monoallelic expression.
Introduction
Genomic imprinting is widely distributed in the viviparous mammals, the therians, comprising marsupials and eutherians (Reik and Walter 2001; Renfree et al., 2009; ), yet it is an unusual biological mechanism in that it seems to runs counter to two main pillars of modern biology: it is an apparent exception to the rule of Mendelian genetics that presupposes biallelic expression from two parental alleles, and it is inconsistent with the Darwinian theory of evolution at first glance due to the apparent disadvantage (; ; Surani et al., 1984; ) of the monoallelic expression of certain essential/important genes in development. The evolutionary advantage it nevertheless confers as the result of a partial, functional haploidy despite such defects has long been debated. Perhaps the most widely accepted account is the conflict/kinship hypothesis (; Wilkins and Haig 2003; ), which proposes that genomic imprinting arose as a consequence of a conflict of interest between maternally and paternally derived genomes, driven by a need for prenatal resource control: PEGs promote embryonic growth while MEGs repress it. Substantial numbers of imprinted genes fit this hypothetical scenario, so it has become generally accepted and its topic covered by many reviews (Reik and Walter, 2001; ; ). In this review, we first introduce the unique nature of genomic imprinting regulated by gDMRs, then, revisit another host defense hypothesis that proposes that genomic imprinting arose as a consequence of the DNA methylation machinery as a defense against repetitive/foreign elements (). We do this from the viewpoint of the origin of gDMRs (Suzuki et al., 2011; Renfree et al., 2013; , ) and the current knowledge on the molecular mechanisms underlying the establishment of the gDMRs in germ cells (Chotalia et al., 2009; Veselovska et al., 2015; ) as well as their protection from a global DNA demethylation wave that occurs in preimplantation embryos (; Smallwood et al., 2011; ; Takahashi et al., 2019). Finally, we reexamine the advantage conferred by complementary monoallelic expression (, ), such as functional compensation (Renfree et al., 2013; , ) and the innovation of genomic function (). Recently, non-canonical genomic imprinting regulated by histone 3 lysine 27 trimethylation (H3K27me3) has been reported in the placenta in a lineage-specific manner (Okae et al., 2014; , , ; ; ; ), but we shall mainly focus on the canonical genomic imprinting regulated by gDMRs that is commonly conserved in therian and eutherian mammals.
Uniqueness of Mammalian Genomic Imprinting Among Vertebrates
Pronuclear transplantation experiments demonstrated that both parthenogenetic and androgenetic embryos which exclusively possess maternally and paternally-derived genomes, respectively, cannot develop to term, and exhibit early embryonic lethality: the former exhibited severe placental defects, while the latter had severe embryonic growth retardation (; ; Surani et al., 1984). The complete absence of parthenogenesis is a unique feature of viviparous mammals because parthenogenesis is often observed both naturally and experimentally in vertebrates such as birds, reptiles, amphibians, and fish (Ramachandran and McDaniel 2018; ). The differences between the paternally and maternally-derived genome have also been shown by genetic experiments using mice with partial paternal or maternal uniparental disomy (; ; ). The offspring exhibit lethality at various stages in pre- and postnatal development as well as growth and behavioral abnormalities, leading to the concept of chromosomal imprinted regions. Such genomic imprinting is well accounted for by the presence of paternally and maternally expressed imprinted genes (PEGs and MEGs). The early embryonic lethality of the parthenogenetic and androgenetic embryos is due to a complete lack of expression of PEGs and MEGs, respectively. The abnormal phenotypes in the partial uniparental disomy mice are due to the irregular expression of certain PEGs and MEGs in the imprinted regions in question. From these results, it is clear that several different PEGs and MEGs play essential/important roles in the current developmental system in the therian mammals, so even their monoallelic expression is advantageous compared with a complete absence of expression, leading to their widespread conservation.
The Intrinsic Nature of Reciprocal Expression by PEGs and MEGs
PEG and MEG cannot be co-expressed in the cis configuration because their expression is under the control of the gDMRs, which are also referred to as imprinting control centers (ICRs), that contain cis-regulatory elements (Figure 1). This is a critical part of the intrinsic character of the imprinted regions. In most of the canonical imprinted regions, such cis-regulatory elements have long-range effects on the expression of neighboring genes, thus regulating a number of PEGs and MEGs. In the insulator model, the insulator sequences are utilized so the cis-regulatory elements are able to inhibit downstream enhancer activity (; ) (Figure 1). In the antisense models, the promoters of antisense transcripts interfere with the transcription of downstream genes (Stoger et al., 1993; Wutz et al., 1997). In certain cases, two separate regulatory regions are used to control the entire imprinted region. In the bipartite model, two regulatory units are required for the activity of a bipartite imprinting center, one containing the gDMR while the other may act with the former in gametes in the cis configuration, although the precise molecular mechanism remains unknown (; Wu et al., 2012). In other cases, both the gDMRs and secondary DMRs (sDMRs) that are established in a manner depending on the former after fertilization, play essential roles (Takada et al., 2000, 2002; ; ; Kagami et al., 2015; Takahashi et al., 2009; Zhou et al., 2010; Beygo et al., 2015). Regardless of which molecular mechanism model applies, DNA methylation of either one of the parental gDMRs inhibits the activity of the cis-regulatory elements, thereby undoing the off state and leading to the complementary expression of PEG and MEG (; ).
FIGURE 1
DNA methylation of the gDMRs, referred to as imprinted memories, are established by DNA methyltransferase 3A (DNMT3A) and its catalytically inactive cofactor DNMT3L in either oocytes or spermatogonia (Okano et al., 1999;
FIGURE 2

Cycle of genomic imprinting memory. Top: Sperm (left) and oocytes (right) have imprinted memories to express only PEGs and MEGs in somatic cells. Their expression patterns here represent those of androgenetic and parthenogenetic embryos, respectively. Second: The expression profiles of the imprinted genes in paternal and maternal imprinted regions in somatic cells and PGCs until at most day 10.5 (
Paternal and maternal imprinting memories are then reestablished depending on the individual’s sex by DNA methylation on the paternal and maternal gDMRs in the paternal and maternal imprinted regions, respectively (
The Origin of gDMRs
Genomic imprinting is observed in eutherian and marsupial mammals, but the number of imprinted genes in eutherians is much larger than in marsupials (
FIGURE 3

The emergence of gDMR sequences coincides with the onset of imprinted regulation in mammals. In most cases, the emergence of gDMR sequences, the DNA sequences corresponding to the gDMRs, correlate well with the establishment of imprinted regions in mammalian evolution. The arrowheads indicate when each gDMR sequence appeared in the mammalian lineage tree. Blue and red represent that imprinted regulation started as the paternally and maternally imprinted regions, respectively. Pink represents the maternally imprinted regions in which the emergence of DMR sequences preceded the onset of imprinted regulation, for example, SLC38A4-and SNRPN-DMRs (see the text for the details). It should be noted that mouse Slc38a4 has recently been recognized as an imprinted gene regulated by both canonical and non-canonical imprinting mechanisms (Okae et al., 2014;
For example, the PEG10-and H19-gDMR sequences emerged next to the sarcoglycan epsilon (SGCE) promotor and downstream of the Insulin-like growth factor 2 (IGF2) gene in both the marsupial and eutherian genomes, respectively (Suzuki et al., 2007; Smits et al., 2008;
TABLE 1
| Orthologs and paralogs | Imprinted gene | Conservation | Origin | Phenotypes in mutant mice: Human diseases |
|---|---|---|---|---|
| PEG10 | therians | Retroviral GAG and POL | Placenta formation, maintenance of fetal capillary network: Llung, liver, panreus cancers, Angelman syndrome? | |
| RTL1/PEG11 | eutherians | Retroviral GAG and POL | Placenta, muscle and CNS defects in mice: Kagami-Ogata and Temple syndromes | |
| Acquired genes from retrovirus and genes of unknown origin | AntiRTL1/AntiPEG11 | eutherians | Unknown | Placenta, muscle and CNS defects in mice by RTL1/PEG11 mRNA regulationl via RNAi: Kagami-Ogata syndrome |
| PEG3 | eutherians | C2H2-type zinc finger protein fused by retrovial GAG | Fetal growth, materal behavior, sex-biased birth rate, thermoregulation: Glioma | |
| NNAT/PEG5 | eutherians | Unknown lipoprotein | Cerebellar folding, postnatal growth restriction and adult obesity: Lafora disease, diabetes and cancer | |
| NDN | eutherians | One of MAGE family members | Fetal growth defect and partial neonetal lethality: Prader-Willi syndrome | |
| Duplicated genes by retropositioning | MAGEL2 | eutherians | One of MAGE family members | Postnatal growth defect and obsity: Prader-Willi syndrome, Schaaf-Yang syndrome |
| MKRN3 | eutherians | MKRN1 or MKRN2 | Precosious puberty: Precosious puberty |
Newly acquired genes in the imprinted regions. The essential/important imprinted genes that have emerged in therian- and eutherian-specific imprinted regions are summarized.
The PEG10 and H19/IGF2 imprinted regions are the first two imprinted regions in mammalian history, while most of the gDMRs emerged in the eutherian genome and constitute eutherian-specific imprinted regions. Subsequently, some lineage-specific imprinted regions appeared, indicating that genomic imprinting arose at many different time points during mammalian evolution and is still continuing to evolve (Suzuki et al., 2011;
Interestingly, the IGF2 receptor (IGF2R) is imprinted in both eutherians and marsupials (
Two apparent exceptions are the DNA sequence corresponding to the Small nuclear ribonucleoprotein polypeptide N (SNRPN)- and the Solute carrier family 38, member 4 (SLC38A4)-gDMRs (Figure 3, pink) because their insertion did not coincide with the onset of maternal imprinted regulation. The former regulates the Prader-Willi/Angelman (PWS/AS) region as the PWS-shortest region of deletion overlap (SRO) together with the AS-SRO located 880 bp at a site 35 kb upstream of the SNRPN upstream open reading frame (SNURF)-SNRPN (
Molecular Mechanisms Underlying the Establishment of Differential DNA Methylation Patterns in the Female and Male Gametes
So what, then, is the actual biochemical system that serves to neutralize foreign DNA that had been hypothesized by Barlow? Recent work has shown that the gDMRs are established as a consequence of differential responses to the invading DNAs in the oocytes and prospermatogonia as well as to afford subsequent protection from DNA demethylation in preimplantation development (see the next section).
Discovery of the oocyte-specific transcripts spanning the gDMRs has provided an important clue to the mechanism of the establishing of the maternal gDMRs (Chotalia et al., 2009; Veselovska et al., 2015; Smallwood et al., 2011;
FIGURE 4

Molecular mechanisms underlying how gDMRs are established and maintained. (A) Expression of oocyte-specific transcripts from alternative promoters including LTRs. Oocyte-specific alternative upstream transcripts (dashed arrows) run through the gDMR (a pink box) within gene bodies with deposition of H3K36me3 (yellow trapezoids). In some cases, LTRs are used as the promoters for such transcripts (light blue boxes). (B) DNA methylation in gene body regions including maternal gDMRs. The H3K36me3 epigenetic mark guides DNA methylation in the oocytes, leading to the gene body DNA methylation. There are many more differential methylated CpG sequences than gDMRs in oocytes. (C) Protection of gDMR DNA methylation from a global DNA demethylation wave. Most of the differentially methylated CpG sequences disappear during preimplantation development due to a global DNA demethylation wave (right), however, both maternal and paternal gDMRs remain protected by a large complex including either ZFP57 or ZNF445, members of the KRAB-ZFPs playing an essential role in repressing invaded retroviruses (left and center). (D) The resulting canonical imprinted regions. Double-headed arrows indicate a therian-/eutherian-specific (left) and a species-specific (center) imprinted region in somatic cells. The gDMR DNA methylation is maintained during postimplantation period by symmetric CpG methylation catalyzed by DNMT1 included in the KRAB-ZFPs complex. The differential recognition mechanisms in the paternal and maternal germ cells lead to the imprinted region in somatic cells.
On the other hand, in the male germline (prospermatogonia), the lysine methyltransferase NSD1 deposits H3K36me2 in the euchromatic regions included on the paternally imprinted gDMRs, and subsequently this epigenetic mark guides DNA methylation (Shirane et al., 2020). Thus, there is a sexually dimorphic pattern of DNA methylation in mature mouse gametes via the deposition of distinct H3K36 methylation marks (Xu et al., 2019; Shirane et al., 2020). Among the three paternal gDMRs, Ras protein specific guanine nucleotide releasing factor 1 (Rasgrf1)-gDMR is known to use an LTR from the RMER4 retrotransposon as an upstream promoter to generate small RNAs that recruit the PIWI-piRNA mechanism to establish de novo DNA methylation in spermatogenesis (Watanabe et al., 2011), although the molecular mechanism remains elusive in the other two gDMRs, the H19- and DLK1-MEG3 intergenic (IG)-gDMRs. These data demonstrate that integrated retroviruses (ERVs) and LTR retrotransposons are ingeniously integrated in the DNA methylation of gDMRs that occurs in germ cells.
Molecular Mechanisms Underlying gDMR Maintenance in pre- and Postimplantation Development
Another important fact is that there are more than 1,600 differentially methylated CpG islands in oocytes and sperm, including the imprinting loci (
Evolutionary Advantages of Genomic Imprinting
What is the evolutionary advantage of genomic imprinting? In other words, why have the canonical genomic imprinted regions been selected and widely conserved in therian mammals? We would like to address this issue based on the complementary monoallelic expression mechanism. First, this arrangement allows for the expression of all of the genes in the imprinted regions as PEGs and MEGs by controlling for the cis-elements in the gDMRs (Figure 1). As mentioned earlier, the cis-elements involved in the newly inserted gDMR sequences (Figure 3) exert a long-range effect on nearby genes, and thus repress a substantial number of resident genes. However, DNA methylation of the cis-elements in one of the alleles allows for recovery of the expression of such resident genes, so DNA methylation is required for the expression of certain imprinted genes (Figures 1, 2). As several of the PEGs and MEGs play an essential role in the current mammalian developmental system, their monoallelic expression would be expected to be disadvantageous in a general sense. However, under a special constraint, such as described for the cis-elements, monoallelic expression affords an advantage, because even a limited monoallelic expression is preferable to the complete loss of expression (Figures 1, 2). This indicates that genomic imprinting arose as a consequence of an evolutionary trade-off for survival (
As mentioned in the introduction, it is likely that the conflict over maternal resources exerts pressure on PEGs promoting and MEGs repressing embryonic growth. In most cases, at least one imprinted gene in each canonical imprinted region seems to fit the conflict/kinship hypothesis (
Other hypotheses have been proposed that suggest genomic imprinting arose for the prohibition of parthenogenetic development or protection against the development of malignant placental tissue in such parthenogenetic embryos (Solter 1988; Varmuza and Mann 1994). Although it is difficult to prove these hypotheses by experiment, these features are surely advantageous for viviparous mammals and seem to have been acquired from the beginning via genomic imprinting, because the first two imprinted regions established in a common therian ancestor were the PEG10 and H19/IGF2 regions (Figure 3), that exert potent effects on placental formation and growth, respectively. This also supports the placenta hypothesis (
Finally, we would like to address another benefit of the complementary monoallelic mechanism. It provides a means of expression for both newly inserted genes as well as the conserved, already resident genes, therefore, allows for the acquisition of new genes in the canonical imprinted regions, and genes like PEG10 and H19 (Figure 5). Therefore, genomic imprinting may have made a contribution to the innovation of the emergent mammalian functions. Such newcomer genes may be separated into two groups: 1) newly acquired genes from retroviruses or of unknown origin, and 2) genes duplicated by retroposition. Among these genes, several play essential/important roles in development, growth and behavior, as discussed in the following two sections.
FIGURE 5

Generation of a novel canonical imprinted region. (A) Before an insertion event. A chromosomal region comprising three non-imprinted evolutionary resident Genes A, B and C. A downstream enhancer sequence (green) regulates the activation of the three genes. (b) Insertion of a large DNA fragment (yellow) containing an insulator sequence as a critical cis-element (pink) and a novel gene (orange) between Genes B and C. The insertion event leads to the repression of Genes A and B via the insulator function (see Figure 1). The novel added gene is expressed from the newly integrated DNA fragment in addition to Gene C. (C) DNA methylation on the inserted insulator in oocyte. Emergence of an upstream promotor (light blue) that expresses an oocyte-specific alternative transcript (dashed line). This transcript goes through the insulator, leading to DNA methylation on the insulator in an oocyte-specific manner. (D) Expression of a newly added gene from paternal allele of a novel imprinted region (arrow), while Genes A and B from maternal allele because the gDMR in the paternally-derived chromosome is not DNA methylated.
Novel Functions Provided by Newly Acquired Imprinted Genes in Mammals
In addition to PEG10 and H19, there are several imprinted regions that are accompanied by novel acquired genes. In the Delta like non-canonical Notch ligand 1 (DLK1)-Iodothyronine deiodinase 3 (DI O 3) region, a large insertion comprising MEG3, Retrotransposon GAG-like 1 (RTL1)/PEG11, antiRTL1/antiPEG11, and MEG8/RNA imprinted and accumulated in nucleus (RIAN) and MEG9/microRNA-containing gene (MIRG) occurred in association with the emergence of an intergenic (IG)-DMR between DLK1 and MEG3 in eutherians (
Interestingly, PEG10 and RTL1/PEG11 are derived from retrovirus GAG and POL (
RTL1/PEG11 plays essential roles in the placenta, muscle and brain and is the major gene responsible for the Kagami-Ogata and Temple syndromes, two genomic imprinting diseases. It is located on human chromosome 14 (
PEG3 is also essential for placental functions as well as in the fetal and adult brain. Its defect causes fetal growth retardation, a problem in suckling milk in the pups, and abnormal maternal-care behaviors due to defects in the milk release process in females (
New Functions Provided by Imprinted Genes Duplicated by Retropositioning
NECDIN (NDN), MAGE Family Member L2 (MAGEL2) and Makorin Ring Finger Protein 3 (MKRN3) are located in the PWS/AS imprinted region and are retroposed genes generated from the cDNAs of their paralogs (Rapkins et al., 2006) (Table 1). The retropositioning events are sometimes associated with the generation of newly imprinted regions (Wood et al., 2007), such as the nucleosome assembly protein 1-like 5 (NAP1L5) and Inositol Polyphosphate-5-Phosphatase F (INPP5F_V2) regions in eutherians, and also the Malignant T-cell-amplified sequence 2 (MCTS2) and U2 small nuclear RNA auxiliary factor 1-related sequence 1 (U2AF1-RS1) regions in a lineage- and species-specific manner. Their own promoter regions became DMRs and interestingly, their original genes were localized in the X-chromosome (Wood et al., 2007). These genes were introduced into the eutherian genome as imprinted genes, presumably via surprising and complex processes that exploited the complementary monoallelic expression mechanism of genomic imprinting (Figure 5).
Among these genes, NDN, MAGEL2, and MKRN3 play essential roles in the brain. The former two genes are responsible for certain symptoms of PWS including neonatal lethality, prenatal growth retardation and postnatal growth abnormalities, such as, obesity (
Conclusion
Accumulating evidence has painted a picture of a close relationship between genomic imprinting and invading DNA: 1) the insertion of DNA sequences corresponding to the gDMRs (Figure 3), 2) retroviral LTRs are used as promoters of oocyte-specific transcripts for DNA methylation on the gDMRs (Figure 4B), 3) the antiviral KRAB-ZFP system protects the gDMRs from global DNA demethylation (Figure 4C), providing strong support for the host defense hypothesis. Taken together, it is likely that each genomic imprinted region arose by chance as a consequence of an evolutionary trade-off for survival (
Statements
Author contributions
TK-I and FI write this review.
Funding
This work was supported by funding program for Grants-in-Aid for Scientific Research (C) (21K06127) from Japan Society for the Promotion of Science (JSPS) to TK-I, Grants-in-Aid for Scientific Research (A) (19H00978) from JSPS to FI, Nanken Kyoten Program, Medical Research Institute, Tokyo Medical and Dental University (TMDU) to TK-I and FI. The funders had no role in preparation of the manuscript.
Acknowledgments
We thank S. Suzuki for his information, genome structure reanalysis and advice on the manuscript. Pacific Edit reviewed the manuscript prior to submission.
Conflict of interest
The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
Publisher’s note
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Summary
Keywords
complementation, genome innovation, evolutionary trade-off, insertion of exogenous DNA, host defense hypothesis
Citation
Kaneko-Ishino T and Ishino F (2022) The Evolutionary Advantage in Mammals of the Complementary Monoallelic Expression Mechanism of Genomic Imprinting and Its Emergence From a Defense Against the Insertion Into the Host Genome. Front. Genet. 13:832983. doi: 10.3389/fgene.2022.832983
Received
10 December 2021
Accepted
11 February 2022
Published
03 March 2022
Volume
13 - 2022
Edited by
Julie Demars, Institut national de recherche pour l’agriculture, l’alimentation et l’environnement (INRAE), France
Reviewed by
Hisato Kobayashi, Nara Medical University, Japan
Philippe Arnaud, GRED CNRS-Université Clermont Auvergne-INSERM, France
Rebecca J. Oakey, King’s College London, United Kingdom
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© 2022 Kaneko-Ishino and Ishino.
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*Correspondence: Tomoko Kaneko-Ishino, tkanekoi@is.icc.u-tokai.ac.jp; Fumitoshi Ishino, fishino.epgn@mri.tmd.ac.jp
This article was submitted to Livestock Genomics, a section of the journal Frontiers in Genetics
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