Abstract
Iron-binding ligands are paramount to understanding iron biogeochemistry and its potential to set the productivity and the magnitude of the biological pump in >30% of the ocean. However, the nature of these ligands is largely uncharacterized and little is known about their sources, sensitivity to photochemistry and biological transformation, or scavenging behavior. Despite many uncertainties, there is no doubt that ligands are produced by a wide range of biotic and abiotic processes, and that the bulk ligand pool encompasses a diverse range of molecules. Despite widespread recognition of the likelihood of a continuum of ligand classes making up the bulk ligand pool, studies to date largely focused on the dominant ligand. Thus, most studies have overlooked the need to assess where these targeted molecules fit across the spectrum of ligands that comprise the bulk ligand pool. Here we summarize present knowledge to critically assess the source(s), function(s), production pathways, and loss mechanisms of three important iron-binding organic ligand groups in order to assess their distinctive characteristics and how they link with observed ligand distributions. We considered that ligands are contained in broad groupings of exopolymer substances (EPS), humic substances (HS), and siderophores; using literature data for speciation modeling suggested that this adequately described the iron speciation reported in the ocean. We hypothesize that a holistic viewpoint of the multi-faceted controls on ligands dynamics is essential to begin to understand why some ligands can be expected to dominate in particular oceanic regions, depth strata, or exhibit seasonality and/or lateral gradients. We advocate that the development of a regional classification will enhance our understanding of the changing composition of the bulk ligand pool across the global ocean and to help address to what extent seasonality influences the makeup of this pool. This classification, based on selected functional ligand classes, can act as a bridge to use future ligand datasets to fill in the gaps in the continuum.
Introduction
In marine systems, more than 99.9% of dissolved Fe is associated with dissolved organic complexing ligands (Rue and Bruland, 1995; van den Berg, 1995) a component of the dissolved organic carbon (DOC) pool. Fe-binding organic ligands are essential for the functioning of the oceanic Fe cycle, enhancing the solubility of iron (Kuma et al., 1998; Schlosser et al., 2012) influencing its reactivity (i.e., defined here as chemical stability and accessibility to the biota), and hence availability to support phytoplankton growth (Maldonado et al., 2005; Hassler et al., 2011b, 2012). During the last three decades, research have revealed numerous and complex interactions between Fe chemistry and biology including inextricable linkages with ligands across the entire water column (Boyd and Ellwood, ; Gledhill and Buck, 2012). However, as highlighted by a recent Working Group funded by the Scientific Committee for Oceanic Research (SCOR, WG139, Organic ligands—a key control on trace metal biogeochemistry in the ocean, http://neon.otago.ac.nz/research/scor/), the composition and origin of Fe-binding organic ligands remain mostly unknown.
The use of proxies for iron binding ligands, such as bulk DOC concentrations, is an approach that was employed initially but was unable to predict Fe solubility and its global distribution (Völker and Tagliabue, 2015). Therefore, iron biogeochemical models are developing by considering organic ligands production and loss terms to reconcile model outputs with observations (Völker and Tagliabue, 2015). The identification of which fraction of the DOC pool (englobing its sources production pathways, solubility, molecular weight, or other chemical characteristics) most influences Fe biogeochemistry is one of the major analytical obstacles in the field of marine biogeochemistry (Benner, ).
The conditional stability and the distribution of iron-binding organic ligands provide a means of demarcating different groups of ligands. Since 1994 (Gledhill and van den Berg, 1994), electrochemistry has been used to measure the concentration of Fe-binding ligands (L) and their conditional stability constants (log KFe'L) both of which are important to define their impact on Fe biogeochemistry (Gledhill and Buck, 2012). Recent studies on iron chemical speciation have now revealed that the vertical zonation of organic ligands—with stronger ligands (L1-type, log KFe'L ≥ 12–13) observed in surface waters, when present, and weaker (L2- to L4 -type, log KFe'L 10–12, and probably <10) throughout the water column—proposed by Hunter and Boyd (2007), was not consistent. Indeed, in the Atlantic Ocean, L1 are reported throughout the water column (Buck et al., ; Gerringa et al., 2015, Figure 1A).
Figure 1
The concentration of Fe-binding ligands tends to be greater and shows most variability in surface waters, with peaks often found co-located with the subsurface chlorophyll maximum implying both a strong relationship with biological activity (Gledhill and Buck, 2012; Gerringa et al., 2015; Bundy et al.,
Table 1
| Sources | Origin | Type | Production zone | Log KFe'L |
|---|---|---|---|---|
| COASTAL | ||||
| Terrestrial | HS (humics and fluvics) | Surface | 11.1 humicsa | |
| 10.6 fulvicsa | ||||
| 10.2–12.0 coastalb | ||||
| 9.6–13.5 estuaryc,d | ||||
| ATMOSPHERIC DUST | ||||
| Terrestrial | Inorganic colloids?e | Surface | 11.65f | |
| Biological? | HS-likef,g | |||
| Saccharidesf | ||||
| RAIN | ||||
| Terrestrial? | HS-like? | Surface | 11.1–12.8h | |
| Biological? | Siderophore? | |||
| HYDROTHERMAL VENTS | ||||
| Terrestrial | HS-like (EPS)? | Deep | 9.8–11.8i,j | |
| SEA-ICE AND ICEBERG | ||||
| Biological | HS-like (EPS) | Surface | 11.0–13.0k,l,m,n | |
| Inorganic nanon | ||||
| BIOLOGICAL EXCRETION/RELEASE | ||||
| Unspecific | Biological most microorganisms | HS-like (EPS) | Surface | <11.4–11.9o |
| Saccharides (mono + poly) | 8.8p,mono | |||
| Porphyrins | 12.0–12.4q,r | |||
| Ferritin | 11.7q | |||
| Phytic acid | 10.8s | |||
| Phaeophytin | 12.2q | |||
| Specific | Biological bacteria, cyanobacteria | Siderophores | Surface | 11.4–13.9t |
| Pseudonitzchia | Domoic acid | 8.7u | ||
| BIOLOGICAL TRANSFORMATION/REMINERALIZATION | ||||
| Biological bacteria | HS-like | Deep | <12? | |
| Monosaccharides | ||||
| Porphyrine? | ||||
| EPS? | ||||
| Siderophores? | ||||
| All | Surface | 9.6–13.7v | ||
| In-situ measurements | Deep | 11–12v | ||
Summary of the different iron-binding organic ligands likely to be found in marine systems.
Source, origin, and conditional stability constant for iron-binding (log KFe'L) are shown in addition of putative type and production zone within the water column.
Laglera and van den Berg, 2009.
Batchelli et al.,
Gobler et al., 2002.
Gerringa et al., 2007.
Fitzsimmons et al., 2015.
Hassler and Norman, unpublished data.
Paris and Desboeufs, 2013.
Cheize et al.,
Hawkes et al., 2013.
Nichols et al., 2005.
Boye et al.,
van der Merwe et al., 2009.
Lannuzel et al., 2015.
Lin and Twining, 2012.
Norman et al., 2015.
Croot and Johansson, 2000.
Witter et al., 2000.
Bruland et al.,
Maldonado et al., 2005.
Hassler et al., 2012.
Rue and Bruland, 2001.
Gledhill and Buck, 2012.
We focus here on distinctive characteristics (distribution, function, source, and distribution) of the three major ligand groups, in order to identify whether there are oceanic regions and/or strata in which particular organic ligands dominate. We then assess if this could be used to develop an ocean-wide classification and a holistic approach to understanding multi-faceted controls on ligands. To explore whether such a demarcation is possible, and its potential applications (such as driving targeted research on specific aspects of ligands), we distinguish and focus on organic ligands with different production and loss pathways, functions, and reactivity, likely to result in differences in their distribution across the ocean. The first group of ligand are humics substances, which are loosely-defined macromolecules. Here, we subdivided humics into several sub-groups based on their origins and production pathways, distinguishing terrestrial (HS) from marine humics (HS-like). Because of differing biological production pathways, fates, location, and stability of ligands in marine waters we further differentiate HS-like associated with refractory DOM and biological production of labile DOM as HS-like associated with remineralization and biological excretion, respectively (Table 1, Figure 1B). The second group of ligands, siderophores, are small molecules excreted by heterotrophic and cyano-bacteria in response to iron limitation. The third group of organic ligands are biological degradation/excretion products at large (e.g., not restricted to bacterial origin and not necessarily specific to Fe limitation), comprising exopolymeric substances and polysaccharides as dominant compounds. Ultimately, our study explores the putative composition and variability of the bulk ligand pool (i.e., an extension to all ligand classes beyond the so called “ligand soup” of weaker ligands (typically assigned to L2–L4 classes; Hunter and Boyd, 2007) in surface vs. subsurface waters, and from near-shore to offshore regions.
We hypothesize that the differences in the sources, turnover rate, production loss pathways can be used to differentiate marine regions where HS, EPS, and siderophores are expected to dominate Fe biogeochemistry. If it is so, we will discuss how the differences in iron binding conditional stability constants amongst these three groups of ligands is at present inconsistent with the concept of a continuum of organic ligands. We will then place this knowledge in a bigger picture to explore geographical and seasonal differences in the distribution of HS (and HS-like), EPS and siderophores, at regional scales including coastal, offshore, open ocean, and upwelling regions. Finally, we will explore biogeochemical consequences of the co-occurrence of these three groups of ligands by modeling Fe chemical speciation at three boundary conditions.
Such a generic approach aims to improve our conceptual understanding of how the multiple provenances of iron-binding ligands control biogeochemistry in different ocean regions, and whether they represent a continuum in iron-binding “potential.” This approach can provide a valuable platform for further research and a useful link to the global GEOTRACES survey (www.geotraces.org). We acknowledge that each of the ligand groups we are considering can be highly diverse (e.g., a wide range of siderophores, see Gledhill and Buck, 2012; Hassler et al., 2012 for reviews), and that techniques currently used for their analytical detection suggest an overlap between HS-like and HS, and HS-like and EPS (see Section Organic Ligands Distribution—Sources, Production, and Loss Pathways). Finally we acknowledge, that many more individual ligands, see (Boiteau and Repeta,
Organic ligands distribution—sources, production, and loss pathways
Evidence of the wide-ranging reactivity (i.e., labile, recalcitrant, refractory) of the DOC pool (Verdugo et al., 2004), combined with the current lack of detailed chemical resolution of DOC analytical techniques, have led to the suggestion that a continuum of Fe-binding organic ligands exists (Koopal et al., 2005). There is however a significant hysteresis in conditional stability constants between ligands associated with HS, break-down products (HS-like from remineralization) and exuded material (EPS, HS-like from biological excretion), saccharides and siderophores, that enables demarcation between different groups of ligands (Table 1). These data suggest that there may be a co-occurrence of extremely weak ligands (saccharides, L3 and L4), a group of ligands with very similar complex stability comprising HS, HS-like, EPS, and hemes (L1–L3), whereas siderophores have log KFe'L values of ~12.2 and higher (L1), i.e., indicative that there is not, presently, a continuum of conditional stability constants. More likely this trend results from a lack of resolution of the existing speciation methods (log KFe'L values ±0.3; Gerringa et al., 2014), different outcomes across a range of speciation procedures (TAC vs. SA for instance), and the effect of not measuring speciation under equilibrium conditions. Moreover, inter-dependency between values for ligand concentration and KFe'L may also contribute to an analytical bias, as an underestimation of the ligand concentration leads to overestimation of KFe'L and vice versa (Hudson et al., 2003; Gerringa et al., 2014). An emerging combination of analytical approaches and evolving conceptual theories is beginning to advance this research field (e.g., Cordero et al., 2012; Boiteau and Repeta,
For most of the ocean the concentration of dissolved organic ligands exceeds that of dissolved iron (Gledhill and Buck, 2012; Boyd and Tagliabue,
Indeed, the distribution of Fe-binding organic ligands in oceanic surface waters is consistent with multiple biological sources associated with biological Fe-stress, the recycling of organic carbon in surface waters (Gledhill and Buck, 2012) and its remineralization at depth (Boyd and Ellwood,
Ligand loss terms could be associated with downward export fluxes mediated by biological production and chemical aggregation (Figure 1B). Export of organic carbon has been reported following large blooms (DiTullio et al., 2000), grazing activity (e.g., salps, Iversen et al., in review; Cabanes et al., in preparation) or along salinity gradients found in estuaries (Sholkovitz et al., 1978). It is currently unclear whether the transformation of organic compounds mediated by heterotrophic bacteria associated with the microbial carbon pump (e.g., accumulation of refractory DOM and remineralization) represents a loss or a production pathway for iron-binding organic ligands. The rapidly growing number of organic ligand measurements along with the basin-scale approach associated with GEOTRACES provide critical insights on the role of remineralization on the fate of ligands (e.g., Gerringa et al., 2015). Overall, remineralization is associated with a loss of organic ligands, since concentrations were found to decrease with depth and along the ocean circulation pathway, and furthermore a negative correlation was evident between ligands and apparent oxygen utilization in the NADW (Buck et al.,
Humics
The fluorescence properties of humics, identified by Parallel Factor Analysis (PARAFAC), have demonstrated that humic-like substances occur throughout the global ocean (Heller et al., 2013; Catala et al.,
Figure 2

Sources and distribution of HS-like. (A) HS-like reported across various marine environments (1), Coastal NSW, Australia (n = 12, Norman, 2014); (2), River plume, NSW, Australian (n = 7, Norman, 2014); (3), Irish Sea (n = 3, Laglera and van den Berg, 2009); (4), West Antarctic Peninsula (n = 15, Trimborn et al., 2015); (5), Pacific open Ocean (n = 6, Hassler et al., 2011b; Norman et al., 2015); (6), Deep Pacific Ocean (n = 1, Laglera and van den Berg, 2009); (7), Sea-ice (n = 6, Schoemann et al. personal communicaton; Lannuzel et al., 2008) and sources of ligands; (8), EPS (n = 4, Norman et al., 2015); (9), Australian dust from the Buronga region [n = 1, (Norman, 2014)]. Minimal, maximal, and average concentrations are shown, expressed in μg L−1 Suwannee River Fulvic Acid (SRFA) Std 1 (IHSS) in seawater and in μg SRFA mg−1 EPS and dust. Measurements from Laglera and van den Berg (2009) were converted from SRHA to SRFA using a 10.75 conversion factor derived from calibration curves with each humic material (Hassler, unpublished data). Depth profile measured in the South Pacific Ocean (B; 32.3°S, 170.6°W, June 1st 2011, GEOTRACES P06 line, Cabanes et al., in preparation) showing the concentrations of Chlorophyll a (green square), HS-like (empty circle), and iron-binding ligands (L, full circle) with their conditional stability constant (log KFe'L, blue triangle down).
It is now recognized that terrestrial DOC is exported to the ocean (Seidel et al., 2015), and is injected into oceanic deep waters via thermohaline circulation (Medeiros et al., 2016). At depth, HS is present at low concentrations but is stable (>24 ky; Lechtenfeld et al., 2014). Such high stability probably reflects low susceptibility to bacterial breakdown and infrequent photo-degradation occurring between ventilation cycles of deep water to the surface every ~1000 years (Primeau and Holzer, 2006). In the deep sea, the breakdown rate of this recalcitrant DOM is much slower and this pool reaches 14C ages of 1000's of years (Jiao et al., 2010), which is consistent with the estimated 1000 year residence time of iron-binding organic ligands in the NADW (Gerringa et al., 2015). The distribution of fluorescent properties of dissolved organic matter, used as a proxy for humics (Coble, 2007), shows lower levels in surface waters, increasing at mid-depth, and becoming relatively constant in the deep waters (Yamashita et al., 2010; Heller et al., 2013; Catala et al.,
In open ocean surface waters, the fluorescence signature of humics appear to be best related to oxygen utilization and chlorophyll a concentrations as a result of in-situ production (Stolpe et al., 2014), hence a biologically-mediated distribution has been proposed (Yamashita et al., 2010; Tanaka et al., 2014; Catala et al.,
Humic signatures detected by electrochemistry (Laglera and van den Berg, 2009) were reported within HS, EPS and atmospheric dust, and are present in river plumes, coastal waters, sea-ice as well as in surface waters and at depth in the open ocean (Figure 2A; Laglera and van den Berg, 2009; Hassler et al., 2011b; Norman, 2014; Norman et al., 2015; Trimborn et al., 2015). This overlap in the detection of EPS, HS, and HS-like indicates a lack of resolution of the analytical techniques used (fluorescence, voltammetry) and therefore an inability to discriminate between the three compounds. Differences in fluorescent behavior of HS and HS-like substances (Heller et al., 2013; Stolpe et al., 2014) imply that there must be different reactivity, but identical responses to electrochemical detection suggests their speciation-reactivity is indistinguishable (Laglera and van den Berg, 2009). More studies are thus required to characterize whether HS-like have a structural or chemical signature in relation to their sources in order to further differentiate them. However, the observation that coastal studies have found correlations between HS-like and L2 (Laglera and van den Berg, 2009; Abualhaija et al.,
Siderophores
Much of the corroborating evidence for the production of siderophores by bacteria and cyanobacteria came from early lab studies (e.g., Reid et al., 1993; Wilhelm and Trick, 1994) and measurements in the Atlantic and Southern Oceans (Mawji et al., 2008, 2011; Velasquez et al., 2011). The role of marine fungi which act in the decomposition and remineralization of organic matter is currently poorly documented. Many terrestrial fungi, including those in the rhizosphere, and marine fungi produce siderophores (Haselwandter, 1995; Baakza et al.,
The molecular chemistry of siderophores is specifically designed to bind iron strongly (Vraspir and Butler, 2009) and these are expected to be amongst the strongest iron binding ligands. Enhanced production of siderophores should be linked to regional patterns in heterotrophic bacterial and cyanobacteria iron stress and its opportunistic alleviation (Kirchman et al., 2009; Adly et al.,
It is to be noted that the presence of siderophores is not solely reported in low dissolved iron regions (Mawji et al., 2008). A transcriptomics study of the response of the cyanobacteria Synechococcus PCC7002 showed that the genes involved in the siderophores/iron uptake pathways (siderophores and receptors) were induced at inorganic iron concentrations typical of coastal areas (Blanco-Ameijeiras and Hassler,
Clearly, there must be loss terms for siderophores otherwise there would be a gradual build-up in their stocks. Photochemical breakdown of siderophores leading to the production of weaker ligands (Barbeau et al.,
Exopolymeric substances and saccharides
Interestingly, the most abundant components of dissolved organic matter are carbohydrates, with ~50% present as polysaccharides (Benner et al.,
A large number of marine bacterio- and phyto-plankton release polysaccharides, either as EPS, or from intracellular storage products following cell lysis or grazing (e.g., Decho, 1990; Nichols et al., 2005, Figure 1B). Constituents of phytoplankton cells are expected to be present in surface waters, especially following the termination (i.e., cell senescence) and decline of phytoplankton blooms. Sources of actively excreted compounds such as EPS are mostly associated with biological activity in surface waters and sea-ice (Table 1). It is to be noted that Alteromonas sp., which synthesize strong iron binding ligands (L1 typically assigned to siderophores, Hogle et al., 2016) also produce EPS able to strongly bind iron (Hassler et al., 2011a). Since EPS are produced for many functions (Decho, 1990; Hoagland et al., 1993; de Brouwer et al., 2005), they are likely to be present in relatively high concentrations (Hassler et al., 2011a; Norman et al., 2015). EPS are expected to be particularly abundant in waters characterized by high chlorophyll concentrations or on the base of sea-ice (Table 1). Carbohydrate exudation products tend to be linked to nutrient limitation and the stationary growth phase of cells (e.g., Myklestad, 1977; Liu et al., 2001), such as at the decline of a phytoplankton bloom when cells continue to fix carbon photosynthetically but have insufficient nutrients available for macromolecular synthesis (e.g., Boyd et al.,
Saccharides and EPS iron-binding affinities usually assign them to the L2–L4 ligand classes (Hassler et al., 2011b). However, recent data showed that EPS could contribute to the L1 ligand pool (Norman et al., 2015), suggesting stronger binding stability constants for EPS (at the borderline of L1–L2) than for pure saccharides (L3–L4). Despite the nature of EPS remains unknown leading to unsolved mechanism(s) for iron binding, they are rich in polysaccharides pointing toward a role for carboxylic groups (Janse et al., 1996; Nichols et al., 2005). All EPS tested so far contributed to the pool of HS-like substances that are electrochemically detected (Hassler et al., 2011b; Norman et al., 2015; Figure 2A). This suggests that they are a major contributor to the marine HS-like pool associated with biological excretion and hence mostly present in surface waters. Data suggest that EPS from phytoplankton are smaller in size and make a greater contribution toward organic ligands and HS-like substances than bacterial EPS (Norman et al., 2015); but differences in culture growth media and the EPS analytical protocol between studies prevent a definitive conclusion at present.
Considering that EPS could represent up to 1% the total DOC pool, their production rate could be as high as for labile DOC (0.15–0.25 Pg C yr−1, Hansell, 2013; Norman et al., 2015). Based on the observation that 34% of bacterial EPS was carbon (Hassler et al., 2011a) and a median ligand contribution of 18 μmol L g−1 EPS (Hansell, 2013; Norman et al., 2015), the production rate of ligands from EPS of 2.4 nmol d−1 L−1, which is close to concentrations and production rates of ligands determined previously (Boyd et al.,
A putative role for exopolymeric substances in size distribution and vertical transfer of iron-binding ligands
EPS are considered to play a central role in the vertical flux of matter between the surface and the deep ocean. Their solubility and their ability to clump together or with other organic macromolecules and form biogels (or TEP: Transparent Exopolymer Particles) over time enables them to contribute to the pool of dissolved organic matter (DOM) but also to that of particulate organic matter (POM) when aggregated. In the geomicrobiology literature there is also growing recognition of the role that gel production plays in retaining metals (Melton et al., 2014). Whereas, TEP is often associated with marine snow and particulate carbon export, this idea was challenged by the observation that TEP could be positively buoyant (c.f. seawater) (Azetsu-Scott and Passow,
Because siderophores are small organic compounds (Butler and Theisen,
Implications of the co-existence of iron-binding ligands
In the presence of multiple Fe binding ligands, competition will take place for iron. Because siderophores are present at low pM levels whereas dissolved iron occurs at high pM levels, they tend to be saturated with iron even in presence of much higher concentrations of competing ligands that bind iron less strongly (e.g., L2). This can be numerically verified using the following seawater composition based on relevant literature (Figure 3A): 0.1–1 nM dissolved Fe, 1.1 nM of ligands with a conditional log KFe'L = 11.45 and 10 pM siderophores with log KFe'L = 12.5 (these constants are based on Fe′). The concentration and stability constant for L2 are the average values from a recent compilation of oceanic ligands (Caprara et al.,
Figure 3

Speciation of iron in seawater containing a low concentration of a ligand of the L1 type (siderophores) in presence of a large excess of ligands of the L2 type (HS-like, saccharides) over a range of iron concentrations between 0.1 and 1 nM (A). The concentration of L1 is 2 pM and of L2 is 2 nM, which are realistic concentrations (Gerringa et al., 2015; Boiteau et al.,
It is anticipated that the concentration of siderophores is higher (perhaps tenfold) in the diffusion boundary layer of the bacterium producing them (Volker and Wolf-Gladrow, 1999) or in the surrounding particles colonized by heterotrophic bacteria (Cordero et al., 2012). In these specific locations, the amount of iron bound with siderophores could be proportionally greater than for the bulk seawater medium. Alternatively, there may be kinetic implications as the residence time within the diffusion layer is short (e.g., <0.1 s) for hydrophilic siderophores (Volker and Wolf-Gladrow, 1999) but could be longer for those equipped with a hydrophobic (lipophilic) tail. The kinetics of iron speciation between a recently released siderophore and iron (already complexed with background L2 ligands in seawater) is probably controlled by the dissociation rate of organically bound iron, with a half-life of minutes [e.g., 9 min determined for Fe(III) bound with ligands in seawater; Abualhaija and van den Berg,
Only a few % of the FeL2 species needs to dissociate to effectively saturate the siderophores in our numerical example. The observations of low concentrations (<10 pM) of siderophores (Boiteau et al.,
The relative contribution of ligands depends also on the “exchangeable” iron pool. This exchangeable pool is often referred to as the dissolved iron pool (Gledhill and Buck, 2012), a possibly misleading assumption as not all the dissolved iron might be exchangeable and as particulate iron can also react with organic ligands such as siderophores and HS (Kraemer et al., 2005; Paris and Desboeufs, 2013; Fishwick et al., 2014). It is also to be noted that the co-existence of multiple metals has implications for iron biogeochemistry as organic ligands may bind metals with different binding affinities, potentially leading to competition, representing a research direction mostly unexplored for in-situ oceanic ligands.
The conditional stability constant of desferrioxamine-B (DFB; Cheize et al.,
Toward a map of iron-binding ligand distributions
Several thousand organic compounds co-exist in seawater (e.g., Hertkorn et al., 2006). It is therefore unsurprising that numerous ligands are suspected to contribute to the overall electrochemical signature associated with L1–L4 (Table 1). The zonation of the key sources, production and loss pathways for Fe-binding organic ligands (Table 1, Figure 1B) enables an initial geographical delineation of regions to be drawn, where different ligands might be expected to dominate the bulk ligand pool. Differences in the types of organic ligands (HS, EPS, and siderophores) can indeed be mapped onto oceanic regions from coastal to off-shore (Figure 4). HS and EPS are expected to decrease with distance from the coast but EPS remain at a comparatively high baseline; siderophores are present at low concentrations and expected to increase with distance from the coast (see below).Such distribution can be refined to get an overview of their geographical distribution at a basin-scale. Key factors that will determine broad-scale ligand distributions include: location of major oceanographic features (such as High Nitrate Low Chlorophyll waters) or regions of high productivity and/or downward export flux; geographical location of land masses, and major rivers; the longevity of each ligand class (Table 2) and how this intersects with timescales of oceanic circulation to distribute ligands in the oceans' interior. Smaller-scale regional characteristics, such as sea-ice dynamics, regions of dust supply, and phytoplankton seasonal bloom will be overlaid onto these broad-scale properties.
Figure 4

Predicted distribution of humic substances (HS), exopolymeric substances (EPS), and siderophores relative concentrations with distance from the coast suggesting differences between coastal, offshore, and open ocean.
Table 2
| Ligands sources | Low Chla | High Chla | Seasonality | |||
|---|---|---|---|---|---|---|
| Fe-limited | Nutrient-limited | Coastal | Upwelling | Bloom | ||
| EXTERNAL | ||||||
| Coastal | ++ | ++ | SU | |||
| Atmospheric | + | ++ | + | |||
| dry | SU | |||||
| wet | SP-SU | |||||
| Sea-ice | + | − | + | SP-SU | ||
| Hydrothermal | + | ++ | ||||
| IN-SITU | ||||||
| Photochemical | ++ | ++ | + | + | + | SU |
| Biological | SP-SU | |||||
| Fe-stress | ++ | − | ± | ± | ± | |
| Basal activity | + | + | ++ | ++ | ++ | |
| Recycling | ++ | ++ | + | + | + | |
| Remineralization | + | + | ++ | ++ | ++ | |
Expected regional and seasonal distribution of the different organic ligands in relation to their external and in-situ sources and production pathways.
Large abundance, presence and absence of specific organic ligands are illustrated by the symbols ++, +, and −, respectively, whereas heterogeneity is shown by ±. Seasonality is associated with the season at which each sources is the most pronounced [spring (SP) and summer (SU)].
There is insufficient data for us to provide a robust quantitative estimate of the relative contribution of HS, EPS, and siderophores from the literature. We explore the implication of the co-existence of these three groups of ligands considering boundary conditions of their abundance in coastal, shelf, highly productive areas as well as open ocean (Figure 5). Using literature data and modeling projections, we have come up with preliminary estimates of the contribution of these ligand groups to the total ligand pool and iron chemistry (see Supplementary Material and Table S1 for details of the model parameterization). These projections enable us to provide the first estimates of the implication of the co-occurrence of these groups of organic ligands in regions where specific ligands are expected to dominate.
Figure 5

Expected iron speciation in four marine regions considering the co-occurrence of siderophores, terrestrial humics (HS) and exopolymeric substances (EPS), and 0.1-2 nM Fe concentration. The relative concentrations of iron complexes as well as inorganic iron (Fe′) are shown. Please note the differences in scale between FeSid, Fe′ and FeEPS, FeHS. The dissolved Fe concentrations range associated with specific marine regions are shown using a gray box. Modeling outputs are shown for coastal (A), shelf (B), and productive (C) waters in addition as for the open ocean (D). Organic ligands concentrations and conditional stability constants were based on the literature and on their expected coastal to offshore distributions. The parameters used as shown in Table S1.
Broad zonation of ligand distributions
Geographical zonation of organic ligands
The terrestrial provenance of HS points to them being the dominant ligand type in coastal regions (Figure 4), with HS concentration decreasing with distance to the coast (due to dilution and mixing). Indeed, in our modeling projection, HS dominate the ligands pool in coastal water, representing up to 90% of the three groups of ligands considered here. With 85–90% of Fe bound to HS, HS dominate Fe biogeochemistry, hence representing an important group of L2 ligands in coastal waters (Figure 5A). As we move out of the coast, HS decreases up to one order of magnitude in open ocean water, and there do not dominate Fe biogeochemistry (Figure 5D). Geographical land mass distributions and freshwater run-off patterns are thus key factors for the distribution of HS throughout the ocean. HS are expected to be a class of Fe-binding ligand that is present in significant amount both in surface coastal waters representing up to 18% of the DOC and ligands (Laglera and van den Berg, 2009; Bundy et al.,
Oceanographic regionalization of organic ligands is also associated with the distribution of nutrients and chlorophyll a (Chl a as a proxy of biomass). In areas rich in nutrients and Chl a, usually observed in coastal, shelf and upwelling regions, organic ligands related to biological basal activity (EPS, saccharides, HS-like from excretion) could be a significant contributor to the group of organic ligands (see references herein, Figure 4). EPS can contribute to a significant amount of DOC, from ~1% up to 50% of DOC in extreme bloom situations (Orellana et al., 2003) and EPS could thus dominate the organic ligands pool in phytoplankton blooms. Given that more than 1000 cells/mL are reported across areas associated with low Chl a (e.g., gyres, northern Tasman Sea; Hassler et al., 2014), EPS are expected to be associated with a significant baseline signature in L2ligands (Figure 4). In our numerical exercise, the decrease of HS from coastal to the shelf waters, makes that HS and EPS are equally contributing to the L2 ligands pool, hence resulting in a complex situation where both EPS and HS contribute to FeL2 complexes (Figure 5B).In productive regions, EPS could represent up to 80% of the ligands, resulting in 88–89% of the iron being bound to EPS, Fe biogeochemistry in these regions are thus dominated by EPS (Figure 5C).
In the open ocean, the distinction between Fe and macronutrient limitation (Table 2) differentiates between High Nutrient Low Chlorophyll (HNLC) and Low Nutrient Low Chlorophyll (LNLC) surface waters, respectively (Moore et al., 2013). Iron is an important primary or secondary limiting nutrient in most of these waters, which together represent more than 30% of the ocean (Boyd and Ellwood,
Differences in organic ligand (HS-like) recycling in surface waters as well as remineralization at depth are expected between high and low Chl a regions, providing a geographical basis to identify differences between recycled and remineralized ligands. In oligotrophic regions, comprising most of the open ocean and high latitude regions (Moore et al., 2013), recycling of organic compounds, and nutrients is expected to be efficient despite the low biomass. Indeed, in HNLC regions such as the remote Southern Ocean, Fe recycling is efficient, providing up to 90% of the Fe required to sustain phytoplankton growth (Hutchins et al., 1993; Strzepek et al., 2005; Sarthou et al., 2008; Poorvin et al., 2011). Alternatively, in high Chl a regions, which are mainly nutrient-replete, production rates of organic matter is high but recycling rates for organic matter and nutrients are often lower. The remineralization rates for DOC exported at depth from Hansell et al. (2012) provide an interesting framework to further reflect on potential global distribution of HS-like ligands associated with remineralization. Indeed, maximal remineralization rates were determined in the subtropical gyres and in the regions of deep-water formation in the North Hemisphere. On the other hand, in productive areas such as upwelling regions and in the Southern Ocean, remineralization rates were minimal.
Recent basin-scale studies in the Atlantic revealed a large-scale pattern for organic ligand concentrations and conditional stability constants (Buck et al.,
Vertical zonation
Siderophore and EPS could contribute to the L1 ligands detected in surface water, however the discrepancy between siderophore (pM) and L1 concentrations (nM) suggest an important missing term, which is also the case for deep water (Figure 1A; Buck et al.,
Ligand longevity or turnover is important to define in which depth strata specific ligands are observed (Figure 5A). Short-lived ligands are likely to be detected close to their sources of production and will not accumulate at depth. Given that siderophore concentrations do not increase with depth, they could be associated with short-lived compounds. However, at present, we cannot comment further on siderophore longevity as we know little on their loss terms and recycling rate, and their detection throughout the water column is limited due to their small concentration. Saccharides and EPS are expected to dominate in surface waters as extremely short-live compounds with residence time of the order of hours. However, processes at depth associated with EPS aggregation, export, buoyant particles, and whether EPS remineralization results in HS-like substance could significantly affect such a view (see references herein). Long-lived compounds such as HS with a longevity exceeding the global overturning circulation will accumulate in deep waters (see reference herein).
In addition to longevity, remineralization is an important determinant of the distribution of organic ligands at depth (Figure 1B). Given that HS is part of the pool of recalcitrant DOC, their contribution to remineralization is expected to be minor as compared to HS-like (see references herein). Due to residence time >1 year and their presence within micro-gel, saccharides, EPS, and proteins are also expected in this subsurface pool (Repeta and Aluwihare, 2006; Orellana and Hansell, 2012). As stated earlier, siderophores are expected to occur but at extremely low concentrations, unlikely to be detected by complexometric titrations. We currently lack functional and structural delineation amongst HS, and the numerous sources of HS-like material, to further differentiate amongst these organic ligands. For example, due to the many sources of HS-like ligands and their limited characterization, it remains unclear whether EPS could be a good proxy for HS-like from biological activity, recycling and remineralization. Below 1000 m depth, both DOC and Fe-binding ligands decrease along the global circulation path across ocean basins (Gledhill and Buck, 2012; Hansell et al., 2012; Gerringa et al., 2015). This suggests that long-lived refractory Fe-binding ligands, such as HS and HS-like substances (as measured by chemical, functional, and structural studies; Laglera et al., 2007; Catala et al.,
Regional geographical zonation of organic ligands
Regional variation in organic ligands is expected in relation to specific distribution of their sources and seasonality that can in time be overlaid onto the broad zonation presented above (Figure 4). In large river plumes (such as the Amazon and Mississippi Rivers; e.g., Powell and Wilson-Finelli, 2003), HS would be expected to dominate the pool of organic ligands (Figure 5A). Moreover, the relative contribution of HS, from rivers, coast and upwelling regions, to the ligand “soup” is predicted to be seasonally influenced with changing strength in precipitation as well as variability in the intensity of boundary currents and upwelling (Bakun and Nelson,
Atmospheric dry and wet deposition can also carry significant amount of iron-binding organic ligands (Cheize et al.,
Sea-ice and icebergs can also be a significant source of organic ligands, but their influence is relevant only at high latitudes, in open ocean waters which are mostly iron-limited (Moore et al., 2013), but also close to the coast of Antarctica and the land masses associated with the Arctic region. At the time of Antarctic sea-ice melt, as the brine channels open, an important and rapid release of dissolved iron and organic ligands was observed (Lannuzel et al., 2007, 2015), suggesting a strong seasonal input (Table 2).
HS-like ligands from subsurface remineralization (Boyd et al.,
Phytoplankton seasonal blooms usually occur in spring and autumn, episodes that will likely affect the composition of organic ligands. In bloom situations, biologically-produced ligands related to metabolic basal activity (e.g., EPS, saccharides; Orellana and Hansell, 2012) are likely to be dominant (Figure 5C). Indeed, under bloom situation the EPS from Phaeocystis could represent up to 50% of the in-situ DOC (Orellana et al., 2003). It is expected that, as the bloom evolves, either nutrient limitation will develop, resulting in the production of specific ligands (e.g., DA, siderophores), or grazing events will terminate the bloom resulting in the release of degradation products. Finally, frontal zones between major currents are usually associated with high Chl a variability compared to the surrounding waters (Belkin et al.,
Outlook
Our understanding of organic ligands is currently too limited to draw a detailed map of their relative distribution, however, we have demonstrated that differences in the contribution of a range of organic ligands to the bulk ligand pool can be expected across oceanic regions from coastal to offshore and from surface to deep waters. These broad trends can be built upon by superimposing regional inputs, seasonal trends, and patterns in biomass and nutrient limitation (Table 2) onto them. In addition to these spatial patterns, a strong seasonality is expected for different ligand types, with greater organic ligand input from coastal, sea-ice, atmospheric, and biological sources in spring-summer whereas more HS-like ligands from remineralization are expected to reach surface waters in winter as vertical density gradients decrease. This combination of spatial and temporal gradients in different ligands supports our contention that a holistic viewpoint of the multi-faceted controls on ligands dynamics leading to a regional classification is essential to begin to understand why some ligands dominate in particular oceanic regions, depth strata, or exhibit seasonality and/or lateral gradients.
We advocate a number of approaches that will help to assign where this wide range of molecules fit across the spectrum of ligands that comprise the bulk ligand pool. For example, in order to track specific ligands and assess their distribution and residence time within the ocean, basin-scale studies simultaneously employing different techniques (such as liquid chromatography, mass spectroscopy, and electrochemistry) able to capture the diversity in composition and functions of organic ligands need to be complemented with isotopic and process studies testing specific analytical signatures related to sources. Such a trans-disciplinary approach will enable progress in resolving the nature of HS-like, as well as identifying what other components make up the rest of the strong L1 ligand. Because many type of organic ligands and trace element co-occur in seawater their ability to compete need to be further investigated. Further work using the distribution of ligands sources as well as a combination of proxies for key processes is required to take this regional approach further and provide a global picture of the distribution of the significant iron-binding organic ligands. Additionally, processes studies are required to refine biological sources and turn-over rates of organic ligands. The regional classification of ligands proposed here should however, help to interpret datasets from on-going global surveys, design future experiments, and improve biogeochemical models.
Funding
CH was funded by a SNF Professor Fellowship (PP00P2_138955). PB received support from an Australian Research Council Australian Laureate Fellowship project FL160100131 and Discovery Project DP130100679. Cv acknowledges general support from the University of Liverpool.
Conflict of interest statement
The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
Statements
Author contributions
All authors listed, have made substantial, direct and intellectual contribution to the work, and approved it for publication.
Acknowledgments
Authors would like to thanks Dr. Louiza Norman, Mr. Damien Cabanes, and Ms. Sonia Blanco-Almeijeiras for their participation on data acquisition involved in this theory as well as the crew of the Southern Surveyor and the Chief scientist, Dr. Andrew Bowie, for the GEOTRACES P06 line. Finally, the authors are grateful for a stimulating SCOR funded Working Group (WG139) on organic ligands—a key control on trace metal biogeochemistry in the ocean.
Conflict of interest
The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
Supplementary material
The Supplementary Material for this article can be found online at: http://journal.frontiersin.org/article/10.3389/fmars.2017.00019/full#supplementary-material
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Summary
Keywords
iron, exopolymeric substances, humics, organic ligands, oceanic distribution
Citation
Hassler CS, van den Berg CMG and Boyd PW (2017) Toward a Regional Classification to Provide a More Inclusive Examination of the Ocean Biogeochemistry of Iron-Binding Ligands. Front. Mar. Sci. 4:19. doi: 10.3389/fmars.2017.00019
Received
23 September 2016
Accepted
16 January 2017
Published
01 February 2017
Volume
4 - 2017
Edited by
Cecile Guieu, Centre National de la Recherche Scientifique, France
Reviewed by
Arvind Singh, Physical Research Laboratory, India; Loes Gerringa, Royal Netherlands Institute for Sea Research (NWO), Netherlands; Randelle M. Bundy, Woods Hole Oceanographic Institution, USA
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Copyright
© 2017 Hassler, van den Berg and Boyd.
This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) or licensor are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.
*Correspondence: Christel S. Hassler christel.hassler@unige.ch
This article was submitted to Marine Biogeochemistry, a section of the journal Frontiers in Marine Science
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