Abstract
Risk and uncertainty are intrinsic characteristics of natural resources that must be taken into account in their management. Harvest control rules (HCR) used to be the central management tool to control stock fisheries in an uncertain context. A typical HCR determines fishing mortality as a linear relationship of the biomass binding only when the biomass is above a critical risk value. Choosing the linear relationship and the risk value is a complex task when there is uncertainty because it requires a high level of data and an in-deep knowledge of the stock. This paper fully characterizes robust HCRs that explicitly include scientific uncertainty using the robust control theory approach. Our theoretical findings show that under uncertainty: i) Constant HCRs are not robust; ii) Robust HCRs show a steeper linear relationship between fishing mortality and biomass and a higher value of biomass to be consider at risk than non-robust HCRs. From the implementation viewpoint, we assume a three-sigma rule and show that robustness is achieved by selecting a fishing mortality such that its deviation from the fishing mortality target is twice the deviation of the biomass from the biomass target, and the critical value of the biomass (the point below which fishing should cease, or become as close to zero as possible) is half of the biomass associated with the maximum sustainable yield when this is the target.
1 Introduction
Preservation of natural resources requires management to consider the risks and uncertainty inherent to this type of goods (; ). Changes in environmental conditions, unpredictable changes in resource demand, technological advancements, or even geopolitical events are potential sources of uncertainty that may impact the successful and sustainable use of the resource leading it to risk situations for overuse, degradation, or depletion of resources.
Fisheries are one of the natural resources subject to uncertainty and risk factors that are threatened from a sustainability perspective (; ). The abundance and distribution of fish stocks can be influenced by unpredictable and variable factors such as changes in ocean conditions, overfishing, natural disasters, and socio-economic and political risks associated with the fishing industry, such as market fluctuations and trade disputes, and changes in fishing regulations. These uncertainties and risks can impact the sustainability and viability of fish stocks and the fishing industry, making effective management and decision-making challenging (). Most fisheries management agencies take these uncertainties and risks into account under the precautionary principle framework despite its limitation from the economic efficiency point of view (). This principle recognizes the potential negative consequences associated with high uncertainty and advocates among others for the use of predefined decision rules and conservative management actions (; ).
From the management perspective, the use of the Maximum Sustainable Yield (MSY) as the benchmark for assessing the state of fisheries has become the primary tool for fisheries management since it was accepted as a goal by the United Nations Convention on the Law of the Sea [UNCLOS Article 61, ]. The World Summit on Sustainable Development () urged states to maintain or restore depleted fish stocks until they can produce the MSY. This demand was recognized by, among others, the European Union, which established the operational objective of rebuilding or maintaining stocks above the biomass levels that could produce the MSY in its Common Fisheries Policy (CFP) (Article 2, ).
The original basis for limit reference points was actually yield maximization rather than conservation (think about the sloped control rule as a less extreme version of the bang-bang control rule).
However, reference points such as the biomass needed to produce the MSY are targets and do not explicitly recognize threats to the stock. In this sense, although the original basis for these reference points was yield maximization, they are now more closely associated with conservation. Hence, stock size “limit reference points” are usually defined and interpreted as the stock biomass below which recruitment becomes substantially reduced (). In actual practice, these limit reference points are extensively used by fisheries managers to set simple harvest control rules (HCRs) that link the state of the biomass to control variables such as fishing mortality, effort, and catches. The use of limit reference points for biomass in harvest control rules implicitly recognizes that there are stock sizes below which recruitment may be impaired (). Fisheries management typically consists of comparing the effectiveness of alternative HCRs for a variety of assumptions about the dynamics of fish and fisheries [e.g., and ].
The main objective of this paper is to provide theoretical support for setting HCRs that account for scientific uncertainty. In fisheries management, scientific uncertainty relates to uncertainties associated with natural states and processes (process uncertainty), the measurement thereof (observation uncertainty), the structure of the estimation model (model uncertainty), the retrospective biases reflected in longitudinal extension of data (structural uncertainty) and the application of management strategies and policies (implementation uncertainty) (; ; ; ). This aim frames within the FAO guidelines advocating fisheries scientists and managers should test current and alternative control rules and associated reference points to determine robustness to predominant sources of uncertainty and responsiveness to the desired characteristics of performance. Failure to effectively account for uncertainty can lead to overshooting management targets, failing to rebuild depleted stocks, and missing opportunities to take advantage of sustainable fishing opportunities ().
In this context, we design model-based HCRs that explicitly include scientific uncertainty under the robust control theory framework. In particular, we assume that managers understand that the perceived dynamics are an approximation of the real model which is not fully known. Following the ideas of and , we characterize robust HCR by distorting the perceived dynamics up to a pre-specified worst case level of error between the truth and perceived reality. Figure 1 summarizes this idea that will be explained in detail in Section 2.3. Under this framework, a robust precautionary HCR is characterized by solving an extremization problem: Managers maximize the fishery’s performance, assuming that a hypothetical malevolent nature chooses the level of scientific uncertainty –the distortion of the real model– to minimize fishery performance. For simplicity, the analysis is carried out assuming a simple age-structure with a BevertonHolt population frame (), similar to , where the recruitment is the only source of uncertainty which is assumed to be autocorrelated.
Figure 1
The analysis reveals that when managers are concerned about scientific uncertainty, they know that a fraction of the volatility observed in the data is generated by the observer’s ignorance. For the sake of simplicity, the source of uncertainty in our framework is considered to affect recruitment, which is characterized as a persistence model affected by shocks. In this context, managers infer that the real model –which is generating the perceived recruitment shocks– is more persistent than the perceived model. As a result, robust HCRs have to be designed assuming a more persistent fishery dynamics process than the one perceived in the data. In particular, our analysis shows that a robust HCR always has a higher limit reference point for the precautionary biomass. Thus, for the range of biomass between the precautionary and the target values, the linear relationship established by the standard HCR becomes steeper in the robust context than in the non-robust setting.
Finally, we show that HCRs that use half of the biomass level associated with MSY (0.5BMSY) as the limit reference point for the precautionary biomass are consistent with our theoretical results. In this sense, our results can be said to be aligned with practices such as those implemented by the Australian and New Zealand fisheries authorities (
The rest of the paper is organized as follows: Section 2 describes the assumptions under the model and the characterization of robust HCRs. Section 3 shows the theoretical findings of the analysis and derives a rule of thumb for fixing critical values for the biomass. Section 4 concludes by discussing the results.
2 Methods
2.1 Harvesting control rules and limit reference points
Determining optimal fishing mortality may not be sufficiently helpful from an operational viewpoint. Different management approaches, including what is politically feasible, lead to fisheries management being implemented through different tools (e.g., total allowable catch (TAC) limits, limits on the amount of fishing effort, restrictions on the gear, seasonal closures), sometimes in a combined way and with different degrees of success (
A well-managed fishery requires the design of explicit harvest strategies that indicate how much catch should be attempted to be harvested under what circumstances (
HCRs take different forms in different settings in real practice (
Figure 2

A “protective” HCR based on biomass thresholds Blim and Btrigger with MSY as the target (
In actual practice, the concept of precautionary biomass is more complex. For instance, the Harvest Strategy Standard for New Zealand Fisheries establishes two types of limit reference points associated with different management actions called”soft limits” and “hard limits” (
In any case, the design of any HCR also requires a relatively high level of data and knowledge of the dynamics of the stocks concerned. In the type of HCR referred to here, it is necessary to know the values of the target reference points (e.g., those associated with MSY) and the biomass thresholds, Btrigger and Blim. To estimate these values accurately, complete knowledge of the biological, economic, and ecologic models behind the stock population dynamics is needed. It is not always possible to apply the HCR because of the lack of information. For example, in 2005, it was only possible to use this type of HCR on 22 of the 80 species managed by the Pacific Fishery Management Council (
An additional problem is that in most cases, the design of HCRs does not explicitly include a way to deal with uncertainty (
2.2 The population model
We build up the population model as in
where is a Gaussian i.i.d. process with zero mean and variance , and is the autocorrelation coefficient.
Managers see this perceived model as an approximation to the real model, representing the “real world”. Following
where is another Gaussian i.i.d. process with zero mean and variance , and is a vector of perturbations in the mean of , that can feed back into the history of the state, . Note that since process represented in Equation 2 is the model that generates the data, it is as though the errors in the perceived model (1) were conditionally distributed as rather than as . Moreover, it is also important to highlight that perturbations affect the real persistence of recruitment. Since feeds back into the history of the state, , parameter does not represent persistence in the real model (2). We show bellow what this real persistence is when managers select optimal HCRs.
The dynamics of the adult age group is then given by , where represents the fishing mortality applied in period t and m is the natural mortality rate, which for the sake of simplicity is assumed to be constant over time. Finally, for this proof-of concept article we assume, as
This population representation enables policymakers’ constraints to be modeled as a linear-quadratic problem, which is essential to apply the robust control theory (
2.3 Robust precautionary HCRs
Uncertainty is modeled following the multiplier preference approach based on the robust control theory proposed by Hansen and Sargent (
We start by assuming that fishery managers want to design a robust precautionary HCR that linearly relates fishing mortality and biomass so that exogenous targets are achieved while avoiding the risk of the stock falling below level B which would result in the fishery being considered as no longer sustainable from the biological viewpoint. Note that we are assuming that and are exogenously given by the managers2. A typical ICES HCR considers and (
The objective function of managers is characterized in terms of distances of fishing mortality and biomass from their respective target points as in
where 0 < β < 1 represents the subjective discount rate, E0 is the mathematical expectation conditioned on the information available at the time of decision-making and λ is a parameter that represents the weight of biomass deviation relative to fishing mortality deviation. There are three noteworthy remarks regarding the managers’ loss function (3): First, F is, by definition, a variation rate (mortality rate), and its deviation from its target is also a rate. In addition, the deviation of the B from its target must also be seen also as a variation rate since both variables are defined in logarithms. Hence, the two sums of the loss functions are ratios with no measurement units. Second, it penalizes both deviations above or below the desired values (hence the square of the distance). Third, it considers the dynamic nature of the resource, enabling long-run deviations to be offset by more minor deviations in the short run. How much present deviations can offset future deviation depends on the discount factor, β: Larger discount factors mean small discount rates, that is managers care as much about future changes as if they occurred in the current year3.
An HCR can be understood as the result of minimizing the loss function (3), taking into account the population model. This interpretation means that an HCR is characterized by the parameter λ. Note that with λ = 0 the rule is independent of the biomass, and the instrument is constant over different biomass levels. With λ approaching infinity, the rule is (equivalently) linear in the biomass level, and a bang-bang or most rapid approach path solution emerges. A positive, finite lambda dictates a trade-off between fishing mortality and biomass and may be associated with a positive . Figure 3 illustrates these cases, which shows are somewhat reminiscent of classical thinking as embodied by (
Figure 3

λ = 0 is associated with a constant effort HCR; λ > 0 is associated with a biomass-based HCR; λ → ∞ is associated with a constant or fixed escapement rule.
An HCR that follows the precautionary principle is sought here, so the rule needs to ensure at most a v% probability of the biomass falling below the limit point, B; that is, the HCR has to satisfy the requirement that
where v is given by the managers. Equation 4 specifies a precautionary HCR which guarantees that the stock is above the limit point with at least a 1 − v% probability (e.g., v = 0.05 for ICES advice).
In addition, managers know that the perceived model (1) is an approximation of the real model (2), so they are aware of the dynamic misspecification of the model (the scientific uncertainty). Therefore a scientific uncertainty level η is considered, i.e.
The left-hand side of Equation 5, , is an intertemporal measure of the size of model misspecification called conditional relative entropy. This constraint is used to measure the statistical discrepancy between the perceived model (1) and the real model (2), which differ only in the ω term [see
(
Considering all these specifications, in looking for a robust precautionary HCR, the managers’ problem consists of minimizing the loss function expressed in Equation 3, taking into account the population model and the precautionary and misspecification side constraints Equations 4, 5, respectively).
Technically, the robust precautionary HCR is characterized in two steps. First, for a given HCR (a given λ) and an admitted uncertainty level η, managers seek to maximize their intertemporal target gap while a hypothetical malevolent nature minimizes that same target by selecting the worst perturbation process, given the population dynamics. Formally, the following extremization problem is solved:
where the multiplier θ represents the penalty for deviating from the real model in the function to be optimized. Note that since the problem seeks to minimize of the perturbation ω, a very low θ allows the nature to wreak havoc, while θ → ∞ corresponds to a zero penalty for the deviation.
Second, given the target paths solutions from the extremization problem (Equation 6), the HCR, λ, and the multiplier θ associated with the scientific uncertainty level, η, that satisfy the precautionary and misspecification constraints (Equations 4, 5, retrospectively) are found. To this respect, it should be noted that since the function to optimize is monotonous and concave in η, there is a negative bijective function from η to the multiplier θ (
Appendix A.1 proves that for a given scientific uncertainty level η and a precautionary probability of biomass falling below the limit point, v, the robust precautionary HCR is given by
where erf is the Gaussian error function and is given by
Parameter can be interpreted as the actual persistence of the real model. This parameter is unknown to managers but is endogenously determined by Equation 8 for a given scientific uncertainty. Two facts that emerge from Equation 8 are worth noting: On the one hand, if managers are not concerned about scientific uncertainty (), then . However, when managers are highly concerned about scientific uncertainty (), meaning that the (inferred) real model is more persistent than the perceived one. On the other hand, even for uncorrelated perceived processes (), a robust HCR would have to consider the existence of some persistence, i.e. .
Finally, the complete characterization of the robust HCRs given by Equations 7, 8 shows unambiguously that the more significant the scientific uncertainty (η) is, the larger and λ are.
3 Results
3.1 Theoretical findings
Two theoretical conclusions can be highlighted from the characterization of robust precautionary HCRs (Equations 7, 8). First, an HCR of keeping fishing mortality constant at the target level cannot be a precautionary robust rule.
Proposition 1.A constant effort rule, is not a robust precautionary HCR. Therefore, a robust limit reference point for biomass is greater than zero.
Proof: See Appendix A.2
Under scientific uncertainty, it can be inferred that the real process is correlated, even when the stochastic process obtained from the perceived model is not. Robustness implies the use of biomass-based HCRs, λ > 0 (see a numerical example in
The logic behind the result that a constant effort HCR is not robust under scientific uncertainty can be illustrated with the following reasoning. Suppose that a naive manager considers both that the perceived model (1) is the one that generates the data (but it is not) and the process is perceived as uncorrelated, . Under this assumption, a constant effort HCR, , is expected to generate a variance (from Equation 7 when and ). This result means that the expected biomass volatility -based on naive expectations- is . However, data is generated not by the perceived model (1) but by the real model (2), which includes the perturbation . Therefore, the volatility of the biomass is actually given by .5
Managers concerned with robustness seek reliable HCR for all close real models (2) in the set shown in Figure 1. This is equivalent to designing an HCR that takes into account that . This robust HCR is given by Equation 7 and for an uncorrelated process is . It generates a risk measure of
Figure 4 shows how naive HCR performance deteriorates more quickly than robust HCR rules as scientific uncertainty (the correlation generated by the perturbation process, ) increases. When the naive constant effort rule, , is applied the precautionary constraint is violated, i.e.
Figure 4

Risk of biomass dropping below for a naive HCR, λ = 0 (Equation 10) and a robust HCR, λ > 0 (Equation 9). The robust HCR was designed by assuming to be 0.5. Notice that when the correlation generated by the real model is 0.5 the probability of the biomass dropping below is exactly v = 0.05.
In general, HCR reduces precautionary levels when the perceived model is correct. However, the performance becomes more precautionary as scientific uncertainty increases.
Second, how much faster fishing mortality is reduced when a stock is assessed to be below the target biomass depends on the level of scientific uncertainty. Our results show that for the same uncertainty concern and precautionary criteria (given by and ), a robust HCR selects a higher biomass limit reference point () than non-robust HCR. Figure 5 illustrates this result showing that . Given this, the linear relationship between fishing mortality and biomass in the range becomes steeper with . Proposition 2 establishes these results formally.
Figure 5

Robust HCR versus non-robust HCR. Robust design of HCR leads to a higher limit reference point for the biomass. and stand for non-robust and robust biomass limit reference points, respectively.
Proposition 2.Greater scientific uncertainty levels imply: i) a steeper relationship between biomass and robust fishing mortality in the robust HCR, and ii) a higher limit reference point for biomass, which is given by.
Proof: See Appendix A.3.
3.2 A robust rule of thumb for HCR
According to our modeling, characterizing the robust precautionary HCR for a particular stock would require time series data to compute , , and . However, if the idea is only to explore the impact of scientific uncertainty –for the given levels of v– there is no need to compute these statistics.
To see this more clearly, assume that the stock has been assessed as above , and the ICES MSY (constant effort) advice rule has been applied. In that case, (see Appendix A.4), the robust precautionary HCR has to satisfy the requirement that
where and represent the standard deviation of the recruitment process in the perceived model (1) and in the real model (2), respectively. This result means that robustness is proportional to the difference between the standard deviation of the perceived and the real models.
Following the three-sigma rule, , which guarantees that 99.7% of random events lie around the mean of its normal distribution (see
In short, the limit reference point used by Australian and New Zealand fisheries authorities (
4 Discussion and conclusions
Marine resource management procedures that take account for uncertainty include specification of the data to be collected and how these data will be used to provide management advice that incorporates feedback mechanism in the form of decision rules to HCRs (
This theoretical characterization of robust HCRs allows establishing two novel points to be made from a fisheries management perspective. First, it can be stated theoretically that constant HCRs are not robust under scientific uncertainty. This result provides theoretical support for approaches suggesting that, in the presence of uncertainty, biomass-based threshold HCRs, which indicate that fishing mortality should decrease with biomass, are more appropriate than constant fishing mortality HCRs (
This research also show that these theoretical findings can be easily implemented by designing HCRs that use 0.5BMSY as the limit reference point for biomass. In this sense, our results can be said to be aligned with real practices. The Australian Harvest Strategy Policy (
In this regard, it is worth mentioning that it has been common practice in the International Council for the Exploration of the Sea (ICES) in the last few years to set management reference points based on a deterministic equilibrium relationship between yield, fishing mortality, and biomass (
On the other hand, ICES has recently started using the SPiCT model for their MSY advice. SPiCT is a surplus production model that takes uncertainty in catches and biomass indexes into account (
From the point of view of the stock modeling, it should be emphasized that in this study it has been set up in the simplest way possible. In particular, it has been assumed that the stock is divided into two age groups (juveniles and adults) without considering the existence of a plus group and the spawning stock biomass follows a logarithmic relationship with the adult population. Furthermore, the only source of uncertainty considered is recruitment, which is assumed to be autocorrected to order 1. All these simplifications may seem far removed from the reality observed in the population dynamics of most fish stocks. However, this simplified modeling is useful (and necessary) to obtain analytical solutions that help interpret the results in simple scenarios. Application of the model to specific populations would require adaptation to account for their intrinsic biological characteristics.
The simplification of the biological model to a form with only one source of uncertainty suggests that this study is a kind of proof of concept for a single source of uncertainty. However, one of the attractions of the methodology used in this study is that the class of disturbances used to capture uncertainty may be more general than the simplicity of the model analyzed apparently shows. With
This study focuses on HCRs that aim to maintain stock biomass at levels consistent with MSY, relying on a limited number of biological reference points (, and ), where ed as a biomass limit reference point that indicates the closed/open status of the stock to the fishing activity. This simplification can be seen as a limitation because it does not take into account that fisheries management may have multiple objectives (maximizing catch, minimizing risk to the resource, and maximizing industrial stability) that may conflict with each other. To mitigate these possible conflicts in the presence of uncertainty, several types of measures have been recommended; among others, the definition of optimal HCRs based on a larger number of biological reference points (
Statements
Data availability statement
The original contributions presented in the study are included in the article/supplementary material. Further inquiries can be directed to the corresponding author.
Author contributions
J-MD-R: Writing – review & editing, Writing – original draft, Visualization, Validation, Supervision, Software, Resources, Project administration, Methodology, Investigation, Funding acquisition, Formal analysis, Data curation, Conceptualization. JG-C: Writing – review & editing, Writing – original draft, Visualization, Validation, Supervision, Software, Resources, Project administration, Methodology, Investigation, Funding acquisition, Formal analysis, Data curation, Conceptualization. M-JG: Writing – review & editing, Writing – original draft, Visualization, Validation, Supervision, Software, Resources, Project administration, Methodology, Investigation, Funding acquisition, Formal analysis, Data curation, Conceptualization.
Funding
The author(s) declare financial support was received for the research, authorship, and/or publication of this article. J-MD-R and JG-C gratefully acknowledge financial support from Xunta de Galicia (ED431B 2022/03). M-JG also acknowledges financial support from the Basque Government (BiRTE IT-1461-22) and the University of the Basque Country (PES20/44).
Acknowledgments
The authors thank Andre Punt, Pamela Mace and Gorka Merino who have considerably improved the article.
Conflict of interest
The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
Publisher’s note
All claims expressed in this article are solely those of the authors and do not necessarily represent those of their affiliated organizations, or those of the publisher, the editors and the reviewers. Any product that may be evaluated in this article, or claim that may be made by its manufacturer, is not guaranteed or endorsed by the publisher.
Footnotes
1.^The application of this model to a specific stock would require empirical testing of the relationship between spawning stock biomass and the adult population and even taking into account other variables that accurately measure reproductive potential (
2.^In real fisheries, however, these variables are selected endogenously according to management criteria that typically allow for long-term sustainable and efficient exploitation of the stocks (
3.^Discount is frequently introduced into fishery economics using the discount rate, r, instead of a discount factor, β; the former is usually applied in continuous time frameworks, whereas the latter is more commonly used in discrete set ups. The inverse relationship between the two is given by , which is compressed between 0 and 1 (
4.^Technically, the detection error probabilities can be calculated using program detection2.m in Matlab.
5.^When is perturbed, biomass evolves following . See Equation 17 in Appendix A.1.2 for further details.
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Appendix
A.1 Finding the robust HCR
A.1.1 Solving the extremization problem
The extremization problem (6) can be simplified with a change of variables, and , and expressed as the following non-stochastic problem:
where is set to zero in the second constraint by the modified certainty equivalent principle that applies to robust control problems (
Let us write the optimization function explicitly for periods t, t + 1 and t + 2,
Taking into account the restrictions of the optimization problem in and , the above expression can be express as,
Therefore, the original optimization problem can be converted into an unconstrained optimization problem. Any solution for and must be the solution to the following two-period problem for and :
The first order conditions (f.o.c.) for this optimization problem are:
Solving these f.o.c.’s for and , and considering the first constraint of the nonstochastic problem, the following emerges:
It is worth highlighting that the multiplier emerges from Equations 11, 12; so represents the HCR. Note also that in the f.o.c. (Equation 13) also appears the uncertainty penalty parameter and the perceived persistence coefficient for the recruitment, , which relate the malevolent perturbation to the recruitment. Thus, any robust HCR must take this relationship into account. The next appendix shows this.
A.1.2 Characterizing robust precautionary HCR
Given the solution of the extremization problem we solve for θ and λ using constrains Equations 4, 5. We start by substituting the f.o.c. (Equation 13) into the real model (2) which can be expressed as
where
Substituting Equation 14 into the f.o.c. Equation 12, the biomass deviation can be expressed as
Solving for the total biomass previous period gives
Since is a Gaussian process, also follows a Gaussian distribution whose mean and variance are given respectively by,
Therefore the precautionary restriction (Equation 4) can be expressed as
where erf is the Gaussian error function. Substituting and from Equations 16, 17, the above expression can be rewritten as:
For a given, , managers can prevent biomass from dropping below with a probability v, if the harvest control rule λ satisfies Equation 18. In fact the solution for λ that appears in the text as Equation 7 is derived directly from Equation 18.
To compute , the first step is to express the vector of perturbations as an AR(1) process
which is obtained from expressions Equations 13, 14.
Taking into account that the process for the perturbation is given by Equation 19 and that the term is the variance of this process, then the misspecification restriction (Equation 5) can be written as
Manipulating Equation 15 gives . Therefore, expression Equation 20 can be rewritten as
which is the expression Equation 8 in the text that determines
A.2 Proof of Proposition 1
For any accuracy level, , Equation 20 implies . Thus, a robust HCR, given by Equation 7, has and makes it impossible for to be a solution to the robust precautionary rule.
A.3 Proof of Proposition 2
It can be checked straightforwardly in Equation 1 that when , and when . Taking this into account increases with scientific uncertainty (and goes to infinity, , when ). Finally, it is clear that increases when and increases.
A.4 A rule of thumb
If there is misspecification and nature chooses then and the variance of the biomass is given by Equation 17. The risk of biomass dropping below is then given by
However, if managers are not concerned about misspecification ( or equivalently ), the autocorrelation coefficient of recruitment is . In this context, selecting implies, according to Equation 7, a standard deviation for the residuals of . Inserting this expression into Equation 21
If the HCR is selected to guarantee that the risk of biomass dropping below is v then λ has to be selected such that Equation 22 is equal to v. This implies that the following expression must hold:
This condition can be expressed as
where and represent the standard deviation of the recruitment process in the perceived model (1) and in the real model (2), respectively. The above condition becomes with the three-sigma rule. Moreover, this condition endogenously determines whenever and . are normalized to 1.
Summary
Keywords
harvest control rules, limit reference points, robustness, uncertainty, robust control theory, fisheries management
Citation
Da-Rocha J-M, García-Cutrín J and Gutiérrez M-J (2024) Identifying limit reference points for robust harvest control rules in fisheries management. Front. Mar. Sci. 11:1379068. doi: 10.3389/fmars.2024.1379068
Received
30 January 2024
Accepted
07 August 2024
Published
23 September 2024
Volume
11 - 2024
Edited by
Maria Grazia Pennino, Spanish Institute of Oceanography (IEO), Spain
Reviewed by
Gorka Merino, Technology Center Expert in Marine and Food Innovation (AZTI), Spain
Andre Eric Punt, University of Washington, United States
Pamela Mace, Ministry for Primary Industries, New Zealand
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© 2024 Da-Rocha, García-Cutrín and Gutiérrez.
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*Correspondence: María-José Gutiérrez, mariajose.gutierrez@ehu.eus
†ORCID: José-María Da-Rocha, orcid.org/0000-0003-3985-8816; Javier García-Cutrín, orcid.org/0000-0003-3576-6359; María-José Gutiérrez, orcid.org/0000-0003-3074-0854
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