Tooth-Bone-Borne Vs. Bone-Borne Palatal Expanders: A Systematic Review

Introduction

Transverse maxillary deficiency is a sign of malocclusion that is frequently seen by orthodontists, and is commonly presented in the form of unilateral or bilateral posterior crossbite (1). The prevalence of posterior crossbites was found to range between 8 and 22% in different populations and different age groups (2–4). It may also be manifested in the form of dental crowding of maxillary arch and presence of wide buccal corridors on smiling (1, 5). If transverse maxillary deficiency is left untreated in growing subjects it may lead to other consequences such as mandibular functional shift and asymmetry, altered muscular function, temporomandibular disorders, altered tongue posture, and narrowing of the nasal airway (1, 6).

Patients usually undergo palatal expansion as a part of their orthodontic treatment to correct the transverse discrepancy by opening the mid-palatal suture (7). Palatal expansion was first introduced by Angell in 1860 (8), however, it was not until the 1960s that the technique was adopted by American orthodontists when Haas (9–11) reintroduced it. In his design, the expansion screw was embedded in an acrylic pad that was connected to banded molars and premolars (9). Since then, different designs of tooth-borne and tooth-tissue-borne palatal expansion appliances were proposed in the literature such as hyrax (12), bonded Hyrax (13), modified bonded Hyrax (14), and two-point Hyrax supported on first molars only (15).

Tooth-borne and tooth-tissue-borne appliances transmit their expansion forces to the mid-palatal suture through supporting teeth hence may result in unfavorable effects such as dento-alveolar tipping, root resorption, and periodontal damage in the form of gingival recession or fenestration of buccal bone of supporting teeth (16–18). The dento-alveolar tipping that ensues may result in opening of the bite due to clockwise rotation of the mandible (19). Moreover, the skeletal expansion may not be fully maintained during the retention period following the active expansion (20). In order to overcome such adverse effects, and also to evade surgically-assisted palatal expansion in older patients, miniscrew-supported palatal expanders were introduced (21, 22).

There is currently no consensus in the literature regarding the optimal design of miniscrew-supported palatal expanders, but they mainly fall into two categories; either tooth-bone-borne where the expander is supported using miniscrews in addition to anchor teeth, or bone-borne where the expander is only supported using miniscrews without banding teeth (23). The manner and extent of stress distribution, hence the skeletal and dento-alveolar effects of expansion may vary by incorporating anchor teeth in the expander design (24).

Thus, this systematic review was conducted to evaluate the current evidence regarding post-expansion effects of tooth-bone-borne expanders in contrast to bone-borne expanders. The null hypothesis was that there is no difference in the treatment outcome between the two types of expanders.

Materials and Methods

Protocol and Registration

The protocol for this systematic review was submitted to Prospective International Registry of Systematic Reviews (PROSPERO) on April 12^th, 2020 (ID: CRD42020179159). It was updated on July 9^th, 2020 to broaden the included population to encompass human participants of any age, and to expand the time frame in which outcomes were evaluated. All versions of the protocol are available at https://www.crd.york.ac.uk/prospero. The review was conducted and reported based on Preferred Reporting Items for Systematic Reviews and Meta-Analyses (PRISMA) statement (25).

Eligibility Criteria

This systematic review was performed in order to answer the following question: “Do changes in maxillary expander design influence the treatment outcomes?”

Based on PICOS (25) approach, the following criteria were applied:

• Population (P): human participants of any age or sex, having posterior crossbite or transverse maxillary deficiency.

• Intervention (I): tooth-bone-borne (hybrid) palatal expanders.

• Comparison (C): bone-borne palatal expanders.

• Outcome (O): post-expansion skeletal and/or dento-alveolar effects.

• Study design (S): Randomized clinical trials (RCTs) or non-RCTs.

Literature reviews, systematic reviews, meta-analyses, studies involving cleft lip and palate, medically compromised or syndromic patients, studies combining miniscrew-supported palatal expansion with other treatment (e.g., facemask), or with surgical procedures (e.g., surgically-assisted rapid palatal expansion), animal studies, in vitro studies, and finite element analysis studies were excluded.

Information Sources and Search Strategy

Studies were identified by searching the electronic databases: MEDLINE via PubMed, Web of Science, Scopus, and the Cochrane library, from the inception of each database up to May 2020. No language or publication date restrictions were applied during the search. In addition, Google scholar and Open Gray were searched for gray literature. Reference lists of relevant articles were manually searched and “Citation Networks” of relevant articles in Web of Science were checked to identify studies that could have been missed in the electronic database searches. A search alert was created for each database using its respective search strategy in order to be notified with any new relevant studies, and alerts were monitored on regular basis until July 2020. The search strategy was first developed for PubMed, then it was adapted to syntax rules of each database as shown in Table 1.

TABLE 1

Table 1. Literature search conducted to identify studies (last search date May 7^th, 2020).

Study Selection

All potentially relevant titles and abstracts were imported into a reference manager (EndNote X7, Thomson Reuters) and duplicate records were omitted. Titles and abstracts were screened independently by two reviewers (MH, YY), and were ranked based on information provided by the title and abstract as “Excluded” or “Potentially eligible.” Full text was retrieved for any article graded by at least one of the reviewers as “Potentially eligible.” Eligibility assessment was performed on retrieved full-text articles by the same two reviewers and any disagreement between them was resolved by discussion and consensus. If no agreement could be reached, a third reviewer was consulted (AZ).

Data Collection

A data extraction form was designed to extract the following information from included studies: author, publication year, study design, study setting, details of participants (sample size, mean age, sex distribution), details of expanders' designs, expansion protocol, assessment method, observation period, and outcomes. One reviewer extracted the data (YY) and another reviewer (MH) revised them.

Risk of Bias in Individual Studies

Risk of bias assessment was done independently by two reviewers (MH, YY) using Cochrane Collaboration's revised RoB 2 tool (26) for RCTs. Bias arising from randomization process; bias due to deviations from intended interventions; bias due to missing data; bias in outcome measurement; and bias in selection of reported results were assessed. If information was missing in any domain, authors of the trial were contacted for clarification. An overall risk of bias of the study was set as “High” if any of the domains was judged as “High risk;” it was set as “Low” if all domains were judged as “low risk,” and it was set as “Some concerns” if at least one domain was judged as “Some concerns.” Any disagreements between the two reviewers were solved through arbitration by a third reviewer (AZ).

Results

Study Selection

The process of study identification and screening is shown in Figure 1. Electronic database search resulted in identification of 957 records, in addition to 95 other records identified through other sources. After removing 538 duplicates, a total of 514 records were screened by title and abstract to identify potentially eligible articles. Screening resulted in exclusion of 504 records, and full texts of the remaining 10 articles were retrieved and analyzed according to the eligibility criteria. Nine articles were excluded for the following reasons: One study was a letter to the editor (27), two studies were retrospective (28, 29), three studies were reviews (30–32), and three studies examined only one type of miniscrew-supported palatal expander (33–35). Consequently, one study (36) was deemed eligible for inclusion in the systematic review.

FIGURE 1

Figure 1. Flowchart of the study selection process based on PRISMA statement.

Study Characteristics

Characteristics of the included study are summarized in Table 2. The selected study was an RCT that involved 53 adolescent patients having 5–10 mm transverse maxillary deficiency, with 47 patients included in final analysis. Two designs of miniscrew-supported palatal expanders were compared to each other and to a conventional expander. The hybrid expander was supported using 2 miniscrews placed anteriorly between first and second premolars, in addition to the banded first molars, whereas the bone-borne expander was supported using only 4 miniscrews. The same activation protocol was used for the 3 expanders. The outcome of the study was post-expansion and post-retention dento-alveolar effects assessed using digital dental casts. Changes in the maxillary arch were assessed by superimposition of the casts then recording positional changes in the coordinates of the teeth, and logarithmically calculating the teeth angulations. On the other hand, linear interdental measurements were conducted on mandibular casts.

TABLE 2

Table 2. Characteristics of the included study.

Risk of Bias

The risk of bias for the included study is summarized in Figure 2. Using RoB 2 tool, the study was judged overall to show some concerns. This judgment was reached because although the authors mentioned that sample randomization was undertaken, they did not specify the method of random sequence generation or allocation concealment. Moreover, the study was not prospectively registered, and no protocol was provided to allow evaluation of bias in selection of the reported result.

FIGURE 2

Figure 2. Summary of the risk of bias assessment according to Cochrane Collaboration's RoB 2 tool.

Results of Individual Studies

No information was provided in the study regarding the initial amount of transverse maxillary deficiency in each group, and the endpoint of expansion was not defined. The mean amount of expansion was 7.07 and 6.22 mm in the hybrid group and bone-borne group, respectively, and it was not found to be different between the groups. Both appliances showed a statistically significant buccal movement of maxillary molars post-expansion. The mean buccal movement of right first molar mesio-buccal cusp was 2.46 (±1.61) and 0.74 (±0.82) mm in the hybrid and bone-borne groups, respectively, while that of the left first molar was 2.32 (±1.54) and 1.92 (±1.17) mm in the hybrid and bone-borne groups, respectively. The authors reported significantly more buccal movement of the right first molar following expansion with hybrid appliance compared to bone-borne appliance, which persisted post-retention. Both appliances showed a statistically significant buccal movement of maxillary first premolars post-expansion, but it was not significantly different between the two groups. The mean post-expansion buccal movement of right first premolar buccal cusp was 1.22 (±1.20) and 0.48 (±0.58) mm in the hybrid and bone-borne groups, respectively, whereas that of the left first premolar was 1.51 (±1.95) and 1.97 (±0.90) mm in the hybrid and bone-borne groups, respectively. The maxillary right (6.50°±4.65) and left (4.31°±3.86) first molars and right first premolar (3.08°±4.87) showed significant buccal tipping following expansion using hybrid appliance, which was significantly uprighted during retention period. In contrast, no significant buccal tipping was evident post-expansion using the bone-borne appliance. The mandibular inter-molar width was found to significantly increase in both bone-borne and hybrid groups following expansion, but no difference was found between the groups.

Regarding observed complications, more loosened appliances were reported in the bone-borne group (25%) compared to the hybrid group (7%). Conversely, more broken appliances were reported in the hybrid group (13%) compared to the bone-borne group (6%). Two patients experienced loosened miniscrews in the bone-borne group. On the other hand, no failures were reported in the hybrid group.

Discussion

Summary of Evidence

The aim of this systematic review was to evaluate evidence from randomized and prospective clinical trials on post-expansion effects of tooth-bone-borne and bone-borne palatal expanders. Recent systematic reviews have examined the use of miniscrew-supported palatal expansion, but none of them compared the effects of combining dental and skeletal anchorage as opposed to only using skeletal anchorage in the expander design (23, 37–39). This systematic review is, to our knowledge, the first to compare the effects of tooth-bone-borne vs. bone-borne expanders. The principal findings were that both designs resulted in significant expansion of maxillary molars and premolars, with significant molar tipping taking place with the tooth-bone-borne expander.

Although hybrid and bone-borne expanders were initially described more than a decade ago (22, 40), remarkably limited research has been carried out to compare both designs, and often the results were not in accord. The search through literature yielded three studies that compared the two designs; two were retrospective studies that used cone-beam computed tomography (CBCT) for comparison (28, 29), and one was an RCT that employed digital dental casts (36). Ultimately, only the RCT by Canan and Senişik (36) was included in the current systematic review. Since only one study was found to conform to the eligibility criteria, only a narrative synthesis was performed. The included study, referred to by its authors as “Part 1,” only compared dento-alveolar effects of the expansion appliances (36). A search for a second part of the study did not yield any results, and the authors were contacted by email for clarification but no response was obtained.

Significant expansion of maxillary molars was observed by Canan and Senişik (36) in both groups, but a significant difference between the two groups was only found on the right side. Increased maxillary inter-molar width was previously reported with various designs of miniscrew-supported maxillary expanders using CBCT (40–43). Moon et al. (28) reported in their retrospective CBCT study a significantly greater dental expansion in hybrid expanders compared to bone-borne expanders, but no significant difference in skeletal expansion between the two groups. Significant buccal movement of premolars was observed in both groups despite not being attached to any of the appliances (36). This can be explained by the movement of premolars with their skeletal base during expansion. Increased inter-premolar width agrees with previous research using CBCT (41, 43).

Although Canan and Senişik (36) did not find statistically significant inter-group differences regarding dental tipping, significant post-expansion buccal tipping of maxillary molars was reported with hybrid expanders but not with bone-borne expanders. This result is considerably expected because molars are included in the design of hybrid expanders, contrary to the bone-borne expanders. A similar result immediately after expansion was reported by Oh et al. (29) in their retrospective CBCT study, where slightly less buccal tipping of molars was observed with bone-borne expander compared to hybrid expander. Similarly, Moon et al. (28) found significant increase in molar buccal tipping in the hybrid group, but not the bone-borne group, 3 months post-expansion. The right first premolar showed significant buccal tipping following expansion using hybrid expander despite not being directly attached to the appliance (36). A possible reason could be alveolar bone bending or rotation of the maxillary halves that take place during expansion (44). Subsequent post-retention uprighting of molars and premolars was reported in the study, and was explained by the authors by pressure from the cheeks and forces of occlusion (36).

More clinical complications were reported with bone-borne expanders compared to hybrid expanders (36). Loss of stability of the appliances or their supporting miniscrews possibly took place in the bone-borne group because all the expansion force fell on the miniscrews, while in the hybrid group the anchor teeth might have impeded the instability (24). If the miniscrews fail, an advantage of the hybrid design is that the attachment between the molars and the expander may act as a safety mechanism against swallowing or aspiration (45). Another asset of the hybrid expander is that the appliance may act as a surgical guide thus facilitating the insertion of miniscrews (46).

Limitations

Evidence from the included RCT should be interpreted with caution because it showed some concerns regarding risk of bias. There were some concerns arising from the randomization process and regarding the selection of the reported results. An attempt was made to contact the authors for clarification regarding these concerns, however, no response was received.

The reviewed article only compared dento-alveolar effects of miniscrew-supported expanders, and no consideration was given to skeletal effects. In addition, despite reporting the mean amount of expansion in each group, no information was provided regarding baseline severity of transverse maxillary deficiency, or the endpoint of expansion. Another drawback of this review is that only adolescents were assessed in the included study. Age and skeletal maturity may affect the amount and pattern of maxillary expansion, as well as relapse (41). Hence, results may differ if the study is conducted on older patients.

Recommendations for Future Research

Future research should compare skeletal as well as dento-alveolar effects of miniscrew-supported maxillary expanders in different age groups and using reliable assessment methods such as CBCT and digital casts. Other variables that should be considered include number of incorporated anchor teeth, number and size of miniscrews, and their site of placement. The patients' perception of the different designs is another domain that should be considered. The study critiqued in this systematic review had some methodological shortcomings. Therefore, researchers should focus on high-quality RCTs, with sufficient power and robust methodology.

Conclusion

A definitive conclusion cannot be drawn from this systematic review due to the scarcity of clinical trials tackling the research question. However, based on the available evidence, both tooth-bone-borne and bone-borne expanders produce significant maxillary dento-alveolar expansion, with less complications encountered in the tooth-bone-borne expander. There is a need for further well-conducted research comparing both appliance designs.

Data Availability Statement

The raw data supporting the conclusions of this article will be made available by the authors, without undue reservation.

Author Contributions

YY and MH conceived and designed the review, were the major contributors in writing the manuscript, and performed study selection. YY extracted data and MH revised them. AZ was the third reviewer in case of disagreements. NE-H, HI, and AZ edited and revised the manuscript. All authors contributed to the article and approved the submitted version.

Conflict of Interest

The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.

Acknowledgments

YY wishes to thank Dr. Hassan Kassem (Lecturer of Orthodontics, Faculty of Dentistry, Alexandria University, Egypt) for his insightful comments and suggestions.

Abbreviations

CBCT, cone-beam computed tomography; PICOS, Population-Intervention-Comparison-Outcome-Study design; PRISMA, Preferred Reporting Items for Systematic Reviews and Meta-Analyses; PROSPERO, Prospective International Registry of Systematic Reviews; RCT, randomized clinical trial.

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