Abstract
Thrombectomy or thrombolysis are the current standards of care for acute ischemic stroke (AIS), however, due to time constraints regarding operations and a multitude of contraindications, AIS remains one of the leading causes of death and chronic disability worldwide. In recent years, therapeutic hypothermia has been explored as an adjuvant therapy for AIS treatment and has shown potential to improve outcomes in patients with AIS. In particular, selective therapeutic hypothermia has shown to markedly reduce infarct volumes and have neuroprotective effects, while also minimizing many systemic side effects seen with systemic therapeutic hypothermia. Both preclinical and clinical trials have demonstrated that selective therapeutic hypothermia is a safe and feasible therapy for patients who have suffered an AIS. In this review, we summarize the current update on selective hypothermia through major studies that have been conducted in rodents, large animals, and clinical trials, and briefly discuss the prospects of selective hypothermic research. We hope this review helps facilitate the exploration of other possible adjuvant treatment modalities in the neuroprotection of ischemic stroke, whether upon symptom onset or after vascular recanalization.
Introduction
Fifteen million people suffer a stroke annually, making it the leading cause of acquired disability and second leading cause of death worldwide (). Acute Ischemic Stroke (AIS) treatment and rehabilitation is an astronomical burden on healthcare systems despite its limited efficacy. AIS has a striking 30-day case fatality rate of 16–23% and leaves up to 50% of survivors chronically disabled (–). Vascular recanalization, including thrombolysis and thrombectomy, has been proven to be effective in ideal circumstances. However, because of the narrow therapeutic window for vascular recanalization, AIS morbidity and mortality rates remain high (). Thus, there is an urgent need to explore alternative and adjuvant treatments (, ).
Therapeutic Hypothermia (TH) is a novel treatment for AIS that has been heavily studied and proven to be one of the most effective adjunctive treatments for AIS in Pre-clinical models (–). TH intentionally lowers the body temperature to reduce neurologic damage. TH serves as a neuroprotectant by attenuating numerous metabolic and molecular pathways involved in the progression of AIS such as suppressing free radical production, reducing production of inflammatory mediators, modifying ischemia-mediated calcium influx, and reducing blood brain barrier disruption (). There is growing hope that TH could substantially reduce AIS morbidity and mortality.
TH may be done systemically, by whole body cooling, or selectively, by lowering brain temperature while maintaining core temperature. Systemic TH is done through external surface cooling (e.g., using air blankets, cold saline and alcohol washes, water mattresses, and ice packs), infusions of cooled saline into the veins, or special transvenous endovascular cooling devices. Studies on systemic TH have provided valuable insight on the safety and practicality of this treatment. However, systemic TH poses risks of serious side effects such as hypotension, cardiac arrhythmia, and pneumonia due to its whole-body cooling effects (–). Further, previous studies on systemic TH have demonstrated great variability in time-to-target temperature, some up to several hours. Since the neuroprotective window for AIS is usually only 4.5 h, achieving target temperature through systemic methods may not be a practical therapeutic method. However, more recent systemic TH studies showed that, compared with surface cooling techniques that may take over 4 h, intravascular cooling (via the inferior vena cava) combined with intravenous tissue plasminogen activator or a drug cocktail only takes about 1 h to reach target temperature (, ).
Selective TH can be achieved through external surface cooling of the head and neck intranasally via devices that pump coolant mists or cooled air into the nasal cavity, endovascular cold saline infusion via intraarterial catheters, or more directly into the ischemic region using intracranial catheters (–). Selective TH minimizes systemic side effects seen with systemic TH, such as systemic hypothermia and pneumonia, and reaches target temperatures faster than systemic methods using less fluid than required for systemic cooling (). Selective TH has made major breakthroughs in rodent and large animal models and shows great clinical promise as an adjuvant treatment for AIS.
In recent years, researchers have made great progress in demonstrating the neuroprotective effects of selective TH in patients with AIS. From rodents, primates, to clinical studies, it has been shown that selective TH is a viable adjunctive technique both Pre- and Post-reperfusion. In this review, we introduce the latest progress of selective TH research, laying the foundation for its transition to clinical practice.
The Concept of Selective Hypothermia and Animal Research
Rodent Stroke Models
Rodent models were the preferred models for early selective TH studies after AIS. Many studies demonstrated that selective TH significantly reduced the volume of infarction in the experimental group compared to the control group with normal body temperature (Table 1). However, these studies varied in the timing of selective TH induction, as well as varying degrees of hypothermia and ischemic injury.
Table 1
| Author | Infusate/Volume | Infusion rate | Infusion time | Time to TT | Brain temp | Core body temp | Infarct volume | Functional outcome |
|---|---|---|---|---|---|---|---|---|
| Ding et al. () | Saline 23 °C (7 ml) | 2 ml/min | 3–4 min | 3–4 min | 32–33°C | —— | Reduced | Improved |
| Saline 37°C (7 ml) | 2 ml/min | 3–4 min | —— | 37°C | —— | Reduced | Improved | |
| Ding et al. () | Saline 37°C (6 ml) | 2 ml/min | 3 min | —— | —— | —— | —— | —— |
| Kurisu et al. () | Saline 10°C (4.8–6.2 ml) | 0.32–0.41 ml/min | 15 min | <5 min | Cortex 34.8°C Striatum 35.4°C | >36°C | Reduced | Improved |
| Zhao et al. () | Saline 20°C (6 ml) | 0.6 ml/min | 10 min | <10 min | Cortex 32.8–33.2°C Striatum 33.2–33.3°C | >37°C | Reduced | Improved |
| Ding et al. () | Saline 20°C (6 ml) | 0.6 ml/min | 10 min | <5 min | Cortex 33.4°C Striatum 33.9°C | >36°C | Reduced | Improved |
| Li et al. () | Saline 20°C (6 ml) | 0.6 ml/min | 10 min | —— | —— | —— | Reduced | Improved |
| Luan et al. () | Saline 20°C (6 ml) | 0.6 ml/min | 10 min | <5 min | Cortex 33.4°C Striatum 33.9°C | >36°C | —— | —— |
| Ji et al. () | Saline 10°C (7.5 ml) | 0.25 ml/min | Interrupted pattern | 6 min | 34.6°C | 37°C | Reduced | Improved |
Studies on rodents.
TT, Target Temperature.
Intra-arterial cold saline infusion has been the core method used in the study of selective TH for preclinical AIS rodent models. IA-CSI was a novel method of selective TH evaluated by Ding et al. in 2002 in an effort to localize TH to minimize its systemic side effects (). Ding et al. induced transient middle cerebral artery occlusion (tMCAO) using an intraluminal filament, and subsequently infused 7 ml of 23°C or 37°C isotonic saline into the ischemic region at a rate of 2 ml/min (Figure 1). Both 23°C and 37°C saline infusion were found to significantly reduce infarct volumes and improve functional neurologic preservation 48 h Post- reperfusion. A follow-up study conducted by Ding et al. in 2003 () demonstrated that Pre-reperfusion IA-CSI was associated with decreased expression of inflammatory markers such as TNF-alpha, ICAM-1, and IL-1beta. This was further supported by a study by Kurisu et al. in 2016 which found that Pre-reperfusion IA-CSI was associated with decreased activation of the inflammatory cascade and improved cerebral microcirculation (). Kurisu et al. also found that IA-CSI has a protective effect on the blood brain barrier through inhibition of Post-reperfusion aquaporin 4 surge. Improved blood brain barrier preservation was also demonstrated in a 2004 finding by Ding et al. which found that selective TH improves blood brain barrier preservation through decreased matrix metalloproteinase overexpression and marked reductions in cerebral edema (, ). Additionally, studies have shown that Pre-reperfusion IA-CSI treatment for AIS widens the therapeutic window for reperfusion to 2–2.5 h, which has the potential to significantly improve morbidity and mortality for AIS patients ().
Figure 1
Several studies have also evaluated the effectiveness of selective TH through simultaneous IA-CSI and reperfusion therapy (
Post-reperfusion selective TH has also shown promise as a therapeutic intervention for AIS. In 2012, Ji et al. conducted a study introducing a novel, interrupted method for IA-CSI compared to traditional, continuous IA-CSI administration in order to counteract the effects of hemodilution (
As an alternative to saline infusion alone, IA-CSI with alternative neuroprotective agents have also been studied. A study by Chen et al. evaluated the effects of local, cold low-dose albumin infusions as an alternative to saline infusion in AIS (
The majority of studies on the utility of selective TH in AIS have used rodent models. This could partly be due to the ability of rodents to better tolerate deeper hypothermia compared to primates and ease of handling, therefore providing more convenient study conditions. However, the use of rodent AIS treatment models accompanies many limitations that limit its direct translation to the clinical setting, such as the differences in brain size (smaller brain size inherently results in faster cooling rates) and post-AIS molecular inflammatory cascades in rodents compared to humans (
Table 2
| Author | Species | Infusate/Volume | Infusion rate | Infusion duration | Time to TT | Brain temp | Core body temp |
|---|---|---|---|---|---|---|---|
| Furuse et al. ( | Canine | Ringer's solution 6.5°C (>1,000 ml) | 38.9–43.4 ml/min | 30 min | 30 min | 33.6°C | 34.1°C |
| Caroff et al. ( | Canine | Saline 4.5°C (515 ml) | 20–40 ml/min | 14.4 min | <5 min | 23.8°C | 37.2°C |
| Saline 4.5°C (550 ml) | 22 ml/min | 25 min | <5 min | 31–32°C | 37.2°C | ||
| Wang et al. ( | Rhesus monkey | Ringer's solution 0–4°C (100 ml) | 5 ml/min | 20 min | 10 min | Cortex 34°C Striatum 33.9°C | 37.1°C |
| Wu et al. ( | Rhesus monkey | Ringer's solution 0–4°C (100 ml)+Alteplase (1.1 mg/kg) | 5 ml/min | 20 min | 10 min | — | — |
| Cattaneo et al. ( | Ovine | 0.9% Nacl(−6°C) | — | 180 min | 180 min | 33°C | −3°C |
| Mattingly et al. ( | Swine | Extracorporeal criculation | — | 36–150 min | <30 min | 26°C | 34°C |
| Fazel et al. ( | Swine | cold air (−3 ± 2°C)/ — | 40–50 L/min | 50–60 min | 1 h | 33.7°C | 37.3°C |
Studies on large animal and non-human primate.
TT, Target Temperature.
Large Animal Models
The first study of selective TH for AIS in large animals was conducted in 2007 by Furuse and colleagues using endovascular intra-arterial infusion into the right common carotid artery of canines with tMCAO (
Selective TH has also been studied using swine and ovine models. Cattaneo and colleagues assessed IA-CSI with a novel balloon cooling catheter system through the common carotid artery in tMCAO sheep. This study demonstrated that this novel method could rapidly induce hypothermia in the ipsilateral cerebral hemisphere and may benefit AIS patients in combination with mechanical thrombectomy (
Non-human Primate Models
Selective TH has also been studied in rhesus monkeys with induced tMCAO (
Clinical Evidence for Selective Hypothermia and Potential Applications in Stroke
The progression to larger animals from rodent models and subsequent successful outcomes are encouraging evidence supporting clinical translation of selective TH in the treatment of AIS. However, several quandaries regarding physiologic differences between animals and humans remain that cannot be addressed using animal models (
Table 3
| Author | Infusate/Volume | Infusion rate | Infusion duration | Time to TT | Brain temp | Core body temp | Infarct volume |
|---|---|---|---|---|---|---|---|
| Choi et al. ( | Saline 4–17°C(330 ml) | 33 ml/min | 10 min | <10 min | −0.84°C(JVBT) | −0.15°C | — |
| Chen et al. ( | Saline 4°C(350 ml) | Before reperfusion 10 ml/min | Before reperfusion 5 min | — | −2°C | −0.1°C | — |
| After infusion 30 ml/min | After infusion 10 min | ||||||
| Wu et al. ( | Saline 4°C(350 ml) | Before reperfusion 10 ml/min | Before reperfusion 5 min | — | — | 36.5°C | Reduce |
| After infusion 30 ml/min | After infusion 10 min | ||||||
| Poli et al. ( | Coolant gas/— | 60 L/min | 1 h | 1 h | — | — | — |
| Abou-Chebl et al. ( | Coolant gas/— | 80 L/min | 1 h | 1 h | −1.4°C | −1.1°C | — |
| Ferreira et al. ( | Circulating cold water (0–2°C)/ — | 1.51 ± 0.36 L/min, | 24 h | 9.5 h | −2.5°C | 36.0°C | — |
Clinical trials.
TT, Target Temperature; JVBT, Jugular Venous Bulb Temperature.
Choi and colleagues (
A study by Chen et al. in 2016 was the first pilot study of selective TH in AIS patients. Twenty six patients with large vessel occlusion eligible for mechanical thrombectomy were enrolled within 8 h of AIS onset (
Following the success of the 2016 pilot study, a larger prospective cohort study was launched in 2018 by Wu et al. to evaluate the safety and efficacy of IA-CSI in patients undergoing mechanical thrombectomy compared to mechanical thrombectomy without IA-CSI (
Due to the Non-invasive and convenient nature of the nasal cooling technique for TH, this method may be a favorable possibility for clinical translation. Twenty stroke patients who received neurological monitoring and treatment in a neurocare unit underwent intravenous cold systemic cooling or intranasal cooling at a rate of 60 L/minute in a 1:1 random manner (
The administration of fluorocarbon-rich gasses (
Other Novel Selective Hypothermia
More recently, a novel technique of brain cooling via the internal jugular vein (IJV) has been explored as a more convenient, faster, and economically savvy method of inducing selective TH. Duan et al. demonstrated the effectiveness of IJV administration in rats with tMCAO, by comparing IJV cooling with internal carotid artery cooling, both of which were infused with 6 ml of 0°C isotonic saline for 30 min. Findings demonstrated similar efficacy and neuroprotective benefits to those provided by intracarotid hypothermia (
The main advantage of using the IJV as a cold infusion channel is the ease of entry. The IJV is the most common site for central tube placement, a common bedside procedure. Thus when an acute stroke occurs, a tube for cold infusion could theoretically be placed with ease in the emergency room within minutes. In contrast, the carotid artery or direct access to the infarction site can only be accessed under surgical conditions. Additionally, theoretical models have shown that when the two carotid arteries are at sufficiently different temperatures, they tend to lose heat through IJV reverse cooling (
Hypothermia has also been found to enhance the efficacy of other neuroprotective agents (
Perspective and Prospective
While research on selective TH has made major strides in the last two decades, there is still an urgent need for progress in clinical translation prior to clinical implementation as an adjuvant treatment for AIS. Studies completed to date have utilized a variety of target temperatures, infusion durations, induction times, and methods, and thus a standardized approach for selective TH has not yet been established. Further, while studies have demonstrated safety and efficacy of this treatment, this procedure has the potential for serious adverse effects resulting from deep hypothermia or excessive infusion. In order for selective TH to gain clinical approval, depth, duration, and treatment window, as well as type of infusion with or without other medicines must all be determined and optimized. Future studies should focus on optimizing these variables in clinical trials so that a standard operating procedure may be established.
The neuroprotective benefits of selective TH have been well demonstrated in preclinical models and its safety and feasibility have been well established in clinical models of AIS. It is worth mentioning that the technical skills and equipment required for selective TH treatment are no different than those to perform a thrombectomy, and there are no obvious financial barriers to employing selective TH in conjunction with reperfusion treatment. Therefore, selective TH shows immense promise as an adjuvant technique to improve acute and long-term outcomes in patients who have suffered AIS.
Funding
This study was supported partially by the National Natural Science Foundation of China (82072549, 81871838, 82001277, and 82101436), the Youth Scientific Research Incubation Program of Beijing Luhe Hospital, Capital Medical University (LHYY2021-JC04), the Beijing Tongzhou District Financial Fund, and the Science and Technology Plan of Beijing Tongzhou District (KJ2022CX033).
Publisher's Note
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Statements
Author contributions
XW, AW, SK, and NC wrote and edited the manuscript. XG and YD were also involved in drafting the manuscript and revising it critically for important intellectual content. All authors contributed to the article and approved the submitted version.
Conflict of interest
The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
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Summary
Keywords
acute ischemic stroke (AIS), selective hypothermia, rodents, primates, clinical translation
Citation
Wang X, Wehbe A, Kaura S, Chaudhry N, Geng X and Ding Y (2022) Updates on Selective Brain Hypothermia: Studies From Bench Work to Clinical Trials. Front. Neurol. 13:899547. doi: 10.3389/fneur.2022.899547
Received
18 March 2022
Accepted
13 April 2022
Published
06 May 2022
Volume
13 - 2022
Edited by
Jae H. Choi, Neurovascular Center, P.C., United States
Reviewed by
Jeanne Teitelbaum, McGill University, Canada; Anatol Manaenko, Innsbruck Medical University, Austria
Updates

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Copyright
© 2022 Wang, Wehbe, Kaura, Chaudhry, Geng and Ding.
This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.
*Correspondence: Xiaokun Geng xgeng@ccmu.edu.cnYuchuan Ding yding@med.wayne.edu
This article was submitted to Endovascular and Interventional Neurology, a section of the journal Frontiers in Neurology
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