Abstract
Electrical Vestibular Stimulation (EVS) is a non-invasive technique for activating the vestibular-ocular reflex, evoking mainly a torsional eye movement response. We have previously demonstrated that this response can be used to detect vestibular asymmetry in patients with vestibular schwannoma (VS). Here we perform a direct comparison of EVS with caloric irrigation in this patient group. We studied 30 patients with unilateral VS, alongside an equal number of aged-matched healthy control subjects. EVS current was delivered to the mastoid process in a monaural configuration using a sinusoidal stimulus (2 Hz; ± 2 mA; 10 s), with an electrode placed over the spinous C7 process. Evoked eye movements were recorded from the right eye in darkness using an infra-red sensitive camera while the subject sat relaxed with their head on a chinrest. Ocular torsion was subsequently tracked off-line using iris striations. Each subject separately underwent water caloric irrigation, in accordance with the British Society of Audiology guidelines. For the caloric test, eye movement was recorded in the yaw axis using electro-oculography. For both EVS and calorics, inter-aural response asymmetry was calculated to determine the extent of canal paresis. Both tests revealed impaired vestibular function in the ipsilesional ear of VS patients, with a mean asymmetry ratio of 15 ± 17% and 18 ± 16% for EVS and calorics, respectively. Overall, the caloric test results discriminated controls from patients slightly more effectively than EVS (Cohen's D effect size = 1.44 vs. 1.19). Importantly, there was a significant moderate correlation between the AR values produced by EVS and calorics (r = 0.53, p < 0.01), and no significant difference between mean AR estimates. When questioned, ≥85% of participants subjectively preferred the EVS experience, in terms of comfort. Moreover, it took ~15 min to complete, vs. ~1 h for caloric. These results confirm that the results of the EVS test broadly agree with those of caloric irrigation, in terms of detecting vestibular asymmetry. Furthermore, they suggest a higher degree of convenience and patient comfort.
Introduction
Caloric irrigation is currently the most widely used test of vestibular function (). It is thought to work by inducing convection currents within the endolymph of the horizontal canal [Although, see ()], evoking nystagmus in the yaw axis. When each ear is stimulated separately, a left-right asymmetry >20–30% in peak slow-phase eye velocity is considered evidence of a vestibular deficit (). While the caloric test is relatively inexpensive (), it does have limitations. Firstly, it only assesses lateral canal function (). Secondly, the ocular response exhibits considerable within- and between-subject variance, presumably due to anatomical variations affecting thermal transfer. Thirdly, it represents a very low frequency physiological motion stimulus [~0.003 Hz; ()]. This may miss any vestibular deficit occurring at the higher frequency range of movement. Lastly, and perhaps most importantly, caloric irrigation has limitations in terms of patient convenience and applicability (). The test is time consuming, somewhat inconvenient and has several contraindications. These include excessive ear wax which precludes normal thermal transfer, and abnormal tympanometry, where irrigation may cause pain and/or further eardrum damage (although air calorics may be appropriate in this case) (). Other exclusion factors include uncontrolled hypertension and mental illness, probably because of the powerful sense of vertigo induced by the stimulus. A 2016 audit within the ENT department of The Queen Elizabeth Hospital Birmingham found that, when complying with The British Society of Audiology guidelines, 33% of patients requiring investigation were unable to undergo the caloric test.
A potential alternative diagnostic test of vestibular function is electrical vestibular stimulation (EVS) (). EVS involves small cutaneous currents, typically <10 mA, applied to the mastoid processes. This alters the firing rate of the vestibular afferents, leading to postural responses and eye movements. It can be applied either binaurally, with an electrode attached to each mastoid process, or monaurally, with an electrode over one mastoid and a separate reference electrode placed distally, over the spinous C7 process for example. In both cases, the stimulus evokes a sensation of head roll, and this induces concomitant sway and eye movement responses. The eye movement consists primarily of a torsional rotation towards the anode electrode (). This is accompanied by a slight disconjugate translational motion, whereby the intorting eye elevates and the extorting eye is depressed (). If the current is maintained, in addition to the torsional offset, torsional nystagmus is observed, with alternating slow and fast movements (). The ocular response to EVS is primarily due to stimulation of semi-circular canal afferents (, ), and resembles the response to head roll motion ().
To our knowledge, EVS was first applied clinically by Dix et al. (). They reported attenuated EVS-evoked sway responses following ototoxic damage caused by systemic streptomycin treatment. More recently, EVS-evoked eye movements have been studied in other vestibular pathologies. For example, attenuated responses have been demonstrated following systemic gentamicin treatment (), while an increase in the magnitude of the evoked eye movement has been shown in Ménière's disease (). Furthermore, specific changes in the 3D kinematics of the eye movement have been related to particular canal deficits (). These studies suggest that the EVS response is sensitive to both peripheral and central vestibular deficits, and could also help differentiate deficits caused by different canals.
Much of the previous research into the diagnostic potential of the EVS-evoked eye movement has involved the use of scleral coils, which are invasive and impractical for routine clinical use. We recently developed a non-invasive technique using an infrared camera to record the eye movement evoked by a sinuosoidally-varying EVS current (). This stimulus generates a small yet trackable torsional oscillation of the eye at the same frequency. This response is tracked off-line using iris striations as markers. By applying this technique to patients with vestibular deficits, we recently obtained the proof-of-principle that it can be used to detect vestibular paresis (). However, given the ubiquity of the caloric test, it is also important to know whether it is equally effective, diagnostically. Here we perform a direct comparison of the EVS test against the caloric irrigation test in patients with vestibular schwannoma. We determine if the extent of canal paresis correlates between the two tests. Furthermore, we compare the convenience and subjective experience of the two tests from the patient perspective.
Methods
Participants
Thirty patients with unilateral vestibular schwannoma (VS; 16 male) aged 23 to 75 (mean ± SD; 60 ± 14 years) were recruited from The Centre for Rare Diseases at The Queen Elizabeth Hospital, Birmingham. The presence of VS was confirmed by magnetic resonance imaging and quantified using maximum cerebellopontine angle. In order to determine any effect of tumour size upon vestibular responses, we classified them by size (intracanalicular and cisternal) using the Koos four-point grading system, G1 < 1 cm, G2 1–2 cm, G3 2–3 cm, G4 > 3 cm (). Most participants were classified as Koos grade 2 (70%), with 27% being classified as grade 1, and 3% as grade 3. No participants were classified as grade 4. The upper limit on tumour size in our cohort is partially attributable to the treatment procedure at Queen Elizabeth Hospital, Birmingham, whereby tumours over 3 cm in diameter are typically treated surgically. Patient tumour measurements and symptoms are presented in Table 1. Thirty healthy controls (16 male) aged 24–82 (mean ± SD; 61 ± 19 years) with no known vestibular disorders were also studied for comparison. The experiment was approved by South Birmingham Research Ethics Committee and performed in accordance with the Declaration of Helsinki. All participants gave informed written consent to participate.
Table 1
| ID | VS side | Location | Tumour type | PTA (dB) | CPA (mm) | ICL (mm) | ICD (mm) | Koos grade | HL | TIN | BD |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | R | IAC | Solid | 59 | 10.2 | 7.6 | I | + | + | + | |
| 2 | R | IAC | Solid | 26 | 4.6 | 4 | I | + | + | + | |
| 3 | L | IAC | Solid | 48 | 10 | 4.1 | I | + | + | + | |
| 4 | R | CPA | Solid | 66 | 9.5 | 13.3 | 9.4 | II | + | + | – |
| 5 | L | CPA | Solid | 69 | 14.6 | 20.7 | 12 | II | + | – | + |
| 6 | L | CPA | Solid | 54 | 18.7 | 21 | 14 | II | + | + | + |
| 7 | L | CPA | Solid | 60 | 7.7 | 11.4 | 7.3 | II | + | + | – |
| 8 | R | CPA | Solid | 23 | 12.5 | 16.9 | 9.2 | II | + | + | – |
| 9 | L | CPA | Cystic | 59 | 14.8 | 15.4 | 10.7 | II | + | + | + |
| 10 | L | IAC | Solid | 56 | 10.6 | 7.3 | I | + | + | + | |
| 11 | L | CPA | Solid | 71 | 15.7 | 20.9 | 14 | II | + | + | – |
| 12 | R | CPA | Solid | 0 | 12.3 | 16.4 | 12.3 | II | + | + | + |
| 13 | L | IAC | Solid | 59 | 11.9 | 8.9 | I | + | + | + | |
| 14 | L | CPA | Solid | 51 | 11.9 | 11.3 | 11.9 | II | + | + | – |
| 15 | L | CPA | Solid | 71 | 14.7 | 12.2 | 12.2 | II | + | + | + |
| 16 | R | CPA | Solid | 48 | 11 | 10.8 | 8.1 | II | + | + | + |
| 17 | R | CPA | Solid | 63 | 16 | 16.6 | 12 | II | + | + | + |
| 18 | L | CPA | Solid | 0 | 22 | 23.1 | 12.8 | III | + | + | + |
| 19 | L | CPA | Solid | 76 | 11.4 | 17.6 | 11 | II | + | – | + |
| 20 | R | CPA | Solid | 41 | 10.6 | 14.4 | 9.4 | II | + | – | + |
| 21 | R | CPA | Solid | 66 | 9.9 | 15.4 | 9.9 | II | + | + | + |
| 22 | R | CPA | Solid | 53 | 13.9 | 16.8 | 12.1 | II | + | + | – |
| 23 | L | IAC | Solid | 5 | 8.7 | 6.2 | I | – | + | + | |
| 24 | L | CPA | Cystic | 69 | 14.6 | 16 | 11.3 | II | + | + | + |
| 25 | L | IAC | Solid | 31 | 4.2 | 3 | I | + | + | + | |
| 26 | R | IAC | Solid | 0 | 8.6 | 4.9 | I | + | + | – | |
| 27 | L | CPA | Cystic | 45 | 11.8 | 10 | 11.8 | II | + | – | – |
| 28 | R | CPA | Solid | 53 | 14.6 | 17.8 | 13 | II | + | + | + |
| 29 | L | CPA | Solid | 23 | 5 | 12 | 5 | II | + | + | + |
| 30 | R | CPA | Solid | 50 | 14 | 13.5 | 11 | II | + | – | – |
| Mean ± SD | 51 ± 17 | 13 ± 4 | 14 ± 5 | 10 ± 3 |
Patient tumour characteristics and symptoms.
R, right; L, left; IAC, internal auditory canal; CPA, cerebellopontine angle; PTA, pure tone average; SDS, speech discrimination score; ICL, intracanalicular length; ICD, intracanalicular diameter; HL, hearing loss; TIN, tinnitus; BD, balance disturbance; +, symptomatic; –, non-symptomatic.
EVS-Evoked Torsional Eye Movements
We employed the same protocol reported in Mackenzie et al. () to measure the ocular response to electrical vestibular stimulation (EVS). Participants were seated with their head resting on a chinrest (SR Research Ltd. Ontario, Canada) for the duration of each 10 s stimulation period (Figure 1A). They were instructed to focus on the lens of an infrared lens camera and instructed to not blink, before being immersed into darkness. The eye was illuminated with invisible infrared light during recording (940 nm), but no visible fixation light was provided.
Figure 1
EVS was delivered via carbon rubber electrodes (46 ×37 mm) smeared with conductive electrolyte (Signa gel, Parker, USA) and attached to the mastoid processes with surgical tape. In order to assess each ear separately, stimulation was applied to one mastoid at a time, with a reference electrode placed over the spinous C7 process. An isolated constant-current stimulator delivered the stimulus (Model 2200, AM Systems, Carlsberg, WA, USA). The stimulus consisted of a 2 Hz sinusoidal waveform, with a peak of ±2 mA, lasting for 10 s. This frequency was chosen since it provides the best compromise between response signal to noise ratio, and patient comfort (
Video images of the eye were sampled at 50 Hz using an infrared-sensitive camera (Grasshopper 3, Point Grey Research Inc., Richmond, BC, Canada). Iris striations were subsequently tracked offline to determine ocular torsion (Figure 1B). This was done using commercially available planar tracking software (Mocha Pro V5, Imagineer Systems Ltd. Guildford, UK). This technique has previously been validated across stimulation frequency range of 0.05–20 Hz (
Caloric Irrigation
Water caloric irrigation was performed with electro-oculography (EOG) according to the procedure recommended by The British Society of Audiology (https://www.thebsa.org.uk/resources/recommended-procedure-caloric-test/). Participants lay supine on an examination bed with their head pitched forward by 30 degrees to bring the horizontal semicircular canals into the vertical plane (
Medio-lateral eye position was sampled at 1 kHz using EOG (LP511 amplifier, Grass Technologies). After preparing the skin with Nuprep, two non-polarizable skin electrodes were attached to the outer canthi, with a reference electrode on the forehead. Calibration was achieved by having the participant make saccades towards three visual targets prior to each irrigation (±20 and 0°). Calibrated eye position was smoothed and differentiated using a Savitzky-Golay filter (3rd order, 199 sample frame length) before being down-sampled to 100 Hz (Figure 2A). K-means clustering was applied to the eye velocity signal to identify slow and fast phases of nystagmus (Figure 2B). Slow phase position segments were then concatenated, and a 7th order polynomial was fitted to the resulting data (Figure 2C). The maximum value of this fitted curve was taken as the peak slow phase velocity (SPV) for the trial (Figure 2D). The Jongkees formula (1962) was used to calculate canal paresis from the SPV;
Figure 2

Analysis of caloric-evoked ocular responses. (A) Eye position was recorded using EOG in complete darkness following the cessation of the water irrigation. High frequency noise was removed using a Savitzky-Golay filter. (B) Slow and fast phase components were identified using the k-means clustering technique in Matlab. (C) Slow phase segments were concatenated, and a curve was fitted to this position signal. (D) Peak SPV was identified from the differentiated position signal.
Statistical Analysis
Response gain was used to quantify EVS-evoked torsional eye movements, and peak SPV was used to quantify the magnitude of the caloric-evoked response. A paired t test (SPSS) was used to compare responses to left and right ear stimulation in control subjects. To ensure that patients “healthy” ears were indeed healthy, they were compared to a random selection of left or right control ears using an independent t test. An unpaired t test was used to compare asymmetry ratios (AR's) between controls and patients. Effect size (difference in AR between controls and patients) was measured using Cohen's D, using the pooled variance across both groups. Pearson correlation coefficients were used to determine the caloric asymmetry ratio–EVS asymmetry ratio relationship, and tumour size-AR. Bland-Altman analysis was also used to compare tests, due to the limitations of correlation analysis (
For all statistical tests, significance was set at p < 0.05. Means and standard deviations are presented in text and figures unless otherwise stated.
Results
EVS-Evoked Torsional Eye Movements
As previously reported, the 2 Hz EVS stimulus generated a small torsional oscillation of the eye at the same frequency, with negligible translation motion (
Figure 3

Torsional eye movements evoked by EVS stimulation. EVS induces a sensation of head roll about the naso-occiptal axis, evoking a torsional eye response. A control subject's torsional eye response to right and left ear stimulation were similar in magnitude. However, the vestibular schwannoma patients show a reduced response magnitude during ipsilesional stimulation.
This was reflected by the group data shown in Figure 4. Control subjects showed no difference in response gain for left and right ear simulation [T(28) = −0.76, p = 0.45]. In patients, stimulation of the contralesional ear produced similar response gains to control subjects [T(55) = 0.20, p > 0.05], whereas ipsilesional responses were attenuated [T(55) = 2.29, p < 0.05] (Figure 4A). This was confirmed by a significant difference in AR between controls and patients [Figure 4B; Controls = 0.98 ± 7.2%, Patients = −14.68 ± 17.2%, T(57) = 4.54, p < 0.001]. The difference in AR between patients and controls corresponds to an effect size of 1.19 (Cohen's D).
Figure 4

EVS-evoked torsional eye movement response and asymmetry ratio. (A) Response gains for controls left and right ear stimulation (grey) and patients contralesional (grey) and ipsilesional ear (black). (B) Asymmetry ratio for controls (grey) and patients (black). The grey region depicts the range of a healthy response (±2 SD of control data). Mean and SD presented.
Caloric Irrigation Response
Figure 5 depicts horizontal nystagmus evoked by caloric irrigation in one control subject and two schwannoma patients (one left, and one right-sided VS). A clear nystagmus is seen during all four irrigation conditions in the control subject, and also in the contralesional ear of the VS patients. However, ipsilesional irrigation produced a less pronounced nystagmus response. These representative subjects exhibited AR's of 0.7, 26.4, and 33.6% for the control subject, and the left and right sided VS patients, respectively.
Figure 5

Horizontal nystagmus evoked by caloric stimulation. The direction (down; rightwards, up; leftwards) of the slow phase is dependent on the ear and temperature. A controls subject's responses produced similar slow phase velocity during left and right ear stimulation. However, vestibular schwannoma patients show an attenuated response during ipsilesional stimulation.
The mean response to caloric irrigation is shown in Figure 6. There was no significant difference in peak SPV for left and right ear irrigation in control subjects [T(26) = −0.16, p > 0.05] (Figure 6A). VS patients displayed peak SPV values that were indistinguishable from control subjects during contralesional irrigation [T(56) = −0.67, p > 0.05]. Ipsilesional responses were significantly attenuated, compared to controls [T(54) = 2.68, p < 0.05]. The Jongkees formula (
Figure 6

Caloric-evoked peak SPV and asymmetry ratio. (A) Peak SPV for controls left and right ears (grey). Patients contralesional (grey) and ipsilesional (black) SPV. (B) Asymmetry ratio for controls (grey) and patients (black). The grey region depicts the range of a healthy response (±2 SD of control data). Mean and SD presented.
EVS-Caloric Comparisons
Figure 7 depicts the AR calculated from the caloric reflex and EVS tests plotted against each other. The two methods exhibited a significant correlation for both groups (controls: r = −0.39, p < 0.05; patients: r = 0.53, p < 0.01). For caloric irrigation, 37% of patients exhibited AR values beyond 2 standard deviations of the healthy control values. For the EVS response, 60% of patients were outside this range. There was no significant relationship between tumour size and either caloric or EVS AR (p > 0.05). This was also true of the pure tone average scores in patients (p > 0.05). When explicitly asked to say which of the two tests they preferred in terms of comfort and practicality, the vast majority of volunteers reported a preference for the EVS test over caloric irrigation (Controls: 95%; Patients: 85%).
Figure 7

Experimental comparison. Both EVS and caloric tests produced similar asymmetry ratios, resulting in a significant positive correlation for controls (grey) and patients (black). The grey region depicts the range of healthy responses for both tests (±2 SD of control data).
Since correlation analysis can be potentially misleading for comparing test performance, we also performed a Bland-Altman analysis (
Figure 8

Bland-Altman comparison of EVS and Caloric asymmetry estimates. The difference between VS asymmetry ratios has been plotted against the mean value of both tests. Horizontal dashed lines show the mean value of the difference along with ± 1.96 standard deviations.
Discussion
Previous research has established the diagnostic potential of EVS-evoked torsional eye movement recordings for detecting vestibular paresis (
In healthy individuals, the EVS test produced virtually no asymmetry between the ears, as expected. The contralesional (unaffected) ear of VS patients produced similar response gain to the control subjects, whereas their ipsilesional responses were impaired. This resulted in a mean patient AR of ~15%. We previously reported a similar AR in VS (~20%) using the same technique (
Direct numerical comparisons confirm similar performance between tests. In the healthy control group, the EVS test exhibited slightly less asymmetry and variability, compared to calorics [AR's: 1 ± 7% (EVS) vs. 3 ± 13% (Caloric)]. However, in the patient group calorics revealed a greater deficit [AR's: 14.7 ± 17.1% (EVS) vs. 18.1 ± 16.4% (Caloric)]. Overall, the caloric test discriminated patients from controls slightly more than EVS, as reflected by a larger effect size [Cohen's D = 1.19 (EVS) vs. 1.44 (Caloric)]. The Bland-Altman plot confirmed equitable test performance, with no significant bias of either test over the other in terms of asymmetry (Figure 8). Neither test was found to correlate with tumour size or pure tone average scores and had no relationship with years diagnosed, or whether the tumour was intracanalicular or had a cisternal component. Importantly, the vast majority of patients (85%) and control subjects (95%) subjectively preferred the EVS experience over calorics. Furthermore, in terms of clinical practicality, EVS was faster (EVS, ~15 min; caloric, ~1 h) and more convenient (
The moderate correlation we observed between tests corroborates EVS as a measure of canal paresis. Nevertheless, an r value of 0.53 equates to an r-squared value of 0.28, which implies that 72% of the variance between tests is unexplained. What could account for the difference between tests? Several prosaic explanations exist. For example, some degree of measurement noise is inevitable for both EOG and video tracking. Furthermore, mental arousal is known to affect the magnitude of caloric nystagmus (
As discussed in Mackenzie et al. (
As mentioned above, the response to EVS is thought to be the net effect of simultaneous activation of all semicircular canal afferents (
Diagnostic and physiological considerations aside, EVS offers considerable practical advantages over calorics. A number of parameters need to be considered when performing the caloric test: temperature (±1°C), duration (30 s), flow rate (500 ml ± 10 ml/min), head position (30°C) and patient alertness. Differences in these factors will alter heat transfer to the horizontal canal, altering the magnitude of the evoked nystagmus. A correct head position is important to facilitate the movement of endolymph (
In summary, we have demonstrated that EVS-evoked eye movements can be use used to detect vestibular asymmetry in patients with vestibular schwannoma, and that the level of asymmetry correlates with that measured by the caloric test. EVS may be more suitable for clinical use as it is quick, more comfortable for participants and tests all canals. Further work is required to determine its diagnostic potential in wider group of pathologies, but previous research strongly suggests it is can be applied to both central and peripheral vestibular deficits (
Statements
Data availability statement
The datasets generated for this study are available on request to the corresponding author.
Ethics statement
The studies involving human participants were reviewed and approved by South Birmingham Research Ethics Committee. The patients/participants provided their written informed consent to participate in this study.
Author contributions
SM and RR: study design. SM, RI, PM, and AD: participant recruitment. SM: data collection. ND: MRI measurements. SM: data analysis. SM and RR: manuscript preparation. KL: training in caloric technique.
Funding
This research was supported by the Meniere's society, the BBSRC (BB/I00579X/1) and the MRC (Confidence in concept grant; MC_PC_15032).
Acknowledgments
Thanks to Steve Allen for technical assistance.
Conflict of interest
The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
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Summary
Keywords
electrical vestibular stimulation, caloric irrigation, vestibular schwannoma, asymmetry ratio, ocular torsion
Citation
Mackenzie SW, Iriving R, Monksfield P, Dezso A, Dawe N, Lindley K and Reynolds RF (2019) Comparing Ocular Responses to Caloric Irrigation and Electrical Vestibular Stimulation in Vestibular Schwannoma. Front. Neurol. 10:1181. doi: 10.3389/fneur.2019.01181
Received
04 June 2019
Accepted
23 October 2019
Published
08 November 2019
Volume
10 - 2019
Edited by
Joel Alan Goebel, Washington University School of Medicine in St. Louis, United States
Reviewed by
Nicolas Perez-Fernandez, University Clinic of Navarra, Spain; Hyo-Jung Kim, Seoul National University Bundang Hospital, South Korea; Yasuhiro Chihara, Raffles Japanese Clinic, Singapore
Updates

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Copyright
© 2019 Mackenzie, Iriving, Monksfield, Dezso, Dawe, Lindley and Reynolds.
This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.
*Correspondence: Raymond F. Reynolds r.f.reynolds@bham.ac.uk
This article was submitted to Neuro-Otology, a section of the journal Frontiers in Neurology
Disclaimer
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