Abstract
Chimeric antigen receptor T (CAR-T) cell therapy has shown great success in treating B cell malignancies; however, there are many challenges that limit their therapeutic efficacy in solid tumours. Immunotherapy of head and neck squamous cell carcinoma (HNSCC), and, in particular, oral squamous cell carcinoma (OSCC), presents a unique set of challenges including lack of consistently expressed tumour associated antigens (TAAs) and the immunosuppressive tumour microenvironment (TME). Currently, there are few clinical trials investigating the use of CAR-T cells in HNSCC/OSCC; however, results from trials investigating similar solid tumours, such as breast cancer, can be adopted to help evaluate the use of CAR-T in this cancer. In this review, the process of CAR-T cell engineering and different generations of these cells will be summarised, highlighting their potential use in treating HNSCC through targeting ErbB and MUC1; TAAs highly expressed by this solid tumour. Potential strategies including combination therapy, utilising both TAA-targeting CAR-Ts and immune checkpoint inhibitors, such as PD-L1, have been discussed, in an attempt to develop synergistic anti-tumour responses. In addition to this, the use of dual-targeting CAR-T cells, synthetic NOTCH (synNOTCH) receptors and alternative non-tumour targets of the TME have been reviewed. Such combination therapies have been shown to help limit solid tumour progression and enhance both the safety and efficacy of CAR-T cell immunotherapy, which may be adopted for the treatment and management of OSCC.
Introduction
Head and neck squamous cell carcinoma (HNSCC) is the sixth most common cancer by incidence worldwide, with a 4-year survival rate of 56% in the UK (, ). HNSCC constitutes a group of malignant tumours, including oral squamous cell carcinoma (OSCC) (representing 95% of all forms of head and neck cancers), which develop from the mucosal epithelium in the oral cavity, larynx, and pharynx (). Whilst there are a number of different clinical manifestations of HNSCCs, OSCC typically presents as an ulcerated necrotic lesion with raised indurated borders on the tongue, lip or floor of the oral cavity. Lesions are formed by invasion of epithelial cells through the basement membrane into the superficial connective tissue, which in time, when the lesion gets larger outgrowing the blood supply, results in ulceration of the tumour surface (). Although the pathogenesis of OSCC is thought to be a complicated, multifactorial process, characterised by distinct epigenetic and genetic alternation, it is known that the tumour microenvironment (TME) plays a fundamental role. Whilst tobacco and alcohol consumption are the major risk factors associated with oral cavity and larynx cancers, pharynx cancers are highly associated with human papillomavirus type 16 (HPV16) infection (). Meta-analyses have shown polymorphisms, resulting in an increased expression of the immunosuppressive genes, CTLA4, IL10, and cytochrome P450 1A1, are associated with a higher risk of HNSCC, suggesting both a suppressed anti-tumour immunity and a reduced ability to metabolise and de-toxify carcinogens, may be significant causes of HNSCC (–).
Current treatment strategies include surgery, chemotherapy, and immune checkpoint inhibitor (ICI) therapy. PD-1, expressed by T cells, is a checkpoint inhibitory protein, which controls and regulates adaptive immune responses. However, it is often upregulated in HNSCC and consequently suppresses T cell effector functionality in a negative feedback loop. Anti-PD-1 antibodies aim to hinder the inhibitory interaction between PD-1 and its ligand PD-L1 (expressed in the tumour cell). Two anti-PD-1 antibodies, pembrolizumab and nivolumab, have been approved for clinical application to HNSCC; however, treatment is only effective for <20% of individuals, highlighting the need for improved treatment options for these patients (, ). In addition to this, conventional treatment such as chemotherapy can result in severe adverse effects due to not being able to distinguish between proliferating healthy tissue and malignant tissue. Thus, immunotherapy using CAR-T cells, which target tumour-associated antigens (TAAs), represents a promising avenue. In favour of this, 85% of patients with HPV-negative HNSCCs have a low number of tumour-infiltrating lymphocytes (TILs) (). This is suggestive that induction of tumour-reactive T cells that are capable of infiltrating tumour tissue may improve cancer immunotherapy and patient prognosis.
CAR-T cells are genetically engineered T cells, which express chimeric antigen receptors (CARs) that recognise and target tumour antigens (TAs) in a major histocompatibility complex (MHC)-independent manner (). CAR-T cell therapy is a revolutionary new pillar in the treatment of cancer, which has achieved unprecedented response rates in patients with B-cell lymphoma and acute lymphoblastic leukaemia (, ). Despite the remarkable responses in patients with haematologic malignancies, early clinical trials have reported many challenges such as the TME that limit the therapeutic efficacy of CAR-T cells in solid tumours such as HNSCC and including OSCC ().
HNSCC tumour microenvironment
The TME consists of various immunosuppressive cells including regulatory T cells (Tregs), cancer-associated fibroblasts (CAFs), myeloid-derived suppressor cells (MDSCs), and tumour-associated macrophages (TAMs) (). These cells provide the essential requirements for cancer progression and immune escape, which constitute hurdles for successful immunotherapy. FOXP3+ Tregs contribute towards an immunosuppressive TME in HNSCC by expressing high levels of immune checkpoint receptors like PD-1 and CTLA-4 (). In addition to this, MDSCs express high levels of arginase 1 (ARG1) and inducible nitric oxide synthase (iNOS), producing nitric oxide (NO), which impedes CD8+ Tc cell responses to TAs. Whilst ARG1 impairs T cell function by decreasing CD3ζ-chain biosynthesis, as a consequence of metabolising arginine, NO inhibits tyrosine phosphorylation and activation of JAK3 and STAT5 transcription factors which suppress CD8+ Tc cells. In addition to this, infiltrating macrophages (Mφs) in the TME contribute similarly to the progression of dysfunctional T cells. These TAMs can be classified into two subsets: the M1 classically activated Mφs, which are pro-inflammatory and have anti-tumour effects and the M2 alternatively activated Mφs, which are anti-inflammatory with pro-tumour effects (reviewed in , ). In HNSCC the M2 phenotype predominates, suppressing T-cell-mediated anti-tumour immunity through the release of IL-10 and TGFβ. Furthermore, although the TME poses a challenge to immunotherapy, it also offers a wide range of potential therapeutic targets that can be manipulated to enhance CAR-T cell efficacy. Thus, this review will explore the different generations of CAR-T cells, how they are genetically engineered, and their potential role in immunotherapy; targeting ErbB and MUC1, tumour-associated antigens which are highly expressed by HNSCCs.
Generation of CAR-T cells
CAR-T cell therapy is a highly complex and specialist treatment customised for each individual patient. CAR-T cells are generated by isolating leukocytes from a blood sample from either the patient (autologous) or from a healthy donor (allogeneic), in a process known as leukapheresis (). The products from leukapheresis are transferred to a manufacturing site where T cell subsets are separated by antibodies with specificity for the T cell subset markers, CD4 and CD8, for Th and Tc, respectively. Typically, T cells are treated with IL-2, IL-7, or IL-15 and agonistic anti-CD3/anti-CD28 antibodies, which induce rapid T cell growth, to further drive their expansion (, ). Following expansion, T cells are transduced with a gene encoding the engineered CAR via a retroviral or lentiviral vector. Alternatively, non-viral delivery systems such as transposons can be used; the sleeping beauty transposon system is currently being investigated as a substitute for viral-based vectors. The cells are then activated and expanded until they reach a significant number required for patient use (). Up to one week before CAR-T cell infusion, the patient will undergo lymphodepletion chemotherapy; this eliminates both B cells and T cells, to enhance the availability of cytokines such as IL-2, essential for T cell proliferation ().
Structure of CAR-T cells
The typical structure of a CAR contains four main components: a single-chain variable fragment (scFv) domain, which is derived from an antibody, for the recognition and binding to TAAs, a hinge domain, a transmembrane domain, which influences the expression of the receptor, and an intracellular domain, derived from the immunoreceptor tyrosine-based activation motif (ITAM) of the T cell signal transducing molecule, CD3ζ chain (). Based on the structure and composition of the intracellular-facing, endodomain, CARs have been grouped into 5 generations; these can be seen in Figure 1 (, ). First-generation CARs contain a single CD3ζ intracellular domain. However, these CAR-T cells were unsuccessful in targeting TAAs on tumour cells, due to their inability to produce IL-2 to promote their proliferation and expansion of numbers (). Second-generation CARs, however, contain additional cytoplasmic domains, which enhance proliferation and cytotoxic activity. An example of an approved second-generation CD19-targeting CAR-T cell is CTL019 (tisagenlecleucel), which is used for the treatment of both relapsed and refractory B-cell acute lymphoblastic leukaemia. The cell incorporates a CD137-derived costimulatory domain which induces a cell-mediated immunity-associated with Th1 cytokine secretion (IL-2, TNFα and IFNγ) by upregulating the P13K/AKT signalling pathway and inhibiting activation-induced cell death of CD8+ Tc cells (, ).
Figure 1
In addition to this, third-generation CARs carry multiple co-stimulatory molecules, which include both CD28 and 4-1BB. However, studies have shown they do not enhance efficacy in comparison to second-generation CAR-T cells; thus, fourth- and fifth-generation CARs were constructed based on second-generation CARs (
The final generation of CAR-T cells is known as the fifth generation. Fifth-generation CAR-T cells express IL-2Rβ receptors, which provide a binding site for the STAT3 transcription factors allowing for STAT/JAK pathway activation, enhancing the potency and specificity of CAR-T cells (
Mechanisms of killing by CAR-T
CAR-T cells have several killing mechanisms including exocytosis, Fas/FasL and secretion of cytokines. Upon TAA encounter with the CAR-T cell, CAR dimerises undergoing a conformational change in its cytoplasmic domains, leading to their phosphorylation, binding, and activation of Zap70 with downstream activation of signalling cascades (
Figure 2

CAR-T cells mediate killing of tumour cells via three axes: (1) secretion of perforin and granzyme, (2) proinflammatory cytokine secretion and (3) cell-contact mediated ligation of Fas by FasL(or TRAIL ligating DR4/5 and mTNFα ligating TNFR1). Upon ligation of tumour antigen, activation of Zap70 in the CAR-T cell upregulates the signalling pathways leading to the secretion of, and membrane expression of apoptosis-inducing molecules, and the downstream apoptosis and cell death of the tumour cell [adapted from (
In addition to tumour targeted cytotoxicity and immunotherapy, CAR-T therapy can exhibit serious side effects such as cytokine release syndrome (CRS), similar to the cytokine storm characteristic of sepsis and SARS-CoV-2 infection, and the related mechanisms of immune effector cell-associated neurotoxicity syndrome (ICANS). CRS presents clinical symptoms ranging from mild (fever, headaches, myalgia) to severe [vascular leakage, disseminated intravascular coagulation (DIC), hypotension, tachycardia, tissue hypoxia, organ failure and death] (
ErbB- targeting CAR-T cells
For HNSCC the two most frequently mutated genes are tumour-suppressor p53 (TP53) and the proto-oncogene RAS; however, these are not expressed on the cell surface and thus do not represent successful candidates for antigen targets by CAR-T cells. Mutational profiling has revealed mutations associated with HNSCC are enriched in 11 genes, but only a couple of targeted antigens have shown promising results (
A current CAR-T cell immunotherapy designated “pan-ErbB-targeted T4 immunotherapy” is in a phase I/II trial for the treatment of HNSCC (
Furthermore, a pre-clinical study has suggested, due to the immunosuppressive nature of the TME, a combination of different immunotherapies could be considered as a promising therapeutic approach to significantly enhance the anti-tumour activity of ErbB-targeted CAR-T cells for the treatment of HNSCC (
MUC1-targeting CAR-T cells
In addition to ErbB-targeted CAR-T cell therapy, MUC1 is also an appealing candidate antigen due to its high expression in HNSCC (
Table 1
| Study Ref. clinical trial identifier | Study title study focus | Engineered receptor cell | Procedure synopsis | Country & start of study |
|---|---|---|---|---|
| Wilkie et al., 2012 ( Pre-Clin | Breast cancer: dual targeting of ErbB2 & MUC1-specific CAR-Ts | ErbB2 & MUC1 CAR-T | Dual targeting CAR-T + CD3ζ + CD28 signals – killing ErbB2+ tumour cells | London, UK, 2012 |
| Mei et al., 2020 ( Pre-Clin | HNSCC: MUC1-specific CAR-T therapy | MUC1 CAR-T 2nd Gen. + IL-22 CAR-MUC1-IL22 4th Gen. | CAR-T effect on HNSCC cancer cell MUC1 expression & killing | China, 2020 |
| NCT04139057 ( Engineered T cell | EBV-specific anti-PD1 TCR T cells in treatment of EBV-positive HNSCC | Engineered T cells against EBV with autosecreted antagonistic PD-1 | Targetting EBV-induced cancers. Status not verified in >2 Years. No results posted. | China, 2019 |
| NCT04729543 NL69911.000.19 ( Engineered T cell | MAGE-C2 TCR T cell trial to treat melanoma and head and neck cancer (MC2TCR) | MAGE-C2 (MC2) cancer germline Ag | Phase I/II MC2-specific TCR HLA-A201 restricted Tc iv infusion + low-dose IL-2. Tolerated dose & anti-tumour response. | Rotterdam, The Netherlands, 2020 |
| NCT01818323 ( CAR-T | Phase I Trial: T4 immunotherapy of head and neck cancer | T4 + cells CAR T1E28z pan- ErbB + IL-4 | Phase I Intratumoral HNSCC | London, UK, 2015 |
| NCT03740256 ( CAR-T | Binary oncolytic adenovirus in combination with HER2-specific autologous CAR VST, advanced HER2-positive solid tumours (VISTA) | HER2.CAR Ad VST + CAdVEC | Phase I CAR-T infusion +/− intratumoral CAdVEC (Not approved by FDA) | Texas, United States, 2018 |
| NCT04847466 ( CAR-NK | Immunotherapy combination: irradiated PD-L1 CAR-NK cells plus pembrolizumab + N803. HNSCC & gastric cancer. Clinical Response Rates | PD-L1 CAR-NK | Irradiated cells – iv infusion 2 × 109 cells, iv pembrolizumab (hu anti-PD-L1 IgG4 Mab), S/C N-803 (IL-15-IL15Rα-IgG1 Fc FP superagonist complex). Phase II | NIH Bethesda, United States, 2021 |
| NCT05117138 ( CAR-T | Safety & efficacy of chimaeric antigen receptor-T lymphocytes for patients with intermediate and advanced tumours | AMT-116 CAR T cells – no specificity indicated | Phase I intratumoral HNSCC & NSCLC | Beijing, China, 2022 |
| NCT05239143 ( CAR-T | P-MUC1C-ALLO1 allogeneic CAR-T cells in the treatment of subjects with advanced or metastatic solid tumours | P-MUC1C-ALLO1 CAR-T (C-terminal of Mucin-1) | Phase I iv CAR-T infusion +/− Rimiducid (dimeriser – inducing Fas-mediated apoptosis). | Multicentre United States, 2022 (primary completion date: April 2026) |
Current and completed scientific investigations and clinical trials involving the use of engineered T cells, CAR-T and CAR-NK cells in solid tumours and HNSCC/OSCC.
Gen, generation; EBV, Epstein-Barr virus; MAGE, melanoma antigen gene; Ag, antigen; iv, intravenous; Ad, adenovirus; FDA, food and drug administration; N803, IL-15/IL15Rα-IgG1 Fc FP superagonist complex; Mab, monoclonal antibody; S/C, sub-cutaneous; Fc, Ig fragment crystallisable; FP, fusion protein; NSCLC, non-small cell lung cancer.
Studies (Pre-Clin) and clinical trials (NCT study number) testing the tolerated dose and/or biological function of specific TCR therapies (Engineered T cell), chimaeric antigen receptor T (CAR-T) and NK cells (CAR-NK).
Furthermore, another approach to ameliorate MUC1- and ErbB- targeted CAR-T cell toxicities is through implementing strategies involving suicide genes; such genes lead to selective depletion of modified cells. Although these have not yet been explored in terms of MUC1 and ErbB-targeted CAR-T cell immunotherapies of HNSCC, two suicide genes have previously been integrated into other CAR-T cells and tested in the clinic. Herpes simplex virus-thymidine kinase (HSV-TK) is a conventional method used to induce T cell death; administration of ganciclovir to CAR-T cells co-expressing the HSV-TK suicide gene causes formation of a toxic metabolite (
Targeting non-tumour components of the TME
In addition to directly targeting tumour cells and TAAs, alternatively, CAR-T cells could be generated to target non-tumour components of the TME, as an indirect approach to limit tumour progression and sustain the function of CAR-T cells in HNSCC (refer to Figure 3). For example, CAR-T cells could target folate receptor B (FRβ), expressed on the immunosuppressive TAM population (M2 phenotype) (
Figure 3

Potential therapeutic effect of CAR-Ts in the TME of OSCC. The TME (cell bundle at left hand side) of an OSCC tumour may include not only tumour cells (grey cells) but also both pro-inflammatory cells (M1 TAMs – red multi-pointed cells), which predominate at the tumour margin, and anti-inflammatory/pro-tumoural cells (M2 TAMs, Tregs, stromal cells – black cells), which account for the immune suppressive phenotype indicated by the presence of CTLA-4, IL-10, TGFβ and PD-1/PD-L1. CAR-T cell action on OSCC tumour is indicated in the triangle expanded from the TME bundle (bounded by purple dashed lines – right hand side of the figure). CAR-T cells, targeting ErbB, Muc1 or PD-L1 on OSCC tumour cells, directly induce tumour cell death (RIP-rest in peace) via cell-cell contact (FasL-Fas) or secreted cytotoxins (TNFα, perforin, granzyme). Indirect targeting can be induced by CAR-T cell cytokine secretion, which can suppress (blunted arrows) pro-tumoural cells in TME (Tregs, M2 TAMs) or activate (pointed arrows) anti-tumour immunity via Th1-, Tc- and NK-mediated responses.
Interestingly, there have been promising preclinical results of CAR-T cells that target similar non-tumour components of the TME including CAFs and extracellular matrix (ECM). CAFs secrete growth factors to the ECM to support tumour growth. To target CAFs, studies have constructed CARs against the fibroblast activation protein (FAP). Overexpression of FAP can activate the FAP-STAT3 pathway that drives the expression of CCL2, upregulating the recruitment of MDSCs into the TME, further promoting tumour development (
Conclusion
To conclude, the therapeutic role of CAR-T cells in HNSCC/OSCC is not as advanced compared to other malignancies. When considering research findings focussed on HNSCC/OSCC together with contributions from both research and clinical studies for haematological malignancies and solid tumours, such as breast cancer, CAR-T cell therapy offers a realistic treatment option for this type of cancer. Although ErbB and MUC1 provide promising targets for HNSCC and OSCC, the major challenge posed by the immunosuppressive TME in these tumours limits CAR-T cell persistence and efficacy. Future studies should aim to remodel the TME by developing a new generation of CAR-T cells, which target TME cells such as MΦs, Tregs and CAFs in addition to TAAs like ErbB and MUC1 (Figure 3). Future therapeutic regimens directed against OSCC, incorporating CAR-T cell technology, are likely to include multiple approaches. Such a regimen may include 4th generation (TRUCK) or 5th generation (+IL-2Rβ) CAR-Ts involved in dual-targeting of ErbB and MUC1, mitigating on-target, off-tumour toxicity, whilst also directing this immunotherapy towards immune checkpoint receptors (PD-1, CTLA-4) and the suppression of anti-tumour immunity, exerted by the tumour microenvironment, hence potential future focus on modulating CAF and TAM influences (already being appreciated in the design of current clinical trials; Table 1). In addition, the incorporation of synNOTCH receptors, controlling the expression of a second CAR and suicide genes such as HSV-TK and iCasp9 will serve to control the potential of CAR-Ts to drive adverse responses such as CRS and ICANS. Such an approach is likely to result in the development of safe and innovative CAR-T cell therapies and their use in combination with other immunotherapies, including targeting immune checkpoint receptors, for the successful management and treatment of HNSCC/OSCC.
Statements
Author contributions
Conceptualisation, ADF and SES; formal analysis, ADF and SES; investigation, ADF and SES; resources, ADF; data curation, ADF and SES; writing—original draft preparation, ADF, VS and SES; writing—review and editing, ADF, VS and SES; supervision, ADF; project administration, ADF. All authors contributed to the article and approved the submitted version.
Funding
This research was partially funded by the School of Biomedical Sciences, University of Plymouth.
Conflict of interest
The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
Publisher’s note
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Summary
Keywords
CAR-Ts, PD-L1, TAMs, ErbB, MUC1, OSCC
Citation
Summers SE, Salih V and Foey AD (2023) ErbB- and MUC1-targeted CAR-T cell immunotherapy of oral squamous cell carcinoma. Front. Dent. Med 4:1116402. doi: 10.3389/fdmed.2023.1116402
Received
12 December 2022
Accepted
24 February 2023
Published
13 March 2023
Volume
4 - 2023
Edited by
Adline Princy Solomon, SASTRA University, India
Reviewed by
Luciana Rodrigues Carvalho Barros, University of São Paulo, Brazil
Rekha Arya, Sungkyunkwan University, Republic of Korea
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Copyright
© 2023 Summers, Salih and Foey.
This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.
*Correspondence: Andrew D. Foey andrew.foey@plymouth.ac.uk
Specialty Section: This article was submitted to Oral-Systemic Immunology, a section of the journal Frontiers in Dental Medicine
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