Systematic Review ARTICLE
Systematic Review of Human and Animal Studies Examining the Efficacy and Safety of N-Acetylcysteine (NAC) and N-Acetylcysteine Amide (NACA) in Traumatic Brain Injury: Impact on Neurofunctional Outcome and Biomarkers of Oxidative Stress and Inflammation
- 1Sunnybrook Research Institute, Sunnybrook Health Sciences Centre, University of Toronto, Toronto, ON, Canada
- 2Sunnybrook Health Sciences Centre, University of Toronto, Toronto, ON, Canada
- 3Defense Research and Development Canada (DRDC), Toronto Research Centre, Toronto, ON, Canada
Background: No new therapies for traumatic brain injury (TBI) have been officially translated into current practice. At the tissue and cellular level, both inflammatory and oxidative processes may be exacerbated post-injury and contribute to further brain damage. N-acetylcysteine (NAC) has the potential to downregulate both processes. This review focuses on the potential neuroprotective utility of NAC and N-acetylcysteine amide (NACA) post-TBI.
Methods: Medline, Embase, Cochrane Library, and ClinicalTrials.gov were searched up to July 2017. Studies that examined clinical and laboratory effects of NAC and NACA post-TBI in human and animal studies were included. Risk of bias was assessed in human and animal studies according to the design of each study (randomized or not). The primary outcome assessed was the effect of NAC/NACA treatment on functional outcome, while secondary outcomes included the impact on biomarkers of inflammation and oxidation. Due to the clinical and methodological heterogeneity observed across studies, no meta-analyses were conducted.
Results: Our analyses revealed only three human trials, including two randomized controlled trials (RCTs) and 20 animal studies conducted using standardized animal models of brain injury. The two RCTs reported improvement in the functional outcome post-NAC/NACA administration. Overall, the evidence from animal studies is more robust and demonstrated substantial improvement of cognition and psychomotor performance following NAC/NACA use. Animal studies also reported significantly more cortical sparing, reduced apoptosis, and lower levels of biomarkers of inflammation and oxidative stress. No safety concerns were reported in any of the studies included in this analysis.
Conclusion: Evidence from the animal literature demonstrates a robust association for the prophylactic application of NAC and NACA post-TBI with improved neurofunctional outcomes and downregulation of inflammatory and oxidative stress markers at the tissue level. While a growing body of scientific literature suggests putative beneficial effects of NAC/NACA treatment for TBI, the lack of well-designed and controlled clinical investigations, evaluating therapeutic outcomes, prognostic biomarkers, and safety profiles, limits definitive interpretation and recommendations for its application in humans at this time.
Traumatic brain injury (TBI) is a leading cause of death and disability in the United States and globally (1, 2). In the USA, TBI results in more than 250,000 hospitalizations and 2.5 million hospital visits (3), and the costs of immediate TBI care is estimated to be up to 100 billion US$ (4). Moreover, the burden caused by the consequent degree of disability that TBI patients suffer is estimated to be $2.5–$6.5 million (5). These disabilities include, but are not limited to, severe motor and cognitive impairments and mental health problems, such as addiction and mood disorders (6).
At the brain tissue level, the damage from the primary insult is mostly irreparable (7, 8). Additionally, the initial tissue damage may be worsened by a complex secondary injury process following the primary insult (9). These processes consist of a cascade of metabolic, cellular, and molecular events related to extensive tissue destruction and repair (10). These mechanisms are represented by the imbalance of glucose demand and supply, disruption of calcium homeostasis, increased formation of free radicals, lipid peroxidation, mitochondrial dysfunction, and local release of catecholamines (11–13). It has been shown that these processes, or lack thereof, result in further damage to the already critically injured brain tissue (9, 14). Local consequences of this intricate process include vasoconstriction and formation of microthrombi in the microvasculature, with further ischemia and edema (15); initiation and exacerbation of peripheral and central inflammatory process with release of pro- and anti-inflammatory mediators (16); a subsequent rise of intracranial pressure (ICP) with unfavorable neurological outcome or death (17).
Part of this process, involving disruption of the capacity of mitochondria to scavenge free radicals or reactive oxygen species (ROS), is of particular interest in this review (18). The level of glutathione, a naturally available antioxidant within the mitochondria, decreases rapidly after brain tissue injury (19), which leads to accumulation of cytotoxic ROS. N-acetyl l-cysteine (NAC), a thiol containing l-amino acid, replenishes glutathione synthesis (20), and thereby may ameliorate secondary brain injury (20) as it counters the deleterious effects oxidative stress, promotes redox-regulated cell signaling, and dampens excessive immuno-inflammatory responses (21). NAC has been an FDA approved drug since 1985 (22) and has been used for management of acetaminophen toxicity (23). Additionally, a few clinical trials have evaluated NAC targeting neurological diseases, including autism (24), major depression and other psychiatry conditions (9, 25, 26), neonatal asphyxia (27), and neurodegenerative disease (28). Furthermore, recent studies have shown that NAC can reduce levels of oxidative-stress biomarkers following surgical trauma, such as in abdominal aortic aneurysm repair and surgical repair of atrial fibrillation (29, 30).
N-Acetylcysteine is relatively safe to administer, has mild side effects such as nausea, vomiting, rash, and fever, and rarely results in anaphylaxis (23). However, a limitation of using NAC is that it has a low blood–brain barrier (BBB) permeability (20). More recently, an amide derivate of NAC known as N-acetylcysteine amide (NACA) was developed with a higher BBB permeability than NAC resulting in increased central nervous system bioavailability (31). However, this new derivate has never been used in studies conducted in humans (32). Both NAC and NACA have not been approved for use in TBI by the FDA or Health Canada.
Given the lack of therapies shown to improve outcome following TBI, we sought to survey the current literature on the underlying the biological and clinical effects of NAC and/or NACA, with respect to their ability to improve neurofunctional outcome, via modulation of oxidative stress pathways, inflammatory responses, and cell death signaling in both humans and animals sustaining brain trauma.
This systematic review was reported in accordance with the Preferred Reporting Items for Systematic Reviews and Meta-Analyses (PRISMA) guidelines (33).
MEDLINE (1946–Nov 2017), EMBASE (1947–Nov 2017), Cochrane Controlled Trials Register, and Cochrane Database of Systematic Reviews (from inception to July 2017) were searched. The search was not restricted by date and language. Search terms were defined a priori and by reviewing the MeSH (Medical Subject Headings) terms of articles identified in preliminary literature searches. The search strategy was based on the initial Medline search strategy and was modified as necessary for the other databases. We used a sensitive search strategy combining MeSH headings and the keywords “acetyl-cysteine” or “acetylcysteine” or “cysteine hydrochloride” or “cystine l-cysteine” or “NAC” or “N-acetyl-B-cysteine” or “N-acetyl-l-cysteine” or “N-acetylcysteine” AND “brain injury” or “trauma.”
Eligibility Criteria and Study Selection
We included experimental studies in humans or animals that measured the neurofunctional outcome (primary outcome) post NAC or NACA use in patients with TBI or in animal models of brain injury. To be included, studies should have performed standardized neurocognitive or behavioral tests to measure neurofunctional outcome. We also included studies that measured levels of biomarkers of oxidative stress, inflammation or cell death (secondary outcomes). Studies were required to have at least one comparator group without NAC administration or placebo, including before and after intervention comparison. We included human studies involving adult or pediatric patients. We excluded studies involving isolated spinal cord injuries, case reports, case series, and conference proceedings. Two of the review authors (JB and UA) not blinded to journal, institution or authors, independently screened the abstracts of identified studies, and determined the eligibility of each study. Each author screened the titles and abstracts of every record retrieved to determine which of the studies would be assessed further. If it was clear from the title and abstract that the article was irrelevant, the article was rejected. Full texts of the studies with questionable eligibility or considered eligible, were retrieved in this phase for evaluation. The reference lists of the retrieved articles were also searched for additional citations. In case of disagreement, consensus was reached by discussion with the senior author (LTDL).
In both human and animal studies, we included all regimens of NAC and NACA used (different loading and maintenance doses, intervals, duration and routes). Information about which placebo and its regimen was also retrieved. A summary of the characteristics of included studies is available in Tables 1 and 2.
The primary outcome in this review was the neurofunctional status of the participants after administration of NAC or NACA, compared with a control group, during the follow-up period established in each study. Several tests for assessment of different levels of neurocognition have been previously validated in the human and animal literature. For example, the use of novel object recognition in Morris Water Maze Task (57) for assessment of neurocognition, and Y-maze (40), for assessment of psychomotor skills, both used in animals. Other tests were used in humans, such as the MicroCog®—Assessment of Cognitive Functioning (MACF) (58), Controlled Oral Word Association test with animal naming (59), Romberg test (balance) (60), and the dynamic gait index (61). In addition, assessment of post-traumatic symptoms such as hearing loss, headache, dizziness, memory loss, and sleep disturbances were also conducted (35). The secondary outcomes were tissue biomarkers of inflammation, such as pro-inflammatory cytokines [e.g., interleukin (IL)-1β (62), tumor necrosis factor alpha (63)], neural injury [e.g., glial fibrillary acidic protein (GFAP) (64)], neurodegeneration [e.g., amyloid-β (64)], apoptosis (e.g., deoxy-nucleotide transferase dUTP nick and labeling) (38), and oxidative stress [e.g., cytosolic free Ca++, cytosolic ROS (65)].
Risk of Bias Assessment
Risk of bias was assessed in duplicate for each study included. Any disagreement was resolved through discussion and consensus. Each included study was classified as a randomized controlled trial (RCT) or a non-randomized study. We assessed risk of bias in each human study incorporated describing the risks (low-risk, high-risk, and unclear risk) for selection bias, performance bias, detection bias, attrition bias, reporting bias, and other bias. For animal studies, we used the tool proposed by Krauth et al. (66) which includes randomization, allocation concealment, blinding, sample size, ethical compliance, statistical methods, outcome assessment, and follow-up.
Clinical and methodological heterogeneity across the studies were assessed by examining study design, details on subjects, baseline data, interventions and outcomes, to determine whether the studies were sufficiently similar or not. Large heterogeneity, and the absence of common outcome measures reported, precluded meta-analyses. Therefore, all studies were analyzed qualitatively with a descriptive systematic approach.
The database search identified 251 potential studies for inclusion. After completion of the screening process, 23 studies were included in the qualitative analysis (20, 34–55). Three studies were conducted in humans (34–36) and 20 in animals (20, 37–45, 47–55). Other studies were excluded because they did not meet inclusion criteria, i.e., commentaries, conference abstracts, case reports and case series, or studies including spinal cord injuries. Figure 1 demonstrates the flow of the screening process. Studies excluded during the review process are reported in Supplementary SI in Supplementary Material.
Figure 1. Flow diagram of the screening process. RCT, randomized controlled trial; TBI, traumatic brain injury.
Clinical and Methodological Characteristics
The three studies conducted in humans were represented by two RCT (35, 36) and one observational cohort study (34) (Tables 1 and 2). The study with the largest sample size enrolled 81 active duty military personnel or veterans with blast-related mild TBI (35), whereas the other RCT recruited 14 pediatric patients with severe TBI (36). The observational study (34) was conducted in 30 retired professional football players who sustained repeated head impacts over extended periods of time with evidence of brain damage (mTBI/concussion) and cognitive impairment.
The 20 animal studies (20, 37–55) included 21 experiments with over 700 animals in total. Nineteen studies included rats (n = 700), however, five studies did not report sample size (37, 44, 49, 52, 53). One study examined mice (n = 32) (40), and one included cats (n = 17) (41). Sprague–Dawley rats were included in 15 studies (n = 491) (20, 37, 40, 43–48, 50–55). Studies used different brain injury models, such as controlled cortical impact in seven experiments (37, 44, 48, 50–53), weight drop in five experiments (20, 38, 40, 45, 47), fluid percussion injury in five experiments (40, 41, 49, 54, 55), blast exposure in three experiments (39, 42, 46), and ballistic-like TBI in one experiment (43). A moderate injury was inflicted on animals in 15 of these experiments (20, 37, 38, 43–45, 47–55) and mild injury in 6 experiments (39–42, 46).
Human studies used different regimens of NAC. For example, in the placebo-controlled RCT conducted involving military members (35), a loading dose of 4 g was administered orally within 72 h of mild TBI followed by 4 g/day for 4 days, and 3 g/day for 3 days. In the pediatric placebo-controlled trial (36), NAC was administered with probenecid with loading dosages of 140 and 25 mg/kg, respectively. A total of 17 maintenance doses of 70 mg/kg of NAC were administered over three days along with 11 maintenance doses of 10 mg/kg of probenecid. In the non-randomized trial (34), NAC was administered as one of the active agents of dietary supplements with no clarification of regimen.
In the animal studies, the loading doses of NAC ranged from 100–326 mg/kg with median dose of 163 mg/kg used in seven experiments (41, 50–55). In some experiments, other agents such as selenium (20, 47), 2,4-disulfonyl α-phenyl tertiary butyl nitrone (HPN-07) (39), topiramate (40), and minocycline (44) were used in combination with NAC. NACA, the BBB permeable derivative of NAC, was provided in three experiments (43, 46, 48). The route of administration in 17 studies (18 experiments) was intraperitoneal (37–46, 48, 50–55) and the drug was delivered via injection immediately after or up to 2 h post-injury (median 1 h). Subsequent doses were given in 16 studies, usually up to 48–72 h of the injury (20, 37–40, 42–44, 46–52, 54).
Risk of Bias
Only the RCT conducted on military personnel following blast (35) had an appropriate design and sample size calculation required to detect differences between treatment groups (Tables 4 and 5). The pediatric RCT (36), though well controlled, had a small sample size of 14 patients and no sample size calculation was reported. Finally, the study conducted in retired professional athletes (34) was non-randomized, self-matched, and unblinded. This study reported limited information concerning attrition, the NAC regimen used, leading to a high risk of experimental bias.
Table 4. Risk of bias in human trials assessing the role of N-acetylcysteine for traumatic brain injuries.
Ten animal studies had a random sequence of allocation (20, 38–40, 42, 43, 45, 47, 48, 51) and only 1 of them had allocation concealment and blinding (48). Other limitations of some studies included lack of reporting animal inclusion criteria, sample size calculation, and reporting of outcomes. For detailed information on each domain, please see Table 5.
Neurofunctional Status—Human Studies
The RCT conducted on military personnel (35) showed significant improvements in TBI symptoms, such as imbalance and headache, both assessed on day 7 in the treatment group compared to the placebo group (odds ratio 3.6, p = 0.006). The authors demonstrated that the proportion of symptom improvements was about 86% in those who were treated earlier with NAC (i.e., within 24 h post injury) as compared to 46% in those who received the drug between 24 and 72 hours. Significant improvements were from baseline values in NAC treated patients for trail making tasks A [F(1,74) = 6.64, p < 0.05] and B [F(1,74) = 4.87, p < 0.05]. Similar significant improvements were not seen in the placebo group. No significant differences were observed in hearing loss and memory problems between the NAC treated and the placebo group on day 7. The study on retired professional football players (34) showed significant improvements compared to their baseline measures in overall cognitive functioning (mean = 43 vs. 32, p < 0.001), cognitive proficiency (mean score = 35 vs. 25, p < 0.001), processing speed (mean score = 39 vs. 33, p < 0.001), processing accuracy (mean score = 49 vs. 41, p = 0.01), attention (mean score = 49 vs. 41, p = 0.01), reasoning (mean score = 42 vs. 33, p < 0.01), and memory (mean score = 43 vs. 34, p = 0.02). Improvements in cognitive functioning were associated with significant improvements in the brain perfusion (p < 0.001) in specific brain regions in the prefrontal, orbital, parietal, and occipital cortices. A recent phase 1 RCT conducted in 14 pediatric patients (36) reported no difference in the Glasgow outcome scale recorded upon hospital discharge or at three months follow-up.
Neurofunctional Status—Animal Studies
As compared to controls, animals treated with NAC showed significant improvements in specific neurocognitive and psychomotor tasks (Table 3). These tasks included active place avoidance (spatial memory) (37), novel object recognition (memory) (40), Y-maze (spatial memory) (40), probe trial (learning) (40), and visible platform tasks (visual acuity and motor ability) (40). In a study conducted in rats with moderate TBI (44) where NAC use was associated with minocycline, authors concluded that there was a possible synergy between the two drugs, leading to improvement of long-term memory and set-shifting, compared to controls. In another study where NACA was used (48), improvements in the acquisition phase of the Morris Water Maze task (spatial learning and memory) were demonstrated, compared to controls. Furthermore, NAC protected against hair cell loss that caused subsequent hearing impairment in another study (42). The effect of NAC on seizure disorder following TBI was addressed in a study with Wistar rats (49) and reported a reduced risk for pentylenetetrazol-induced seizures, compared to controls.
Biological Markers—Human Studies
In the most recent phase 1 RCT conducted in 14 pediatric patients (36), which evaluated the use of NAC and probenecid (pro-NAC), it was reported increased levels of both drugs in the cerebrospinal fluid of patients in the intervention group. The authors also measured levels of serum neuro-injury biomarkers, such as the Neuron Specific Enolase (NSE) and the Glial Fibrillary Acidic Protein (GFAP); however, levels of these biomarkers were not different between the intervention and control groups (NSE F[1,45] = 0.60, p = 0.441 and GFAP F[1,45] = 0.29, p = 0.596, respectively).
Biological Markers—Animal Studies
Recent animal experiments have focused on assessing the effects of NAC administration on levels of several oxidative stress biomarkers and glutathione (48) (Table 3). For example, several studies indicate better mitochondrial respiration and a higher glutathione content in animals with brain injury treated with NAC, compared to controls (48, 52, 53). Treatment with NAC was also associated with lower levels of IL-1β—a potent pyrogenic cytokine protein, nuclear factor (NF)-κB—prominent transcription factor that regulates inflammation and cellular survival, TNF-α—prototypical pro-inflammatory cytokine, IL-6—a key inflammatory and immunoregulatory cytokine, intercellular adhesion molecule-1—early adhesion protein that promotes leukocyte transmigration, 4-hydroxy-2-nonenal (4-HNE)—a marker of oxidative stress, c-fos—an immediate gene expressed in cell proliferation, regulation, and survival, GFAP—an astrocyte injury marker, the beta-amyloid precursor protein (β-APP)—a marker of chronic axonal damage, and neurofilament light—also a key marker of axonal injury (38, 39). Other studies have demonstrated improvements in makers known to modulate the oxidative stress, such as in apoptosis-related proteins [B-cell lymphoma-2 (bcl-2) protein and bcl-2-associated X protein (Bax)] (53), in a protein involved in the oxidative stress cascade [hemeoxygenase-1 (HO-1)], and in membrane proteins involved in neurotransmission (Complexin I and II) (55). Combined administration of NAC and Selenium was associated with reductions in cytosolic-free Ca++, apoptosis, cytosolic ROS, capsace-3, and capsace-9 (proteases responsible for the disassembly of the cell into apoptotic bodies), lipid peroxidation, total oxidant status, plasma IL-1β, and plasma IL-4 activities in rats inflicted with moderate TBI, as compared to untreated controls (20, 47).
N-Acetylcysteine amide has been used in three animal studies (43, 46, 48); two of which, examined biomarkers (43, 48) and one that reported its effect on ICP levels (46). Significant reductions in Fluoro-Jade (a marker of neuronal degeneration) and terminal deoxynucleotidyl transferase dUTP nick end labeling (TUNEL, a marker of apoptosis) were documented in Sprague–Dawley rats subjected to moderate TBI (43). The authors also demonstrated an increase in Manganese superoxide dismutase (MnSOD, an antioxidant enzyme) relative to controls (43). In another study (48), the use of NACA was associated with improvement of mitochondrial bioenergetics, glutathione content, cortical sparing, and reduced HNE levels.
Other Secondary Outcomes Reported
Six studies (38, 41, 46, 50, 51, 54) assessed other secondary outcomes, such as the size of brain contusion, vasoconstriction or dilatation, ICP, edema, or imaging (Table 3). For example, in a study conducted in rats, use of NAC showed a non-significant decrease of 19% in contusion volume compared to untreated brains, as morphometrically measured using slice staining and imaging (50). The same investigators noted in another study with a larger sample size, that NAC treatment has no significant impact on ICP or water content (51). Similarly, the administration of NAC had no effects on cerebrovascular responsiveness as measured by intra-arterial pressure in brain vessels (41). At the cellular level, brain injury models where NAC was used for treatment, showed decreased brain edema, BBB permeability, and apoptotic cell death compared to untreated brains (38). Lastly, in a recent study, NACA significantly reduced the ICP in rats sustaining single and multiple injuries (two-way repeated measure ANOVA p < 0.05) (46). This study found that pre-injury and repeated doses of NACA were dose-dependently effective in reducing ICP after TBI (two-way repeated measure ANOVA p < 0.05).
No drug-attributable safety events were reported in any of the TBI studies cited. This conclusion is consistent with previous literature reports on the use of NAC for other medical conditions and as a potential performance enhancing ergogenic aid (67–69).
The association of NAC with other drugs has demonstrated a potential synergistic effect in four animal studies included in this review (39, 40, 42, 44). Probenecid, well known to augment the systemic exposure of antimicrobial agents via inhibition of drug elimination through membrane transporters, can also prevent intracellular depletion of GSH (70). The study in children with severe TBI (36) has demonstrated that the co-administration of probenecid increases NAC concentration in both the brain and plasma, thus offering additive mechanisms for therapeutic synergy. In an animal model of blast injury (42) that produced auditory damage as primary sequela, a combination of an antioxidant (2,4-disulfonyl a-phenyl tertiary butyl nitrone [HPN-07]) and NAC could both enhance temporary auditory recovery and prevent permanent cellular damage when administered early post-blast exposure. The association of minocycline and NAC in a model of mild TBI (44) lead to a regulation of inflammation at tissue level (i.e., modulation of microglia), which may be an additional site of drug synergy between minocycline and NAC since microglial cell activation is known to be redox-regulated. Lastly, another experimental study where topiramate was administered in association with NAC (40) demonstrated the synergistic effectiveness of this combination as an adjunct for headache in a subgroup of animals. NAC alone resulted in a significant behavioral recovery after injury not affected by the use of topiramate.
To our knowledge, this systematic review is the first to summarize and appraise the current evidence on the use of NAC in brain injury in human and in animal trials. The primary outcome of neurofunctional status, and the secondary outcomes of effect on markers of inflammation and oxidative stress at cellular and tissue levels and safety, were assessed to a limited extend in the included studies. Overall, NAC improved the neurofunctional status in humans and animals, reduced levels of mediators of oxidative stress and the inflammatory response at tissue and cellular levels, cell death, and had no safety concerns. The effect of NAC at tissue and cellular levels reducing inflammation and the oxidative stress has a potential to decrease secondary brain injury, which can affect positively the neurofunctional outcomes in brain injury patients.
Under physiological conditions, endogenous antioxidant systems maintain the redox homeostasis within the mitochondria to avoid accumulation of cytotoxic free radicals or ROS, which are formed as result of regular cellular respiration and metabolism. Brain injury causes dysregulation of this homeostatic process, with imbalance between ROS production and the cell’s antioxidant capacity, resulting in exacerbation of oxidative processes (71). The oxidative stress occurs within minutes of the primary mechanical impact (72) and is an important contributor to the pathophysiology of acute brain injury. Excitotoxicity provokes an excessive calcium uptake, reduces the membrane potential of mitochondria, increases production of ROS from the membrane enzyme complexes I and III, and subsequently reduces ATP production (18, 73). ROS initiate tissue damage by contributing to metabolic failure, to the breakdown of macromolecules, and to the oxidization of proteins, lipids and nucleic acids. Additionally, ROS enhance other secondary injury processes, including the excitotoxicity itself, inflammation, hyperadrenergic activation (13), mitochondrial dysfunction, which ultimately will lead to irreversible cell damage and death (72).
The recent interest in therapies targeting the damaged brain tissue, such as NAC, NACA, and the use of beta-blockers (74) are due to a better understanding of the pathophysiology of brain damage at tissue, cellular and molecular levels. Studies in animals and humans are focusing on identifying biomarkers of tissue damage, impaired metabolism, inflammation, oxidative stress, and cell death. Several biomarkers are currently associated with outcome in TBI and have been used as prognostic indicators. As an example, the hyperadrenergic response and catecholamine surge occurring in the early post-injury period following TBI was independently associated with unfavorable outcome and peripheral inflammatory cytokine/chemokine dysregulation in patients with moderate to severe isolated TBI (13, 16). Similarly, studies investigating the safety and efficacy of beta blockers in patients with acute TBI are currently ongoing (74).
Despite considerable investment by both the pharmaceutical industry and the US National Institutes of Health, to date, there are no pharmacotherapies that will definitively improve unfavorable outcomes post-brain injury. Human literature lacks properly designed phase 2 and 3 clinical studies evaluating new drugs, including NAC and NACA, as demonstrated in this review. There is a lack of studies that properly assess the effects of these promising compounds on the neurofunctional outcome, including cognition. Only one RCT (35) with an adequately powered sample size calculation was obtained. This study reported beneficial effects of NAC on patients with mild TBI-related balance disturbances and headache only. Conversely, a larger number of pre-clinical studies employing standardized brain injury animal models reported more convincing evidence of the utility of NAC/NACA. These models, previously validated in the animal literature (75) have demonstrated improvements in behavioral tasks related to memory, cognition, and auditory complications. Moreover, assessment of biomarkers of oxidative stress, inflammation (pro-/anti-inflammatory cytokines), and cell death (apoptosis-related proteins) was conducted mostly in the animal studies. They have demonstrated substantial modulation and downregulation of these pathways after the application of NAC. Evidence on other outcomes, such as the effect of NAC on brain perfusion, ICP, size of contusion, and brain reactivity remains modest to date.
N-acetylcysteine amide is related to NAC with exception of a minor change in the chemical structure, an amide side chain substitution, that gives the compound a neutral charge and improves hydrophobicity and lipophilicity (76). As result of this minor modification, the efficacy of NACA as compared to NAC is significantly enhanced. The new physiochemical and pharmacological properties lead to an easier penetration into the BBB, mitochondria, and other cellular constituents. NACA seems to be a more attractive drug, with possibly stronger therapeutic properties for modulation of inflammation and oxidative stress post TBI due to its superior BBB permeability. It could be even more protective in TBI by simultaneously and effectively reducing the concomitant trauma-induced systemic inflammatory processes by reducing pulmonary injury (46). For example, in a study (77) where rats were administered with NACA and were exposed to a blast injury, there was a significant reduction of the infiltration of neutrophils into the lung and immunomodulation. NACA facilitated lung recovery from the inflammatory damage, which can be important in cases of severe ALI/ARDS and development of systemic inflammation that could further damage affect the already injured brain. Limited research on NACA has demonstrated that significant levels are detectable in the brain after oral and intraperitoneal administration, compared to NAC (21). If NACA is formulated as a co-crystal with an excipient, it may have a prolonged plasmatic half-life compared to NAC (78). Oxidative stress measures were reported in a model of intracellular oxidation in human red blood cells (79). In this experiment, NACA reduced oxidative activity five times more effectively than NAC and restored 91% of endogenous GSH compared to 15% with NAC, which may suggest an easier penetration of NACA through cellular membranes. The rationale for use of NACA in brain injury therefore seems robust. However, additional pre-clinical and clinical evidence is still required to better establish both mechanism of action and therapeutic efficacy.
Strengths and Weaknesses of This Review
To our knowledge, no systematic review has been conducted in human and animal studies addressing the effects of NAC and NACA on neurofunctional outcome, tissue biomarkers of inflammation and oxidative stress, and safety in brain injury. Major limitations of this review are related to the weaknesses of many of the studies included. For example, it was not feasible to conduct a meta-analysis due to clinical and methodological heterogeneity across the studies, which subsequently precluded analysis of potential publications bias. Furthermore, in reviewing current evidence, the main limiting factor observed was that pre-clinical research on NAC and NACA in TBI is substantially more robust compared to clinical research. We identified several studies conducted in animals and only a few in humans. Pre-clinical work was mostly performed using previously validated animal models of brain injury; however, regimens of NAC and NACA administration, including dose (single vs. multiple), route (oral vs. intravenous), and time post injury still warrant better standardization. In addition, the effect of both drugs on other important biomarkers of brain and BBB damage predictors of outcome in TBI, such as the protein S100 beta (80, 81), need to be evaluated in pre-clinical and clinical studies. The use of NAC or NACA concomitantly with other drugs, such as the ones cited in this review, need more robust investigation to confirm whether synergistic or complimentary effects may occur. Moreover, the human literature presented in this review is restricted to small RCTs, not adequately powered to detect clinical differences, such as favorable or unfavorable neurofunctional outcome, mortality, and drug safety. Studies in humans also may lack generalizability, as they were conducted only in military personnel with specific blast injuries and in cases of pediatric neurotrauma.
Unanswered Questions and Future Research
Although studies conducted in animal models of brain injury can provide insight and guidance to NAC and NACA use in TBI in patients, assessment and management of patients with TBI during clinical practice is considerably different from addressing TBI in these established animal models of brain injury (82). These differences may challenge the subsequent long-term outcome evaluation of NAC/NACA effects on TBI. Ultimately, findings from animal models must be translated and validated in the clinical setting, and this is importantly demonstrated in this review. Such knowledge translation strategies require major efforts and collaboration between clinicians and scientists, and can be challenging to achieve. However, those efforts are justified considering that TBI is a global leading cause of death and disability, have a substantial economic burden due the expenses in immediate and late care, and affects individuals regardless of age, sex, or race worldwide. Phase 3 and 4 trials are warranted for a better understanding of the efficacy and safety of NAC and NACA in TBI patients. Some questions still need to be answered in phase 1 and 2 trials. However, we believe that with the previous knowledge of efficacy and safety of NAC use in other clinical settings, a RCT is warranted. Futures studies should include a double-blind, placebo controlled, parallel trial, adequately powered to detect differences in laboratory and, more importantly, meaningful clinical endpoints, including neurofunctional outcome, mortality, and adverse events. We hope that this review will enable clinicians to better appreciate the current state of NAC/NACA use in TBI and prompt investigators to conduct well designed studies in future.
In summary, our systematic review demonstrated moderate quality evidence of efficacy and safety of the use of NAC and NACA in pre-clinical studies. However, these studies still have important questions to be addressed and are substantially heterogeneous, which precludes a more robust interpretation. We found very limited clinical research addressing this subject in brain injury patients. Overall, the literature reported improvement of some aspects of neurofunctional outcome in human and animals, with decreased oxidative stress and inflammation at cellular and molecular levels, and no safety concerns. The promising effects of these drugs on the outcome of TBI warrant further animal research and translation to the clinical setting.
LL was the method expert responsible for study design, planning of data collection, data analysis, draft, and revision of the manuscript. JB and UA participated in the study design, data collection and analysis, and drafting of the manuscript. BN and SR were the content experts and participated in the study design, data analysis and revision of the manuscript. HT and AN participated in data analysis and revision of the manuscript. The final manuscript was approved by all authors.
Conflict of Interest Statement
The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
The Supplementary Material for this article can be found online at http://www.frontiersin.org/articles/10.3389/fneur.2017.00744/full#supplementary-material.
1. Centers for Disease Control and Prevention. Nonfatal traumatic brain injuries related to sports and recreation activities among persons aged <=19 years – United States, 2001–2009. MMWR Morb Mortal Wkly Rep (2011) 60(39):1337–42.
3. Faul M, Xu L, Wald MM, Coronado VG. Traumatic Brain Injury in the United States: Emergency Department Visits, Hospitalizations and Deaths 2002–2006. Atlanta, GA: Centers for Disease Control and Prevention, National Center for Injury Prevention and Control (2010).
4. Thurman DJ, Alverson C, Dunn KA, Guerrero J, Sniezek JE. Traumatic brain injury in the United States: a public health perspective. J Head Trauma Rehabil (1999) 14(6):602–15. doi:10.1097/00001199-199912000-00009
8. Ziebell JM, Morganti-Kossmann MC. Involvement of pro- and anti-inflammatory cytokines and chemokines in the pathophysiology of traumatic brain injury. Neurotherapeutics (2010) 7(1):22–30. doi:10.1016/j.nurt.2009.10.016
13. Rizoli SB, Jaja BN, Di Battista AP, Rhind SG, Neto AC, da Costa L, et al. Catecholamines as outcome markers in isolated traumatic brain injury: the COMA-TBI study. Crit Care (2017) 21(1):37. doi:10.1186/s13054-017-1620-6
15. Bell JD, Rhind SG, Di Battista AP, Macdonald RL, Baker AJ. Biomarkers of glycocalyx injury are associated with delayed cerebral ischemia following aneurysmal subarachnoid hemorrhage: a case series supporting a new hypothesis. Neurocrit Care (2017) 26(3):339–47. doi:10.1007/s12028-016-0357-4
16. Di Battista AP, Rhind SG, Hutchison MG, Hassan S, Shiu MY, Inaba K, et al. Inflammatory cytokine and chemokine profiles are associated with patient outcome and the hyperadrenergic state following acute brain injury. J Neuroinflammation (2016) 13:40. doi:10.1186/s12974-016-0500-3
17. Marklund N, Bakshi A, Castelbuono DJ, Conte V, McIntosh TK. Evaluation of pharmacological treatment strategies in traumatic brain injury. Curr Pharm Des (2006) 12(13):1645–80. doi:10.2174/138161206776843340
19. Shen Q, Hiebert JB, Hartwell J, Thimmesch AR, Pierce JD. Systematic review of traumatic brain injury and the impact of antioxidant therapy on clinical outcomes. Worldviews Evid Based Nurs (2016) 13(5):380–9. doi:10.1111/wvn.12167
20. Senol N, Naziroglu M, Yuruker V. N-acetylcysteine and selenium modulate oxidative stress, antioxidant vitamin and cytokine values in traumatic brain injury-induced rats. Neurochem Res (2014) 39(4):685–92. doi:10.1007/s11064-014-1255-9
22. Deepmala D, Slattery J, Kumar N, Delhey L, Berk M, Dean O, et al. Clinical trials of N-acetylcysteine in psychiatry and neurology: a systematic review. Neurosci Biobehav Rev (2015) 55:294–321. doi:10.1016/j.neubiorev.2015.04.015
24. Nikoo M, Radnia H, Farokhnia M, Mohammadi MR, Akhondzadeh S. N-acetylcysteine as an adjunctive therapy to risperidone for treatment of irritability in autism: a randomized, double-blind, placebo-controlled clinical trial of efficacy and safety. Clin Neuropharmacol (2015) 38(1):11–7. doi:10.1097/WNF.0000000000000063
26. Berk M, Dean OM, Cotton SM, Jeavons S, Tanious M, Kohlmann K, et al. The efficacy of adjunctive N-acetylcysteine in major depressive disorder: a double-blind, randomized, placebo-controlled trial. J Clin Psychiatry (2014) 75(6):628–36. doi:10.4088/JCP.13m08454
27. Wiest DB, Chang E, Fanning D, Garner S, Cox T, Jenkins DD. Antenatal pharmacokinetics and placental transfer of N-acetylcysteine in chorioamnionitis for fetal neuroprotection. J Pediatr (2014) 165(4):672–7.e672. doi:10.1016/j.jpeds.2014.06.044
28. Levin SW, Baker EH, Zein WM, Zhang Z, Quezado ZM, Miao N, et al. Oral cysteamine bitartrate and N-acetylcysteine for patients with infantile neuronal ceroid lipofuscinosis: a pilot study. Lancet Neurol (2014) 13(8):777–87. doi:10.1016/S1474-4422(14)70142-5
29. Mahmoud KM, Ammar AS. Effect of N-acetylcysteine on cardiac injury and oxidative stress after abdominal aortic aneurysm repair: a randomized controlled trial. Acta Anaesthesiol Scand (2011) 55(8):1015–21. doi:10.1111/j.1399-6576.2011.02492.x
30. Ozaydin M, Icli A, Yucel H, Akcay S, Peker O, Erdogan D, et al. Metoprolol vs. carvedilol or carvedilol plus N-acetyl cysteine on post-operative atrial fibrillation: a randomized, double-blind, placebo-controlled study. Eur Heart J (2013) 34(8):597–604. doi:10.1093/eurheartj/ehs423
32. Sunitha K, Hemshekhar M, Thushara RM, Santhosh MS, Yariswamy M, Kemparaju K, et al. N-acetylcysteine amide: a derivative to fulfill the promises of N-acetylcysteine. Free Radic Res (2013) 47(5):357–67. doi:10.3109/10715762.2013.781595
33. Liberati A, Altman DG, Tetzlaff J, Mulrow C, Gotzsche PC, Ioannidis JP, et al. The PRISMA statement for reporting systematic reviews and meta-analyses of studies that evaluate health care interventions: explanation and elaboration. PLoS Med (2009) 6(7):e1000100. doi:10.1371/journal.pmed.1000100
34. Amen DG, Wu JC, Taylor D, Willeumier K. Reversing brain damage in former NFL players: implications for traumatic brain injury and substance abuse rehabilitation. J Psychoactive Drugs (2011) 43(1):1–5. doi:10.1080/02791072.2011.566489
35. Hoffer ME, Balaban C, Slade MD, Tsao JW, Hoffer B. Amelioration of acute sequelae of blast induced mild traumatic brain injury by N-acetyl cysteine: a double-blind, placebo controlled study. PLoS One (2013) 8(1):e54163. doi:10.1371/journal.pone.0054163
36. Clark RSB, Empey PE, Bayir H, Rosario BL, Poloyac SM, Kochanek PM, et al. Phase I randomized clinical trial of N-acetylcysteine in combination with an adjuvant probenecid for treatment of severe traumatic brain injury in children. PLoS One (2017) 12(7):e0180280. doi:10.1371/journal.pone.0180280
37. Abdel Baki SG, Schwab B, Haber M, Fenton AA, Bergold PJ. Minocycline synergizes with N-acetylcysteine and improves cognition and memory following traumatic brain injury in rats. PLoS One (2010) 5(8):e12490. doi:10.1371/journal.pone.0012490
38. Chen G, Shi J, Hu Z, Hang C. Inhibitory effect on cerebral inflammatory response following traumatic brain injury in rats: a potential neuroprotective mechanism of N-acetylcysteine. Mediators Inflamm (2008) 2008:716458. doi:10.1155/2008/716458
40. Eakin K, Baratz-Goldstein R, Pick CG, Zindel O, Balaban CD, Hoffer ME, et al. Efficacy of N-acetyl cysteine in traumatic brain injury. PLoS One (2014) 9(4):e90617. doi:10.1371/journal.pone.0090617
41. Ellis EF, Dodson LY, Police RJ. Restoration of cerebrovascular responsiveness to hyperventilation by the oxygen radical scavenger N-acetylcysteine following experimental traumatic brain injury. J Neurosurg (1991) 75(5):774–9. doi:10.3171/jns.1991.75.5.0774
43. Gunther M, Davidsson J, Plantman S, Norgren S, Mathiesen T, Risling M. Neuroprotective effects of N-acetylcysteine amide on experimental focal penetrating brain injury in rats. J Clin Neurosci (2015) 22(9):1477–83. doi:10.1016/j.jocn.2015.03.025
44. Haber M, Abdel Baki SG, Grin’kina NM, Irizarry R, Ershova A, Orsi S, et al. Minocycline plus N-acetylcysteine synergize to modulate inflammation and prevent cognitive and memory deficits in a rat model of mild traumatic brain injury. Exp Neurol (2013) 249:169–77. doi:10.1016/j.expneurol.2013.09.002
45. Hicdonmez T, Kanter M, Tiryaki M, Parsak T, Cobanoglu S. Neuroprotective effects of N-acetylcysteine on experimental closed head trauma in rats. Neurochem Res (2006) 31(4):473–81. doi:10.1007/s11064-006-9040-z
47. Naziroglu M, Senol N, Ghazizadeh V, Yuruker V. Neuroprotection induced by N-acetylcysteine and selenium against traumatic brain injury-induced apoptosis and calcium entry in hippocampus of rat. Cell Mol Neurobiol (2014) 34(6):895–903. doi:10.1007/s10571-014-0069-2
48. Pandya JD, Readnower RD, Patel SP, Yonutas HM, Pauly JR, Goldstein GA, et al. N-acetylcysteine amide confers neuroprotection, improves bioenergetics and behavioral outcome following TBI. Exp Neurol (2014) 257:106–13. doi:10.1016/j.expneurol.2014.04.020
49. Silva LF, Hoffmann MS, Rambo LM, Ribeiro LR, Lima FD, Furian AF, et al. The involvement of Na+, K+-ATPase activity and free radical generation in the susceptibility to pentylenetetrazol-induced seizures after experimental traumatic brain injury. J Neurol Sci (2011) 308(1–2):35–40. doi:10.1016/j.jns.2011.06.030
50. Thomale UW, Griebenow M, Kroppenstedt SN, Unterberg AW, Stover JF. The antioxidant effect of N-acethylcysteine on experimental contusion in rats. Acta Neurochir Suppl (2005) 95:429–31. doi:10.1007/3-211-32318-X_88
51. Thomale UW, Griebenow M, Kroppenstedt SN, Unterberg AW, Stover JF. The effect of N-acetylcysteine on posttraumatic changes after controlled cortical impact in rats. Intensive Care Med (2006) 32(1):149–55. doi:10.1007/s00134-005-2845-4
53. Xiong Y, Lin H, Chen BD, Peterson PL, Lee CP. Appearance of shortened Bcl-2 and Bax proteins and lack of evidence for apoptosis in rat forebrain after severe experimental traumatic brain injury. Biochem Biophys Res Commun (2001) 286(2):401–5. doi:10.1006/bbrc.2001.5396
55. Yi JH, Hoover R, McIntosh TK, Hazell AS. Early, transient increase in complexin I and complexin II in the cerebral cortex following traumatic brain injury is attenuated by N-acetylcysteine. J Neurotrauma (2006) 23(1):86–96. doi:10.1089/neu.2006.23.86
56. Abdel Baki SG, Kao HY, Kelemen E, Fenton AA, Bergold PJ. A hierarchy of neurobehavioral tasks discriminates between mild and moderate brain injury in rats. Brain Res (2009) 1280:98–106. doi:10.1016/j.brainres.2009.05.034
57. Clausen F, Hanell A, Bjork M, Hillered L, Mir AK, Gram H, et al. Neutralization of interleukin-1beta modifies the inflammatory response and improves histological and cognitive outcome following traumatic brain injury in mice. Eur J Neurosci (2009) 30(3):385–96. doi:10.1111/j.1460-9568.2009.06820.x
61. Marchetti GF, Whitney SL, Blatt PJ, Morris LO, Vance JM. Temporal and spatial characteristics of gait during performance of the dynamic gait index in people with and people without balance or vestibular disorders. Phys Ther (2008) 88(5):640–51. doi:10.2522/ptj.20070130
62. Auron PE, Webb AC, Rosenwasser LJ, Mucci SF, Rich A, Wolff SM, et al. Nucleotide sequence of human monocyte interleukin 1 precursor cDNA. Proc Natl Acad Sci U S A (1984) 81(24):7907–11. doi:10.1073/pnas.81.24.7907
64. Risling M, Plantman S, Angeria M, Rostami E, Bellander BM, Kirkegaard M, et al. Mechanisms of blast induced brain injuries, experimental studies in rats. Neuroimage (2011) 54(Suppl 1):S89–97. doi:10.1016/j.neuroimage.2010.05.031
65. Uguz AC, Naziroglu M. Effects of selenium on calcium signaling and apoptosis in rat dorsal root ganglion neurons induced by oxidative stress. Neurochem Res (2012) 37(8):1631–8. doi:10.1007/s11064-012-0758-5
66. Krauth D, Woodruff TJ, Bero L. Instruments for assessing risk of bias and other methodological criteria of published animal studies: a systematic review. Environ Health Perspect (2013) 121(9):985–92. doi:10.1289/ehp.1206389
69. Skvarc DR, Dean OM, Byrne LK, Gray LJ, Ives K, Lane SE, et al. The post-anaesthesia N-acetylcysteine cognitive evaluation (PANACEA) trial: study protocol for a randomised controlled trial. Trials (2016) 17:395. doi:10.1186/s13063-016-1529-4
70. Hammond CL, Marchan R, Krance SM, Ballatori N. Glutathione export during apoptosis requires functional multidrug resistance-associated proteins. J Biol Chem (2007) 282(19):14337–47. doi:10.1074/jbc.M611019200
74. Alali AS, Mukherjee K, McCredie VA, Golan E, Shah PS, Bardes JM, et al. Beta-blockers and traumatic brain injury: a systematic review, meta-analysis, and eastern association for the surgery of trauma guideline. Ann Surg (2017) 266(6):952–61. doi:10.1097/SLA.0000000000002286
76. Dodd S, Dean O, Copolov DL, Malhi GS, Berk M. N-acetylcysteine for antioxidant therapy: pharmacology and clinical utility. Expert Opin Biol Ther (2008) 8(12):1955–62. doi:10.1517/14728220802517901
77. Chavko M, Adeeb S, Ahlers ST, McCarron RM. Attenuation of pulmonary inflammation after exposure to blast overpressure by N-acetylcysteine amide. Shock (2009) 32(3):325–31. doi:10.1097/SHK.0b013e31819c38f1
79. Grinberg L, Fibach E, Amer J, Atlas D. N-acetylcysteine amide, a novel cell-permeating thiol, restores cellular glutathione and protects human red blood cells from oxidative stress. Free Radic Biol Med (2005) 38(1):136–45. doi:10.1016/j.freeradbiomed.2004.09.025
80. Heidari K, Vafaee A, Rastekenari AM, Taghizadeh M, Shad EG, Eley R, et al. S100B protein as a screening tool for computed tomography findings after mild traumatic brain injury: systematic review and meta-analysis. Brain Inj (2015) 29(10):1–12. doi:10.3109/02699052.2015.1037349
81. Yokobori S, Hosein K, Burks S, Sharma I, Gajavelli S, Bullock R. Biomarkers for the clinical differential diagnosis in traumatic brain injury – a systematic review. CNS Neurosci Ther (2013) 19(8):556–65. doi:10.1111/cns.12127
82. Dixon CE, Kochanek PM, Yan HQ, Schiding JK, Griffith RG, Baum E, et al. One-year study of spatial memory performance, brain morphology, and cholinergic markers after moderate controlled cortical impact in rats. J Neurotrauma (1999) 16(2):109–22. doi:10.1089/neu.1999.16.109
Keywords: N-acetylcysteine, N-acetylcysteine amide, traumatic brain injury, neurofunctional outcome, animal models, oxidative stress, inflammation modulation
Citation: Bhatti J, Nascimento B, Akhtar U, Rhind SG, Tien H, Nathens A and da Luz LT (2018) Systematic Review of Human and Animal Studies Examining the Efficacy and Safety of N-Acetylcysteine (NAC) and N-Acetylcysteine Amide (NACA) in Traumatic Brain Injury: Impact on Neurofunctional Outcome and Biomarkers of Oxidative Stress and Inflammation. Front. Neurol. 8:744. doi: 10.3389/fneur.2017.00744
Received: 24 October 2017; Accepted: 22 December 2017;
Published: 15 January 2018
Edited by:Stefania Mondello, University of Messina, Italy
Reviewed by:Mikulas Chavko, Naval Medical Research Center, United States
Eric Peter Thelin, University of Cambridge, United Kingdom
Copyright: © 2018 Bhatti, Nascimento, Akhtar, Rhind, Tien, Nathens and da Luz. This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) or licensor are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.
*Correspondence: Luis Teodoro da Luz, firstname.lastname@example.org