ORIGINAL RESEARCH article

Front. Artif. Intell., 24 February 2025

Sec. Medicine and Public Health

Volume 8 - 2025 | https://doi.org/10.3389/frai.2025.1559880

This article is part of the Research TopicOutbreak Oracles: How AI's Journey through COVID-19 Shapes Future Epidemic StrategyView all 7 articles

General SIR model for visible and hidden epidemic dynamics

  • Institute of Hydromechanics, National Academy of Sciences of Ukraine, Kyiv, Ukraine

To simulate hidden epidemic dynamics connected with asymptomatic and unregistered patients, a new general SIR model was proposed. For some cases, the analytical solutions of the set of 5 differential equations were found, which allow simplifying the parameter identification procedure. Two waves of the pertussis epidemic in England in 2023 and 2024 were simulated with the assumption of zero hidden cases. The accumulated and daily numbers of cases and the duration of the second wave were predicted with rather high accuracy. If the trend will not change, the monthly figure of 9 new pertussis cases (as it was in January–February 2023) can be achieved only in May 2025. The proposed approach can be recommended for both simulations and predictions of different epidemics.

1 Introduction

Asymptomatic and unregistered cases are characteristic of almost all infectious diseases, in particular, SARS-CoV-2 (Mass coronavirus testing in Slovakia-a, 2020; Mass coronavirus testing in Slovakia-b, 2020; An experiment with mass testing for COVID-19 was conducted in Khmelnytsky, n.d.; Schreiber et al., 2023; Fowlkes et al., 2022; Shang et al., 2022) and pertussis (Craig et al., 2020) are no exception. The percentage of asymptomatic patients can be age dependent and lead to huge differences in registered numbers of cases for countries with young and old population (Davies et al., 2020; Nesteruk, 2024b; Nesteruk and Keeling, 2023). Some theoretical estimations of the visibility coefficient β—the ratio of real infections to the registered ones can be found in Nesteruk (2024b), Nesteruk (2021e), Nesteruk (2021c), and Nesteruk (2021d). In this study we will use the concepts of the classical SIR (susceptible-infectious-removed) model (Kermack and McKendrick, 1927; Weiss, 2013; Daley and Gani, 2005; Keeling and Rohani, 2008; Cherniha, 2020; Mohammadi et al., 2021; Nesteruk, 2021a), its generalization for simulations of different epidemic waves (Nesteruk, 2021a; Nesteruk, 2021b; Nesteruk, 2023b) and procedures of parameter identification (Nesteruk, 2023b; Nesteruk, 2017). Numerous improvements of SIR model (see, e.g., Hethcote, 2000; Nakamura et al., 2020; Britton, 2004; Pesco et al., 2014; Nesteruk, 2023a) do not take into account the visibility coefficient.

The obtained theoretical results will be applied for simulations of the pertussis (whooping cough) epidemic in England in 2023 and 2024 (Confirmed cases of pertussis in England by month, n.d.). This disease increases the risk of infant fatality and became a serious problem in many countries including the developed ones (Pesco et al., 2014; Confirmed cases of pertussis in England by month, n.d.). Numerical differentiation of the monthly numbers of new cases revealed two waves of the epidemic in England (before and after November 2023) (Nesteruk, 2024a). Due to the absence of necessary amount of observations, SIR simulations were performed in Nesteruk (2024a) only for the first wave. In this study we will use the new approach for simulation of both waves of the pertussis epidemic and compare the predictions with the recent statistical data.

2 Differential equations and initial conditions

For every epidemic wave i, let us divide the compartment of infectious persons I(t) (t is time) into visible (registered) and hidden (invisible/asymptomatic and unregistered) parts I=Iv+Ih and suppose that these persons are appearing according to the visibility coefficient βi1 and removing with rates ρivIv and ρihIh. Then the general SIR model (Nesteruk, 2021a; Nesteruk, 2021b; Nesteruk, 2023b) takes the following form:

dSdt=αiSIv+Ih    (1)
dIvdt=αiβiSIv+IhρivIv    (2)
dIhdt=βi1αiβiSIv+IhρihIh    (3)
dRvdt=ρivIv    (4)
dRhdt=ρihIh    (5)

The compartment of removed persons R(t) is also divided into visible (registered) and hidden parts R=Rv+Rh. Infection and removal rates (αi, ρiv, ρih) and the visibility coefficient βi are supposed to be constant for every epidemic wave, i.e., for the time periods: titti+1,i=1,2,3,. Summarizing Equations 15 yields zero value of the derivative dS+Iv+Ih+Rv+Rh/dt. Then the sum:

Ni=S+Iv+Ih+Rv+Rh    (6)

must be constant for every epidemic wave. We will consider the value Ni to be an unknown parameter of the model corresponding to the i-th wave, which is not equal to the known volume of population and must be estimated by observations. There is no need to assume that before the outbreak all people are susceptible, since many of them are protected by their immunity, distance, lockdowns, etc. Thus, we will not reduce the problem to a 4-dimensional one. It means that the solution can be obtained by numerical integration of the set of 5 differential Equations 15. Nevertheless, there are some separate cases, when analytical solutions are possible (see next Section).

Taking into account Equation 6, the initial conditions for the set of Equations 15 at the beginning of every epidemic wave ti can be written as follows:

Ivti=Ivi,Ihti=Ihi,Rvti=Rvi,Rhti=RhiSti=NiIviIhiRviRhi    (7)

If at moment ti all previously infected persons are removed, we can take into account only cases starting to appear during i-th wave and use the initial conditions:

Ivi=1,Ihi=βi1,Rvi=0,Rhi=0    (8)

3 Examples of analytical solutions

Let us introduce the functions corresponding to the accumulated numbers of visible and hidden cases:

Vv=Iv+Rv,Vh=Ih+Rh    (9)

Then it follows from Equations 25 that

dVvdt=αiβiSIv+Ih,dVhdt=βi1αiβiSIv+Ih    (10)

Dividing Equation 10 by Equation 1 yeilds:

dVvdS=1βi,dVhdS=βi1βi    (11)

and simple linear solutions taking into account initial Equation 7:

Vv=Sβi+NiIviIhiRviRhiβi+Ivi+Rvi,    (12)
Vh=βi1Sβi+βi1NiIviIhiRviRhiβi+Ihi+Rhi.    (13)

Equations 12, 13 allow obtaining simple linear relationship:

Vh=βi1Vvβi1Ivi+Rvi+Ihi+Rhi

which demonstrates that the ratio of total accumulated cases V=Vv+Vh to the registered ones:

VVv=βiβi1Ivi+RviIhiRhiVv    (14)

is not constant and equals βi only approximately at large Vv numbers. Equation 14 limits the accuracy of the approach used in Nesteruk (2021e), Nesteruk (2021c), and Nesteruk (2021d).

Introducing

I=Iv+Ih,I=ρivIv+ρihIh    (15)

summarizing Equations 2, 3 and dividing by Equation 1 yield the following differential equation:

dIdS=1+IαiIS    (16)

In 3 separate cases:

I. ρiv=ρih=ρi

II. Iv>>Ih,IvI, ρi=ρiv

III. Iv<<Ih,IhI, ρi=ρih

Equation 16 simplifies and has an analitycal solution taking into account the initial Equation 7:

dIdS1+ρiαiS,    (17)
IS+NiRviRhi+ρiαilnSNiIviIhiRviRhi    (18)

Equations 17, 18 exact in the case (I) and approximate in cases (II) and (III).

Putting Equation 18 into Equation 1 and integration yield:

FSαitti,    (19)
FSNiIviIhiRviRhiSdUUUNi+Rvi+RhiρiαilnUNiIviIhiRviRhi    (20)

It follows from Equations 1, 2, 15 that:

dIvdS=1βi+ρivIvαiSI,    (21)

Taking into account that

dFdS1SI

(see Equations 18, 20), the solution of the non-homogenous linear Equation 21 satisfying the first initial Equation 7 can be written as follows:

IvSIviexpρivFSαi1βiexpρivFSαi×NiIviIhiRviRhiSexpρivFUαidU    (22)

With the use of Equations 9, 15 it is possible to express other functions as follows:

IhSISIvS;RvSVvSIvS;RhSVhSIhS    (23)

Then for every value of S, all unknown functions can be calculated with the use of Equations 12, 13, 18, 22, 23. Corresponding moments of time can be found with the use of Equations 19, 20. Thus, Equations 12, 13, 1820, 22, 23 yield an approximate analytical solution of the set of differential Equations 15 with the initial Equation 7. In the case (I) and when Iv=I, this solution is exact. For Iv=I, there is no need in Equations 22, 23 and corresponding formulas obtained in Nesteruk (2021a), Nesteruk (2021b), Nesteruk (2023b) are also valid.

4 Examples of parameter identifications and predictions

The analytical solution simplifies the procedure of identification of unknown parameters, since there is no need in numerical integration of differential Equations 15. It particular, having the set of accumulated cases Vjv registered at moments tj, we can calculate corresponding values Sj with the use of the linear Equation 12 for any values of unknown constant parameters appearing in Equations 17. Then Equation 20 allows calculating values Fj = F(Sj). Due to the linear relationship (Equation 19 shows that there is a linear dependence between time and the function F (Equation 20), which depends on the accumulated numbers of cases), standard linear regression formulas (Draper and Smith, 1998) can be used to calculate the correlation coefficient r and values of parameters αi and ti. The optimal values of model parameters (providing the best fitting between the theoretical Vvt curves and the results of observations Vjv) correspond to the maximum value of the correlation coefficient r. Thus, the parameter identification problem can be reduced to the problem of searching the maximum of complicated but analytical function r. For Iv=I (a completely visible epidemic), such approach was successfully used to simulate and predict the dynamics of mysterious children disease (Nesteruk, 2017), COVID-19 pandemic (Nesteruk, 2021a; Nesteruk, 2021b; Nesteruk, 2023b) and the pertussis epidemic in England (Nesteruk, 2024a).

Let us illustrate the parameter identification procedure for two waves of the pertussis epidemic in England in 2023 and 2024 discussed in (Nesteruk, 2024a). The accumulated confirmed numbers of cases (Vjv) and corresponding moments of time tj are listed in Table 1 according to the official site of UK government [(Confirmed cases of pertussis in England by month, n.d.), version available on 10 August 2024, the last 4 figures were taken from 10 December 2024 version]. The values Vjv were used to calculate approximate daily numbers of new cases dV/dt at moments tj according to the Equation 1 from (Nesteruk, 2024a) (see the last column in Table 1).

Table 1
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Table 1. Accumulated numbers of confirmed pertussis cases in England in 2023 and 2024 and estimations of the average daily numbers of visible cases.

Since the general problem contains 10 unknown parameters, their identification needs high performance computing and applying AI methods even for the analytical solution Equations 12, 13, 1820, 22, 23. When this solution is approximate, the optimal values of parameters will contain discrepancies, which can reduce the accuracy of predictions. For our example, let us take the case of exact solution Iv=Iβ=1 and assume that at the beginning of every new epidemic wave all infectious persons from the previous waves are removed. Then we can use initial Equation 8, perform simulations and then add cases accumulated at moments when the monthly numbers of visible cases started to increase. For every wave we will have only four unknown parameters Ni, αi, ρiv and ti. Due to linear relation 19 and using linear regression, only two of these parameters are independent.

The first and second epidemic waves were simulated with the use of Vjv and tj corresponding to j = 3–9 and j = 11–18, respectively. The optimal values of parameters (corresponding to the maximum of correlation coefficients r = 0.999721131761662 (0.999822556136920)) are:

Ni = 50739.992 (3657890.47292358);

αi =1.50488802805402e-05 (2.11266650706657e-06) [day]−1;

ρiv=0.752503596035381 (7.7088126606047) [day]−1;

ti=89.1566573802040 (333.429529143536) days.

(figures in brackets correspond to the second wave). It should be noted that these optimal values are very different for the first and second waves and differ from the figures in Nesteruk (2024a) for the simulation of the first wave using observations with j = 1–10.

Using these optimal values in the analytical solution Equations 10, 12, 1820, 22, 23 yielded the theoretical curves shown in Figure 1 (solid and dashed for the first and the second wave, respectively). The predicted values (see blue and black “crosses” for j = 19–22, July–October 2024) are in good agreement with the theoretical blue and black curves. To estimate the accuracy of 4-month prediction, let us take the accumulated number of visible cases V22v =15,309 corresponding to the end of October 2024 (see Table 1) and compare with the theoretical value Vv|t=670= 17,430 corresponding to the blue dashed line in Figure 1. After adding 505 cases accumulated at t10 and extracted for the simulation of the second wave (compare blue “crosses” and “circles” in Figure 1), we obtain the accuracy (17,935-15,309)/15,309 around 17%. Since the final number of visible cases decreases with the increase of the visibility coefficient (see the next Section), we can expect to obtain a lower theoretical value Vv|t=670 and better accuracy after the real visibility coefficient will be calculated and taken into account. The accuracy of 17% is comparable with the long-time predictions for the first waves of the COVID-19 in different countries (Nesteruk, 2021a) and even for the case β=1 is likely to allow healthcare professionals to develop the right strategy. The average daily numbers of new cases will be less than 1.0 only in March 2025. If trend will not change, the monthly figure of 9 new cases (as it was before starting the first wave, see Table 1) can be achieved only in May 2025.

Figure 1
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Figure 1. Accumulated numbers of visible pertussis cases (blue curves, the first Equation 9); the average daily numbers of new cases (black curves, the first Equation 10); numbers of infectious persons (red curves, Equation 18). “Circles” represent the confirmed numbers of cases Vjv taken for identification of parameters of the first (j = 3–10) and second (j = 11–18) waves; blue “crosses” – all confirmed numbers of cases Vjv listed in Table 1; black “crosses” – results of calculations of approximate daily numbers of new cases at moments tj listed in the last column of Table 1.

5 Examples of exact solutions at different values of the visibility coefficient

The use of initial Equation 8 allows reducing the numbers of unknown parameters by 4. Then, Equations 12, 14 yield

Vv=NiSβi,    (24)
V=βiVv    (25)

According to Equation 25 the real accumulated numbers of new cases V are βi times higher than visible figures Vv registered during the fixed epidemic wave, if all infectious patients were removed before this wave started.

In the case (I), i.e., equal removing rates for visible and hidden patients ρiv=ρih=ρi, another simplification can be obtained with the use of Equation 18:

I=S+Ni+ρiαilnSNiβi    (26)

Assuming that spreading the infection stops when the real number of infectious I (visible and hidden) is less than 1.0, the corresponding final number of susceptible Sf can be obtained as a solution of the non-linear equation:

Sf+1=Ni+ρiαilnSfNiβi    (27)

following from Equation 26 and allowing us to calculate the corresponding final accumulated numbers of visible and total cases with the use of Equations 24, 25.

Figure 2 represents the results of calculations for the optimal values of parameters corresponding to two pertussis waves in England (see previous Section) and the first COVID-19 pandemic waves in Austria and the UK (in brackets), (Nesteruk, 2021a):

Ni = 75176.032 (479782.4);

αi =1.924971386379e-05 (9.1371956639e-07) [day]−1;

ρiv=1.29635017900866 (0.330545378991741) [day]−1.

Figure 2
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Figure 2. Solid curves represent final numbers of visible (registered) cases (Equations 24, 27) dashed ones–final numbers of all cases (registered and unregistered, Equations 25, 27). Back and blue lines correspond to the optimal values of parameters (listed in previous Section) for the first and second pertussis waves in England, respectively. Magenta and red curves show the results for the first COVID-19 waves in Austria and the UK (Nesteruk, 2021a), respectively.

Dashed lines demonstrate that the final accumulated numbers of all cases (Equations 25, 26) very slightly depend on the visibility coefficient. The final accumulated numbers of visible cases (Equations 24, 26) diminish with the increase of βi (see solid curves). The values of other parameters are fixed and correspond to the case βi=1. The values Vjv for j = 20, 21, 22, which are smaller then theoretical prediction for the second pertussis wave (compare blue “crosses” and the blue dashed line in Figure 1), reflect reducing the final value of Vv for βi>1. Nevertheless, good estimations of the visibility coefficient can be obtained only with the use of all parameters. Since removing rates can be different for symptomatic and asymptomatic patients, a general parameter identification procedure needs a numerical solution of the set of differential Equations 15 and huge numbers of calculations, which can be performed only with the use of high performance computing and AI methods. The full parameter sensitivity analysis will be considered in future research.

With the use of Equations 24, 10, 26 can be rewritten as follows:

I=βiVv+ρiαilnNiβiVvNiβi,    (28)
dVvdt=αiβiNiβiVvI,dVdt=αiNiβiVvI    (29)

Figure 3 represents the calculations of real number of infectious I (visible and hidden, Equation 28) and visible and real numbers of new daily cases (Equation 29) versus accumulated numbers of visible cases Vv for different values of the visibility coefficient. Values of other parameters correspond to the second pertussis wave in England (listed in the previous Section).

Figure 3
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Figure 3. Solid, dashed and dotted curves represent calculations for values of the visibility coefficient 1; 2 and 3, respectively. Other values of parameters correspond to the second pertusis wave in England in 2023 and 2024 (listed in the previous Section). Red color corresponds to the real number of infectious persons (symptomatic and asymptomatic, Equation 28). Blue lines represent visible numbers of new daily cases; black ones - real (registered and hidden) numbers of new daily cases (Equations 28, 29).

The maximum values of infectious slightly increase with the increase of the visibility coefficient (compare red lines in Figure 3). The black and the solid blue curves show the same but more pronounced trend for the real numbers of new daily cases. The positions of the maxima on these lines are very close to ones on the red curves. Corresponding moments of time can be calculated with the use of Equations 19, 20, 24. Thus, the average daily numbers of visible cases reflects trends in real numbers of infectious persons (symptomatic and asymptomatic) and can be used to control epidemics. The numbers of new visible daily cases decrease with the increase of visibility coefficient (for fixed values of other parameters and ρiv=ρih=ρi, see blue curves in Figure 3). The final numbers of visible cases demonstrate the same trend (see solid curves in Figure 2).

6 Conclusion

To simulate hidden epidemic dynamics connected with asymptomatic and unregistered patients, a new general SIR model was proposed containing 5 unknown functions. For some cases, the analytical solutions of the set of 5 differential equations were found which allow simplifying the parameter identification procedure. Two waves of the pertussis epidemic in England in 2023 and 2024 were simulated for the case of zero hidden cases. Observations of accumulated visible numbers of cases during 4 months revealed rather high accuracy of predictions. If trend will not change, the monthly figure of 9 new pertussis cases (as it was in January–February 2023) can be achieved only in May 2025. The proposed approach can be recommended both for preliminary simulations of different epidemics (supposing zero hidden cases) and for further research, using presented analytical solutions or numerical integration of differential equations. The theoretical estimations of numbers of hidden cases will allow healthcare professionals to know the real sizes of epidemics and to develop the right strategy without expensive mass testing.

Data availability statement

The original contributions presented in the study are included in the article/supplementary material, further inquiries can be directed to the corresponding author/s.

Author contributions

IN: Conceptualization, Data curation, Investigation, Methodology, Software, Writing – original draft, Writing – review & editing, Validation.

Funding

The author(s) declare that no financial support was received for the research, authorship, and/or publication of this article.

Acknowledgments

The author is grateful to Ulrike Tillmann, James Robinson, Robin Thompson, Matt Keeling, Paul Brown, and Oleksii Rodionov for their support and providing very useful information. This paper was written with the support of the INI-LMS Solidarity Programme at the University of Warwick, UK.

Conflict of interest

The author declares that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.

Generative AI statement

The authors declare that no Generative AI was used in the creation of this manuscript.

Publisher’s note

All claims expressed in this article are solely those of the authors and do not necessarily represent those of their affiliated organizations, or those of the publisher, the editors and the reviewers. Any product that may be evaluated in this article, or claim that may be made by its manufacturer, is not guaranteed or endorsed by the publisher.

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Keywords: mathematical modeling of infection diseases, SIR model, parameter identification, pertussis epidemic in England, hidden epidemic dynamics

Citation: Nesteruk I (2025) General SIR model for visible and hidden epidemic dynamics. Front. Artif. Intell. 8:1559880. doi: 10.3389/frai.2025.1559880

Received: 13 January 2025; Accepted: 31 January 2025;
Published: 24 February 2025.

Edited by:

Dmytro Chumachenko, National Aerospace University – Kharkiv Aviation Institute, Ukraine

Reviewed by:

Tetyana Chumachenko, Kharkiv National Medical University, Ukraine
Sergiy Yakovlev, Lodz University of Technology, Poland

Copyright © 2025 Nesteruk. This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.

*Correspondence: Igor Nesteruk, aW5lc3RlcnVrQHlhaG9vLmNvbQ==

Disclaimer: All claims expressed in this article are solely those of the authors and do not necessarily represent those of their affiliated organizations, or those of the publisher, the editors and the reviewers. Any product that may be evaluated in this article or claim that may be made by its manufacturer is not guaranteed or endorsed by the publisher.