Original Research ARTICLE
Spatial Planning of Marine Aquaculture Under Climate Decadal Variability: A Case Study for Mussel Farms in Southern California
- 1Bren School of Environmental Science & Management, University of California, Santa Barbara, Santa Barbara, CA, United States
- 2Program in Ocean Science and Engineering, Georgia Institute of Technology, Atlanta, GA, United States
- 3Earth Research Institute, University of California, Santa Barbara, Santa Barbara, CA, United States
- 4Marine Science Institute, University of California, Santa Barbara, Santa Barbara, CA, United States
The growth of marine aquaculture over the 21st century is a promising venture for food security because of its potential to fulfill the seafood deficit in the future. However, to maximize the use of marine space and its resources, the spatial planning of marine aquaculture needs to consider the regimes of climate variability in the oceanic environment, which are characterized by large-amplitude interannual to decadal fluctuations. It is common to see aquaculture spatial planning schemes that do not take variability into consideration. This assumption may be critical for management and for the expansion of marine aquaculture, because projects require investments of capital and need to be profitable to establish and thrive. We analyze the effect of climate variability on the profitability of hypothetical mussel aquaculture systems in the Southern California Bight. Using historical environmental data from 1981 to 2008, we combine mussel production and economics models at different sites along the coast to estimate the Net Present Value as an economic indicator of profitability. We find that productivity of the farms exhibits a strong coherent behavior with marketed decadal fluctuations that are connected to climate of the North Pacific Basin, in particular linked to the phases of the North Pacific Gyre Oscillation (NPGO). This decadal variability has a strong impact on profitability both temporally and spatially, and emerges because of the mussels’ dependence on multiple oceanic environmental variables. Depending on the trend of the decadal regimes in mussel productivity and the location of the farms, these climate fluctuations will affect cost recovery horizon and profitability for a given farm. These results suggest that climate variability should be taken into consideration by managers and investors on decision making to maximize profitability.
Aquaculture is a promising alternative to fulfill seafood consumption by 2050 (Diana et al., 2013) and it is predicted that about 60% of all seafood will come from aquaculture by 2030 (World-Bank, 2013). Marine aquaculture in particular is a promising sector because of the availability of space within countries’ Exclusive Economic Zones (EEZ) in comparison with other aquaculture sectors (Kapetsky et al., 2013; Lovatelli et al., 2013; Gentry et al., 2017a,b). This is especially true when moving further offshore because space is less limited than inshore environments (Gentry et al., 2017a,b) and the environmental impacts over the sea floor and sensitive environments such as coral reefs are reduced (Bostock et al., 2010).
The National Oceanic and Atmospheric Administration of the United States (NOAA) indicates that imports comprised 90% of the seafood consumed in the United States in 2015 (NOAA, 2016) and about half of those imports come from aquaculture (NOAA, 2017). Given the continuous rising demand of seafood and the opportunities that producing domestic seafood represent, there is increasing interest in expanding aquaculture in the United States (Lee and Ostrowski, 2001). The United States is the 17th largest producer worldwide, and global production is dominated by Asian countries like China and India (FAO, 2016). Principal products from the United States are catfish, crawfish and trout for freshwater, and salmon and oysters for marine aquaculture. Freshwater production is by far more important in terms of volume: 234,615 metric tons for freshwater and 41,080 metric tons of marine production in 2014 (NOAA, 2015). A National Marine Aquaculture Policy has been developed to plan the activity to have minimum impact over the ecosystems while fulfills its role as source of jobs and local sustainable seafood (NOAA, 2011).
Given the interactions of marine aquaculture with natural habitats (e.g., benthic impacts, disease, invasive species introduction, and entanglement) and human uses of the marine space (e.g., fishing, recreation, and viewshed), farm siting must be developed under careful marine spatial planning frameworks that inform site selection (Sanchez-Jerez et al., 2016) and also estimate the site-specific costs associated with aquaculture (Lester et al., 2018). However, although spatial plans for marine aquaculture consider environmental variables to optimize growth rates and feasibility, the incorporation of natural variability is often ignored, despite the fact that climate variability and change are recognized as important drivers of productivity in marine aquaculture (Cochrane et al., 2009; Saitoh et al., 2011; Liu et al., 2013). This can lead to bias in the predicted productive capacity of aquaculture projects and sites, and if climate variability is not considered in spatial planning, the huge potential for marine aquaculture might be compromised by unnecessary costs (Callaway et al., 2012).
Understanding the impacts of environmental variability over aquaculture zones may lead to more reliable marine spatial planning schemes. This information should be of significant interest to managers and investors because it reduces uncertainty and increases our understanding of the long term profitability of aquaculture sites (Handisyde et al., 2006). The incorporation of climate is one of the key elements in the implementation of the Ecosystem Approach to Aquaculture (EEA) (Soto et al., 2008) particularly now that offshore aquaculture is taking its first steps toward expansion.
Marine Aquaculture in Southern California
California is one of the states with the highest seafood demand (Morris et al., 2015) opening a window of opportunity for marine aquaculture to grow sustainable seafood and provide economic benefits to the region. However, current and prospective farmers are facing challenges related to the permitting process which needs to be streamlined (CaliforniaSeaGrant, 2015) and coordinated between state and federal institutions, depending on the location of the project (Bryniarski, 2015). While permission frameworks for federal waters are being developed (> 3 miles from the coastline up to the EEZ), waters closer to the shore face conflicts with other uses of the space and also need approval from multiple agencies (Tiller et al., 2013). Concerns on the environmental impacts and spread of disease on wild populations potentially caused by marine aquaculture projects have been raised by environmental groups and local fishermen (Weisser, 2016) as in many regions in the world (Froehlich et al., 2017).
Despite such difficulties, marine aquaculture is finding its way in Southern California waters and thriving. Currently, there are few marine aquaculture sites operating in this region: Oyster aquaculture has been explored for this area but still remains concentrated in Northern California (Kettmann, 2015). However, restoration efforts are being developed to enhance native Olympia oyster in wetlands of the region (Grant et al., 2017). Abalone are cultivated in seaside tanks, and there are two successful commercial marine aquaculture mussel farms in the Santa Barbara Channel and the San Pedro Shelf. An upcoming project for mussel aquaculture in Ventura is just waiting for approval to start operating. The cultivation of kelp is also under development for future production of biofuels and agricultural products (Cohen, 2017).
Given its relevance for biodiversity and the placement of important marine protected areas, marine spatial planning is crucial to preserve and utilize the marine resources of the SCB with an ecosystem approach, particularly in a very crowded coastal region (Lester et al., 2018) with a population of greater than 22.6 million people (U.S. Census Bureau, 2010). In a planning exercise Lester et al., 2018 found that the SCB could potentially host many hundreds of farms without compromising other uses of the space or biodiversity. In addition, SCB is attractive to farmers and investors for its geographical features, the inshore regions are semi protected from the stronger currents of the Pacific (Kettmann, 2015), and there is a low incidence of storms and hurricanes (King et al., 2011; Shoffler, 2015). However, internal variability mechanisms, such as the El Niño Southern Oscillation, the North Pacific Gyre Oscillation and the Pacific Decadal Oscillation (ENSO, NPGO, and PDO) have a big influence over the productivity of the SCB, and climate change is also expected to modify the climatic norm in the region (Roemmich and McGowan, 1995; Mantua et al., 1997; Bograd and Lynn, 2003; Snyder et al., 2003; Lluch-Belda et al., 2005; Di Lorenzo et al., 2008).
In this study we focus on a single type of marine aquaculture that has been projected to be successful in the region given its social acceptance and minimum impact on the surrounding environment: Mediterranean mussels. Mussels are sensitive to environmental variables (Schneider et al., 2010; Kroeker et al., 2014; Gaylord et al., 2018) so it is expected that farmed mussels will need to consider how environmental variability of this region will affect productivity and profitability to develop zonification plans and adaptation strategies accordingly.
Materials and Methods
Description of the Area of Study
The Southern California coastal region, also known as Southern California Bight (SCB), is the coastal area of the Eastern Pacific located between 31.6 and 35 degrees North latitude and 120 and 116 West longitude, from Point Conception in the north to Punta Banda, in Baja California Mexico in the South (SCCWRP, 1973; Schiff et al., 2016). The region of this work covers only the United States portion of the SCB, which is the delimited region of study: Point Conception down to the Mexico border in San Diego, Southern California (122°W – 117°W; 32°N – 35°N). The SCB is a platform with multiple submarine canyons and the presence of the California Channel Islands that shape a complex oceanography within the region (Jackson, 1986; DiGiacomo and Holt, 2001).
The SCB is within the southern limit of the California Current, one of the four Eastern Boundary Current Systems in the world where Ekman type upwelling promotes a high productivity that sustains fisheries and biodiversity (Carr, 2001). Point Conception, which marks the northern limit of the SCB is the transition between two major marine biogeographical regions: the Oregonian which is primarily influenced by the cooler temperatures of the southward California Current and the Californian characterized by warmer waters (Valentine, 1966; Airamé et al., 2003; Zacherl et al., 2003). These oceanographic features position the SCB as a climatic and biogeographic transition zone, and an important biodiversity hotspot, hosting diverse ecosystems such as estuaries and kelp forests (SCCWRP, 1973; Daley et al., 1993; Schiff et al., 2016).
Further classifications based on marine taxa find two bioregions within the SCB: the Southern Californian that goes from Point Conception to Santa Monica Bay; and the Ensenadian from Santa Monica Bay down to Punta Eugenia in Mexico (Blanchette et al., 2008; Briggs and Bowen, 2011; Chivers et al., 2015). Increased primary productivity and lower temperatures are found toward the north in the SCB (Southern Californian bioregion) due to the influence of coastal upwelling processes from the north (Mantyla et al., 2008). In comparison, the south of the SCB (Ensenadian region) tends to be warmer and lower in nutrients due mainly to the northward superficial and sub superficial countercurrents that flow along the inshore (Bray et al., 1999; DiGiacomo and Holt, 2001).
The SCB is characterized by seasonal upwelling of ocean nutrients (Di Lorenzo, 2003) and strong decadal climate variability associated with the basin-scale climate variability (Di Lorenzo et al., 2008; Di Lorenzo et al., 2009; Bell et al., 2015).
Environmental Forcing and Spatial Domain
Historical environmental data was obtained from the Regional Ocean Model System (ROMS) (Shchepetkin and McWilliams, 2005) 4D Historical Reanalysis for the California Current System (Moore et al., 2011a,b,c). The domain of the reanalysis covers the SCB region down to the San Diego border (122°W – 117°W; 32°N – 35°N) (Figure 1), where daily values of four environmental variables were extracted (salinity, temperature, current velocity, and mixed layer depth) in daily values for the period 1981–2008. The model grid has 1/10 × 1/10 degrees (∼121 km2) of horizontal resolution and 42 vertical terrain-following depth layers; only <200 m of vertical depth were considered for this domain.
Figure 1. (Left) Coastal region of the Southern California Bight where environmental forcing was considered. The region was subdivided in 223 sites or locations (red circles). (Right) Production time series of 3 representative sites of the three main regions in the SCB, for the 1981–2008 period, as an example of variability in production year by year. Each production is calculated on an annual time step and is considering the time of harvest.
The reanalysis forcing data extracted from the UCSC Ocean Modeling and Data Assimilations website1 was subdivided into 223 ‘sites’ along the coastal boundaries of the SCB. Each site represents a geographical location where a mussel farm is located (Figure 1).
The Mussel Production Model
In order to incorporate the effects of climate variability into mussel production, we simulated the growth of Mediterranean mussels Mytilus galloprovincialis with a Dynamic Energy Budget (DEB) model approach, adapted to aquaculture conditions. First developed by (Kooijman, 1986, 2010), the DEB theory is useful to understand functional relationships of the organisms with the environment. The central paradigm of the DEB theory is the k-rule, which describes the fractions of energy that are allocated between somatic maintenance or reproduction (Sarà et al., 2012), incorporating the uptake and use of substrates (e.g., food, nutrients, and light) by the organisms and the use of these resources for maintenance, growth, maturation and propagation by different life stages. The DEB model takes the individual as its central form of organization, but it has been applied to other organizational levels such as populations and ecological relationships (Kooijman, 2010). DEB models are also used for aquaculture and shellfish research to analyze growth and survival of bivalves in relation with environmental variables such as temperature, variable food and salinity (Pouvreau et al., 2006; Sarà et al., 2012; Maar et al., 2015). Particularly for mussels, empirical data has helped on calibrating DEB-type models, and to validate the application of this modeling approach to simulate mussel growth under variable conditions and across locations (Van Haren and Kooijman, 1993; Rosland et al., 2009; Thomas et al., 2011).
According to DEB theory, temperature ‘activates’ the basal activities of the organisms on a molecular level and directly regulates growth rates. The model is set to apply the principles of the k-rule when the mussel reaches a size of maturity and from then it starts to apportion energy toward gonads in addition to body biomass. If food supply and temperature levels are not adequate, mussels will starve.
The DEB model used in this project is based on the work of Muller and Nisbet (2000) which was adapted by Lester et al. (2018) to simulate mussel growth in response to four relevant environmental drivers: temperature (°C), current velocity (cm s−1), mixed layer depth (m), and particulate organic carbon (POC mg cm−3). Biological parameters used in the model are shown in Table 1, and most of them gathered from the Add-my-Pet website2 (Kooijman et al., 2014). In our analysis, the UCSC reanalysis that is used to reconstruct the historical evolution of the DEB model drivers did not contain POC. In order to estimate the time dependent changes in POC fluxes we used salinity anomalies at 50 m depth. The use of this proxy is motivated by previous studies showing a tight correlation between variations in the halocline and nutricline along the CCS (Di Lorenzo et al., 2005, Di Lorenzo et al., 2008). The salinity proxy was calibrated using an existing set of POC data for the period 2000–2001 that was used originally to develop the mussel model (Lester et al., 2018). Given that we are interested in the relative change from 1 year to the other, the calibration procedure involves adjusting the 2000–2001 mean of the salinity proxy with that from the POC dataset and re-scaling the standard deviation to match that of the POC for the same period. The resulting scaling factors are then applied to all other years.
The biological model was evaluated in order to obtain its sensitivity to environmental variables. The analysis showed that temperature and POC were the most significative forcing, explaining 51 and 42% of the productivity annual variance, while current speed and mixed layer depth only accounted for 4 and 3%, respectively. The analysis was done by running the model with small perturbations in each variable on a sequence to obtain variations of production, then fitting to least squares method to obtain the percentage of importance of each factor or variable.
In our adapted version of the DEB mussel model we simulated the change in biomass of an initial number of mussels (41,600,000) over a period of 365 days, which were seeded every year on October 1st and harvested once they reach the commercial size of 23 g. The time of harvest is an important metric for productivity used in our analysis and is calculated every year along the 28-year period. It is expected that mussels in productive sites will reach the commercial size sooner in a cultivation year, resulting in a time factor of 1 plus the fraction of the remaining year. For example, if mussels were seeded in October of 2000 and grew up to 23 g in April 2001, the site will have a factor of 1.5 because it took only 6 months for this site to reach a commercial size. The final individual weight was then multiplied by the harvest factor and the total number of individuals to calculate the final mussel production weight of the farm. This resulted variable (mussel production) was used to develop the subsequent analysis.
The model not only took into account the growth of the mussels but mortality due to starvation as well. As part of the model, death due to starvation occurs when somatic maintenance requirements cannot be met. Detrimental temperatures for mussels of 24°C (Anestis et al., 2007) are reached only in a minimum time and space for the period and region used in this study, so we expect that mortality due to temperature is not a major factor (see Appendix). Natural mortality is also not considered given the period of cultivation is just the grow out phase of the mussels. Mortality caused by predators was also set to zero.
Each of the 223 sites contained a hypothetical farm within the dimensions of 4 km2. Infrastructure and production capacities can vary from farm to farm, for example, mussel farms at the Prince Edward Island Region produced ∼414 tons per km2 (Department of Fisheries and Oceans, 2006); farmers in the Santa Barbara coast produce around 445 tons per km2 (California Fish and Game Commission, 2018) and finally mussel farmers in Ensenada, Mexico produce 60 tons per km2 (Diaz, 2018). In our case, the production capacity of each site is set for about ∼251 tons per km2.; this means that each site would produce 1,005 tons per farm, ranging in production from 274.67 tons up to 1354.67 tons from the less to the most productive farms, after considering the additional time factor described above. Our farm arrangement was based on Lester et al. (2018) but adapted to our farm dimensions and production capacity: 32 longlines, each longline with 3,962 m of fuzzy rope, and a density of 328 mussels per m of fuzzy rope.
Historical Reconstruction of Productivity 1981–2008
Mussels were seeded each year in October and harvested when reaching commercial size at 23 g every year, over a period of 28 years from 1981 to 2008. The choice of the 1981–2008 period is motivated by the availability of a high-resolution historical reanalysis of the California Current System conducted by UCSC. This reanalysis assimilates the long-term hydrography from the CalCOFI dataset and all available satellite information with a state-of-the-art regional ocean modeling systems to generate the best available estimate of ocean conditions over this period. This simulation was computed for the 223 locations distributed over the SCB. The historical environmental data was coupled with the mussel production model to perform a hindcast of mussel production. The mussel model was run every year using environmental data for the four forcing variables that the model feeds on. With this hindcast method, time series of mussel production were obtained for the 223 sites (Figure 1). The resulting time series were used to estimate the spatial statistics and covariance analysis in order to identify profitable regions based on mean productivity and variance.
It is important to mention that spatial constraints used for the zonification of aquaculture (marine protected areas, other uses of the space) were not considered. The purpose of this study is to understand how sites gain or lose aquaculture productivity in response to environmental variability. The resulting information can be further explored for identifying ideal regions for aquaculture productivity and farms profitability.
Mean and STD
The spatial statistics over the 28 years of the mussel production hindcast were performed in order to visualize productivity and stability of production for the 223 sites (Figure 2). The mean productivity map (Figure 2A) shows high values along the coast with higher concentration south of Pt. Conception. On the other hand, the map of variance in productivity shows low values south of Pt. Conception and along the coast (Figure 2B). Taking the ratio of the mussel biomass production standard deviations over the mean (coefficient of variation) allows us to identify regions where production is stable (low values in Figure 2C) — that is the mean production is large compared to the year to year variation. This led to the recognition of three regions with clusters of sites in the North, Central and South where mussel farms are likely to be the most stable in terms of production and profit (Figure 2C). Aquaculture clusters reflect the geographical regions previously defined for the SCB as Southern Californian, and Ensenadian, having the central region of Santa Monica bay as a transition area (Blanchette et al., 2008).
Figure 2. (A) Long-term mean of production from the mussel model along in the Southern California Bight (SCB) at the 223 sites. (B) Standard deviation of mussel production. (C) Ratio between standard deviation and long-term mean of production expressed in percentage.
EOFs and Principal Component Analysis
To characterize the variability and the level of coherence across the 223 sites, we performed Empirical Orthogonal Functions (EOF) and Principal Component Analysis (PCA) to decompose the variance map of mussel production (e.g., Figure 2B). The PCA allows to extract and quantify the coherent dominant variability across the sites (e.g., mussel farms) and understand the extent to which this variability is linked to dominant climate modes in this region. After assembling a matrix of the yearly production anomaly estimate at the end of the growing season (e.g., 1 year after the seeding of the farm in October) at each site, we computed the covariance matrix of the anomalies and decomposed it in eigenvalues and eigenvectors. The eigenvectors associated with the largest eigenvalues are referred to as EOF and correspond to the dominant spatial patterns of variability (Lorenz, 1956; Di Lorenzo et al., 2008). In the case of the mussel production, the first EOF (Figure 3A) explains 83% of the total variance and exhibits the same spatial structure as the total variance map (Figure 2B), implying that this pattern of variability is coherent across all sites. The temporal variability of the first EOF was extracted by projecting the EOF1 onto the matrix of yearly production anomaly estimates and is referred to as the first Principal Component (PC1) (Figure 3B). The time series of PC1 exhibits strong low-frequency fluctuations that are not connected to interannual events such as El Niño (e.g., there is no evidence for strong fluctuations associated with the 1982 and 1997 events). This suggest that other climate dynamics of the Pacific exert a more dominant control on mussel productions.
Figure 3. (A) Dominant Empirical Orthogonal Function (EOF) of the annual anomalies in mussel production. The EOF1 explains 83.08% of the interannual variability. (B) The time series associated with interannual fluctuations in EOF1, also referred to as the first Principal Component (PC1). PC1 is evaluated 20 months after the date of farm initiation due to the lag of harvest with respect on the environmental data.
Links to Pacific Climate Variability
The first mode of spatial variation (EOF1) and its temporal variation (PC1) was further explored to analyze what features of the climate are relevant for aquaculture production. The first principal component (PC1) shows synchrony (Figure 4A) and high correlation (r ≈ 0.67, p-value < 0.001) with the North Pacific Gyre Oscillation Index (Di Lorenzo et al., 2008). The relationship between modeled production and the NPGO Index is also demonstrated by the correlation of the PC1 with global sea surface temperature anomalies (SSTa from the NOAA ERSSTa v3) (Figure 4B), which exhibits the typical NPGO SSTa pattern. Mussel production variability in the SCB correlates not only locally with SSTa but with the rest of the Pacific Basic domain, demonstrating that such variability does not respond to regional scale variability but to global decadal trends associated with Pacific climate modes such as the NPGO.
Figure 4. (A) NPGO index (red) for the entire available record and PC1 of mussel production (blue). (B) Correlation between PC1 and Pacific sea surface temperature anomalies (SSTa) reveals a large-scale climate pattern resembling the North Pacific Gyre Oscillation (NPGO).
Net Present Value and Optimal Site Selection
To analyze the effects of environmental variability over the economic value of the aquaculture sites, an economic model component is added based on the final mussel production at the end the year. The economic indicator used in this work is the Net Present Value (NPV), commonly used in economics and finance to analyze the feasibility of productive projects, including aquaculture (Whitmarsh et al., 2006; Liu and Sumaila, 2007). NPV also provides important information on the time of investment recovery and the value of the investment in present time.
The calculation of NPV (Eq. 1) utilizes information on investments and costs of running a farm minus the cash flow derived from profits of the farm. Profits are based on the revenues of selling mussels at gate price to distributers year by year. Real farms often increase their production gradually up to their maximum capacity. However, we assumed that farms would work at full capacity from the beginning (Lester et al., 2018). The discount rate selected was 8.07% which is the average for the aquaculture industry in developed countries for 1991–2015 (Ruiz Campo and Zuniga-Jara, 2018).
CInit, initial investment.
CA, annual profits.
t, time period.
δ, discount rate.
NPV: Constant vs. Variable
To show the importance of climate variability over profitability we compare a constant NPV against a variable NPV approach. Constant NPV was calculated with a constant production, using the mean production of the 28 years for each farm site simulating lack of variability in order to simulate zonification exercises where environmental conditions are assumed constant. Variable NPV was computed using the yearly production across 10 years horizons (see example in Figure 5). To do this, we selected periods of 10 years starting from 1981 until 2008; the next period would start in year 1982 and end in 1992 and so on, giving in total 18 NPV periods for each of the 223 sites. In Figure 5, we show two examples of starting the farm in different years (e.g., 1991 vs. 1993/1994) for two sites located in the Northern region and SCB. Clearly, depending on the decadal trend in a specific site, certain farms do not recover costs over the 10-year horizon (e.g., Figure 5A, red timeseries).
Figure 5. Net Present Value (NPV) calculations on a 10-year horizon, indicating Net Present Value for sites 38 (A) and 86 (B), both located in the Northern region of the SCB. NPV profile if calculated constant (averaged) across the 28 years of simulation is represented by the dashed black line. The red line indicates the NPV profile obtained for period 1991–2001 indicating less profits than a posterior NPV profile (blue line) calculated for periods after. Horizontal line indicates the time when the investments are recovered at the time at intersection with NPV lines.
The Ranking Procedure
A practical approach to better understand the effects of variability over site selection is a ranking system to organize all sites from best to worst based on the performance of the sites year by year. We developed two separate rankings, one for mussel productivity only and the other for NPV. Ranking both separately allows us to identify productive sites vs. sites with economic constraints, which are reflected on their NPV such as distance from port and effects of variability. The ranking procedure complements calculations of the mean and standard deviations. While spatial statistics provide useful information on productivity and stability, the ranking incorporates the variability behavior into NPV calculations and informs investors and managers with a list of best sites for mussel aquaculture, making the selection more straightforward (see Supplementary Table S2 and Supplementary Figure S1 for geographical reference).
The first rank (productivity ranking) was developed by positioning the sites from best to worst based on final weight of mussels every year. For example, the site with best tonnage and time of harvest performance will be number one at that specific year and the process continues for all the years of the environmental data available (28 years/ranking total). It is expected that sites with less variability will stay on similar positions in the ranking year by year, while sites with more variability will flip positions more drastically. A final rank is calculated to obtain the best site, based on the prior 28 years’ performance.
The second rank is calculated with the NPVs calculated for the 10 year periods. Therefore, 18 annual ranks are calculated for this particular ranking. Similar to the productivity rank, a final rank that summarizes the results of all 18 NPV periods is calculated. The top values in these rankings indicate the best sites to place farms from an economic perspective.
Production of mussels varies year by year across the 28-year modeled period Figure 1. Using spatial statistics of production (Figure 2) we find that the region around Pt. Conception shows the highest yield and less overall year to year variations implying stable production rates though time. Productivity in the southern region tends to be less compared to the north and similar to the center region. Lower productivity in the southern SCB is likely linked to the seasonal presence of the warm countercurrents coming from the South (DiGiacomo and Holt, 2001) and a stronger effect of variability over temperatures in these areas (Kim and Cornuelle, 2015). However, the southern region tends to be more stable than the center. Some sites in the southern portions of the SCB show high mean production and low standard deviations exhibiting more spatial heterogeneity compared to the north. Sites where the mean production is highest are also the sites where the time of harvest is shorter – that is mussels reach the harvest size sooner (Figure 6).
Figure 6. Mean harvest time length. Color indicate the number of days required to grow mussels up to the commercial size (23 g).
Along the coast, overall production values are higher compared to offshore locations. Sites closer to the coast show a low std/mean ratio compared offshore sites, which are characterized by high values of the std/mean ratio (>30%) implying less sustained production and more interannual uncertainties. Offshore waters tend to be more oligotrophic than coastal waters in the SCB (Eppley, 1992; Kim et al., 2009) which explains this productivity gradient from the shore.
Despite the yearly variability in production Figure 1, there is evidence of significant low-frequency variability that gives rise to decadal trends in the time series of production. This behavior was analyzed and linked to climate regimes of the SCB. The EOF decomposition of the variance of mussel production (Figure 3) shows that the first mode (EOF1) recovers the main features of the standard deviation pattern (a), which account for the largest fraction of variance (∼83%). The temporal variability of this pattern shown by PC1 (b) confirms a very strong low-frequency variability shared across all sites. Given that the farms have no memory from one year to the next (i.e., farms are re-seeded every year), the low-frequency changes must be associated with cumulative integration effects associated with the environmental drivers (e.g., SSTa, mixed layer depth, current speed, and food supply; e.g., Di Lorenzo and Ohman, 2013). Interestingly, there was no clear signature of interannual variations associated with the El Niño Southern Oscillation (ENSO) and most of the variance was on decadal timescales. Further analyses of the PC1 revealed that the low-frequency variance is linked with the regional expressions of large-scale climate variability in the Pacific Basin (Figure 4B), specifically the NPGO mode.
In terms of profitability of the sites, the North region shows high NPV and stability. Recovery times are shorter than the other two regions (around 4 years). These two aspects give the northern region an advantage over the other two regions. As mentioned before, productivity in the south is less than the center but stability is better. Not surprisingly, the NPV in the center region is less stable than the North and the South and recovery times can also take longer (from 4 up to 8.5 years). The lack of profitability in some sites can be attributed to economic factors (long distance from ports) or being located in an unsuitable environmental conditions for mussel growth.
The calculation of all 18 NPV periods also displayed spatial and temporal heterogeneity. All regions’ NPV curves vary depending on the time periods where projects initiate. This means that there are good productions during specific time periods, so a temporal component related to productivity and profits is also identified. Given the principal component analysis pointed at the NPGO as the main driver for mussel productivity, we matched the NPV profiles with the numerical index to illustrate possible effects of decadal variability over profitability of the farms. As representative examples, during 1988–1998 the NPGO index is moving toward a negative phase and during the period 1990–2000 the index stays on negative (Figure 7A). In contrast, period 1994–2004 shows upward direction indicating transition toward a positive phase, and finally period 1997–2007 is mostly positive. These four periods were linked with NPVs of representative farm sites of the identified northern, center and southern regions Figures 7B–D.
Figure 7. (A) NPGO index (gray) for the period of available environmental data (1981–2008) and PC1 of modeled mussel production (black). The time periods highlighted in green (1988–1998), blue (1990–2000), red (1994–2004), and orange (1997–2007) indicate different phases of the NPGO. (B–D) NPV profiles of the corresponding stages of NPGO for representative sites of the north, center and south of the SCB.
The profitability at all sites depends on the phase of the NPGO. For example, on Table 2 the periods 1988–1998 and 1990–2000, both considered to be negative, result in a drop in NPVs, while in the following two periods the profitability is considerably higher, and all sites follow this behavior. The critical period in terms of profitability is 1990–2000, where most sites dropped profitability compared to other periods. Choosing to start a project in this period results in economic loss for sites with less productivity and highly sensitive to variability. Period 1994–2004 displays the best NPVs for all the sites, which indicates good timing to initiate an aquaculture project of this nature.
Best ranked sites are highly productive (>1,000 tons annually, based on its global long term mean) and the variation low compared to their mean production values (<0.26 std/mean ratio). If ranked by production, the northern region concentrates most of the top sites (Figure 8A). Not surprisingly, site 97 located in the northern region was found to be rated the top site of the productivity ranking (Figure 8A). However, the NPV ranking (Figure 8B) was more heterogeneous.
Figure 8. (A,B) Individual ranking displayed spatially showing top sites in yellow down to bad sites in dark blue. Color bar and the size of the marker indicates the site rank. (C) Farm sites above the mean organized from best to worst displaying the minimum and maximum (blue vertical lines) and average (colored dots) values in million USD (Y-axis). The X-axis shows the ranking order, where sites organized from best to worst. Sites are represented by each of the blue vertical lines and the color on the average dot represent the region where the site is located. The numbers above and below the vertical lines are the site identification numbers. Legend shows the number of sites in each region and the proportion of total sites.
Variability is a big challenge for aquaculture developed in the marine environment. Efforts to understand the effects of variability include seasonal forecasts, which provide farmers with reliable climate information to plan along with the environmental forcing from week to months ahead (Spillman and Hobday, 2014; Hobday et al., 2016). Climate change is considered a problem of longer time scale, expected to alter variables important for bivalve productivity. GIS suitability methods (Handisyde et al., 2006; Saitoh et al., 2011; Liu et al., 2013; Aura et al., 2017) and end-to-end models address productivity under ocean acidification and carrying capacity (Bell et al., 2013; Guyondet et al., 2015) to identify winner and loser species (Filgueira et al., 2016; Froehlich et al., 2018), and provide a very complete understanding on how the environment influences mussel performance in a farm (Matzelle et al., 2015). In general, this particular body of work is based on a sensitivity-type approach, where key variables for bivalve production are changed based on the most feasible scenarios projected for climate change in the future.
Table 2. Resulting NPV for four different periods of representative sites matching with negative (1988–1998, 1990–2000) and positive (1994–2004, 1997–2007) phases of the NPGO.
Our work presents two methods that help incorporate climate variability into zoning plans for aquaculture and site selection. First, we propose EOFs and PC analysis to identify what decadal trends are the most important depending on the region and species that are planned to be cultivated, and the ranking method can inform decisions for selection and valuation of sites which is important for managers, investors and farmers. A key difference with previous work is that we approached aquaculture production as time dependent based on the historical evolution of environmental forcing. In this context, modeled mussel production time series in the SCB showed dependence on decadal fluctuation, which is consistent with positive and negative phases of the NPGO. The calculation of the NPV is inherently a time dependence problem because is calculated according to continuous years of costs and profits.
Time dependence is also reflected on the ranking system developed in this work. The results from a single year of mussel aquaculture production in the SCB could lead stakeholders to assume that all sites found in the north are the most profitable. However, adding variability led to interesting results. An analysis of the production ranking shows that certainly, the majority of the good sites are found in the north, but it also shows some good sites in the south (Figure 8A). Local oceanographic conditions might play an important role on this. For example, site 205 which is located in the region south (North San Diego) has the 27th place on the production rank (Supplementary Table S2). North San Diego has been found to have an important nutrient flux from upwelling (Howard et al., 2014). A sudden change on the spatial trend occurs in the NPV rank (Figures 8B,C). Productive and profitable farm sites can be found across all the SCB. Sites found in the central and southern regions, as well as outside of the identified clusters in the statistical analysis were above the ranking’s mean. The reason for this behavior is that NPV rank summarizes the interplay between productivity, variability and the economics of the sites (distance from ports, wave height, etc). The proposed ranking system thus provides additional criteria for spatial planning and allocation of aquaculture areas and increases the resolution for site selection.
It is clear that there are sites that are less productive which results in lower income (NPV), but since the production of those sites are more stable, their incomes are quite constant over all periods. Such sites have stability that allows decisions on expansion with low risk (e.g., site 180, located at region south). On the other hand, there are sites that are highly productive but their fluctuations rate them as optimal in some periods and causing losses in other periods (e.g., site 124, at the Central region of the SCB) (Supplementary Table S2). This behavior may encourage adaptive spatial management for marine aquaculture: sites could produce other species during decades when mussels are not profitable.
There is little empirical work that directly links productivity of farms with climate trends has been developed in comparison to other food production sectors such as fisheries. ENSO has been found to have effects over productivity of cultured green mussels in New Zealand due to indirect inputs on nutrients (Zeldis et al., 2008) and over calcification and growth in scallops cultivated in an upwelling region in Chile (Lagos et al., 2016). Despite the big influence of ENSO over regional productivity, we did not find significant correlation with ENSO. The productivity signal of ENSO appears to be more relevant during certain years depending on its strength (Kahru and Mitchell, 2000; Bograd and Lynn, 2001; Kim et al., 2009). ENSO influences precipitation in the SCB (Schonher and Nicholson, 1989; Cayan et al., 1999) and such indirect effects over mussel productivity could be explored using this historical approach in combination with end-to-end models mentioned above adapted to this goal. Adequate environmental data resolution and quality are relevant to approach the effects of climate and aquaculture performance through modeling (Montalto et al., 2014).
Availability of mussel larvae is very important for farmers who in most cases capture mussel spat from the wild. Reduced mussel larvae abundance followed a seawater chlorophyll-a concentration weakening in 2009–2010 that coincides with positive phases of MEI and PDO in Northern Patagonia, Chile (Lara et al., 2016). For study sites in Oregon, the role of the NPGO is relevant on recruitment and food availability (Menge et al., 2009) and filtration rates of later stages of mussels (Menge et al., 2011) which potentially reinforces the relationship between the NPGO and aquaculture success. The SCB region seems to have more heterogeneous patterns in recruitment and growth in comparison with Northern California (Smith et al., 2009), so further empirical work is required to confirm the influence of the NPGO over these variables for recruitment and growth of mussels in the SCB. This opens a window to link ecological research and aquaculture productivity, in collaboration with the aquaculture industry in the SCB. Analysis of mussel larvae along with grow out experiments are two possible paths to corroborate the findings of our modeling work.
The Importance of Natural Decadal Variability
The initial focus of this study was to evaluate the role of interannual variability (e.g., ENSO) because the initial annual runs revealed a year by year variation on the productivity of mussel farms in the SCB. However, our results revealed that the decadal-scale variability associated with large-scale Pacific climate may be more important in planning frameworks for mussel aquaculture. The EOFs analysis demonstrated that mussel productivity in the SCB is highly coherent in space and correlated to the decadal variability of the NPGO compared to little influence of interannual-like phenomena like ENSO.
The emergence of decadal-scale fluctuations in the mussel production as opposed to interannual events is ascribed to the fact that farms are sensitive to multiple drivers. The integration of these multiple forcing tends to extract and amplify the lowest frequency variability that is common to the different drivers (Di Lorenzo and Ohman, 2013). It is likely that productivity of aquaculture farms of other species that rely on multiple environmental drivers like food and temperature (e.g., bivalves and algae) will also have similar decadal fluctuations. For example, decadal oscillations of natural giant kelp forests have been linked to the NPGO in California (Bell et al., 2015; Blanchette et al., 2008). Future kelp aquaculture in the SCB will likely be affected in a similar fashion. In contrast, assuming that oxygen is not limiting, farmed fish which are highly sensitive to temperature may exhibit stronger interannual variability associated with the ENSO extremes.
Decadal forcing is known to impact ecosystems in the Pacific Basin (King et al., 2011) and the California Current upwelling system (Chhak and Di Lorenzo, 2007; Di Lorenzo et al., 2008; Bell et al., 2015, 2018). The NPGO index is earning increasing relevance in explaining productivity switching regimes with important consequences on marine ecosystems along the California Current (Di Lorenzo et al., 2008), including the Southern California Bight (Nezlin Nikolay et al., 2017).
Decadal-scale variability has also been observed in natural populations of the Greenland smooth cockle Serripes groenlandicus in the Barents Sea, where growth mechanisms were correlated to increased riverine discharge influenced by a negative phase of the North Atlantic Oscillation Index (NAO) (Carroll et al., 2009).
There is a strong relationship between the NPV and decadal trends. NPV periods that coincide with negative phases of the NPGO display a generalized reduction in profitability. However, there is spatial heterogeneity on how the farm sites respond to negative phases of the NPGO. On the other hand, the positive periods also move profitability up at most of the sites. This can be critical especially when starting a new aquaculture venture when big investments are at risk.
The results of our bioeconomic analysis highlights the possibility of predicting production based on the decadal climate state. From a management perspective, dependence of mussel aquaculture on decadal fluctuations is a remarkable statement: there are decades of ‘good years’ and decades of ‘bad years’ for mussel aquaculture. Although is still unclear the extent to which these climate decades can be predicted (Meehl et al., 2010, 2016; Liu and Di Lorenzo, 2018), this information would allow managers and investors to plan accordingly the best times to invest in such venture.
The effect of the variable behavior of production of mussels over site selection of aquaculture was an initial motivation of this work. Our climate sensitive analysis of productivity showed that the spatial heterogeneity of the SCB as well as its climate regimes resulted in a variable panorama in production and profitability that raises questions on the use of constant environmental conditions (e.g., temperature and nutrient fluxes) in the spatial planning of aquaculture farms such as mussels.
Our results indicate that climate variability is a key component of the site selection process for marine aquaculture. Finding a good site location is important, however, selecting the right time to start a mussel farm is also key to success. We highlight the importance of taking into account decadal trends in addition to the short term climate.
The strong relationship between decadal variability and mussel productivity in the SCB resulted in different investment recovery scenarios. This decadal trend causes alternation in the profitability between “good” and “bad”: decades of some farm sites. Understanding aquaculture planning in the context of marine climate variability is critical for the planning and zonification of marine aquaculture. In addition, this knowledge can benefit managers and investors because they will be able to know when to expand, move, hold, or change the species to be farmed in order to keep the food and investment security.
We propose that the industry and all stakeholders involved in spatial planning of marine aquaculture consider environmental variability and climate trends that might be crucial for the success of their operations.
Considerations About the Impact of Climate to Be Further Explored
Although this study only considered four environmental variables in mussel farms simulations, the framework presented here can be improved with the addition of variables important for aquaculture production. Such variables include the effects of harmful algal blooms (HABs), hypoxia and ocean acidification, particularly because of recent climate extremes that led to prolonged warm events and HABs along the California Current (Moore et al., 2008; Hallegraeff, 2010; Gruber, 2011). Although upwelling is the main source of nutrients in the SCB (Howard et al., 2014), additional sources of nutrient inputs should also be considered. For example runoff in the SCB is strongly influenced by interannual variability in precipitation (i.e., El Niño) (Nezlin and DiGiacomo, 2005).
Stronger North Pacific decadal variability in the Northeast Pacific is also predicted in future climate (Joh and Di Lorenzo, 2017; Liguori and Di Lorenzo, 2018), so the effects of changes in such mechanisms must be also be explored because they may lead to decades of enhanced profit but also decades of extreme loss.
JS: scientific idea, analysis, and writing. EDL: scientific idea, climate data gathering, and analysis. TB: scientific idea, data collection, and editing. SG, RM, and HL scientific idea and editing.
JS was supported by UC MEXUS-CONACyT Doctoral Fellowship and the Latin American Fisheries Fellowship of the Walton Family Foundation.
Conflict of Interest Statement
The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
We thank Sarah Lester, Rebecca Gentry, Casey Maue, and the NOAA Sea Grant Project No. (#NA10OAR4170060, California Sea Grant College Program Project #R/AQ-134) for providing biological data on mussels and supporting the development of the study. Modeling support was also provided through the CCE-LTER grant.
The Supplementary Material for this article can be found online at: https://www.frontiersin.org/articles/10.3389/fmars.2019.00253/full#supplementary-material
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Keywords: marine aquaculture, climate, decadal variability, mussels, Southern California Bight
Citation: Sainz JF, Di Lorenzo E, Bell TW, Gaines S, Lenihan H and Miller RJ (2019) Spatial Planning of Marine Aquaculture Under Climate Decadal Variability: A Case Study for Mussel Farms in Southern California. Front. Mar. Sci. 6:253. doi: 10.3389/fmars.2019.00253
Received: 30 June 2018; Accepted: 29 April 2019;
Published: 04 June 2019.
Edited by:Andrés M. Cisneros-Montemayor, The University of British Columbia, Canada
Reviewed by:Carlos Rosas, National Autonomous University of Mexico, Mexico
Gerald Gurinder Singh, The University of British Columbia, Canada
Copyright © 2019 Sainz, Di Lorenzo, Bell, Gaines, Lenihan and Miller. This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.