Abstract
Assessment of the ventilatory response to exercise is important in evaluating mechanisms of dyspnea and exercise intolerance in chronic cardiopulmonary diseases. The characteristic mechanical derangements that occur during exercise in chronic respiratory conditions have previously been determined in seminal studies using esophageal catheter pressure-derived measurements. In this brief review, we examine the emerging role and clinical utility of conventional assessment of dynamic respiratory mechanics during exercise testing. Thus, we provide a physiologic rationale for measuring operating lung volumes, breathing pattern, and flow–volume loops during exercise. We consider standardization of inspiratory capacity-derived measurements and their practical implementation in clinical laboratories. We examine the evidence that this iterative approach allows greater refinement in evaluation of ventilatory limitation during exercise than traditional assessments of breathing reserve. We appraise the available data on the reproducibility and responsiveness of this methodology. In particular, we review inspiratory capacity measurement and derived operating lung volumes during exercise. We demonstrate, using recent published data, how systematic evaluation of dynamic mechanical constraints, together with breathing pattern analysis, can provide valuable insights into the nature and extent of physiological impairment contributing to exercise intolerance in individuals with common chronic obstructive and restrictive respiratory disorders.
Introduction
Assessment of the ventilatory response to exercise is important in evaluating mechanisms of dyspnea and exercise intolerance in cardiopulmonary diseases (). The value of the information obtained during cardiopulmonary exercise tests (CPETs) is dependent on the degree to which physiological processes are accurately represented; the quality, reliability, and responsiveness of the measurements; and the interpretation of data to meaningfully impact clinical care. The insights provided by invasive respiratory mechanics using esophageal catheter techniques inform an understanding of respiratory system function during exercise. Although employed in research settings for assessment of respiratory mechanics, during clinical CPETs, esophageal catheter insertion can be cumbersome and time-consuming. Simple, low-cost, non-invasive methods to assess respiratory mechanics in the clinical setting are therefore needed and are the focus of the current review.
Ventilatory limitation is traditionally measured as the ratio of ventilation (VE) at peak exercise to measured or estimated maximal voluntary ventilation (VE/MVV), with a ratio >85% used to identify ventilation as the cause of reduced exercise capacity (). Measured MVV during hyperpnea at rest differs from peak exercise VE in respiratory muscle recruitment, operating lung volumes, and breathing pattern (). Additionally, a high VE/MVV provides little information about the specific factors limiting the ventilatory response to exercise in the individual. Patients may perceive intolerable dyspnea during exercise before criteria defining ventilatory limitation are reached. In chronic obstructive pulmonary disease (COPD), 20–50% of patients experience exercise-limiting dyspnea in the setting of sufficient breathing reserve (, ). Relying solely on breathing reserve to assess ventilatory response may therefore underestimate physiologic impairment. Measurement of operating lung volumes including end-inspiratory lung volume (EILV), end-expiratory lung volume (EELV), and inspiratory reserve volume (IRV) can be derived from inspiratory capacity (IC) and tidal volume (VT) measurement throughout exercise in combination with resting total lung capacity (TLC) (EILV = EELV + VT, EELV = TLC – IC, and IRV = IC – VT). Exercise flow–volume loops (FVLs) can provide complementary qualitative assessment of airflow limitation (). Analysis of operating lung volumes, FVLs, and breathing pattern provides insight into mechanical constraints contributing to exercise limitation and dyspnea, avoiding sole reliance on breathing reserve to define ventilatory limitation ().
Our objective is to provide a brief synopsis of characteristic respiratory mechanical responses to exercise, important assumptions, and limitations involved in measuring operating lung volumes using conventional IC maneuvers, and the rationale for these measurements as they apply to clinical CPET for the frontline clinician. We briefly review recommendations and resources for IC maneuver measurement and available evidence for reliability and reproducibility as well as present a rationale for interpreting operating lung volumes. Finally, we comment on the responsiveness of these dynamic measurements to therapeutic interventions. Other non-invasive methods of assessing respiratory mechanics (e.g., gas dilution techniques and optoelectronic plethysmography) are beyond the scope of this mini-review targeted for clinicians. We direct the interested reader to other recently published reviews on this topic (, ).
Respiratory Mechanics In Health and Disease
Dynamic Respiratory Mechanics in Health
In health, VE increases in response to the metabolic demands of exercise by increases in VT and breathing frequency (fB). VT expansion reaches an inflection point at 50–60% of the resting vital capacity (VC), and subsequent rises in VE are secondary to increased fB (Figures 1C,D) (). In young individuals (<35 years old), VT expands with an increase in EILV and decrease in EELV (Figure 2A) (). In contrast to passive expiration at rest, recruitment of expiratory muscles during exercise leads to a decrease in EELV. This permits VT to expand within the linear compliant portion of the respiratory system pressure–volume curve (Figure 2A). This delays the point during exercise when IRV reaches its lowest value (i.e., EILV is 90–95% of TLC), and the inspiratory muscles must contend with increased elastic mechanical loading (Figure 1B) (, ).
Figure 1
Figure 2

Representative volume–time, pressure–volume, flow–volume, and operating lung volume relationships during exercise observed in (A) healthy controls, (B) COPD, and (C) ILD. COPD, chronic obstructive pulmonary disease; EELV, end-expiratory lung volume; EILV, end-inspiratory lung volume; IC, inspiratory capacity; ILD, interstitial lung disease; IRV, inspiratory reserve volume; RV, residual volume; TLC, total lung capacity. Reprinted from O'Donnell et al. (
FVLs collected during exercise provide a visual representation of VT expansion relative to available capacity. Expiratory flow limitation (EFL) is dependent on the adopted breathing pattern, dynamic EILV and EELV, and maximum FVL (
Changes of the respiratory system in healthy aging (>70 years old) have previously been reviewed and include increased lung compliance, decreased chest wall compliance, increased EFL, and elevated ventilatory demand (
Dynamic Respiratory Mechanics in Chronic Lung Disease
Defining Critical Respiratory Mechanical Constraints
In chronic lung disease, pathology of the lung parenchyma, chest wall, airways, and pulmonary vasculature alter respiratory system compliance, airway resistance, and pulmonary gas exchange, which in variable combination have a deleterious impact on exercise capacity (see reviews in this issue by Devin Phillips, “Measurement and interpretation of ventilatory efficiency during exercise,” and by Denis O'Donnell, “An integrative approach to clinical CPET interpretation”). Increased exertional dyspnea intensity in chronic lung disease is closely related to increased magnitude of inspiratory neural drive (IND) (
Dynamic Respiratory Mechanics in COPD
In COPD, increased lung compliance and EFL due to emphysematous parenchymal destruction and airway remodeling increase the heterogeneity of mechanical time constants for lung emptying. Under the stress of exercise, in the setting of EFL and increased VE, there is insufficient time for complete lung emptying, and normal reduction of EELV is impaired (Figures 1E,2B) (
Dynamic Respiratory Mechanics in ILD
In ILD, lung compliance, TLC, and IRV are all reduced, and VT expansion is constrained during exercise reflecting a low IC (
Dynamic Respiratory Mechanics in Other Chronic Lung Diseases
Beyond the examples of COPD and ILD, changes in operating lung volumes during exercise have been observed in obesity (
Key Assumptions and Limitations of IC-Derived Operating Lung Volumes
Validity
IC-derived measurements have been shown to be a valid representation of respiratory mechanics during exercise when performed in conjunction with invasive evaluations using esophageal manometry (
Potential Limitations
Reliable IC-derived measurements additionally assume that maximal volitional effort results in maximal diaphragm activation. The diaphragm has been demonstrated to be maximally activated during voluntary effort in patients with COPD (
Stability of TLC, preservation of maximal voluntary Pes during IC maneuvers, and the voluntary ability to maximally activate the diaphragm support the rationale for using IC maneuvers to measure operating lung volumes. Important clinical scenarios that limit the validity of IC-derived measurements to assess respiratory mechanics include respiratory muscle weakness (failure to successfully reach TLC during IC maneuver can lead to erroneous conclusion of DH), leak during IC maneuver (inability to maintain mouthpiece seal, e.g., bulbar muscle weakness), and inability of the patient to perform reproducible resting IC maneuvers. Additionally, IC-derived measurement of operating lung volumes cannot assess the contribution of chest wall mechanics directly during exercise, and added dead space of mouthpieces may influence breathing patterns. Clinicians should be alert to these situations and consider employing alternative tools for assessment of respiratory mechanics to avoid unreliable operating lung volume measurements.
Performing High-Quality Reproducible IC Measurements
Quality Assessment
To obtain reliable and reproducible measurements, IC maneuvers should be performed using a standardized approach. Factors that can interfere with the quality of IC measurements include insufficient instruction, inadequate number of pre-maneuver tidal breaths for assessment of EELV, unstable EELV due to anticipatory changes in breathing patterns, and inadequate effort (
Table 1
| Prior to IC assessment | Technical considerations | • Use of bidirectional flow-sensing devices for integrated calculation of volume. Measurement of inspiratory and expiratory volumes is important for assessment of EELV and breathing pattern during IC maneuvers ( • Breath-by-breath cardiopulmonary exercise metabolic system that accounts for thermodynamic drift ( • The technician conducting the exercise test should be able to view volume–time and/or flow–volume loop tracings preceding and during IC maneuvers. |
| Clinical considerations | • Review presence of illness that may impact reliability of IC-derived operating lung volumes during exercise (e.g., respiratory muscle weakness and bulbar muscle weakness). • Consider need for alternative or invasive assessment of respiratory mechanics in patients in whom IC-derived measurements may not be reliable. | |
| Resting IC assessment | Preparation and instructions | 1. General description of IC maneuver: “During the resting period and during each stage of exercise, you will be asked to take a deep breath in until your lungs are completely full. To do this, you will finish your normal breath out then fill up your lungs quickly until you are all the way full. When you can't get any more air in and are completely full, then you can go back to normal breathing” ( 2. Demonstration of IC maneuver by technician conducting the exercise test demonstrating normal stable breathing pattern followed by complete inhalation to TLC quickly and without hesitation during IC maneuver. 3. Review instructions for initiation of IC maneuver in order to obtain reproducible measurements at rest. Instructions may be tailored in response to anticipatory changes in breathing pattern by the patient as outlined below ( • “At the end of a normal breath out, take a deep breath all the way in until you are completely full” ( • “At the end of this next breath out, take a deep breath all the way in until you are completely full” ( • “Breath all the way in on this breath” ( 4. Repeat resting IC measurement following a minimum of 60 s and only after breathing pattern has returned to pre-maneuver baseline. 5. Verbal encouragement during IC maneuvers to encourage patients to maximally inhale to TLC may be given; however, during research studies, it is particularly important for encouragement to be standardized. |
| Quality assessment | • Acceptable IC measurement must not include cough, swallowing, evidence of an obstructed mouthpiece, or mouthpiece leak in the tidal breaths preceding or during the IC maneuver ( • See Dynamic IC assessment below re: EELV. • Although current guidelines do not include reproducibility criteria for resting IC maneuvers ( • The mean of acceptable values should be reported ( | |
| Dynamic IC assessment | Preparation and instructions | • Provide instructions for collection of peak exercise IC prior to commencing exercise test: “During this exercise test the goal is for you to exercise as long as you can until you feel you can't exercise any longer. When you feel you have 10–15 s left, give us a warning wave with your hand so that we can collect the final breathing maneuver” ( |
| Quality assessment | • EELV assessment prior to IC maneuvers should include a minimum of four tidal breaths ( • Breathing pattern (depth, frequency, and timing) and EELV should be stable prior to each IC maneuver ( • EELV during expiration immediately prior to an IC maneuver may frequently overestimate or underestimate EELV, and in this case, the mean EELV for the breaths preceding the IC prompt should be used ( • Variability in EELV may reflect a mouthpiece leak, and patients should be reminded to maintain a seal on the mouthpiece. • IC measurements following unstable EELV should be discarded. Generally, during dynamic IC measurement, IC maneuvers are not repeated until the next planned interval. • Peak exercise IC during a CPET performed to symptom limitation should be obtained immediately prior to exercise cessation ( |
Key steps in IC maneuver performance during CPET.
CPET, cardiopulmonary exercise test; EELV, end-expiratory lung volume; IC, inspiratory capacity; TLC, total lung capacity.
Reproducibility
IC measurements at rest, submaximal, and peak exercise are highly reproducible over time (
Interpretation of Operating Lung Volumes
Operating lung volumes can be plotted vs. work rate, oxygen consumption (VO2), or VE during exercise (
The methodology for describing operating lung volume behavior during exercise is most extensively described in COPD. Change in IC from rest to end-exercise is an accepted assessment of DH (
Operating Lung Volume Responsiveness To Therapy
In COPD, a low resting IC usually reflects lung hyperinflation, and as a result, VT expansion and increase in VE are limited from the outset of exercise. Resting IC values are correlated with peak VO2 (
Significant improvement in operating lung volumes are highly correlated with reduced exertional dyspnea in COPD following treatment with bronchodilators (
Conclusions
Operating lung volumes measured throughout exercise provide an assessment of dynamic respiratory mechanics in the clinical setting. IC maneuvers during exercise are simple to perform and, provided sufficient attention is applied, are accurate and reproducible, providing important information about the cause of dyspnea and exercise limitation on an individual basis. Non-invasive measurement of operating lung volumes offers insight into the development of critical respiratory mechanical constraints during exercise, which have been shown to better predict VO2 and dyspnea than traditional indices of breathing reserve.
Widespread adoption of conventional IC-derived non-invasive mechanics assessment in clinical CPET awaits development of normative population ranges for operating lung volumes throughout exercise and assessment of reliability in diverse patient populations. Standardized methods for data display and quality control using commercial metabolic carts will facilitate integrating these important physiologic measurements in clinical CPET so as to advance individualized clinical evaluation and management of symptomatic patients.
Statements
Author contributions
DO'D conceived the idea for the manuscript. KM wrote the first draft of the manuscript. KM, ND, DP, MJ, SV, JN, and DO'D provided critical review and revision of the manuscript. All named authors meet the International Committee of Medical Journal Editors (ICMJE) criteria for authorship for this article.
Conflict of interest
DO'D has received research funding via Queen's University from Canadian Institutes of Health Research, Canadian Respiratory Research Network, AstraZeneca, and Boehringer Ingelheim and has served on speaker bureaus, consultation panels, and advisory boards for AstraZeneca and Boehringer Ingelheim. The remaining authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
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Summary
Keywords
respiratory physiology, dyspnea, respiratory mechanics, inspiratory capacity, cardiopulmonary exercise test
Citation
Milne KM, Domnik NJ, Phillips DB, James MD, Vincent SG, Neder JA and O'Donnell DE (2020) Evaluation of Dynamic Respiratory Mechanical Abnormalities During Conventional CPET. Front. Med. 7:548. doi: 10.3389/fmed.2020.00548
Received
20 April 2020
Accepted
31 July 2020
Published
10 September 2020
Volume
7 - 2020
Edited by
Hsiao-Chi Chuang, Taipei Medical University, Taiwan
Reviewed by
James Hull, Royal Brompton Hospital, United Kingdom; Michael Furian, University Hospital Zurich, Switzerland
Updates

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Copyright
© 2020 Milne, Domnik, Phillips, James, Vincent, Neder and O'Donnell.
This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.
*Correspondence: Denis E. O'Donnell odonnell@queensu.ca
This article was submitted to Pulmonary Medicine, a section of the journal Frontiers in Medicine
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