Abstract
Predicting tropical cyclones (TC) rapid intensification (RI) is one of the most significant challenges. This study refines the Net Energy Gain Rate (NGR) metric to improve TC intensity predictions, focusing on uncertainties in the drag coefficient (Cd) at extreme wind speeds and the effective length scale of TC-induced momentum transfer to the ocean (Rw). Using data from the western North Pacific basin (2004–2021), we conducted sensitivity analyses with four Cd parameterizations (increasing, decreasing, constant, and control) and varied Rw from 0.5 to 4 times the radius of maximum wind (Rmax). Results indicate that Rw=1Rmax consistently yields the highest correlation coefficient between NGR and intensity change in 24-hour among all combinations, especially for strong TCs (Category 3 or higher). Among the Cd parameterizations, the scenario where Cd decreases at wind speeds exceeding 50 m s-1 showed superior performance in capturing intensity changes. Multi-linear regression models incorporating NGR, prior 12-hour intensity changes, and vertical wind shear confirmed that decreasing Cd at Rw=1Rmax provides the most reliable predictions, achieving the highest prediction performance in the TC intensity change in 24-hour. These findings underscore the importance of accurately representing Cd behavior under extreme wind conditions and precisely defining Rw to enhance the predictive skill of NGR-based TC intensity forecasts.
1 Introduction
The rapid intensification (RI) of tropical cyclones (TCs)—defined as an increase in wind speed of at least 30 knots within 24 hours—remains one of the most significant challenges in weather forecasting. Accurate predictions of these sudden surges in intensity are crucial for issuing timely evacuation orders, implementing disaster response measures, and minimizing damage to both infrastructure and human life (; ; ). With the growing destructiveness of tropical cyclones in a warming climate (; ; ), coupled with their shifting genesis and maximum intensity to higher latitudes (; ; Sun et al., 2019; Shan and Yu, 2020; ; Studholme et al., 2022), reliable RI predictions have become more critical than ever for coastal populations around the world.
Despite advancements in dynamic and statistical TC prediction skills, including artificial intelligence techniques such as machine learning algorithms and neural networks (; ; ; ; Wang et al., 2023; ), improvements in forecasting TC intensity have been modest (; ; ; ). One of the primary sources of intensity forecast errors lies in the challenges associated with predicting RI. The complexity of RI processes arises from intricate interactions between oceanic and atmospheric conditions, including sea surface temperature, ocean heat content, vertical wind shear, mid-level moisture, and internal storm dynamics (). While advancements in modeling techniques have somewhat improved RI forecasts, accurately capturing the timing and magnitude of these events remains challenging due to their highly dynamic and nonlinear nature. As a result, significant gaps persist in RI prediction, with current models still struggling to identify and fully understand the key factors that drive its occurrence and intensity (; ; ; ).
The surface heat flux between the ocean and atmosphere—particularly the latent heat flux—is a key energy source for TC development (; ; ; Zhang and Emanuel, 2016). Among these, the latent heat flux is dominant in TC intensification and is significantly affected by TC-induced sea surface cooling (SSC). TC-induced SSC is determined by the ocean’s initial thermal structure and the total amount of momentum transferred from the TC’s winds to the ocean. Greater momentum transfer leads to deeper vertical mixing, which brings cooler water to the surface and intensifies SSC (; Sanford et al., 2011). The total momentum transfer is controlled by wind stress and the duration of the TC’s influence over a given area, itself dictated by the storm’s translation speed and the effective radius of its winds (Rw). While numerous studies have examined the role of translation speed in SSC, relatively few have focused on the critical impact of Rw (). As the length scale over which wind stress effectively transfers momentum to the ocean, Rw influences the TC’s residence time over specific ocean regions and consequently affects the magnitude of SSC. Therefore, a targeted sensitivity analysis of Rw is essential for accurately representing ocean conditions during a TC’s passage.
The drag coefficient (Cd) is a critical factor in determining wind stress, as it directly controls the efficiency of momentum transfer from the wind to the ocean. A higher Cd increases wind stress, amplifying the force exerted on the ocean surface. This enhanced wind stress leads to deeper vertical mixing and enhanced SSC, significantly influencing the energy available for a TC to intensify. Additionally, increased Cd results in greater frictional dissipation in the atmospheric boundary layer, dissipating the TC’s energy and directly affecting its intensification process (; ). Given its significant impact on both processes, accurate parameterization of Cd is crucial for improving TC intensity predictions. Generally, Cd increases with wind speed under low to moderate conditions—up to approximately 30 m s-1—but decreases or levels off at higher wind speeds (; ; ; ; ). However, due to limited observational data under extreme wind conditions, conflicting results persist regarding Cd’s behavior at extreme wind speeds exceeding 50 m s-1 (). Some studies suggest that Cd decreases at these high wind speeds (; ), while others report that it increases (Soloviev et al., 2014; ), levels off (Takagaki et al., 2012; Wang et al., 2024), or shows no clear trend (). This uncertainty poses a significant challenge for accurately modeling air-sea interactions and predicting TC intensity, especially during RI events.
The Net Energy Gain Rate (NGR), introduced by , builds upon the maximum potential intensity (MPI) framework () to quantify the energy exchange between the ocean and the atmosphere during TCs. In their study, they utilized a realistic wind-dependent parameterization of Cd, suggested in previous observation-based research, to calculate frictional dissipation. Additionally, instead of using sea surface temperature, they employed depth-averaged ocean temperature to compute the energy generation term, allowing NGR to provide a more accurate representation of TC energy dynamics. This metric strongly correlates with 24-hour TC intensity changes, outperforming traditional predictors like MPI and Intensification Potential (POT) in forecasting intensity changes (). Moreover, statistical model tests incorporating NGR demonstrate significantly improved predictive skills for RI, highlighting its potential as a valuable tool for enhancing TC intensity forecasts ().
Building upon the challenges in accurately modeling air-sea interactions and predicting TC RI, this study aims to enhance the reliability of TC intensity forecasts by refining NGR metrics. Specifically, we address two critical uncertainties that may impact the predictability of NGR: Rwand the relationship between Cd and high wind speeds exceeding 50 m s-1. Firstly, due to the uncertainty surrounding Cd at extreme wind conditions, we calculate four different NGR values, each considering the various possible behaviors of Cd under extreme winds. This method addresses existing uncertainties in the frictional dissipation and representation of wind stress, as well as its effects on the flux exchanges. Secondly, we conduct a comprehensive sensitivity analysis of Rw to systematically evaluate its impact on TC-induced vertical mixing and the predictability of NGR. This aims to optimize the NGR calculations to capture oceanic conditions more accurately during the TCs. The data and methodologies employed in this research are detailed in Section 2. Section 3 examines the effects of the four different Cd parameterizations on NGR and conducts a sensitivity analysis of Rw. Finally, Section 4 presents our discussions and summarizes the study’s key findings.
2 Data and methods
2.1 Data
This study used version v04r01 of the International Best Track Archive for Climate Stewardship (IBTrACS) dataset (). The best track data include various information derived from all forecasting agencies, such as the geographic locations of TC centers, maximum sustained wind speed, minimum central pressure, translation speed, radius of maximum wind, and other relevant parameters. We analyzed data provided by the Joint Typhoon Warning Center from 2004 to 2021. In this study, TCs are defined as storms with a maximum surface wind speed of over 34 knots occurring in the western North Pacific (WNP) basin, which is the region between 0°–60°N latitude and 100°–180°E longitude. To simplify the analysis and avoid possible uncertainties introduced by interpolation, we used the 6-hour interval track data. Cases in which the TC was within 259 km of the coastline—corresponding to the global mean radius of 34kt winds plus one standard deviation, based on a statistical analysis of TCs from 2001 to 2017 ()—were excluded from the analysis to minimize the influence of topography.
Several oceanic and atmospheric variables were examined to calculate the NGR and mixing depth for individual TCs in the WNP. Sea surface temperature (SST), DAT, and ocean temperature and salinity profiles were obtained from the Hybrid Coordinate Ocean Model (HYCOM) Navy Coupled Ocean Data Assimilation (NCODA) nowcast/forecast system provided by the Naval Research Laboratory. The HYCOM-NCODA data used include daily outputs for 2004–2018 and 6-hourly outputs for 2019–2021. The HYCOM salinity and temperature profiles below the water surface were interpolated at regular depth intervals of 1 m between 1 m and 500 m. The NGR values were obtained based on Emanuel’s ‘pcmin.f’ Fortran function, which is available online (pcmin_2013.f). The atmospheric variables required to calculate NGR—air temperature, relative humidity, and mean sea level pressure—were obtained from the Global Forecast System (GFS) analysis data provided by the NCEP. The GFS data have spatial resolutions of 1° × 1°for 2004–2016 and 0.5° × 0.5°for 2017–2021, with 6-hour temporal resolution. All atmospheric and oceanic variables were averaged within a radius of 200 km from the storm center using prestorm conditions (3 days prior) (, ; , ; ).
In this study, our ultimate goal is to develop an operational model for predicting TC RI using GFS forecast fields as input. To achieve this, we have trained our model with GFS analysis fields. Notably, the 6-hourly gridded analysis data provided by NOAA’s NCEI has been available only from March 2004 onward. Consequently, our overall analysis period was chosen to align with these data availability constraints.
2.2 Net energy gain rate
NGR measures the difference between the enthalpy flux out of the sea surface (G) and the surface frictional dissipation of energy (D) in the atmospheric boundary layer, which is defined as:
where DAT is the depth-averaged ocean temperature, is TC outflow temperature determined by the atmospheric vertical profile, is enthalpy exchange coefficient, is the air density, is surface wind speed, is saturation enthalpy of the sea surface, is surface enthalpy in the TC environment. DAT is computed as:
where Ti is the initial ocean temperature, and d is the mixing depth discussed in Section 2.4.
2.3 Drag coefficient parameterizations for extreme winds
Owing to uncertainties in Cd under extreme wind conditions (; ; Soloviev et al., 2014; ; ; Wang et al., 2024), we evaluate four different parameterizations that reflect possible behaviors of Cd for winds above 50 m s-1. Following , we considered four different behaviors of the drag coefficient Cd: three experimental Cd fittings and one control fitting. All three experimental Cd fittings are the same up to 50 m s-1 but show different trends after 50 m s-1: increasing (CD_IC), decreasing (CD_DC), and constant (CD_CN) (Figure 1). These Cd fittings (CD_IC, CD_DC, CD_CN) range from 1 × 10−3 to 2.5 × 10−3 for wind speeds below 50 m s-1, which are within the range of field and experimental study results (; ; ; Soloviev et al., 2014; ; ). In the control experiment (CD_DN), we used the Cd from , where Cd increases up to 33 m s-1 (consistent with the other three experimental Cd fittings) but saturated beyond 33 m s-1.
Figure 1
2.4 Depth of TC-induced mixing and sensitivity analysis of Rw
To estimate the depth of TC-induced mixing (d), we use method, which links vertical turbulent mixing to the TC wind forcing under the criterion that the bulk Richardson number of the surface mixed layer should not be less than 0.6 ():
where g is the acceleration due to gravity, ρ(z) is the density profile derived from ocean temperature and salinity profiles, ρ0 is the reference density, τ is the wind stress, S is the non-dimensional storm speed (S = 1.2) (), and represents the TC’s residence time over a given location. In many studies, Rw/Uh is taken as 4Rmax/Uh (; ; ; ), assuming the ocean is mixed by the time the TC has completely passed. However, Because the ocean encountered by the TC during its intensification is still in the process of mixing and not yet fully mixed, using this method may lead to an overestimation of SSC. To address this issue, we conducted sensitivity experiments by varying Rw from 0.5Rmax to 4Rmax increments of 0.5Rmax. This systematic approach identifies the Rw value that yields optimal NGR-based prediction of 24-hour intensity changes, especially during RI events.
3 Results
3.1 Sensitivity analysis of Cd parameterizations and Rw values
To investigate how different Cd parameterizations and values of Rw affect 24-hour TC intensity changes, we performed a series of sensitivity analyses using four different Cd parameterizations—CD_IC, CD_DC, CD_CN, and CD_DN—along with varying values of Rw(from 0.5 to 4 times Rw). For each combination of Cd and Rw, we calculated the NGR, and analyzed the correlation coefficients between NGR and observed 24-hour changes in TC intensity. Because the four Cd parameterizations show significant divergence for wind speeds above 50 m s-1, we separately considered all TCs (tropical storm or higher) and strong TCs (Saffir-Simpson Category 3 or higher).
Figure 2 compares the correlation coefficients between NGR and observed 24-hour intensity changes across the tested Rw and Cd combinations. Although some Cd parameterizations achieve relatively high correlations at Rw = 0.5 Rw, the highest correlation among all combinations appears at Rw = 1 Rw, especially for stronger TCs (≥ Cat3). Among the Cd parameterizations, CD_DC and CD_CN consistently exhibit higher correlations, whereas CD_IC (Figure 2, red solid line) generally shows the weakest correlation across all Rw values—even lower than the control (CD_DN; Figure 2, purple solid line).
Figure 2
In strong TCs, where most RIs occur (), CD_DC showed the highest correlation coefficients in the all Rw range. CD_DC, where Cd decreases after 50 m s-1, notably shows improved performance in capturing TC intensity changes, particularly strong TCs experiencing RI events. This aligns with the findings of , which demonstrated that a decreasing Cd parameterization significantly reduces the underestimation of TC intensity in numerical models and provides the best prediction performance for intense storms. This agreement further underscores the importance of accurately parameterizing Cd for capturing RI dynamics.
Figure 3 illustrates the effect of Rw values and Cd parameterizations on the d and DAT for TCs of tropical storm intensity (≥ TS) and strong TCs (≥ Cat 3). The wind stress is proportional to the Cd times the wind speed squared (; ); this indicates that decreased or constant Cd under high wind reduces the momentum flux into the ocean compared to increased Cd, inhibiting vertical mixing of the upper ocean. Consequently, SSC in the CD_DC and CD_CN experiments is reduced, resulting in a higher DAT than CD_IC and CD_DN.
Figure 3
Moreover, as Rw increases (implying longer residence time of the TC over a given location), d also increases—an effect that is particularly notable in strong TCs. However, the correlation analysis (Figure 2) reveals that the correlation coefficients drop significantly as Rw increases, especially in cases with higher Cd values. Given that Rw in NGR calculations only affects the estimation of d, the decrease in correlation with increasing Rw suggests that this trend is likely due to an overestimation of d. The CD_CN (CD_DC), Rw = 1Rmax combination, which had the highest correlation coefficient, showed an average mixing depth of 53 m (52 m) and a median of 50 m (50 m). These values align with the findings of , where the 50 m depth-averaged temperature-based NGR demonstrated the highest prediction performance.
3.2 Multi-linear regression model performance
To further quantify the influence of these findings on TC intensity predictions, multi-linear regression models were developed for all combinations, and their skill was evaluated. Following , the predictors included NGR, the previous 12-hour intensity change, and vertical wind shear. The models were trained using data from 2004 to 2017 and evaluated on independent data from 2018 to 2021. We used Principal Component Regression to address multicollinearity, ensuring robust and efficient predictions.
For both tropical storm intensity TCs (≥ TS) and strong TCs (≥ Cat 3), the highest coefficient of determination (R2) and lowest mean absolute error (MAE) are observed in combinations using Rw = 1Rmax (Figure 4). Among these, the Cd parameterization with CD_DC consistently demonstrates the best predictive performance, suggesting that Rw = 1 Rmax is the most suitable value for capturing the relationship between NGR and 24-hour TC intensity changes. This result aligns closely with the findings from the correlation analysis.
Figure 4
When Rw exceeds 1 Rmax, both R2 and MAE degrade for all Cd parameterizations, particularly for strong TCs (≥ Cat 3). This pattern indicates that larger Rw values are less effective in accurately representing the TC-induced mixing. Both R2 and MAE analyses highlight the poor performance of CD_IC and CD_DN across all Rw values. CD_IC, in particular, shows the lowest R2 and highest MAE. By comparing the performance of the Cd parameterizations, those that exhibit significant differences above 50 m s-1, the behavior of Cd under extreme wind conditions can be indirectly inferred. The contrasting predictive performance of CD_DC and CD_IC for strong TCs (≥ Cat 3) indirectly suggests that Cd behavior under extreme wind speeds is more consistent with a decreasing trend. This supports the hypothesis that reduced frictional dissipation and suppressed SSC are critical for accurately capturing the dynamics of RI (
The R² and MAE values obtained using the CD_DC are similar to those reported by
However, the regression model combining CD_DC with Rw = 1Rmax shows improved predictive performance compared to the fixed-depth 50 m DAT-based NGR model. Specifically, during the training period (test period), the CD_DC and Rw = 1Rmax model achieved an R2 of 0.57 (0.54) and MAE of 11.0 (11.8) kt, outperforming the fixed-depth model, which had an R2 of 0.54 (0.51) and MAE of 11.4 (12.3) kt. These improvements indicate that a more realistic representation of ocean response—calculated by adequately incorporating TC-specific information—can yield higher predictive performance than a uniform 50 m mixing depth. Furthermore, given that the predictive performance of Rw = 4Rmax used before the sensitivity analysis (as evaluated in
4 Summary and discussion
This study conducted a comprehensive sensitivity analysis to investigate the impact of the Cd and the Rw on the NGR and, consequently, on TC intensity changes within 24 hours. By evaluating four different Cd parameterizations—increasing (CD_IC), decreasing (CD_DC), constant (CD_CN), and the control (CD_DN)—and varying Rw from 0.5 to 4 times the Rmax, we aimed to refine NGR calculations to enhance the predictability of RI events. The results consistently showed that the highest correlations between NGR and observed 24-hour TC intensity changes among all combinations appear at Rw = 1 Rw, particularly for strong TCs (Category 3 or higher). Among the Cd parameterizations, CD_DC—where Cd decreases above 50 m s-1— produces the best predictive performance, followed by CD_CN. This finding aligns with previous studies indicating that a decreasing Cd in extreme winds reduces the negative bias of TC intensity prediction in numerical models (
Wang et al. (2021) introduced a modified energy-based dynamical system model to explain how the TC intensification rate (IR) varies with storm intensity. According to their findings, the IR depends on the balance between intensification potential (IP) and frictional dissipation, with the IR peaking at an intermediate intensity (30–40 m s-1) before decreasing. A key contribution of their model is the concept of dynamical efficiency, which is governed by inertial stability and clarifies why the IR initially increases but then declines as TC intensifies. The NGR approach focuses on the imbalance between frictional dissipation and enthalpy flux from the sea surface.
Although the behavior of Cd at wind speeds exceeding 50 m s−1 remains uncertain,
In this study, we found that applying Rw = 1Rmax instead of the conventional 4 Rmax approach reduces the NGR-based TC intensity prediction error by about 10% (Figure 4C; CD_DC, training period). This improvement becomes especially relevant when considering that, during intensification, a TC interacts with an ocean in the midst of an active mixing process rather than one that is already fully homogenized. The traditional assumption of 4 Rmax implicitly treats the upper ocean as if it were thoroughly mixed by the time the storm passes, which can lead to an overestimation of SSC and subsequently inflate forecast errors in 24-hour intensity change. The roughly 10% reduction in forecast error underscores the importance of selecting an appropriate Rw to avoid overestimating SSC and to better represent the energetics of the storm–ocean system, particularly when RI is likely to occur.
While our study addresses several key uncertainties, notable limitations remain. Yablonsky and Ginis (2009) have shown that the SSC induced by slow-moving TCs (< 5 m s-1) differs substantially between three-dimensional (3D) and one-dimensional (1D) ocean models. Slow-moving TCs induce prolonged mixing and upwelling, resulting in a deeper mixed layer and more significant SST cooling (Tsai et al., 2008;
Figure 5

Comparison of correlation coefficients between NGR and the 24-hour intensity change based on different Cd fittings as a function of Rw (in units of Rmax). (A) shows results for slow-moving TCs (≤ 5.1 m s-1), and (B) represents fast-moving TCs (> 5.1 m s-1). The threshold of 5.1 m s-1 corresponds to the median translational speed of analyzed TCs in the western North Pacific.
In this study, the Ck was assumed to be a constant in NGR calculations. However, Cd and Ck are crucial in determining TC intensity (Zhang and Emanuel, 2016; Sroka and Emanuel, 2022). The assumption of a constant Ck overlooks the potential impact of wind-speed-dependent changes in enthalpy flux, particularly under extreme wind conditions where sea spray becomes significant (
This study underscores the critical importance of accurately parameterizing both the Cd and Rw in modeling the energy exchanges central to TC intensification. By refining these parameters within the NGR framework, we have demonstrated improved predictive skills for RI events. Our sensitivity analyses suggest that a decreasing Cd for wind speeds above 50 m s-1, together with a Rw set to 1Rmax, can effectively limit excessive frictional dissipation and sea surface cooling—both of which are essential for maintaining the latent heat flux needed to fuel high-intensity storms. Nevertheless, the scarcity of in situ observations under extreme wind conditions highlights the challenges in deriving definitive empirical values for Cd (and possibly Ck). While our results, based on model analysis data, align with the decreasing Cd behavior indicated in prior work (
Statements
Data availability statement
The original contributions presented in the study are included in the article/supplementary material. Further inquiries can be directed to the corresponding author.
Author contributions
SK: Conceptualization, Formal Analysis, Investigation, Writing – original draft, Writing – review & editing, Methodology. WL: Data curation, Methodology, Writing – review & editing, Formal Analysis. SW: Data curation, Methodology, Validation, Writing – review & editing. H-WK: Supervision, Validation, Writing – review & editing. KK: Project administration, Validation, Writing – review & editing. SK: Conceptualization, Supervision, Validation, Writing – review & editing.
Funding
The author(s) declare that financial support was received for the research and/or publication of this article. This research was supported by Korea Institute of Marine Science &Technology Promotion (KIMST) funded by the Ministry of Oceans and Fisheries (20220566). This research was supported by the project titled “Development of typhoon analysis and forecast technology (KMA2018-00722)” of the National Typhoon Center at the Korea Meteorological Administration.
Conflict of interest
The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
Generative AI statement
The author(s) declare that no Generative AI was used in the creation of this manuscript.
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Summary
Keywords
drag coefficient, tropical cyclone intensity change, rapid intensification, air-sea interactions, net energy gain rate
Citation
Kim S, Lee W, Won S, Kang H-W, Kim KO and Kang SK (2025) Sensitivity analysis of drag coefficient and length scale of wind influence on tropical cyclone intensity change using net energy gain rate. Front. Mar. Sci. 12:1536014. doi: 10.3389/fmars.2025.1536014
Received
28 November 2024
Accepted
03 March 2025
Published
20 March 2025
Volume
12 - 2025
Edited by
Alexander Babanin, The University of Melbourne, Australia
Reviewed by
Yuanlong Li, Nanjing University, China
Jia Sun, Ministry of Natural Resources, China
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Copyright
© 2025 Kim, Lee, Won, Kang, Kim and Kang.
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*Correspondence: Woojeong Lee, lwj@korea.kr
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